REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
☒ |
Pre-Effective Amendment No. |
☐ |
Post-Effective Amendment No. 150 |
☒ |
and/or |
|
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
☒ |
Amendment No. 152 |
☒ |
(Check appropriate box or boxes) |
|
100 Pearl Street, 27th Floor, New York, New York |
10004 |
(Address of Principal Executive Offices) |
(Zip Code) |
Tina Payne, Esq. Fred Alger Management, LLC 100 Pearl Street, 27th Floor New York, NY 10004 (Name and Address of Agent for Service) |
Copy to: Nicole M. Runyan, Esq. Kirkland & Ellis LLP 601 Lexington Avenue New York, NY 10022 |
☐ |
immediately upon filing pursuant to paragraph (b) |
☒ |
on |
☐ |
60 days after filing pursuant to paragraph (a) |
☐ |
on (date) pursuant to paragraph (a) |
☐ |
75 days after filing pursuant to paragraph (a)(2) |
☐ |
on (date) pursuant to paragraph (a)(2) of rule 485 |
☐ |
This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
|
Class |
Ticker Symbol |
Alger Concentrated Equity Fund |
A |
CNEAX |
C |
CNECX | |
Alger AI Enablers & Adopters Fund |
A |
AIFAX |
C |
AAICX |
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A-1 |
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Back Cover:For Fund Information |
|
Class A |
Class C |
Maximum sales charge (load) imposed on purchases as a % of offering price |
|
|
Maximum deferred sales charge (load) as a % of purchase price or redemption proceeds, whichever is lower |
|
|
|
Class A |
Class C |
Advisory Fees |
|
|
Distribution and/or Service (12b-1) Fees |
|
|
Other Expenses** |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and/or Expense Reimbursement*** |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
1 Year |
3 Years |
Class A |
$ |
$ |
Class C |
$ |
$ |
|
1 Year |
3 Years |
Class C |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Ankur Crawford, Ph.D. Executive Vice President and Portfolio Manager Since Inception (April 2024) |
Type of Account |
Initial Investment |
Subsequent Investment |
Regular account |
$1,000 |
$50 |
Retirement Accounts (including IRAs) |
500 |
50 |
Automatic Investment |
500 |
50 |
Asset-based Fee Program Accounts |
250 |
50 |
|
Class A |
Class C |
Maximum sales charge (load) imposed on purchases as a % of offering price |
|
|
Maximum deferred sales charge (load) as a % of purchase price or redemption proceeds, whichever is lower |
|
|
|
Class A |
Class C |
Advisory Fees |
|
|
Distribution and/or Service (12b-1) Fees |
|
|
Other Expenses** |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and/or Expense Reimbursement*** |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
1 Year |
3 Years |
Class A |
$ |
$ |
Class C |
$ |
$ |
|
1 Year |
3 Years |
Class C |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Patrick Kelly, CFA Executive Vice President, Head of Alger Capital Appreciation and Spectra Strategies and Portfolio Manager Since Inception (April 2024) |
Type of Account |
Initial Investment |
Subsequent Investment |
Regular account |
$1,000 |
$50 |
Retirement Accounts (including IRAs) |
500 |
50 |
Automatic Investment |
500 |
50 |
Asset-based Fee Program Accounts |
250 |
50 |
Fund |
Annual Fee as a Percentage of Average Daily Net Assets |
Alger Concentrated Equity Fund |
0.45% |
Alger AI Enablers & Adopters Fund |
0.45% |
Fund |
Portfolio Managers |
Since |
Alger Concentrated Equity Fund |
Ankur Crawford, Ph.D. |
Inception (April 2024) |
Alger AI Enablers & Adopters Fund |
Patrick Kelly, CFA |
Inception (April 2024) |
|
Class A |
Class C |
Availability |
Generally available for purchase directly from the Fund via: - Mail: Alger Family of Funds, c/o UMB Fund Services, Inc., P.O. Box 2175, Milwaukee, WI 53201-2175 - Online: www.alger.com - Telephone: 1 (800) 992-3863 Generally available through financial intermediaries. |
Generally available through financial intermediaries and group retirement plan recordkeeping platforms |
Minimum Investment |
Initial Investments Regular Account: $1,000 Retirement Accounts (including IRAs): $500 Automatic Investment: $500 Asset-based Fee Program Accounts: $250 Subsequent Investments $50 for all accounts |
Initial Investments Regular Account: $1,000 Retirement Accounts (including IRAs): $500 Automatic Investment: $500 Asset-based Fee Program Accounts: $250 Subsequent Investments $50 for all accounts |
Maximum Investment |
None |
$999,999 |
Initial Sales Charge? |
Yes. Payable at time of purchase. Lower sales charges are available for larger investments. |
No. Entire purchase price is invested in shares of the Fund. |
Deferred Sales Charge? |
No. (May be charged for purchases of $1 million or more that are redeemed within 12 months). |
Yes. Payable if you redeem within one year of purchase. |
Distribution and/or Service (12b-1) Fees? |
0.25% |
1.00% |
Redemption Fees? |
No. |
No. |
Conversion to Class A Shares? |
