UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE
 
ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: March 28, 2024
UBS Group AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
(Address of principal executive office)
Commission File Number: 1-36764
Indicate by check mark whether the registrant files or will file annual
 
reports under cover of
Form 20-F or Form 40-F.
Form 20-F
 
☒
 
Form 40-F
 
☐
UBS
 
Group
 
AG
 
produces
 
regular
 
annual
 
and
 
quarterly
 
reports,
 
which
 
are
 
submitted
 
to
 
the
SEC
 
under
 
Forms
 
20-F
 
and
 
6-K,
 
respectively.
 
These
 
reports
 
are
 
prepared
 
in
 
accordance
 
with
International
 
Financial
 
Reporting
 
Standards
 
(IFRS).
 
SEC
 
regulations
 
require
 
certain
 
additional
disclosures to be included in
 
registration statements relating to offerings
 
of securities. Certain of these
additional disclosures follow herein, and should be read in conjunction with the annual report on Form
20-F for the year ended 31 December 2023 of UBS Group AG, filed with
 
the SEC on March 28, 2024.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Capitalization of UBS Group AG
The
 
table
 
below
 
presents
 
the
 
consolidated
 
capitalization
 
of
 
UBS
 
Group
 
AG
 
in
 
accordance
 
with
 
IFRS
 
Accounting
Standards in US dollars, the presentation currency of UBS Group AG.
As of
USD m
31.12.23
30.9.23
Debt:
Short-term debt issued
 
1
 
105,690
 
104,591
Long-term debt issued
 
2
 
260,416
 
245,568
of which: eligible as high-trigger loss-absorbing additional
 
tier 1 capital instruments
 
10,744
 
9,871
of which: eligible as low-trigger loss-absorbing additional
 
tier 1 capital instruments
 
1,214
 
1,195
of which: eligible as non-Basel III-compliant tier 2 capital
 
instruments
 
538
 
536
Total debt issued
 
366,106
 
350,159
Equity attributable to UBS Group AG shareholders
 
3
 
86,108
 
83,749
Equity attributable to non-controlling interests
 
531
 
542
Total capitalization
 
452,745
 
434,450
1 Short-term debt issued consists of debt issued (reflected
 
on the balance sheet lines Debt issued measured
 
at amortized cost and Debt issued designated
 
at fair value) by UBS Group AG
 
and
its subsidiaries with a remaining contractual
 
maturity of less than one year without
 
considering any early redemption features.
 
2 Long-term debt issued consists of
 
debt issued (reflected on
the balance sheet lines Debt issued measured at amortized
 
cost and Debt issued designated at fair value)
 
by UBS Group AG and its subsidiaries
 
with a remaining contractual maturity of more
than one
 
year without
 
considering any
 
early redemption
 
features.
 
3 Comparative-period
 
information has
 
been revised.
 
Refer to
 
“Note 2
 
Accounting for
 
the acquisition
 
of Credit
 
Suisse
Group” in the “Consolidated financial statements” section of the UBS Group AG Annual 2023 report.
 
This
 
Form
 
6-K
 
is
 
hereby
 
incorporated
 
by
 
reference
 
into
 
each
 
of
 
the
 
registration
 
statements
 
of
 
UBS
Group
AG on
 
Form F-3
 
(Registration Number
 
333-272452) and
 
on Form
 
S-8 (Registration
 
Numbers
333-200634;
 
333-200635;
 
333-200641;
 
333-200665;
 
333-215254;
 
333-215255;
 
333-228653;
 
333-
230312;
 
333-249143
 
and
 
333-272975),
 
and
 
into
 
each
 
prospectus
 
outstanding
 
under
 
any
 
of
 
the
foregoing registration statements.
 
 
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
 
registrant has duly
caused this report to be signed on its behalf by the undersigned,
 
thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly _____________
Name:
 
David Kelly
Title:
 
Managing Director
 
By: _/s/ Ella Campi ______________
Name:
 
Ella Campi
Title:
 
Executive Director
Date:
 
March 28, 2024