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OMB Number: 3235-0307 |
Expires: September 30, 2024 |
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (No. 002-34393) |
☒ |
Pre-Effective Amendment No. |
☐ |
Post-Effective Amendment No. 315 |
☒ |
and/or |
|
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 (No. 811-01879) |
☒ |
Amendment No. 298 |
☒ |
(Check appropriate box or boxes.) |
|
☐ |
immediately upon filing pursuant to paragraph (b) |
☒ |
on |
☐ |
60 days after filing pursuant to paragraph (a)(1) |
☐ |
on (date) pursuant to paragraph (a)(1) |
☐ |
75 days after filing pursuant to paragraph (a)(2) |
☐ |
on (date) pursuant to paragraph (a)(2) of rule 485 |
☐ |
This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
|
Class A Shares Ticker |
Class C Shares Ticker |
Class S Shares Ticker |
Class I Shares Ticker |
Class N Shares Ticker |
Class R Shares Ticker |
Class T Shares Ticker |
Multi-Asset U.S. Equity |
|
|
|
|
|
|
|
Janus Henderson Balanced Fund |
JDBAX |
JABCX |
JABRX |
JBALX |
JABNX |
JDBRX |
JABAX |
Janus Henderson Contrarian Fund |
JCNAX |
JCNCX |
JCNIX |
JCONX |
JCNNX |
JCNRX |
JSVAX |
Janus Henderson Enterprise Fund |
JDMAX |
JGRCX |
JGRTX |
JMGRX |
JDMNX |
JDMRX |
JAENX |
Janus Henderson Forty Fund |
JDCAX |
JACCX |
JARTX |
JCAPX |
JFRNX |
JDCRX |
JACTX |
Janus Henderson Growth and Income Fund |
JDNAX |
JGICX |
JADGX |
JGINX |
JDNNX |
JDNRX |
JAGIX |
Janus Henderson Research Fund |
JRAAX |
JRACX |
JRASX |
JRAIX |
JRANX |
JRARX |
JAMRX |
Janus Henderson Triton Fund |
JGMAX |
JGMCX |
JGMIX |
JSMGX |
JGMNX |
JGMRX |
JATTX |
Janus Henderson Venture Fund |
JVTAX |
JVTCX |
JVTSX |
JVTIX |
JVTNX |
N/A |
JAVTX |
Fund summary |
|
Janus Henderson Balanced Fund |
2 |
Janus Henderson Contrarian Fund |
11 |
Janus Henderson Enterprise Fund |
19 |
Janus Henderson Forty Fund |
25 |
Janus Henderson Growth and Income Fund |
33 |
Janus Henderson Research Fund |
39 |
Janus Henderson Triton Fund |
46 |
Janus Henderson Venture Fund |
53 |
Additional information about the Funds |
|
Fees and expenses |
60 |
Additional investment strategies and general portfolio policies |
61 |
Risks of the Funds |
68 |
Management of the Funds |
|
Investment adviser |
80 |
Management expenses |
80 |
Investment personnel |
83 |
Other information |
86 |
Distributions and taxes |
87 |
Shareholder’s guide |
|
Pricing of fund shares |
91 |
Choosing a share class |
93 |
Distribution, servicing, and administrative fees |
95 |
Payments to financial intermediaries by the Adviser or its affiliates |
96 |
Purchases |
97 |
Exchanges |
101 |
Redemptions |
102 |
Excessive trading |
104 |
Shareholder communications |
106 |
Financial highlights |
108 |
Appendix A – intermediary sales charge waivers and discounts |
163 |
Glossary of investment terms |
169 |
Ticker: |
JDBAX |
Class A Shares |
JABRX |
Class S Shares |
JABNX |
Class N Shares |
JABAX |
Class T Shares |
|
JABCX |
Class C Shares |
JBALX |
Class I Shares |
JDBRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.09% |
|
0.09% |
|
0.27% |
|
0.11% |
|
0.02% |
|
0.27% |
|
0.27% |
Total Annual Fund Operating Expenses |
|
0.89% |
|
1.64% |
|
1.07% |
|
0.66% |
|
0.57% |
|
1.32% |
|
0.82% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class R Shares |
|
|
|
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (9/1/92) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 16.69% |
6.50% |
8.23% |
9.23% |
Return After Taxes on Distributions |
– 17.07% |
5.50% |
7.02% |
7.84% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 9.65% |
4.95% |
6.37% |
7.42% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (9/1/92) |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 21.53% |
5.16% |
7.48% |
8.96% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 18.16% |
5.66% |
7.36% |
8.48% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 16.89% |
6.23% |
7.96% |
9.01% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 16.55% |
6.68% |
8.42% |
9.31% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 16.47% |
6.76% |
8.50% |
9.32% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (9/1/92) |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 17.10% |
5.97% |
7.69% |
8.78% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JCNAX |
Class A Shares |
JCNIX |
Class S Shares |
JCNNX |
Class N Shares |
JSVAX |
Class T Shares |
|
JCNCX |
Class C Shares |
JCONX |
Class I Shares |
JCNRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees(1) |
|
0.70% |
|
0.70% |
|
0.70% |
|
0.70% |
|
0.70% |
|
0.70% |
|
0.70% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.13% |
|
0.13% |
|
0.46% |
|
0.13% |
|
0.03% |
|
0.43% |
|
0.28% |
Total Annual Fund Operating Expenses |
|
1.08% |
|
1.83% |
|
1.41% |
|
0.83% |
|
0.73% |
|
1.63% |
|
0.98% |
Fee Waiver(2) |
|
0.00% |
|
0.00% |
|
0.10% |
|
0.00% |
|
0.00% |
|
0.06% |
|
0.00% |
Total Annual Fund Operating Expenses After Fee Waiver(2) |
|
1.08% |
|
1.83% |
|
1.31% |
|
0.83% |
|
0.73% |
|
1.57% |
|
0.98% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (2/29/00) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 21.63% |
10.66% |
10.29% |
7.52% |
Return After Taxes on Distributions |
– 21.70% |
8.89% |
8.75% |
6.64% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 12.75% |
8.13% |
8.10% |
6.22% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 26.26% |
9.21% |
9.50% |
7.10% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 23.08% |
9.75% |
9.36% |
6.59% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 21.88% |
10.25% |
9.95% |
7.18% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 21.53% |
10.81% |
10.46% |
7.62% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 21.45% |
10.91% |
10.43% |
7.58% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 22.10% |
9.92% |
9.65% |
6.90% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JDMAX |
Class A Shares |
JGRTX |
Class S Shares |
JDMNX |
Class N Shares |
JAENX |
Class T Shares |
|
JGRCX |
Class C Shares |
JMGRX |
Class I Shares |
JDMRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.25% |
|
0.10% |
|
0.27% |
|
0.12% |
|
0.02% |
|
0.28% |
|
0.27% |
Total Annual Fund Operating Expenses |
|
1.14% |
|
1.74% |
|
1.16% |
|
0.76% |
|
0.66% |
|
1.42% |
|
0.91% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (9/1/92) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 16.14% |
9.56% |
12.92% |
10.87% |
Return After Taxes on Distributions |
– 18.07% |
7.35% |
11.29% |
9.92% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 8.20% |
7.52% |
10.59% |
9.48% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 21.13% |
8.04% |
12.01% |
10.53% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 17.48% |
8.72% |
12.00% |
9.99% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (9/1/92) |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 16.35% |
9.28% |
12.64% |
10.63% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 16.01% |
9.72% |
13.09% |
10.95% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 15.94% |
9.82% |
13.19% |
10.97% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 16.56% |
9.01% |
12.35% |
10.37% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JDCAX |
Class A Shares |
JARTX |
Class S Shares |
JFRNX |
Class N Shares |
JACTX |
Class T Shares |
|
JACCX |
Class C Shares |
JCAPX |
Class I Shares |
JDCRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees(1) |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
|
0.55% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.09% |
|
0.09% |
|
0.27% |
|
0.09% |
|
0.02% |
|
0.27% |
|
0.26% |
Total Annual Fund Operating Expenses |
|
0.89% |
|
1.64% |
|
1.07% |
|
0.64% |
|
0.57% |
|
1.32% |
|
0.81% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class R Shares |
|
|
|
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class S Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception of Predecessor Fund (5/1/97) |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 33.81% |
9.13% |
12.52% |
10.75% |
Return After Taxes on Distributions |
– 33.82% |
7.43% |
9.31% |
9.43% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 20.01% |
7.30% |
9.45% |
9.19% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 37.51% |
8.00% |
11.97% |
10.62% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 34.82% |
8.58% |
11.92% |
10.19% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 33.54% |
9.59% |
12.97% |
11.07% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 33.49% |
9.66% |
13.06% |
10.97% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 33.98% |
8.85% |
12.22% |
10.49% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception of Predecessor Fund (5/1/97) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 33.64% |
9.41% |
12.79% |
10.89% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JDNAX |
Class A Shares |
JADGX |
Class S Shares |
JDNNX |
Class N Shares |
JAGIX |
Class T Shares |
|
JGICX |
Class C Shares |
JGINX |
Class I Shares |
JDNRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees |
|
0.60% |
|
0.60% |
|
0.60% |
|
0.60% |
|
0.60% |
|
0.60% |
|
0.60% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.16% |
|
0.09% |
|
0.28% |
|
0.10% |
|
0.03% |
|
0.31% |
|
0.27% |
Total Annual Fund Operating Expenses |
|
1.01% |
|
1.69% |
|
1.13% |
|
0.70% |
|
0.63% |
|
1.41% |
|
0.87% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (5/15/91) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 14.28% |
8.61% |
12.23% |
10.55% |
Return After Taxes on Distributions |
– 15.56% |
7.22% |
10.82% |
9.41% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 7.56% |
6.66% |
9.87% |
8.96% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 19.34% |
7.19% |
11.45% |
10.27% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 15.75% |
7.74% |
11.31% |
9.72% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 14.51% |
8.32% |
11.93% |
10.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 14.15% |
8.77% |
12.40% |
10.63% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 14.08% |
8.85% |
12.36% |
10.59% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 14.76% |
8.02% |
11.63% |
10.04% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JRAAX |
Class A Shares |
JRASX |
Class S Shares |
JRANX |
Class N Shares |
JAMRX |
Class T Shares |
|
JRACX |
Class C Shares |
JRAIX |
Class I Shares |
JRARX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees(1) |
|
0.50% |
|
0.50% |
|
0.50% |
|
0.50% |
|
0.50% |
|
0.50% |
|
0.50% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.09% |
|
0.12% |
|
0.29% |
|
0.09% |
|
0.02% |
|
0.34% |
|
0.27% |
Total Annual Fund Operating Expenses |
|
0.84% |
|
1.62% |
|
1.04% |
|
0.59% |
|
0.52% |
|
1.34% |
|
0.77% |
Fee Waiver(2) |
|
0.00% |
|
0.00% |
|
0.00% |
|
0.00% |
|
0.00% |
|
0.05% |
|
0.00% |
Total Annual Fund Operating Expenses After Fee Waiver(2) |
|
0.84% |
|
1.62% |
|
1.04% |
|
0.59% |
|
0.52% |
|
1.29% |
|
0.77% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (5/3/93) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 30.03% |
7.96% |
11.77% |
10.66% |
Return After Taxes on Distributions |
– 30.08% |
6.18% |
9.88% |
9.22% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 17.75% |
6.28% |
9.45% |
8.89% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 34.12% |
6.58% |
10.98% |
10.25% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 31.35% |
7.09% |
10.85% |
9.70% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 30.23% |
7.67% |
11.47% |
10.32% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 29.92% |
8.13% |
11.95% |
10.74% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 29.86% |
8.21% |
12.04% |
10.76% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 30.41% |
7.37% |
11.24% |
10.17% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JGMAX |
Class A Shares |
JGMIX |
Class S Shares |
JGMNX |
Class N Shares |
JATTX |
Class T Shares |
|
JGMCX |
Class C Shares |
JSMGX |
Class I Shares |
JGMRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.41% |
|
0.10% |
|
0.27% |
|
0.12% |
|
0.02% |
|
0.28% |
|
0.27% |
Total Annual Fund Operating Expenses |
|
1.30% |
|
1.74% |
|
1.16% |
|
0.76% |
|
0.66% |
|
1.42% |
|
0.91% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (2/25/05) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 23.77% |
4.93% |
10.40% |
10.79% |
Return After Taxes on Distributions |
– 24.87% |
2.86% |
8.57% |
9.40% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 13.31% |
3.85% |
8.36% |
9.02% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 28.30% |
3.47% |
9.52% |
10.22% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 24.93% |
4.15% |
9.52% |
9.86% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 23.94% |
4.66% |
10.12% |
10.49% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 23.63% |
5.08% |
10.57% |
