SUMMARY SECTION
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1 | |
7 | |
13 | |
13 | |
13 | |
13 | |
13 | |
13 | |
14 | |
14 | |
14 | |
15 | |
15 | |
15 | |
15 | |
20 | |
22 | |
23 | |
23 | |
23 | |
24 | |
25 | |
25 | |
26 | |
27 | |
27 | |
29 | |
30 | |
31 | |
32 | |
33 | |
36 | |
Back Cover |
Class |
|
ADV |
I |
R6 |
S |
S2 |
Management Fees |
% |
|
|
|
|
|
Distribution and/or Shareholder Services (12b-1) Fees |
% |
|
|
|
|
|
Other Expenses |
% |
|
|
|
|
|
Total Annual Portfolio Operating Expenses |
% |
|
|
|
|
|
Waivers and Reimbursements1 |
% |
( |
( |
( |
( |
( |
Total Annual Portfolio Operating Expenses After Waivers and
Reimbursements |
% |
|
|
|
|
|
Class |
|
1 Yr |
3 Yrs |
5 Yrs |
10 Yrs |
ADV |
$ |
|
|
|
|
I |
$ |
|
|
|
|
R6 |
$ |
|
|
|
|
S |
$ |
|
|
|
|
S2 |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
1 Yr |
5 Yrs |
10 Yrs |
Since
Inception |
Inception
Date |
Class ADV |
% |
|
|
|
|
|
Russell Midcap® Growth Index1 |
% |
|
|
|
|
|
Russell Midcap® Index1 |
% |
|
|
|
|
|
Class I |
% |
|
|
|
|
|
Russell Midcap® Growth Index1 |
% |
|
|
|
|
|
Russell Midcap® Index1 |
% |
|
|
|
|
|
Class R6 |
% |
|
|
|
|
|
Russell Midcap® Growth Index1 |
% |
|
|
|
|
|
Russell Midcap® Index1 |
% |
|
|
|
|
|
Class S |
% |
|
|
|
|
|
Russell Midcap® Growth Index1 |
% |
|
|
|
|
|
Russell Midcap® Index1 |
% |
|
|
|
|
|
Class S2 |
% |
|
|
|
|
|
Russell Midcap® Growth Index1 |
% |
|
|
|
|
|
Russell Midcap® Index1 |
% |
|
|
|
|
|
Investment Adviser |
Voya Investments, LLC |
Sub-Adviser |
Voya Investment Management Co. LLC |
Portfolio Managers |
|
Kristy Finnegan, CFA
Portfolio Manager (since 08/19) |
Leigh Todd, CFA
Portfolio Manager (since 12/21) |
Class |
|
ADV |
I |
R6 |
S |
S2 |
Management Fees |
% |
|
|
|
|
|
Distribution and/or Shareholder Services (12b-1) Fees |
% |
|
|
|
|
|
Other Expenses |
% |
|
|
|
|
|
Acquired Fund Fees and Expenses |
% |
|
|
|
|
|
Total Annual Portfolio Operating Expenses1 |
% |
|
|
|
|
|
Waivers and Reimbursements2 |
% |
( |
( |
( |
( |
( |
Total Annual Portfolio Operating Expenses After Waivers and
Reimbursements |
% |
|
|
|
|
|
Class |
|
1 Yr |
3 Yrs |
5 Yrs |
10 Yrs |
ADV |
$ |
|
|
|
|
I |
$ |
|
|
|
|
R6 |
$ |
|
|
|
|
S |
$ |
|
|
|
|
S2 |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
1 Yr |
5 Yrs |
10 Yrs |
Since
Inception |
Inception
Date |
Class ADV |
% |
|
|
|
|
|
Russell 2000® Growth Index1 |
% |
|
|
|
|
|
Russell 2000® Index1 |
% |
|
|
|
|
|
Class I |
% |
|
|
|
|
|
Russell 2000® Growth Index1 |
% |
|
|
|
|
|
Russell 2000® Index1 |
% |
|
|
|
|
|
Class R6 |
% |
|
|
|
|
|
Russell 2000® Growth Index1 |
% |
|
|
|
|
|
Russell 2000® Index1 |
% |
|
|
|
|
|
Class S |
% |
|
|
|
|
|
Russell 2000® Growth Index1 |
% |
|
|
|
|
|
Russell 2000® Index1 |
% |
|
|
|
|
|
Class S2 |
% |
|
|
|
|
|
Russell 2000® Growth Index1 |
% |
|
|
|
|
|
Russell 2000® Index1 |
% |
|
|
|
|
|
Investment Adviser |
Voya Investments, LLC |
Sub-Adviser |
Voya Investment Management Co. LLC |
Portfolio Managers |
|
Mitchell S. Brivic, CFA
Portfolio Manager (since 02/22) |
Michael C. Coyne, CFA
Portfolio Manager (since 02/22) |
Scott W. Haugan, CFA
Portfolio Manager (since 02/22) |
|
|
Management Fees |
Voya MidCap Opportunities Portfolio |
0.79% |
Voya SmallCap Opportunities Portfolio |
0.85% |
Portfolio Manager |
Investment
Adviser or
Sub-Adviser |
Portfolio |
Recent Professional Experience |
Mitchell S. Brivic, CFA |
Voya IM |
Voya SmallCap Opportunities
Portfolio |
Mr. Brivic, Portfolio Manager, joined Voya IM in
2022. Prior to joining Voya IM, he was a vice
president of Tygh Capital Management where he was
a member of its investment team since 2004 and a
portfolio manager since 2018. Prior to that, Mr.
Brivic worked at Columbia Management
(2002-2004), focusing exclusively on small/mid
cap equities. |
Michael C. Coyne, CFA |
Voya IM |
Voya SmallCap Opportunities
Portfolio |
Mr. Coyne, Portfolio Manager, joined Voya IM in
2022. Prior to joining Voya IM, he was a vice
president of Tygh Capital Management where he was
a member of its investment team since 2004 and a
portfolio manager since 2018. Prior to that, Mr.
Coyne worked at Columbia Management
(2002-2004), focusing exclusively on small/mid
cap equities. He has four additional years of
experience as a financial analyst with Capital
Resource Partners and Bear Stearns. |
Portfolio Manager |
Investment
Adviser or
Sub-Adviser |
Portfolio |
Recent Professional Experience |
Kristy Finnegan, CFA |
Voya IM |
Voya MidCap Opportunities Portfolio |
Ms. Finnegan, Portfolio Manager of Voya IM’s large
cap growth and mid cap growth strategies, joined
Voya IM in 2001. Previously, she served as a
portfolio manager and analyst for Voya IM’s large
cap value strategies. Prior to that, Ms. Finnegan was
an investment banking analyst at SunTrust Equitable
Securities where she focused on deals primarily in
the education and health care sectors. |
Scott W. Haugan, CFA |
Voya IM |
Voya SmallCap Opportunities
Portfolio |
Mr. Haugan, Portfolio Manager, joined Voya IM in
2022. Prior to joining Voya IM, he was a vice
president of Tygh Capital Management where he was
a member of its investment team since 2007 and a
portfolio manager since 2021. Prior to that, Mr.
