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United States

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

March 31, 2023 (March 31, 2023)

Date of Report (Date of earliest event reported)

 

GUSHEN, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Nevada   000-55666   47-3413138
(State or other jurisdiction of
incorporation) 		  (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

Room 513, 5th Floor, No. 5 Haiying Road

Fengtai District, Beijing, China

   100070
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: +86-139-4977-8662

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐Written communications pursuant to Rule 425 under the Securities Act

 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act: None.

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
         

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 3.02 Unregistered Sales of Equity Securities.

 

On March 31, 2023, the Board of Directors of Gushen, Inc. (the “Company”) approved the issuance under the Company’s Equity Incentive Plan (the “EIP”) of an aggregate of 12,618,523 restricted shares of common stock to certain employees (the “Participants”) of Edeschler Limited, the Company’s Hong Kong subsidiary, pursuant to certain stock award agreement (collectively the “Award Agreements”, each an “Award Agreement”) with each of the Participants. A form of the Award Agreements is attached as Exhibit 10.1 hereto and is incorporated herein by reference.

 

Pursuant to the terms of the EIP and each Award Agreement, the Company will issue the following numbers of shares to the Participants:

 

Name in English Name   Position held at
Edeschler Limited		   Number of
Restricted Shares		   Grant
Date		   Vesting
Date
Yansong Dong   Business Development Manager   792,757   03/31/2023   06/30/2023
Caiqin He   Business Development Manager   336,636   03/31/2023   06/30/2023
Fei He   Business Development Manager   153,895   03/31/2023   06/30/2023
Hongbin Guo   Business Development Manager   342,549   03/31/2023   06/30/2023
Yanke Chen   Business Development Manager   73,412   03/31/2023   06/30/2023
Wenman Cao   Business Development Manager   750,159   03/31/2023   06/30/2023
Aiping Xia   Business Development Manager   146,965   03/31/2023   06/30/2023
Yong Li   Business Development Manager   1,614,332   03/31/2023   06/30/2023
Yulong Wang   Business Development Manager   163,486   03/31/2023   06/30/2023
Kuisheng Cui   Business Development Manager   542,418   03/31/2023   06/30/2023
Zenggao Wang   Business Development Manager   271,618   03/31/2023   06/30/2023
Fengying Yu   Business Development Manager   191,174   03/31/2023   06/30/2023
Hua Jiang   Business Development Manager   146,965   03/31/2023   06/30/2023
Juncai Yu   Business Development Manager   2,906,251   03/31/2023   06/30/2023
Shouren Liu   Business Development Manager   468,834   03/31/2023   06/30/2023
Jihuan Liu   Business Development Manager   92,245   03/31/2023   06/30/2023
Changhe Wang   Business Development Specialist   159,949   03/31/2023   06/30/2023
Guangfu Liu   Business Development Specialist   159,949   03/31/2023   06/30/2023
Zuofu Xue   Business Development Specialist   30,612   03/31/2023   06/30/2023
Quanwei He   Business Development Specialist   30,612   03/31/2023   06/30/2023
Zhouxuan Liang   Business Development Specialist   30,612   03/31/2023   06/30/2023
Yanxia Liu   Business Development Specialist   76,947   03/31/2023   06/30/2023
Jing Shen   Business Development Specialist   171,274   03/31/2023   06/30/2023
Yongsheng Gao   Business Development Specialist   53,582   03/31/2023   06/30/2023
Shunbao Xiong   Business Development Specialist   53,582   03/31/2023   06/30/2023
Cuifang Zhang   Business Development Specialist   53,582   03/31/2023   06/30/2023
Yidan Wang   Business Development Specialist   53,582   03/31/2023   06/30/2023
Suxia Zhang   Business Development Specialist   53,582   03/31/2023   06/30/2023
Xiaoru Li   Business Development Specialist   53,582   03/31/2023   06/30/2023
Xuanrang Wang   Business Development Specialist   53,582   03/31/2023   06/30/2023
Qiuhua Sun   Business Development Specialist   134,527   03/31/2023   06/30/2023

