SHARE CLASS |
GOLDMAN SACHS FINANCIAL SQUARE FUNDSSM | ||||
PRIME OBLIGATIONS FUND |
MONEY MARKET FUND |
TREASURY OBLIGATIONS FUND |
TREASURY INSTRUMENTS FUND |
TREASURY SOLUTIONS FUND | |
INSTITUTIONAL |
FPOXX |
FSMXX |
FTOXX |
FTIXX |
FEDXX |
ADMINISTRATION |
FBAXX |
FADXX |
FGAXX |
FRAXX |
FVAXX |
CAPITAL |
GCPXX |
GCKXX |
GCTXX |
GCIXX |
GCFXX |
CASH MANAGEMENT |
GFOXX |
GSCXX |
GTOXX |
GICXX |
GFCXX |
CLASS D |
— |
— |
— |
FRDXX |
— |
PREFERRED |
GPPXX |
GPMXX |
GPOXX |
GPIXX |
GPFXX |
PREMIER |
GOPXX |
GPRXX |
GTPXX |
GIPXX |
GFPXX |
RESOURCE |
GBRXX |
GREXX |
GTRXX |
GIRXX |
GFRXX |
SELECT |
GSPXX |
GSMXX |
GSOXX |
GSIXX |
GSFXX |
SERVICE |
FBSXX |
FSVXX |
FYAXX |
FYSXX |
FVSXX |
SHARE CLASS |
GOLDMAN SACHS FINANCIAL SQUARE FUNDSSM |
GOLDMAN SACHS INVESTOR FUNDSSM
| ||
GOVERNMENT FUND |
FEDERAL INSTRUMENTS FUND |
MONEY MARKET FUND |
TAX-EXEMPT MONEY MARKET FUND | |
INSTITUTIONAL/ CLASS I |
FGTXX |
FIRXX |
FMJXX |
FTXXX |
ADMINISTRATION |
FOAXX |
FIOXX |
FMKXX |
FEAXX |
CAPITAL |
GCGXX |
FIKXX |
— |
GCXXX |
CASH MANAGEMENT |
GVCXX |
FIWXX |
FHMXX |
GXCXX |
CLASS A |
FSOXX |
— |
FMEXX |
FKIXX |
CLASS C |
FSGXX |
— |
FMGXX |
FCYXX |
CLASS D |
GSAXX |
FIDXX |
FMDXX |
— |
PREFERRED |
GPGXX |
FIHXX |
— |
GPTXX |
PREMIER |
GGPXX |
FIQXX |
— |
GXPXX |
RESOURCE |
GVRXX |
— |
FHRXX |
GXRXX |
CLASS R6 |
FGGXX |
— |
— |
— |
SELECT |
GSGXX |
FIJXX |
— |
GSTXX |
SERVICE |
FOSXX |
FILXX |
FHSXX |
FESXX |
B-5 | |
B-6 | |
B-23 | |
B-28 | |
B-40 | |
B-49 | |
B-67 | |
B-68 | |
B-71 | |
B-73 | |
B-77 | |
B-84 | |
B-84 | |
B-85 | |
B-93 | |
B-102 | |
B-111 | |
1-A | |
1-B |
Name, Address and Age1 |
Position(s) Held with the
Trust |
Term of Office and
Length of Time Served2
|
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in
Fund Complex Overseen by
Trustee3 |
Other Directorships
Held by Trustee4 |
Gregory G. Weaver Age: 71 |
Chair of the Board of Trustees |
Since 2023 (Trustee since 2015) |
Mr. Weaver is retired. He is Director, Verizon Communications Inc. (2015–Present); and was formerly Chairman and Chief Executive Officer, Deloitte & Touche LLP (a professional services firm) (2001–2005 and 2012–2014); and Member of the Board of Directors, Deloitte & Touche LLP (2006–2012). Trustee—Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust. |
103 |
Verizon Communications Inc. |
Dwight L. Bush Age: 65 |
Trustee |
Since 2020 |
Ambassador Bush is President and CEO of D.L. Bush & Associates (a financial advisory and private investment firm) (2002–2014 and 2017–present); Director of MoneyLion, Inc. (an operator of a data-driven, digital financial platform) (2021–present); and was formerly U.S. Ambassador to the Kingdom of Morocco (2014–2017) and a Member of the Board of Directors of Santander Bank, N.A. (2018–2019). Previously, Ambassador Bush served as an Advisory Board Member of Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust (October 2019–January 2020). Trustee—Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust. |
103 |
MoneyLion, Inc. (an operator of a data-driven, digital financial platform) |
Kathryn A. Cassidy Age: 68 |
Trustee |
Since 2015 |
Ms. Cassidy is retired. She is Director, Vertical Aerospace Ltd. (an aerospace and technology company) (2021–present). Formerly, Ms. Cassidy was Advisor to the Chairman (May 2014–December 2014); and Senior Vice President and Treasurer (2008–2014), General Electric Company & General Electric Capital Corporation (technology and financial services companies). Trustee—Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust. |
103 |
Vertical Aerospace Ltd. (an aerospace and technology company) |
Name, Address and Age1 |
Position(s) Held with the
Trust |
Term of Office and
Length of Time Served2 |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in
Fund Complex Overseen by
Trustee3 |
Other Directorships
Held by Trustee4 |
John G. Chou Age: 66 |
Trustee |
Since 2022 |
Mr. Chou is Executive Vice President and Special Advisor to the Chairman and CEO of AmerisourceBergen Corporation (a pharmaceutical and healthcare company) (2021–present); and formerly held various executive management positions with AmerisourceBergen Corporation, including Executive Vice President and Chief Legal Officer (2019–2021); Executive Vice President and Chief Legal & Business Officer (2017–2019); and Executive Vice President and General Counsel (2011–2017). Trustee—Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust. |
103 |
None |
Joaquin Delgado Age: 62 |
Trustee |
Since 2020 |
Dr. Delgado is retired. He is Director, Stepan Company (a specialty chemical manufacturer) (2011–present); and was formerly Director, Hexion Inc. (a specialty chemical manufacturer) (2019–2022); Executive Vice President, Consumer Business Group of 3M Company (July 2016–July 2019); and Executive Vice President, Health Care Business Group of 3M Company (October 2012–July 2016). Previously, Dr. Delgado served as an Advisory Board Member of Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust (October 2019– January 2020). Trustee—Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust. |
103 |
Stepan Company (a specialty chemical manufacturer) |
Eileen H. Dowling Age: 60 |
Trustee |
Since 2021 |
Ms. Dowling is retired. Formerly, she was Senior Advisor (April 2021–September 2021); and Managing Director (2013–2021), BlackRock, Inc. (a financial services firm).
Trustee—Goldman Sachs Trust and Goldman Sachs
Variable Insurance Trust. |
103 |
None |
Paul C. Wirth Age: 65 |
Trustee |
Since 2022 |
Mr. Wirth is retired. Formerly, he was Deputy Chief Financial Officer and Principal Accounting Officer (2011–2020); Finance Director and Principal Accounting Officer (2010–2011); and Managing Director, Global Controller, and Chief Accounting Officer (2005–2010) of Morgan Stanley. Trustee—Goldman Sachs Trust and Goldman Sachs Variable Insurance Trust. |
103 |
None |
Name, Address and Age1 |
Position(s) Held with the
Trust |
Term of Office and
Length of Time Served2
|
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in
Fund Complex Overseen by
Trustee3 |
Other Directorships
Held by Trustee4 |
James A. McNamara* Age: 60 |
President and Trustee |
Since 2007 |
Advisory Director, Goldman Sachs (January 2018–Present); Managing Director, Goldman Sachs (January 2000–December 2017); Director of Institutional Fund Sales, GSAM (April 1998–December 2000); and Senior Vice President and Manager, Dreyfus Institutional Service Corporation (January 1993–April 1998) President and Trustee—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
172 |
None |
Name, Age
and Address
|
Position(s) Held with the Trust |
Term of Office and Length of Time
Served1 |
Principal Occupation(s) During Past 5 Years |
James A. McNamara 200 West Street New York, NY 10282 Age: 60 |
Trustee and President |
Since 2007 |
Advisory Director, Goldman Sachs (January 2018 – Present); Managing Director, Goldman Sachs (January 2000 – December 2017); Director of Institutional Fund Sales, GSAM (April 1998 – December 2000); and Senior Vice President and Manager, Dreyfus Institutional Service Corporation (January 1993 – April 1998).President and Trustee—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Joseph F. DiMaria 30 Hudson Street Jersey City, NJ 07302 Age: 54 |
Treasurer, Principal Financial Officer and Principal Accounting Officer |
Since 2017 (Treasurer and Principal Financial Officer since 2019) |
Managing Director, Goldman Sachs (November 2015 – Present) and Vice President – Mutual Fund Administration, Columbia Management Investment Advisers, LLC (May 2010 – October 2015).Treasurer, Principal Financial Officer and Principal Accounting Officer—Goldman Sachs Trust (previously Assistant Treasurer (2016)); Goldman Sachs Variable Insurance Trust (previously Assistant Treasurer (2016)); Goldman Sachs Trust II (previously Assistant Treasurer (2017)); Goldman Sachs MLP and Energy Renaissance Fund (previously Assistant Treasurer (2017)); Goldman Sachs ETF Trust (previously Assistant Treasurer (2017)); Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Julien Yoo 200 West Street New York, NY 10282 Age: 51 |
Chief Compliance Officer |
Since 2019 |
Managing Director, Goldman Sachs (January 2020–Present); Vice President, Goldman Sachs (December 2014–December 2019); and Vice President, Morgan Stanley Investment Management (2005–2010).Chief Compliance Officer—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.; Goldman Sachs Private Middle Market Credit LLC; Goldman Sachs Private Middle Market Credit II LLC; Goldman Sachs Middle Market Lending Corp.; Goldman Sachs Middle Market Lending LLC II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Peter W. Fortner 30 Hudson Street Jersey City, NJ 07302 Age: 65 |
Assistant Treasurer |
Since 2000 |
Vice President, Goldman Sachs (July 2000–Present); Principal Accounting Officer and Treasurer, Commerce Bank Mutual Fund Complex (2008–Present); Treasurer of Goldman Sachs Philanthropy Fund (2019–Present); and Treasurer of Ayco Charitable Foundation (2020–Present). Assistant Treasurer—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Name, Age and Address |
Position(s) Held with the Trust |
Term of Office and Length of Time
Served1 |
Principal Occupation(s) During Past 5 Years |
Allison Fracchiolla 30 Hudson Street Jersey City, NJ 07302 Age: 39 |
Assistant Treasurer |
Since 2014 |
Vice President, Goldman Sachs (January 2013–Present).Assistant Treasurer—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Tyler Hanks 222 S. Main St Salt Lake City, UT 84101 Age: 40 |
Assistant Treasurer |
Since 2019 |
Vice President, Goldman Sachs (January 2016—Present); and Associate, Goldman Sachs (January 2014—January 2016). Assistant Treasurer—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Kirsten Frivold Imohiosen 200 West Street New York, NY 10282 Age: 52 |
