NPORT-P/A
false
0001145549-23-004694
0000810943
XXXXXXXX
High Income Securities Fund
811-05133
0000810943
25RM533JWPQG19PQ1G87
615 East Michigan Street
Milwaukee
53202
4147654255
High Income Securities Fund
25RM533JWPQG19PQ1G87
2023-08-31
2022-11-30
N
133161914.150000000000
1552442.010000000000
131609472.140000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
24198.780000000000
N
Delaware Investments National
NIC7ULNUGCUI836YP119
Delaware Investments National Municipal Income Fund
24610T108
11870.000000000000
NS
USD
136267.600000000000
0.1035393561
Long
EC
RF
US
N
1
N
N
N
Destra Multi-Alternative Fund
N/A
Destra Multi-Alternative Fund
25065A502
127141.000000000000
NS
USD
869644.440000000000
0.6607764820
Long
EC
RF
US
N
1
N
N
N
DIGITAL HEALTH ACQUISTION CO
N/A
Digital Health Acquisition Corp
253893119
84000.000000000000
NS
USD
7702.800000000000
0.0058527702
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
Digital Health Acquisition Cor
Digital Health Acquisition Corp
1.000000000000
11.500000000000
USD
2023-10-14
XXXX
-23356.920000000000
N
N
N
DoubleLine Yield Opportunities
5493006BIH94Q4VHHG23
DoubleLine Yield Opportunities Fund
25862D105
22948.000000000000
NS
USD
322648.880000000000
0.2451562754
Long
EC
RF
US
N
1
N
N
N
First Eagle Alternative Capita
ZPFGW6VV73M9CW4FN909
First Eagle Alternative Capital BDC Inc
26943B100
281770.000000000000
NS
USD
1245423.400000000000
0.9463022530
Long
EC
CORP
US
N
1
N
N
N
Eaton Vance New York Municipal
5493003LD9U89XVQ7W91
Eaton Vance New York Municipal Bond Fund
27827Y109
207180.000000000000
NS
USD
1895697.000000000000
1.4403955651
Long
EC
RF
US
N
1
N
N
N
Edify Acquisition Corp
N/A
Edify Acquisition Corp
28059Q103
50000.000000000000
NS
USD
501500.000000000000
0.3810516005
Long
EC
CORP
US
N
1
N
N
N
Ellsworth Growth and Income Fu
549300GYFOXHCDQTI772
Ellsworth Growth and Income Fund Ltd
289074106
73378.000000000000
NS
USD
614907.640000000000
0.4672214165
Long
EC
RF
US
N
1
N
N
N
ExcelFin Acquisition Corp
N/A
ExcelFin Acquisition Corp
30069X201
50000.000000000000
NS
USD
505000.000000000000
0.3837109836
Long
EC
CORP
US
N
2
N
N
N
Figure Acquisition Corp I
N/A
Figure Acquisition Corp I
302438106
7500.000000000000
NS
USD
75300.000000000000
0.0572147269
Long
EC
CORP
US
N
1
N
N
N
FIGURE ACQUISITION CORP I -A
N/A
Figure Acquisition Corp I
302438114
1875.000000000000
NS
USD
37.500000000000
0.0000284934
N/A
DE
CORP
US
N
1
New York
N/A
Call
Purchased
Figure Acquisition Corp I
Figure Acquisition Corp I
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-2145.560000000000
N
N
N
FS KKR Capital Corp
549300TYRSI1T21B1360
FS KKR Capital Corp
302635206
374220.000000000000
NS
USD
7432009.200000000000
5.6470169503
Long
EC
CORP
US
N
1
N
N
N
FAST ACQUISITION CORP II-A
N/A
FAST Acquisition Corp II
311874119
7500.000000000000
NS
USD
5035.500000000000
0.0038260924
N/A
DE
CORP
US
N
1
New York
N/A
Call
Purchased
FAST Acquisition Corp II
FAST Acquisition Corp II
1.000000000000
11.500000000000
USD
2026-03-16
XXXX
-2116.330000000000
N
N
N
Fidelity Government Portfolio
N/A
Fidelity Government Portfolio
316175108
1488374.340000000000
NS
USD
1488374.340000000000
1.1309021424
Long
STIV
RF
US
N
1
N
N
N
FinTech Acquisition Corp VI
N/A
FinTech Acquisition Corp VI
31811H106
25000.000000000000
NS
USD
251250.000000000000
0.1909057121
Long
EC
CORP
US
N
1
N
N
N
FINTECH ACQUISITION CORP -A
N/A
FinTech Acquisition Corp VI
31811H114
6250.000000000000
NS
USD
2.500000000000
0.0000018996
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
FinTech Acquisition Corp VI
FinTech Acquisition Corp VI
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-5709.230000000000
N
N
N
First Trust High Income Long/S
JUEVI6DHENZLPUBV7E49
First Trust High Income Long/Short Fund
33738E109
7124.000000000000
NS
USD
83422.040000000000
0.0633860456
Long
EC
RF
US
N
1
N
N
N
First Trust Dynamic Europe Equ
549300YG1NBZKURU8L08
First Trust Dynamic Europe Equity Income Fund
33740D107
263803.000000000000
NS
USD
2999440.110000000000
2.2790457717
Long
EC
RF
US
N
1
N
N
N
Fortress Value Acquisition Cor
N/A
Fortress Value Acquisition Corp IV
34964K108
25000.000000000000
NS