10.93% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 23.58% |
5.18% |
10.68% |
10.95% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 24.12% |
4.41% |
9.85% |
10.24% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JVTAX |
Class A Shares |
JVTSX |
Class S Shares |
JVTNX |
Class N Shares |
|
JVTCX |
Class C Shares |
JVTIX |
Class I Shares |
JAVTX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
0.12% |
|
0.23% |
|
0.28% |
|
0.12% |
|
0.03% |
|
0.28% |
Total Annual Fund Operating Expenses |
|
1.01% |
|
1.87% |
|
1.17% |
|
0.76% |
|
0.67% |
|
0.92% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
$ |
|
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
$ |
|
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (4/30/85) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 24.24% |
5.49% |
10.40% |
11.37% |
Return After Taxes on Distributions |
– 25.03% |
3.64% |
8.39% |
9.26% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 13.80% |
4.22% |
8.15% |
9.16% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.75% |
Russell 2000® Index (reflects no deduction for expenses, fees, or taxes) |
– 20.44% |
4.13% |
9.01% |
9.16% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 28.68% |
4.13% |
9.60% |
11.03% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.75% |
Russell 2000® Index (reflects no deduction for expenses, fees, or taxes) |
– 20.44% |
4.13% |
9.01% |
9.16% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 25.70% |
4.58% |
9.46% |
10.44% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.75% |
Russell 2000® Index (reflects no deduction for expenses, fees, or taxes) |
– 20.44% |
4.13% |
9.01% |
9.16% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 24.45% |
5.21% |
10.11% |
11.07% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.75% |
Russell 2000® Index (reflects no deduction for expenses, fees, or taxes) |
– 20.44% |
4.13% |
9.01% |
9.16% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 24.13% |
5.64% |
10.57% |
11.43% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.75% |
Russell 2000® Index (reflects no deduction for expenses, fees, or taxes) |
– 20.44% |
4.13% |
9.01% |
9.16% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 24.07% |
5.74% |
10.66% |
11.45% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.75% |
Russell 2000® Index (reflects no deduction for expenses, fees, or taxes) |
– 20.44% |
4.13% |
9.01% |
9.16% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Fees and expenses |
Additional investment strategies and general portfolio policies |
Risks of the Funds |
Investment adviser |
Management expenses |
Fund Name |
Average Daily Net Assets of the Fund |
Contractual Investment Advisory Fee (%) (annual rate) |
Actual Investment Advisory Fee Rate(1) (%) (for the fiscal year ended September 30, 2022 |
Janus Henderson Balanced Fund |
All Asset Levels |
0.55 |
0.55 |
Janus Henderson Enterprise Fund |
All Asset Levels |
0.64 |
0.64 |
Janus Henderson Growth and Income Fund |
All Asset Levels |
0.60 |
0.60 |
Janus Henderson Triton Fund |
All Asset Levels |
0.64 |
0.64 |
Janus Henderson Venture Fund |
All Asset Levels |
0.64 |
0.64 |
Fund Name |
Base Fee Rate (%) |
Full Performance Rate vs. Benchmark Index |
Performance Adjusted Investment Advisory Fee Rate (%) |
Actual Investment Advisory Fee Rate(1) (%) (for the fiscal year ended September 30, 2022) |
Janus Henderson Contrarian Fund |
0.64 |
± 7.00% |
0.70 |
0.70 |
Janus Henderson Research Fund |
0.64 |
± 5.00% |
0.50 |
0.50 |
Janus Henderson Forty Fund |
0.64 |
± 8.50% |
0.55 |
0.55 |
Fund Name |
Benchmark Index |
Janus Henderson Contrarian Fund |
S&P 500 Index |
Janus Henderson Research Fund |
Russell 1000 Growth Index |
Janus Henderson Forty Fund |
Russell 1000 Growth Index |
Fund Name |
Expense Limit Percentage (%) |
Janus Henderson Balanced Fund |
0.68 |
Janus Henderson Contrarian Fund(1) |
0.75 |
Janus Henderson Enterprise Fund |
0.80 |
Janus Henderson Forty Fund(1) |
0.68 |
Janus Henderson Growth and Income Fund |
0.67 |
Janus Henderson Research Fund(1) |
0.68 |
Janus Henderson Triton Fund(2) |
0.86 |
Janus Henderson Venture Fund(2) |
0.86 |
Investment personnel |
CLOSED FUND POLICIES |
LIQUIDATION/REORGANIZATION OF A FUND |
DISTRIBUTION OF THE Funds |
Distributions |
TAXES |
Pricing of fund shares |
Choosing a share class |
Class A Shares |
|
Initial sales charge on purchases |
Up to 5.75%(1) |
• reduction of initial sales charge for purchases of $50,000 or more |
|
• initial sales charge waived for purchases of $1 million or more |
|
Deferred sales charge (CDSC) |
None except on certain redemptions of Shares purchased without an initial sales charge(1) |
Administrative fees |
Pays administrative, networking or omnibus fees to certain intermediaries |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
0.25% annual distribution/service fee |
Class C Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
1.00% on Shares redeemed within 12 months of purchase(1) |
Administrative fees |
Pays administrative, networking or omnibus fees to certain intermediaries |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
$500,000 |
Minimum aggregate account balance |
None |
12b-1 fee |
1.00% annual fee (up to 0.75% distribution fee and up to 0.25% shareholder servicing fee) |
Class S Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative services fees |
0.25% |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
0.25% annual distribution/service fee |
Class I Shares(3) |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative fees |
Pays administrative, networking or omnibus fees to certain intermediaries(3) |
Minimum initial investment |
|
• institutional investors (investing directly with a Fund) |
$1,000,000 |
• through an intermediary institution |
$2,500(4) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
None |
Class N Shares(3) |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative fees |
None to intermediaries(3) |
Minimum initial investment |
|
• Retirement investors (investing through an adviser-assisted, employer-sponsored plan) |
None |
• Retail investors (investing through a financial intermediary omnibus account) |
$2,500(5) |
• Institutional investors (investing directly with a Fund) |
$1,000,000 |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
None |
Class R Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative services fees |
0.25% |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
0.50% annual distribution/service fee |
Class T Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative services fees |
0.25% |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
None |
Distribution, servicing, and administrative fees |
Class |
12b-1 Fee for the Funds |
Class A Shares |
0.25% |
Class C Shares |
1.00%(1) |
Class S Shares |
0.25% |
Class R Shares |
0.50% |
Payments to financial intermediaries by the Adviser or its affiliates |
Purchases |
Amount of Purchase at Offering Price |
Class A Shares Sales Charge as a Percentage of Offering Price(1) |
Class A Shares Sales Charge as a Percentage of Net Amount Invested |
Under $50,000 |
5.75% |
6.10% |
$50,000 but under $100,000 |
4.50% |
4.71% |
$100,000 but under $250,000 |
3.50% |
3.63% |
$250,000 but under $500,000 |
2.50% |
2.56% |
$500,000 but under $1,000,000 |
2.00% |
2.04% |
$1,000,000 and above |
None(2) |
None |
Exchanges |
Redemptions |
Excessive trading |
Availability of Portfolio Holdings Information |
Shareholder communications |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.26 |
$38.77 |
$35.45 |
$35.22 |
$32.46 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.34 |
0.34 |
0.49 |
0.60 |
0.50 |
Net realized and unrealized gain/(loss) |
(6.67) |
6.02 |
3.75 |
1.82 |
3.87 |
Total from Investment Operations |
(6.33) |
6.36 |
4.24 |
2.42 |
4.37 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.33) |
(0.41) |
(0.53) |
(0.60) |
(0.50) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.01) |
(0.87) |
(0.92) |
(2.19) |
(1.61) |
Net Asset Value, End of Period |
$35.92 |
$44.26 |
$38.77 |
$35.45 |
$35.22 |
Total Return* |
(15.13)% |
16.58% |
12.14% |
7.73% |
13.81% |
Net Assets, End of Period (in thousands) |
$1,748,525 |
$1,963,351 |
$1,519,093 |
$1,082,508 |
$768,529 |
Average Net Assets for the Period (in thousands) |
$2,006,053 |
$1,788,265 |
$1,249,156 |
$905,165 |
$666,296 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.89% |
0.89% |
0.90% |
0.93% |
0.95% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.89% |
0.89% |
0.90% |
0.93% |
0.95% |
Ratio of Net Investment Income/(Loss) |
0.80% |
0.80% |
1.34% |
1.78% |
1.48% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.74 |
$38.34 |
$35.09 |
$34.90 |
$32.19 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.03 |
0.04 |
0.23 |
0.37 |
0.27 |
Net realized and unrealized gain/(loss) |
(6.57) |
5.95 |
3.71 |
1.79 |
3.84 |
Total from Investment Operations |
(6.54) |
5.99 |
3.94 |
2.16 |
4.11 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.06) |
(0.13) |
(0.30) |
(0.38) |
(0.29) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(1.74) |
(0.59) |
(0.69) |
(1.97) |
(1.40) |
Net Asset Value, End of Period |
$35.46 |
$43.74 |
$38.34 |
$35.09 |
$34.90 |
Total Return* |
(15.75)% |
15.76% |
11.37% |
6.98% |
13.06% |
Net Assets, End of Period (in thousands) |
$2,180,941 |
$2,817,466 |
$2,415,890 |
$1,992,062 |
$1,594,610 |
Average Net Assets for the Period (in thousands) |
$2,683,015 |
$2,671,210 |
$2,207,746 |
$1,743,474 |
$1,403,777 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.60% |
1.60% |
1.61% |
1.62% |
1.62% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.60% |
1.60% |
1.61% |
1.62% |
1.62% |
Ratio of Net Investment Income/(Loss) |
0.08% |
0.10% |
0.64% |
1.10% |
0.81% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.24 |
$38.76 |
$35.43 |
$35.20 |
$32.44 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.25 |
0.27 |
0.43 |
0.55 |
0.46 |
Net realized and unrealized gain/(loss) |
(6.65) |
6.00 |
3.76 |
1.82 |
3.87 |
Total from Investment Operations |
(6.40) |
6.27 |
4.19 |
2.37 |
4.33 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.25) |
(0.33) |
(0.47) |
(0.55) |
(0.46) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(1.93) |
(0.79) |
(0.86) |
(2.14) |
(1.57) |
Net Asset Value, End of Period |
$35.91 |
$44.24 |
$38.76 |
$35.43 |
$35.20 |
Total Return* |
(15.29)% |
16.35% |
11.99% |
7.56% |
13.67% |
Net Assets, End of Period (in thousands) |
$373,119 |
$566,156 |
$551,605 |
$551,985 |
$589,812 |
Average Net Assets for the Period (in thousands) |
$503,092 |
$570,377 |
$532,958 |
$549,514 |
$610,278 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.07% |
1.07% |
1.07% |
1.08% |
1.07% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.07% |
1.07% |
1.07% |
1.07% |
1.07% |
Ratio of Net Investment Income/(Loss) |
0.59% |
0.63% |
1.18% |
1.64% |
1.36% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.41 |
$38.90 |
$35.55 |
$35.31 |
$32.53 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.43 |
0.44 |
0.58 |
0.70 |
0.61 |
Net realized and unrealized gain/(loss) |
(6.68) |
6.04 |
3.77 |
1.83 |
3.88 |
Total from Investment Operations |
(6.25) |
6.48 |
4.35 |
2.53 |
4.49 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.43) |
(0.51) |
(0.61) |
(0.70) |
(0.60) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.11) |
(0.97) |
(1.00) |
(2.29) |
(1.71) |
Net Asset Value, End of Period |
$36.05 |
$44.41 |
$38.90 |
$35.55 |
$35.31 |
Total Return* |
(14.93)% |
16.86% |
12.45% |
8.02% |
14.18% |
Net Assets, End of Period (in thousands) |
$9,457,091 |
$11,674,873 |
$7,688,726 |
$5,225,684 |
$3,197,893 |
Average Net Assets for the Period (in thousands) |
$11,504,986 |
$9,205,809 |
$6,311,815 |
$4,116,708 |
$2,460,247 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.66% |
0.65% |
0.65% |
0.65% |
0.64% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.66% |
0.65% |
0.65% |
0.65% |
0.64% |
Ratio of Net Investment Income/(Loss) |
1.02% |
1.04% |
1.59% |
2.07% |
1.80% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.37 |
$38.86 |
$35.51 |
$35.28 |
$32.50 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.47 |
0.48 |
0.61 |
0.73 |
0.63 |
Net realized and unrealized gain/(loss) |
(6.69) |
6.03 |
3.76 |
1.81 |
3.88 |
Total from Investment Operations |
(6.22) |
6.51 |
4.37 |
2.54 |
4.51 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.46) |
(0.54) |
(0.63) |
(0.72) |
(0.62) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.14) |
(1.00) |
(1.02) |
(2.31) |
(1.73) |
Net Asset Value, End of Period |
$36.01 |
$44.37 |
$38.86 |
$35.51 |
$35.28 |
Total Return* |
(14.87)% |
16.96% |
12.53% |
8.07% |
14.26% |
Net Assets, End of Period (in thousands) |
$1,777,708 |
$1,611,032 |
$1,285,159 |
$946,741 |
$2,480,945 |
