FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
For the month of March 2024
Commission File Number: 001-10306
 
NatWest Group plc
 
Gogarburn, PO Box 1000
Edinburgh EH12 1HQ
 
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F X Form 40-F ___
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes ___ No X
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________
 
 
 
 
The following information was issued as Company announcements in London, England and is furnished pursuant to General Instruction B to the General Instructions to Form 6-K:
 
 
 
 
 
Exhibit No. 1
 
Holding(s) in Company - HMT Shareholding dated 06 March 2024
Exhibit No. 2
 
Holding(s) in Company dated 08 March 2024
Exhibit No. 3
 
Director/PDMR Shareholding dated 08 March 2024
Exhibit No. 4
 
Holding(s) in Company - HMT shareholding dated 15 March 2024
Exhibit No. 5
 
Director/PDMR Shareholding dated 18 March 2024
Exhibit No. 6
 
Holdings in Company dated 19 March 2024
Exhibit No. 7
 
Holding(s) in Company - HMT shareholding dated 25 March 2024
Exhibit No. 8
 
Director/PDMR Shareholding dated 25 March 2024
Exhibit No. 9
 
Holding(s) in Company dated 27 March 2024
Exhibit No. 10
 
Total Voting Rights dated 28 March 2024
 
 
Exhibit No. 1
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
 
NatWest Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
 
Non-UK issuer
 
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
 
An acquisition or disposal of voting rights
 
x
An acquisition or disposal of financial instruments
 
 
An event changing the breakdown of voting rights
 
 
Other (please specify)iii:
 
 
3. Details of person subject to the notification obligationiv
 
Name
 
The Commissioners of His Majesty's Treasury
City and country of registered office (if applicable)
 
London, England
4. Full name of shareholder(s) (if different from 3.)v
 
Name
 
The Solicitor for the Affairs of His Majesty's Treasury
City and country of registered office (if applicable)
 
London, England
5. Date on which the threshold was crossed or reachedvi:
 
5 March 2024
6. Date on which issuer notified (DD/MM/YYYY):
 
5 March 2024
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8. A)
 
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
 
31.85%
 
31.85%
 35,002,866,544
Position of previous notification (if
applicable)
 
32.88%
 
32.88%
 
 
  8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
 
  A: Voting rights attached to shares
 
 
 
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
 
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
 
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
 
Ordinary Shares of £1.0769 each GB00BM8PJY71
 
11,146,809,932
 
31.85%
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
 
11,146,809,932
31.85%
 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
 
Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
 
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
 
 
 
 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 
  Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
 
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
x
 
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
 
UK Government Investments Limited, a company wholly-owned by His Majesty's Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with His Majesty's Treasury).
 
The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury.
 
The Commissioners of His Majesty's Treasury
31.85%
 
31.85%
 
 
 
 
 
 
 
 
 
 
10. In case of proxy voting, please identify:
 
Name of the proxy holder
 
 
The number and % of voting rights held
 
 
The date until which the voting rights will be held
 
 
 
11. Additional informationxvi
 
The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury (HMT).
 
The percentage of voting rights held by HMT in NatWest Group plc (NWG), as shown on this form (31.85%), has been calculated following the disposal by HMT of 97,726,255 ordinary shares in NWG since its last TR-1 notification on 26 February 2024.
 
The percentage of voting rights held by HMT could move up or down going forward depending on the number of shares repurchased by NWG and the progress of sales under HMT's trading plan announced on 22 July 2021 and most recently extended on 3 April 2023.
 
 
 
Place of completion
 
London, England
Date of completion
 
5 March 2024
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
Notes
 
i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.
 
ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK issuer.
 
iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.
 
iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of Directive 2004/109/EC; (c) all parties to the agreement referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of financial instruments referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1).
 
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.
 