Haugan worked at Columbia Management
(2003-2005) as a research analyst and also held
equity analyst/institutional sales positions at First
Analysis Securities (2005-2007) and Pacific Crest
Securities (2000-2003). |
Leigh Todd, CFA |
Voya IM |
Voya MidCap Opportunities Portfolio |
Ms. Todd, Portfolio Manager of Voya IM's large cap
growth and mid cap growth strategies, joined Voya
IM in 2021. Prior to that, she served as a portfolio
manager and senior research analyst at Mellon and
was a portfolio manager at State Street Global
Advisors. |
Portfolio |
Class ADV |
Class S |
Class S2 |
Voya MidCap Opportunities Portfolio |
0.50% |
0.25% |
0.40% |
Voya SmallCap Opportunities Portfolio |
0.50% |
0.25% |
0.40% |
|
|
Income (loss)
from
investment
operations |
|
Less distributions |
|
|
|
|
Ratios to average net assets |
Supplemental
data | |||||||
|
Net asset value, beginning
of year or period |
Net investment income (loss) |
Net realized and unrealized
gain (loss) |
Total from investment
operations |
From net investment income |
From net realized gains |
From return of capital |
Total distributions |
Payment from affiliate |
Net asset value, end of year or period |
Total Return(1) |
Expenses before
reductions/additions(2)(3) |
Expenses net of fee waivers
and/or recoupments, if any(2)(3) |
Expenses net of all
reductions/additions(2)(3) |
Net investment income
(loss)(3) |
Net assets, end of year or period |
Portfolio turnover rate |
Year or Period ended |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
(%) |
(%) |
(%) |
(%) |
(%) |
($000's) |
(%) |
Voya MidCap Opportunities Portfolio | |||||||||||||||||
Class ADV |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
2.25 |
(0.01)• |
0.53 |
0.52 |
— |
— |
— |
— |
— |
2.77 |
23.11 |
1.48 |
1.16 |
1.16 |
—0.44 |
125,989 |
74 |
12-31-22 |
15.67 |
(0.02)•
|
(4.47) |
(4.49) |
— |
8.85 |
0.07 |
8.92 |
— |
2.25 |
(25.49) |
1.47 |
1.16 |
1.16 |
(0.51) |
115,012 |
45 |
12-31-21 |
16.43 |
(0.13)•
|
1.99 |
1.86 |
— |
2.62 |
— |
2.62 |
— |
15.67 |
11.57 |
1.35 |
1.16 |
1.16 |
(0.79) |
180,187 |
66 |
12-31-20 |
12.46 |
(0.09) |
4.86 |
4.77 |
0.00* |
0.80 |
— |
0.80 |
— |
16.43 |
40.50 |
1.37 |
1.16 |
1.16 |
(0.65) |
185,463 |
91 |
12-31-19 |
11.07 |
(0.01) |
3.09 |
3.08 |
0.01 |
1.68 |
— |
1.69 |
— |
12.46 |
28.68 |
1.29 |
1.16 |
1.16 |
(0.10) |
154,333 |
95 |
Class I |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
4.12 |
0.00*• |
0.97 |
0.97 |
— |
— |
— |
— |
— |
5.09 |
23.54 |
0.98 |
0.66 |
0.66 |
0.06 |
727,111 |
74 |
12-31-22 |
18.11 |
(0.00)* |
(5.06) |
(5.06) |
— |
8.85 |
0.07 |
8.92 |
— |
4.12 |
(25.07) |
0.97 |
0.66 |
0.66 |
(0.01) |
633,556 |
45 |
12-31-21 |
18.54 |
(0.05)•
|
2.24 |
2.19 |
— |
2.62 |
— |
2.62 |
— |
18.11 |
12.07 |
0.85 |
0.66 |
0.66 |
(0.29) |
905,105 |
66 |
12-31-20 |
13.92 |
(0.02) |
5.46 |
5.44 |
0.01 |
0.81 |
— |
0.82 |
— |
18.54 |
41.14 |
0.87 |
0.66 |
0.66 |
(0.15) |
880,212 |
91 |
12-31-19 |
12.17 |
0.05 |
3.42 |
3.47 |
0.04 |
1.68 |
— |
1.72 |
— |
13.92 |
29.34 |
0.79 |
0.66 |
0.66 |
0.40 |
797,161 |
95 |
Class R6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
4.11 |
0.00*• |
0.97 |
0.97 |
— |
— |
— |
— |
— |
5.08 |
23.60 |
0.82 |
0.66 |
0.66 |
0.07 |
112,281 |
74 |
12-31-22 |
18.11 |
(0.00)* |
(5.07) |
(5.07) |
— |
8.85 |
0.07 |
8.92 |
— |
4.11 |
(25.12) |
0.83 |
0.66 |
0.66 |
(0.01) |
95,236 |
45 |
12-31-21 |
18.53 |
(0.05)•
|
2.25 |
2.20 |
— |
2.62 |
— |
2.62 |
— |
18.11 |
12.14 |
0.77 |
0.66 |
0.66 |
(0.29) |
135,451 |
66 |
12-31-20 |
13.92 |
(0.02) |
5.46 |
5.44 |
0.01 |
0.82 |
— |
0.83 |
— |
18.53 |
41.11 |
0.78 |
0.66 |
0.66 |
(0.16) |
126,339 |
91 |
12-31-19 |
12.17 |
0.05 |
3.42 |
3.47 |
0.04 |
1.68 |
— |
1.72 |
— |
13.92 |
29.34 |
0.79 |
0.66 |
0.66 |
0.45 |
76,595 |
95 |
Class S |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
2.87 |
(0.01)• |
0.68 |
0.67 |
— |
— |
— |
— |
— |
3.54 |
23.35 |
1.23 |
0.91 |
0.91 |
—0.19 |
78,884 |
74 |
12-31-22 |
16.47 |
(0.01)•
|
(4.66) |
(4.67) |
— |
8.85 |
0.07 |
8.92 |
— |
2.87 |
(25.20) |
1.22 |
0.91 |
0.91 |
(0.27) |
81,784 |
45 |
12-31-21 |
17.11 |
(0.09)•
|
2.07 |
1.98 |
— |
2.62 |
— |
2.62 |
— |
16.47 |
11.83 |
1.10 |
0.91 |
0.91 |
(0.53) |
135,499 |
66 |
12-31-20 |
12.93 |
(0.06) |
5.06 |
5.00 |
0.01 |
0.81 |
— |
0.82 |
— |
17.11 |
40.76 |
1.12 |
0.91 |
0.91 |
(0.40) |
1,046,030 |
91 |
12-31-19 |
11.41 |
0.02 |
3.20 |
3.22 |
0.02 |
1.68 |
— |
1.70 |
— |
12.93 |
29.06 |
1.04 |
0.91 |
0.91 |
0.15 |
882,543 |
95 |
Class S2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
2.61 |
(0.01)• |
0.62 |
0.61 |
— |
— |
— |
— |
— |
3.22 |
23.37 |
1.38 |
1.06 |
1.06 |
—0.34 |
39,205 |