Average Net Assets for the Period (in thousands) |
$1,904,719 |
$1,562,471 |
$1,142,389 |
$1,651,136 |
$2,273,486 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.57% |
0.57% |
0.57% |
0.58% |
0.57% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.57% |
0.57% |
0.57% |
0.58% |
0.57% |
Ratio of Net Investment Income/(Loss) |
1.13% |
1.12% |
1.67% |
2.19% |
1.86% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.96 |
$38.52 |
$35.23 |
$35.02 |
$32.29 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.15 |
0.16 |
0.34 |
0.47 |
0.37 |
Net realized and unrealized gain/(loss) |
(6.61) |
5.97 |
3.73 |
1.80 |
3.85 |
Total from Investment Operations |
(6.46) |
6.13 |
4.07 |
2.27 |
4.22 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.15) |
(0.23) |
(0.39) |
(0.47) |
(0.38) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(1.83) |
(0.69) |
(0.78) |
(2.06) |
(1.49) |
Net Asset Value, End of Period |
$35.67 |
$43.96 |
$38.52 |
$35.23 |
$35.02 |
Total Return* |
(15.50)% |
16.08% |
11.71% |
7.29% |
13.38% |
Net Assets, End of Period (in thousands) |
$368,360 |
$473,663 |
$404,420 |
$366,621 |
$345,667 |
Average Net Assets for the Period (in thousands) |
$456,123 |
$450,253 |
$375,839 |
$347,861 |
$339,637 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.32% |
1.32% |
1.32% |
1.32% |
1.32% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.32% |
1.31% |
1.32% |
1.32% |
1.32% |
Ratio of Net Investment Income/(Loss) |
0.35% |
0.38% |
0.93% |
1.39% |
1.11% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.34 |
$38.83 |
$35.49 |
$35.26 |
$32.49 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.36 |
0.38 |
0.52 |
0.64 |
0.54 |
Net realized and unrealized gain/(loss) |
(6.68) |
6.02 |
3.76 |
1.82 |
3.88 |
Total from Investment Operations |
(6.32) |
6.40 |
4.28 |
2.46 |
4.42 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.36) |
(0.43) |
(0.55) |
(0.64) |
(0.54) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.04) |
(0.89) |
(0.94) |
(2.23) |
(1.65) |
Net Asset Value, End of Period |
$35.98 |
$44.34 |
$38.83 |
$35.49 |
$35.26 |
Total Return* |
(15.09)% |
16.67% |
12.26% |
7.82% |
13.97% |
Net Assets, End of Period (in thousands) |
$4,289,200 |
$5,616,342 |
$6,473,729 |
$5,813,161 |
$5,422,276 |
Average Net Assets for the Period (in thousands) |
$5,242,961 |
$6,945,465 |
$6,067,333 |
$5,475,178 |
$5,098,558 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.82% |
0.82% |
0.82% |
0.83% |
0.82% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.81% |
0.81% |
0.82% |
0.82% |
0.82% |
Ratio of Net Investment Income/(Loss) |
0.87% |
0.89% |
1.43% |
1.90% |
1.61% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$31.37 |
$22.46 |
$21.63 |
$21.61 |
$19.92 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.03 |
0.04 |
0.12 |
0.12 |
0.06 |
Net realized and unrealized gain/(loss) |
(7.74) |
9.28 |
3.17 |
1.36 |
3.10 |
Total from Investment Operations |
(7.71) |
9.32 |
3.29 |
1.48 |
3.16 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.05) |
(0.10) |
(0.14) |
(0.04) |
— |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.79) |
(0.41) |
(2.46) |
(1.46) |
(1.47) |
Net Asset Value, End of Period |
$20.87 |
$31.37 |
$22.46 |
$21.63 |
$21.61 |
Total Return* |
(26.77)% |
41.82% |
16.01% |
8.76% |
16.89% |
Net Assets, End of Period (in thousands) |
$54,652 |
$63,005 |
$28,123 |
$20,126 |
$14,940 |
Average Net Assets for the Period (in thousands) |
$66,066 |
$45,546 |
$23,713 |
$17,754 |
$13,854 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.08% |
1.12% |
0.97% |
0.94% |
0.87% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.08% |
1.12% |
0.97% |
0.94% |
0.87% |
Ratio of Net Investment Income/(Loss) |
0.11% |
0.14% |
0.60% |
0.58% |
0.31% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.59 |
$20.55 |
$19.98 |
$20.16 |
$18.80 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.15) |
(0.14) |
(0.03) |
(0.02) |
(0.07) |
Net realized and unrealized gain/(loss) |
(6.98) |
8.49 |
2.92 |
1.26 |
2.90 |
Total from Investment Operations |
(7.13) |
8.35 |
2.89 |
1.24 |
2.83 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Net Asset Value, End of Period |
$18.72 |
$28.59 |
$20.55 |
$19.98 |
$20.16 |
Total Return* |
(27.34)% |
40.91% |
15.20% |
8.08% |
16.10% |
Net Assets, End of Period (in thousands) |
$21,790 |
$21,150 |
$7,178 |
$10,556 |
$19,126 |
Average Net Assets for the Period (in thousands) |
$24,560 |
$12,788 |
$9,451 |
$12,089 |
$21,999 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.82% |
1.81% |
1.63% |
1.58% |
1.56% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.82% |
1.81% |
1.63% |
1.58% |
1.56% |
Ratio of Net Investment Income/(Loss) |
(0.63)% |
(0.52)% |
(0.15)% |
(0.10)% |
(0.38)% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$31.34 |
$22.41 |
$21.55 |
$21.53 |
$19.89 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.02) |
(0.03) |
0.05 |
0.07 |
0.02 |
Net realized and unrealized gain/(loss) |
(7.74) |
9.27 |
3.18 |
1.37 |
3.09 |
Total from Investment Operations |
(7.76) |
9.24 |
3.23 |
1.44 |
3.11 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.04) |
— |
(0.05) |
— |
— |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.78) |
(0.31) |
(2.37) |
(1.42) |
(1.47) |
Net Asset Value, End of Period |
$20.80 |
$31.34 |
$22.41 |
$21.55 |
$21.53 |
Total Return* |
(26.94)% |
41.49% |
15.71% |
8.52% |
16.65% |
Net Assets, End of Period (in thousands) |
$1,402 |
$739 |
$451 |
$1,032 |
$1,033 |
Average Net Assets for the Period (in thousands) |
$1,622 |
$628 |
$756 |
$996 |
$3,068 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.41% |
1.74% |
1.46% |
1.35% |
1.04% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.30% |
1.35% |
1.21% |
1.18% |
1.03% |
Ratio of Net Investment Income/(Loss) |
(0.08)% |
(0.09)% |
0.27% |
0.33% |
0.10% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$31.55 |
$22.58 |
$21.73 |
$21.68 |
$19.99 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.10 |
0.14 |
0.18 |
0.17 |
0.12 |
Net realized and unrealized gain/(loss) |
(7.79) |
9.30 |
3.20 |
1.37 |
3.12 |
Total from Investment Operations |
(7.69) |
9.44 |
3.38 |
1.54 |
3.24 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.11) |
(0.16) |
(0.21) |
(0.07) |
(0.08) |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.85) |
(0.47) |
(2.53) |
(1.49) |
(1.55) |
Net Asset Value, End of Period |
$21.01 |
$31.55 |
$22.58 |
$21.73 |
$21.68 |
Total Return* |
(26.57)% |
42.18% |
16.37% |
9.05% |
17.29% |
Net Assets, End of Period (in thousands) |
$754,492 |
$679,220 |
$79,528 |
$90,754 |
$54,348 |
Average Net Assets for the Period (in thousands) |
$815,397 |
$316,791 |
$86,316 |
$59,058 |
$58,166 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.83% |
0.85% |
0.66% |
0.65% |
0.57% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.83% |
0.85% |
0.66% |
0.65% |
0.57% |
Ratio of Net Investment Income/(Loss) |
0.36% |
0.48% |
0.84% |
0.85% |
0.60% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$31.50 |
$22.54 |
$21.68 |
$21.63 |
$19.96 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.12 |
0.13 |
0.20 |
0.19 |
0.14 |
Net realized and unrealized gain/(loss) |
(7.77) |
9.31 |
3.20 |
1.36 |
3.10 |
Total from Investment Operations |
(7.65) |
9.44 |
3.40 |
1.55 |
3.24 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.13) |
(0.17) |
(0.22) |
(0.08) |
(0.10) |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.87) |
(0.48) |
(2.54) |
(1.50) |
(1.57) |
Net Asset Value, End of Period |
$20.98 |
$31.50 |
$22.54 |
$21.68 |
$21.63 |
Total Return* |
(26.50)% |
42.28% |
16.50% |
9.16% |
17.37% |
Net Assets, End of Period (in thousands) |
$83,560 |
$78,699 |
$48,111 |
$39,056 |
$26,808 |
Average Net Assets for the Period (in thousands) |
$98,909 |
$60,719 |
$39,349 |
$28,593 |
$24,664 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.73% |
0.77% |
0.58% |
0.58% |
0.50% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.73% |
0.77% |
0.58% |
0.58% |
0.50% |
Ratio of Net Investment Income/(Loss) |
0.46% |
0.46% |
0.97% |
0.92% |
0.69% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$30.14 |
$21.62 |
$20.88 |
$20.97 |
$19.47 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.09) |
(0.10) |
0.01 |
0.01 |
(0.05) |
Net realized and unrealized gain/(loss) |
(7.40) |
8.93 |
3.05 |
1.32 |
3.02 |
Total from Investment Operations |
(7.49) |
8.83 |
3.06 |
1.33 |
2.97 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Net Asset Value, End of Period |
$19.91 |
$30.14 |
$21.62 |
$20.88 |
$20.97 |
Total Return* |
(27.11)% |
41.11% |
15.37% |
8.21% |
16.26% |
Net Assets, End of Period (in thousands) |
$1,628 |
$1,450 |
$410 |
$780 |
$676 |
Average Net Assets for the Period (in thousands) |
$1,877 |
$1,227 |
$804 |
$695 |
$667 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.62% |
1.76% |
1.70% |
1.74% |
1.47% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.55% |
1.61% |
1.50% |
1.48% |
1.41% |
Ratio of Net Investment Income/(Loss) |
(0.36)% |
(0.33)% |
0.07% |
0.04% |
(0.24)% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$31.48 |
$22.54 |
$21.68 |
$21.63 |
$19.95 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.06 |
0.07 |
0.15 |
0.14 |
0.09 |
Net realized and unrealized gain/(loss) |
(7.77) |
9.30 |
3.19 |
1.38 |
3.11 |
Total from Investment Operations |
(7.71) |
9.37 |
3.34 |
1.52 |
3.20 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.06) |
(0.12) |
(0.16) |
(0.05) |
(0.05) |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.80) |
(0.43) |
(2.48) |
(1.47) |
(1.52) |
Net Asset Value, End of Period |
$20.97 |
$31.48 |
$22.54 |
$21.68 |
$21.63 |
Total Return* |
(26.66)% |
41.94% |
16.22% |
8.92% |
17.11% |
Net Assets, End of Period (in thousands) |
$866,118 |
$1,259,649 |
$773,177 |
$730,400 |
$676,452 |
Average Net Assets for the Period (in thousands) |
$1,149,894 |
$1,076,107 |
$731,491 |
$652,848 |
$656,674 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.98% |
1.01% |
0.82% |
0.81% |
0.74% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.96% |
1.00% |
0.81% |
0.79% |
0.73% |
Ratio of Net Investment Income/(Loss) |
0.23% |
0.24% |
0.73% |
0.72% |
0.44% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$168.35 |
$137.77 |
$136.07 |
$131.70 |
$111.15 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.30) |
(0.27) |
(0.09) |
(0.02) |
(0.15) |
Net realized and unrealized gain/(loss) |
(27.16) |
43.67 |
7.94 |
11.19 |
22.79 |
Total from Investment Operations |
(27.46) |
43.40 |
7.85 |
11.17 |
22.64 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Net Asset Value, End of Period |
$116.22 |
$168.35 |
$137.77 |
$136.07 |
$131.70 |
Total Return* |
(19.08)% |
32.57% |
5.81% |
9.88% |
20.63% |
Net Assets, End of Period (in thousands) |
$327,176 |
$472,904 |
$456,433 |
$547,328 |
$666,848 |
Average Net Assets for the Period (in thousands) |
$399,310 |
$493,097 |
$493,576 |
$611,182 |
$647,856 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.14% |
1.13% |
1.17% |
1.15% |
1.16% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.12% |
1.11% |
1.12% |
1.11% |
1.12% |
Ratio of Net Investment Income/(Loss) |
(0.21)% |
(0.17)% |
(0.07)% |
(0.02)% |
(0.13)% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$151.54 |
$125.75 |
$125.40 |
$122.67 |
$104.26 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.87) |
(1.06) |
(0.77) |
(0.71) |
(0.81) |
Net realized and unrealized gain/(loss) |
(23.89) |
39.67 |
7.27 |
10.24 |
21.31 |
Total from Investment Operations |
(24.76) |
38.61 |
6.50 |
9.53 |
20.50 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Net Asset Value, End of Period |
$102.11 |
$151.54 |
$125.75 |
$125.40 |
$122.67 |
Total Return* |
(19.47)% |
31.83% |
5.21% |
9.25% |
19.93% |
Net Assets, End of Period (in thousands) |
$110,936 |
$179,240 |
$173,129 |
$212,985 |
$254,496 |
Average Net Assets for the Period (in thousands) |
$153,213 |
$187,356 |
$188,953 |
$219,505 |
$255,949 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.60% |
1.67% |
1.69% |
1.70% |
1.70% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.60% |
1.67% |
1.69% |
1.70% |
1.70% |
Ratio of Net Investment Income/(Loss) |
(0.69)% |
(0.73)% |
(0.64)% |
(0.61)% |
(0.71)% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$167.17 |
$136.94 |
$135.34 |
$131.09 |
$110.70 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.36) |
(0.34) |
(0.14) |
(0.08) |
(0.21) |
Net realized and unrealized gain/(loss) |
(26.92) |
43.39 |
7.89 |
11.13 |
22.69 |
Total from Investment Operations |
(27.28) |
43.05 |
7.75 |
11.05 |
22.48 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Net Asset Value, End of Period |
$115.22 |
$167.17 |
$136.94 |
$135.34 |
$131.09 |
Total Return* |
(19.12)% |
32.51% |
5.77% |
9.84% |
20.57% |
Net Assets, End of Period (in thousands) |
$283,177 |
$442,011 |