In relation to the transactions referred to in points (b) to (h) of Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is provided as indication of the persons who should be mentioned:
 
- in the circumstances foreseen in letter (b) of Article 10 of that Directive (DTR5.2.1 (b)), the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;
 
- in the circumstances foreseen in letter (c) of Article 10 of that Directive (DTR5.2.1 (c)), the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;
 
- in the circumstances foreseen in letter (d) of Article 10 of that Directive (DTR5.2.1 (d)), the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;
 
- in the circumstances foreseen in letter (e) of Article 10 of that Directive (DTR5.2.1 (e)), the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those situations, the controlled undertaking;
 
- in the circumstances foreseen in letter (f) of Article 10 of that Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;
 
- in the circumstances foreseen in letter (g) of Article 10 of that Directive (DTR5.2.1 (g)), the natural person or legal entity that controls the voting rights;
 
- in the circumstances foreseen in letter (h) of Article 10 of that Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).
 
v Applicable in the cases provided for in Article 10 (b) to (h) of Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 10 of that Directive (DTR5.2) unless the percentage of voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of funds managed by management companies).
 
vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.
 
vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.
 
viii If the holding has fallen below the lowest applicable threshold in accordance with national law, please note that it might not be necessary in accordance with national law to disclose the extent of the holding, only that the new holding is below that threshold.
 
ix In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.
 
x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.
 
xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].
 
xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (Article 13(1a) of Directive 2004/109/EC) (DTR 5.3.3.A).
 
xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.
 
xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only thus the markets get always the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).
 
xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.
 
xvi Example: Correction of a previous notification.

 
Exhibit No. 2
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BM8PJY71
 
Issuer Name
 
NATWEST GROUP PLC
 
UK or Non-UK Issuer
 
UK
 
2. Reason for Notification
 
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
 
Name
 
Massachusetts Financial Services Company
 
City of registered office (if applicable)
 
Boston
 
Country of registered office (if applicable)
 
USA
 
4. Details of the shareholder
 
Name
 
City of registered office
Country of registered office
MFS invests in securities of the issuer on behalf of its various mutual funds and institutional account clients and qualifies under exemption DTR 5.1.5R(1) as a U.S. Registered Investment Manager.
 
 
 
 
5. Date on which the threshold was crossed or reached
 
06-Mar-2024
 
6. Date on which Issuer notified
 
07-Mar-2024
 
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
5.120000
 
0.000000
 
5.120000
 
1793546452
 
Position of previous notification (if applicable)
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
 
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BM8PJY71 Common Stock
 
 
1793546452
 
 
5.120000
 
Sub Total 8.A
1793546452
 
5.120000%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
 
 
 
 
 
Sub Total 8.B1
 
 
 
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
 
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
 
 
 
 
 
 
Sub Total 8.B2
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Massachusetts Financial Services Company (Chain 1)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 2)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 2)
 
MFS International Limited
 
 
 
 
Massachusetts Financial Services Company (Chain 2)
 
MFS International Holdings Pty Ltd
 
 
 
 
Massachusetts Financial Services Company (Chain 2)
 
MFS International (U.K.) Limited
 
 
 
 
Massachusetts Financial Services Company (Chain 3)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 3)
 
MFS Institutional Advisors, Inc.
 
 
 
 
Massachusetts Financial Services Company (Chain 4)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 4)
 
MFS Institutional Advisors, Inc.
 
 
 
 
Massachusetts Financial Services Company (Chain 4)
 
MFS Investment Management Canada Limited
 
 
 
 
Massachusetts Financial Services Company (Chain 5)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 5)
 
MFS International Limited
 
 
 
 
Massachusetts Financial Services Company (Chain 5)
 
MFS International Holdings Pty Ltd
 
 
 
 
Massachusetts Financial Services Company (Chain 5)
 
MFS Investment Management Company (LUX) S.a r.l.
 
 
 
 
Massachusetts Financial Services Company (Chain 6)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 6)
 
MFS International Limited
 
 
 
 
Massachusetts Financial Services Company (Chain 6)
 
MFS International Holdings Pty Ltd
 
 
 
 
Massachusetts Financial Services Company (Chain 6)
 
MFS Investment Management K.K.
 
