THE SECURITIES ACT OF 1933 |
☒ |
Pre-Effective Amendment No. |
☐ |
Post-Effective Amendment No. 543 |
☒ |
THE INVESTMENT COMPANY ACT OF 1940 |
☒ |
Amendment No. 544 |
☒ |
Alan P. Goldberg Stradley
Ronon Stevens & Young LLP 191 North Wacker Drive, Suite 1601
Chicago, Illinois 60606 |
Eric S. Purple Stradley Ronon
Stevens & Young LLP 2000 K Street, NW, Suite 700
Washington, DC 20006 |
It is proposed that this filing will become effective (check appropriate box) | |
☐ |
immediately upon filing pursuant to paragraph (b) |
☐ |
on (date) pursuant to paragraph (b) |
☐ |
60 days after filing pursuant to paragraph (a) |
☐ |
on (date) pursuant to paragraph (a) |
☒ |
75 days after filing pursuant to paragraph (a)(2) |
☐ |
on (date) pursuant to paragraph (a)(2) of rule 485 |
If appropriate, check the following box: | |
☐ |
This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
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|
[TICKER] |
Invesco MSCI EAFE Income Advantage ETF |
[NYSE Arca, Inc.] |
Management Fees |
[ ] % |
| |
Other Expenses1
|
[ ] |
| |
Total Annual Fund Operating Expenses |
[ ] |
|
1 Year |
3 Years |
$[ ] |
$[ ] |
Name |
Title with Adviser/Trust |
Date Began
Managing the Fund |
Peter Hubbard |
Head of Equities and Director of Portfolio Management of the Adviser; Vice President of the Trust |
[ ] 2024 |
| ||
John Burrello |
Portfolio Manager of the Sub-Adviser |
[ ] 2024 |
| ||
Chris Devine |
Portfolio Manager of the Sub-Adviser |
[ ] 2024 |
| ||
Scott Hixon |
Portfolio Manager of the Sub-Adviser |
[ ] 2024 |
|
Call: |
Invesco Distributors, Inc. at 1-800-983-0903 Monday through Friday 8:00 a.m. to 5:00 p.m. Central Time |
Write: |
Invesco Actively Managed Exchange-Traded Fund Trust c/o Invesco Distributors, Inc. 11 Greenway Plaza Houston, Texas 77046-1173 |
Visit: |
www.invesco.com/ETFs |
Invesco Actively Managed Exchange-Traded Fund Trust |
| |
3500 Lacey Road, Suite 700 |
|
www.invesco.com/ETFs |
Downers Grove, IL 60515 |
P-[ ]-PRO-1 |
800.983.0903
@InvescoUS |
Fund |
Principal U.S. Listing Exchange |
Ticker
|
Invesco MSCI EAFE Income Advantage ETF |
[NYSE Arca, Inc.] |
[TICKER] |
|
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70 | |
A-1 |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During the Past 5 Years |
Number
of Portfolios in Fund
Complex Overseen by
Independent Trustees |
Other Directorships Held by Independent
Trustees During the Past 5 Years |
Ronn R. Bagge—1958 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 |
Vice Chair of the Board; Chair of the Nominating and Governance |
Vice Chair since 2018; Chair of the Nominating and Governance Committee and |
Founder and Principal, YQA Capital Management LLC (1998-Present); formerly, Owner/CEO of Electronic Dynamic |
[213] |
Chair (since 2021) and member (since 2017) of the Joint Investment Committee, Mission Aviation Fellowship |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During the Past 5 Years |
Number
of Portfolios in Fund
Complex Overseen by
Independent Trustees |
Other Directorships Held by Independent
Trustees During the Past 5 Years |
Downers Grove, IL 60515 |
Committee and Trustee |
Trustee since 2008 |
Balancing Co., Inc. (high- speed rotating equipment service provider) (1988- 2001). |
|
and MAF Foundation; Trustee, Mission Aviation Fellowship (2017-Present). |
Todd J. Barre—1957 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700
Downers Grove, IL 60515 |
Trustee |
Since 2010 |
Formerly, Assistant Professor of Business, Trinity Christian College (2010-2016); Vice President and Senior Investment Strategist (2001-2008), Director of Open Architecture and Trading (2007-2008), Head of Fundamental Research (2004-2007) and Vice President and Senior Fixed Income Strategist (1994-2001), BMO Financial Group/Harris Private Bank. |
[213] |
None. |
Edmund P.