$465,207 |
$589,792 |
$626,458 |
Average Net Assets for the Period (in thousands) |
$375,663 |
$480,226 |
$538,012 |
$592,420 |
$593,963 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.16% |
1.16% |
1.16% |
1.16% |
1.16% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.16% |
1.16% |
1.16% |
1.16% |
1.16% |
Ratio of Net Investment Income/(Loss) |
(0.25)% |
(0.21)% |
(0.11)% |
(0.06)% |
(0.17)% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$175.21 |
$142.89 |
$140.62 |
$135.69 |
$114.20 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.23 |
0.32 |
0.40 |
0.45 |
0.32 |
Net realized and unrealized gain/(loss) |
(28.42) |
45.33 |
8.24 |
11.55 |
23.42 |
Total from Investment Operations |
(28.19) |
45.65 |
8.64 |
12.00 |
23.74 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.59) |
(0.51) |
(0.22) |
(0.27) |
(0.16) |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(25.26) |
(13.33) |
(6.37) |
(7.07) |
(2.25) |
Net Asset Value, End of Period |
$121.76 |
$175.21 |
$142.89 |
$140.62 |
$135.69 |
Total Return* |
(18.78)% |
33.06% |
6.20% |
10.28% |
21.07% |
Net Assets, End of Period (in thousands) |
$5,404,045 |
$8,014,607 |
$6,919,545 |
$7,666,702 |
$6,443,068 |
Average Net Assets for the Period (in thousands) |
$6,984,545 |
$7,776,971 |
$7,335,476 |
$6,775,060 |
$5,408,221 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.76% |
0.74% |
0.75% |
0.75% |
0.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.76% |
0.74% |
0.75% |
0.75% |
0.75% |
Ratio of Net Investment Income/(Loss) |
0.16% |
0.19% |
0.30% |
0.34% |
0.25% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$176.05 |
$143.53 |
$141.19 |
$136.18 |
$114.57 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.38 |
0.47 |
0.53 |
0.56 |
0.42 |
Net realized and unrealized gain/(loss) |
(28.59) |
45.53 |
8.28 |
11.60 |
23.51 |
Total from Investment Operations |
(28.21) |
46.00 |
8.81 |
12.16 |
23.93 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.73) |
(0.66) |
(0.32) |
(0.35) |
(0.23) |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(25.40) |
(13.48) |
(6.47) |
(7.15) |
(2.32) |
Net Asset Value, End of Period |
$122.44 |
$176.05 |
$143.53 |
$141.19 |
$136.18 |
Total Return* |
(18.71)% |
33.17% |
6.30% |
10.38% |
21.18% |
Net Assets, End of Period (in thousands) |
$4,678,462 |
$5,636,167 |
$4,867,667 |
$4,860,043 |
$3,947,225 |
Average Net Assets for the Period (in thousands) |
$5,415,323 |
$5,609,015 |
$4,941,595 |
$4,213,287 |
$3,463,197 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.66% |
0.66% |
0.66% |
0.66% |
0.66% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.66% |
0.66% |
0.66% |
0.66% |
0.66% |
Ratio of Net Investment Income/(Loss) |
0.26% |
0.28% |
0.39% |
0.43% |
0.34% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$160.72 |
$132.38 |
$131.34 |
$127.76 |
$108.20 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.67) |
(0.69) |
(0.46) |
(0.39) |
(0.50) |
Net realized and unrealized gain/(loss) |
(25.66) |
41.85 |
7.65 |
10.77 |
22.15 |
Total from Investment Operations |
(26.33) |
41.16 |
7.19 |
10.38 |
21.65 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Net Asset Value, End of Period |
$109.72 |
$160.72 |
$132.38 |
$131.34 |
$127.76 |
Total Return* |
(19.32)% |
32.18% |
5.51% |
9.56% |
20.27% |
Net Assets, End of Period (in thousands) |
$69,756 |
$110,802 |
$119,190 |
$150,860 |
$162,271 |
Average Net Assets for the Period (in thousands) |
$97,291 |
$124,162 |
$130,918 |
$150,191 |
$167,123 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.41% |
1.40% |
1.41% |
1.41% |
1.41% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.41% |
1.40% |
1.41% |
1.41% |
1.41% |
Ratio of Net Investment Income/(Loss) |
(0.50)% |
(0.45)% |
(0.36)% |
(0.32)% |
(0.43)% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$172.66 |
$141.02 |
$138.90 |
$134.10 |
$112.96 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.01 |
0.07 |
0.20 |
0.24 |
0.11 |
Net realized and unrealized gain/(loss) |
(27.97) |
44.71 |
8.13 |
11.44 |
23.17 |
Total from Investment Operations |
(27.96) |
44.78 |
8.33 |
11.68 |
23.28 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.25) |
(0.32) |
(0.06) |
(0.08) |
(0.05) |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(24.92) |
(13.14) |
(6.21) |
(6.88) |
(2.14) |
Net Asset Value, End of Period |
$119.78 |
$172.66 |
$141.02 |
$138.90 |
$134.10 |
Total Return* |
(18.91)% |
32.84% |
6.04% |
10.12% |
20.88% |
Net Assets, End of Period (in thousands) |
$3,197,451 |
$5,208,155 |
$5,203,521 |
$5,461,958 |
$5,344,306 |
Average Net Assets for the Period (in thousands) |
$4,131,052 |
$5,723,820 |
$5,246,105 |
$5,059,206 |
$4,920,845 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.91% |
0.91% |
0.91% |
0.91% |
0.91% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.90% |
0.90% |
0.90% |
0.91% |
0.91% |
Ratio of Net Investment Income/(Loss) |
0.01% |
0.05% |
0.15% |
0.19% |
0.09% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$56.20 |
$46.81 |
$37.16 |
$37.42 |
$33.03 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.08) |
(0.26) |
(0.08) |
0.02 |
(0.04) |
Net realized and unrealized gain/(loss) |
(17.22) |
13.50 |
12.27 |
2.25 |
7.38 |
Total from Investment Operations |
(17.30) |
13.24 |
12.19 |
2.27 |
7.34 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
(0.01) |
— |
— |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.21) |
(3.85) |
(2.54) |
(2.53) |
(2.95) |
Net Asset Value, End of Period |
$33.69 |
$56.20 |
$46.81 |
$37.16 |
$37.42 |
Total Return* |
(34.00)% |
29.72% |
34.62% |
7.77% |
23.77% |
Net Assets, End of Period (in thousands) |
$326,566 |
$525,208 |
$411,899 |
$303,070 |
$237,547 |
Average Net Assets for the Period (in thousands) |
$456,270 |
$483,419 |
$339,815 |
$268,921 |
$220,973 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.89% |
1.02% |
1.01% |
1.01% |
1.04% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.89% |
1.02% |
1.01% |
0.98% |
0.98% |
Ratio of Net Investment Income/(Loss) |
(0.17)% |
(0.50)% |
(0.21)% |
0.05% |
(0.13)% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.38 |
$37.15 |
$30.17 |
$31.11 |
$28.08 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.28) |
(0.47) |
(0.28) |
(0.16) |
(0.21) |
Net realized and unrealized gain/(loss) |
(12.83) |
10.55 |
9.79 |
1.75 |
6.19 |
Total from Investment Operations |
(13.11) |
10.08 |
9.51 |
1.59 |
5.98 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Net Asset Value, End of Period |
$25.06 |
$43.38 |
$37.15 |
$30.17 |
$31.11 |
Total Return* |
(34.43)% |
28.88% |
33.67% |
7.11% |
23.05% |
Net Assets, End of Period (in thousands) |
$89,166 |
$160,133 |
$137,952 |
$126,726 |
$227,488 |
Average Net Assets for the Period (in thousands) |
$129,956 |
$153,590 |
$128,357 |
$154,535 |
$235,933 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.51% |
1.68% |
1.68% |
1.63% |
1.66% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.51% |
1.68% |
1.68% |
1.58% |
1.59% |
Ratio of Net Investment Income/(Loss) |
(0.80)% |
(1.15)% |
(0.87)% |
(0.58)% |
(0.74)% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$53.33 |
$44.67 |
$35.61 |
$36.02 |
$31.93 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.15) |
(0.33) |
(0.13) |
(0.03) |
(0.08) |
Net realized and unrealized gain/(loss) |
(16.22) |
12.84 |
11.72 |
2.15 |
7.12 |
Total from Investment Operations |
(16.37) |
12.51 |
11.59 |
2.12 |
7.04 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Net Asset Value, End of Period |
$31.75 |
$53.33 |
$44.67 |
$35.61 |
$36.02 |
Total Return* |
(34.09)% |
29.50% |
34.40% |
7.65% |
23.63% |
Net Assets, End of Period (in thousands) |
$331,903 |
$586,481 |
$546,341 |
$475,553 |
$516,748 |
Average Net Assets for the Period (in thousands) |
$480,481 |
$571,789 |
$491,995 |
$468,610 |
$525,707 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.07% |
1.20% |
1.17% |
1.15% |
1.15% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.05% |
1.19% |
1.16% |
1.10% |
1.08% |
Ratio of Net Investment Income/(Loss) |
(0.34)% |
(0.66)% |
(0.36)% |
(0.08)% |
(0.23)% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$59.06 |
$48.89 |
$38.69 |
$38.74 |
$34.00 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.04 |
(0.13) |
0.03 |
0.12 |
0.07 |
Net realized and unrealized gain/(loss) |
(18.21) |
14.15 |
12.80 |
2.36 |
7.63 |
Total from Investment Operations |
(18.17) |
14.02 |
12.83 |
2.48 |
7.70 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.05) |
— |
(0.10) |
— |
(0.01) |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.26) |
(3.85) |
(2.63) |
(2.53) |
(2.96) |
Net Asset Value, End of Period |
$35.63 |
$59.06 |
$48.89 |
$38.69 |
$38.74 |
Total Return* |
(33.84)% |
30.07% |
34.97% |
8.06% |
24.19% |
Net Assets, End of Period (in thousands) |
$1,547,668 |
$2,360,269 |
$1,783,057 |
$1,178,733 |
$1,125,445 |
Average Net Assets for the Period (in thousands) |
$2,082,585 |
$2,119,223 |
$1,416,287 |
$1,081,498 |
$1,024,982 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.64% |
0.76% |
0.74% |
0.72% |
0.72% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.64% |
0.76% |
0.74% |
0.68% |
0.66% |
Ratio of Net Investment Income/(Loss) |
0.08% |
(0.24)% |
0.06% |
0.34% |
0.19% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$59.38 |
$49.11 |
$38.85 |
$38.86 |
$34.08 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.07 |
(0.10) |
0.05 |
0.15 |
0.09 |
Net realized and unrealized gain/(loss) |
(18.30) |
14.22 |
12.86 |
2.37 |
7.66 |
Total from Investment Operations |
(18.23) |
14.12 |
12.91 |
2.52 |
7.75 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.08) |
— |
(0.12) |
— |
(0.02) |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.29) |
(3.85) |
(2.65) |
(2.53) |
(2.97) |
Net Asset Value, End of Period |
$35.86 |
$59.38 |
$49.11 |
$38.85 |
$38.86 |
Total Return* |
(33.78)% |
30.15% |
35.06% |
8.15% |
24.27% |
Net Assets, End of Period (in thousands) |
$371,702 |
$581,225 |
$511,465 |
$273,438 |
$199,929 |
Average Net Assets for the Period (in thousands) |
$516,542 |
$533,647 |
$384,360 |
$212,223 |
$178,576 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.56% |
0.70% |
0.67% |
0.65% |
0.66% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.56% |
0.70% |
0.67% |
0.62% |
0.60% |
Ratio of Net Investment Income/(Loss) |
0.15% |
(0.17)% |
0.12% |
0.40% |
0.26% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$48.48 |
$41.01 |
$32.97 |
$33.65 |
$30.08 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.23) |
(0.40) |
(0.21) |
(0.10) |
(0.15) |
Net realized and unrealized gain/(loss) |
(14.56) |
11.72 |
10.78 |
1.95 |
6.67 |
Total from Investment Operations |
(14.79) |
11.32 |
10.57 |
1.85 |
6.52 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Net Asset Value, End of Period |
$28.48 |
$48.48 |
$41.01 |
$32.97 |
$33.65 |
Total Return* |
(34.26)% |
29.21% |
34.05% |
7.36% |
23.34% |
Net Assets, End of Period (in thousands) |
$60,027 |
$103,653 |
$101,440 |
$106,843 |
$127,954 |
Average Net Assets for the Period (in thousands) |
$84,882 |
$106,256 |
$101,751 |
$113,204 |
$123,528 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.31% |
1.43% |
1.41% |
1.40% |
1.40% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.30% |
1.42% |
1.41% |
1.36% |
1.34% |
Ratio of Net Investment Income/(Loss) |
(0.59)% |
(0.90)% |
(0.60)% |
(0.34)% |
(0.49)% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$54.99 |
$45.83 |
$36.44 |
$36.70 |
$32.40 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.03) |
(0.21) |
(0.04) |
0.06 |
0.01 |
Net realized and unrealized gain/(loss) |
(16.83) |
13.22 |
12.01 |
2.21 |
7.24 |
Total from Investment Operations |
(16.86) |
13.01 |
11.97 |
2.27 |
7.25 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
(0.05) |
— |
—(2) |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.21) |
(3.85) |
(2.58) |
(2.53) |
(2.95) |
Net Asset Value, End of Period |
$32.92 |
$54.99 |
$45.83 |
$36.44 |
$36.70 |
Total Return* |
(33.94)% |
29.86% |
34.71% |
7.93% |
23.96% |
Net Assets, End of Period (in thousands) |
$2,759,921 |
$4,465,117 |
$3,621,078 |
$2,914,481 |
$2,935,096 |
Average Net Assets for the Period (in thousands) |
$3,817,603 |
$4,169,739 |
$3,138,440 |
$2,750,999 |
$2,727,557 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.81% |
0.95% |
0.92% |
0.90% |
0.91% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.79% |
0.93% |
0.91% |
0.85% |
0.83% |
Ratio of Net Investment Income/(Loss) |
(0.07)% |
(0.41)% |
(0.10)% |
0.17% |
0.02% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$73.95 |
$59.77 |
$58.49 |
$59.20 |
$51.66 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.55 |
0.49 |
0.80 |
1.00 |
0.91 |
Net realized and unrealized gain/(loss) |
(10.31) |
16.06 |
2.53 |
2.27 |
8.49 |
Total from Investment Operations |
(9.76) |
16.55 |
