EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2022

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		   Address   CityStZip

Equitable Holdings, Inc.

     DE   NY     90-0226248            

Alpha Units Holdings, Inc

   HCO   DE   NY     83-2796390         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Alpha Units Holdings II, Inc

   HCO   DE   NY     68-0461436         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

787 Holdings, LLC

   HCO   DE   NY     See Note 19         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

1285 Holdings, LLC

   HCO   DE   NY     46-1106388       —         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Financial Services, LLC
(Notes 2 &16)

     DE   NY     52-2197822       —         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

CS Life Re Company

   Insurance   AZ       46-5697182       250,000       100.00 %      525
Washington
Blvd., 34th
Floor		   Jersey City,
NJ 07310

Equitable Financial Investment Management, LLC

   Investment   DE   NY     87-1424173         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Investment Management, LLC

   Investment   DE   NY     90-0226248         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

EQ AZ Life Re Company

   Insurance   AZ   AZ     82-3971925       250,000       100.00 %    NAIC #
16234		   3030 N.
Third Street
Suite 790		   Phoenix,
AZ    85012

Equitable Distribution Holding Corporation (Note 2)

     DE   NY     13-4078005       1,000       100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Advisors, LLC (Note 5)

     DE   NY     13-4071393       —         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Network, LLC (Note 6)

   Operating   DE   NY     06-1555494       —         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Network of Puerto Rico, Inc.

   Operating   P.R.   P.R.     66-0577477         100.00 %       

Penn Investment Advisors, Inc

   Operating   NY   NY         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

PlanConnect, LLC

   Operating   DE   NY     27-1540220         100.00 %      100
Madison
Street		   Syracuse,
NY 13221

Equitable Financial Life Insurance Company (Note 2 & 9) *

   Insurance   NY   NY     13-5570651       2,000,000       100.00 %    NAIC # 62944;
General Partner of
Equitable
Managed Asset		    

Equitable Investment Management Group LLC

   Operating   DE   NY     27-5373651         100.00 %       

VA Capital Company LLC

   Investment   DE   NY         9.10 %    EIM owns
9.1%		    

Broad Vista Partners, LLC

   Investment   DE   NY     81-3019204       —         70.00 %    70% by
Equitable
Financial &
30% by
AXA
France		    

200 East 87th Street Company, LLC

   Investment   DE   NY     86-3691523         100.00 %       

EQ European Commercial Real Estate Debt Holdings LLC

   Investment   DE   NY            

EQ ECRED Investments I S.à r.l.

   Investment   Luxembourg   Luxembourg            

EQ European Commercial Real Estate Debt Holdings GP S.à r.l.

   Investment   Luxembourg   Luxembourg            

EQ Holdings, LLC (Notes 3 & 4)

   HCO   NY   NY     22-2766036       —         100.00 %       

See Attached Listing A

                  

Equitable Managed Assets, L.P.

   Investment   DE   NY     13-3385080       —         —       General
Partner of
Equitable
Deal Flow
Fund		    

EVSA, Inc.

   Investment   DE   PA     23-2671508       50       100.00 %       

ECA Residentail LLC

   Investment   DE   DE     92-0830868         100.00 %       

Real Estate Partnership Equities (various)

   Investment   **       —         —         —       **    

Separate Account 166, LLC

   Investment   DE   NY     47-4180335         100.00 %       

Equitable Financial Life and Annuity Company * (Note 10,17 & 18)

   Insurance   Colorado   Colorado     13-3198083       1,000,000       100.00 %       

MONY International Holdings, LLC

   HCO   DE   NY     13-3790446         100.00 %       

MONY International Life Insurance Co. Seguros de Vida S.A.*

   Insurance   Argentina   Argentina     98-0157781         100.00 %       

MONY Financial Resources of the Americas Limited

   Insurance   Jamaica   Jamaica     13-3790446       1,000       100.00 %       

MBT, Ltd.