N/A |
Yes, automatically on the fifth business day of the month following the eighth anniversary of the purchase date. It is a financial intermediary’s responsibility to ensure that the shareholder is credited with the proper holding period. Certain financial intermediaries who hold Class C shares in an omnibus account for shareholders of group retirement plans may not track participant level aging of shares and therefore these shares may not be eligible for an automatic conversion. Shareholders who purchased Class C shares through certain financial intermediaries or group retirement plan recordkeeping platforms or whose shares are held in an omnibus account may not be eligible to participate in such Class C share conversions. |
Purchase Amount |
Sales Charge as a % of Offering Price |
Sales Charge as a % of Net Asset Value |
Dealer Allowance as a % of Offering Price |
Less than $25,000 |
5.25% |
5.54% |
5.00% |
$25,000 - $49,999 |
4.50% |
4.71% |
4.25% |
$50,000 - $99,999 |
4.00% |
4.17% |
3.75% |
$100,000 - $249,999 |
3.50% |
3.63% |
3.25% |
$250,000 - $499,999 |
2.50% |
2.56% |
2.25% |
$500,000 - $749,999 |
2.00% |
2.04% |
1.75% |
$750,000 - $999,999 |
1.50% |
1.52% |
1.25% |
$1,000,000 and over |
* |
* |
1.00% |
|
Initial Investment |
Subsequent Investment |
Regular account |
$1,000 |
$50 |
Retirement Accounts (including IRAs) |
500 |
50 |
Automatic Investment |
500 |
50 |
Asset-based Fee Program Accounts |
250 |
50 |
Years Shares Were Held |
Contingent Deferred Sales Charge (CDSC) |
Less than one |
1% |
One or more |
0% |
|
Initial Investment |
Subsequent Investment |
Regular account |
$1,000 |
$50 |
Retirement Accounts (including IRAs) |
500 |
50 |
Automatic Investment |
500 |
50 |
Asset-based Fee Program Accounts |
250 |
50 |
Class A |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.80% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
-1.05% |
2.90% |
6.69% |
10.63% |
14.71% |
18.94% |
23.33% |
27.88% |
32.60% |
37.50% |
End Investment Balance |
$9,873 |
$10,267 |
$10,645 |
$11,038 |
$11,446 |
$11,868 |
$12,306 |
$12,760 |
$13,231 |
$13,719 |
Annual Expense |
$602 |
$102 |
$137 |
$142 |
$147 |
$153 |
$158 |
$164 |
$170 |
$177 |
Class C |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
1.55% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
3.45% |
6.80% |
9.94% |
13.17% |
16.50% |
19.92% |
23.45% |
27.08% |
30.81% |
34.66% |
End Investment Balance |
$10,345 |
$10,680 |
$10,994 |
$11,317 |
$11,650 |
$11,992 |
$12,345 |
$12,708 |
$13,081 |
$13,466 |
Annual Expense |
$158 |
$185 |
$223 |
$230 |
$237 |
$244 |
$251 |
$258 |
$266 |
$273 |
Class A |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.80% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
1.31% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
-1.05% |
2.90% |
6.69% |
10.63% |
14.71% |
18.94% |
23.33% |
27.88% |
32.60% |
37.50% |
End Investment Balance |
$9,873 |
$10,267 |
$10,645 |
$11,038 |
$11,446 |
$11,868 |
$12,306 |
$12,760 |
$13,231 |
$13,719 |
Annual Expense |
$602 |
$102 |
$137 |
$142 |
$147 |
$153 |
$158 |
$164 |
$170 |
$177 |
Class C |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
1.55% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
2.06% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
3.45% |
6.80% |
9.94% |
13.17% |
16.50% |
19.92% |
23.45% |
27.08% |
30.81% |
34.66% |
End Investment Balance |
$10,345 |
$10,680 |
$10,994 |
$11,317 |
$11,650 |
$11,992 |
$12,345 |
$12,708 |
$13,081 |
$13,466 |
Annual Expense |
$158 |
$185 |
$223 |
$230 |
$237 |
$244 |
$251 |
$258 |
$266 |
$273 |
By Telephone: |
(800) 992-3863 |
By Mail: |
Alger Family of Funds c/o UMB Fund Services, Inc. P.O. Box 2175 Milwaukee, WI 53212-2175 |
Online |
Text versions of Fund documents can be downloaded from the following sources: |
|
•The Fund: http://www.alger.com |
|
•SEC (EDGAR data base): www.sec.gov |
|
Class |
Ticker Symbol |
Alger Concentrated Equity Fund |
I |
CNEIX |
Y |
CNEYX | |
Z |
CNEZX | |
Alger AI Enablers & Adopters Fund |
I |
AIFIX |
Y |
AAIYX | |
Z |
AAIZX |
|
Class I |
|
|
|
Class I |
Advisory Fees |
|
Distribution and/or Service (12b-1) Fees |
|
Other Expenses* |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement** |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1 Year |
3 Years |
Class I |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Ankur Crawford, Ph.D. Executive Vice President and Portfolio Manager Since Inception (April 2024) |
|
Class Y |
|
|
|
Class Y |
Advisory Fees |
|
Distribution and/or Service (12b-1) Fees |
|
Other Expenses* |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement** |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1 Year |
3 Years |
Class Y |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Ankur Crawford, Ph.D. Executive Vice President and Portfolio Manager Since Inception (April 2024) |