 
 
 
Massachusetts Financial Services Company (Chain 7)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 7)
 
MFS Heritage Trust Company
 
 
 
 
Massachusetts Financial Services Company (Chain 8)
 
Massachusetts Financial Services Company
 
5.120000
 
 
5.120000%
 
Massachusetts Financial Services Company (Chain 8)
 
MFS International Limited
 
 
 
 
Massachusetts Financial Services Company (Chain 8)
 
MFS International Holdings Pty Ltd
 
 
 
 
Massachusetts Financial Services Company (Chain 8)
 
MFS International Singapore Pte. Ltd.
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
 
 
12. Date of Completion
 
07-Mar-2024
 
13. Place Of Completion
 
Legal Entity Identifier: 2138005O9XJIJN4JPN9  Boston         
 
 
Exhibit No. 3
 
 
8 March 2024
NatWest Group plc
 
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY (PDMRs) IN ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE REGULATION
 
1.   NatWest Group plc (the Company) announces that conditional restricted share plan awards (RSP) and deferred awards (Deferred Awards) over ordinary shares of £1.0769* each in the Company (Shares) (ISIN: GB00BM8PJY71) have been granted on 7 March 2024 under the NatWest Group plc 2014 Employee Share Plan (the Plan) to the PDMRs set out below:
 
Name of PDMR
Position of PDMR
Award
Maximum no. of
Shares eligible to vest
 
Robert Begbie
CEO Commercial & Institutional Ring-Fenced Bank (interim), CEO Commercial & Institutional Non Ring-Fenced Bank and CEO NatWest Markets
 
Deferred Award1
223,175
Keiran Foad
Group Chief Risk Officer
RSP
689,684
Deferred Award2
96,118
Oliver Holbourn
CEO, RBS International
 
Deferred Award³
114,016
David Lindberg
CEO, Retail Banking
RSP
543,388
Deferred Award2
74,545
Scott Marcar
Group Chief Information Officer
RSP
689,684
Deferred Award2
103,939
 Katie Murray
Group Chief Financial Officer
RSP
653,915
Deferred Award2
87,744
Mohammad Kamal Syed
Interim CEO, Coutts and Wealth Businesses
 
Deferred Award³
102,114
Paul Thwaite
Group Chief Executive Officer
RSP
677,576
Deferred Award2
98,878
Jen Tippin
Group Chief People & Transformation Officer
RSP
689,684
Deferred Award2
96,517
The prices per Share used on the grant of the above awards were Deferred Awards1 £1.9021, Deferred Awards2 £2.3312, Deferred Awards³ £2.1006 and RSP £1.7943.  The prices are discounted to reflect the absence of dividend equivalents during the vesting period.
 
       
* Note: the nominal value of ordinary shares without rounding is £1.076923076923077 per share
 
A pre-vest performance assessment will take place for the RSP at the end of three years. Subject to this, the RSP will be eligible to vest between 2027 and 2031.  Deferred Awards will be eligible to vest between 2024 and 2031.
 
Malus provisions will apply to each award up until vesting and clawback provisions will apply for a period of seven years from the date of grant.  Such period can be extended to ten years in certain circumstances. Vested Shares retained after payment of associated tax liabilities will be subject to a twelve-month retention period. 
  
2. The Company announces that long term incentive awards (LTI), Deferred Awards and Buy-out Awards over Shares vested on 7 March 2024 to the PDMRs set out below. The awards were granted under the Plan between March 2019 and November 2023. The number of Shares withheld to meet associated tax liabilities arising on vesting and the number of vested Shares retained by each PDMR is set out below:
 
Name of PDMR
Position of PDMR
Award
No. of Shares vested
No. of Shares withheld to satisfy associated tax liability
 
No. of vested Shares retained
 
Robert Begbie
 
CEO Commercial & Institutional Ring-Fenced Bank (interim), CEO Commercial & Institutional Non Ring-Fenced Bank and CEO NatWest Markets
 
 
LTI
 
67,384
33,068
34,316
Deferred Award
62,357
30,601
31,756
Keiran Foad1
Group Chief Risk Officer
 
Buy-out Award
108,571
51,106
57,465
Oliver Holbourn2
CEO, RBS International
 
Deferred Award
64,109
12,694
51,415
David Lindberg
CEO, Retail Banking
 
Deferred Award
18,561
8,737
9,824
Scott Marcar1
Group Chief Information Officer
 
Buy-out Award
106,714
50,231
56,483
 
Katie Murray
 
Group Chief Financial Officer
 
LTI
 
210,766
99,209
111,557
 
Deferred Award
 
41,790
19,671
22,119
Mohammad Kamal Syed
Interim CEO, Coutts and Wealth Businesses
 