74 |
12-31-22 |
16.14 |
(0.02)•
|
(4.58) |
(4.60) |
— |
8.85 |
0.07 |
8.92 |
— |
2.61 |
(25.41) |
1.37 |
1.06 |
1.06 |
(0.41) |
35,764 |
45 |
12-31-21 |
16.84 |
(0.12)•
|
2.04 |
1.92 |
— |
2.62 |
— |
2.62 |
— |
16.14 |
11.65 |
1.25 |
1.06 |
1.06 |
(0.69) |
55,765 |
66 |
12-31-20 |
12.75 |
(0.08) |
4.97 |
4.89 |
0.00* |
0.80 |
— |
0.80 |
— |
16.84 |
40.56 |
1.27 |
1.06 |
1.06 |
(0.55) |
57,255 |
91 |
12-31-19 |
11.28 |
(0.00)* |
3.16 |
3.16 |
0.01 |
1.68 |
— |
1.69 |
— |
12.75 |
28.89 |
1.19 |
1.06 |
1.06 |
0.00* |
46,493 |
95 |
Voya SmallCap Opportunities Portfolio | |||||||||||||||||
Class ADV |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
12.95 |
(0.11)• |
2.75 |
2.64 |
— |
— |
— |
— |
— |
15.59 |
20.39 |
1.56 |
1.35 |
1.35 |
—0.75 |
49,222 |
105 |
12-31-22 |
22.82 |
(0.14)•
|
(5.37) |
(5.51) |
— |
4.34 |
0.02 |
4.36 |
— |
12.95 |
(23.48) |
1.56 |
1.35 |
1.35 |
(0.91) |
44,505 |
179 |
12-31-21 |
24.47 |
(0.23)•
|
1.33 |
1.10 |
— |
2.75 |
— |
2.75 |
— |
22.82 |
4.14 |
1.52 |
1.35 |
1.35 |
(0.96) |
66,518 |
128 |
12-31-20 |
19.57 |
(0.17) |
5.17 |
5.00 |
— |
0.10 |
— |
0.10 |
— |
24.47 |
25.74 |
1.57 |
1.35 |
1.35 |
(0.81) |
68,635 |
145 |
12-31-19 |
18.21 |
(0.12) |
4.57 |
4.45 |
— |
3.09 |
— |
3.09 |
— |
19.57 |
25.09 |
1.38 |
1.38 |
1.38 |
(0.63) |
67,555 |
133 |
|
|
Income (loss)
from
investment
operations |
|
Less distributions |
|
|
|
|
Ratios to average net assets |
Supplemental
data | |||||||
|
Net asset value, beginning
of year or period |
Net investment income (loss) |
Net realized and unrealized
gain (loss) |
Total from investment
operations |
From net investment income |
From net realized gains |
From return of capital |
Total distributions |
Payment from affiliate |
Net asset value, end of year or period |
Total Return(1) |
Expenses before
reductions/additions(2)(3) |
Expenses net of fee waivers
and/or recoupments, if any(2)(3) |
Expenses net of all
reductions/additions(2)(3) |
Net investment income
(loss)(3) |
Net assets, end of year or period |
Portfolio turnover rate |
Year or Period ended |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
($) |
(%) |
(%) |
(%) |
(%) |
(%) |
($000's) |
(%) |
Class I |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
16.34 |
(0.05)• |
3.47 |
3.42 |
— |
— |
— |
— |
— |
19.76 |
20.93 |
1.06 |
0.85 |
0.85 |
—0.25 |
128,606 |
105 |
12-31-22 |
27.13 |
(0.08)•
|
(6.35) |
(6.43) |
— |
4.34 |
0.02 |
4.36 |
— |
16.34 |
(23.09) |
1.06 |
0.85 |
0.85 |
(0.41) |
117,865 |
179 |
12-31-21 |
28.47 |
(0.13)•
|
1.54 |
1.41 |
— |
2.75 |
— |
2.75 |
— |
27.13 |
4.67 |
1.02 |
0.85 |
0.85 |
(0.46) |
167,668 |
128 |
12-31-20 |
22.64 |
(0.08) |
6.01 |
5.93 |
— |
0.10 |
— |
0.10 |
— |
28.47 |
26.35 |
1.07 |
0.85 |
0.85 |
(0.31) |
182,625 |
145 |
12-31-19 |
20.57 |
(0.03) |
5.19 |
5.16 |
— |
3.09 |
— |
3.09 |
— |
22.64 |
25.70 |
0.88 |
0.88 |
0.88 |
(0.13) |
199,372 |
133 |
Class R6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
16.33 |
(0.05)• |
3.47 |
3.42 |
— |
— |
— |
— |
— |
19.75 |
20.94 |
0.90 |
0.85 |
0.85 |
—0.27 |
1,038 |
105 |
12-31-22 |
27.12 |
(0.09)•
|
(6.34) |
(6.43) |
— |
4.34 |
0.02 |
4.36 |
— |
16.33 |
(23.10) |
0.90 |
0.85 |
0.85 |
(0.43) |
1,284 |
179 |
12-31-21 |
28.47 |
(0.14)•
|
1.54 |
1.40 |
— |
2.75 |
— |
2.75 |
— |
27.12 |
4.63 |
0.87 |
0.85 |
0.85 |
(0.47) |
9,278 |
128 |
12-31-20 |
22.64 |
(0.08) |
6.01 |
5.93 |
— |
0.10 |
— |
0.10 |
— |
28.47 |
26.35 |
0.89 |
0.85 |
0.85 |
(0.31) |
15,147 |
145 |
12-31-19 |
20.57 |
(0.03) |
5.19 |
5.16 |
— |
3.09 |
— |
3.09 |
— |
22.64 |
25.71 |
0.88 |
0.88 |
0.88 |
(0.13) |
20,997 |
133 |
Class S |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
14.19 |
(0.08)• |
3.01 |
2.93 |
— |
— |
— |
— |
— |
17.12 |
20.65 |
1.31 |
1.10 |
1.10 |
—0.51 |
23,639 |
105 |
12-31-22 |
24.39 |
(0.11)•
|
(5.73) |
(5.84) |
— |
4.34 |
0.02 |
4.36 |
— |
14.19 |
(23.30) |
1.31 |
1.10 |
1.10 |
(0.66) |
23,286 |
179 |
12-31-21 |
25.92 |
(0.19)•
|
1.41 |
1.22 |
— |
2.75 |
— |
2.75 |
— |
24.39 |
4.38 |
1.27 |
1.10 |
1.10 |
(0.72) |
38,269 |
128 |
12-31-20 |
20.67 |
(0.13) |
5.48 |
5.35 |
— |
0.10 |
— |
0.10 |
— |
25.92 |
26.06 |
1.32 |
1.10 |
1.10 |
(0.56) |
43,862 |
145 |
12-31-19 |
19.05 |
(0.08) |
4.79 |
4.71 |
— |
3.09 |
— |
3.09 |
— |
20.67 |
25.38 |
1.13 |
1.13 |
1.13 |
(0.38) |
43,527 |
133 |
Class S2 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12-31-23 |
13.41 |
(0.10)• |
2.85 |
2.75 |
— |
— |
— |
— |
— |
16.16 |
20.51 |
1.46 |
1.25 |
1.25 |
—0.66 |
485 |
105 |
12-31-22 |
23.41 |
(0.14)•
|
(5.50) |
(5.64) |
— |
4.34 |
0.02 |
4.36 |
— |
13.41 |
(23.43) |
1.46 |
1.25 |
1.25 |
(0.81) |
470 |
179 |
12-31-21 |
25.01 |