   Operating   Cayman
Islands		   Cayman
Islands		     98-0152047       633       100.00 %    79% by
MONY
Int’l
Holdings &
21% by
MONY
Financial
Resources		    

MONY Participacoes LTDA (f/k/a MONY Consultoria e Corretagem de Seguros Ltda)

   Operating   Brazil   Brazil         99.00 %       

Equitable Financial Life Insurance Company of America*

   Insurance   AZ   NY     86-0222062         100.00 %       

MONY Financial Services, Inc.

   HCO   DE   NY     11-3722370       1,000       100.00 %       

Financial Marketing Agency, Inc.

   Operating   OH   OH     31-1465146       99       99.00 %       

1740 Advisers, Inc.

   Operating   NY   NY     13-2645490       15,000       100.00 %       

 

Page 1 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2022

 

*

Affiliated Insurer

**

Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

***

All subsidiaries are corporations, except as otherwise noted.

 

1.

The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

 

2.

Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

 

3.

Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019.

 

4.

In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).

As of December 31, 2022 Equitable Holdings, Inc and its subsidiaries own 61.32% of the issued and outstanding public and private units in AllianceBernstein (the “AllianceBernstein Units”), as follows:

Equitable Holdings, held directly 56,347,068 AllianceBernstein Units (19.51%),

Alpha Units Holdings owns 75,851,289 AllianceBernstein Units (26.26%)

GP (GP owned by Alpha Units), owns 2,988,686 (1.03%), and

Alpha Units Holdings II owns 41,934,582 (14.52%)

As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC

 

5.

EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

 

6.

Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC.

EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC.

Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become

“AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

 

7.

Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

 

8.

Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

 

9.

Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

 

10.

Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

 

11.

Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

 

12.

Effective May 26, 2005, Matrix Capital Markets Group was sold.

 

12.

Effective May 26, 2005, Matrix Private Equities was sold.

 

13.

Effective December 2, 2005, Advest Group was sold.

 

14.

Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

 

15.

Effective July 11, 2007, Frontier Trust Company, FSB was sold.

 

16.

Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

 

17.

Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

 

18.

Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

 

19.

The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes.

For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

 

20.

Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

 

21.

Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

 

22.

Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc.

 

23.

AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18

 

24.

EQ AZ Life Re Company was formed on 1/3/18

 

25.

AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19

 

26.

Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America

 

27.

Effective January 13, 2020, AXA Equitable Holdings, Inc. changed its name to Equitable Holdings, Inc.

 

28.

Effective April 1, 2020, US Financial Life Insurance was sold

 

29.

Effective April 1, 2020, MONY Life Insurance Company of the Americas, Ltd was sold

 

30.

Effective June 15, 2020, AXA-IM Holding U.S., Inc changed its name to Alpha Units Holdings II, Inc

 

31.

Effective June 15, 2020, AXA Equitable Life Insurance Company changed its name to Equitable Financial Life Insurance Company

 

32.

Effective June 1, 2021, Corporate Solutions Life Reinsurance Co was sold to Venerable Insurance and Annuity Company

 

33.

Effective June 1, 2021, CS Life Re owned 100% by Equitable Financial Services, LLC

 

34.

Effective December 30, 2022 Equitable Investment Management, LLC (EIMC, LLC) changed its name to Equitable Financial Investment Management, LLC

 

35.

Effective December 30, 2022 Equitable Investment Management II, LLC (EIMC II, LLC) changed its name to Equitable Investment Management, LLC

 

Page 2 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2022

 

Dissolved or

    -    On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.

