UNITED STATES

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549

 

FORM N-CSR

 

CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT

INVESTMENT COMPANIES

 

Investment Company Act file number 811-22990

 

 

Pomona Investment Fund

 

(Exact name of registrant as specified in charter)

 

780 Third Avenue, 46th Floor

New York, NY 10017

 

(Address of principal executive offices) (Zip code)

 

Michael D. Granoff

Pomona Management LLC

780 Third Avenue, 46th Floor

New York, NY 10017

 

(Name and address of agent for service)

 

registrant's telephone number, including area code: (212) 593-3639

 

 

Date of fiscal year end: March 31

 

 

Date of reporting period: March 31, 2023

 

 

The Registrant is filing this amendment (the “Amendment”) to its Certified Shareholder Report on Form N-CSR filed with the Securities and Exchange Commission on June 8, 2023 (the “Report”), to revise the disclosure in Item 11(b).

 

Except as otherwise noted above, the Report was accurate, timely distributed to shareholders, as applicable, and contained all information required to be included in such reports by the Registrant’s registration statement form under the Investment Company Act of 1940, as amended, pursuant to Rule 30e-1(a) thereunder.

 

Items 1 through 11(a), Item 12 and Item 13 of this Amendment to the Registrant’s Form N-CSR are incorporated by reference to the Form N-CSR filed on EDGAR on June 8, 2023 (Accession Number 0001398344-23-011783).

 

 

ITEM 11. CONTROLS AND PROCEDURES.

  

(b)       There were no changes in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting.

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(registrant)   Pomona Investment Fund  
     
By (Signature and Title)* /s/ Michael Granoff  
  Michael Granoff, President & Principal Executive Officer  
  (Principal Executive Officer)  
     
Date April 24, 2024  

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

By (Signature and Title)*   /s/ Michael Granoff  
  Michael Granoff, President & Principal Executive Officer  
  (Principal Executive Officer)  
     
Date April 24, 2024  
     
By (Signature and Title)*   /s/ Frances Janis  
  Frances Janis, Treasurer and Principal Financial Officer  
  (Principal Financial Officer)  
     
Date April 24, 2024  

 

* Print the name and title of each signing officer under his or her signature.

ATTACHMENTS / EXHIBITS

ATTACHMENTS / EXHIBITS

fp0088170-1_ex99cert.htm

fp0088170-1_ex99906cert.htm