|
Class Z |
|
|
|
Class Z |
Advisory Fees |
|
Distribution and/or Service (12b-1) Fees |
|
Other Expenses* |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement** |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1 Year |
3 Years |
Class Z |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Ankur Crawford, Ph.D. Executive Vice President and Portfolio Manager Since Inception (April 2024) |
|
Class I |
|
|
|
Class I |
Advisory Fees |
|
Distribution and/or Service (12b-1) Fees |
|
Other Expenses* |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement** |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1 Year |
3 Years |
Class I |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Patrick Kelly, CFA Executive Vice President, Head of Alger Capital Appreciation and Spectra Strategies and Portfolio Manager Since Inception (April 2024) |
|
Class Y |
|
|
|
Class Y |
Advisory Fees |
|
Distribution and/or Service (12b-1) Fees |
|
Other Expenses* |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement** |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1 Year |
3 Years |
Class Y |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Patrick Kelly, CFA Executive Vice President, Head of Alger Capital Appreciation and Spectra Strategies and Portfolio Manager Since Inception (April 2024) |
|
Class Z |
|
|
|
Class Z |
Advisory Fees |
|
Distribution and/or Service (12b-1) Fees |
|
Other Expenses* |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement** |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
1 Year |
3 Years |
Class Z |
$ |
$ |
Investment Manager |
Portfolio Manager Primarily Responsible for Day-to-Day Management of the Fund |
Fred Alger Management, LLC |
Patrick Kelly, CFA Executive Vice President, Head of Alger Capital Appreciation and Spectra Strategies and Portfolio Manager Since Inception (April 2024) |
Fund |
Annual Fee as a Percentage of Average Daily Net Assets |
Alger Concentrated Equity Fund |
0.45% |
Alger AI Enablers & Adopters Fund |
0.45% |
Fund |
Portfolio Managers |
Since |
Alger Concentrated Equity Fund |
Ankur Crawford, Ph.D. |
Inception (April 2024) |
Alger AI Enablers & Adopters Fund |
Patrick Kelly, CFA |
Inception (April 2024) |
|
Class I |
Class Y |
Class Z |
Availability |
Generally available only to institutional investors. Also available on brokerage platforms of firms that have agreements with the Distributor to offer such shares solely when acting as an agent for the investor. |
Generally available only to institutional investors. Available for purchase through financial intermediaries. |
Generally available only to institutional investors. Available for purchase through financial intermediaries or directly from the Fund via: - Mail: Alger Family of Funds, c/o UMB Fund Services, Inc., P.O. Box 2175, Milwaukee, WI 53201-2175 - Online: www.alger.com - Telephone: 1 (800) 992-3863 |
Minimum Investment |
None |
$500,000 |
$500,000 |
Maximum Investment |
None |
None |
None |
Initial Sales Charge? |
No. Entire purchase price is invested in shares of the Fund. |
No. Entire purchase price is invested in shares of the Fund. |
No. Entire purchase price is invested in shares of the Fund. |
Deferred Sales Charge? |
No. |
No. |
No. |
Distribution and/or Service (12b-1) Fees? |
0.25% |
None |
None |
Shareholder Servicing Fee? |
None |
None |
None |
Redemption Fees? |
No. |
No. |
No. |
Conversion to Class A Shares? |
No. |
No. |
No. |
Class I |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.80% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
4.20% |
8.40% |
12.51% |
16.77% |
21.20% |
25.79% |
30.56% |
35.51% |
40.64% |
45.97% |
End Investment Balance |
$10,420 |
$10,840 |
$11,251 |
$11,677 |
$12,120 |
$12,579 |
$13,056 |
$13,551 |
$14,064 |
$14,597 |
Annual Expense |
$82 |
$103 |
$134 |
$139 |
$144 |
$149 |
$155 |
$161 |
$167 |
$173 |
Class Y |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.55% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
4.45% |
8.93% |
13.35% |
17.95% |
22.74% |
27.73% |
32.91% |
38.31% |
43.92% |
49.77% |
End Investment Balance |
$10,445 |
$10,893 |
$11,335 |
$11,795 |
$12,274 |
$12,773 |
$13,291 |
$13,831 |
$14,392 |
$14,977 |
Annual Expense |
$56 |
$76 |
$104 |
$109 |
$113 |
$118 |
$122 |
$127 |
$133 |
$138 |
Class Z |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.55% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
4.45% |
8.93% |
13.35% |
17.95% |
22.74% |
27.73% |
32.91% |
38.31% |
43.92% |
49.77% |
End Investment Balance |
$10,445 |
$10,893 |
$11,335 |
$11,795 |
$12,274 |
$12,773 |
$13,291 |
$13,831 |
$14,392 |
$14,977 |
Annual Expense |
$56 |
$76 |
$104 |
$109 |
$113 |
$118 |
$122 |
$127 |
$133 |
$138 |
Class I |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.80% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