Assistant Treasurer |
Since 2019 |
Managing Director, Goldman Sachs (January 2018–Present); and Vice President, Goldman Sachs (May 1999–December 2017).Assistant Treasurer—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private Middle Market Credit LLC; Goldman Sachs Private Middle Market Credit II LLC; Goldman Sachs Middle Market Lending Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Steven Z. Indich 30 Hudson Street Jersey City, NJ 07302 Age: 53 |
Assistant Treasurer |
Since 2019 |
Vice President, Goldman Sachs (February 2010 – Present).Assistant Treasurer—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private Middle Market Credit LLC; Goldman Sachs Private Middle Market Credit II LLC; Goldman Sachs Middle Market Lending Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Carol Liu 30 Hudson Street Jersey City, NJ 07302 Age: 47 |
Assistant Treasurer |
Since 2019 |
Vice President, Goldman Sachs (October 2017 – Present); Tax Director, The Raine Group LLC (August 2015 – October 2017); and Tax Director, Icon Investments LLC (January 2012 – August 2015).Assistant Treasurer—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private Middle Market Credit LLC; Goldman Sachs Private Middle Market Credit II LLC; Goldman Sachs Middle Market Lending Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Name, Age and Address |
Position(s) Held with the Trust |
Term of Office and Length of Time
Served1 |
Principal Occupation(s) During Past 5 Years |
Christopher Bradford 200 West Street New York, NY 10282 Age: 41 |
Vice President |
Since 2020 |
Vice President, Goldman Sachs (January 2014–Present).Vice President—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs Real Estate Diversified Income Fund; and Goldman Sachs Credit Income Fund. |
Kenneth Cawley 71 South Wacker Drive Chicago, IL 60606 Age: 53 |
Vice President |
Since 2021 |
Managing Director, Goldman Sachs (2017 – Present), Vice President (December 1999–2017); Associate (December 1996–December 1999); Associate, Discover Financial (August 1994–December 1996).Vice President—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; and Goldman Sachs Trust II. |
Anney Chi 200 West Street New York, NY 10282 Age: 39 |
Vice President |
Since 2022 |
Vice President, Goldman Sachs (2014–Present).Vice President—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
TP Enders 200 West Street New York, NY 10282 Age: 54 |
Vice President |
Since 2021 |
Managing Director, Goldman Sachs (January 2012–Present); Vice President, Goldman Sachs (April 2004–December 2011)Vice President—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Frank Murphy 200 West Street New York, NY 10282 Age: 48 |
Vice President |
Since 2019 |
Managing Director, Goldman Sachs (2015 – Present); Vice President, Goldman Sachs (2003 – 2014); Associate, Goldman Sachs (2001 – 2002); and Analyst, Goldman Sachs (1999 – 2001).Vice President—Goldman Sachs Trust; and Goldman Sachs Variable Insurance Trust. |
Caroline L. Kraus 200 West Street New York, NY 10282 Age: 45 |
Secretary |
Since 2012 |
Managing Director, Goldman Sachs (January 2016–Present); Vice President, Goldman Sachs (August 2006–December 2015); Senior Counsel, Goldman Sachs (January 2020–Present); Associate General Counsel, Goldman Sachs (2012–December 2019); Assistant General Counsel, Goldman Sachs (August 2006–December 2011); and Associate, Weil, Gotshal & Manges, LLP (2002–2006).Secretary—Goldman Sachs Trust (previously Assistant Secretary (2012)); Goldman Sachs Variable Insurance Trust (previously Assistant Secretary (2012)); Goldman Sachs Trust II; Goldman Sachs BDC, Inc.; Goldman Sachs Private Middle Market Credit LLC; Goldman Sachs Private Middle Market Credit II LLC; Goldman Sachs Middle Market Lending Corp.; Goldman Sachs MLP and Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Name, Age and Address |
Position(s) Held with the Trust |
Term of Office and Length of Time
Served1 |
Principal Occupation(s) During Past 5 Years |
Shaun Cullinan 200 West Street New York, NY 10282 Age: 43 |
Assistant Secretary |
Since 2018 |
Managing Director, Goldman Sachs (2018 – Present); Vice President, Goldman Sachs (2009 – 2017); Associate, Goldman Sachs (2006 – 2008); Analyst, Goldman Sachs (2004 – 2005).Assistant Secretary—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; and Goldman Sachs Trust II. |
Robert Griffith 200 West Street New York, NY 10282 Age: 48 |
Assistant Secretary |
Since 2022 |
Managing Director, Goldman Sachs (September 2022 – Present); General Counsel, Exchange Traded Concepts, LLC (October 2021 – September 2022); Vice President, Goldman Sachs (August 2011 – October 2021); Associate General Counsel, Goldman Sachs (December 2014 – Present); Assistant General Counsel, Goldman Sachs (August 2011 – December 2014); Vice President and Counsel, Nomura Holding America, Inc. (2010 – 2011); and Associate, Simpson Thacher & Bartlett LLP (2005 – 2010).Assistant Secretary—Goldman Sachs Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund; and Goldman Sachs Real Estate Diversified Income Fund. |
Name of Trustee |
Dollar Range of Equity Securities in the
Funds(1) |
Aggregate Dollar Range of Equity Securities in
All Portfolios in Fund Complex Overseen By Trustee |
Jessica Palmer |
$ – |
$ – |
Dwight L. Bush |
– |
– |
Kathryn A. Cassidy |
33 |
33 |
John G. Chou(2)
|
– |
– |
Name of Trustee |
Dollar Range of Equity Securities in the
Funds(1) |
Aggregate Dollar Range of Equity Securities in
All Portfolios in Fund Complex Overseen By Trustee |
Diana M. Daniels |
– |
– |
Joaquin Delgado |
– |
– |
Eileen H. Dowling |
592,006 |
592,006 |
James A. McNamara |
305,761 |
331,143 |
Gregory G. Weaver |
170,753 |
170,753 |
Paul C. Wirth(2)
|
– |
– |
Financial Square Funds |
Investor Funds | ||||||||
Name of Trustee |
Prime Obligations Fund |
Money Market Fund |
Treasury Obligations Fund |
Treasury Instruments Fund |
Treasury Solutions Fund |
Government Fund |
Federal Instruments Fund |
Money Market Fund |
Tax-Exempt Money Market Fund |
Jessica Palmer(1)
|
$4,275 |
$4,738 |
$13,603 |
$28,528 |
$6,882 |
$56,931 |
$4,599 |
$4,209 |
$4,148 |
Dwight L. Bush |
2,853 |
3,161 |
9,078 |
19,037 |
4,592 |
37,991 |
3,069 |
2,809 |
2,768 |
Kathryn A. Cassidy |
2,853 |
3,161 |
9,078 |
19,037 |
4,592 |
37,991 |
3,069 |
2,809 |
2,768 |
John G. Chou(2)
|
– |
– |
– |
– |
– |
– |
– |
– |
– |
Diana M. Daniels |
2,853 |
3,161 |
9,078 |
19,037 |
4,592 |
37,991 |
3,069 |
2,809 |
2,768 |
Joaquin Delgado |
2,853 |
3,161 |
9,078 |
19,037 |
4,592 |
37,991 |
3,069 |
2,809 |
2,768 |
Eileen H. Dowling(3)
|
– |
– |
– |
– |
– |
– |
– |
– |
– |
James A. McNamara(4)
|
– |
– |
– |
– |
– |
– |
– |
– |
– |
Roy W. Templin(5)
|
2,853 |
3,161 |
9,078 |
9,078 |
4,592 |
37,991 |
3,069 |
2,809 |
2,768 |
Gregory G. Weaver(6)
|
3,321 |
3,681 |
10,569 |
22,163 |
5,346 |
44,230 |
3,573 |
3,270 |
3,222 |
Paul C. Wirth(2)
|
– |
– |
– |
– |
– |
– |
– |
– |
– |
Name of Trustee |
Pension or Retirement Benefits Accrued as Part of the Trust’s Expenses |
Total Compensation From Fund Complex
(including the Funds)(7) |
Jessica Palmer(1)
|
$0 |
$511,000 |
Dwight L. Bush |
0 |
341,000 |
Kathryn A. Cassidy |
0 |
341,000 |
John G. Chou(2)
|
– |
– |
Diana M. Daniels |
0 |
341,000 |
Joaquin Delgado |
0 |
341,000 |
Eileen H. Dowling(3)
|
0 |
– |
James A. McNamara(4)
|
0 |
– |
Roy W. Templin(5)
|
0 |
341,000 |
Gregory G. Weaver(6)
|
0 |
399,250 |
Paul C. Wirth(2)
|
– |
– |
Fund |
Contractual
Rate |
Fiscal Year ended
November 30,
2022* |
Financial Square Prime Obligations Fund |
0.16% |
0.16% |
Financial Square Money Market Fund |
0.16% |
0.15% |
Financial Square Treasury Obligations Fund |
0.18% |
0.16% |
Financial Square Treasury Instruments Fund |
0.18% |
0.15% |
Financial Square Treasury Solutions Fund |
0.18% |
0.16% |
Financial Square Government Fund |
0.16% |
0.13% |
Financial Square Federal Instruments Fund |
0.18% |
0.15% |
Investor Money Market Fund |
0.16% |
0.16% |
Investor Tax-Exempt Money Market Fund |
0.16% |
0.14% |
|
Fiscal Year
Ended November 30, 2021 |
August 31,
2020 through November 30, 2020 |
Fiscal
Year ended August 31, 2020 |
Fiscal
Year ended August 31, 2019 | ||||
Fund |
With Fee
Waiver* |
Without Fee Waiver |
With Fee Waiver** |
Without Fee Waiver |
With Fee Waiver*** |
Without Fee Waiver |
With Fee Waiver**** |
Without Fee Waiver |
Financial Square Prime Obligations Fund |
$2,117
|
$2,889 |
$1,561
|
$1,561 |
$8,316 |
$9,793 |
$5,038 |
$7,443 |
Financial Square Money Market Fund |
3,314 |
5,770 |
2,076 |
2,076 |
16,476 |
20,621 |
14,780 |
21,889 |
|
Fiscal Year
Ended November 30, 2021 |
August 31,
2020 through November 30, 2020 |
Fiscal
Year ended August 31, 2020 |
Fiscal
Year ended August 31, 2019 | ||||
Financial Square Treasury Obligations Fund |
19,961 |
62,254 |
10,574 |
10,576 |
41,165 |
41,165 |
29,326 |
29,326 |
Financial Square Treasury Instruments Fund |
59,401 |
163,933 |
36,016 |
36,021 |
144,867 |
145,038 |
97,509 |
97,509 |
Financial Square Treasury Solutions Fund |
8,733 |
20,072 |
5,254 |
5,255 |
22,295 |
22,304 |
15,703 |
15,703 |
Financial Square Government Fund |
114,669 |
310,149 |
69,362 |
69,363 |
258,646 |
258,646 |
164,279 |
164,279 |
Financial Square Federal Instruments Fund |
2,315 |
5,322 |
1,546 |
1,547 |
3,259 |
4,656 |
1,547 |
1,694 |
Investor Money Market Fund |
1,689 |
2,718 |
856 |
856 |
3,177 |
3,199 |
1,576 |
1,576 |
Investor Tax-Exempt Money Market Fund |
453 |
2,353 |
593 |
593 |
2,432 |
2,453 |
1,938 |
1,938 |
Fund |
Fiscal Year
ended November 30, 2021 |
Fiscal
period August 31, 2019 through
November 30, 2020 |
Fiscal
year ended August 31,
2020 |
Fiscal year ended August
31, 2019 |
Financial Square Government Fund |
$2,069 |
$2,296 |
$912 |
$2,296 |
|
Fiscal Year