USD
251750.000000000000
0.1912856240
Long
EC
CORP
US
N
3
N
N
N
FORTRESS VALUE ACQUIS IV-A
N/A
Fortress Value Acquisition Corp IV
34964K116
3125.000000000000
NS
USD
.000000000000
0.0000000000
N/A
DE
CORP
US
N
3
N/A
N/A
Call
Purchased
Fortress Value Acquisition Cor
Fortress Value Acquisition Corp IV
1.000000000000
11.500000000000
USD
2028-03-18
XXXX
-3227.030000000000
N
N
N
FOSSIL GROUP INC
DDMY8YZ6L8UEMS1FDM73
Fossil Group Inc
34988V304
84000.000000000000
NS
USD
1410360.000000000000
1.0716249956
Long
EP
CORP
US
N
1
N
N
N
GX Acquisition Corp II
N/A
GX Acquisition Corp II
36260F105
60000.000000000000
NS
USD
594600.000000000000
0.4517911897
Long
EC
CORP
US
N
1
N
N
N
GX ACQUISITION CORP II-A
N/A
GX Acquisition Corp II
36260F113
20000.000000000000
NS
USD
16000.000000000000
0.0121571797
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
GX Acquisition Corp II
GX Acquisition Corp II
1.000000000000
11.500000000000
USD
2028-12-31
XXXX
253.390000000000
N
N
N
GLOBAL SYSTEMS DYNAMICS IN-A
N/A
Global Systems Dynamics Inc
37653T116
25200.000000000000
NS
USD
252.000000000000
0.0001914756
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
Global Systems Dynamics Inc
Global Systems Dynamics Inc
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-12354.180000000000
N
N
N
Gores Holdings VII Inc
N/A
Gores Holdings VII Inc
38286T101
15000.000000000000
NS
USD
149400.000000000000
0.1135176652
Long
EC
CORP
US
N
1
N
N
N
GORES HOLDINGS VII INC-A
N/A
Gores Holdings VII Inc
38286T119
1875.000000000000
NS
USD
9.190000000000
0.0000069828
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
Gores Holdings VII Inc
Gores Holdings VII Inc
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-2319.140000000000
N
N
N
HNR Acquisition Corp
N/A
HNR Acquisition Corp
40472A102
37000.000000000000
NS
USD
375920.000000000000
0.2856329365
Long
EC
CORP
US
N
1
N
N
N
HNR ACQUISITION CORP
N/A
HNR Acquisition Corp
40472A128
37000.000000000000
NS
USD
740.000000000000
0.0005622696
N/A
DE
CORP
US
N
2
NYSEAmerican
N/A
Call
Purchased
HNR Acquisition Corp
HNR Acquisition Corp
1.000000000000
11.500000000000
USD
2028-07-29
XXXX
-3990.620000000000
N
N
N
HARBOR CUSTOM DEV INC
549300X40TN4PVCY6F45
Harbor Custom Development Inc
41150T207
131166.000000000000
NS
USD
955557.430000000000
0.7260552105
Long
EP
CORP
US
N
1
N
N
N
Highland Income Fund
254900CMUE9FRYL2UR80
Highland Income Fund
43010E404
450286.000000000000
NS
USD
5196300.440000000000
3.9482723815
Long
EC
RF
US
N
1
N
N
N
IG ACQUISITION CORP-CLASS A
N/A
IG Acquisition Corp
449534114
25000.000000000000
NS
USD
2812.530000000000
0.0021370270
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
IG Acquisition Corp
IG Acquisition Corp
1.000000000000
11.500000000000
USD
2027-10-05
XXXX
-37809.780000000000
N
N
N
IMEDIA BRANDS INC
5299009C9SZXPB0EEN07
iMedia Brands Inc
452465305
56073.000000000000
NS
USD
552470.450000000000
0.4197801579
Long
EP
CORP
US
N
1
N
N
N
INDUSTRIAL HUMAN CAPITAL INC
N/A
Industrial Human Capital Inc
45617P112
47700.000000000000
NS
USD
.000000000000
0.0000000000
N/A
DE
CORP
US
N
3
OTC US
N/A
Call
Purchased
Industrial Human Capital Inc
Industrial Human Capital Inc
1.000000000000
11.500000000000
USD
2028-12-31
XXXX
-18078.720000000000
N
N
N
Juniper II Corp
N/A
Juniper II Corp
48203N103
142689.000000000000
NS
USD
1452574.020000000000
1.1037002097
Long
EC
CORP
US
N
1
N
N
N
Landcadia Holdings IV Inc
N/A
Landcadia Holdings IV Inc
51477A104
150000.000000000000
NS
USD
1503945.000000000000
1.1427330993
Long
EC
CORP
US
N
1
N
N
N
LANDCADIA HOLDINGS IV INC-A
N/A
Landcadia Holdings IV Inc
51477A112
12500.000000000000
NS
USD
1625.000000000000
0.0012347136
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
Landcadia Holdings IV Inc
Landcadia Holdings IV Inc
1.000000000000
11.500000000000
USD
2028-03-29
XXXX
-8227.220000000000
N
N
N
Logan Ridge Finance Corp
5493007DZ22O2I4VJ124
Logan Ridge Finance Corp
541098109
81300.000000000000
NS
USD
1710552.000000000000
1.2997180007
Long
EC
CORP
US
N
1
N
N
N
Longview Acquisition Corp II
549300KFRIOC6K28E041
Longview Acquisition Corp II
54319Q105
39584.000000000000
NS
USD
397423.360000000000