1.21% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
4.20% |
8.40% |
12.51% |
16.77% |
21.20% |
25.79% |
30.56% |
35.51% |
40.64% |
45.97% |
End Investment Balance |
$10,420 |
$10,840 |
$11,251 |
$11,677 |
$12,120 |
$12,579 |
$13,056 |
$13,551 |
$14,064 |
$14,597 |
Annual Expense |
$82 |
$103 |
$134 |
$139 |
$144 |
$149 |
$155 |
$161 |
$167 |
$173 |
Class Y |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.55% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
4.45% |
8.93% |
13.35% |
17.95% |
22.74% |
27.73% |
32.91% |
38.31% |
43.92% |
49.77% |
End Investment Balance |
$10,445 |
$10,893 |
$11,335 |
$11,795 |
$12,274 |
$12,773 |
$13,291 |
$13,831 |
$14,392 |
$14,977 |
Annual Expense |
$56 |
$76 |
$104 |
$109 |
$113 |
$118 |
$122 |
$127 |
$133 |
$138 |
Class Z |
Year 1 |
Year 2 |
Year 3 |
Year 4 |
Year 5 |
Year 6 |
Year 7 |
Year 8 |
Year 9 |
Year 10 |
Expense Ratio |
0.55% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
0.94% |
Cumulative Gross Return |
5.00% |
10.25% |
15.76% |
21.55% |
27.63% |
34.01% |
40.71% |
47.75% |
55.13% |
62.89% |
Cumulative Net Return |
4.45% |
8.93% |
13.35% |
17.95% |
22.74% |
27.73% |
32.91% |
38.31% |
43.92% |
49.77% |
End Investment Balance |
$10,445 |
$10,893 |
$11,335 |
$11,795 |
$12,274 |
$12,773 |
$13,291 |
$13,831 |
$14,392 |
$14,977 |
Annual Expense |
$56 |
$76 |
$104 |
$109 |
$113 |
$118 |
$122 |
$127 |
$133 |
$138 |
By Telephone: |
(800) 992-3863 |
By Mail: |
Alger Family of Funds c/o UMB Fund Services, Inc. P.O. Box 2175 Milwaukee, WI 53212-2175 |
Online |
Text versions of Fund documents can be downloaded from the following sources: |
|
•The Fund: http://www.alger.com |
|
•SEC (EDGAR data base): www.sec.gov |
|
Class |
Ticker Symbol |
Alger Concentrated Equity Fund (“Concentrated Equity Fund”) |
A C I Y Z |
CNEAX CNECX CNEIX CNEYX CNEZX |
Alger AI Enablers & Adopters Fund (“AI Fund”) |
A C I Y Z |
AIFAX AAICX AIFIX AAIYX AAIZX |
Name, (Year of Birth), and Address(1) |
Position(s) Held with the Trust and Length of Time Served |
Principal Occupation(s) During Past Five Years |
Number of Funds in the Alger Fund Complex(3) which are Overseen by Trustee |
Other Directorships Held by Trustee During Past Five Years |
Interested Trustee(2): |
|
|
|
|
Hilary M. Alger (1961) |
Trustee since 2003 |
Non-profit Fundraising Consultant since 2015, Schultz & Williams; Non-profit Fundraising Consultant since 2014, Hilary Alger Consulting; Emeritus Trustee since 2020 and Trustee from 2013 to 2020, Philadelphia Ballet; School Committee Member from 2017 to 2023, Germantown Friends School; Trustee, Target Margin Theatre from 1995 to 2023. |
32 |
Board of Directors, Alger Associates, Inc. |
Non-Interested Trustees: |
|
|
|
|
Charles F. Baird, Jr. (1953) |
Trustee since 2000 |
Managing Partner of North Castle Partners (private equity securities group). |
32 |
|
David Rosenberg (1962) |
Trustee since 2007 |
Associate Professor of Law since August 2000, Zicklin School of Business, Baruch College, City University of New York. |
32 |
|
Nathan E. Saint-Amand M.D. (1938) |
Trustee since 1986 |
Medical doctor in private practice since 1970; Member of the Board of the Manhattan Institute (non-profit policy research) since 1988. |
32 |
|
Name (Year of Birth), Position with Trust and Address(1) |
Principal Occupations |
Officer Since |
Officers(2): |
|
|
Hal Liebes (1964) President, Principal Executive Officer |
Executive Vice President, Chief Operating Officer (“COO”), and Secretary, Alger Management; COO and Secretary, Alger Associates, Inc. and Weatherbie Capital, LLC; COO, Vice President, Secretary and Manager, Alger Group Holdings, LLC and Alger Capital, LLC; Director, Alger SICAV; Executive Director and Chairman, Alger Management, Ltd.; Manager and Secretary, Alger Apple Real Estate LLC; Manager, Alger Partners Investors I, LLC, Alger Partners Investors II, LLC, Alger Partners Investors KEIGF, Alger Partners Investors-Crossbay LLC and Redwood Investments, LLC; Secretary, Alger Boulder I LLC. |
2005 |
Tina Payne (1974) Secretary, Chief Compliance Officer, Chief Legal Officer |
Senior Vice President, General Counsel, Chief Compliance Officer (“CCO”) and Assistant Secretary, Alger Management; Senior Vice President, General Counsel and Secretary, Alger LLC; CCO, Alger Management, Ltd. and Redwood Investments, LLC; Assistant Secretary, Weatherbie Capital, LLC; Vice President and Assistant Secretary, Alger Group Holdings, LLC. |
2017 |
Michael D. Martins (1965) Treasurer, Principal Financial Officer |
Senior Vice President, Alger Management. |
2005 |
Sergio M. Pavone (1961) Assistant Treasurer |
Vice President, Alger Management. |
2007 |
Mia G. Pillinger (1989) Assistant Secretary |
Vice President, Associate Counsel of Alger Management since 2020. Formerly, Associate at Willkie Farr & Gallagher, LLP, from 2016 to 2020. |
2020 |