ended November 30, 2021 |
Fiscal
Period August 31, 2020 through
November 30, 2020 |
Fiscal Year
ended August 31, 2020 |
Fiscal
Year ended August 31, 2019 | ||||
Fund |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver** |
Without Fee Waiver |
Financial Square Prime Obligations |
|
|
|
|
|
|
|
|
Institutional Shares |
$53,367 |
$170,011 |
$92,322 |
$92,314 |
$597,861 |
$597,869 |
$454,001 |
$454,055 |
Administration Shares |
1,052 |
2,251 |
1,336 |
1,336 |
3,701 |
3,701 |
2,403 |
2,403 |
Service Shares |
- |
- |
0 |
0 |
41 |
41 |
520 |
520 |
Preferred Shares |
68 |
138 |
84 |
84 |
390 |
390 |
262 |
262 |
Select Shares |
818 |
2,103 |
1,293 |
1,293 |
6,601 |
6,601 |
7,453 |
7,453 |
Capital Shares |
22 |
91 |
24 |
24 |
719 |
719 |
522 |
522 |
Cash Management Shares |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Premier Shares |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Resource Shares |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Financial Square Money Market |
|
|
|
|
|
|
|
|
Institutional Shares |
$19,045 |
$359,785 |
$129,263 |
$129,263 |
$1,284,758 |
$1,284,694 |
$1,363,888 |
$1,364,047 |
Administration Shares |
23 |
328 |
91 |
91 |
504 |
504 |
214 |
214 |
Service Shares |
- |
- |
0 |
0 |
1.86 |
1 |
7 |
7 |
Preferred Shares |
0.34 |
7 |
42 |
42 |
318 |
318 |
210 |
210 |
Select Shares |
11 |
229 |
59 |
59 |
1,959 |
1,959 |
3,231 |
3,231 |
Capital Shares |
54 |
311 |
301 |
301 |
1,419 |
1,419 |
540 |
530 |
Cash Management Shares |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Premier Shares |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Resource Shares |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Financial Square Treasury Obligations |
|
|
|
|
|
|
|
|
Institutional Shares |
$ - |
$2,944,563 |
$477,512 |
$477,460 |
$1,865,921 |
$1,865,921 |
$1,865,921 |
$1,389,631 |
Administration Shares |
- |
288,408 |
56,360 |
56,360 |
210,909 |
210,909 |
185,874 |
185,874 |
Service Shares |
- |
116,990 |
25,520 |
25,520 |
108,692 |
108,692 |
109,176 |
109,176 |
|
Fiscal Year
ended November 30, 2021 |
Fiscal
Period August 31, 2020 through
November 30, 2020 |
Fiscal Year
ended August 31, 2020 |
Fiscal
Year ended August 31, 2019 | ||||
Fund |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver** |
Without Fee Waiver |
Preferred Shares |
- |
46,513 |
13,802 |
13,802 |
45,817.78 |
45,817.78 |
35,661 |
35,661 |
Select Shares |
- |
18,356 |
4,973 |
4,973 |
6,657 |
6,657 |
6,471 |
6,471 |
Capital Shares |
- |
39,222 |
8,658 |
8,658 |
44,081 |
44,081 |
33,393 |
33,393 |
Cash Management Shares |
- |
3,559.16 |
384 |
384 |
2,805 |
2,805 |
0 |
0 |
Premier Shares |
- |
1,230.82 |
369 |
369 |
1,958 |
1,958 |
1,631 |
1,631 |
Resource Shares |
- |
- |
0 |
0 |
0 |
0 |
133 |
133 |
Financial Square Treasury Instruments |
|
|
|
|
|
|
|
|
Institutional Shares |
0.02 |
8,741,522 |
$1,921,999 |
$1,921,823 |
$7,730,801 |
$7,730,801 |
$5,070,907 |
$5,071,449 |
Administration Shares |
0.01 |
181,453 |
41,478 |
41,478 |
172,159 |
172,159 |
215,088 |
215,088 |
Service Shares |
- |
60,592 |
2,894 |
2,894 |
5,757 |
5,757 |
10,633 |
10,633 |
Preferred Shares |
- |
10,715 |
3,066 |
3,066 |
12,865 |
12,865 |
6,155 |
6,155 |
Select Shares |
- |
20,059 |
10,665 |
10,665 |
8,057,363 |
8,057,363 |
29,283 |
29,283 |
Capital Shares |
- |
74,871 |
15,968 |
15,968 |
26,974 |
26,974 |
70,498 |
70,498 |
Cash Management Shares |
- |
1,204 |
278 |
278 |
14,827 |
14,827 |
0 |
0 |
Premier Shares |
- |
15,550 |
4,806 |
4,806 |
0 |
0 |
13,947 |
13,947 |
Resource Shares |
0 |
0 |
|
|
92,778 |
92,778 |
644 |
644 |
Financial Square Treasury Solutions |
|
|
|
|
|
|
|
|
Institutional Shares |
- |
981,679.84 |
$1,119,246 |
$1,119,246 |
$777,033 |
$777,121 |
$1,119,246 |
$1,119,246 |
Administration Shares |
- |
39,594.06 |
40,606 |
40,606 |
35,787 |
35,787 |
40,606 |
40,606 |
Service Shares |
- |
22,562.37 |
15,305 |
15,305 |
12,096 |
12,096 |
15,305 |
15,305 |
Preferred Shares |
- |
5,708.90 |
5,384 |
5,384 |
3,826 |
3,826 |
5,384 |
5,384 |
Select Shares |
- |
570.43 |
956 |
956 |
640 |
640 |
956 |
956 |
Capital Shares |
- |
23,069.59 |
17,911 |
17,911 |
16,849 |
16,849 |
17,911 |
17,911 |
Cash Management Shares |
- |
33,416.51 |
25,985 |
25,985 |
0 |
0 |
25,985 |
25,985 |
Premier Shares |
- |
8,604.86 |
13,656 |
13,656 |
13,797 |
13,797 |
13,656 |
13,656 |
Resource Shares |
0 |
0 |
0 |
0 |
12,337 |
12,337 |
0 |
0 |
|
Fiscal Year
ended November 30, 2021 |
Fiscal
Period August 31, 2020 through
November 30, 2020 |
Fiscal Year
ended August 31, 2020 |
Fiscal
Year ended August 31, 2019 | ||||
Fund |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver** |
Without Fee Waiver |
Financial Square Government |
|
|
|
|
|
|
|
|
Institutional Shares |
- |
17,547,292 |
$4,034,049 |
$4,033,670 |
$14,979,380 |
$14,979,992 |
$9,350,346 |
$9,351,375 |
Administration Shares |
- |
664,629 |
135,088 |
135,088 |
565,274 |
565,274 |
506,379 |
506,379 |
Service Shares |
- |
90,840 |
23,762 |
23,762 |
80,563 |
80,563 |
61,479 |
61,479 |
Preferred Shares |
- |
95,302 |
25,143 |
25,143 |
108,998 |
108,998 |
98,043 |
98,043 |
Select Shares |
- |
72,500 |
11,314 |
11,314 |
49,133 |
49,133 |
65,198 |
65,198 |
Capital Shares |
29,699 |
29,699 |
29,699 |
29,699 |
154,043 |
154,043 |
141,724 |
141,724 |
Cash Management Shares |
- |
29,750 |
4,378 |
4,378 |
16,943 |
16,943 |
6,281 |
6,281 |
Premier Shares |
- |
228,608 |
4,824 |
4,824 |
18,973 |
18,973 |
19,935 |
19,935 |
Class R6 Shares |
- |
20,057 |
170 |
170 |
577 |
577 |
1,496 |
1,496 |
Resource Shares |
- |
7,128 |
2,383 |
2,383 |
8,000 |
8,000 |
459 |
459 |
Class A Shares |
- |
39,332 |
2,536 |
2,536 |
9,780 |
9,780 |
5,649 |
5,649 |
Class C Shares |
- |
528.10 |
7,803 |
7,803 |
34,086 |
34,086 |
10,471 |
10,471 |
Financial Square Federal Instruments |
|
|
|
|
|
|
|
|
Institutional Shares |
$14,653 |
$287,804 |
$81,858 |
$81,851 |
$248,850 |
$248,861 |
$86,592 |
$86,601 |
Administration Shares |
286 |
5,957 |
1,833 |
1,833 |
6,157 |
6,157 |
5,453 |
5,453 |
Service Shares |
42 |
993 |
240 |
240 |
1,036 |
1,036 |
1,001 |
1,001 |
Preferred Shares |
25 |
357 |
233 |
233 |
1,225 |
1,225 |
942 |
942 |
Select Shares |
0.16 |
4 |
1 |
1 |
3 |
3 |
4 |
4 |
Capital Shares |
2 |
52 |
30 |
30 |
105 |
105 |
122 |
122 |
Premier Shares |
0.16 |
4 |
1 |
1 |
3 |
3 |
4 |
4 |
Cash Management Shares |
297 |
10,079 |
1,734 |
1,734 |
1,238 |
1,238 |
4 |
4 |
Investor Money Market |
|
|
|
|
|
|
|
|
Class I Shares |
$31,883 |
$138,583 |
$44,398 |
$44,394 |
$162,395 |
$162,401 |
$81,362 |
$81,372 |
Administration Shares |
728 |
3,678 |
818 |
818 |
3,642 |
3,642 |
10,128 |
10,128 |
Service Shares |
1,133 |
4,468 |
1,355 |
1,355 |
4,955 |
4,955 |
251 |
251 |
Cash Management Shares |
1,081 |
6,197 |
1,114 |
1,114 |
25,525 |
25,525 |
0 |
0 |
Resource Shares |
0 |
0 |
0 |
0 |
1 |
1 |
956 |
956 |
|
Fiscal Year
ended November 30, 2021 |
Fiscal
Period August 31, 2020 through
November 30, 2020 |
Fiscal Year
ended August 31, 2020 |
Fiscal
Year ended August 31, 2019 | ||||
Fund |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver* |
Without Fee Waiver |
With Fee Waiver** |
Without Fee Waiver |
Class A Shares |
4,645 |
16,942 |
5,821 |
5,821 |
0 |
0 |
0 |
0 |
Class C Shares |
1 |
4 |
1 |
1 |
3,414 |
3,414 |
5,803 |
5,803 |
Investor Tax-Exempt Money Market |
|
|
|
|
|
|
|
|
Class I Shares |
- |
$145,751 |
$36,636 |
$36,636 |
$133,960 |
$151,081 |
$120,064 |
$120,077 |
Administration Shares |
- |
29 |
7 |
7 |
29 |
29 |
19 |
19 |
Service Shares |
- |
83 |
20 |
20 |
99 |
99 |
159 |
159 |
Preferred Shares |
- |
15 |
4 |
4 |
42 |
42 |
7 |
7 |
Select Shares |
0 |
0 |
|
|
0 |
0 |
0 |
0 |
Capital Shares |
0 |
0 |
|
|
0 |
0 |
0 |
0 |
Cash Management Shares |
0 |
0 |
|
|
0 |
0 |
228 |
228 |
Premier Shares |
0 |
0 |
|
|
0 |
0 |
0 |
0 |
Resource Shares |
- |
236 |
80 |
80 |
269 |
269 |
0 |
0 |
Class A Shares |
- |
977 |
340 |
340 |
2 |
2 |
674 |
674 |
Class C Shares |
- |
1 |
1 |
1 |
1,808 |
1,808 |
0 |
0 |
Fund |
Fiscal Year
ended November 30, 2021 |
Fiscal
Period August 31, 2020 through November 30, 2020 |
Fiscal Year
ended August 31, 2020 |
Fiscal Year ended August 31, 2019 |
Financial Square Prime Obligations Fund |
$304 |
$101 |
$195 |
$43 |
Financial Square Money Market Fund |
60 |
131 |
0 |
0 |
Financial Square Treasury Obligations Fund |
- |
57 |
0 |
0 |
Financial Square Treasury Instruments Fund |
- |
0 |
0 |
0 |
Financial Square Treasury Solutions Fund |
- |
69 |
0 |
0 |
Financial Square Government Fund |
- |
107 |
0 |
0 |
Financial Square Federal Instruments Fund |
42 |
75 |
340 |
210 |
Investor Money Market Fund |
269 |
218 |
500 |
283 |
Investor Tax-Exempt Money Market Fund |
267 |
169 |
272 |
268 |
Fund |
Fiscal Year
ended November 30, 2021 |
Fiscal
Period August 31, 2020 through November 30, 2020 |
Fiscal
Year ended August 31,
2020 |
Fiscal Year ended August
31, 2019 |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Instruments Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
0 |
Financial Square Government Fund |
0 |
0 |
1 |
1 |
Financial Square Federal Instruments Fund |
0 |
0 |
0 |
0 |
Investor Money Market Fund |
0 |
0 |
1 |
0 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
7 |
0 |
Type of Information |
When Available Upon Request |
Portfolio Characteristics Information (Except for Aggregate Liquidity Classification Information) |
Prior to 15 Business Days After Month-End: Cannot
disclose without (i) a confidentiality agreement; (ii) an agreement not to trade
on the basis of non-public information in violation of the federal securities
laws; and (iii) legal or compliance approval. |
15 Business Days After Month-End: May disclose to
(i) shareholders and (ii) any non-shareholder whose request satisfies and/or
serves a legitimate business purpose for the applicable Fund.