(0.22)•
|
1.37 |
1.15 |
— |
2.75 |
— |
2.75 |
— |
23.41 |
4.25 |
1.42 |
1.25 |
1.25 |
(0.89) |
1,487 |
128 |
12-31-20 |
19.98 |
(0.16) |
5.29 |
5.13 |
— |
0.10 |
— |
0.10 |
— |
25.01 |
25.86 |
1.47 |
1.25 |
1.25 |
(0.71) |
3,080 |
145 |
12-31-19 |
18.53 |
(0.12) |
4.66 |
4.54 |
— |
3.09 |
— |
3.09 |
— |
19.98 |
25.15 |
1.28 |
1.28 |
1.28 |
(0.53) |
3,263 |
133 |
Voya Variable Products Trust |
811-08220 |
Voya MidCap Opportunities Portfolio
Voya SmallCap Opportunities Portfolio |
Asset Class/Investment Technique |
Voya MidCap
Opportunities
Portfolio |
Voya SmallCap
Opportunities
Portfolio |
Equity Securities |
|
|
Commodities |
|
|
Common Stocks |
X |
X |
Convertible Securities |
X |
X |
Initial Public Offerings |
X |
X |
Master Limited Partnerships |
|
|
Other Investment Companies and Pooled Investment Vehicles |
X |
X |
Preferred Stocks |
X |
X |
Private Investments in Public Companies |
|
|
Real Estate Securities and Real Estate Investment Trusts |
X |
X |
Small- and Mid-Capitalization Issuers |
X |
X |
Special Purpose Acquisition Companies |
X |
X |
Asset Class/Investment Technique |
Voya MidCap
Opportunities
Portfolio |
Voya SmallCap
Opportunities
Portfolio |
Special Situation Issuers |
X |
X |
Trust Preferred Securities |
|
|
Debt Instruments |
|
|
Asset-Backed Securities |
X |
X |
Bank Instruments |
X |
X |
Commercial Paper |
X |
X |
Corporate Debt Instruments |
X |
X |
Credit-Linked Notes |
X |
X |
Custodial Receipts and Trust Certificates |
|
|
Delayed Funding Loans and Revolving Credit Facilities |
|
|
Event-Linked Bonds |
|
|
Floating or Variable Rate Instruments |
X |
X |
Guaranteed Investment Contracts |
X |
X |
High-Yield Securities |
|
|
Inflation-Indexed Bonds |
|
|
Inverse Floating Rate Securities |
|
|
Mortgage-Related Securities |
X |
X |
Municipal Securities |
X |
X |
Senior and Other Bank Loans |
X |
X |
U.S. Government Securities and Obligations |
X |
X |
Zero-Coupon, Deferred Interest and Pay-in-Kind Bonds |
X |
X |
Foreign Investments |
|
|
Depositary Receipts |
X |
X |
Emerging Markets Investments |
X |
X |
Eurodollar and Yankee Dollar Instruments |
X |
X |
Foreign Currencies |
X |
X |
Sovereign Debt |
X |
X |
Supranational Entities |
X |
X |
Derivative Instruments |
|
|
Forward Commitments |
X |
X |
Futures Contracts |
X |
X |
Hybrid Instruments |
X |
X |
Options |
X |
X |
Participatory Notes |
|
|
Rights and Warrants |
X |
X |
Swap Transactions and Options on Swap Transactions |
X |
X |
Other Investment Techniques |
|
|
Borrowing |
X |
X |
Illiquid Securities |
X |
X |
Participation on Creditors' Committees |
|
|
Repurchase Agreements |
X |
X |
Restricted Securities |
X |
X |
Reverse Repurchase Agreements and Dollar Roll Transactions |
X |
X |
Securities Lending |
X |
X |
Short Sales |
X |
X |
To Be Announced Sale Commitments |
X |
X |
When-Issued Securities and Delayed Delivery Transactions |
X |
X |
Name, Address and
Year of Birth |
Position(s)
Held
with the Trust |
Term of Office
and Length
of Time
Served1
|
Principal Occupation(s)
During the Past 5 Years |
Number
of Funds
in the
Fund Complex
Overseen by
Trustees2
|
Other Board
Positions Held
by Trustees |
Independent Trustees | |||||
Colleen D. Baldwin
(1960) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Chairperson
Trustee |
January 2020 –
Present
November 2007 –
Present |
President, Glantuam Partners,
LLC, a business consulting firm
(January 2009 – Present). |
138 |
Stanley Global Engineering (2020
– Present). |
John V. Boyer
(1953) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Trustee |
January 2005 –
Present |
Retired. Formerly, President and
Chief Executive Officer, Bechtler
Arts Foundation, an arts and
education foundation (January
2008 – December 2019). |
138 |
None. |
Martin J. Gavin
(1950) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Trustee |
August 2015 –
Present |
Retired. |
138 |
None. |
Joseph E. Obermeyer
(1957) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Trustee |
May 2013 – Present |
President, Obermeyer &
Associates, Inc., a provider of
financial and economic
consulting services (November
1999 – Present). |
138 |
None. |
Name, Address and
Year of Birth |
Position(s)
Held
with the Trust |
Term of Office
and Length
of Time
Served1 |
Principal Occupation(s)
During the Past 5 Years |
Number
of Funds
in the
Fund Complex
Overseen by
Trustees2 |
Other Board
Positions Held
by Trustees |
Sheryl K. Pressler
(1950) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Trustee |
January 2006 –
Present |
Consultant (May 2001 –
Present). |
138 |
Centerra Gold Inc. (May 2008 –
Present). |
Christopher P.