 

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Xiangbin Pan   Business Development Specialist   134,527   03/31/2023   06/30/2023
Huifang Yu   Business Development Specialist   134,527   03/31/2023   06/30/2023
Yuanqing Liu   Business Development Specialist   134,527   03/31/2023   06/30/2023
Heling Li   Business Development Specialist   134,527   03/31/2023   06/30/2023
Wenlan Gao   Business Development Specialist   134,527   03/31/2023   06/30/2023
Haixia Wang   Business Development Specialist   20,435   03/31/2023   06/30/2023
Minjie Yuan   Business Development Specialist   20,435   03/31/2023   06/30/2023
Yongshe Wang   Business Development Specialist   20,435   03/31/2023   06/30/2023
Xianxia Hou   Business Development Specialist   20,435   03/31/2023   06/30/2023
Wene Shi   Business Development Specialist   54,241   03/31/2023   06/30/2023
Fatai Ru   Business Development Specialist   54,241   03/31/2023   06/30/2023
Longshe Wang   Business Development Specialist   54,241   03/31/2023   06/30/2023
Caihong Wang   Business Development Specialist   54,241   03/31/2023   06/30/2023
Xiaofen Zhang   Business Development Specialist   54,241   03/31/2023   06/30/2023
Zhiceng Chen   Business Development Specialist   33,952   03/31/2023   06/30/2023
Yangpeng Zhang   Business Development Specialist   33,952   03/31/2023   06/30/2023
Xuee Han   Business Development Specialist   33,952   03/31/2023   06/30/2023
Minxia Wu   Business Development Specialist   33,952   03/31/2023   06/30/2023
Xiaojing Yang   Business Development Specialist   19,117   03/31/2023   06/30/2023
Yuejiang Feng   Business Development Specialist   19,117   03/31/2023   06/30/2023
Junxiang Wang   Business Development Specialist   19,117   03/31/2023   06/30/2023
Yanlin Wu   Business Development Specialist   19,117   03/31/2023   06/30/2023
Shaohui Qiu   Business Development Specialist   19,117   03/31/2023   06/30/2023
Yongjie Lu   Business Development Specialist   152,960   03/31/2023   06/30/2023
Huiping Xia   Business Development Specialist   152,960   03/31/2023   06/30/2023
Hanshun Song   Business Development Specialist   305,920   03/31/2023   06/30/2023
Bianqin Pei   Business Development Specialist   152,960   03/31/2023   06/30/2023
Weizhou Fu   Business Development Specialist   152,960   03/31/2023   06/30/2023
Zhaoguo Jiao   Business Development Specialist   117,208   03/31/2023   06/30/2023
Jianqing Zhang   Business Development Specialist   117,208   03/31/2023   06/30/2023
Juanning Xu   Business Development Specialist   15,374   03/31/2023   06/30/2023
Xinghu Li   Business Development Specialist   53,582   03/31/2023   06/30/2023
Huayu Wang   Business Development Specialist   53,582   03/31/2023   06/30/2023

 

The issuance of shares of the Restricted Stock will be made pursuant to the exemption from registration pursuant to Section 4(a)(2) of the Securities Act.

 

Item 9.01 Financial Statements and Exhibits.

 

Exhibit No.   Description
10.1   Form of Restricted Stock Award Agreement dated March 31, 2023
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Gushen, Inc.
     
Date: March 31, 2023 By: /s/ Yulong Yi
  Name:  Yulong Yi
  Title:

President, Chief Executive Officer,

Chief Financial Officer,

Treasurer, Secretary, and Chairman

 

 

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ATTACHMENTS / EXHIBITS

ATTACHMENTS / EXHIBITS

FORM OF RESTRICTED STOCK AWARD AGREEMENT DATED MARCH 31, 2023

XBRL SCHEMA FILE

XBRL LABEL FILE

XBRL PRESENTATION FILE

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