| |
Aggregate Liquidity Classification Information |
Prior to 90 Calendar Days After Month-End: Cannot
disclose without (i) a confidentiality agreement; (ii) an agreement not to trade
on the basis of non-public information in violation of the federal securities
laws; and (iii) legal or compliance approval. |
90 Calendar Days After Month-End: May disclose to
(i) shareholders and (ii) any non-shareholder whose request satisfies and/or
serves a legitimate business purpose for the applicable Fund.
|
CUSIP |
Issuer / Issue |
Coupon |
Maturity
Date |
Purchase
Price (Fair Market Value) |
Total Purchase
Amount |
20272AN44 |
COMMONWEALTH BANK OF AUSTRALIA |
2.08 |
09/24/2020 |
$99.651 |
$55,304,342 |
2332K4JY1 |
DNB BANK ASA |
1.83 |
07/22/2020 |
$99.837 |
$84,969,590 |
51500VLZ0 |
LANDESBANK HESSEN-THUERINGEN GIROZENTRALE |
1.61 |
02/24/2021 |
$100.328 |
$43,119,649 |
60683BYZ0 |
MITSUBISHI UFJ TRUST AND BANKING CORPORATION |
0.85 |
06/17/2020 |
$99.866 |
$71,908,814 |
60710AHR6 |
MIZUHO BANK, LTD-NEW YORK BRANCH |
1.22 |
08/7/2020 |
$99.838 |
$134,831,793 |
60710AHZ8 |
MIZUHO BANK, LTD-NEW YORK BRANCH |
0.85 |
05/14/2020 |
$99.969 |
$94,979,924 |
63873N2A8 |
NATIXIS-NEW YORK BRANCH |
1.67 |
06/5/2020 |
$100 |
$39,026,944 |
65558TUZ6 |
NORDEA BANK ABP-NEW YORK BRANCH |
1.51 |
02/25/2021 |
$100.237
|
$128,331,950 |
83050PCF4 |
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) |
1.85 |
07/20/2020 |
$99.846 |
$69,892,307 |
CUSIP |
Issuer / Issue |
Coupon |
Maturity
Date |
Purchase
Price (Fair Market Value) |
Total Purchase
Amount |
22532XLV8 |
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK |
2.14 |
10/09/2020 |
$100.055 |
$25,123,494 |
51500VJE0 |
LANDESBANK HESSEN-THUERINGEN GIROZENTRALE |
2.00 |
04/06/2020 |
$100.060
|
$30,018,032 |
60710AG22 |
MIZUHO BANK, LTD. |
1.93 |
05/01/2020 |
$100.102 |
$70,611,531 |
63376DBD6 |
NATIONAL BANK OF KUWAIT S.A.K.P |
1.81 |
06/17/2020 |
$100.049
|
$42,211,901 |
65602VSC1 |
NORINCHUKIN BANK (THE) |
2.05 |
04/08/2020 |
$100.067 |
$65,679,931 |
65602VZS8 |
NORINCHUKIN BANK (THE) |
1.45 |
08/28/2020 |
$100.017
|
$20,022,783 |
69033MMZ7 |
OVERSEA-CHINESE BANKING CORPORATION LIMITED |
1.62 |
08/20/2020 |
$99.982 |
$60,073,042 |
78014XCU9 |
ROYAL BANK OF CANADA |
0.48 |
06/12/2020 |
$99.697 |
$44,875,932 |
85325V3L2 |
STANDARD CHARTERED BANK-NEW YORK BRANCH |
1.94 |
10/13/2020 |
$99.526 |
$49,951,496 |
85325V3S7 |
STANDARD CHARTERED BANK-NEW YORK BRANCH |
1.20 |
02/08/2021 |
$99.413 |
$84,540,302 |
86565B2H3 |
SUMITOMO MITSUI BANKING CORPORATION |
1.65 |
05/05/2020 |
$100.032 |
$60,068,369 |
86565BV81 |
SUMITOMO MITSUI BANKING CORPORATION |
1.96 |
04/13/2020 |
$100.067
|
$125,934,954 |
86564F4E0 |
SUMITOMO MITSUI TRUST BANK, LIMITED |
1.90 |
07/09/2020 |
$99.786 |
$50,088,113 |
CUSIP |
Issuer / Issue |
Coupon |
Maturity
Date |
Purchase
Price (Fair Market Value) |
Total Purchase
Amount |
20272AN44 |
COMMONWEALTH BANK OF AUSTRALIA |
2.08 |
09/24/2020 |
$99.651 |
$21,136,617 |
2332K4JY1 |
DNB BANK ASA |
1.83 |
07/22/2020 |
$99.837 |
$39,985,689 |
60683BYZ0 |
MITSUBISHI UFJ TRUST AND BANKING CORPORATION |
0.85 |
06/17/2020 |
$99.866 |
$29,962,006 |
60710AHR6 |
MIZUHO BANK, LTD-NEW YORK BRANCH |
1.22 |
08/7/2020 |
$99.838 |
$39,950,161 |
60710AHZ8 |
MIZUHO BANK, LTD-NEW YORK BRANCH |
0.85 |
05/14/2020 |
$99.969 |
$39,991,547 |
63873N2A8 |
NATIXIS-NEW YORK BRANCH |
1.67 |
06/5/2020 |
$100 |
$25,017,272 |
65558TUZ6 |
NORDEA BANK ABP-NEW YORK BRANCH |
1.51 |
02/25/2021 |
$100.237 |
$65,219,521 |
83050PCF4 |
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) |
1.85 |
07/20/2020 |
$99.846 |
$39,938,461 |
CUSIP |
Issuer / Issue |
Coupon |
Maturity
Date |
Purchase
Price (Fair Market Value) |
Total Purchase
Amount |
78014XCU9 |
ROYAL BANK OF CANADA |
0.48 |
06/12/2020 |
$99.697 |
$19,944,859 |
85325V3L2 |
STANDARD CHARTERED BANK-NEW YORK BRANCH |
1.94 |
10/13/2020 |
$99.526 |
$39,961,197 |
86565B2H3 |
SUMITOMO MITSUI BANKING CORPORATION |
1.65 |
05/05/2020 |
$100.032 |
$30,034,184
|
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August 31,
2020 through
November 30, 2020 |
Fiscal Year ended August
31, 2020 |
Fiscal Year ended August
31, 2019 |
Financial Square Prime Obligations Fund |
$56,256 |
$33,411 |
$92,542 |
$60,063 |
Financial Square Money Market Fund |
8,198 |
2,269 |
12,620 |
5,342 |
Financial Square Treasury Obligations Fund |
7,209,590 |
1,409,131 |
5,272,818 |
4,646,382 |
Financial Square Treasury Instruments Fund |
4,535,926 |
1,037,052 |
4,304,049 |
5,376,660 |
Financial Square Government Fund |
16,613,858 |
3,377,410 |
14,131,618 |
12,657,896 |
Financial Square Federal Instruments Fund |
148,927 |
45,840 |
153,932 |
136,306 |
Financial Square Treasury Solutions Fund |
989,773 |
321,399 |
1,015,183 |
894,586 |
Fund |
Fiscal Year ended November 30, 2021 |
Fiscal Period August 31,
2020 through
November 30, 2020 |
Fiscal Year ended August
31, 2020 |
Fiscal Year ended August
31, 2019 |
Investor Money Market Fund |
91,940 |
20,444 |
91,068 |
253,180 |
Investor Tax-Exempt Money Market Fund |
763 |
189 |
759 |
475 |
Fund |
Fiscal Year ended
November 30, 2021* |
Fiscal Period August 31, 2020
through November 30, 2020* |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$1 |
Financial Square Money Market Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
9 |
Financial Square Treasury Instruments Fund |
1 |
0 |
0 |
11 |
Financial Square Government Fund |
0 |
1 |
0 |
25 |
Financial Square Federal Instruments Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
2 |
Investor Money Market Fund |
0 |
0 |
0 |
2 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
1 |
0 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through
November 30, 2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$1,375 |
$836 |
$390 |
$2,624 |
Financial Square Money Market Fund |
66 |
421 |
318 |
2,106 |
Financial Square Treasury Obligations Fund |
465,085 |
138,037 |
45,817 |
356,578 |
Financial Square Treasury Instruments Fund |
107,142 |
30,662 |
12,865 |
61,544 |
Financial Square Government Fund |
952,901 |
251,447 |
108,998 |
980,312 |
Financial Square Federal Instruments Fund |
3,569 |
2,327 |
1,225 |
9,421 |
Fund |
Fiscal Year ended November 30, 2021 |
Fiscal Period August
31, 2020 through
November 30, 2020 |
2020 |
2019 |
Financial Square Treasury Solutions Fund |
57,085 |
13,794 |
5,384 |
38,254 |
Investor Tax-Exempt Money Market Fund |
154 |
40 |
42 |
63 |
Fund |
Fiscal Year ended
November 30, 2021* |
Fiscal Period August 31, 2020
through November 30, 2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$1 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Obligations Fund |
1 |
2 |
3 |
4 |
Financial Square Treasury Instruments Fund |
0 |
1 |
1 |
0 |
Financial Square Government Fund |
4 |
6 |
9 |
9 |
Financial Square Federal Instruments Fund |
1 |
0 |
0 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
31 |
Investor Tax-Exempt Money Market Fund |
1 |
0 |
0 |
0 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through
November 30, 2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$36 |
$12 |
$2,086 |
$25,970 |
Financial Square Money Market Fund |
15 |
4 |
118 |
350 |
Financial Square Treasury Obligations Fund |
5,848,987 |
1,276,116 |
5,434,722 |
5,458,267 |
Financial Square Treasury Instruments Fund |
3,029,316 |
144,706 |
287,900 |
531,593 |
Financial Square Government Fund |
4,541,514 |
1,188,172 |
4,028,150 |
3,073,589 |
Financial Square Federal Instruments Fund |
49,665 |
12,007 |
51,814 |
50,075 |
Financial Square Treasury Solutions Fund |
1,128,023 |
281,133 |
765,318 |
604,756 |
Investor Money Market Fund |
223,406 |
67,778 |
247,794 |
12,571 |
Investor Tax-Exempt Money Market Fund |
4,164 |
1,014 |
4,968 |
7,935 |
Fund |
Fiscal Year ended
November 30, 2021* |
Fiscal Period August
31, 2020 through
November 30, 2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$1 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
1 |
0 |
0 |
Financial Square Treasury Obligations Fund |
0 |
0 |
11 |
6 |
Financial Square Treasury Instruments Fund |
0 |
1 |
2 |
1 |
Financial Square Government Fund |
0 |
0 |
6 |
32 |
Financial Square Federal Instruments Fund |
0 |
1 |
0 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
1 |
28 |
Investor Money Market Fund |
0 |
0 |
0 |
0 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
1 |
0 |
|
Compensation to
Dealers |
Compensation and Expenses of
the Distributor and Its Sales
Personnel |
Allocable Overhead,
Telephone and
Travel Expenses |
Printing and Mailing of
Prospectuses to Other
Than Current
Shareholders |
Preparation and
Distribution of Sales
Literature and
Advertising |
Totals |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Financial Square Treasury Obligations Fund |
0 |
61,940 |
37,988 |
1,636 |
4,708 |
106,272 |
Financial Square Treasury Instruments Fund |
0 |
34,181 |
20,673 |
890 |
2,562 |
58,307 |
Financial Square Government Fund |
0 |
20,676 |
11,880 |
512 |
1,472 |
34,540 |
Financial Square Federal Instruments Fund |
0 |
29 |
9 |
0 |
1 |
39 |
Financial Square Treasury Solutions Fund |
0 |
16,296 |
9,071 |
391 |
1,124 |
26,882 |
Investor Money Market Fund |
0 |
216 |
64 |
3 |
8 |
290 |
Investor Tax-Exempt Money Market Fund |
0 |
4 |
1 |
0 |
0 |
6 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through November 30,
2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$6,307 |
$3,880 |
$19,802 |
$22,352 |
Financial Square Money Market Fund |
687 |
177 |
5,878 |
9,691 |
Financial Square Treasury Obligations Fund |
55,062 |
14,922 |
19,974 |
19,410 |
Financial Square Treasury Instruments Fund |
60,172 |
31,998 |
80,926 |
87,840 |
Financial Square Government Fund |
217,472 |
33,944 |
147,401 |
195,569 |
Financial Square Federal Instruments Fund |
15 |
4 |
15 |
14 |
Financial Square Treasury Solutions Fund |
1,712 |
495 |
2,872 |