0.3019716997
Long
EC
CORP
US
N
1
N
N
N
LONGVIEW ACQUISITION CORP -A
549300KFRIOC6K28E041
Longview Acquisition Corp II
54319Q113
10000.000000000000
NS
USD
800.000000000000
0.0006078590
N/A
DE
CORP
US
N
1
New York
N/A
Call
Purchased
Longview Acquisition Corp II
Longview Acquisition Corp II
1.000000000000
11.500000000000
USD
2026-05-10
XXXX
-11092.960000000000
N
N
N
Lument Finance Trust Inc
5493002OB7SJ4MVQY666
Lument Finance Trust Inc
55025L108
311488.000000000000
NS
USD
607401.600000000000
0.4615181492
Long
EC
CORP
US
N
1
N
N
N
M3-Brigade Acquisition III Cor
N/A
M3-Brigade Acquisition III Corp
55407R103
100332.000000000000
NS
USD
1009339.920000000000
0.7669204227
Long
EC
CORP
US
N
1
N
N
N
M3-BRIGADE ACQUISITION -CL A
N/A
M3-Brigade Acquisition III Corp
55407R111
33444.000000000000
NS
USD
1672.200000000000
0.0012705772
N/A
DE
CORP
US
N
2
New York
N/A
Call
Purchased
M3-Brigade Acquisition III Cor
M3-Brigade Acquisition III Corp
1.000000000000
11.500000000000
USD
2023-05-11
XXXX
14.280000000000
N
N
N
MFS Investment Grade Municipal
TQV30XJRB3S7V50XRW52
MFS Investment Grade Municipal Trust
59318B108
45387.000000000000
NS
USD
331098.170000000000
0.2515762465
Long
EC
RF
US
N
1
N
N
N
MFS High Yield Municipal Trust
A8WLLLHJKX1MW5QPZU93
MFS High Yield Municipal Trust
59318E102
226941.000000000000
NS
USD
726211.200000000000
0.5517925026
Long
EC
RF
US
N
1
N
N
N
Morgan Stanley Emerging Market
879N34XPZOOCKFD26737
Morgan Stanley Emerging Markets Debt Fund Inc
61744H105
200315.000000000000
NS
USD
1330091.600000000000
1.0106351605
Long
EC
RF
US
N
1
N
N
N
PhenixFIN Corp
549300JJH1QEB0RKNO53
PhenixFIN Corp
71742W103
19193.000000000000
NS
USD
657360.250000000000
0.4994779170
Long
EC
CORP
US
N
1
N
N
N
Portman Ridge Finance Corp
254900YM5BVQKA01I468
Portman Ridge Finance Corp
73688F201
190851.000000000000
NS
USD
4238800.710000000000
3.2207413654
Long
EC
CORP
US
N
1
N
N
N
PWP Forward Acquisition Corp I
N/A
PWP Forward Acquisition Corp I
74709Q101
105000.000000000000
NS
USD
1053150.000000000000
0.8002083611
Long
EC
RF
US
N
3
N
N
N
PWP FORWARD ACQUISITION CO-A
N/A
PWP Forward Acquisition Corp I
74709Q119
21000.000000000000
NS
USD
.000000000000
0.0000000000
N/A
DE
CORP
US
N
3
N/A
N/A
Call
Purchased
PWP Forward Acquisition Corp I
PWP Forward Acquisition Corp I
1.000000000000
11.500000000000
USD
2026-03-09
XXXX
-21658.520000000000
N
N
N
QUANTUM FINTECH ACQUISITION
N/A
Quantum FinTech Acquisition Corp
74767A113
33000.000000000000
NS
USD
660.000000000000
0.0005014837
N/A
DE
CORP
US
N
1
OTC US
N/A
Call
Purchased
Quantum FinTech Acquisition Co
Quantum FinTech Acquisition Corp
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-9392.260000000000
N
N
N
Relativity Acquisition Corp
N/A
Relativity Acquisition Corp
75944B106
21700.000000000000
NS
USD
221557.000000000000
0.1683442661
Long
EC
CORP
US
N
2
N
N
N
RELATIVITY ACQUISITION COR-A
N/A
Relativity Acquisition Corp
75944B114
21700.000000000000
NS
USD
759.500000000000
0.0005770861
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
Relativity Acquisition Corp
Relativity Acquisition Corp
1.000000000000
11.500000000000
USD
2027-02-11
XXXX
-29.210000000000
N
N
N
ROC Energy Acquisition Corp
N/A
ROC Energy Acquisition Corp
77118V108
18000.000000000000
NS
USD
182700.000000000000
0.1388197954
Long
EC
CORP
US
N
1
N
N
N
ROC Energy Acquisition Corp
N/A
ROC Energy Acquisition Corp
77118V116
18000.000000000000
NS
USD
910.800000000000
0.0006920475
Long
EC
CORP
US
N
1
N
N
N
Runway Growth Finance Corp
N/A
Runway Growth Finance Corp
78163D100
146811.000000000000
NS
USD
1764668.220000000000
1.3408367888
Long
EC
CORP
US
N
1
N
N
N
Saba Capital Income & Opportun
549300MGSUUJ7E55N746
Saba Capital Income & Opportunities Fund
78518H202
559551.000000000000
NS
USD
4605104.730000000000
3.4990678521
Long
EC
RF
US
N
1
N
N
N
Seaport Global Acquisition II
N/A
Seaport Global Acquisition II Corp
81221H105
100000.000000000000
NS
USD
1012000.000000000000
0.7689416146
Long
EC
CORP
US
N
2
N
N
N
SEAPORT GLOBAL ACQUISITION-A
N/A
Seaport Global Acquisition II Corp
81221H113
50000.000000000000
NS
USD
400.000000000000
0.0003039295
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