Giambastiani, Jr.—1948 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2019 |
President, Giambastiani Group LLC (national security and energy consulting) (2007- Present); Advisory Board Member, Massachusetts Institute of Technology Lincoln Laboratory (federally-funded research development) (2010- Present); Defense Advisory Board Member, Lawrence Livermore National Laboratory (2013- Present); formerly, Director, First Eagle Alternative Credit LLC (2020-2023); Director, The Boeing Company (2009- 2021); Trustee, MITRE Corporation (federally funded research development) (2008- 2020); Director, THL Credit, Inc. (alternative credit investment manager) (2016-2020); Chair (2015-2016), Lead Director (2011-2015) and Director (2008-2011), Monster Worldwide, Inc. (career services); United States Navy, career nuclear submarine officer |
[213] |
Trustee, U.S. Naval Academy Foundation Athletic & Scholarship Program (2010- Present); formerly, Trustee, certain funds of the Oppenheimer Funds complex (2013- 2019) |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During the Past 5 Years |
Number
of Portfolios in Fund
Complex Overseen by
Independent Trustees |
Other Directorships Held by Independent
Trustees During the Past 5 Years |
|
|
|
(1970-2007); Seventh Vice Chairman of the Joint Chiefs of Staff (2005- 2007); first NATO Supreme Allied Commander Transformation (2003- 2005); Commander, U.S. Joint Forces Command (2002-2005). |
|
|
Victoria J. Herget—1951 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2019 |
Formerly, Managing Director (1993-2001), Principal (1985-1993), Vice President (1978- 1985) and Assistant Vice President (1973-1978), Zurich Scudder Investments (investment adviser) (and its predecessor firms). |
[213] |
Trustee Emerita (2017- present), Trustee (2000-2017) and Chair (2010-2017), Newberry Library; Member (2002-present), Rockefeller Trust Committee; formerly, Trustee, Chikaming Open Lands (2014- 2023); Trustee, Mather LifeWays (2001-2021); Trustee, certain funds in the Oppenheimer Funds complex (2012- 2019); Board Chair (2008-2015) and Director (2004-2018), United Educators Insurance Company; Independent Director, First American Funds (2003-2011); Trustee (1992-2007), Chair of the Board of Trustees (1999-2007),
Investment Committee
Chair (1994-1999) and
Investment Committee
member (2007-2010),
Wellesley College; Trustee, BoardSource (2006-2009); Trustee, Chicago City Day School (1994-2005). |
Marc M. Kole—1960 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700
Downers Grove, IL 60515 |
Chair of the Audit Committee and Trustee |
Chair of the Audit Committee and Trustee since 2008 |
Formerly, Managing Director of Finance (2020- 2021) and Senior Director of Finance (2015-2020), By The Hand Club for Kids (not-for-profit); Chief Financial Officer, Hope Network (social services) (2008-2012); Assistant Vice President and |
[213] |
Formerly, Treasurer (2018-2021), Finance Committee Member (2015-2021) and Audit Committee Member (2015), Thornapple Evangelical Covenant Church; Board and Finance Committee Member (2009-2017) |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During the Past 5 Years |
Number
of Portfolios in Fund
Complex Overseen by
Independent Trustees |
Other Directorships Held by Independent
Trustees During the Past 5 Years |
|
|
|
Controller, Priority Health (health insurance) (2005- 2008); Regional Chief Financial Officer, United Healthcare (2005); Chief Accounting Officer, Senior Vice President of Finance, Oxford Health Plans (2000-2004); Audit Partner, Arthur Andersen LLP (1996-2000). |