1,920 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
0 |
7,935 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through November 30,
2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
1 |
0 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
4 |
Financial Square Treasury Instruments Fund |
0 |
0 |
1 |
1 |
Financial Square Government Fund |
0 |
0 |
4 |
17 |
Financial Square Federal Instruments Fund |
0 |
0 |
1 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
1 |
0 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
1 |
0 |
Fund |
Fiscal year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through November 30,
2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$1,368 |
$10,785 |
$7,822 |
$1,913 |
Financial Square Money Market Fund |
4,658 |
21,294 |
8,100 |
2 |
Financial Square Treasury Obligations Fund |
588,289 |
661,227 |
500,850 |
484,787 |
Financial Square Treasury Instruments Fund |
1,122,974 |
1,391,696 |
1,057,363 |
1,001,279 |
Financial Square Government Fund |
1,899,755 |
2,310,644 |
2,125,585 |
1,564,212 |
Financial Square Federal Instruments Fund |
800 |
1,577 |
1,844 |
20,120 |
Financial Square Treasury Solutions Fund |
346,016 |
268,689 |
252,714 |
274,397 |
Investor Tax-Exempt Money Market Fund |
0 |
2 |
2 |
1 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through November 30,
2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
2 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
76 |
Financial Square Treasury Instruments Fund |
0 |
0 |
3 |
3 |
Financial Square Government Fund |
0 |
0 |
6 |
32 |
Financial Square Federal Instruments Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
1 |
3 |
Investor Tax-Exempt Money Market Fund |
0 |
2 |
2 |
2 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August 31, 2020
through November 30,
2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$4 |
$4 |
$4 |
$4 |
Financial Square Money Market Fund |
4 |
4 |
4 |
4 |
Financial Square Treasury Obligations Fund |
43,075 |
68,550 |
57,061 |
18,499 |
Financial Square Treasury Instruments Fund |
544,200 |
518,952 |
488,090 |
333,049 |
Financial Square Government Fund |
8,000,262 |
664,070 |
697,625 |
661,985 |
Financial Square Federal Instruments Fund |
183 |
182 |
179 |
176 |
Financial Square Treasury Solutions Fund |
301,139 |
477,976 |
482,853 |
150,608 |
Investor Tax-Exempt Money Market Fund |
4 |
4 |
4 |
3 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August 31, 2020
through November 30,
2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Obligations Fund |
3 |
0 |
0 |
0 |
Financial Square Treasury Instruments Fund |
0 |
0 |
1 |
12 |
Financial Square Government Fund |
0 |
0 |
3 |
4 |
Financial Square Federal Instruments Fund |
1 |
0 |
0 |
1 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
2 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
0 |
0 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August 31, 2020
through November 30, 2020 |
2020 |
2019 |
Financial Square Government Fund |
$983,183 |
$195,075 |
$852,161 |
$261,738 |
Investor Money Market Fund |
423,506 |
145,540 |
45,214 |
145,063 |
Investor Tax-Exempt Money Market Fund |
24,428 |
8,502 |
638,157 |
16,842 |
|
Compensation to Dealers |
Compensation and Expenses of
the Distributor and Its Sales
Personnel |
Allocable Overhead,
Telephone and Travel Expenses |
Printing and Mailing of
Prospectuses to Other Than
Current Shareholders |
Preparation and
Distribution of Sales
Literature and
Advertising |
Totals |
Financial Square Government Fund |
$0 |
$35,307 |
$15,264 |
$657 |
$1,892 |
$53,120 |
Investor Money Market Fund |
8,485 |
13,161 |
5,603 |
241 |
694 |
28,186 |
Investor Tax-Exempt Money Market Fund |
0 |
85 |
27 |
1 |
3 |
116 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August 31, 2020
through November 30, 2020 |
2020 |
2019 |
Financial Square Government Fund |
52,809 |
17,044 |
57,767 |
41,275 |
Investor Money Market Fund |
391 |
110 |
244 |
309 |
Investor Tax-Exempt Money Market Fund |
151 |
0 |
282 |
68 |
|
Compensation to Dealers |
Compensation and Expenses of
the Distributor and Its
Sales Personnel |
Allocable Overhead,
Telephone and Travel
Expenses |
Printing and Mailing of
Prospectuses to Other Than
Current Shareholders |
Preparation and
Distribution of Sales
Literature and
Advertising |
Totals |
Financial Square Government Fund |
$0 |
7 |
2 |
0 |
0 |
9 |
Investor Money Market Fund |
0 |
1 |
0 |
0 |
0 |
1 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August 31, 2020
through November 30, 2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$4 |
$1 |
$3 |
$3 |
Financial Square Money Market Fund |
4 |
1 |
3 |
3 |
Financial Square Treasury Obligations Fund |
106,768 |
11,526 |
84,164 |
4,010 |
Financial Square Treasury Instruments Fund |
36,110 |
8,337 |
35,988 |
19,320 |
Financial Square Government Fund |
892,391 |
131,346 |
508,317 |
44,875 |
Financial Square Federal Instruments Fund |
302,337 |
52,020 |
37,145 |
170 |
Financial Square Treasury Solutions Fund |
1,002,410 |
215,750 |
779,588 |
370,087 |
Investor Money Market Fund |
185,895 |
33,432 |
102,452 |
103 |
Investor Tax-Exempt Money Market Fund |
4 |
1 |
3 |
3 |
Fund |
Fiscal Year ended
November 30, 2021* |
Fiscal Period August
31, 2020 through
November 30, 2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$1 |
Financial Square Money Market Fund |
0 |
0 |
0 |
1 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Instruments Fund |
0 |
0 |
0 |
0 |
Financial Square Government Fund |
0 |
1 |
0 |
0 |
Financial Square Federal Instruments Fund |
0 |
1 |
0 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
1 |
Investor Money Market Fund |
0 |
1 |
0 |
1 |
Investor Tax-Exempt Money Market Fund |
0 |
1 |
0 |
1 |
|
Compensation to Dealers |
Compensation and Expenses of
the Distributor and Its Sales
Personnel |
Allocable Overhead,
Telephone and Travel Expenses |
Printing and Mailing of
Prospectuses to Other Than
Current Shareholders |
Preparation and Distribution of
Sales Literature and
Advertising |
Totals |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
0 |
0 |
0 |
|
Compensation to Dealers |
Compensation and Expenses of
the Distributor and Its Sales
Personnel |
Allocable Overhead,
Telephone and Travel Expenses |
Printing and Mailing of
Prospectuses to Other Than
Current Shareholders |
Preparation and Distribution of
Sales Literature and
Advertising |
Totals |
Financial Square Treasury Obligations Fund |
0 |
819 |
284 |
12 |
35 |
1,150 |
Financial Square Treasury Instruments Fund |
0 |
9 |
3 |
0 |
0 |
13 |
Financial Square Government Fund |
0 |
1,763 |
1,067 |
46 |
132 |
3,009 |
Financial Square Federal Instruments Fund |
0 |
3,992 |
2,400 |
103 |
297 |
6,793 |
Financial Square Treasury Solutions Fund |
0 |
14,133 |
8,681 |
374 |
1,076 |
24,263 |
Investor Money Market Fund |
2,352 |
319 |
99 |
4 |
12 |
2,786 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through November 30,
2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$2 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
2 |
2 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
2 |
Financial Square Treasury Instruments Fund |
0 |
0 |
0 |
2 |
Financial Square Government Fund |
106,908 |
35,746 |
120,000 |
94,197 |
Fund |
Fiscal Year ended November 30, 2021 |
Fiscal Period August
31, 2020 through November 30,
2020 |
2020 |
2019 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
2 |
Investor Money Market Fund |
15 |
4 |
16 |
16 |
Investor Tax-Exempt Money Market Fund |
3,541 |
1,206 |
4,041 |
3,422 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through
November 30, 2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
2 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
2 |
Financial Square Treasury Instruments Fund |
0 |
0 |
0 |
0 |
Financial Square Government Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
2 |
Investor Money Market Fund |
0 |
1 |
1 |
1 |
Investor Tax-Exempt Money Market Fund |
0 |
1 |
0 |
0 |
|
Compensation to Dealers |
Compensation and Expenses of
the Distributor and
Its Sales Personnel |
Allocable Overhead,
Telephone and Travel
Expenses |
Printing and Mailing of
Prospectuses to Other Than
Current Shareholders |
Preparation and
Distribution of Sales
Literature and
Advertising |
Totals |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Financial Square Money Market Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Financial Square Treasury Instruments Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Financial Square Government Fund |
0 |
79 |
30 |
1 |
4 |
113 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Investor Money Market Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Investor Tax-Exempt Money Market Fund |
0 |
14 |
4 |
0 |
1 |
19 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through
November 30, 2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$4 |
$1 |
$5 |
$5 |
Financial Square Money Market Fund |
4 |
1 |
5 |
5 |
Financial Square Treasury Obligations Fund |
106,768 |
19,209 |
140,272 |
6,683 |
Financial Square Treasury Instruments Fund |
36,110 |
13,895 |
59,979 |
32,200 |
Financial Square Government Fund |
892,391 |
218,910 |
847,195 |
74,791 |
Financial Square Federal Instruments Fund |
302,337 |
86,699 |
61,909 |
282 |
Financial Square Treasury Solutions Fund |
1,002,410 |
359,584 |
1,299,314 |
616,811 |
Investor Money Market Fund |
185,895 |
0 |
170,753 |
47,805 |
Investor Tax-Exempt Money Market Fund |
4 |
1 |
5 |
5 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal| Period August
31, 2020 through
November 30, 2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$1 |
Financial Square Money Market Fund |
0 |
0 |
0 |
1 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
0 |
Financial Square Treasury Instruments Fund |
0 |
0 |
0 |
0 |
Fund |
Fiscal Year ended November 30, 2021 |
Fiscal| Period August
31, 2020 through