Merged

    -    100 Federal Street Funding Corporation was dissolved August 31, 1998.
     -    100 Federal Street Realty Corporation was dissolved December 20, 2001.
     -    CCMI Corp. was dissolved on October 7, 1999.
     -    ELAS Realty, Inc. was dissolved January 29, 2002.
     -    EML Associates, L.P. was dissolved March 27, 2001.
     -    EQ Services, Inc. was dissolved May 11, 2001.
     -    Equitable BJVS, Inc. was dissolved October 3, 1999.
     -    Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
     -    Equitable JV Holding Corp. was dissolved on June 1, 2002.F142
     -    Equitable JVS II, Inc. was dissolved December 4, 1996
     -    Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.
     -    EREIM LP Associates (L.P.) was dissolved March 27, 2001.
     -    EREIM Managers Corporation was dissolved March 27, 2001.
     -    EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001
     -    EVLICO, Inc. was dissolved in 1999.
     -    Franconom, Inc. was dissolved on December 4, 2000.
     -    GP/EQ Southwest, Inc. was dissolved October 21, 1997
     -    HVM Corp. was dissolved on Feb. 16, 1999.
     -    ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.
     -    Prime Property Funding, Inc. was dissolved in Feb. 1999.
     -    Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.
     -    Six-Pac G.P., Inc. was dissolved July 12,1999
     -    Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on
December 5, 2003
     -    Equitable Rowes Wharf, Inc. was dissolved October 12, 2004
     -    ECLL Inc. was dissolved July 15, 2003
     -    MONY Realty Partners, Inc. was dissolved February 2005.
     -    Wil-Gro, Inc. was dissolved June, 2005.
     -    Sagamore Financial LLC was dissolved August 31, 2006.
     -    Equitable JVS was dissolved August, 2007.
     -    Astor Times Square Corp. dissolved as of April 2007.
     -    Astor/Broadway Acquisition Corp. dissolved as of August 2007.
     -    PC Landmark, Inc. has been administratively dissolved.
     -    EJSVS, Inc. has been administratively dissolved.
     -    STCS, Inc. was dissolved on August 15, 2007.
     -    AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011
     -    AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on
November 17, 2011
     -    AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17,
2011
     -    AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
     -    AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
     -    Equitable Deal Flow Fund, L.P. dissolved effective December 2013.
     -    ACMC, LLC dissolved September 26, 2019

 

Page 3 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2022

LISTING A - EQ Holdings, LLC    

 

   

Type of
Subsidiary

   State of
Incorp. or
Domicile		     State of
Principal
Operation		     Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

  

Address

  

CityStZip

Equitable Holdings, Inc.

                  

Equitable Equitable Financial Services, LLC (Note 2)

                  

Equitable Financial Equitable Life Insurance Company *

                  

EQ Holdings, LLC

                  

Equitable Casualty Insurance Company *

   Operating     VT       VT       06-1166226       1,000       100.00 %      KeyState Captive Management, LLC 100 Main Street, Suite 1   Burlington, VT 05402

AllianceBernstein Corporation (See Note 4 on Page 2)

   Operating     DE       NY       13-3633538       100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

See Attached Listing B

                  

Equitable Distributors, LLC

   Operating     DE       NY       52-2233674       —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

J.M.R. Realty Services, Inc.

   Operating     DE       NY       13-3813232       1,000       100.00 %      1290 Avenue of the Americas   New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

   Operating     DE       NJ       22-3492811       100       100.00 %       

 

*

Affiliated Insurer

 

Dissolved or Merged   

Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

   Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.
   Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.
   AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.
   AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.
   AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

 

Page 4 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2022

LISTING B - AllianceBernstein Corporation    

 

    Type of
Subsidiary		     State of
Incorp. or
Domicile		     State of
Principal
Operation		     Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

  

Address

  

CityStZip

Equitable Holdings, Inc.

                  

Alpha Units Holdings, Inc.

                  

Equitable Financial Services, LLC (Note 2)

                  

AllianceBernstein Corporation

       DE       NY       13-3633538         owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P.   1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

    
 HCO (NYSE:
AB)		  
 		     DE       NY       13-3434400           1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

     Operating       DE       NY       13-4064930           1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Investments Taiwan Limited

     Operating       Taiwan       Taiwan       —           75.12 %   

AllianceBernstein Hong Kong Limited owns 24.88%

    

AB Trust Company, LLC

     Operating       NH       NY       —           100.00 %   

Sole member interest

    

AB Distribution Vehicle LLC (100% owned by ABLP)

                  