Sullivan
(1954) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Trustee |
October 2015 –
Present |
Retired. |
138 |
None. |
Name, Address and
Year of Birth |
Position(s) Held
with the Trust |
Term of Office and
Length of Time Served1
|
Principal Occupation(s) During the Past 5 Years |
Andy Simonoff
(1973) 5780 Powers Ferry Road NW
Atlanta, Georgia
30327
|
President and
Chief Executive
Officer |
January 2023 – Present |
Director, President, and Chief Executive Officer, Voya Funds Services, LLC, Voya Capital,
LLC, and Voya Investments, LLC (January 2023 – Present); Managing Director, Chief
Strategy and Transformation Officer, Voya Investment Management (January 2020 –
Present). Formerly, Managing Director, Head of Business Management, Voya Investment
Management (March 2019 – January 2020); Managing Director, Head of Business
Management, Fixed Income, Voya Investment Management (November 2015 – March
2019). |
Jonathan Nash
(1967) 230 Park Avenue New York, New York
10169
|
Executive Vice
President
Chief Investment
Risk Officer |
March 2020 – Present |
Head of Investment Risk for Equity and Funds, Voya Investment Management (April 2024 –
Present); Executive Vice President and Chief Investment Risk Officer, Voya Investments,
LLC (March 2020 – Present); Formerly, Senior Vice President, Investment Risk
Management, Voya Investment Management (March 2017 – March 2024); Vice President,
Voya Investments, LLC (September 2018 – March 2020). |
Name, Address and
Year of Birth |
Position(s) Held
with the Trust |
Term of Office and
Length of Time Served1 |
Principal Occupation(s) During the Past 5 Years |
Steven Hartstein
(1963) 230 Park Avenue New York, New York
10169
|
Chief Compliance
Officer |
December 2022 –
Present |
Senior Vice President, Voya Investment Management (December 2022 – Present).
Formerly, Head of Funds Compliance, Brighthouse Financial, Inc.; and Chief Compliance
Officer, Brighthouse Funds and Brighthouse Investment Advisers, LLC (March 2017 –
December 2022). |
Todd Modic
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Senior Vice
President,
Chief/Principal
Financial Officer
and Assistant
Secretary |
March 2005 – Present |
Director and Senior Vice President, Voya Capital, LLC and Voya Funds Services, LLC
(September 2022 – Present); Director, Voya Investments, LLC (September 2022 –
Present); Senior Vice President, Voya Investments, LLC (April 2005 – Present). Formerly,
President, Voya Funds Services, LLC (March 2018 – September 2022). |
Kimberly A. Anderson
(1964) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Senior Vice
President |
November 2003 –
Present |
Senior Vice President, Voya Investments, LLC (September 2003 – Present). |
Sara M. Donaldson
(1959) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Senior Vice
President |
June 2022 – Present |
Senior Vice President, Voya Investments, LLC (February 2022 – Present); Senior Vice
President, Head of Active Ownership, Voya Investment Management (September 2021 –
Present). Formerly, Vice President, Voya Investments, LLC (October 2015 – February
2022); Vice President, Head of Proxy Voting, Voya Investment Management (October 2015
– August 2021). |
Jason Kadavy
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Senior Vice
President |
September 2023 –
Present |
Senior Vice President, Voya Investments, LLC and Voya Funds Services, LLC (September
2023 – Present). Formerly, Vice President, Voya Investments, LLC (October 2015 –
September 2023); Vice President, Voya Funds Services, LLC (July 2007 – September
2023). |
Andrew K. Schlueter
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Senior Vice
President |
June 2022 – Present |
Senior Vice President, Head of Investment Operations Support, Voya Investment
Management (April 2023 - Present); Vice President, Voya Investments Distributor, LLC
(April 2018 - Present); Vice President, Voya Investments, LLC and Voya Funds Services,
LLC (March 2018 - Present). Formerly, Senior Vice President, Head of Mutual Fund
Operations, Voya Investment Management (March 2022 - March 2023); Vice President,
Head of Mutual Fund Operations, Voya Investment Management (February 2018 - February
2022). |
Name, Address and
Year of Birth |
Position(s) Held
with the Trust |
Term of Office and
Length of Time Served1 |
Principal Occupation(s) During the Past 5 Years |
Joanne F. Osberg
(1982) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Senior Vice
President
Secretary |
March 2023 – Present
September 2020 –
Present |
Senior Vice President and Chief Counsel, Voya Investment Management – Mutual Fund
Legal Department, and Senior Vice President and Secretary, Voya Investments, LLC, Voya
Capital, LLC, and Voya Funds Services, LLC (March 2023-Present). Formerly, Secretary,
Voya Capital, LLC (August 2022 – March 2023); Vice President and Secretary, Voya
Investments, LLC and Voya Funds Services, LLC and Vice President and Senior Counsel,
Voya Investment Management – Mutual Fund Legal Department (September 2020 – March
2023); Vice President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (January 2013 – September 2020). |
Robert Terris
(1970) 5780 Powers Ferry Road NW
Atlanta, Georgia
30327
|
Senior Vice
President |
May 2006 – Present |
Senior Vice President, Head of Future State Operating Model Design, Voya Investment
Management (April 2023 – Present); Senior Vice President, Voya Investments, LLC and
Voya Investments Distributor, LLC (April 2018 – Present); Senior Vice President,
Voya Funds Services, LLC (March 2006 – Present). |
Fred Bedoya
(1973) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Vice President,
Principal
Accounting Officer
and Treasurer |
September 2012 –
Present |
Vice President, Voya Investments, LLC (October 2015 – Present); Vice President,
Voya Funds Services, LLC (July 2012 – Present). |
Robyn L. Ichilov
(1967) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Vice President |
November 1999 –
Present |
Vice President Voya Investments, LLC (August 1997 – Present); Vice President, Voya Funds
Services, LLC (November 1995 – Present). |
Erica McKenna
(1972) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034 |
Vice President |
June 2022 – Present |
Vice President, Head of Mutual Fund Compliance and Chief Compliance Officer, Voya
Investments, LLC (May 2022 – Present). Formerly, Vice President, Fund Compliance
Manager, Voya Investments, LLC (March 2021 – May 2022); Assistant Vice President,
Fund Compliance Manager, Voya Investments, LLC (December 2016 – March 2021). |
Craig Wheeler
(1969) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Vice President |
May 2013 – Present |
Vice President – Director of Tax, Voya Investments, LLC (October 2015 – Present). |
Name, Address and
Year of Birth |
Position(s) Held
with the Trust |
Term of Office and