November 30, 2020** |
2020*** |
2019**** |
Financial Square Government Fund |
0 |
1 |
0 |
0 |
Financial Square Federal Instruments Fund |
0 |
0 |
0 |
1 |
Financial Square Treasury Solutions Fund |
0 |
0 |
11 |
0 |
Investor Money Market Fund |
0 |
0 |
0 |
0 |
Investor Tax-Exempt Money Market Fund |
0 |
1 |
0 |
1 |
Fund |
Fiscal Year ended
November 30, 2021 |
Fiscal Period August
31, 2020 through
November 30, 2020 |
2020 |
2019 |
Financial Square Prime Obligations Fund |
$0 |
$1 |
$5 |
$7 |
Financial Square Money Market Fund |
0 |
1 |
5 |
5 |
Financial Square Treasury Obligations Fund |
0 |
1 |
7 |
5 |
Financial Square Treasury Instruments Fund |
0 |
1 |
7 |
5 |
Financial Square Government Fund |
106,908 |
119,154 |
400,001 |
313,990 |
Financial Square Treasury Solutions Fund |
0 |
1 |
7 |
5 |
Investor Money Market Fund |
15 |
13 |
53 |
52 |
Investor Tax-Exempt Money Market Fund |
3,541 |
4,019 |
13,468 |
11,407 |
Fund |
Fiscal Year ended
November 30, 2021* |
Fiscal Period August
31, 2020 through November 30,
2020** |
2020*** |
2019**** |
Financial Square Prime Obligations Fund |
$0 |
$0 |
$0 |
$3 |
Financial Square Money Market Fund |
0 |
0 |
0 |
1 |
Financial Square Treasury Obligations Fund |
0 |
0 |
0 |
1 |
Financial Square Treasury Instruments Fund |
0 |
0 |
0 |
0 |
Financial Square Government Fund |
0 |
0 |
0 |
1 |
Financial Square Treasury Solutions Fund |
0 |
0 |
0 |
5 |
Investor Money Market Fund |
0 |
0 |
0 |
1 |
Investor Tax-Exempt Money Market Fund |
0 |
0 |
1 |
0 |
Share Class |
Name/Address |
Percentage of Class |
Administration Shares |
Citibank NA, FBO Escrow Concentration A/C, 122089, ATTN Joyce Glencamp, 480
Washington BLVD Floor 30, Jersey City, NJ 07310-2053 |
80.18% |
Anbee & Co, C/O Greatbanc Trust Company, 801 Warrenville Rd Ste 500, Lisle, IL 60532-4347 |
16.59% | |
Capital Shares |
Bank of Oklahoma NA, Actus Holdings LLC, 3100 Norge Rd., Chickasha, OK 73018- 6169 |
62.61% |
Bank of Oklahoma NA, Mackellar Inc., P.O. Box 18298, Oklahoma City, OK 73154-0298 |
17.52% | |
First National Capital Mkts Inc., NHS Orthopedic Services Inc., ATTN Stephanie Daubert,
987450 Nebraska Medical Center, Omaha, NE 68198-7450 |
13.74% | |
Bank of Oklahoma NA, BBJ LLC, P.O. Box 18298, Oklahoma City, OK 73154-0298 |
5.70% | |
Cash Management Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Institutional Shares |
Wells Fargo Clearing Services LLC, Special Custody Account FBO Customer, 2801 Market St.,
Saint Louis, MO 63103-2523 |
41.88%* |
|
Linsco Private Ledger, LPL Financial, FBO Customer Accounts, Attn: Mutual Fund Trading,
4707 Executive Drive, San Diego, CA 92121-3091 |
8.16% |
MSCS Financial Services LLC, Associated Trust Company, PO Box 22037, Green Bay, WI
54305-2037 |
6.68% | |
JP Morgan Chase, FBO Customers, Third Party TS Link Non, 10410 Highland Manor Drive
Floor 3, Tampa, FL 33610-9128 |
6.26% | |
Goldman Sachs Direct Accts, Gerlach (Nominee) & Co LLC, 3800 Citigroup Center Ste B3-1,
Tampa, FL 33610 |
5.18% | |
Goldman Sachs Direct Accts, Gerlach (Nominee) & Co LLC, 3800 Citigroup Center Ste B3-14,
Tampa, FL 33610 |
5.18% | |
Preferred Shares |
Bank of Oklahoma NA, Simergent LLC, 11 NE 11th Street, Oklahoma City, OK
73104-1417 |
74.53% |
|
Bank of Oklahoma NA, West Texas Automation Inc., P.O. Box 1610, Joshua, TX 76058- 1610 |
17.70% |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
7.76% | |
Premier Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Resource Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Service Shares |
ABC Sample Bank, ACME Company – ENDCLIENTACCOUNT1, ATTN Financial Control,
71 Wacker Drive Suite 500, Chicago, IL 60606-4673 |
54.65% |
|
ABC Sample Bank, ACME Company - ENDCLIENTACCOUNT2, ATTN Financial Control,
71 Wacker Drive Suite 500, Chicago, IL 60606-4673 |
44.26% |
Select Shares |
Bank of Oklahoma NA, Darden Resources Inc., 15 E St, Suite 2020, Tulsa, OK 74103- 4318 |
52.41% |
|
Bank of Oklahoma NA, Noah Corporation, 7667 E 46th Place, Tulsa, OK 74145-6307 |
17.42% |
Bank of Oklahoma NA, Strat Land Exploration Co., 15 E St, Suite 2020, Tulsa, OK 74103-4318 |
16.42% | |
Bank of Oklahoma NA, American Century Life Insurance Company, 4785 E 91st St, Ste 200,
Tulsa, OK 74137-2839 |
9.54% |
Share Class |
Name/Address |
Percentage of Class |
Administration Shares |
Citibank NA, FBO, ATTN Johaira Rivera, 480 Washington Blvd, Floor 30, Jersey City, NJ
07310-2053 |
81.32% |
|
Band & Co Institutional Trust, Capinco & Co, C/O US Bank NA, 1555 N Rivercenter Dr Ste
302, Milwaukee, WI 53212-3958 |
7.93% |
Capital Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Share Class |
Name/Address |
Percentage of Class |
Cash Management Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Institutional Shares |
Wells Fargo Bank NA, FBO Customers, Attn Money funds, 1525 W WT Harris Blvd, MSC
D1109-010, Charlotte, NC 28288-1076 |
17.06% |
|
BOFA Securities, INC, FBO Customers, 200 N College St, 3rd Flr North, Charlotte, NC
28202-2191 |
11.90% |
|
Hare & Co., Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
7.53% |
Spotify USA Inc., Attn Treasury, 4 World Trade Center, New York, NY 10007-2366 |
5.58% | |
Cachematrix Holdings LLC, HSBC FBO Mastercard Impact Fund, 2000 Purchase Street,
Purchase, NY 10577-2509 |
5.32% | |
Preferred Shares |
Bank Leumi USA, Eyal Arad, 425 E 58th St., Apt. 16D, New York, NY 10022-2379 |
92.64% |
|
Goldman Sachs Direct EX DLR Accounts, Hamilton Engineering & Surveying Inc., ATTN Jack
S. Hamilton, Jr., 3409 W Lemon St., Tampa, FL 33609-1433 |
5.74% |
Premier Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Resource Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Select Shares |
Wells Fargo Bank NA, Account FEBO Customers, Attn Money Funds, 1525 W WT Harris Blvd,
Charlotte, NC 28288-1076 |
60.37% |
|
Bank of Oklahoma NA, Bonray Investments LLC, 1313 E 45th St, Shawnee, OK 74804- 2214 |
38.67% |
Service Shares |
Goldman Sachs Direct EX DLR Accounts, James Leonard Chapman and Brenda Chapman, 30
Moreno Point Rd., PH 701C, Destin, FL 32541-3186 |
41.59% |
|
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
39.34% |
One Bank & Trust NA, Treadway Properties Building Fund, One Bank & Trust, ATTN Melanie
Ellis, 300 W Capital Ave., Little Rock, AR 72201-3544 |
19.01% |
Share Class |
Name/Address |
Percentage of Class |
Administration Shares |
Hanco, C/O Hancock Whitney Bank Trust Division, 2285 Lakeshore Dr. Building 4, New
Orleans, LA 70122-3533 |
15.83% |
|
Reliance Trust Co., ATTN Joe White, P.O. Box 78446, Atlanta, GA 30328-5634 |
12.68% |
Commerce Bank of Kansas City, NA, Mori & Co, Attn. Trust Operations, 911 Main St. Suite
201, Kansas City, MO 64105-5304 |
10.91% | |
MSCS Financial Services LLC, Stratevest & Co, PO Box 2499, Brattleboro, VT 05303- 2499 |
10.63% | |
Fulton Bank, The Fulton Company, P.O. Box 3215, Lancaster, PA 17604-3215 |
7.90% | |
Capital Shares |
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
29.10% |
|
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
9.88% |
|
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
7.57% |
|
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
6.05% |
|
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
5.35% |
|
Pershing LLC, BNY Mellon NA, FB Bank of Custody Solution, Attn. Cash Management, 1
Pershing Plaza, Jersey City, NJ 07399-0001 |
62.47% |
|
Pershing LLC, FBO Customers, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
37.53% |
Institutional Shares |
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
12.89% |
Share Class |
Name/Address |
Percentage of Class |
|
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
12.78% |
Band & Co Institutional Trust, C/O US Bank, Attn ACM Dept, PO Box 1787, Milwaukee, WI
53201-1787 |
9.78% | |
Booking Holdings Treasury Company, Attn Treasury, 251 Little Falls Dr., Wilmington, DE
19808-1674 |
5.28% | |
Preferred Shares |
M & T Bank, Tice & Co., C/O M&T Trust Co., P.O. Box 1377, Buffalo, NY 14240-1377 |
54.77% |
|
BBC Partnership, ATTN Cathy Risley, 1401 Avenue Q, Lubbock, TX 79401-3819 |
20.51% |
|
Pershing LLC, P.O. Box 2052, Jersey City, NJ 07303-2052 |
14.17% |
Premier Shares |
Commerce Bank – Lenexa, Oklahoma Center for Nonprofits Inc., ATTN Marion Taylor
President, 720 W Wilshire Blvd., Suite 115, Oklahoma City, OK
73116-7737 |
17.74% |
|
Commerce Bank – Lenexa, Class LTD., ATTN Cyndie Howell, 1200 Merle Evans Dr., P.O. Box
266, Columbus, KS, 66725-0266 |
16.16% |
|
Commerce Bank - SE MO, C&E Investment, 1 Sixpence Way, Coronado, CA 92118-3213 |
15.95% |
|
Commerce Bank – Lenexa, Cement Masons and Plasterers Local, 518 Health Care Fund Holding
Acct., Attn Dawnette Butterworth, 2156 W 2200 S, Salt Lake City, UT
84119-1326 |
10.22% |
|
Commerce Bank – Lenexa, Local 264, Attn Reggie Thomas, 1101 East 87th St., Kansas City, MO
64131-3099 |
9.88% |
Service Shares |
Fulton Bank, c/o FFC Cash Management Operations, One Penn Square, PO Box 4887,
Lancaster, PA 17604-4887 |
30.73% |
|
SEI Private Trust Company, C/O Regions Bank, 1 Freedom Valley Dr., Oaks, PA 19456-9989 |
22.52% |
|
MSCS Financial Services LLC, Stratevest & Co, PO Box 2499, Brattleboro, VT 05303-2499 |
19.28% |
|
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
9.59% |
|
BBC Partnership, ATTN Cathy Waller, 1401 Avenue Q, Lubbock, TX 79401-3819 |
8.11% |
Select Shares |
Enterprise Bank & Trust, ATTN Frank J. Sgroi, VP, 1281 N Warson Rd., Saint Louis, MO
63132-1805 |
94.13% |
Resource Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Share Class |
Name/Address |
Percentage of Class |
Administration Shares |
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
10.85% |
|
BMO Harris Bank NA, Account FBO BMO Harris Bank NA GS, Sweep Account Holders Not in
a Fiduciary Capacity, 111 W Monroe St., Floor 9, Chicago, IL
60603-4096 |
7.79% |
Goldman Sachs & Co, FBO, 30 Hudson Street, Floor 5, Jersey City, NJ 07302-4699 |