Alliance Capital Management LLC

     HCO       DE       NY       —           100.00 %       

AllianceBernstein Real Estate Investments LLC

     Operating       DE       NY       —           100.00 %   

Sole member interest

    

AB Private Credit Investors LLC

     Operating       DE       NY       47-1265381         100.00 %   

Sole member interest

    

AB Custom Alternative Solutions LLC

     Operating       DE       NY       —           100.00 %   

Sole member interest (formerly known as RASL)

  

1345 Avenue of the Americas

  

New York, New York 10105

Sanford C. Bernstein & Co., LLC

     Operating       DE       NY       13-4132953         100.00 %       

Autonomous Research US LP [‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP]

       NY       NY           ‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP    

AnchorPath Financial, LLC

       DE       NY           100.00 %       

AnchorPath GP, LLC

       DE       NY           100.00 %       

AB Broadly Syndicated Loan Manager LLC

       DE       NY           100.00 %       

Sanford C. Bernstein Global Holdings LLC (100% owned by Alliance Capital Mgmt. LLC)

       DE       NY           100.00 %   

Owned by Alliance Capital Mgmt. LLC

    

Sanford C. Bernstein (Singapore) Private Limited

               100.00 %   

Owned by SCB Global Holdings

    

AllianceBernstein Business Services Private Limited

                  

Sanford C. Bernstein Japan KK (Pending FSA approval)

       Japan       Tokyo           100.00 %   

Sanford C. Bernstein Global Holdings LLC

    

AllianceBernstein International LLC

     HCO       DE       NY       —           100.00 %    Owned by AllianceBernstein L.P.   1345 Avenue of the Americas   New York, New York 10105

Sanford C. Bernstein (Schwiez) GmbH

     Operating       Switzerland       Switzerland       —           100.00 %   

Owned by AllianceBernstein International LLC.

    

Sanford C. Bernstein (Hong Kong) Limited (‘87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.)

     Operating       Hong Kong       Hong Kong       —          

87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.

    

Sanford C. Bernstein (Australia) Pty Limited (‘100% owned by SCB HK)

       Australia       Sydney           100.00 %    Owned by Sanford C. Bernstein (Hong Kong) Ltd.    

Sanford C. Bernstein (Ireland) Limited

     Operating       Ireland       Dublin           100.00 %   

Owned by AllianceBernstein International LLC.

    

AllianceBernstein Holdings Limited

     HCO       U.K.       London       —           100.00 %   

Owned by AllianceBernstein International LLC.

    

AllianceBernstein Corporation of Delaware

     HCO       DE       NY       13-2778645       10       100.00 %     

1345 Avenue of the Americas

  

New York, New York 10105

AllianceBernstein (Argentina) S.R.L.

     Operating       Argentina      
 Buenos
Aires		  
 		     —           99.00 %   

AllianceBernstein Oceanic Corporation owns 1% and 99% by AB Corporation of Delaware

    

AllianceBernstein (Chile) SpA

     Operating       Chile       Santiago       —           100.00 %       

AllianceBernstein Japan Ltd.

     Operating       Japan       Tokyo       —           100.00 %       

AllianceBernstein Invest. Manage. Australia Limited

     Operating       Australia      
 Sydney &
Melbourne		  
 		     —           100.00 %       

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

     Operating       Brazil      
 Sao
Paulo		  
 		     —           99.99 %   

AllianceBernstein Oceanic Corporation owns 0.01% and 99.99% by AB Corporation of Delaware

  

Rua Jaoquim No. 72, Suite 62

  

Sao Paulo, Brazil

AllianceBernstein Holdings (Cayman) Ltd.

     HCO      
 Cayman
Isles		  
 		    
 Cayman
Isles		  
 		         100.00 %       

AllianceBernstein Preferred Limited

     HCO       U.K.       London       —           100.00 %   

Owned by AllianceBernstein Holdings (Cayman) Ltd.

    

CPH Capital Fondsmaeglerselskab A/S (100% by AB Preferred)

     Operating       Denmark       Copenhagen       —           100.00 %   

Owned by AB Preferred

    

AB Bernstein Israel Ltd.