Sushmita Sahu (1981) AML Compliance Officer |
Vice President, Alger Management. |
2021 |
Name of Person, Position |
Aggregate Compensation from the Trust* |
Total Compensation Paid to Trustee from The Alger Fund Complex*^ |
Charles F. Baird, Jr. |
$73,808 |
$169,000 |
David Rosenberg |
$72,346 |
$165,750 |
Nathan E. Saint-Amand |
$73,812 |
$169,000 |
|
Hilary M. Alger |
Charles F. Baird, Jr. |
David Rosenberg |
Nathan E. Saint-Amand |
Concentrated Equity Fund |
A |
A |
A |
A |
AI Fund |
A |
A |
A |
A |
Aggregate Equity Securities of Funds in the Alger Fund Complex |
E |
E |
C |
E |
Fund |
Annual Fee as a Percentage of Average Daily Net Assets |
Alger Concentrated Equity Fund |
0.45% |
Alger AI Enablers & Adopters Fund |
0.45% |
Fund |
Class |
Waiver |
Alger Concentrated Equity Fund |
A |
0.35% |
C |
1.10% | |
I |
0.35% | |
Y |
0.10% | |
Z |
0.10% | |
Alger AI Enablers & Adopters Fund |
A |
0.35% |
C |
1.10% | |
I |
0.35% | |
Y |
0.10% | |
Z |
0.10% |
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | |||
|
|
|
|
|
|
|
Ankur Crawford* |
6 |
$7,687,233,716 |
10 |
$1,335,501,400 |
39 |
$1,968,682,931 |
Patrick Kelly* |
6 |
$7,687,233,716 |
10 |
$1,335,501,400 |
39 |
$1,968,682,931 |
Portfolio Manager |
Fund |
Range |
Ankur Crawford |
Concentrated Equity Fund |
A |
Patrick Kelly |
AI Fund |
A |
Exhibit No. |
Description of Exhibit |
(a) |
Articles of Incorporation: |
(a-1) |
Amended and Restated Declaration of Trust of The Alger Funds (“Registrant”), dated September 13, 2012 |
(a-2) |
Amendment to Declaration of Trust, dated May 21, 2013 (Alger International Growth Fund) (Incorporated |
(a-3) |
Amendment to Declaration of Trust, dated August 7, 2015 (Alger Small Cap Focus Fund) (Incorporated by |
(a-4) |
Amendment to Declaration of Trust, dated August 7, 2017 (Alger SMid Cap Focus Fund) (Incorporated by |
(a-5) |
Amendment to Declaration of Trust, dated December 26, 2017 (Alger 25 Fund) (Incorporated by reference 2017) |
(a-6) |
Amendment to Declaration of Trust, dated March 22, 2018 (Alger 35 Fund) (Incorporated by reference to |
(a-7) |
Amendment to Declaration of Trust, dated August 9, 2018 (Alger International Focus Fund) (Incorporated |
(a-8) |
Amendment to Declaration of Trust, dated November 15, 2018 (Alger Mid Cap Focus Fund) (Incorporated |
(a-9) |
Amendment to Declaration of Trust, dated September 24, 2019 (Alger Weatherbie Specialized Growth |
(a-10) |
Amendment to Declaration of Trust, dated December 18, 2020 (Alger Mid Cap Focus Fund) (Incorporated |
(a-11) |
Amendment to Declaration of Trust, dated February 23, 2021 (Alger 25 Fund) (Incorporated by reference 2021) |
(a-12) |
Amendment to Declaration of Trust, dated September 17, 2018 (Alger 35 Fund) (Incorporated by reference |
(a-13) |
Amendment to Declaration of Trust, dated May 7, 2021 (Alger 35 Fund) (Incorporated by reference to Post- |
(a-14) |
Certificate of Termination of the Amended and Restated Certificate of Designation for Alger 25 Fund, dated May 10, 2021 (Incorporated by reference to Post-Effective Amendment No. 1 to the N-14 |
(a-15) |
Amendment to Declaration of Trust, dated May 12, 2021 (Alger Mid Cap Focus Fund) (Incorporated by |
(a-16) |
Amendment to Declaration of Trust, dated September 22, 2021 (Alger Weatherbie Enduring Growth Fund) |
Exhibit No. |
Description of Exhibit |
(a-17) |
Amendment to Declaration of Trust, dated September 22, 2021 (Alger Small Cap Growth Fund) |
(a-18) |
Amendment to Declaration of Trust, dated September 22, 2021 (Alger 35 Fund) (Incorporated by reference 2021) |
(a-19) |
Amendment to Declaration of Trust, dated April 21, 2023 (Alger Weatherbie Enduring Growth Fund) |
(a-20) |
|
(a-21) |
|
(a-22) |
|
(b) |
By-laws: Amended and Restated By-laws of Registrant dated December 7, 2004 (Incorporated by reference to Post-Effective Amendment No. 41 to the Registration Statement, filed with the SEC on February 18, 2005) |
(c) |
Instruments Defining Rights of Security Holders: See Exhibits (a-1) and (b) |
(d) |
Investment Advisory Contracts: |
(d-1) |
Investment Advisory Agreement between Registrant and Fred Alger Management, LLC (“FAM”), dated |
(d-2) |
Amendment to Investment Advisory Agreement (Alger 35 Fund), dated March 22, 2018 (Incorporated by |
(d-3) |
Amendment to Investment Advisory Agreement (Alger 35 Fund), dated September 17, 2018 (Incorporated |
(d-4) |
Amendment to Investment Advisory Agreement, dated September 17, 2019 (Incorporated by reference to 2020) |
(d-5) |
Amendment to Investment Advisory Agreement, dated September 29, 2020 (Incorporated by reference to |
(d-6) |
Amendment to Investment Advisory Agreement including Revised Fee Schedule, dated January 4, 2021 |
(d-7) |
Amendment to Investment Advisory Agreement including Revised Fee Schedule, dated September 22, 2021 |
(d-8) |