|
and Treasurer (2010- 2015, 2017),
NorthPointe Christian
Schools. |
Yung Bong Lim—1964 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700
Downers Grove, IL 60515 |
Chair of the Investment Oversight Committee and Trustee |
Chair of the Investment Oversight Committee since 2014; Trustee since 2013 |
Managing Partner, RDG Funds LLC (real estate) (2008-Present); formerly, Managing Director, Citadel LLC (1999-2007). |
[213] |
Board Director, Beacon Power Services, Corp. (2019-Present); formerly, Advisory Board Member, Performance Trust Capital Partners, LLC (2008-2020). |
Joanne Pace—1958 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2019 |
Formerly, Senior Advisor, SECOR Asset Management, LP (2010- 2011); Managing Director and Chief Operating Officer, Morgan Stanley Investment Management (2006-2010); Partner and Chief Operating Officer, FrontPoint Partners, LLC (alternative investments) (2005-2006); Managing Director (2003-2005), Global Head of Human Resources and member of Executive Board and Operating Committee (2004-2005), Global Head of Operations and Product Control (2003-2004), Credit Suisse (investment banking); Managing Director (1997-2003), Controller and Principal Accounting Officer (1999- 2003), Chief Financial Officer (temporary assignment) for the Oversight Committee, Long Term Capital Management (1998-1999), Morgan Stanley. |
[213] |
Board Director, Horizon Blue Cross Blue Shield of New Jersey (2012- Present); Council Member, New York- Presbyterian Hospital’s Leadership Council on Children’s and Women’s Health (2012-Present); formerly, Governing Council Member (2016-2023) and Chair of Education
Committee (2017- 2021), Independent Directors Council (IDC); Advisory Board Director, The Alberleen Group LLC (2012- 2021); Board Member, 100 Women in Finance (2015-2020); Trustee, certain funds in the Oppenheimer Funds complex (2012-2019); Lead Independent Director and Chair of the Audit and Nominating Committee of The Global Chartist Fund, LLC,
Oppenheimer Asset Management (2011- 2012); Board Director, Managed Funds |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During the Past 5 Years |
Number
of Portfolios in Fund
Complex Overseen by
Independent Trustees |
Other Directorships Held by Independent
Trustees During the Past 5 Years |
|
|
|
|
|
Association (2008- 2010); Board Director (2007-2010) and Investment Committee Chair (2008-2010), Morgan Stanley Foundation. |
Gary R. Wicker—1961 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700
Downers Grove, IL 60515 |
Trustee |
Since 2013 |
Senior Vice President of Global Finance and Chief Financial Officer, RBC Ministries (publishing company) (2013-Present); formerly, Executive Vice President and Chief Financial Officer, Zondervan Publishing (a division of Harper Collins/NewsCorp) (2007- 2012); Senior Vice President and Group Controller (2005- 2006), Senior Vice President and Chief Financial Officer (2003-2004), Chief Financial Officer (2001- 2003), Vice President, Finance and Controller (1999-2001) and Assistant Controller (1997-1999), divisions of The Thomson Corporation (information services provider); Senior Audit Manager (1994- 1997), PricewaterhouseCoopers LLP. |
[213] |
Board Member and Treasurer, Our Daily Bread Ministries Canada (2015-
Present); Board and
Finance Committee Member, West
Michigan Youth For Christ (2010-Present). |
Donald H. Wilson—1959 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700