Deferred Award
52,925
24,913
28,012
 
Paul Thwaite
Group Chief Executive Officer
 
LTI
 
48,131
22,656
25,475
Deferred Award
49,561
23,329
26,232
 
Jen Tippin1
Group Chief People & Transformation Officer
 
 
Buy-out Award
159,981
75,305
84,676
Deferred Award
97,743
46,008
51,735
1.         Vested Shares retained after payment of associated tax liabilities will be subject to retention periods which mirror the retention periods applicable to the PDMR's awards granted by their previous employer.
2.         The PDMR is or has been an Internationally Mobile Employee and tax withholding has been applied accordingly.
 
The market price used to meet associated tax liabilities was £2.5167. 
 
Vested Shares retained after payment of associated tax liabilities will be subject to retention periods of twelve months, unless otherwise indicated in the table above.
 
3.  The Company announces that Shares were delivered to PDMRs on 7 March 2024, as set out below. The Shares delivered represent payment of a fixed share allowance for the three-month period ending 31 March 2024 and have been calculated using a share price of £2.4410.
 
The number of Shares delivered, the number of Shares withheld to meet associated tax liabilities and the number of Shares retained by each PDMR is as follows:
           
 Name of PDMR
 
Position of PDMR
No. of Shares delivered
No. of Shares withheld to satisfy associated tax liability
No. of Shares retained
Robert Begbie
CEO Commercial & Institutional Ring-Fenced Bank (interim), CEO Commercial & Institutional Non Ring-Fenced Bank and CEO NatWest Markets
 
15,363
7,540
7,823
Keiran Foad
Group Chief Risk Officer
 
42,248
19,886
22,362
David Lindberg
CEO, Retail Banking
 
33,286
15,668
17,618
Scott Marcar
Group Chief Information Officer
 
42,248
19,887
22,361
Katie Murray
Group Chief Financial Officer
 
80,700
37,986
42,714
Paul Thwaite
Group Chief Executive Officer
 
112,863
53,125
59,738
Jen Tippin
Group Chief People & Transformation Officer
 
42,248
19,886
22,362
 
The market price used to determine the number of Shares withheld to meet associated tax liabilities was £2.5167. Shares retained after payment of associated tax liabilities will be held on behalf of PDMRs and will be released in instalments over a three or five year period.
 
4.  The Company announces that the PDMRs set out below have sold Shares on the date and at the price indicated:
Name of PDMR
 
Position of PDMR
 
No. of Shares sold
 
Sale price
 
 
Date of transaction
 
Scott Marcar
 
Group Chief Information Officer
152,000
£2.5064
7 March 2024
Robert Begbie
CEO Commercial & Institutional Ring-Fenced Bank (interim), CEO Commercial & Institutional Non Ring-Fenced Bank and CEO NatWest Markets
 
105,000
£2.5167
8 March 2024
 
* Note: the nominal value of ordinary shares without rounding is £1.076923076923077 per share 
 
All of the above transactions took place on the London Stock Exchange (XLON).
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
For further information contact:
NatWest Group Investor Relations
Claire Kane
Director of Investor Relations
+44 20 7672 1758
 
NatWest Group Media Relations
+44(0)131 523 4205
 
 
Exhibit No. 4
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
 
NatWest Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
 
Non-UK issuer
 
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
 
An acquisition or disposal of voting rights
 
x
An acquisition or disposal of financial instruments
 
 
An event changing the breakdown of voting rights
 
 
Other (please specify)iii:
 
 
3. Details of person subject to the notification obligationiv
 
Name
 
The Commissioners of His Majesty's Treasury
City and country of registered office (if applicable)
 
London, England
4. Full name of shareholder(s) (if different from 3.)v
 
Name
 
The Solicitor for the Affairs of His Majesty's Treasury
City and country of registered office (if applicable)
 
London, England
5. Date on which the threshold was crossed or reachedvi:
 
14 March 2024
6. Date on which issuer notified (DD/MM/YYYY):
 
15 March 2024
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8. A)
 
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
 
30.98%
 
30.98%
 35,002,866,544
Position of previous notification (if
applicable)
 
31.85%
 
31.85%
 
 
 
  8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
 
  A: Voting rights attached to shares
 
 
 
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
 
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
 
Ordinary Shares of £1.0769 each GB00BM8PJY71
10,842,244,456
 
30.98%
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
 
10,842,244,456
30.98%
 
  B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
 
  Type of financial instrument
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
 
 
 
 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 
 
Type of financial instrument
 
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
 
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
x
 
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
 
UK Government Investments Limited, a company wholly-owned by His Majesty's Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with His Majesty's Treasury).
 