Amendment to Investment Advisory Agreement including Revised Fee Schedule, dated February 20, 2024 |
(d-9) |
|
(d-10) |
Contract to Support Fee Waiver/Expense Reimbursement (Alger 35 Fund) (Incorporated by reference to 2021) |
(d-11) |
Form of Sub-Advisory Agreement between FAM and Weatherbie Capital, LLC (“WC”) (Incorporated by |
Exhibit No. |
Description of Exhibit |
(d-12) |
Amendment to WC Sub-Advisory Agreement, dated September 29, 2020 (Incorporated by reference to 2020) |
(d-13) |
Amendment to WC Sub-Advisory Agreement, dated September 22, 2021 (Incorporated by reference to 2021) |
(d-14) |
Amendment to WC Sub-Advisory Agreement, dated December 6, 2022 (Incorporated by reference to Post- |
(d-15) |
Sub-Advisory Agreement between FAM and Redwood Investments, LLC, dated February 1, 2024 |
(e) |
Underwriting Contracts: |
(e-1) |
Amended and Restated Distribution Agreement between Registrant and Fred Alger & Company, LLC, |
(e-2) |
Amendment to Distribution Agreement, dated September 29, 2020 (Incorporated by reference to Post- |
(f) |
Bonus or Profit Sharing Contracts: Not applicable. |
(g) |
Custodian Agreements: |
(g-1) |
Custody Agreement between Registrant and The Bank of New York Mellon (“BNY”), dated June 1, 2023 |
(g-2) |
|
(g-3) |
Foreign Custody Manager Agreement between Registrant and BNY, dated June 1, 2023 (Incorporated by |
(g-4) |
|
(h) |
Other Material Contracts: |
(h-1) |
Shareholder Administrative Services Agreement among FAM, Registrant, et. al. effective February 28, 2005 |
(h-2) |
Amendment No. 1 to Shareholder Administrative Services Agreement, effective June 30, 2007 |
(h-3) |
Amendment No. 2 to Shareholder Administrative Services Agreement, effective June 30, 2010 |
(h-4) |
Amendment No. 3 to Shareholder Administrative Services Agreement, effective Dec. 29, 2010 |
(h-5) |
Amendment No. 4 to Shareholder Administrative Services Agreement, effective August 1, 2016 |
(h-6) |
Amendment No. 5 to Shareholder Administrative Services Agreement, effective December 28, 2017 |
(h-7) |
Amendment No. 6 to Shareholder Administrative Services Agreement, effective September 29, 2020 |
Exhibit No. |
Description of Exhibit |
(h-8) |
Amendment No. 7 to Shareholder Administrative Services Agreement, effective September 22, 2021 |
(h-9) |
Transfer Agency Agreement Between Certain Investment Companies Managed by FAM (including Registrant) and UMB Fund Services, Inc., dated October 5, 2019 (Incorporated by reference to Post- |
(h-10) |
Amendment to Transfer Agency Agreement, dated October 1, 2021 (Incorporated by reference to Post- |
(h-11) |
Amendment to Transfer Agency Agreement, dated October 5, 2022 (Incorporated by reference to Post- |
(h-12) |
|
(h-13) |
|
(h-14) |
Fund Administration and Accounting Agreement between Registrant and BNY, dated June 1, 2023 |
(h-15) |
|
(h-16) |
|
(h-17) |
|
(h-18) |
Securities Lending Authorization Agreement between Registrant and BNY, dated December 12, 2023 |
(i) |
Legal Opinions: |
(i-1) |
Opinion of Sullivan & Worcester (Alger 25 Fund) (Incorporated by reference to Post-Effective Amendment |
(i-2) |
Opinion of Sullivan & Worcester (Alger 35 Fund) (Incorporated by reference to Post-Effective Amendment |
(i-3) |
Opinion of Sullivan & Worcester (Alger Mid Cap Focus Fund) (Incorporated by reference to Post-Effective |
(i-4) |
Opinion of Sullivan & Worcester (Alger Mid Cap Focus Fund, Class Y) (Incorporated by reference to Post- |
(i-5) |
Opinion of Sullivan & Worcester (Alger Mid Cap Focus Fund, Class A and Class C) (Incorporated by |
(i-6) |
Opinion of Sullivan & Worcester (Alger Small Cap Growth Fund, Class Y) (Incorporated by reference to 2021) |
(i-7) |
|
(i-8) |
|
(j) |
|
(k) |
Omitted Financial Statements: Not applicable. |
(l) |
Initial Capital Agreements: |
(l-1) |
Purchase Agreement for Alger Balanced Portfolio EDGAR 6/2/97 (Incorporated by reference to Post- Effective Amendment No. 8 to the Statement, filed with the SEC on April 3, 1992) |
(l-2) |
Purchase Agreement for Alger MidCap Growth Portfolio EDGAR 6/2/97 (Incorporated by reference to Post-Effective Amendment No. 10 to the Registration Statement, filed with the SEC on March 24, 1993) |
(l-3) |
Purchase Agreement for Alger Leveraged AllCap Portfolio EDGAR 6/2/97 (Incorporated by reference to Post-Effective Amendment No. 12 to the Registration Statement, filed with the SEC on October 29, 1993) |
Exhibit No. |
Description of Exhibit |
(l-4) |
Purchase Agreement for Alger Small Capitalization Portfolio (Form of) EDGAR 6/2/97 (Incorporated by reference to Post-Effective Amendment No. 26 to the Registration Statement, filed with the SEC on February 25, 1998) |
(l-5) |
Purchase Agreement for Alger Growth Portfolio (Form of) EDGAR 6/2/97 (Incorporated by reference to Post-Effective Amendment No. 26 to the Registration Statement, filed with the SEC on February 25, 1998) |
(l-6) |