     Operating       Israel      
 Tel
Aviv		  
 		     —           100.00 %   

AB Preferred

    

AllianceBernstein Limited

     Operating       U.K.       London       —         250,000       100.00 %   

AB Preferred owns 100% of preference shares (50.05% of ABL issued shares) & AB Holdings Limited owns 100% of ordinary shares (49.95% of ABL issues shares)

    

AllianceBernstein Services Limited

     Operating       U.K.       London       —         1,000       100.00 %       

Lacarne Holdings Ltd. (100% owned by AB Limited)

       U.K.       London           100.00 %   

Owned by AB Limited

    

AllianceBernstein Schweiz AG

     Operating       Switzerland       Zurich       —           100.00 %       

AllianceBernstein (Luxembourg) S.a.r.l. (1)

     Operating       Lux.       Lux.       —         3,999       100.00 %   

AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares

    

AllianceBernstein (France) SAS

     Operating       France       Paris       —           100.00 %       

AllianceBernstein (Mexico) S. de R.L. de C.V.

     Operating       Mexico      
 Mexico
City		  
 		     —           99.00 %   

AllianceBernstein Oceanic Corp. owns 1% and 99 & by AB Corp of Delaware

    

AllianceBernstein Australia Limited

     Operating       Australia      
 Sydney &
Melbourne		  
 		     —           50.00 %   

AB International LLC owns the other 50% by AB Corp. of Delaware

    

AllianceBernstein Canada, Inc.

     Operating       Canada       Toronto       13-3630460       18,750       100.00 %       

 

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EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2022

LISTING B - AllianceBernstein Corporation    

 

    Type of
Subsidiary		     State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		   Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

  

Address

  

CityStZip

Equitable Holdings, Inc.

                  

Equitable Financial Services, LLC (Note 2)

                  

AllianceBernstein Corporation

     DE   NY   13-3633538         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein L.P.

     Operating     DE   NY   13-4064930         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein International LLC

     HCO     DE   NY         100.00 %    Owned by AllianceBernstein L.P.   1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Corporation of Delaware (Cont’d)

     HCO     DE   NY   13-2778645         1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein (Singapore) Ltd.

     Operating     Singapore   Singapore   —         100.00 %       

AllianceBernstein Portugal, Unipessoal LDA.

     Operating     Portugal   Lisbon         100.00 %       

Alliance Capital (Mauritius) Private Ltd.

     HCO     Mauritius   Port
Louis		   —         100.00 %       

AllianceBernstain Solutions (India) Private Limited (Formerly Alliance Capital Asset Man. (India) Private Ltd)

     Dormant     India   Mumbai   —         99.99% AC (Muaritius) and 0.01% ABCD    

AllianceBernstein Invest. Res. & Man. (India) Pvt. Ltd.

     Operating     India   Mumbai   —         99.99% AC (Muaritius) and 0.01% ABCD    

Sanford C. Bernstein (India) Private Limited

     Operating     India   Mumbai   —         99.90 %    0.1% owned by AB Corp. of DE and 99.99% AC Mauritius    

AllianceBernstein Oceanic Corporation

     HCO     DE   NY   13-3441277     1,000       100.00 %      1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Asset Management (Korea) Ltd.

     Operating     Korea   Seoul   —         100.00 %      14th Floor, Seoul Finance Center, 84 Taepyungro 1-ga, Jung-gu  

AllianceBernstein Investments, Inc.

     Operating     DE   NY   13-3191825     100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Investor Services, Inc.

     Operating     DE   TX   13-3211780     100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

AllianceBernstein Hong Kong Limited

     Operating     Hong Kong   Hong
Kong		   —         100.00 %       

AllianceBernstein Management Consulting (Shanghai) Co., Ltd. (Name chage-formerly AB (Shanghai) Investment Mangagment Co., Ltd.)

     Operating     China   Shanghai   —         100.00 %       

AllianceBernstein Fund Management Co., Ltd. (Pending CSRC’s approval)

     China   Shanghai         100.00 %       

AB (Shanghai) Overseas Investment Fund Management Co., Ltd.