The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury.
 
The Commissioners of His Majesty's Treasury
30.98%
 
30.98%
 
 
 
 
 
 
 
 
 
 
10. In case of proxy voting, please identify:
 
Name of the proxy holder
 
 
The number and % of voting rights held
 
 
The date until which the voting rights will be held
 
 
 
11. Additional informationxvi
 
The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury (HMT).
 
The percentage of voting rights held by HMT in NatWest Group plc (NWG), as shown on this form (30.98%), has been calculated following the disposal by HMT of 76,141,369 ordinary shares in NWG since its last TR-1 notification on 6 March 2024.
 
The percentage of voting rights held by HMT could move up or down going forward depending on the number of shares repurchased by NWG and the progress of sales under HMT's trading plan announced on 22 July 2021 and most recently extended on 3 April 2023.
 
 
 
Place of completion
 
London, England
Date of completion
 
15 March 2024
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 

Exhibit No. 5
 
 
18 March 2024
 
NatWest Group plc

INITIAL NOTIFICATION OF TRANSACTION OF PERSON DISCHARGING MANAGERIAL RESPONSIBILITY (PDMR) IN ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE REGULATION
 
NatWest Group plc (the Company) announces that the PDMR set out below has sold ordinary shares of £1.0769* each in the Company (Shares) (ISIN: GB00BM8PJY71) on the date and at the price indicated:-
 
Name of PDMR
Position of PDMR
No. of Shares sold
 Sale price
 
Date of transaction
 
Jen Tippin
 
Group Chief People & Transformation Officer
92,100
£2.4267
15 March 2024
  
Note: the nominal value of ordinary shares without rounding is £1.076923076923077 per share
 
The transaction took place on the London Stock Exchange (XLON).
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
For further information contact:-
 
NatWest Group Investor Relations
Claire Kane
Director of Investor Relations
+44 20 7672 1758
 
NatWest Group Media Relations 
+44(0)131 523 4205
 

Exhibit No. 6
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BM8PJY71
 
Issuer Name
 
NATWEST GROUP PLC
 
UK or Non-UK Issuer
 
UK
 
2. Reason for Notification
 
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
 
3. Details of person subject to the notification obligation
 
Name
 
BlackRock, Inc.
 
City of registered office (if applicable)
 
Wilmington
 
Country of registered office (if applicable)
 
USA
 
4. Details of the shareholder
 
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
 
 
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
 
 
5. Date on which the threshold was crossed or reached
 
15-Mar-2024
 
6. Date on which Issuer notified
 
18-Mar-2024
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
4.750000
 
0.380000
 
5.130000
 
1798840528
 
Position of previous notification (if applicable)
 
N/A
 
N/A
 
N/A
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
 
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BM8PJY71
 
 
1662782858
 
 
4.750000
 
Sub Total 8.A
1662782858
 
4.750000%
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
American Depository Receipt
 
 
 
12400638
 
0.030000
 
Securities Lending
 
 
 
123259988
 
0.350000
 
Sub Total 8.B1
 
135660626
 
0.380000%
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
 
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
CFD
 
 
 
Cash
 
397044
 
0.000000
 
Sub Total 8.B2
 
397044
 
0.000000%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc. (Chain 1)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock HK Holdco Limited
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Lux Finco S.a.r.l.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Japan Holdings GK
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Japan Co., Ltd.
 