Downers Grove, IL 60515 |
Chair of the Board and Trustee |
Chair since 2012; Trustee since 2008 |
Chair, President and Chief Executive Officer, McHenry Bancorp Inc. and McHenry Savings Bank (subsidiary) (2018- Present); formerly, Chair and Chief Executive Officer, Stone Pillar Advisors, Ltd. (2010- 2017); President and Chief Executive Officer, Stone Pillar Investments, Ltd. (advisory services to the financial sector) (2016- 2018); Chair, President and Chief Executive Officer, Community Financial Shares, Inc. and Community Bank— |
[213] |
Director, Penfield Children’s Center (2004-Present); Board Chair, Gracebridge Alliance, Inc. (2015-Present). |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During the Past 5 Years |
Number
of Portfolios in Fund
Complex Overseen by
Independent Trustees |
Other Directorships Held by Independent
Trustees During the Past 5 Years |
|
|
|
Wheaton/Glen Ellyn (subsidiary) (2013-2015); Chief Operating Officer, AMCORE Financial, Inc. (bank holding company) (2007-2009); Executive Vice President and Chief Financial Officer, AMCORE Financial, Inc. (2006-2007); Senior Vice President and Treasurer, Marshall & Ilsley Corp. (bank holding company) (1995-2006). |
|
|
Name, Address and Year of Birth of Executive Officer
|
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During at Least the Past 5 Years |
Brian Hartigan — 1978 Invesco Capital Management LLC 3500 Lacey Road Suite 700
Downers Grove, IL 60515 |
President and Principal Executive Officer |
Since 2023 |
President and Principal Executive Officer, Invesco Exchange- Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2023 – Present); Managing Director and Global Head of ETFs, Indexed Strategies, SMAs and Model Portfolios, Chief Executive Officer and Principal Executive Officer, Invesco Capital Management LLC (2023 - Present); Chief Executive Officer, Manager and Principal Executive Officer, Invesco Specialized Products, LLC (2023 –Present); Director, Co-Chief Executive Officer and Co-President, Invesco Capital Markets, Inc. (2020 – Present); Manager and President, Invesco Investment Advisers LLC (2020 – Present) and Manager, Invesco Indexing LLC (2023 – Present); formerly, Global Head of ETF Investments and Indexed Strategy (2020- 2023); Global Head of ETF Investments (2017-2020); Head of Investments-PowerShares (2015-2017) and Executive Director, Product Development, Invesco Capital Markets, Inc. (2010-2015). |
Adrien Deberghes — 1967 Invesco Capital
Management LLC, 11 Greenway Plaza Houston, TX 77046 |
Vice President |
Since 2020 |
Vice President, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2020-Present); Head of the Fund Office of the CFO, Fund Administration and Vice President, Invesco Advisers, Inc. (2020- Present); Principal Financial Officer (2020-Present), Treasurer (2020-Present) and Senior Vice President (2023-Present), The Invesco Funds; formerly, Vice President, The Invesco Funds (2020-2023); Senior Vice President and Treasurer, Fidelity Investments (2008-2020). |
Name, Address and Year of Birth of Executive Officer |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During at Least the Past 5 Years |
Kelli Gallegos — 1970 Invesco Capital
Management LLC, 11 Greenway Plaza Houston, TX 77046 |
Vice President and Treasurer |
Since 2018 |