Purchase Agreement for Alger 35 Fund, dated March 28, 2018 (Incorporated by reference to Post-Effective |
(l-7) |
Purchase Agreement for Alger Mid Cap Focus Fund, dated December 28, 2018 (Incorporated by reference |
(m) |
Rule 12b-1 Plan: |
(m-1) |
|
(m-2) |
Class B Distribution Plan, dated September 29, 2020 (Incorporated by reference to Post-Effective |
(m-3) |
|
(m-4) |
|
(n) |
Rule 18f-3 Plan: Rule 18f-3 Multiple Class Plan, dated September 22, 2021 (Incorporated by reference to 2021) |
(o) |
Reserved. |
(p) |
Codes of Ethics: Amended and Restated Code of Ethics (Incorporated by reference to Post-Effective |
(q) |
Powers of Attorney: Powers of Attorney executed by Hal Liebes, Michael D. Martins, Hilary M. Alger, Charles F. Baird, Jr., Roger P. Cheever, David Rosenberg and Nathan E. Saint-Amand, M.D. (Incorporated |
101.INS |
XBRL Instance Document – the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
101.SCH |
XBRL Taxonomy Extension Schema |
101.CAL |
XBRL Taxomony Extension Calculation Linkbase |
101.DEF |
XBRL Taxomony Extension Definition Linkbase |
101.LAB |
XBRL Taxomony Extension Label Linkbase |
101.PRE |
XBRL Taxonomy Extension Presentation Linkbase |
NAME AND POSITION WITH FAM |
OTHER SUBSTANTIAL BUSINESS, PROFESSION OR VOCATION |
Daniel C. Chung Chairman, President, Chief Executive Officer (“CEO”) |
President and CEO, Alger Associates, Inc., Weatherbie Capital, LLC, Alger Apple Real Estate, LLC and Alger Boulder I LLC; Director, Alger Management, Ltd. and Alger SICAV; President, CEO and Manager, Alger Group Holdings, LLC and Alger Capital, LLC; Manager, Redwood Investments, LLC |
Robert Kincel Chief Financial Officer (“CFO”), Senior Vice President, Treasurer |
CFO and Treasurer, Alger Associates, Inc.; CFO, Treasurer, Vice President and Manager, Alger Group Holdings, LLC and Alger Capital, LLC; CFO, Treasurer and Senior Vice President, Fred Alger & Company, LLC; Treasurer and CFO, Weatherbie Capital, LLC; Treasurer, Alger Apple Real Estate, LLC and Alger Boulder I LLC; Authorized Signer, Alger Management, Ltd. |
Hal Liebes Chief Operating Officer (“COO”), Secretary, Executive Vice President |
COO and Secretary, Alger Associates, Inc. and Weatherbie Capital, LLC; COO, Vice President, Secretary and Manager, Alger Group Holdings, LLC and Alger Capital, LLC; Director, Alger SICAV; Executive Director and Chairman, Alger Management, Ltd.; Manager and Secretary, Alger Apple Real Estate LLC; Manager, Alger Partners Investors I, LLC, Alger Partners Investors II, LLC, Alger Partners Investors KEIGF, Alger Partners Investors- Crossbay LLC and Redwood Investments, LLC; Secretary, Alger Boulder I LLC |
Tina Payne Chief Compliance Officer (“CCO”), General Counsel, Assistant Secretary, Senior Vice President |
Senior Vice President, General Counsel and Secretary, Fred Alger & Company, LLC; CCO and Authorized Signer, Alger Management, Ltd.; Assistant Secretary, Weatherbie Capital, LLC; Vice President and Assistant Secretary, Alger Group Holdings, LLC; CCO, Redwood Investments, LLC |
Christoph Hofmann Chief Distribution Officer, Executive Vice President |
President, CEO and Chief Distribution Officer, Fred Alger & Company, LLC |
(a) |
Fred Alger & Company, LLC (“Alger LLC”) acts as principal underwriter for Registrant, The Alger Institutional Funds, The Alger Portfolios, The Alger Funds II, Alger Global Focus Fund, and The Alger ETF Trust. |
(b) |
Alger LLC is a Delaware limited liability company located at 100 Pearl Street, 27th Floor, New York, New York 10004. The following is a list of the directors and officers of Alger LLC: |
NAME |
POSITION(S) AND OFFICE(S) WITH ALGER LLC |
POSITION(S) AND OFFICE(S) WITH REGISTRANT |
Darryl Ah Now |
Senior Vice President |
None |
Scott Anderson |
Senior Vice President |
None |
David Berdine |
Vice President |
None |
Alex Bernstein |
Senior Vice President |
None |
Natalie Cardona |
Assistant Vice President |
None |
Josephine Carey |
Vice President |
None |
Peter Chang |
Senior Vice President |
None |
Joo Chia |
Assistant Vice President |
None |
NAME |
POSITION(S) AND OFFICE(S) WITH ALGER LLC |
POSITION(S) AND OFFICE(S) WITH REGISTRANT |
Kevin Collins |
Senior Vice President |
None |
Chris Conte |
Vice President |
None |
Brian Costello |
Senior Vice President |
None |
Ryan Craig |
Vice President |
None |
Jessica Davis |
Vice President |
None |
Tommy Ding |
Assistant Vice President |
None |
Christopher Downey |
Vice President |
None |
Edward Doyle |
Senior Vice President |
None |
Joanne Dwyer |
Assistant Vice President |
None |
Colin Dwyer |
Vice President |
None |
Neil Elevado |
Assistant Vice President |
None |
Elizabeth Flanders |
Vice President |
None |
Jonathan Foster |
Senior Vice President |
None |
Christopher Franz |
Vice President |
None |
Victor Frazier |
Vice President |
None |
Matthew Galletta |
Senior Vice President |