Seaport Global Acquisition II
Seaport Global Acquisition II Corp
1.000000000000
11.500000000000
USD
2026-11-17
XXXX
-17546.160000000000
N
N
N
Invesco Treasury Portfolio
5493004B3TM8ZIDDDC39
Invesco Treasury Portfolio
825252406
1488374.330000000000
NS
USD
1488374.330000000000
1.1309021348
Long
STIV
RF
US
N
1
N
N
N
STEEL PARTNERS HLDS LP
5493009U8Z59G5SIZ389
Steel Partners Holdings LP
85814R206
258172.000000000000
NS
USD
5899230.200000000000
4.4823750936
Long
EP
CORP
US
N
1
N
N
N
SURO CAPITAL CORP
549300YR4IAV0VJFWN84
SuRo Capital Corp
86887Q208
200000.000000000000
NS
USD
4780000.000000000000
3.6319574285
Long
EP
CORP
US
N
1
N
N
N
SYNCHRONOSS TECH
5493007Z5J8Z2TA76376
Synchronoss Technologies Inc
87157B301
46470.000000000000
NS
USD
816942.600000000000
0.6207323734
Long
EP
CORP
US
N
1
N
N
N
TG VENTURE ACQUISITION CORP
N/A
TG Venture Acquisition Corp
87251T117
74000.000000000000
NS
USD
747.400000000000
0.0005678923
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
TG Venture Acquisition Corp
TG Venture Acquisition Corp
1.000000000000
11.500000000000
USD
2023-08-13
XXXX
-31582.700000000000
N
N
N
Templeton Global Income Fund
QU1AAXOSV5K4OVMXJP19
Templeton Global Income Fund
880198106
740030.000000000000
NS
USD
3137727.200000000000
2.3841195842
Long
EC
RF
US
N
1
N
N
N
Iris Acquisition Corp
N/A
Iris Acquisition Corp
89601Y101
37720.000000000000
NS
USD
377954.400000000000
0.2871787219
Long
EC
CORP
KY
N
1
N
N
N
Vertical Capital Income Fund
549300LVMWHJGZNVXZ22
Vertical Capital Income Fund
92535C104
310942.000000000000
NS
USD
2855877.890000000000
2.1699637903
Long
EC
RF
US
N
1
N
N
N
Virtus Total Return Fund Inc
549300KKRHI4GF7RNQ81
Virtus Total Return Fund Inc
92835W107
266388.000000000000
NS
USD
1851396.600000000000
1.4067350700
Long
EC
RF
US
N
1
N
N
N
XAI OCTAGON FLT RT ALT
549300XT617P63BLW552
XAI Octagon Floating Rate Alternative Income Term Trust
98400T205
80000.000000000000
NS
USD
2013000.000000000000
1.5295251681
Long
EP
CORP
US
N
1
N
N
N
Z-Work Acquisition Corp
N/A
Z-Work Acquisition Corp
98880C102
30999.000000000000
NS
USD
311074.970000000000
0.2363621440
Long
EC
CORP
US
N
1
N
N
N
Z-WORK ACQUISITION CORP-A
N/A
Z-Work Acquisition Corp
98880C110
10333.000000000000
NS
USD
8.270000000000
0.0000062837
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
Z-Work Acquisition Corp
Z-Work Acquisition Corp
1.000000000000
11.500000000000
USD
2026-01-04
XXXX
-8560.330000000000
N
N
N
Zimmer Energy Transition Acqui
N/A
Zimmer Energy Transition Acquisition Corp
989570106
28387.000000000000
NS
USD
281599.040000000000
0.2139656329
Long
EC
CORP
US
N
1
N
N
N
AGBA GROUP HOLDING LTD
5493006NA1XBERP7JE98
AGBA Group Holding Ltd
N/A
36750.000000000000
NS
USD
2940.000000000000
0.0022338818
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
AGBA Group Holding Ltd
AGBA Group Holding Ltd
1.000000000000
11.500000000000
USD
2024-05-10
XXXX
-694.020000000000
N
N
N
BIOPLUS ACQUISITION CORP-A
N/A
BioPlus Acquisition Corp
N/A
37500.000000000000
NS
USD
2085.000000000000
0.0015842325
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
BioPlus Acquisition Corp
BioPlus Acquisition Corp
1.000000000000
11.500000000000
USD
2028-07-19
XXXX
-6566.570000000000
N
N
N
CARTESIAN GROWTH CORP II
N/A
CARTESIAN GROWTH CORP II
N/A
99999.000000000000
NS
USD
1017989.820000000000
0.7734928219
Long
EC
CORP
US
N
1
N
N
N
CARTESIAN GROWTH CORP II- A
N/A
CARTESIAN GROWTH CORP II
N/A
33332.966667000000
NS
USD
3666.630000000000
0.0027859925
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
CARTESIAN GROWTH CORP II
CARTESIAN GROWTH CORP II
1.000000000000
11.500000000000
USD
2028-07-12
XXXX
-2018.930000000000
N
N
N
Andretti Acquisition Corp
N/A
Andretti Acquisition Corp
G26735111
50000.000000000000
NS
USD
510500.000000000000
0.3878900141
Long
EC
CORP
US
N
2
N
N
N
Elliott Opportunity II Corp
549300796AMMETN58424
Elliott Opportunity II Corp
N/A
49395.000000000000
NS
USD
492962.100000000000
0.3745643015
Long
EC
CORP
US
N
1
N
N
N
Ares Acquisition Corp
N/A
Ares Acquisition Corp
N/A
50000.000000000000
NS
USD
501000.000000000000
0.3806716886
Long
EC
CORP
US
N
1
N
N
N