 
 
 
BlackRock, Inc. (Chain 2)
 
Trident Merger, LLC
 
 
 
 
BlackRock, Inc. (Chain 2)
 
BlackRock Investment Management, LLC
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Investment Management (UK) Limited
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock International Limited
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 4, LLC
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 6, LLC
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Delaware Holdings Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 4, LLC
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 6, LLC
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Delaware Holdings Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Fund Advisors
 
 
 
 
BlackRock, Inc. (Chain 8)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 8)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock HK Holdco Limited
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Asset Management North Asia Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock (Netherlands) B.V.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Asset Management Deutschland AG
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Canada Holdings ULC
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Asset Management Canada Limited
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Capital Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Advisors, LLC
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Advisors (UK) Limited
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock (Singapore) Limited
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Trident Merger, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
BlackRock Investment Management, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Amethyst Intermediate, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Aperio Holdings, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Aperio Group, LLC
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
 
12. Date of Completion
 
18 March 2024
 
13. Place Of Completion
 
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
 
Legal Entity Identifier: 2138005O9XJIJN4JPN9
 
 
Exhibit No. 7
 
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
 
NatWest Group plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
 
Non-UK issuer
 
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
 
An acquisition or disposal of voting rights
 
x
An acquisition or disposal of financial instruments
 
 
An event changing the breakdown of voting rights
 
 
Other (please specify)iii:
 
 
3. Details of person subject to the notification obligationiv
 
Name
 
The Commissioners of His Majesty's Treasury
City and country of registered office (if applicable)
 
London, England
4. Full name of shareholder(s) (if different from 3.)v
 
Name
 
The Solicitor for the Affairs of His Majesty's Treasury
City and country of registered office (if applicable)
 
London, England
5. Date on which the threshold was crossed or reachedvi:
 
22 March 2024
6. Date on which issuer notified (DD/MM/YYYY):
 
22 March 2024
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8. A)
 
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
 
29.82%
 
29.82%
 35,002,866,544
Position of previous notification (if
applicable)
 
30.98%
 
30.98%
 
 
 
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
 
 
A: Voting rights attached to shares
 
 
 
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
 
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
 
Ordinary Shares of £1.0769 each GB00BM8PJY71
 
10,437,605,432
 
29.82%
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
 
10,437,605,432
29.82%
 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
 
 
Type of financial instrument
 
Expirationdatex
Exercise/Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
 
 
 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 
 
Type of financial instrument
Expirationdatex
Exercise/Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
 
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
x
 
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
 
UK Government Investments Limited, a company wholly-owned by His Majesty's Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with His Majesty's Treasury).
 
The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury.
 
The Commissioners of His Majesty's Treasury
29.82%
 
29.82%
 
 
 
 
 
 
 
 
 
 
10. In case of proxy voting, please identify:
 
Name of the proxy holder
 
 
The number and % of voting rights held

 
The date until which the voting rights will be held
 
 
 
11. Additional informationxvi
 
The Solicitor for the Affairs of His Majesty's Treasury is acting as nominee for The Commissioners of His Majesty's Treasury (HMT).
 
The percentage of voting rights held by HMT in NatWest Group plc (NWG), as shown on this form (29.82%), has been calculated following the disposal by HMT of 101,159,756 ordinary shares in NWG since its last TR-1 notification on 15 March 2024.
 
The percentage of voting rights held by HMT could move up or down going forward depending on the number of shares repurchased by NWG and the progress of sales under HMT's trading plan announced on 22 July 2021 and most recently extended on 3 April 2023.
 
 
 
Place of completion
 
London, England
Date of completion
 
22 March 2024
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
 
Exhibit No. 8
 
 
25 March 2024
 
NatWest Group plc
 
 
INITIAL NOTIFICATION OF TRANSACTION OF PERSON DISCHARGING MANAGERIAL RESPONSIBILITY (PDMR) IN ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE REGULATION
 
NatWest Group plc (the Company) announces that the PDMR set out below has sold ordinary shares of £1.0769* each in the Company (Shares) (ISIN: GB00BM8PJY71) on the date and at the price indicated:-
 
Name of PDMR
Position of PDMR
No. of Shares sold
 Sale price
 
Date of transaction
 
 
Mohammad Kamal Syed
 
Interim CEO, Coutts and Wealth Businesses
29,545
2.6030
22 March 2024
  
Note: the nominal value of ordinary shares without rounding is £1.076923076923077 per share
 
The transaction took place on the London Stock Exchange (XLON).
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
For further information contact:-
 
NatWest Group Investor Relations
Claire Kane
Director of Investor Relations
+44 20 7672 1758
 
NatWest Group Media Relations 
+44(0)131 523 4205
 
 
Exhibit No. 9
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BM8PJY71
 
Issuer Name
 
NATWEST GROUP PLC
 
UK or Non-UK Issuer
 
UK
 
2. Reason for Notification
 
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
 
3. Details of person subject to the notification obligation
 
Name
 
BlackRock, Inc.
 