Length of Time Served1 |
Principal Occupation(s) During the Past 5 Years |
Nicholas C.D. Ward
(1993) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Assistant Vice
President and
Assistant
Secretary |
June 2022 – Present |
Assistant Vice President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (March 2024 – Present); Formerly, Counsel, Voya Investment Management –
Mutual Fund Legal Department (November 2021 – February 2024); Associate, Dechert LLP
(October 2018 – November 2021). |
Gizachew Wubishet
(1976) 7337 East Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona
85258-2034
|
Vice President
and Assistant
Secretary |
June 2022 – Present |
Vice President and Counsel, Voya Investment Management – Mutual Fund Legal
Department (March 2024 – Present). Formerly, Assistant Vice President and Counsel, Voya
Investment Management – Mutual Fund Legal Department (May 2019 – March 2024);
Attorney, Ropes & Gray LLP (October 2011 – April 2019). |
Monia Piacenti
(1976) One Orange Way Windsor, Connecticut
06095
|
Anti-Money
Laundering
Officer |
June 2018 – Present |
Compliance Manager, Voya Financial, Inc. (March 2023 – Present); Anti-Money Laundering
Officer, Voya Investments Distributor, LLC, Voya Investment Management, and Voya
Investment Management Trust Co. (June 2018 – Present); Formerly, Compliance
Consultant Voya Financial, Inc. (January 2019 – February 2023). |
Portfolio |
IRC E |
IRC F |
Voya MidCap Opportunities Portfolio |
X |
|
Voya SmallCap Opportunities Portfolio |
X |
|
Portfolio |
Dollar Range of Equity Securities in each Portfolio as of December 31, 2023 | ||
Colleen D. Baldwin |
John V. Boyer |
Martin J. Gavin | |
Voya MidCap Opportunities
Portfolio |
None |
None |
None |
Voya SmallCap
Opportunities Portfolio |
None |
None |
None |
Aggregate Dollar Range of
Equity Securities in All
Registered Investment
Companies Overseen by
Trustee in the Voya family of
funds |
Over $100,0001
|
Over $100,0001
|
Over $100,0001
|
Portfolio |
Dollar Range of Equity Securities in each Portfolio as of December 31, 2023 | ||
Joseph E. Obermeyer |
Sheryl K. Pressler |
Christopher P. Sullivan | |
Voya MidCap Opportunities
Portfolio |
None |
None |
None |
Voya SmallCap
Opportunities Portfolio |
None |
None |
None |
Aggregate Dollar Range of
Equity Securities in All
Registered Investment
Companies Overseen by
Trustee in the Voya family of
funds |
Over $100,0001
|
Over $100,0001
|
Over $100,000 |
Name of Trustee |
Name of Owners
and Relationship
to Trustee |
Company |
Title of
Class |
Value of
Securities |
Percent of
Class |
Colleen D. Baldwin |
N/A |
N/A |
N/A |
N/A |
N/A |
John V. Boyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Martin J. Gavin |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph E. Obermeyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Sheryl K. Pressler |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher P. Sullivan |
N/A |
N/A |
N/A |
N/A |
N/A |
Portfolio |
Aggregate Compensation | |||
Colleen D. Baldwin |
John V. Boyer |
Patricia W. Chadwick1
|
Martin J. Gavin | |
Voya MidCap Opportunities
Portfolio |
$5,269 |
$4,459 |
$4,459 |
$4,459 |
Voya SmallCap
Opportunities Portfolio |
$993 |
$840 |
$840 |
$840 |
Pension or Retirement
Benefits Accrued as Part of
Fund Expenses2 |
N/A |
$0 |
$113,333 |
N/A |
Estimated Annual Benefits
Upon Retirement3
|
N/A |
$400,000 |
$113,333 |
N/A |
Total Compensation from the
Portfolio and the Voya family
of funds Paid to Trustees |
$455,000 |
$385,000 |
$385,000 |
$385,000 |
Portfolio |
Aggregate Compensation | ||
Joseph E. Obermeyer |
Sheryl K. Pressler |
Christopher P. Sullivan | |
Voya MidCap Opportunities
Portfolio |
$4,459 |
$4,864 |
$4,459 |
Voya SmallCap
Opportunities Portfolio |
$840 |
$917 |
$840 |
Pension or Retirement
Benefits Accrued as Part of
Fund Expenses2
|
N/A |
$0 |
N/A |
Estimated Annual Benefits
Upon Retirement3
|
N/A |
$113,333 |
N/A |
Total Compensation from the
Portfolio and the Voya family
of funds Paid to Trustees |
$385,0004 |
$420,0004 |
$385,000 |
Name of Portfolio |
Class |
Name and Address |
Percentage
of Class |
Percent
of Portfolio |
Voya MidCap Opportunities
Portfolio |
Class ADV |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
74.00% |
30.80% |
Voya MidCap Opportunities
Portfolio |
Class ADV |
Voya Retirement Insurance and Annuity Company
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
25.96% |
50.21% |
Voya MidCap Opportunities
Portfolio |
Class I |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
14.71% |
30.80% |
Voya MidCap Opportunities
Portfolio |
Class I |
Voya Retirement Insurance and Annuity Company
Aces Separate Acct B
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
53.17% |
50.21% |
Voya MidCap Opportunities
Portfolio |
Class I |
Voya Institutional Trust Co
As Cust for City of Los Angeles Defr Comp
Plan of City Hall EMP Benefits OFC
200 N Spring St Room 867
Los Angeles, CA 90012-0000 |
17.18% |
9.94% |
Voya MidCap Opportunities
Portfolio |
Class R6 |
Voya Strategic Allocation Growth Portfolio
Attn: Voya Operations
7337 E Doubletree Ranch Rd
Scottsdale, AZ 85258-2034 |
6.25% |
0.60% |
Voya MidCap Opportunities
Portfolio |
Class R6 |
Voya Global Perspectives Portfolio
Attn: Voya Operations
7337 E Doubletree Ranch Rd
Scottsdale, AZ 85258-2034 |
5.02% |
0.48% |
Voya MidCap Opportunities
Portfolio |
Class R6 |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
9.22% |
30.80% |
Voya MidCap Opportunities
Portfolio |
Class R6 |
Voya Retirement Insurance and Annuity Company
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
73.33% |
50.21% |
Voya MidCap Opportunities
Portfolio |
Class S |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
27.59% |
30.80% |
Voya MidCap Opportunities
Portfolio |
Class S |
Reliastar Life Insurance Company of New York II
1 Orange Way
Windsor, CT 06095-4773 |
10.41% |
1.59% |
Voya MidCap Opportunities
Portfolio |
Class S |
Voya Retirement Insurance and Annuity Company
Aces Separate Acct B
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
57.57% |
50.21% |
Voya MidCap Opportunities
Portfolio |
Class S2 |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
86.71% |
30.80% |
Voya MidCap Opportunities
Portfolio |
Class S2 |
Voya Retirement Insurance and Annuity Company
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
12.54% |
50.21% |
Voya SmallCap
Opportunities Portfolio |
Class ADV |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
94.91% |
30.87% |
Voya SmallCap
Opportunities Portfolio |
Class I |
Reliastar Life Insurance Company
RESL
FBO Select Life I
Rte 5106 PO Box 20
Minneapolis, MN 55440-0020 |
16.57% |
15.44% |
Name of Portfolio |
Class |
Name and Address |
Percentage
of Class |
Percent
of Portfolio |
Voya SmallCap
Opportunities Portfolio |
Class I |
Reliastar Life Insurance Co.