Vice President, Invesco Advisers, Inc. (2020-Present); Principal Financial and Accounting Officer- Pooled Investments, Invesco Specialized Products, LLC (2018-Present); Vice President and Treasurer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2018-Present); Principal Financial and Accounting Officer- Pooled Investments, Invesco Capital Management LLC (2018- Present); Vice President and Assistant Treasurer (2008-Present), The Invesco Funds; formerly, Principal Financial Officer (2016- 2020) and Assistant Vice President (2008-2016), The Invesco Funds; Assistant Treasurer, Invesco Specialized Products, LLC (2018); Assistant Treasurer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Fund Trust (2012-2018), Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-2018) and Invesco Exchange-Traded Self-Indexed Fund Trust (2016- 2018); and Assistant Treasurer, Invesco Capital Management LLC (2013-2018). |
Adam Henkel — 1980 Invesco Capital
Management LLC 3500 Lacey Road
Suite 700 Downers Grove, IL 60515 |
Secretary |
Since 2020 |
Head of Legal and Secretary, Invesco Capital Management LLC and Invesco Specialized Products, LLC (2020-present); Secretary, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2020-Present); Assistant Secretary, Invesco Capital Markets, Inc. (2020-Present); Assistant Secretary, The Invesco Funds (2014-Present); Manager (2020-Present) and Secretary (2022-Present), Invesco Indexing LLC; Manager, Invesco Investment Advisers LLC (2024-Present); formerly, Assistant Secretary, Invesco Investment Advisers LLC (2020-2024); Assistant Secretary of Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-2020); Chief Compliance Officer of Invesco Capital Management LLC (2017); Chief Compliance Officer of Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2017); Senior Counsel, Invesco, Ltd. (2013-2020); Assistant Secretary, Invesco Specialized Products, LLC (2018-2020). |
Peter Hubbard — 1981 Invesco Capital Management LLC 3500 Lacey Road Suite 700
Downers Grove, IL 60515 |
Vice President |
Since 2009 |
Vice President, Invesco Specialized Products, LLC (2018- Present); Vice President, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange- Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust (2009-Present), Invesco Actively Managed Exchange- Traded Commodity Fund Trust (2014-Present) and Invesco Exchange-Traded Self-Indexed Fund Trust (2016-Present); Vice President and Director of Portfolio Management, Invesco Capital Management LLC (2010-Present); Vice President, Invesco Advisers, Inc. (2020-Present); formerly, Vice President of Portfolio Management, Invesco Capital Management LLC (2008-2010); |
Name, Address and Year of Birth of Executive Officer |
Position(s) Held with Trust |
Term
of Office and Length of Time
Served* |
Principal Occupation(s) During at Least the Past 5 Years |
|
|
|
Portfolio Manager, Invesco Capital Management LLC (2007- 2008); Research Analyst, Invesco Capital Management LLC (2005-2007); Research Analyst and Trader, Ritchie Capital, a hedge fund operator (2003-2005). |
Rudolf E. Reitmann — 1971 Invesco Capital Management LLC 3500 Lacey Road Suite 700
Downers Grove, IL 60515 |
Vice President |
Since 2013 |
Head of Global Exchange Traded Funds Services, Invesco Specialized Products, LLC (2018-Present); Vice President, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust (2013-Present), Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-Present) and Invesco Exchange-Traded Self-Indexed Fund Trust (2016-Present); Head of Global Exchange Traded Funds Services, Invesco Capital Management LLC (2013- Present); Vice President, Invesco Capital Markets, Inc. (2018- Present). |
Melanie Zimdars — 1976 Invesco Capital
Management LLC 3500 Lacey Road Suite 700