ARES ACQUISITION CORP-A
N/A
Ares Acquisition Corp
N/A
10000.000000000000
NS
USD
751.000000000000
0.0005706276
N/A
DE
CORP
US
N
1
New York
N/A
Call
Purchased
Ares Acquisition Corp
Ares Acquisition Corp
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-9769.890000000000
N
N
N
Fifth Wall Acquisition Corp II
N/A
Fifth Wall Acquisition Corp III
N/A
46100.000000000000
NS
USD
461000.000000000000
0.3502787394
Long
EC
CORP
US
N
1
N
N
N
Forbion European Acquisition C
N/A
Forbion European Acquisition Corp
N/A
100000.000000000000
NS
USD
1022000.000000000000
0.7765398519
Long
EC
CORP
US
N
1
N
N
N
FTAC Hera Acquisition Corp
N/A
FTAC Hera Acquisition Corp
N/A
61000.000000000000
NS
USD
611830.000000000000
0.4648829526
Long
EC
CORP
US
N
1
N
N
N
FTAC HERA ACQUISITION CORP-A
N/A
FTAC Hera Acquisition Corp
N/A
15250.000000000000
NS
USD
820.450000000000
0.0006233974
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
FTAC Hera Acquisition Corp
FTAC Hera Acquisition Corp
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-17452.130000000000
N
N
N
Kensington Capital Acquisition
N/A
Kensington Capital Acquisition Corp V
N/A
13160.000000000000
NS
USD
133442.400000000000
0.1013927021
Long
EC
CORP
US
N
1
N
N
N
LAMF Global Ventures Corp I
N/A
LAMF Global Ventures Corp I
N/A
50000.000000000000
NS
USD
510000.000000000000
0.3875101022
Long
EC
CORP
US
N
1
N
N
N
LAMF GLOBAL VENTURES CORP I
N/A
LAMF Global Ventures Corp I
N/A
25000.000000000000
NS
USD
1500.000000000000
0.0011397356
N/A
DE
CORP
US
N
2
N/A
N/A
Call
Purchased
LAMF Global Ventures Corp I
LAMF Global Ventures Corp I
1.000000000000
11.500000000000
USD
2023-04-04
XXXX
-4452.380000000000
N
N
N
Lakeshore Acquisition II Corp
N/A
Lakeshore Acquisition II Corp
N/A
59500.000000000000
NS
USD
602735.000000000000
0.4579723558
Long
EC
CORP
US
N
1
N
N
N
Lakeshore Acquisition II Corp
N/A
Lakeshore Acquisition II Corp
N/A
59500.000000000000
NS
USD
7140.000000000000
0.0054251414
Long
EC
CORP
US
N
2
N
N
N
LAKESHORE ACQUISITION II COR
N/A
Lakeshore Acquisition II Corp
N/A
29750.000000000000
NS
USD
2082.500000000000
0.0015823329
N/A
DE
CORP
US
N
2
N/A
N/A
Call
Purchased
Lakeshore Acquisition II Corp
Lakeshore Acquisition II Corp
1.000000000000
11.500000000000
USD
2026-11-18
XXXX
-239.450000000000
N
N
N
LAMINGTON ROAD DAC
635400P3XQM8ZRLUPK27
Lamington Road DAC
BP5174662
491953.000000000000
PA
USD
346826.870000000000
0.2635272860
Long
DBT
CORP
IE
N
3
2121-04-07
Fixed
14.000000000000
N
N
Y
N
N
N
Leo Holdings Corp II
N/A
Leo Holdings Corp II
N/A
21000.000000000000
NS
USD
210525.000000000000
0.1599618907
Long
EC
CORP
US
N
1
N
N
N
LEO HOLDINGS CORP II-CLASS A
N/A
Leo Holdings Corp II
N/A
5250.000000000000
NS
USD
5.250000000000
0.0000039891
N/A
DE
CORP
US
N
1
OTC US
N/A
Call
Purchased
Leo Holdings Corp II
Leo Holdings Corp II
1.000000000000
11.500000000000
USD
2028-01-07
XXXX
-421.300000000000
N
N
N
LIV Capital Acquisition Corp I
N/A
LIV Capital Acquisition Corp II
N/A
55500.000000000000
NS
USD
566100.000000000000
0.4301362134
Long
EC
CORP
MX
N
2
N
N
N
LIV CAPITAL ACQUISITION CO-A
N/A
LIV Capital Acquisition Corp II
N/A
41625.000000000000
NS
USD
2913.750000000000
0.0022139364
N/A
DE
CORP
US
N
2
N/A
N/A
Call
Purchased
LIV Capital Acquisition Corp I
LIV Capital Acquisition Corp II
1.000000000000
11.500000000000
USD
2027-02-16
XXXX
-1330.100000000000
N
N
N
Marlin Technology Corp
N/A
Marlin Technology Corp
N/A
49998.000000000000
NS
USD
503979.840000000000
0.3829358418
Long
EC
CORP
US
N
1
N
N
N
MARLIN TECHNOLOGY CORP-A
N/A
Marlin Technology Corp
N/A
16666.000000000000
NS
USD
166.660000000000
0.0001266322
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
Marlin Technology Corp
Marlin Technology Corp
1.000000000000
11.500000000000
USD
2026-03-05
XXXX
-13130.720000000000
N
N
N
MEDICUS SCIENCES ACQUISITI-A
N/A
Medicus Sciences Acquisition Corp
N/A
1112.000000000000
NS
USD
11.120000000000
0.0000084492
N/A
DE
CORP
US
N
2
NASDAQ CM
N/A
Call
Purchased
Medicus Sciences Acquisition C
Medicus Sciences Acquisition Corp
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-942.310000000000
N
N
N
Motive Capital Corp II
N/A
Motive Capital Corp II
