1
|
NAMES OF REPORTING PERSONS
|
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
First Southern Holdings, LLC
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|||
AF
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
Kentucky
|
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
1,201,876*
|
|||||
8
|
SHARED VOTING POWER
|
||||
0*
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
1,201,876*
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
0*
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
See response to Item 5
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☑
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
See response to Item 5
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
First Southern Funding, LLC
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
WC, BK
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
Kentucky
|
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
400,000*
|
|||||
8
|
SHARED VOTING POWER
|
||||
0*
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
400,000*
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
0*
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
See response to Item 5
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☑
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
See response to Item 5
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
First Southern Bancorp, Inc.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
WC, BK
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
Kentucky
|
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
204,909*
|
|||||
8
|
SHARED VOTING POWER
|
||||
See response to Item 5
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
204,909*
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
See response to Item 5
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
See response to Item 5
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☑
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
See response to Item 5
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
HC
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
Jesse T. Correll
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
AF, OO
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
Kentucky
|
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
154,312*
|
|||||
8
|
SHARED VOTING POWER
|
||||
See response to Item 5
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
154,312*
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
See response to Item 5
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
See response to Item 5
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☑
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
See response to Item 5
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
IN
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
WCorrell, Limited Partnership
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
Georgia
|
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
72,750*
|
|||||
8
|
SHARED VOTING POWER
|
||||
0*
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
72,750*
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
0*
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
See response to Item 5
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☑
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
See response to Item 5
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
PN
|
|||||
1
|
NAMES OF REPORTING PERSONS
|
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
Cumberland Lake Shell, Inc.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
Kentucky
|
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
128,750*
|
|||||
8
|
SHARED VOTING POWER
|
||||
0*
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
128,750*
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
0*
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
See response to Item 5
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☑
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
See response to Item 5
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
CO
|
|||||
Reporting Person
|
Number of Shares
Owned (%)(1) |
|
Jesse T. Correll (2)
First Southern Bancorp, Inc.(2)(3)
First Southern Funding, LLC(2)(3)
First Southern Holdings, Inc.(2)(3)
WCorrell, Limited Partnership(2)
Cumberland Lake Shell, Inc.
|
154,312 (4.9%)
1,406,785 (44.4%)
400,000 (12.6%)
1,201,876 (37.9%)
72,750 (2.3%)
128,750 (4.1%)
|
|
Total(3)(4)
|
2,089,847 (65.9%)
|
Exhibit B
|
Agreement among Reporting Persons for the filing of a single Schedule 13D pursuant to Rule 13d-l(f)(l).
|
Exhibit F
|
Directors, officers, members, general partners and controlling persons of Reporting Persons.
|
Date: April 17, 2024
|
By:
|
/s/ Jesse T. Correll | |
Jesse T. Correll | |||
Attorney-in-Fact on behalf of each of the Reporting Persons* | |||
Jesse T. Correll, Director and Executive Officer
|
Jill M. Martin, Executive Officer
|
Douglas P. Ditto, Director and Executive Officer
|
Alex Keltner, Director
|
Adrienne Correll, Director
|
Michael Ray, Director
|
Tommy Roberts, Director and Executive Officer
|
Theodore C. Miller, Executive Officer
|
William W. Perry, Director
|
M. Suzanne Short, Executive Officer
|
Kevin Attkisson, Director
|
Alma Randolph Crump, Director
|
Bradley J. Betack, Executive Officer
|
Daniel Roberts, Executive Officer
|
Jesse T. Correll, Manager, Executive Officer and Controlling Person
|
Jill M. Martin, Manager and Executive Officer
|
Douglas P. Ditto, Manager and Executive Officer
|
Preston Correll, Manager and Executive Officer
|
Jesse T. Correll, Executive Officer
|
Jill M. Martin, Executive Officer
|
First Southern Funding, LLC, Member
|
First Southern Bancorp, Inc., Member and Controlling Person
|
Jesse T. Correll, Managing General Partner
|
Ward F. Correll Irrevocable Family Bank GSTT Trust UTA dated 12-17-1997, Controlling Shareholder
|
Jesse T. Correll, Director
|
Greg Correll, Director
|
Leah D. Taylor, Executive Officer and Director
|
Stephen Acton, Executive Officer and Director
|
Stephen Acton
|
P. O. Box 430
Somerset, KY 42502
370 S. Highway 27, Suite 26
Somerset, KY 42501
|
Vice President, Secretary & Director, Cumberland Lake Shell, Inc. (Commercial real estate/investments)
|
Greg Correll
|
7907 Nicholasville Rd.
Lancaster, KY 40444
|
Member, Marksbury Farm Foods, LLC (Processing Facility & Retailer)
|
Jesse T. Correll
|
P.O. Box 328
205 N. Depot St.
Stanford, KY 40484
|
Chairman, President, CEO and Director of First Southern Bancorp, Inc. (Bank holding company), UTG, Inc. (Insurance holding company), and Universal Guaranty Life Insurance Co. (Life insurance co.)