7.69% | |
Goldman Sachs & Co, FBO, 30 Hudson Street, Floor 5, Jersey City, NJ 07302-4699 |
5.22% | |
Capital Shares |
CIBC Bank USA, The Private Bank and Trust Company, 120 S Lasalle St, Chicago, IL
60603-3403 |
20.26% |
|
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
13.44% |
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
11.17% | |
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
7.62% | |
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
6.90% | |
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07302-4699 |
5.53% | |
Cash Management Shares |
Pershing LLC, BNY Mellon N A, FBO Bank of Custody Solution, ATTN Cash Management, 1
Pershing Plaza, Jersey City, NJ 07399-0002 |
83.68% |
|
Pershing LLC, FBO Customers, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
16.31% |
Institutional Shares |
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
15.93% |
|
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
11.68% |
Goldman Sachs & Co, 295 Chipeta Way, Flr 4, Salt Lake City, UT 84108-1285 |
9.63% |
Share Class |
Name/Address |
Percentage of Class |
Preferred Shares |
Pershing LLC, FBO Customers, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
67.59% |
|
Deutsche Bank Trust Co., Burgess Biopower LLC Revenue Account, 1 Cate St. Ste. 100,
Portsmouth, NH 03801-7107 |
10.57% |
|
Deutsche Bank Trust Co., Berlin Station LLC, Debt Service Reserve Account, 1 Cate St. Ste.
100, Portsmouth, NH 03801-7107 |
6.48% |
Premier Shares |
Bank of Oklahoma, NaBank & Co., C/O Bank of Oklahoma, Attn. Trust Securities, P.O. Box
2180, Tulsa, OK 74101-2180 |
100.00% |
Resource Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Service Shares |
UMB Financial Services Inc., UMB Bank NA, 928 Grand Blvd MS1010405, Kansas City, MO
64106-2008 |
94.61% |
Select Shares |
Deutsche Bank Trust Co, Horseshoe RE II LTD, Segregated Account, PO Box HM3352,
Hamilton, Bermuda, HM PX |
21.55% |
|
Deutsche Bank Trust Co, Horseshoe RE II LTD, Segregated Account, PO Box HM3352,
Hamilton, Bermuda, HM PX |
11.87% |
Deutsche Bank Trust Co, Horseshoe RE II LTD, Segregated Account, PO Box HM3352,
Hamilton, Bermuda, HM PX |
10.79% | |
Deutsche Bank Trust Co, Horseshoe RE II LTD, Segregated Account, PO Box HM3352,
Hamilton, Bermuda, HM PX |
7.77% | |
Deutsche Bank Trust Co, Horseshoe RE II LTD, Segregated Account, PO Box HM3352,
Hamilton, Bermuda, HM PX |
6.98% | |
Deutsche Bank Trust Co, Horseshoe RE II LTD, Segregated Account, PO Box HM3352,
Hamilton, Bermuda, HM PX |
6.51% | |
Deutsche Bank Trust Co, Horseshoe RE II LTD, Segregated Account, PO Box HM3352,
Hamilton, Bermuda, HM PX |
5.97% |
Share Class |
Name/Address |
Percentage of Class |
Administration Shares |
First Hawaiian Bank, Attn Wealth Management, 999 Bishop St. Fl 3, Honolulu, HI 96813-4424 |
38.69% |
|
Harris Associates, L.P., The Oakmark Funds, Attn. Mutual Fund Operations, C/O Harris and
Associates, 111 S Wacker Dr., Suite 4600, Chicago, IL 60606-4319
|
8.04% |
Jefferies LLC, FBO Venrock Healthcare Capital, 101 Hudson St., 11th Floor, Jersey City, NJ
07302-3915 |
8.62% | |
Jefferies LLC, FBO Venrock Healthcare Capital, 101 Hudson St., 11th Floor, Jersey City, NJ
07302-3915 |
6.66% | |
Capital Shares |
Commerce Bank – Lenexa, IPHFHA Inc., Ad Comm, ATTN Dana Carr, 7829 E Rockhill St.,
Suite 201, Wichita, KS, 67206-3918 |
38.18% |
|
Commerce Bank – Lenexa, BKD LLP, Main Firm Account, ATTN Betty Hunter, P.O. Box 1900,
Springfield, MO 65801-1900 |
15.46% |
Commerce Bank – Lenexa, Favorite Healthcare Staffing, Attn Controller, 7255 W 98th Ter Ste
150 Bldg 5, Shawnee Msn, KS 66212-2215 |
12.72% | |
Cash Management Shares |
MSCS Financial Services LLC, Stratevest & Co, PO Box 2499, Brattleboro, VT 05303- 2499 |
83.49% |
|
Pershing LLC, BNY Mellon NA, FBO Bank of Custody Solution, Attn. Cash Management, 1
Pershing Plaza, Jersey City, NJ 07399-0001 |
12.48% |
Institutional Shares |
Goldman Sachs & Co, 295 Chipeta Way, Flr 4, Salt Lake City, UT 84108-1285 |
36.51%* |
Share Class |
Name/Address |
Percentage of Class |
|
Busey Trust Company, Park Randolph & Co., Trust Operations, 100 W University, PO Box 260,
Champaign, IL 61824-0260 |
8.25% |
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
5.52% | |
Preferred Shares |
Pershing LLC, FBO Customers, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
77.47% |
|
Commerce Bank of Kansas City, NA Mori & Co, Commerce Bank of Kansas City, Attn. Trust
Operations, 911 Main St. Suite 201, Kansas City, MO 64105-5304
|
13.09% |
Jefferies LLC, Langdon Street Capital LP, 101 Hudson St, Flr 11, Jersey City, NJ 07302-3915 |
6.41% | |
Premier Shares |
Bank of Oklahoma, NaBank & Co., C/O Bank of Oklahoma, Attn. Trust Securities, P.O. Box
2180, Tulsa, OK 74101-2180 |
83.04% |
Resource Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Service Shares |
Charlevoix State Bank, ATTN Daniel Elliott P.O. Box 217, Charlevoix, MI 49720-0217 |
13.70% |
|
Midamerica National Bank, P.O. Box 1300, Macomb, IL 61455-5600 |
32.68% |
Amg National Trust Bank, Haws & Co., 6295 Greenwood Plaza Blvd., Greenwood Vlg, CO
80111-4968 |
29.44% | |
Blue Ridge Bank and Trust Co., Attn Yvonne Hall, 4200 Little Blue Pkwy, Independence, MO
64057-8310 |
6.08% | |
Select Shares |
Commerce Bank of Kansas City, Leesa K. Jabara, Special Account, P.O. Box 782050, Wichita,
KS 67278-2050 |
90.24% |
|
Commerce Bank of Kansas City, Lori Fran Simmons, C/O Fran Jabara, P.O. Box 782050,
Wichita, KS 67278-2050 |
9.11% |
Share Class |
Name/Address |
Percentage of Class |
Class A Shares |
Edward D Jones & Co., ATTN Mutual Fund, Shareholder Accounting, 12555 Manchester Road,
Maryland Hts, MO 63043 |
64.48% |
|
RBC Capital Markets Corporation, RBC Capital Markets LLC, Mutual Fund Omnibus
Processing, Omnibus, Attn: Mutual Fund Ops Manager, 60 S 6th ST. Ste. 700
#P08, Minneapolis, MN 55402-4413 |
26.93% |
Administration Shares |
Commerce Bank of Kansas City, NA, Mori & Co, Attn. Trust Operations, 911 Main St. Suite
201, Kansas City, MO 64105-5304 |
19.28% |
|
Hanco, C/O Hancock Whitney Bank Trust Division, 2285 Lakeshore Dr. Building 4, New
Orleans, LA 70122-3533 |
18.33% |
M & T Bank, Tice & Co., C/O M&T Trust Co., P.O. Box 1377, Buffalo, NY 14240- 1377 |
10.82% | |
Amalgamated Bank of Chicago, Attn Debra Outlaw, 30 N LaSalle St. 38th Fl, Chicago, IL
60602-2590 |
8.11% | |
BMO Harris Bank NA, Account FBO BMO Harris Bank NA GS, Sweep Account Holders Not in
a Fiduciary Capacity, 111 W Monroe St., Floor 9, Chicago, IL
60603-4096 |
6.91% | |
Reliance Trust Company/FIS, Maril & Co. FBO Harris Bank, ACM Dept., 4900 W Brown Deer
Rd, Brown Deer, WI 53223-2422 |
5.96% | |
Class C Shares |
Wells Fargo Clearing Services LLC, Special Custody Account FBO Customer, 2801 Market St.,
Saint Louis, MO 63103-2523 |
26.11% |
Share Class |
Name/Address |
Percentage of Class |
|
Goldman Sachs Direct Ex DLR Accounts, Stracq Inc. DBA Stryka Botanics, Goldman Sachs/
ADP 401k Plan, 239 Homestead Rd, Hillsborough, NJ 08844-1913
|
14.40% |
Western International SEC Inc, Smelly Mels Plumbing Inc., Goldman Sachs/ADP 401k Plan,
123 Manor Drive, Pacifica, CA 94044-1953 |
6.75% | |
Goldman Sachs Direct Ex DLR Accounts, Rocky Run Family Medicine, Goldman Sachs/ ADP
401k Plan, 5645 Stone Road, Centerville, VA 20120- 1618 |
6.83% | |
Morgan Stanley Smith Barney LLC, Garrod Trust, Goldman Sachs/ADP 401k Plan, 22600
Mount Eden Rd, Saratoga, CA 95070-9758 |
5.43% | |
Capital Shares |
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
42.51% |
|
SEI Private Trust Company, SEI Private Trust Company, C/O Regions Bank, 1 Freedom Valley
Dr., Oaks, PA 19456-9989 |
14.67% |
MSCS Financial Services LLC, Stratevest & Co, PO Box 2499, Brattleboro, VT 05303- 2499 |
8.16% | |
Parkside Financial Bank & Trust, 8112 Maryland Ave., Suite 101, Saint Louis, MO 63105-3700 |
7.09% | |
Cash Management Shares |
Pershing LLC, BNY Mellon NA, FBO Bank of Custody Solution, Attn. Cash Management, 1
Pershing Plaza, Jersey City, NJ 07399-0001 |
66.94% |
|
Pershing LLC, FBO Customers, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
33.06% |
Institutional Shares |
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
10.56% |
Preferred Shares |
M & T Bank, Tice & Co., C/O M&T Trust Co., P.O. Box 1377, Buffalo, NY 14240- 1377 |
44.80% |
|
Commerce Bank of Kansas City, NA, Mori & Co., Attn. Trust Operations, 911 Main St., Suite
201, Kansas City, MO 64105-5304 |
10.35% |
Cachematrix Holdings LLC, Citizens Bank NA, Attn Commercial Banking, Treasury Solutions
Product, One Citizens Plaza, Providence, RI 02903-1339 |
9.49% | |
Pershing LLC, FBO Customers, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
6.79% | |
MSCS Financial Services LLC, SEI Private Trust Company, c/o Suntrust, Attn Mutual Fund
Admin, 1 Freedom Valley Dr., Oaks, PA 19456-9989 |
6.74% | |
Commerce Bank – Lenexa, PFS Holding Company, 1055 Broadway Blvd Fl 11th, Kansas City,
MO 64105-2289 |
5.92% | |
Commerce Bank - SE MO, Post Holding Inc., ATTN Frank Ricchio, 2503 S Hanley Rd., Saint
Louis, MO 63144-2503 |
5.33% | |
Premier Shares |
Linsco Private Ledger, LPL Financial Corporation, FBO Customer Accounts, Attn: Cinthya
Leite, 4707 Executive Drive, San Diego, CA 92121-3091 |
99.13% |
Class R6 Shares |
Goldman Sachs Trust, Goldman Sachs Collective Trust, Tactical Exposure Fund, Attn Gordon
Lui, 200 West St, Fl 36, New York, NY 10282-2102 |
62.46% |
|
Goldman Sachs Trust, GS Income Builder Fund, 200 West St, New York, NY 10282-2198 |
9.47% |
Goldman Sachs Trust, GS Multi Manager, Global Equity Fund, 200 West St, New York, NY
10282-2198 |
6.44% | |
Resource Shares |
American United Life Insurance Co., FBO Group Retirement Account, Attn: Separate Accounts,
P.O. Box 368, Indianapolis, IN 46206-0368 |
50.19% |
|
American United Life Insurance Co., FBO Unit Investment Trust, Attn: Separate Accounts, P.O.