3.33 |
3.27 |
9.40 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.57) |
(0.51) |
(0.83) |
(1.01) |
(0.91) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(4.33) |
(2.37) |
(2.05) |
(3.98) |
(1.86) |
Net Asset Value, End of Period |
$59.86 |
$73.95 |
$59.77 |
$58.49 |
$59.20 |
Total Return* |
(14.38)% |
28.28% |
5.81% |
6.53% |
18.48% |
Net Assets, End of Period (in thousands) |
$71,633 |
$91,735 |
$80,310 |
$88,445 |
$32,284 |
Average Net Assets for the Period (in thousands) |
$90,358 |
$88,624 |
$80,441 |
$64,525 |
$25,843 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.01% |
1.01% |
0.99% |
0.95% |
0.95% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.01% |
1.01% |
0.99% |
0.95% |
0.95% |
Ratio of Net Investment Income/(Loss) |
0.77% |
0.71% |
1.41% |
1.79% |
1.63% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$72.81 |
$58.90 |
$57.68 |
$58.46 |
$51.07 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.10 |
0.05 |
0.43 |
0.56 |
0.49 |
Net realized and unrealized gain/(loss) |
(10.13) |
15.82 |
2.49 |
2.26 |
8.39 |
Total from Investment Operations |
(10.03) |
15.87 |
2.92 |
2.82 |
8.88 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.15) |
(0.10) |
(0.48) |
(0.63) |
(0.54) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(3.91) |
(1.96) |
(1.70) |
(3.60) |
(1.49) |
Net Asset Value, End of Period |
$58.87 |
$72.81 |
$58.90 |
$57.68 |
$58.46 |
Total Return* |
(14.93)% |
27.48% |
5.12% |
5.75% |
17.59% |
Net Assets, End of Period (in thousands) |
$40,161 |
$53,156 |
$49,982 |
$59,591 |
$25,899 |
Average Net Assets for the Period (in thousands) |
$50,122 |
$53,200 |
$55,935 |
$42,229 |
$22,813 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.64% |
1.65% |
1.64% |
1.69% |
1.68% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.64% |
1.65% |
1.64% |
1.69% |
1.68% |
Ratio of Net Investment Income/(Loss) |
0.15% |
0.08% |
0.77% |
1.02% |
0.90% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$73.92 |
$59.74 |
$58.47 |
$59.17 |
$51.63 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.46 |
0.42 |
0.72 |
0.89 |
0.80 |
Net realized and unrealized gain/(loss) |
(10.31) |
16.05 |
2.53 |
2.28 |
8.50 |
Total from Investment Operations |
(9.85) |
16.47 |
3.25 |
3.17 |
9.30 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.48) |
(0.43) |
(0.76) |
(0.90) |
(0.81) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(4.24) |
(2.29) |
(1.98) |
(3.87) |
(1.76) |
Net Asset Value, End of Period |
$59.83 |
$73.92 |
$59.74 |
$58.47 |
$59.17 |
Total Return* |
(14.49)% |
28.15% |
5.67% |
6.34% |
18.27% |
Net Assets, End of Period (in thousands) |
$12,049 |
$23,935 |
$22,870 |
$24,559 |
$23,236 |
Average Net Assets for the Period (in thousands) |
$19,602 |
$23,621 |
$23,489 |
$22,203 |
$24,627 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.13% |
1.13% |
1.13% |
1.13% |
1.13% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.12% |
1.12% |
1.13% |
1.12% |
1.12% |
Ratio of Net Investment Income/(Loss) |
0.63% |
0.61% |
1.28% |
1.59% |
1.43% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$74.12 |
$59.90 |
$58.61 |
$59.29 |
$51.74 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.78 |
0.71 |
0.97 |
1.13 |
1.05 |
Net realized and unrealized gain/(loss) |
(10.35) |
16.10 |
2.52 |
2.29 |
8.50 |
Total from Investment Operations |
(9.57) |
16.81 |
3.49 |
3.42 |
9.55 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.79) |
(0.73) |
(0.98) |
(1.13) |
(1.05) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(4.55) |
(2.59) |
(2.20) |
(4.10) |
(2.00) |
Net Asset Value, End of Period |
$60.00 |
$74.12 |
$59.90 |
$58.61 |
$59.29 |
Total Return* |
(14.12)% |
28.68% |
6.11% |
6.80% |
18.75% |
Net Assets, End of Period (in thousands) |
$344,524 |
$458,387 |
$429,567 |
$537,792 |
$175,321 |
Average Net Assets for the Period (in thousands) |
$425,515 |
$443,087 |
$500,070 |
$359,418 |
$129,552 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.70% |
0.70% |
0.71% |
0.71% |
0.69% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.70% |
0.70% |
0.71% |
0.71% |
0.69% |
Ratio of Net Investment Income/(Loss) |
1.08% |
1.03% |
1.70% |
2.02% |
1.88% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$74.01 |
$59.80 |
$58.52 |
$59.22 |
$51.67 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.84 |
0.76 |
1.00 |
1.14 |
1.12 |
Net realized and unrealized gain/(loss) |
(10.35) |
16.09 |
2.53 |
2.30 |
8.45 |
Total from Investment Operations |
(9.51) |
16.85 |
3.53 |
3.44 |
9.57 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.84) |
(0.78) |
(1.03) |
(1.17) |
(1.07) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(4.60) |
(2.64) |
(2.25) |
(4.14) |
(2.02) |
Net Asset Value, End of Period |
$59.90 |
$74.01 |
$59.80 |
$58.52 |
$59.22 |
Total Return* |
(14.06)% |
28.81% |
6.20% |
6.85% |
18.83% |
Net Assets, End of Period (in thousands) |
$47,906 |
$73,167 |
$55,506 |
$40,399 |
$8,802 |
Average Net Assets for the Period (in thousands) |
$73,633 |
$65,537 |
$50,678 |
$17,524 |
$7,427 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.63% |
0.62% |
0.63% |
0.64% |
0.65% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.63% |
0.62% |
0.63% |
0.64% |
0.65% |
Ratio of Net Investment Income/(Loss) |
1.17% |
1.09% |
1.76% |
2.04% |
2.00% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$73.44 |
$59.35 |
$58.10 |
$58.86 |
$51.40 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.27 |
0.23 |
0.57 |
0.72 |
0.65 |
Net realized and unrealized gain/(loss) |
(10.23) |
15.95 |
2.51 |
2.27 |
8.44 |
Total from Investment Operations |
(9.96) |
16.18 |
3.08 |
2.99 |
9.09 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.30) |
(0.23) |
(0.61) |
(0.78) |
(0.68) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(4.06) |
(2.09) |
(1.83) |
(3.75) |
(1.63) |
Net Asset Value, End of Period |
$59.42 |
$73.44 |
$59.35 |
$58.10 |
$58.86 |
Total Return* |
(14.72)% |
27.82% |
5.38% |
6.03% |
17.92% |
Net Assets, End of Period (in thousands) |
$5,477 |
$7,329 |
$8,023 |
$7,760 |
$5,244 |
Average Net Assets for the Period (in thousands) |
$6,786 |
$8,987 |
$8,032 |
$6,321 |
$3,952 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.40% |
1.39% |
1.40% |
1.42% |
1.41% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.40% |
1.39% |
1.40% |
1.42% |
1.41% |
Ratio of Net Investment Income/(Loss) |
0.38% |
0.34% |
1.00% |
1.30% |
1.18% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$74.01 |
$59.81 |
$58.53 |
$59.22 |
$51.68 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.67 |
0.60 |
0.88 |
1.04 |
0.95 |
Net realized and unrealized gain/(loss) |
(10.34) |
16.08 |
2.52 |
2.28 |
8.49 |
Total from Investment Operations |
(9.67) |
16.68 |
3.40 |
3.32 |
9.44 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.68) |
(0.62) |
(0.90) |
(1.04) |
(0.95) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(4.44) |
(2.48) |
(2.12) |
(4.01) |
(1.90) |
Net Asset Value, End of Period |
$59.90 |
$74.01 |
$59.81 |
$58.53 |
$59.22 |
Total Return* |
(14.26)% |
28.49% |
5.95% |
6.62% |
18.56% |
Net Assets, End of Period (in thousands) |
$1,683,707 |
$2,108,286 |
$1,805,935 |
$1,996,900 |
$1,842,777 |
Average Net Assets for the Period (in thousands) |
$2,048,237 |
$2,025,668 |
$1,863,456 |
$1,852,659 |
$1,735,754 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.87% |
0.87% |
0.87% |
0.87% |
0.87% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.85% |
0.86% |
0.86% |
0.86% |
0.86% |
Ratio of Net Investment Income/(Loss) |
0.93% |
0.87% |
1.54% |
1.86% |
1.71% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$70.69 |
$59.31 |
$49.56 |
$53.33 |
$45.29 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.10) |
(0.15) |
0.06 |
0.14 |
0.08 |
Net realized and unrealized gain/(loss) |
(17.06) |
13.37 |
14.75 |
0.50 |
10.25 |
Total from Investment Operations |
(17.16) |
13.22 |
14.81 |
0.64 |
10.33 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
(0.13) |
(0.06) |
(0.03) |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.84) |
(5.06) |
(4.41) |
(2.29) |
Net Asset Value, End of Period |
$44.68 |
$70.69 |
$59.31 |
$49.56 |
$53.33 |
Total Return* |
(28.11)% |
22.66% |
32.14% |
2.98% |
23.56% |
Net Assets, End of Period (in thousands) |
$36,486 |
$53,589 |
$36,300 |
$29,853 |
$28,474 |
Average Net Assets for the Period (in thousands) |
$48,724 |
$45,054 |
$31,223 |
$28,823 |
$26,135 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.84% |
0.86% |
0.86% |
0.89% |
0.93% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.84% |
0.86% |
0.86% |
0.89% |
0.91% |
Ratio of Net Investment Income/(Loss) |
(0.16)% |
(0.22)% |
0.12% |
0.30% |
0.17% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$64.28 |
$54.45 |
$46.06 |
$50.18 |
$42.99 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.45) |
(0.53) |
(0.27) |
(0.18) |
(0.23) |
Net realized and unrealized gain/(loss) |
(15.19) |
12.20 |
13.59 |
0.41 |
9.68 |
Total from Investment Operations |
(15.64) |
11.67 |
13.32 |
0.23 |
9.45 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Net Asset Value, End of Period |
$39.79 |
$64.28 |
$54.45 |
$46.06 |
$50.18 |
Total Return* |
(28.60)% |
21.81% |
31.20% |
2.27% |
22.73% |
Net Assets, End of Period (in thousands) |
$8,523 |
$15,910 |
$18,502 |
$19,109 |
$27,515 |
Average Net Assets for the Period (in thousands) |
$12,989 |
$17,155 |
$18,763 |
$21,832 |
$26,463 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.52% |
1.54% |
1.55% |
1.58% |
1.61% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.52% |
1.54% |
1.55% |
1.57% |
1.58% |
Ratio of Net Investment Income/(Loss) |
(0.85)% |
(0.88)% |
(0.57)% |
(0.39)% |
(0.50)% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$69.26 |
$58.25 |
$48.72 |
$52.52 |
$44.68 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.20) |
(0.26) |
(0.03) |
0.07 |
0.01 |
Net realized and unrealized gain/(loss) |
(16.64) |
13.11 |
14.49 |
0.48 |
10.10 |
Total from Investment Operations |
(16.84) |
12.85 |
14.46 |
0.55 |
10.11 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
(0.01) |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.27) |
Net Asset Value, End of Period |
$43.57 |
$69.26 |
$58.25 |
$48.72 |
$52.52 |
Total Return* |
(28.24)% |
22.43% |
31.89% |
2.82% |
23.38% |
Net Assets, End of Period (in thousands) |
$19,124 |
$30,909 |
$26,600 |
$33,835 |
$27,788 |
Average Net Assets for the Period (in thousands) |
$26,683 |
$29,786 |
$25,562 |
$28,972 |
$27,937 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.04% |
1.05% |
1.03% |
1.06% |
1.08% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.03% |
1.04% |
1.03% |
1.05% |
1.06% |
Ratio of Net Investment Income/(Loss) |
(0.35)% |
(0.39)% |
(0.06)% |
0.14% |
0.03% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$71.28 |
$59.74 |
$49.89 |
$53.67 |
$45.53 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.05 |
0.02 |
0.20 |
0.27 |
0.22 |
Net realized and unrealized gain/(loss) |
(17.25) |
13.46 |
14.84 |
0.48 |
10.32 |
Total from Investment Operations |
(17.20) |
13.48 |
15.04 |
0.75 |
10.54 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.10) |
(0.26) |
(0.18) |
(0.14) |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.94) |
(5.19) |
(4.53) |
(2.40) |
Net Asset Value, End of Period |
$45.23 |
$71.28 |
$59.74 |
$49.89 |
$53.67 |
Total Return* |
(27.91)% |
22.95% |
32.47% |
3.23% |
23.94% |
Net Assets, End of Period (in thousands) |
$298,319 |
$448,508 |
$383,533 |
$340,425 |
$387,130 |
Average Net Assets for the Period (in thousands) |
$396,836 |
$428,367 |
$349,367 |
$339,641 |
$382,642 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.59% |
0.61% |
0.60% |
0.63% |
0.65% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.59% |
0.61% |
0.60% |
0.62% |
0.63% |
Ratio of Net Investment Income/(Loss) |
0.08% |
0.03% |
0.38% |
0.56% |
0.45% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$71.32 |
$59.75 |
$49.90 |
$53.69 |
$45.54 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.09 |
0.07 |
0.23 |
0.31 |
0.26 |
Net realized and unrealized gain/(loss) |
(17.27) |
13.47 |
14.85 |
0.47 |
10.31 |
Total from Investment Operations |
(17.18) |
13.54 |
15.08 |
0.78 |
10.57 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.13) |
(0.30) |
(0.22) |
(0.16) |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.97) |
(5.23) |
(4.57) |
(2.42) |
Net Asset Value, End of Period |
$45.29 |
$71.32 |
$59.75 |
$49.90 |
$53.69 |
Total Return* |
(27.86)% |
23.05% |
32.57% |
3.31% |
24.02% |
Net Assets, End of Period (in thousands) |
$286,346 |
$432,553 |
$394,953 |
$308,922 |
$311,140 |
Average Net Assets for the Period (in thousands) |
$378,504 |
$426,650 |
$350,927 |
$296,644 |
$278,339 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.52% |
0.54% |
0.53% |
0.55% |
0.58% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.52% |