     China   Shanghai         100.00 %       

Sanford C. Bernstein Limited (2)

     Operating     U.K.   London   —         100.00 %       

Sanford C. Bernstein (Autonomous UK) 1 Limited (now 100% owned by SCB Limited)

     U.K.   London         100.00 %       

Bernstein Autonomous LLP (100% by SCB (Autonomous UK) 1 Ltd.) (3)

     U.K.   London         100.00 %       

Autonomous Research Limited

     Dormant     U.K.   London         100.00 %       

Procensus Limited (24.4% owned by SCB (Autonomous UK) 1 Limited)

     U.K.   London         (24.4% owned by SCB (Autonomous UK) 1 Limited)    

Sanford C. Bernstein (CREST Nominees) Ltd.

     Operating     U.K.   London   —         100.00 %    Devonshire House, 1 Mayfair Place   London, UK W1J8SB  

Sanford C. Bernstein (Canada) Limited

                  

W.P. Stewart & Co., LLC.

     Operating     DE   NY   98-0201080       100.00 %       

WPS Advisors, LLC.

     Operating     DE   NY   13-4008818       100.00 %       

W.P. Stewart Asset Management LLC

     Operating     DE   NY   98-0201079       100.00 %       

W.P. Stewart Securities LLC

     Dormant     DE   NY   27-2713894       100.00 %       

W.P. Stewart Asset Management (NA), LLC.

     Operating     NY   NY   11-2650769       100.00 %       

Suzugia Limited (100% owned AllianceBernstein L.P.)

     U.K.   London         100.00 %    AllianceBernstein L.P.    

AB CarVal Investors L.P.

     DE           99.9% AllianceBernstein L.P. (98.9% LP / 1% GP interests) and AB Corp. of Del. (0.1% preferred LP interest)    

CarVal CLO Management GP, LLC

     DE           100% by ABCarVal Investors L.P.    

CarVal CLO Management Holdings, L.P.

     DE     —         10% by CarVal CLO Mgmt GP, LLC and 90% by ABCarVal Invstrs LP    

CarVal CLO Management, LLC

     DE           100% CarVal CLO Mgmt Hldngs LP    

CVI Sandhills Holdings LLC

     DE           100% ABCarVal Invstrs LP    

CarVal Carry GP Corp.

     Cayman     —         100% ABCarVal Invstrs LP    

CVI General Partner, LLC

     DE     —         100% CarVal Carry GP Corp.    

CarVal Investors Luxembourg S.a.r.l.

     Luxembourg           100% ABCarVal Invstrs LP    

CarVal Investors Ireland DAC

     Ireland           100% ABCArVal Invstrs LP    

CarVal Investors UK Limited

     U.K.           100% ABCarVal Invstrs LP    

CarVal Investors GB LLP

     U.K.           97.9% by CarVal Invstrs UK Ltd. and 2.1% by 5 UK members    

CarVal Portugal LDA

     Portugal           99.975% by ABCarVal Invstrs LP and 0.025% by 5 Shareholders    

CarVal Investors Pte Ltd.

     Singapore           100% ABCarVal Invstrs LP    

CarVal Investors PRC Holdings Pte. Ltd.

     Singapore           100% ABCarVal Invstrs LP    

CarVal Wensheng Private Fund Management (Shanghai) Co., Ltd.

     China           80% by ABCarVal Invstrs PRC Hldns Pte Ltd. and 20% by Third Party Parnter    

 

(1)

AB (Luxembourg) S.a. r.l. has branch offices in Amsterdam Netherlands, Madrid, Spain, Milan, Italy, Munich, Germany and Stockholm, Sweden.

(2)

SCBL has branch offices in Amesterdam, Netherlands; Frankfurt, Germany; Milan, Italy; Madrid, Spain and Stockholm, Sweden.

(3)

Bernstein Autonomous LLP has representative office in Switzerland.

 

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