N/A
99999.000000000000
NS
USD
1013989.860000000000
0.7704535574
Long
EC
CORP
US
N
2
N
N
N
MOTIVE CAPITAL CORP II-CL A
N/A
Motive Capital Corp II
N/A
33333.000000000000
NS
USD
1666.650000000000
0.0012663602
N/A
DE
CORP
US
N
1
New York
N/A
Call
Purchased
Motive Capital Corp II
Motive Capital Corp II
1.000000000000
11.500000000000
USD
2028-05-15
XXXX
-13970.930000000000
N
N
N
Nocturne Acquisition Corp
N/A
Nocturne Acquisition Corp
N/A
40000.000000000000
NS
USD
2400.000000000000
0.0018235770
Long
EC
CORP
US
N
2
N
N
N
Screaming Eagle Acquisition Co
N/A
Screaming Eagle Acquisition Corp
N/A
99999.000000000000
NS
USD
983990.160000000000
0.7476590735
Long
EC
CORP
US
N
2
N
N
N
SCREAMING EAGLE ACQ -CLASS A
N/A
Screaming Eagle Acquisition Corp
N/A
33333.000000000000
NS
USD
8999.910000000000
0.0068383452
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
Screaming Eagle Acquisition Co
Screaming Eagle Acquisition Corp
1.000000000000
11.500000000000
USD
2027-12-15
XXXX
-257.200000000000
N
N
N
TARGET GLOBAL ACQUISITION -A
N/A
Target Global Acquisition I Corp
N/A
23633.000000000000
NS
USD
1181.650000000000
0.0008978457
N/A
DE
CORP
US
N
2
N/A
N/A
Call
Purchased
Target Global Acquisition I Co
Target Global Acquisition I Corp
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-8318.210000000000
N
N
N
SIGNA SPORTS UNITED NV
98450001A668O1060629
Signa Sports United NV
N80029114
10731.000000000000
NS
USD
1609.650000000000
0.0012230503
N/A
DE
CORP
US
N
1
New York
N/A
Call
Purchased
Yucaipa Acquisition Corp
Yucaipa Acquisition Corp
1.000000000000
11.500000000000
USD
2026-12-14
XXXX
-13767.310000000000
N
N
N
Aberdeen Asia-Pacific Income F
549300J666ZH67203572
Aberdeen Asia-Pacific Income Fund Inc
003009107
410433.000000000000
NS
USD
1075334.460000000000
0.8170646402
Long
EC
RF
US
N
1
N
N
N
AltC Acquisition Corp
N/A
AltC Acquisition Corp
02156V109
50000.000000000000
NS
USD
493000.000000000000
0.3745930988
Long
EC
CORP
US
N
1
N
N
N
Apollo Tactical Income Fund In
549300JOTMM1DVBHF402
Apollo Tactical Income Fund Inc
037638103
147041.000000000000
NS
USD
1823308.400000000000
1.3853929891
Long
EC
RF
US
N
1
N
N
N
ARBOR RAPHA CAPITAL BIOHOLDI
N/A
Arbor Rapha Capital Bioholdings Corp I
03881F112
22400.000000000000
NS
USD
403.200000000000
0.0003063609
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
Arbor Rapha Capital Bioholding
Arbor Rapha Capital Bioholdings Corp I
1.000000000000
11.500000000000
USD
2023-03-14
XXXX
-3618.960000000000
N
N
N
AULT DISRUPTIVE TECHNOLOGIES
N/A
Ault Disruptive Technologies Corp
05150A112
48000.000000000000
NS
USD
720.000000000000
0.0005470731
N/A
DE
CORP
US
N
1
OTC US
N/A
Call
Purchased
Ault Disruptive Technologies C
Ault Disruptive Technologies Corp
1.000000000000
11.500000000000
USD
2028-06-20
XXXX
-8370.460000000000
N
N
N
B Riley Principal 250 Merger C
N/A
B Riley Principal 250 Merger Corp
05602L104
49998.000000000000
NS
USD
493980.240000000000
0.3753379084
Long
EC
CORP
US
N
2
N
N
N
B RILEY PRINCIPAL 250 MERG-A
N/A
B Riley Principal 250 Merger Corp
05602L112
16666.000000000000
NS
USD
83.500000000000
0.0000634453
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
B Riley Principal 250 Merger C
B Riley Principal 250 Merger Corp
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-16643.830000000000
N
N
N
Barings BDC Inc
549300GSF4KFZP6ONG49
Barings BDC Inc
06759L103
186369.000000000000
NS
USD
1712731.110000000000
1.3013737402
Long
EC
CORP
US
N
1
N
N
N
BIOTE CORP -A
N/A
Biote Corp
090683111
11366.000000000000
NS
USD
2614.180000000000
0.0019863160
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
Biote Corp
Biote Corp
1.000000000000
11.500000000000
USD
2027-02-12
XXXX
-7055.250000000000
N
N
N
BlackRock California Municipal
LE6236HQD6DXEGUHE217
BlackRock California Municipal Income Trust
09248E102
234521.000000000000
NS
USD
2582076.210000000000
1.9619227765
Long
EC
RF
US
N
1
N
N
N
Blackstone Strategic Credit Fu
549300YESIF051NRED20
Blackstone Strategic Credit Fund
09257R101
28361.000000000000
NS
USD
312538.220000000000
0.2374739560
Long
EC
RF
US
N
1
N
N
N
Blackrock ESG Capital Allocati
549300EWOI5G0PSVIX17