Box 368, Indianapolis, IN 46206-0368American |
49.68% |
Select Shares |
Bank of Oklahoma NA, Muscogee Creek Nation Invest Savings Ops, PO Box 580, Okmulgee,
OK 74447-0580 |
28.36% |
|
Cachematrix Holdings LLC, Citizens Bank NA, Attn Commercial Banking, Treasury Solutions
Product, One Citizens Plaza, Providence, RI 02903-1339 |
15.37% |
Share Class |
Name/Address |
Percentage of Class |
|
Wells Fargo Bank NA, FBO Customers, Attn Money funds, 1525 W WT Harris Blvd, MSC
D1109-010, Charlotte, NC 28288-1076 |
12.63% |
Bank of Oklahoma NA, Muscogee Creek Nation Health HIS-CRF, Attn Clay Darnell, PO Box
580, Okmulgee, OK 74447-0580 |
9.89% | |
Bank of Oklahoma NA, Muscogee Creek Nation Health IHA, Attn Clay Darnell, PO Box 580,
Okmulgee, OK 74447-0580 |
7.79% | |
Bank of Oklahoma NA, Craft Capital LLC, Attn Deborah Lackey, 1717 S Boulder Ave Ste 400,
Tulsa, OK 74119-4833 |
6.03% | |
Service Shares |
MSCS Financial Services LLC, Stratevest & Co, PO Box 2499, Brattleboro, VT 05303-2499 |
37.14% |
|
SEI Private Trust Company, C/O Regions Bank, 1 Freedom Valley Dr., Oaks, PA 19456-9989 |
13.09% |
SEI Private Trust Company, C/O City National Bank, 1 Freedom Valley Dr., Oaks, PA 19456-
9989 |
6.32% | |
Laba & Co, 135 S Lasalle St, Chicago, IL 60603 |
5.24% | |
Security National Bank of Omaha, PO Box 31400, Omaha, NE 68131-0400 |
5.03% |
Share Class |
Percentage of Name/Address |
Percentage of Class |
Administration Shares |
Amalgamated Bank of Chicago, 30 N Lasalle St, 38th Floor, Chicago, IL 60602-2590 |
96.65% |
Capital Shares |
Goldman Sachs & Co LLC, FBO, 30 Hudson St., Floor 5, Jersey City, NJ 07399-0002 |
90.08% |
|
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
9.92% |
Cash Management Shares |
Pershing LLC, FBOC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
99.95% |
Institutional Shares |
Goldman Sachs & Co, 295 Chipeta Way, Flr 4, Salt Lake City, UT 84108-1285 |
48.76%* |
|
Baymount Management LP, Baymount Master Fund I LP, 404 Washington Ave Ste 705, Miami
Beach, FL 33139-6600 |
9.23% |
JP Morgan Securities LLC, JPMS - Chase Processing, JPMS IB, FBO Braeburn Capital Inc., 4
Chase Metrotech Center 7th Floor, Brooklyn, NY 11245-0003 |
8.61% | |
Hare & Co 2, Attn STIF Operations, PO Box 223910, Pittsburgh, PA 15251-2910 |
6.02% | |
JetBlue Airways Corporation, Corporate Finance, 2701 Queen Plaza North, Long Island City,
NY 11101-4020 |
5.45% | |
Preferred Shares |
Pershing LLC, FBOC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
98.61% |
Premier Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
99.90% |
Select Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Service Shares |
Amalgamated Bank of Chicago, 30 N Lasalle St, 38th Floor, Chicago, IL 60602-2590 |
99.99% |
Share Class |
Name/Address |
Percentage of Class |
Class A Shares |
Edward D Jones & Co., FBO Customers, 12555 Manchester Road, Saint Louis, MO 63131-3710 |
91.44% |
Administration Shares |
Pershing LLC, FBOC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
27.38% |
Share Class |
Name/Address |
Percentage of Class |
|
Ameriprise Financial, American Enterprise Investment SVC, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
25.56% |
Reliance Trust Company/FIS, Maril & Co FBO BMO Harris Bank, ACM Department, 4900 W
Brown Deer Road, Brown Deer, WI 53223-2422 |
15.67% | |
BMO Harris Bank NA, 111 W Monroe St, Ste 1000, Chicago, IL 60603-4098 |
11.94% | |
Union Bank & Trust Co., Industricorp & Co., 312 Central Ave. S.E., Suite 508, Minneapolis, MN
55414-1166 |
5.81% | |
Class C Shares |
Stifel Nicolaus & Co., FBO Customers, 501 N. Broadway, St. Louis, MO 63102-2188 |
73.35% |
|
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
26.64% |
Cash Management Shares |
Pershing LLC, FBOC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
99.97% |
Institutional Shares |
Wells Fargo Clearing Services LLC, A/C 1699-0135, Special Custody Account FBO Customer,
2801 Market St., Saint Louis, MO 63103-2523 |
35.69%* |
|
LPL Financial Corporation, FBO Customer Accounts, Attn: Mutual Fund Operations, PO Box
509046, San Diego, CA 92150-9046 |
21.94% |
SEI Private Trust Company, c/o BMO Wealth Management, 1 Freedom Valley Drive, Oaks, PA
19456-9989 |
13.49% | |
Raymond James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway, St. Petersburg,
FL. 33716-1102 |
11.06% | |
Hanco, Hancock Bank, Trust Ops, 2285 Lakeshore Dr. Building 4, New Orleans, LA 70122 |
6.50% | |
SEI Private Trust Company, c/o Bankers Trust Swp, 1 Freedom Valley Drive, Oaks, PA
19456-9989 |
5.92% | |
Resource Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Service Shares |
Pershing LLC, FBOC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
99.96% |
Share Class |
Name/Address |
Percentage of Class |
Class A Shares |
Edward D Jones & Co., Attn: Mutual Fund Shareholder Accounting, 12555 Manchester Road,
Maryland Heights, MO 63043 |
64.22% |
|
RBC Capital Markets Corporation, RBC Capital Markets LLC, Mutual Fund Omnibus
Processing, Omnibus, Attn: Mutual Fund Ops Manager, 60 S 6th ST. Ste. 700
#P08, Minneapolis, MN 55402-4413 |
33.48% |
Administration Shares |
Linsco Private Ledger, LPL Financial Corporation, FBO Customer Accounts, Attn: Cinthya
Leite, 4707 Executive Drive, San Diego, CA 92121-3091 |
70.22% |
|
BMO Harris Bank NA, 111 W Monroe St, Ste 1000, Chicago, IL 60603-4098 |
16.92% |
Class C Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Capital Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Cash Management Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Class I Shares |
The Glenmede Trust Company NA, 1650 Market St., Suite 1200, Philadelphia, PA 19103- 7391 |
54.66%* |
|
SEI Private Trust Company, c/o BMO Wealth Management, 1 Freedom Valley Drive, Oaks, PA
19456-9989 |
20.24% |
First Premier Bank, Unifalls & Co, P.O. Box 2640, Sioux Falls, SD 57101-2640 |
11.34% | |
Preferred Shares |
Band & Co Institutional Trust, C/O US Bank, Attn. ACM Department, P.O. Box 1787,
Milwaukee, WI 53201-1787 |
76.50% |
Share Class |
Name/Address |
Percentage of Class |
|
Pershing LLC, FBOC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
22.56% |
Premier Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
100.00% |
Resource Shares |
Pershing LLC, FBOC, 1 Pershing Plz., Jersey City, NJ 07399-0002 |
100.00% |
Select Shares |
GSAM Holdings, LLC, Seed Accounts, ATTN IMD-India-SAOS, Helios Business Park, 150
Outer Ring Road, Kadubeesanahalli, Bengaluru, 560071 India
|
99.97% |
Service Shares |
Bank Of Oklahoma NA, 4280 Kings Pl., Springdale, AR 72762-0160 |
63.41% |
|
SEI Private Trust Company, SEI Private Trust Company, C/O City National Bank, 1 Freedom
Valley Dr., Oaks, PA 19456-9989 |
35.76% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
29-B | |
| |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
48-B | |
49-B | |
53-B | |
53-B | |
54-B | |
55-B |