Downers Grove, IL 60515 |
Chief Compliance Officer |
Since 2017 |
Chief Compliance Officer, Invesco Specialized Products, LLC (2018-Present); Chief Compliance Officer, Invesco Capital Management LLC (2017-Present); Chief Compliance Officer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2017-Present); formerly, Vice President and Deputy Chief Compliance Officer, ALPS Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief Financial Officer, Wasatch Advisors, Inc. (2005-2008); Compliance Officer, U.S. Bancorp Fund Services, LLC (2001-2005). |
Name of Trustee |
Aggregate Compensation From the
Trust(1) |
Pension or Retirement Benefits accrued as part of Fund Expenses |
Total Compensation Paid From Fund Complex(2)
|
Independent Trustees |
|
|
|
Ronn R. Bagge |
$15,549 |
N/A |
$370,000 |
Todd J. Barre |
$14,707 |
N/A |
$350,000 |
Edmund P. Giambastiani, Jr. |
$14,707 |
N/A |
$350,000 |
Victoria J. Herget |
$14,707 |
N/A |
$350,000 |
Marc M. Kole |
$16,179 |
N/A |
$385,000 |
Yung Bong Lim |
$15,549 |
N/A |
$370,000 |
Joanne Pace |
$14,707 |
N/A |
$350,000 |
Gary R. Wicker |
$14,707 |
N/A |
$350,000 |
Donald H. Wilson |
$19,750 |
N/A |
$470,000 |
Interested Trustee |
|
|
|
Anna Paglia(3) |
N/A |
N/A |
N/A |
Sub-Adviser |
Performance Time
Period(1) |
Invesco Advisers(2)
|
One-, Three- and Five-year performance
against Fund peer group. |
Fund |
Advisory Fee |
Invesco MSCI EAFE Income Advantage ETF |
[XX]% |
|
|
Fund |
Base Administrative Fee
(Payable to BNYM) |
Maximum Administrative Fee
(Payable to BNYM) |
Invesco MSCI EAFE Income Advantage ETF |
$[XX] |
$[XX] |
|
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|
I. |
Introduction |
A-1 |
A. |
Our Approach to Proxy Voting |
A-1 |
B. |
Applicability of Policy |
A-2 |
|
|
|
II. |
Global Proxy Voting Operational Procedures |
A-2 |
A. |
Oversight and Governance |
A-2 |
B. |
The Proxy Voting Process |
A-3 |
C. |
Retention and Oversight of Proxy Service Providers |
A-3 |
D. |
Disclosures and Recordkeeping |
A-4 |
E. |
Market and Operational Limitations |
A-5 |
F. |
Securities Lending |
A-6 |
G. |
Conflicts of Interest |
A-6 |
H. |
Review of Policy |
A-7 |
|
|
|
III. |
Our Good Governance Principles |
A-7 |
A. |
Transparency |
A-8 |
B. |
Accountability |
A-8 |
C. |
Board Composition and Effectiveness |
A-10 |
D. |
Long-Term Stewardship of Capital |
A-12 |
E. |
Environmental, Social and Governance Risk Oversight |
A-13 |
F. |
Executive Compensation and Alignment |
A-14 |
|
Exhibit A |
A-16 |
Exhibit
Number |
Description
| ||
(a) |
(1) |
(a) |
|
|
|
(b) |
|
|
(2) |
|
|
(b) |
|
|
|
(c) |
(1) |
|
|
|
(2) |
|
|
(d) |
(1) |
(a) |
|
|
|
(b) |
Schedule A (as of [ ], 2024) to the Amended and Restated Investment Advisory Agreement for unitary fees. (*) |
|
(2) |
(a) |
|
|
|
(b) |
|
|
(3) |
(a) |
|
|
|
(b) |
|
|
|
(c) |
Schedule A (as of [ ], 2024) to the Amended and Restated Investment Sub-Advisory Agreement. (*) |
|
(4) |
(a) |
|
|
|
(b) |
|
|
(5) |
|
|
(e) |
(1) |
(a) |
|
|
|
(b) |
Schedule A (as of [ ], 2024) to the Amended and Restated Master Distribution Agreement. (*) |
|
|
(c) |
|
(f) |
|
|
Not applicable. |
(g) |
(1) |
(a) |
|
|
|
(b) |
Schedule I (as of [ ], 2024) for Custody Agreement between Registrant and The Bank of New York Mellon. (*) |
|
(2) |
|
|
(h) |
(1) |
(a) |
Exhibit
Number |
Description
| ||
|
|
(b) |
Amendment to Exhibit A (as of [ ], 2024) to the Fund Administration and Accounting Agreement between Registrant
and The Bank of New York Mellon. (*) |
|
(2) |
|
|
|
(3) |
(a) |
|
|
|
(b) |