Chairman and Director of First Southern National Bank (Bank)
|
Douglas P. Ditto
|
P.O. Box 328
99 Lancaster Street
Stanford, KY 40484
|
Vice President, First Southern Bancorp, Inc. (Bank holding company)
Senior Vice President and Central Lending Group Manager, First Southern National Bank (Bank)
Vice President of UTG, Inc. (Insurance holding company) and Universal Guaranty Life Insurance Co. (Life insurance co.)
|
M. Suzanne Short
|
P.O. Box 328
99 Lancaster Street
Stanford, KY 40484
|
Chief Operating Officer, First Southern Bancorp, Inc. (Bank holding company)
|
Jill Martin
|
P.O. Box 328
111 W. Main St.
Stanford, KY 40484
|
Vice President, Treasurer, Asst. Secretary. First Southern Bancorp, Inc. (Bank holding company) and First Southern National Bank (Bank)
|
Theodore C. Miller | P.O. Box 328
111 W. Main St.
Stanford, KY 40484
|
CFO & Asst. Secretary of First Southern Bancorp, Inc. (Bank holding company) and First Southern National Bank (Bank)
Senior Vice President and CFO of UTG, Inc. (Insurance holding company) and Universal Guaranty Life Insurance Co. (Life insurance co.)
|
William W. Perry
|
223 West Wall Street, Suite 900
Midland, TX 79701
|
Owner, S.E.S. Investments, LTD, Managing Partner of PBEX, LLC and CEO of EGL Resources, Inc. (oil and gas investments/companies)
|
Michael Ray
|
385 Valley Oak Drive
Somerset, KY 42503
|
CFO, Moden Distributors, Inc. (Wholesale/Distribution)
|
Tommy Roberts
|
P.O. Box 328
99 Lancaster Street
Stanford, KY 40484
|
Chief Executive Officer & Director, First Southern National Bank (Bank)
Vice President & Director, First Southern Bancorp, Inc. (Bank holding company)
|
Leah D. Taylor
|
P. O. Box 430
Somerset, KY 42502
370 S. Highway 27, Suite 26
Somerset, KY 42501
|
President, Director, Cumberland Lake Shell, Inc. (Commercial real estate/investments)
|
Alex Keltner |
P.O. Box 118
138 N. Main St.
Russellville, KY 42276
|
Director, First Southern Bancorp, Inc. (Bank holding company)
President, Director, First Southern National Bank (Bank)
|
Adrienne Correll |
P.O. Box 328
99 Lancaster Street Stanford, KY 40484
|
Director, First Southern Bancorp, Inc. (Bank holding company)
Director, Commercial Lender, First Southern National Bank (Bank)
|
Kevin Attkisson
|
3309 Collins Lane
Louisville, KY 40245
|
Managing Partner, Manna Capital Partners (investment firm)
|
Alma Randolph Crump
|
4315 Spring Bank Drive
Owensboro, KY 42303
|
Self-employed, Alma Randolph Consulting (Consulting firm)
|
Bradley J. Betack |
P.O. Box 328
99 Lancaster Street
Stanford, KY 40484
|
Secretary, Corporate Counsel of First Southern Bancorp, Inc. (Bank holding company), First Southern National Bank (Bank), UTG, Inc.
(Insurance holding company) and Universal Guaranty Life Insurance Co. (Life insurance co.)
|
Daniel Roberts |
P.O. Box 328
205 N. Depot St.
Stanford, KY 40484
|
Vice President of First Southern Bancorp, Inc. (Bank holding company), First Southern National Bank (Bank), UTG, Inc. (Insurance holding
company) and President of Universal Guaranty Life Insurance Co. (Life insurance co.)
|
Preston Correll
|
7907 Nicholasville Road
Lancaster, KY 40444
|
Member, Marksbury Farm Foods, LLC (Processing Facility & Retailer)
Director of UTG, Inc. (Insurance holding company) and Universal Guaranty Life Insurance Co. (Life insurance co.)
|