Blackrock ESG Capital Allocation Trust
09262F100
201455.000000000000
NS
USD
2888864.700000000000
2.1950279513
Long
EC
RF
US
N
1
N
N
N
BROOKFIELD DTLA FUND OFF
N/A
Brookfield DTLA Fund Office Trust Investor Inc
112714209
1615.000000000000
NS
USD
9447.750000000000
0.0071786246
Long
EP
CORP
US
N
1
N
N
N
CEDAR REALTY TRUST INC
54930056URX93R2RSN82
Cedar Realty Trust Inc
150602407
5080.000000000000
NS
USD
72644.000000000000
0.0551966350
Long
EP
CORP
US
N
1
N
N
N
CEDAR REALTY TRUST INC
54930056URX93R2RSN82
Cedar Realty Trust Inc
150602506
101456.000000000000
NS
USD
1141380.000000000000
0.8672476087
Long
EP
CORP
US
N
1
N
N
N
Center Coast Brookfield MLP &
549300M8EZMVV1SP6N14
Center Coast Brookfield MLP & Energy Infrastructure Fund
151461209
72216.000000000000
NS
USD
1308553.920000000000
0.9942703202
Long
EC
RF
US
N
1
N
N
N
Churchill Capital Corp VI
N/A
Churchill Capital Corp VI
17143W101
34700.000000000000
NS
USD
345959.000000000000
0.2628678577
Long
EC
CORP
US
N
1
N
N
N
CHURCHILL CAPITAL CORP VI-A
N/A
Churchill Capital Corp VI
17143W119
6940.000000000000
NS
USD
195.710000000000
0.0001487051
N/A
DE
CORP
US
N
2
New York
N/A
Call
Purchased
Churchill Capital Corp VI
Churchill Capital Corp VI
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-9228.150000000000
N
N
N
Churchill Capital Corp VII
N/A
Churchill Capital Corp VII
17144M102
58805.000000000000
NS
USD
587461.950000000000
0.4463675300
Long
EC
CORP
US
N
1
N
N
N
CHURCHILL CAPITAL CORP VII-A
N/A
Churchill Capital Corp VII
17144M110
11761.000000000000
NS
USD
352.830000000000
0.0002680886
N/A
DE
CORP
US
N
1
New York
N/A
Call
Purchased
Churchill Capital Corp VII
Churchill Capital Corp VII
1.000000000000
11.500000000000
USD
2028-02-29
XXXX
-14089.280000000000
N
N
N
CION Investment Corp
549300XN70JLF94XKX80
CION Investment Corp
17259U204
571482.000000000000
NS
USD
5771968.200000000000
4.3856784061
Long
EC
CORP
US
N
1
N
N
N
CLARIM ACQUISITION CORP-CL A
N/A
Clarim Acquisition Corp
18049C116
3333.000000000000
NS
USD
.670000000000
0.0000005091
N/A
DE
CORP
US
N
1
NASDAQ CM
N/A
Call
Purchased
Clarim Acquisition Corp
Clarim Acquisition Corp
1.000000000000
11.500000000000
USD
2027-12-31
XXXX
-2845.660000000000
N
N
N
Colombier Acquisition Corp
N/A
Colombier Acquisition Corp
19533H108
40500.000000000000
NS
USD
398520.000000000000
0.3028049528
Long
EC
CORP
US
N
2
N
N
N
COLOMBIER ACQUISITION CORP-A
N/A
Colombier Acquisition Corp
19533H116
13500.000000000000
NS
USD
756.000000000000
0.0005744267
N/A
DE
CORP
US
N
2
New York
N/A
Call
Purchased
Colombier Acquisition Corp
Colombier Acquisition Corp
1.000000000000
11.500000000000
USD
2028-12-31
XXXX
-136.990000000000
N
N
N
Concord Acquisition Corp II
N/A
Concord Acquisition Corp II
20607U108
16612.000000000000
NS
USD
163628.200000000000
0.1243285892
Long
EC
CORP
US
N
1
N
N
N
Copper Property CTL Pass Throu
N/A
Copper Property CTL Pass Through Trust
217519107
15380.000000000000
NS
USD
200709.000000000000
0.1525034610
Long
EC
CORP
US
N
2
N
N
N
Crescent Capital BDC Inc
549300VPIZMU6OEE0V68
Crescent Capital BDC Inc
225655109
174885.000000000000
NS
USD
2444892.300000000000
1.8576871864
Long
EC
CORP
US
N
1
N
N
N
Cushing MLP & Infrastructure T
5493006NXITDSHOHUT03
Cushing MLP & Infrastructure Total Return Fund/The
231631300
51062.000000000000
NS
USD
1799424.880000000000
1.3672457238
Long
EC
RF
US
N
1
N
N
N
NXG NextGen Infrastructure Inc
549300MVVZW681ZGYD76
NXG NextGen Infrastructure Income Fund
231647207
12312.000000000000
NS
USD
523629.360000000000
0.3978660134
Long
EC
RF
US
N
1
N
N
N
dMY Technology Group Inc VI
N/A
dMY Technology Group Inc VI
233247105
56773.000000000000
NS
USD
564891.350000000000
0.4292178525
Long
EC
CORP
US
N
1
N
N
N
DWS Municipal Income Trust
TEL2CK71Z3LE1OCHIB43
DWS Municipal Income Trust
233368109
5782.000000000000
NS
USD
51633.260000000000
0.0392321762
Long
EC
RF
US
N
1
N
N
N
Delaware Enhanced Global Divid
A2NJVV301U26XNED1002
Delaware Enhanced Global Dividend & Income Fund
246060107
335349.000000000000
NS
USD
2592247.770000000000
1.9696513692
Long
EC
RF
US
N
1
N
N
N
Delaware Ivy High Income Oppor
549300C130E3EJZ8ZQ39
Delaware Ivy High Income Opportunities Fund