Exhibit D (as of [ ], 2024) to the Amended and Restated Transfer Agency and Service Agreement between Registrant
and The Bank of New York Mellon. (*) |
|
(4) |
|
|
|
(5) |
|
|
|
(6) |
|
|
(i) |
|
|
Opinion and Consent of Counsel (*) |
(j) |
|
|
Consent of Independent Registered Public Accounting Firm – None |
(k) |
|
|
Not applicable. |
(m) |
|
|
Not applicable. |
(n) |
|
|
Not applicable. |
(o) |
|
|
Not applicable. |
(p) |
|
|
|
(q) |
|
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|
101.INS |
XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags
are embedded within the inline XBRL document | ||
101.SCH |
XBRL Taxonomy Extension Schema Document | ||
101.CAL |
XBRL Taxonomy Extension Calculation Linkbase Document | ||
101.DEF |
XBRL Taxonomy Extension Definition Linkbase Document | ||
101.LAB |
XBRL Taxonomy Extension Labels Linkbase Document | ||
101.PRE |
XBRL Taxonomy Extension Presentation Linkbase Document |
NAME AND PRINCIPAL BUSINESS ADDRESS* |
POSITIONS AND OFFICES WITH REGISTRANT |
POSITIONS AND
OFFICES WITH UNDERWRITER |
John McDonough |
None |
Director, Chief Executive Officer and President |
Ben Utt |
None |
Executive Vice President |
Terry Gibson Vacheron |
None |
Executive Vice President |
Mark W. Gregson |
None |
Chief Financial Officer and Financial and Operations Principal |
Trisha B. Hancock |
None |
Chief Compliance Officer and Senior Vice President |
Rocco Benedetto |
None |
Senior Vice President |
David Borrelli |
None |
Senior Vice President |
Ken Brodsky |
None |
Senior Vice President |
George Fahey |
None |
Senior Vice President |
Eliot Honaker |
None |
Senior Vice President |
Brian Kiley |
None |
Senior Vice President |
Brian Levitt |
None |
Senior Vice President |
Kevin Neznek |
None |
Senior Vice President |
Adam Rochlin |
None |
Senior Vice President |
Benjamin Stewart |
None |
Senior Vice President |
Paul E. Temple |
None |
Senior Vice President |
Melanie Ringold |
Chief Legal Officer |
Secretary |
Greg Ketron |
None |
Treasurer |
Crissie Wisdom |
Anti-Money Laundering Compliance Officer |
Anti-Money Laundering Compliance Officer |
John M. Zerr |
None |
Senior Vice President |
1. |
Invesco Actively Managed Exchange-Traded Fund Trust 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 |
2. |
Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 |
3. |
The Bank of New York Mellon 240 Greenwich Street New York, New York 10286 |
Invesco Actively Managed Exchange-Traded Fund Trust | |
By: |
/s/ Brian Hartigan |
|
Brian Hartigan |
Title: |
President |
SIGNATURE
|
TITLE
|
DATE |
/s/ Brian Hartigan |
President |
April 24, 2024 |
Brian Hartigan |
|
|
/s/ Kelli Gallegos |
Treasurer |
April 24, 2024 |
Kelli Gallegos |
|
|
/s/ Adam Henkel |
Secretary |
April 24, 2024 |
Adam Henkel |
|
|
*/s/ Ronn R. Bagge |
Vice Chairman and Trustee |
April 24, 2024 |
Ronn R. Bagge |
|
|
*/s/ Todd J. Barre |
Trustee |
April 24, 2024 |
Todd J. Barre |
|
|
*/s/ Edmund P. Giambastiani, Jr. |
Trustee |
April 24, 2024 |
Edmund P. Giambastiani, Jr. |
|
|
*/s/ Victoria J. Herget |
Trustee |
April 24, 2024 |
Victoria J. Herget |
|
|
*/s/ Marc M. Kole |
Trustee |
April 24, 2024 |
Marc M. Kole |
|
|
*/s/ Yung Bong Lim |
Trustee |
April 24, 2024 |
Yung Bong Lim |
|
|
*/s/ Joanne Pace |
Trustee |
April 24, 2024 |
Joanne Pace |
|
|
*/s/ Gary R. Wicker |
Trustee |
April 24, 2024 |
Gary R. Wicker |
|
|
*/s/ Donald H. Wilson |
Chairman and Trustee |
April 24, 2024 |
Donald H. Wilson |
|
|
*By: /s/ Adam Henkel |
|
April 24, 2024 |
Adam Henkel |
|
|
Attorney-In-Fact |
|
|