0.54% |
0.53% |
0.54% |
0.56% |
Ratio of Net Investment Income/(Loss) |
0.15% |
0.11% |
0.45% |
0.64% |
0.53% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$70.04 |
$59.04 |
$49.46 |
$53.37 |
$45.47 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.35) |
(0.42) |
(0.18) |
(0.05) |
(0.12) |
Net realized and unrealized gain/(loss) |
(16.82) |
13.26 |
14.69 |
0.49 |
10.28 |
Total from Investment Operations |
(17.17) |
12.84 |
14.51 |
0.44 |
10.16 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Net Asset Value, End of Period |
$44.02 |
$70.04 |
$59.04 |
$49.46 |
$53.37 |
Total Return* |
(28.41)% |
22.10% |
31.48% |
2.55% |
23.06% |
Net Assets, End of Period (in thousands) |
$2,903 |
$4,226 |
$4,269 |
$4,476 |
$5,021 |
Average Net Assets for the Period (in thousands) |
$3,822 |
$4,354 |
$4,322 |
$4,550 |
$4,931 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.33% |
1.34% |
1.34% |
1.30% |
1.35% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.27% |
1.30% |
1.34% |
1.30% |
1.33% |
Ratio of Net Investment Income/(Loss) |
(0.60)% |
(0.64)% |
(0.36)% |
(0.11)% |
(0.25)% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$71.39 |
$59.86 |
$49.98 |
$53.74 |
$45.61 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.04) |
(0.08) |
0.11 |
0.20 |
0.14 |
Net realized and unrealized gain/(loss) |
(17.27) |
13.48 |
14.89 |
0.49 |
10.33 |
Total from Investment Operations |
(17.31) |
13.40 |
15.00 |
0.69 |
10.47 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.03) |
(0.19) |
(0.10) |
(0.08) |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.87) |
(5.12) |
(4.45) |
(2.34) |
Net Asset Value, End of Period |
$45.23 |
$71.39 |
$59.86 |
$49.98 |
$53.74 |
Total Return* |
(28.04)% |
22.76% |
32.27% |
3.07% |
23.74% |
Net Assets, End of Period (in thousands) |
$3,051,003 |
$4,577,362 |
$3,940,635 |
$3,319,149 |
$3,481,882 |
Average Net Assets for the Period (in thousands) |
$4,056,851 |
$4,384,575 |
$3,505,134 |
$3,219,617 |
$3,264,878 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.77% |
0.79% |
0.78% |
0.80% |
0.83% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.74% |
0.77% |
0.76% |
0.77% |
0.79% |
Ratio of Net Investment Income/(Loss) |
(0.07)% |
(0.13)% |
0.22% |
0.41% |
0.29% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$38.38 |
$30.01 |
$29.95 |
$33.12 |
$28.03 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.19) |
(0.26) |
(0.16) |
(0.08) |
(0.07) |
Net realized and unrealized gain/(loss) |
(8.25) |
10.22 |
1.55 |
(1.19) |
6.62 |
Total from Investment Operations |
(8.44) |
9.96 |
1.39 |
(1.27) |
6.55 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$23.01 |
$38.38 |
$30.01 |
$29.95 |
$33.12 |
Total Return* |
(26.63)% |
33.41% |
4.64% |
(2.69)% |
24.26% |
Net Assets, End of Period (in thousands) |
$277,727 |
$467,269 |
$416,036 |
$491,045 |
$586,644 |
Average Net Assets for the Period (in thousands) |
$376,354 |
$494,458 |
$430,974 |
$501,143 |
$544,457 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.30% |
1.29% |
1.35% |
1.33% |
1.30% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.12% |
1.10% |
1.12% |
1.12% |
1.12% |
Ratio of Net Investment Income/(Loss) |
(0.65)% |
(0.69)% |
(0.57)% |
(0.28)% |
(0.25)% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$34.49 |
$27.23 |
$27.45 |
$30.72 |
$26.25 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.31) |
(0.42) |
(0.30) |
(0.23) |
(0.25) |
Net realized and unrealized gain/(loss) |
(7.20) |
9.27 |
1.41 |
(1.14) |
6.18 |
Total from Investment Operations |
(7.51) |
8.85 |
1.11 |
(1.37) |
5.93 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$20.05 |
$34.49 |
$27.23 |
$27.45 |
$30.72 |
Total Return* |
(26.99)% |
32.72% |
4.02% |
(3.26)% |
23.51% |
Net Assets, End of Period (in thousands) |
$18,940 |
$49,738 |
$97,105 |
$150,431 |
$206,617 |
Average Net Assets for the Period (in thousands) |
$33,240 |
$75,187 |
$124,872 |
$168,909 |
$219,336 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.60% |
1.65% |
1.70% |
1.68% |
1.74% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.60% |
1.65% |
1.70% |
1.68% |
1.74% |
Ratio of Net Investment Income/(Loss) |
(1.15)% |
(1.25)% |
(1.14)% |
(0.84)% |
(0.88)% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$37.93 |
$29.68 |
$29.65 |
$32.83 |
$27.81 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.21) |
(0.28) |
(0.17) |
(0.09) |
(0.09) |
Net realized and unrealized gain/(loss) |
(8.12) |
10.12 |
1.53 |
(1.19) |
6.57 |
Total from Investment Operations |
(8.33) |
9.84 |
1.36 |
(1.28) |
6.48 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$22.67 |
$37.93 |
$29.68 |
$29.65 |
$32.83 |
Total Return* |
(26.66)% |
33.37% |
4.58% |
(2.75)% |
24.20% |
Net Assets, End of Period (in thousands) |
$234,961 |
$452,832 |
$450,947 |
$520,950 |
$619,660 |
Average Net Assets for the Period (in thousands) |
$338,266 |
$498,603 |
$471,543 |
$541,037 |
$553,006 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.16% |
1.16% |
1.16% |
1.16% |
1.16% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.16% |
1.16% |
1.16% |
1.16% |
1.16% |
Ratio of Net Investment Income/(Loss) |
(0.69)% |
(0.75)% |
(0.61)% |
(0.32)% |
(0.29)% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$40.17 |
$31.24 |
$31.02 |
$34.11 |
$28.72 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.09) |
(0.13) |
(0.06) |
0.02 |
0.04 |
Net realized and unrealized gain/(loss) |
(8.74) |
10.65 |
1.61 |
(1.21) |
6.81 |
Total from Investment Operations |
(8.83) |
10.52 |
1.55 |
(1.19) |
6.85 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$24.41 |
$40.17 |
$31.24 |
$31.02 |
$34.11 |
Total Return* |
(26.38)% |
33.90% |
5.00% |
(2.36)% |
24.74% |
Net Assets, End of Period (in thousands) |
$1,154,792 |
$2,082,427 |
$1,953,114 |
$2,235,807 |
$2,451,517 |
Average Net Assets for the Period (in thousands) |
$1,607,957 |
$2,243,961 |
$2,022,112 |
$2,206,658 |
$2,158,823 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.76% |
0.75% |
0.76% |
0.76% |
0.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.76% |
0.75% |
0.76% |
0.76% |
0.75% |
Ratio of Net Investment Income/(Loss) |
(0.30)% |
(0.34)% |
(0.21)% |
0.08% |
0.12% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$40.48 |
$31.44 |
$31.18 |
$34.24 |
$28.80 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.06) |
(0.10) |
(0.03) |
0.05 |
0.07 |
Net realized and unrealized gain/(loss) |
(8.83) |
10.73 |
1.62 |
(1.21) |
6.83 |
Total from Investment Operations |
(8.89) |
10.63 |
1.59 |
(1.16) |
6.90 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$24.66 |
$40.48 |
$31.44 |
$31.18 |
$34.24 |
Total Return* |
(26.32)% |
34.04% |
5.11% |
(2.26)% |
24.85% |
Net Assets, End of Period (in thousands) |
$2,485,743 |
$4,412,467 |
$3,824,419 |
$3,848,034 |
$3,218,359 |
Average Net Assets for the Period (in thousands) |
$3,483,140 |
$4,658,162 |
$3,817,816 |
$3,452,214 |
$2,381,425 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.66% |
0.66% |
0.66% |
0.66% |
0.66% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.66% |
0.66% |
0.66% |
0.66% |
0.66% |
Ratio of Net Investment Income/(Loss) |
(0.20)% |
(0.25)% |
(0.12)% |
0.17% |
0.23% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$36.75 |
$28.86 |
$28.94 |
$32.17 |
$27.34 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.26) |
(0.35) |
(0.24) |
(0.16) |
(0.16) |
Net realized and unrealized gain/(loss) |
(7.82) |
9.83 |
1.49 |
(1.17) |
6.45 |
Total from Investment Operations |
(8.08) |
9.48 |
1.25 |
(1.33) |
6.29 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$21.74 |
$36.75 |
$28.86 |
$28.94 |
$32.17 |
Total Return* |
(26.87)% |
33.06% |
4.30% |
(2.97)% |
23.91% |
Net Assets, End of Period (in thousands) |
$188,832 |
$293,567 |
$281,907 |
$325,507 |
$386,643 |
Average Net Assets for the Period (in thousands) |
$248,880 |
$316,824 |
$295,035 |
$341,001 |
$352,329 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.41% |
1.40% |
1.41% |
1.41% |
1.41% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.41% |
1.40% |
1.41% |
1.41% |
1.41% |
Ratio of Net Investment Income/(Loss) |
(0.94)% |
(0.99)% |
(0.86)% |
(0.57)% |
(0.54)% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$39.34 |
$30.67 |
$30.51 |
$33.64 |
$28.39 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.13) |
(0.19) |
(0.10) |
(0.02) |
(0.01) |
Net realized and unrealized gain/(loss) |
(8.52) |
10.45 |
1.59 |
(1.21) |
6.72 |
Total from Investment Operations |
(8.65) |
10.26 |
1.49 |
(1.23) |
6.71 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$23.76 |
$39.34 |
$30.67 |
$30.51 |
$33.64 |
Total Return* |
(26.50)% |
33.67% |
4.89% |
(2.52)% |
24.53% |
Net Assets, End of Period (in thousands) |
$1,592,889 |
$2,670,126 |
$2,379,045 |
$2,881,377 |
$3,317,058 |
Average Net Assets for the Period (in thousands) |
$2,140,397 |
$2,809,155 |
$2,557,135 |
$2,940,071 |
$3,031,535 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.91% |
0.91% |
0.91% |
0.91% |
0.91% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.90% |
0.90% |
0.90% |
0.90% |
0.91% |
Ratio of Net Investment Income/(Loss) |
(0.44)% |
(0.49)% |
(0.35)% |
(0.07)% |
(0.04)% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$106.21 |
$82.08 |
$76.74 |
$88.38 |
$76.48 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.49) |
(0.67) |
(0.37) |
(0.24) |
(0.25) |
Net realized and unrealized gain/(loss) |
(26.74) |
30.42 |
8.89 |
(4.67) |
16.26 |
Total from Investment Operations |
(27.23) |
29.75 |
8.52 |
(4.91) |
16.01 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Net Asset Value, End of Period |
$66.65 |
$106.21 |
$82.08 |
$76.74 |
$88.38 |
Total Return* |
(28.58)% |
36.78% |
11.26% |
(4.08)% |
21.83% |
Net Assets, End of Period (in thousands) |
$15,149 |
$24,644 |
$18,447 |
$27,201 |
$31,373 |
Average Net Assets for the Period (in thousands) |
$20,355 |
$23,550 |
$22,978 |
$27,960 |
$24,358 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.01% |
1.00% |
1.02% |
1.02% |
1.01% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.01% |
1.00% |
1.02% |
1.02% |
1.01% |
Ratio of Net Investment Income/(Loss) |
(0.59)% |
(0.66)% |
(0.49)% |
(0.32)% |
(0.31)% |
Portfolio Turnover Rate |
14% |
21% |
25% |
19% |
28% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$95.22 |
$74.59 |
$70.48 |
$82.39 |
$72.06 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.99) |
(1.29) |
(0.82) |
(0.72) |
(0.78) |
Net realized and unrealized gain/(loss) |
(23.55) |
27.54 |
8.11 |
(4.46) |
15.22 |
Total from Investment Operations |
(24.54) |
26.25 |
7.29 |
(5.18) |
14.44 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Net Asset Value, End of Period |
$58.35 |
$95.22 |
$74.59 |
$70.48 |
$82.39 |
Total Return* |
(29.11)% |
35.74% |
10.49% |
(4.76)% |
20.95% |
Net Assets, End of Period (in thousands) |
$1,642 |
$3,747 |
$5,562 |
$8,561 |
$12,223 |
Average Net Assets for the Period (in thousands) |
$2,525 |
$4,965 |
$6,913 |
$9,783 |
$12,894 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.73% |
1.76% |
1.71% |
1.73% |
1.74% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.73% |
1.76% |
1.71% |
1.73% |
1.74% |
Ratio of Net Investment Income/(Loss) |
(1.31)% |
(1.42)% |
(1.18)% |
(1.03)% |
(1.03)% |
Portfolio Turnover Rate |
14% |
21% |
25% |
19% |
28% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$104.51 |
$80.97 |
$75.85 |
$87.56 |
$75.92 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.62) |
(0.83) |
(0.49) |
(0.35) |
(0.37) |
Net realized and unrealized gain/(loss) |
(26.24) |
29.99 |
8.79 |
(4.63) |
16.12 |
Total from Investment Operations |
(26.86) |
29.16 |
8.30 |
(4.98) |
15.75 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Net Asset Value, End of Period |
$65.32 |
$104.51 |
$80.97 |
$75.85 |
$87.56 |
Total Return* |
(28.70)% |
36.55% |
11.10% |
(4.21)% |
21.64% |
Net Assets, End of Period (in thousands) |
$29,213 |
$54,537 |
$64,120 |
$73,302 |
$82,776 |
Average Net Assets for the Period (in thousands) |
$42,248 |
$59,918 |
$66,822 |
$74,076 |
$69,664 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.17% |
1.16% |
1.17% |
1.17% |
1.17% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.17% |
1.16% |
1.17% |
1.17% |
1.17% |
Ratio of Net Investment Income/(Loss) |
(0.75)% |
(0.83)% |
(0.65)% |
(0.47)% |
(0.46)% |
Portfolio Turnover Rate |
14% |
21% |
25% |
19% |
28% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$111.10 |
$85.45 |
$79.57 |
$91.10 |
$78.51 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.30) |
(0.44) |
(0.19) |
(0.04) |
(0.03) |
Net realized and unrealized gain/(loss) |
(28.15) |
31.71 |
9.25 |
(4.76) |
16.73 |
Total from Investment Operations |
(28.45) |
31.27 |
9.06 |
(4.80) |
16.70 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Net Asset Value, End of Period |
$70.32 |
$111.10 |