246107106
27784.000000000000
NS
USD
308958.080000000000
0.2347536807
Long
EC
RF
US
N
1
N
N
N
Morgan Stanley Emerging Market
541YGIXZ6JJP4EZDJI96
Morgan Stanley Emerging Markets Domestic Debt Fund Inc
617477104
19182.000000000000
NS
USD
85359.900000000000
0.0648584776
Long
EC
RF
US
N
1
N
N
N
Murphy Canyon Acquisition Corp
N/A
Murphy Canyon Acquisition Corp
626642102
55500.000000000000
NS
USD
563325.000000000000
0.4280277026
Long
EC
CORP
US
N
1
N
N
N
MURPHY CANYON ACQUISITION -A
N/A
Murphy Canyon Acquisition Corp
626642110
55500.000000000000
NS
USD
2775.000000000000
0.0021085109
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
Murphy Canyon Acquisition Corp
Murphy Canyon Acquisition Corp
1.000000000000
11.500000000000
USD
2027-02-03
XXXX
-18.740000000000
N
N
N
Neuberger Berman California Mu
5493003VDAWQHC3PB533
Neuberger Berman California Municipal Fund Inc
64123C101
70983.000000000000
NS
USD
782942.490000000000
0.5948982830
Long
EC
RF
US
N
1
N
N
N
Neuberger Berman New York Muni
549300QBK683OL6H5P21
Neuberger Berman New York Municipal Fund Inc
64124K102
61737.000000000000
NS
USD
612431.040000000000
0.4653396371
Long
EC
RF
US
N
1
N
N
N
Neuberger Berman Next Generati
549300GRTFKXVB9LQE61
Neuberger Berman Next Generation Connectivity Fund Inc
64133Q108
314620.000000000000
NS
USD
3146200.000000000000
2.3905574187
Long
EC
RF
US
N
1
N
N
N
New America High Income Fund I
V5LSTDFQKWGSW30MQ381
New America High Income Fund Inc/The
641876800
123071.000000000000
NS
USD
881188.360000000000
0.6695478264
Long
EC
RF
US
N
1
N
N
N
NexPoint Diversified Real Esta
5493008KGR2NU3OXMR64
NexPoint Diversified Real Estate Trust
65340G205
173018.000000000000
NS
USD
2425712.360000000000
1.8431138128
Long
EC
CORP
US
N
1
N
N
N
NEXPOINT DIV REAL ESTA
5493008KGR2NU3OXMR64
NexPoint Diversified Real Estate Trust
65340G304
94082.000000000000
NS
USD
1538240.700000000000
1.1687917860
Long
EP
CORP
US
N
1
N
N
N
NORTHERN STAR INVESTMENT -A
N/A
Northern Star Investment Corp III
66574L118
7666.000000000000
NS
USD
84.330000000000
0.0000640759
N/A
DE
CORP
US
N
2
OTC US
N/A
Call
Purchased
Northern Star Investment Corp
Northern Star Investment Corp III
1.000000000000
11.500000000000
USD
2028-02-25
XXXX
-7392.250000000000
N
N
N
Nuveen Short Duration Credit O
N0WOEFO1WOMLJYH1PV29
Nuveen Short Duration Credit Opportunities Fund
67074X107
302479.000000000000
NS
USD
3732590.860000000000
2.8361111091
Long
EC
RF
US
N
1
N
N
N
Nuveen Multi-Asset Income Fund
549300VLJPKC3DNIJ668
Nuveen Multi-Asset Income Fund
670750108
20588.000000000000
NS
USD
254261.800000000000
0.1931941492
Long
EC
RF
US
N
1
N
N
N
Nuveen Emerging Markets Debt 2
549300RJWTMFGDEV7N50
Nuveen Emerging Markets Debt 2022 Target Term Fund
67077P101
400.000000000000
NS
USD
2652.000000000000
0.0020150525
Long
EC
RF
US
N
3
N
N
N
OPY Acquisition Corp I
N/A
OPY Acquisition Corp I
671005106
100000.000000000000
NS
USD
999000.000000000000
0.7590639061
Long
EC
CORP
US
N
2
N
N
N
OPY ACQUISITION CORP I - A
N/A
OPY Acquisition Corp I
671005114
50000.000000000000
NS
USD
4670.000000000000
0.0035483768
N/A
DE
CORP
US
N
1
N/A
N/A
Call
Purchased
OPY Acquisition Corp I
OPY Acquisition Corp I
1.000000000000
11.500000000000
USD
2023-04-08
XXXX
767.940000000000
N
N
N
OFS CREDIT COMPANY
549300A7A6U0QNX5FB55
OFS Credit Co Inc
67111Q404
60000.000000000000
NS
USD
1284000.000000000000
0.9756136691
Long
EP
CORP
US
N
2
N
N
N
PGIM Global High Yield Fund In
F0ATD1Y4J8CHDKHSLD09
PGIM Global High Yield Fund Inc
69346J106
176072.000000000000
NS
USD
1994895.760000000000
1.5157691369
Long
EC
RF
US
N
1
N
N
N
Periphas Capital Partnering Co
N/A
Periphas Capital Partnering Corp
713895100
20000.000000000000
NS
USD
501000.000000000000
0.3806716886
Long
EC
CORP
US
N
1
N
N
N
PERIPHAS CAPITAL PARTNR-CL A
N/A
Periphas Capital Partnering Corp
713895118
5000.000000000000
NS
USD
1.500000000000
0.0000011397
N/A
DE
CORP
US
N
1
OTC US
N/A
Call
Purchased
Periphas Capital Partnering Co
Periphas Capital Partnering Corp
1.000000000000
28.750000000000
USD
2028-12-10
XXXX
-831.100000000000
N
N
N
2023-01-30
High Income Securities Fund
Andrew Dakos
/s/ Andrew Dakos
President
XXXX