City of registered office (if applicable)
 
Wilmington
 
Country of registered office (if applicable)
 
USA
 
4. Details of the shareholder
 
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
 
 
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
 
 
5. Date on which the threshold was crossed or reached
 
26-Mar-2024
 
6. Date on which Issuer notified
 
27-Mar-2024
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
Below 5%
 
Below 5%
 
Below 5%
 
Below 5%
 
Position of previous notification (if applicable)
 
4.750000
 
0.380000
 
5.130000
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
 
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BM8PJY71
 
 
Below 5%
 
 
Below 5%
 
Sub Total 8.A
Below 5%
 
Below 5%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
American Depository Receipt
 
 
 
Below 5%
 
Below 5%
 
Securities Lending
 
 
 
Below 5%
 
Below 5%
 
Sub Total 8.B1
 
Below 5%
 
Below 5%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
 
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
CFD
 
 
 
Cash
 
Below 5%
 
Below 5%
 
Sub Total 8.B2
 
Below 5%
 
Below 5%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc. (Chain 1)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock HK Holdco Limited
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Lux Finco S.a.r.l.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Japan Holdings GK
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Japan Co., Ltd.
 
 
 
 
BlackRock, Inc. (Chain 2)
 
Trident Merger, LLC
 
 
 
 
BlackRock, Inc. (Chain 2)
 
BlackRock Investment Management, LLC
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Investment Management (UK) Limited
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock International Limited
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 4, LLC
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 6, LLC
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Delaware Holdings Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 4, LLC
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 6, LLC
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Delaware Holdings Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Fund Advisors
 
 
 
 
BlackRock, Inc. (Chain 8)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 8)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock HK Holdco Limited
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Asset Management North Asia Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock (Netherlands) B.V.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Asset Management Deutschland AG
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Canada Holdings ULC
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Asset Management Canada Limited
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Capital Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Advisors, LLC
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Advisors (UK) Limited
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock (Singapore) Limited
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Trident Merger, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
BlackRock Investment Management, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Amethyst Intermediate, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Aperio Holdings, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Aperio Group, LLC
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
BlackRock Regulatory Threshold Reporting Team
 
Jana Blumenstein
 
020 7743 3650
 
12. Date of Completion
 
27 March 2024
 
13. Place Of Completion
 
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
         
Exhibit No. 10
 
 
NatWest Group plc
Total Voting Rights and Capital
 
In conformity with the Disclosure Guidance and Transparency Rules, NatWest Group plc ("NWG") hereby notifies the following in respect of its issued share capital with voting rights as at 28 March 2024.
 
Share Class and nominal value
Number of Shares issued
Voting rights per share
Total Voting rights - 28 March 2024

Ordinary Shares of £1.0769* (excluding ordinary shares held in treasury)
 
8,739,749,542
4
34,958,998,168
Ordinary Shares of £1.0769* held in treasury
 
150,192,952
4
Voting rights not exercisable
11% Cumulative Preference Shares of £1
 
240,686
4
962,744
5.5% Cumulative Preference Shares of £1
 
242,454
4
969,816
 Total:
 
8,890,425,634
 
34,960,930,728
 
* Note: the nominal value of Ordinary Shares without rounding is £1.076923076923077 per share
 
Shareholders may use the above figure of 34,960,930,728 for their calculations to determine whether they are required to notify their interest in, or a change to their interest in, NWG under the FCA's Disclosure Guidance and Transparency Rules.
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90     

Date: 28 March 2024
 
 
NATWEST GROUP plc (Registrant)
 
 
 
By: /s/ Jan Cargill
 
 
 
Name: Jan Cargill
 
Title: Chief Governance Officer and Company Secretary