$85.45 |
$79.57 |
$91.10 |
Total Return* |
(28.40)% |
37.13% |
11.55% |
(3.82)% |
22.16% |
Net Assets, End of Period (in thousands) |
$220,157 |
$363,007 |
$287,582 |
$315,109 |
$362,757 |
Average Net Assets for the Period (in thousands) |
$294,435 |
$357,200 |
$292,611 |
$318,833 |
$317,820 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.76% |
0.75% |
0.75% |
0.75% |
0.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.76% |
0.75% |
0.75% |
0.75% |
0.75% |
Ratio of Net Investment Income/(Loss) |
(0.34)% |
(0.42)% |
(0.23)% |
(0.05)% |
(0.04)% |
Portfolio Turnover Rate |
14% |
21% |
25% |
19% |
28% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$112.20 |
$86.18 |
$80.15 |
$91.63 |
$78.88 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.22) |
(0.35) |
(0.12) |
0.02 |
0.03 |
Net realized and unrealized gain/(loss) |
(28.48) |
31.99 |
9.33 |
(4.77) |
16.83 |
Total from Investment Operations |
(28.70) |
31.64 |
9.21 |
(4.75) |
16.86 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Net Asset Value, End of Period |
$71.17 |
$112.20 |
$86.18 |
$80.15 |
$91.63 |
Total Return* |
(28.34)% |
37.25% |
11.65% |
(3.74)% |
22.26% |
Net Assets, End of Period (in thousands) |
$335,608 |
$565,040 |
$454,982 |
$411,523 |
$346,638 |
Average Net Assets for the Period (in thousands) |
$458,042 |
$572,312 |
$430,317 |
$365,491 |
$248,072 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.67% |
0.66% |
0.66% |
0.67% |
0.67% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.67% |
0.66% |
0.66% |
0.67% |
0.67% |
Ratio of Net Investment Income/(Loss) |
(0.25)% |
(0.33)% |
(0.15)% |
0.03% |
0.04% |
Portfolio Turnover Rate |
14% |
21% |
25% |
19% |
28% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$108.38 |
$83.59 |
$78.01 |
$89.60 |
$77.41 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.41) |
(0.58) |
(0.30) |
(0.16) |
(0.16) |
Net realized and unrealized gain/(loss) |
(27.37) |
30.99 |
9.06 |
(4.70) |
16.46 |
Total from Investment Operations |
(27.78) |
30.41 |
8.76 |
(4.86) |
16.30 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Net Asset Value, End of Period |
$68.27 |
$108.38 |
$83.59 |
$78.01 |
$89.60 |
Total Return* |
(28.51)% |
36.91% |
11.39% |
(3.96)% |
21.95% |
Net Assets, End of Period (in thousands) |
$665,815 |
$1,051,872 |
$815,350 |
$896,264 |
$1,009,462 |
Average Net Assets for the Period (in thousands) |
$858,977 |
$1,026,384 |
$839,860 |
$899,106 |
$978,055 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.92% |
0.91% |
0.91% |
0.91% |
0.91% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.90% |
0.90% |
0.91% |
0.91% |
0.91% |
Ratio of Net Investment Income/(Loss) |
(0.47)% |
(0.57)% |
(0.38)% |
(0.20)% |
(0.20)% |
Portfolio Turnover Rate |
14% |
21% |
25% |
19% |
28% |
AMERIPRISE FINANCIAL |
EDWARD JONES |
MERRILL LYNCH |
Front-end Sales Load Waivers on Class A Shares available at Merrill Lynch |
|
Employer-sponsored retirement, deferred compensation and employee benefit plans (including health savings accounts) and trusts used to fund those plans, provided that the shares are not held in a commission-based brokerage account and shares are held for the benefit of the plan |
Shares purchased by a 529 Plan (does not include 529 Plan units or 529-specific share classes or equivalents) |
Shares purchased through a Merrill Lynch affiliated investment advisory program |
Shares exchanged due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Shares purchased by third party investment advisors on behalf of their advisory clients through Merrill Lynch’s platform |
Shares of funds purchased through the Merrill Edge Self-Directed platform (if applicable) |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same fund (but not any other fund within the fund family) |
Shares exchanged from Class C (i.e. level-load) shares of the same fund pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Employees and registered representatives of Merrill Lynch or its affiliates and their family members |
Directors or Trustees of the Fund, and employees of the Fund’s investment adviser or any of its affiliates, as described in the Fund’s prospectus |
Eligible shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as Rights of Reinstatement). Automated transactions (i.e., systematic purchases and withdrawals) and purchases made after shares are automatically sold to pay Merrill Lynch’s account maintenance fees are not eligible for reinstatement |
CDSC Waivers on A and C Shares available at Merrill Lynch |
|
Death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s prospectus |
Return of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts pursuant to the Internal Revenue Code |
Shares sold to pay Merrill Lynch fees but only if the transaction is initiated by Merrill Lynch |
Shares acquired through a right of reinstatement |
Shares held in retirement brokerage accounts, that are exchanged for a lower cost share class due to transfer to a fee based account or platform (applicable to A and C shares only) |
Shares received through an exchange due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Front-end load Discounts Available at Merrill Lynch: Breakpoints, Rights of Accumulation & Letters of Intent |
Breakpoints as described in this prospectus |
Rights of Accumulation (ROA) which entitle shareholders to breakpoint discounts as described in the Fund’s prospectus will be automatically calculated based on the aggregated holding of fund family assets held by accounts (including 529 program holdings, where applicable) within the purchaser’s household at Merrill Lynch. Eligible fund family assets not held at Merrill Lynch may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets |
Letters of Intent (LOI) which allow for breakpoint discounts based on anticipated purchases within a fund family, through Merrill Lynch, over a 13-month period of time (if applicable) |
MORGAN STANLEY |
RAYMOND JAMES |
UBS Financial Services Inc. |
Equity and Debt Securities |
Futures, Options, and Other Derivatives |
Other Investments, Strategies, and/or Techniques |
|
Class D Shares Ticker |
Multi-Asset U.S. Equity |
|
Janus Henderson Balanced Fund |
JANBX |
Janus Henderson Contrarian Fund |
JACNX |
Janus Henderson Enterprise Fund |
JANEX |
Janus Henderson Forty Fund |
JFRDX |
Janus Henderson Growth and Income Fund |
JNGIX |
Janus Henderson Research Fund |
JNRFX |
Janus Henderson Triton Fund |
JANIX |
Janus Henderson Venture Fund |
JANVX |
Fund summary |
|
Janus Henderson Balanced Fund |
2 |
Janus Henderson Contrarian Fund |
9 |
Janus Henderson Enterprise Fund |
14 |
Janus Henderson Forty Fund |
18 |
Janus Henderson Growth and Income Fund |
23 |
Janus Henderson Research Fund |
27 |
Janus Henderson Triton Fund |
32 |
Janus Henderson Venture Fund |
37 |
Additional information about the Funds |
|
Fees and expenses |
42 |
Additional investment strategies and general portfolio policies |
42 |
Risks of the Funds |
50 |
Management of the Funds |
|
Investment adviser |
62 |
Management expenses |
62 |
Investment personnel |
65 |
Other information |
68 |
Distributions and taxes |
69 |
Shareholder’s manual |
|
Doing business with Janus Henderson |
72 |
Pricing of fund shares |
76 |
Administrative services fees |
78 |
Payments to financial intermediaries by the Adviser or its affiliates |
78 |
Paying for shares |
79 |
Exchanges |
80 |
Payment of redemption proceeds |
81 |
Excessive trading |
83 |
Shareholder services and account policies |
85 |
Financial highlights |
89 |
Glossary of investment terms |
97 |
Ticker: |
JANBX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.55% |
Other Expenses |
|
0.15% |
Total Annual Fund Operating Expenses |
|
0.70% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (9/1/92) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 16.59% |
6.62% |
8.35% |
9.28% |
Return After Taxes on Distributions |
– 17.00% |
5.59% |
7.10% |
7.87% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 9.58% |
5.03% |
6.45% |
7.46% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.74% |
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for expenses, fees, or taxes) |
– 13.01% |
0.02% |
1.06% |
4.54% |
Balanced Index (reflects no deduction for expenses, fees, or taxes) |
– 15.52% |
5.49% |
7.51% |
7.68% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JACNX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees(1) |
|
0.70% |
Other Expenses |
|
0.16% |
Total Annual Fund Operating Expenses |
|
0.86% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (2/29/00) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 21.54% |
10.76% |
10.39% |
7.58% |
Return After Taxes on Distributions |
– 21.64% |
8.96% |
8.82% |
6.68% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 12.68% |
8.20% |
8.16% |
6.26% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.64% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JANEX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.64% |
Other Expenses |
|
0.15% |
Total Annual Fund Operating Expenses |
|
0.79% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (9/1/92) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 16.05% |
9.67% |
13.02% |
10.92% |
Return After Taxes on Distributions |
– 17.96% |
7.45% |
11.39% |
9.96% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 8.16% |
7.60% |
10.68% |
9.52% |
Russell Midcap® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.72% |
7.64% |
11.41% |
9.83% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JFRDX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees(1) |
|
0.55% |
Other Expenses |
|
0.14% |
Total Annual Fund Operating Expenses |
|
0.69% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception of Predecessor Fund (5/1/97) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 33.58% |
9.52% |
12.77% |
10.85% |
Return After Taxes on Distributions |
– 33.59% |
7.82% |
9.54% |
9.52% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 19.87% |
7.61% |
9.64% |
9.26% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
8.30% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
8.30% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JNGIX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.60% |
Other Expenses |
|
0.15% |
Total Annual Fund Operating Expenses |
|
0.75% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (5/15/91) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 14.20% |
8.72% |
12.33% |
10.59% |
Return After Taxes on Distributions |
– 15.50% |
7.30% |
10.90% |
9.44% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 7.50% |
6.74% |
9.95% |
8.99% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.88% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JNRFX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees(1) |
|
0.50% |
Other Expenses |
|
0.14% |
Total Annual Fund Operating Expenses |
|
0.64% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (5/3/93) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 29.96% |
8.07% |
11.87% |
10.71% |
Return After Taxes on Distributions |
– 30.04% |
6.27% |
9.96% |
9.26% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 17.69% |
6.36% |
9.53% |
8.92% |
Russell 1000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 29.14% |
10.96% |
14.10% |
9.65% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
9.67% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JANIX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.64% |
Other Expenses |
|
0.15% |
Total Annual Fund Operating Expenses |
|
0.79% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (2/25/05) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 23.68% |
5.04% |
10.52% |
10.87% |
Return After Taxes on Distributions |
– 24.76% |
3.00% |
8.69% |
9.48% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 13.26% |
3.94% |
8.46% |
9.09% |
Russell 2500TM Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.21% |
5.97% |
10.62% |
8.80% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.63% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JANVX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.64% |
Other Expenses |
|
0.15% |
Total Annual Fund Operating Expenses |
|
0.79% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (4/30/85) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 24.17% |
5.60% |
10.51% |
11.41% |
Return After Taxes on Distributions |
– 24.94% |
3.78% |
8.53% |
9.30% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 13.77% |
4.31% |
8.25% |
9.19% |
Russell 2000® Growth Index (reflects no deduction for expenses, fees, or taxes) |
– 26.36% |
3.51% |
9.20% |
7.75% |
Russell 2000® Index (reflects no deduction for expenses, fees, or taxes) |
– 20.44% |
4.13% |
9.01% |
9.16% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Fees and expenses |