FBO Select Life I
Rte 5106 PO Box 20
Minneapolis, MN 55440-0020 |
10.03% |
15.44% |
Voya SmallCap
Opportunities Portfolio |
Class I |
Voya Retirement Insurance and Annuity Company
Aces Separate Acct B
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
63.52% |
39.95% |
Voya SmallCap
Opportunities Portfolio |
Class I |
Security Life Insurance of Denver a Vul
Rt. 5106 PO Box 20
Minneapolis MN 55440-0020 |
5.46% |
3.17% |
Voya SmallCap
Opportunities Portfolio |
Class R6 |
Voya Retirement Insurance and Annuity Company
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
87.69% |
39.95% |
Voya SmallCap
Opportunities Portfolio |
Class R6 |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
12.31% |
30.87% |
Voya SmallCap
Opportunities Portfolio |
Class S |
Venerable Insurance and Annuity Company
1475 Dunwoody Dr
West Chester, PA 19380-1478 |
78.95% |
10.20% |
Voya SmallCap
Opportunities Portfolio |
Class S |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
9.53% |
30.87% |
Voya SmallCap
Opportunities Portfolio |
Class S |
Voya Retirement Insurance and Annuity Company II
Aces Separate Acct B
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
7.48% |
39.95% |
Voya SmallCap
Opportunities Portfolio |
Class S2 |
Voya Institutional Trust Company
1 Orange Way
Windsor, CT 06095-4773 |
22.96% |
30.87% |
Voya SmallCap
Opportunities Portfolio |
Class S2 |
Voya Retirement Insurance and Annuity Company
Attn: Valuation Unit TN 41
One Orange Way B3N
Windsor, CT 06095 |
77.04% |
39.95% |
Portfolio |
Annual Management Fee |
Voya MidCap Opportunities Portfolio |
0.85% on the first $250 million of the Portfolio’s average daily net assets;
0.80% on the next $400 million of the Portfolio’s average daily net assets;
0.75% on the next $450 million of the Portfolio’s average daily net assets; and
0.70% of the Portfolio’s average daily net assets in excess of $1.1 billion. |
Voya SmallCap Opportunities
Portfolio |
0.85% on the first $250 million of the Portfolio’s average daily net assets;
0.80% on the next $250 million of the Portfolio’s average daily net assets;
0.75% on the next $250 million of the Portfolio’s average daily net assets;
0.70% on the next $250 million of the Portfolio’s average daily net assets; and
0.65% of the Portfolio’s average daily net assets in excess of $1 billion. |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap Opportunities Portfolio |
$8,096,153 |
$8,388,296 |
$16,092,925 |
Voya SmallCap Opportunities Portfolio |
$1,631,559 |
$1,795,584 |
$2,593,417 |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap Opportunities Portfolio |
($3,058,643) |
($3,134,462) |
($3,864,169) |
Voya SmallCap Opportunities Portfolio |
($408,681) |
($437,158) |
($510,372) |
Portfolio |
Sub-Adviser |
Annual Sub-Advisory Fee |
Voya MidCap Opportunities Portfolio |
Voya IM |
0.3375% on the first $250 million of the Portfolio’s average daily
net assets;
0.3150% on the next $400 million of the Portfolio’s average daily
net assets;
0.2925% on the next $450 million of the Portfolio’s average daily
net assets; and
0.2700% of the Portfolio’s average daily net assets in excess of
$1.1 billion. |
Voya SmallCap Opportunities Portfolio |
Voya IM |
0.3375% on the first $250 million of the Portfolio’s average daily
net assets;
0.3150% on the next $250 million of the Portfolio’s average daily
net assets;
0.2925% on the next $250 million of the Portfolio’s average daily
net assets;
0.2700% on the next $250 million of the Portfolio’s average daily
net assets; and
0.2475% of the Portfolio’s average daily net assets in excess of
$1 billion. |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap Opportunities Portfolio |
$3,186,353 |
$3,297,501 |
$6,271,550 |
Voya SmallCap Opportunities Portfolio |
$648,343 |
$712,916 |
$1,028,186 |
Portfolio
Manager |
Fund(s) |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number of
Accounts |
Total Assets |
Number of
Accounts |
Total Assets |
Number of
Accounts |
Total Assets | ||
Mitchell S.
Brivic, CFA |
Voya SmallCap Opportunities
Portfolio |
3 |
$948,911,751 |
20 |
$325,983,906 |
8 |
$369,404,332 |
Michael C.
Coyne, CFA |
Voya SmallCap Opportunities
Portfolio |
3 |
$948,911,751 |
20 |
$325,983,906 |
9 |
$374,674,042 |
Kristy
Finnegan,
CFA |
Voya MidCap Opportunities
Portfolio |
4 |
$6,497,213,625 |
44 |
$558,831,328 |
271 |
$5,005,741,461 |
Portfolio
Manager |
Fund(s) |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number of
Accounts |
Total Assets |
Number of
Accounts |
Total Assets |
Number of
Accounts |
Total Assets | ||
Scott W.
