UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

SPROTT FUNDS TRUST

(Exact name of registrant as specified in its charter)

 

Delaware   See below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)
     

200 Bay Street, Suite 2600

Toronto, Ontario Canada

  M5J2J1
(Address of principal executive offices)   (Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered
  Name of each exchange on which each class is to be registered   I.R.S. Employer Identification No.

Shares of beneficial interest, no par value, of:

 

       
Sprott Lithium Miners ETF   The NASDAQ Stock Market LLC   92-0584485

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ☐

 

Securities Act registration statement file number to which this form relates: 333-227545

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

   
 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of Sprott Lithium Miners ETF, a series of Sprott Funds Trust (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No.24 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on January 31, 2023. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

  1. Registrant’s Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2018.
     
  2. Registrant’s Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2018.
     
  3. Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2018.

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Toronto and Province of Ontario, on the 1st day of February, 2023.

 

 

  SHP ETF TRUST
  (Registrant)
     
  By: /s/ John Ciampaglia
  Name:   John Ciampaglia
  Title: President