None |
Nicholas Generale |
Vice President |
None |
Daniel Giblin |
Assistant Vice President |
None |
Matthew Goldberg |
Senior Vice President |
None |
Andrew Harrington |
Vice President |
None |
Peter Harris |
Vice President |
None |
Ivana Hayblum |
Vice President |
None |
Christopher Hine |
Vice President |
None |
Christoph Hofmann |
President, Chief Distribution Officer |
None |
Frank Iacovano |
Vice President |
None |
Stacia Ikpe |
Senior Vice President |
None |
Sean Jacobus |
Vice President |
None |
Kevin Karpich |
Assistant Vice President |
None |
Robert Kerr |
Vice President |
None |
Daniel Kilpatrick |
Vice President |
None |
Robert Kincel |
Senior Vice President |
None |
Alan Kirby |
Senior Vice President |
None |
Tiffany Larson |
Vice President |
None |
Aaron Lee |
Vice President |
None |
David Lewis |
Vice President |
None |
Hal Liebes |
Executive Vice President |
President, Principal Executive Officer |
Jacob Lilie |
Senior Vice President |
None |
Chris Lin |
Vice President |
None |
Chad Mackelprang |
Vice President |
None |
Barbara Mackey |
Assistant Vice President |
None |
Roman Magiera |
Assistant Vice President |
None |
Sharudh Majid |
Vice President |
None |
NAME |
POSITION(S) AND OFFICE(S) WITH ALGER LLC |
POSITION(S) AND OFFICE(S) WITH REGISTRANT |
Robert Marks |
Vice President |
None |
Michael Martins |
Senior Vice President |
Treasurer, Principal Financial Officer |
James McCormick |
Senior Vice President |
None |
Nicholas Morrello |
Vice President |
None |
Lidney Motch |
Vice President |
None |
Michael Nelson |
Vice President |
None |
Brad Neuman |
Senior Vice President |
None |
Arthur Nowak |
Vice President |
None |
Udoka Nwogugu |
Vice President |
None |
Shannon O'Connor |
Senior Vice President |
None |
Anna Osilovsky |
Assistant Vice President |
None |
Subhasish Parida |
Vice President |
None |
Sergio Pavone |
Vice President |
Assistant Treasurer |
Tina Payne |
Senior Vice President |
Secretary, Chief Compliance Officer, Chief Legal Officer |
Mia Pillinger |
Vice President |
Assistant Secretary |
May Poon |
Senior Vice President |
None |
Kosal Prum |
Vice President |
None |
Jessie Quick |
Vice President |
None |
Margaret Revell |
Assistant Vice President |
None |
Jacquelyn Rizzo |
Vice President |
None |
Ryan Rodgers |
Vice President |
None |
Tyler Rosenthal |
Vice President |
None |
Sushmita Sahu |
Vice President |
AML Compliance Officer |
Katherine Schupp |
Senior Vice President |
None |
Jason Smilowitz |
Vice President |
None |
Pramod Somani |
Vice President |
None |
Joseph Spano |
Vice President |
None |
Zenon Staniek |
Vice President |
None |
Joseph Stein |
Vice President |
None |
John Stergiou |
Senior Vice President |
None |
John Strouse |
Vice President |
None |
Shannon Weiss |
Vice President |
None |
Nathaniel Young |
Assistant Vice President |
None |
David Zappone |
Vice President |
None |
Jordan Zdatny |
Assistant Vice President |
None |
(c) |
Not applicable. |
|
THE ALGER FUNDS | |
|
By: |
/s/ Hal Liebes |
|
|
Hal Liebes, President |
ATTEST: |
/s/ Tina Payne |
|
|
Tina Payne, Secretary |
|
Signature |
Title |
Date |
/s/ Hal Liebes |
President (Principal Executive Officer) |
March 28, 2024 |
Hal Liebes | ||
/s/ Michael D. Martins |
Treasurer (Principal Financial Officer) |
March 28, 2024 |
Michael D. Martins | ||
* |
Trustee |
March 28, 2024 |
Charles F. Baird | ||
* |
Trustee |
March 28, 2024 |
Hilary M. Alger | ||
* |
Trustee |
March 28, 2024 |
David Rosenberg | ||
* |
Trustee |
March 28, 2024 |
Nathan E. Saint-Amand |
*By: |
/s/ Hal Liebes |
|
|
Hal Liebes Attorney-In-Fact |
|
Exhibit No. |
Description of Exhibit |
(a-20) |
Amendment to Declaration of Trust (Alger Concentrated Equity Fund) |
(a-21) |
Amendment to Declaration of Trust (Alger Artificial Intelligence Fund) |
(a-22) |
Amendment to Declaration of Trust (Alger AI Enablers & Adopters Fund) |
(d-8) |
Amendment to Investment Advisory Agreement including Revised Fee Schedule |
(d-9) |
Contract to Support Fee Waiver/Expense Reimbursement |
(g-2) |
Amendment to Custody Agreement |
(g-4) |
Amendment to Foreign Custody Manager Agreement |
(h-12) |
Amendment to Transfer Agency Agreement |
(h-13) |
Fund Administration Agreement between FAM and Registrant |
(h-15) |
Amendment to Fund Administration and Accounting Agreement, dated December 15, 2023 |
(h-16) |
Amendment to Fund Administration and Accounting Agreement, dated January 29, 2024 |
(h-17) |
Amendment to Fund Administration and Accounting Agreement, dated March 28, 2024 |
(i-7) |
Opinion of Sullivan & Worcester (Alger Concentrated Equity Fund) |
(i-8) |
Opinion of Sullivan & Worcester (Alger AI Enablers & Adopters Fund) |
(j) |
Consent of Independent Registered Public Accounting Firm |
(m-1) |
Class A Distribution Plan |
(m-3) |
Class C Distribution Plan |
(m-4) |
Class I Distribution Plan |