Haugan,
CFA |
Voya SmallCap Opportunities
Portfolio |
6 |
$1,897,823,503 |
20 |
$325,983,906 |
8 |
$369,404,332 |
Leigh Todd,
CFA |
Voya MidCap Opportunities
Portfolio |
5 |
$6,725,122,561 |
44 |
$558,831,328 |
271 |
$5,005,741,461 |
Portfolio |
Portfolio Manager |
Benchmark |
Voya MidCap Opportunities Portfolio |
Kristy Finnegan, CFA and Leigh Todd, CFA |
Russell Midcap® Growth Index |
Voya SmallCap Opportunities
Portfolio |
Mitchell S. Brivic, CFA; Michael C. Coyne, CFA;
and Scott W. Haugan, CFA |
Russell 2000® Growth Index |
Portfolio
Manager |
Investment Adviser or
Sub-Adviser |
Fund(s) Managed by the
Portfolio Manager |
Dollar Range of Fund
Shares Owned |
Mitchell S. Brivic, CFA |
Voya IM |
Voya SmallCap Opportunities Portfolio |
None |
Michael C. Coyne, CFA |
Voya IM |
Voya SmallCap Opportunities Portfolio |
None |
Kristy Finnegan, CFA |
Voya IM |
Voya MidCap Opportunities Portfolio |
None |
Scott W. Haugan, CFA |
Voya IM |
Voya SmallCap Opportunities Portfolio |
None |
Leigh Todd, CFA |
Voya IM |
Voya MidCap Opportunities Portfolio |
None |
Portfolio |
Type of Plan |
Distribution
Fee |
Shareholder
Service Fee |
Combined
Distribution
and
Shareholder
Service Fee |
All Portfolios |
|
|
| |
Class ADV |
Distribution and
Service Plan |
0.25% |
0.25% |
N/A |
Class S |
Shareholder
Service Plan |
N/A |
0.25% |
N/A |
Class S2 |
Distribution and
Service Plan |
0.15% |
0.25% |
N/A |
Portfolio |
Class |
Advertising |
Printing |
Salaries & Commissions |
Broker Servicing |
Miscellaneous |
Total |
Voya MidCap Opportunities
Portfolio |
ADV |
$628 |
$11,937 |
$3,181 |
$639,434 |
$163 |
$655,343 |
|
I |
$0 |
$0 |
$20,824 |
$3,755 |
$1,031 |
$25,610 |
|
R6 |
$0 |
$0 |
$7,175 |
$1,063 |
$308 |
$8,546 |
|
S |
$453 |
$8,604 |
$2,993 |
$213,131 |
$150 |
$225,330 |
|
S2 |
$180 |
$3,413 |
$751 |
$156,242 |
$47 |
$160,632 |
Voya SmallCap Opportunities
Portfolio |
ADV |
$235 |
$4,457 |
$4,650 |
$250,264 |
$372 |
$259,977 |
|
I |
$0 |
$0 |
$13,335 |
$3,953 |
$1,092 |
$18,381 |
|
R6 |
$0 |
$0 |
$512 |
$147 |
$36 |
$695 |
|
S |
$114 |
$2,175 |
$2,172 |
$62,957 |
$190 |
$67,608 |
|
S2 |
$3 |
$59 |
$102 |
$2,093 |
$8 |
$2,266 |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap Opportunities Portfolio |
$943,924 |
$1,060,755 |
$3,308,294 |
Voya SmallCap Opportunities Portfolio |
$293,376 |
$324,881 |
$459,428 |
Portfolio |
Gross
securities
lending
income |
Fees
paid
to
securities
lending
agent
from
revenue
split |
Positive
Rebate |
Negative
Rebate |
Net
Rebate |
Securities
Lending
losses/
gains |
Total
Aggregate
fees/
compensation
paid
to
securities
lending
agent
or
broker |
Net
Securities
Income |
Voya MidCap Opportunities Portfolio |
$269,301 |
$1,272 |
$257,314 |
$(2,154) |
$255,160 |
None |
$258,586 |
$12,869 |
Voya SmallCap Opportunities Portfolio |
$201,936 |
$5,062 |
$173,341 |
$(27,666) |
$145,675 |
None |
$178,404 |
$51,198 |
Portfolio |
2023 |
2022 |
2021 |
Voya MidCap Opportunities Portfolio |
$522,100 |
$375,757 |
$773,171 |
Voya SmallCap Opportunities Portfolio |
$303,429 |
$388,612 |
$582,266 |
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INVESTMENT ADVISER |
FILE NO. |
Voya Investments, LLC |
801-48282 |
Voya Investment Management Co. LLC |
801-9046 |
Name and Principal Business
Address |
Positions and Offices with Voya Investments Distributor, LLC |
Positions and Offices with the Registrant |
Stephen Easton
One Orange Way
Windsor, Connecticut
06095 |
Chief Compliance Officer |
None |
Huey P. Falgout, Jr.
7337 E. Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona 85258 |
Secretary |
None |
James M. Fink
5780 Powers Ferry Road
NW
Atlanta, Georgia 30327 |
Senior Vice President |
Executive Vice President |
Bill Golden
230 Park Avenue
New York, New York
10169 |
Director and Managing Director |
None |
Michelle P. Luk
230 Park Avenue
New York, New York
10169 |
Senior Vice President and Treasurer |
None |
Marino Monti
One Orange Way
Windsor, Connecticut
06095 |
Chief Information Security Officer |
None |
Francis G. O’Neill
One Orange Way
Windsor, Connecticut
06095 |
Senior Vice President and Chief Risk Officer |
None |
Niccole A. Peck
5780 Powers Ferry Road
NW
Atlanta, Georgia 30327 |
Vice President and Assistant Treasurer |
None |
Monia Piacenti
One Orange Way
Windsor, Connecticut
06095 |
Anti-Money Laundering Officer |
Anti-Money Laundering Officer |
Andrew K. Schlueter
7337 E. Doubletree Ranch
Road, Suite 100
Scottsdale, Arizona 85258 |
Senior Vice President |
Senior Vice President |
Robert P. Terris
5780 Powers Ferry Road
NW
Atlanta, Georgia 30327 |
Senior Vice President |
Senior Vice President |
Name and Principal Business
Address |
Positions and Offices with Voya Investments Distributor, LLC |
Positions and Offices with the Registrant |
Jacob J. Tuzza
230 Park Avenue
New York, New York
10169 |
Director, President and Chief Executive Officer |
None |
Catrina Willingham
5780 Powers Ferry Road
NW
Atlanta, Georgia 30327 |
Vice President, Chief Financial Officer,
Controller, and Financial and Operations
Principal |
None |
(a) |
Voya Variable Products Trust
7337 East Doubletree Ranch Road, Suite 100
Scottsdale, Arizona 85258 |
(b) |
Voya Investments, LLC
7337 East Doubletree Ranch Road, Suite 100
Scottsdale, Arizona 85258 |
(c) |
Voya Investments Distributor, LLC
7337 East Doubletree Ranch Road, Suite 100
Scottsdale, Arizona 85258 |
(d) |
The Bank of New York Mellon
240 Greenwich Street
New York, New York 10286 |
(e) |
BNY Mellon Investment Servicing (U.S.) Inc.
301 Bellevue Parkway
Wilmington, Delaware 19809 |
(f) |
Voya Investment Management Co. LLC
230 Park Avenue
New York, New York 10169 |
SIGNATURE |
TITLE |
DATE |
_______________________________
Andy Simonoff* |
President and Chief Executive Officer |
April 24, 2024 |
_______________________________
Todd Modic* |
Senior Vice President, Chief/Principal Financial Officer
and Assistant Secretary |
April 24, 2024 |
_______________________________
Fred Bedoya* |
Vice President, Treasurer and Principal Accounting
Officer |
April 24, 2024 |
_______________________________
Colleen D. Baldwin* |
Trustee |
April 24, 2024 |
_______________________________
John V. Boyer* |
Trustee |
April 24, 2024 |
_______________________________
Martin J. Gavin* |
Trustee |
April 24, 2024 |
_______________________________
Joseph E. Obermeyer* |
Trustee |
April 24, 2024 |
_______________________________
Sheryl K. Pressler* |
Trustee |
April 24, 2024 |
_______________________________
Christopher P. Sullivan* |
Trustee |
April 24, 2024 |