X0405 TA-1/A 0001557183 XXXXXXXX 084-06488 true LIVE SEC ASCENSUS COLLEGE SAVINGS RECORDKEEPING SERVICES LLC UPROMISE INVESTMENTS RECORDKEEPING SERVICES LLC 347856 95 Wells Avenue Ste 160 Newton MA 02459 N 215-648-1272 Y 1001 E 101st Terrace Suite 200 Kansas City MO 64131 9070 S Rita Road Tucson AZ 85747 N Y The Vanguard Group, Inc. 084-00772 100 Vanguard Boulevard V26 Malvern PA 19355-2900 Y PRICE ROWE T SERVICES INC /TA 084-01079 4515 Painters Mill Road Owings Mills MD 21117 Other Margaret Brennan Creonte 05/29/2020 President Control Person Michael Folmer 07/15/2015 Treasurer/VP, Tax and Finance Control Person Ascensus Group, LLC 07/26/2012 Sole Member Control Person Robert Barry Kaplan 07/20/2018 Chief Compliance Officer Control Person Joseph Drew Dansky 05/01/2020 Secretary Control Person Thomas Joseph Hewitt 05/01/2023 Senior Vice President Control Person LLC Y Ascensus Holdings, Inc. 100% Shareholder of Ascensus Group, LLC MERCURY INTERMEDIATE II, INC. 100% Shareholder of Ascensus Group Holdings, Inc. MERCURY INTERMEDIATE I, INC. 100% Shareholder of Mercury Intermediate II, Inc. MERCURY PARENT HOLDINGS, INC. 100% Shareholder of Mercury Intermediate I, Inc. TRIDENT VIII, L.P. Shareholder ASCENSUS GROUP HOLDINGS, INC. 100% SHAREHOLDER OF ASCENSUS HOLDINGS, INC. N N N N N N N N N N N N N N N N N N N N N N N ROBERT B. KAPLAN 215-648-1272 CHIEF COMPLIANCE OFFICER 03/27/2024