Average Daily Net Assets of Class D Shares of the Janus Henderson funds |
Administrative Services Fee |
Under $40 billion |
0.12% |
$40 billion - $49.9 billion |
0.10% |
Over $49.9 billion |
0.08% |
Additional investment strategies and general portfolio policies |
Risks of the Funds |
Investment adviser |
Management expenses |
Fund Name |
Average Daily Net Assets of the Fund |
Contractual Investment Advisory Fee (%) (annual rate) |
Actual Investment Advisory Fee Rate(1) (%) (for the fiscal year ended September 30, 2022 |
Janus Henderson Balanced Fund |
All Asset Levels |
0.55 |
0.55 |
Janus Henderson Enterprise Fund |
All Asset Levels |
0.64 |
0.64 |
Janus Henderson Growth and Income Fund |
All Asset Levels |
0.60 |
0.60 |
Janus Henderson Triton Fund |
All Asset Levels |
0.64 |
0.64 |
Janus Henderson Venture Fund |
All Asset Levels |
0.64 |
0.64 |
Fund Name |
Base Fee Rate (%) |
Full Performance Rate vs. Benchmark Index |
Performance Adjusted Investment Advisory Fee Rate (%) |
Actual Investment Advisory Fee Rate(1) (%) (for the fiscal year ended September 30, 2022) |
Janus Henderson Contrarian Fund |
0.64 |
± 7.00% |
0.70 |
0.70 |
Janus Henderson Research Fund |
0.64 |
± 5.00% |
0.50 |
0.50 |
Janus Henderson Forty Fund |
0.64 |
± 8.50% |
0.55 |
0.55 |
Fund Name |
Benchmark Index |
Janus Henderson Contrarian Fund |
S&P 500 Index |
Janus Henderson Research Fund |
Russell 1000 Growth Index |
Janus Henderson Forty Fund |
Russell 1000 Growth Index |
Fund Name |
Expense Limit Percentage (%) |
Janus Henderson Balanced Fund |
0.68 |
Janus Henderson Contrarian Fund(1) |
0.75 |
Janus Henderson Enterprise Fund |
0.80 |
Janus Henderson Forty Fund(1) |
0.68 |
Janus Henderson Growth and Income Fund |
0.67 |
Janus Henderson Research Fund(1) |
0.68 |
Janus Henderson Triton Fund(2) |
0.86 |
Janus Henderson Venture Fund(2) |
0.86 |
Investment personnel |
CLOSED FUND POLICIES |
LIQUIDATION/REORGANIZATION OF A FUND |
DISTRIBUTION OF THE Funds |
Distributions |
Distribution Options |
TAXES |
Doing business with Janus Henderson |
Janus Henderson XpressLinetm 1-888-979-7737 • 24-hour automated phone system Janus Henderson Representatives 1-800-525-3713 TDD For the speech and hearing impaired. 1-800-525-0056 |
Mailing Address Janus Henderson P.O. Box 219109 Kansas City, MO 64121-9109 For Overnight Mail Janus Henderson 430 W 7th Street, Suite 219109 Kansas City, MO 64105-1407 |
Minimum Investments* |
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Available Incentive Programs |
Types of Account Ownership |
Tax-Advantaged Accounts |
Accounts for the Benefit of a Child |
To Open an Account or Buy Shares |
To Exchange Shares |
To Sell Shares |
Pricing of fund shares |
Administrative services fees |
Average Daily Net Assets of Class D Shares of the Janus Henderson funds |
Administrative Services Fee |
Under $40 billion |
0.12% |
$40 billion - $49.9 billion |
0.10% |
Over $49.9 billion |
0.08% |
Payments to financial intermediaries by the Adviser or its affiliates |
Paying for shares |
Exchanges |
Payment of redemption proceeds |
Written Instructions |
Signature Guarantee |
Excessive trading |
Availability of Portfolio Holdings Information |
Shareholder services and account policies |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.40 |
$38.89 |
$35.54 |
$35.30 |
$32.52 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.41 |
0.42 |
0.56 |
0.68 |
0.58 |
Net realized and unrealized gain/(loss) |
(6.68) |
6.04 |
3.77 |
1.82 |
3.89 |
Total from Investment Operations |
(6.27) |
6.46 |
4.33 |
2.50 |
4.47 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.41) |
(0.49) |
(0.59) |
(0.67) |
(0.58) |
Distributions (from capital gains) |
(1.68) |
(0.46) |
(0.39) |
(1.59) |
(1.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.09) |
(0.95) |
(0.98) |
(2.26) |
(1.69) |
Net Asset Value, End of Period |
$36.04 |
$44.40 |
$38.89 |
$35.54 |
$35.30 |
Total Return* |
(14.97)% |
16.80% |
12.39% |
7.95% |
14.10% |
Net Assets, End of Period (in thousands) |
$1,946,256 |
$2,362,421 |
$2,022,689 |
$1,860,900 |
$1,761,817 |
Average Net Assets for the Period (in thousands) |
$2,286,371 |
$2,246,350 |
$1,895,563 |
$1,759,287 |
$1,667,210 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.70% |
0.70% |
0.71% |
0.72% |
0.71% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.70% |
0.70% |
0.71% |
0.72% |
0.71% |
Ratio of Net Investment Income/(Loss) |
0.98% |
0.99% |
1.54% |
2.00% |
1.71% |
Portfolio Turnover Rate |
79%(2) |
60%(2) |
90%(2) |
81%(2) |
88% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$31.54 |
$22.56 |
$21.70 |
$21.65 |
$19.97 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.09 |
0.10 |
0.17 |
0.16 |
0.11 |
Net realized and unrealized gain/(loss) |
(7.79) |
9.33 |
3.19 |
1.37 |
3.11 |
Total from Investment Operations |
(7.70) |
9.43 |
3.36 |
1.53 |
3.22 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.09) |
(0.14) |
(0.18) |
(0.06) |
(0.07) |
Distributions (from capital gains) |
(2.74) |
(0.31) |
(2.32) |
(1.42) |
(1.47) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.83) |
(0.45) |
(2.50) |
(1.48) |
(1.54) |
Net Asset Value, End of Period |
$21.01 |
$31.54 |
$22.56 |
$21.70 |
$21.65 |
Total Return* |
(26.60)% |
42.18% |
16.29% |
8.99% |
17.20% |
Net Assets, End of Period (in thousands) |
$2,122,792 |
$3,021,999 |
$2,152,848 |
$1,988,711 |
$1,925,749 |
Average Net Assets for the Period (in thousands) |
$2,758,198 |
$2,773,321 |
$1,994,412 |
$1,855,826 |
$1,841,765 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.86% |
0.90% |
0.72% |
0.71% |
0.65% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.86% |
0.90% |
0.72% |
0.71% |
0.65% |
Ratio of Net Investment Income/(Loss) |
0.33% |
0.34% |
0.83% |
0.80% |
0.53% |
Portfolio Turnover Rate |
48% |
37% |
68% |
76% |
59% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$174.13 |
$142.10 |
$139.87 |
$134.99 |
$113.64 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.18 |
0.25 |
0.33 |
0.37 |
0.23 |
Net realized and unrealized gain/(loss) |
(28.23) |
45.06 |
8.20 |
11.50 |
23.31 |
Total from Investment Operations |
(28.05) |
45.31 |
8.53 |
11.87 |
23.54 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.52) |
(0.46) |
(0.15) |
(0.19) |
(0.10) |
Distributions (from capital gains) |
(24.67) |
(12.82) |
(6.15) |
(6.80) |
(2.09) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(25.19) |
(13.28) |
(6.30) |
(6.99) |
(2.19) |
Net Asset Value, End of Period |
$120.89 |
$174.13 |
$142.10 |
$139.87 |
$134.99 |
Total Return* |
(18.82)% |
32.99% |
6.15% |
10.22% |
20.99% |
Net Assets, End of Period (in thousands) |
$1,937,787 |
$2,507,220 |
$1,983,824 |
$2,061,471 |
$1,973,861 |
Average Net Assets for the Period (in thousands) |
$2,337,701 |
$2,394,871 |
$1,974,784 |
$1,930,540 |
$1,853,456 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.79% |
0.79% |
0.80% |
0.81% |
0.81% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.79% |
0.79% |
0.80% |
0.81% |
0.81% |
Ratio of Net Investment Income/(Loss) |
0.12% |
0.15% |
0.25% |
0.28% |
0.18% |
Portfolio Turnover Rate |
9% |
12% |
14% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$54.28 |
$45.24 |
$35.99 |
$36.25 |
$32.02 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.01 |
(0.15) |
—(2) |
0.09 |
0.04 |
Net realized and unrealized gain/(loss) |
(16.58) |
13.04 |
11.86 |
2.18 |
7.15 |
Total from Investment Operations |
(16.57) |
12.89 |
11.86 |
2.27 |
7.19 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.03) |
— |
(0.08) |
— |
(0.01) |
Distributions (from capital gains) |
(5.21) |
(3.85) |
(2.53) |
(2.53) |
(2.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.24) |
(3.85) |
(2.61) |
(2.53) |
(2.96) |
Net Asset Value, End of Period |
$32.47 |
$54.28 |
$45.24 |
$35.99 |
$36.25 |
Total Return* |
(33.86)% |
30.00% |
34.88% |
8.03% |
24.06% |
Net Assets, End of Period (in thousands) |
$8,069,316 |
$12,846,210 |
$10,287,828 |
$8,018,389 |
$7,842,180 |
Average Net Assets for the Period (in thousands) |
$11,038,490 |
$11,890,281 |
$8,759,841 |
$7,517,796 |
$7,241,280 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.69% |
0.82% |
0.80% |
0.79% |
0.79% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.69% |
0.82% |
0.80% |
0.75% |
0.73% |
Ratio of Net Investment Income/(Loss) |
0.03% |
(0.29)% |
0.00%(3) |
0.27% |
0.13% |
Portfolio Turnover Rate |
39% |
31% |
42% |
44% |
37% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$74.09 |
$59.87 |
$58.58 |
$59.27 |
$51.71 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.74 |
0.67 |
0.93 |
1.09 |
1.01 |
Net realized and unrealized gain/(loss) |
(10.34) |
16.11 |
2.54 |
2.28 |
8.51 |
Total from Investment Operations |
(9.60) |
16.78 |
3.47 |
3.37 |
9.52 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.76) |
(0.70) |
(0.96) |
(1.09) |
(1.01) |
Distributions (from capital gains) |
(3.76) |
(1.86) |
(1.22) |
(2.97) |
(0.95) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(4.52) |
(2.56) |
(2.18) |
(4.06) |
(1.96) |
Net Asset Value, End of Period |
$59.97 |
$74.09 |
$59.87 |
$58.58 |
$59.27 |
Total Return* |
(14.17)% |
28.63% |
6.07% |
6.71% |
18.69% |
Net Assets, End of Period (in thousands) |
$3,529,397 |
$4,284,567 |
$3,506,038 |
$3,546,939 |
$3,508,493 |
Average Net Assets for the Period (in thousands) |
$4,238,795 |
$4,038,177 |
$3,410,901 |
$3,396,252 |
$3,349,596 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.75% |
0.75% |
0.76% |
0.76% |
0.77% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.75% |
0.75% |
0.76% |
0.76% |
0.77% |
Ratio of Net Investment Income/(Loss) |
1.04% |
0.97% |
1.64% |
1.95% |
1.80% |
Portfolio Turnover Rate |
17% |
11% |
24% |
13% |
13% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$71.42 |
$59.86 |
$49.98 |
$53.74 |
$45.60 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.02 |
(0.01) |
0.17 |
0.24 |
0.19 |
Net realized and unrealized gain/(loss) |
(17.29) |
13.48 |
14.87 |
0.50 |
10.33 |
Total from Investment Operations |
(17.27) |
13.47 |
15.04 |
0.74 |
10.52 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.07) |
(0.23) |
(0.15) |
(0.12) |
Distributions (from capital gains) |
(8.85) |
(1.84) |
(4.93) |
(4.35) |
(2.26) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.85) |
(1.91) |
(5.16) |
(4.50) |
(2.38) |
Net Asset Value, End of Period |
$45.30 |
$71.42 |
$59.86 |
$49.98 |
$53.74 |
Total Return* |
(27.96)% |
22.89% |
32.40% |
3.20% |
23.85% |
Net Assets, End of Period (in thousands) |
$10,017,030 |
$14,715,777 |
$12,635,778 |
$10,221,640 |
$10,550,222 |
Average Net Assets for the Period (in thousands) |
$13,156,776 |
$14,113,628 |
$11,047,912 |
$9,901,606 |
$9,778,967 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.64% |
0.66% |
0.66% |
0.69% |
0.72% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.64% |
0.66% |
0.66% |
0.68% |
0.69% |
Ratio of Net Investment Income/(Loss) |
0.03% |
(0.02)% |
0.32% |
0.50% |
0.39% |
Portfolio Turnover Rate |
32% |
31% |
38% |
41% |
43% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$39.82 |
$30.99 |
$30.79 |
$33.89 |
$28.56 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.10) |
(0.14) |
(0.07) |
0.01 |
0.02 |
Net realized and unrealized gain/(loss) |
(8.64) |
10.56 |
1.60 |
(1.21) |
6.77 |
Total from Investment Operations |
(8.74) |
10.42 |
1.53 |
(1.20) |
6.79 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.93) |
(1.59) |
(1.33) |
(1.90) |
(1.46) |
Net Asset Value, End of Period |
$24.15 |
$39.82 |
$30.99 |
$30.79 |
$33.89 |
Total Return* |
(26.39)% |
33.85% |
4.98% |
(2.41)% |
24.67% |
Net Assets, End of Period (in thousands) |
$864,531 |
$1,289,904 |
$1,057,332 |
$1,191,950 |
$1,302,196 |
Average Net Assets for the Period (in thousands) |
$1,111,102 |
$1,297,945 |
$1,088,543 |
$1,183,056 |
$1,190,715 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.79% |
0.78% |
0.80% |
0.80% |
0.80% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.79% |
0.78% |
0.80% |
0.80% |
0.80% |
Ratio of Net Investment Income/(Loss) |
(0.32)% |
(0.37)% |
(0.25)% |
0.04% |
0.07% |
Portfolio Turnover Rate |
8% |
24% |
32% |
26% |
21% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$110.41 |
$84.98 |
$79.17 |
$90.73 |
$78.25 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.32) |
(0.47) |
(0.22) |
(0.08) |
(0.08) |
Net realized and unrealized gain/(loss) |
(27.95) |
31.52 |
9.21 |
(4.75) |
16.67 |
Total from Investment Operations |
(28.27) |
31.05 |
8.99 |
(4.83) |
16.59 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.33) |
(5.62) |
(3.18) |
(6.73) |
(4.11) |
Net Asset Value, End of Period |
$69.81 |
$110.41 |
$84.98 |
$79.17 |
$90.73 |
Total Return* |
(28.42)% |
37.07% |
11.52% |
(3.87)% |
22.09% |
Net Assets, End of Period (in thousands) |
$1,500,311 |
$2,228,324 |
$1,731,098 |
$1,668,639 |
$1,843,494 |
Average Net Assets for the Period (in thousands) |
$1,877,171 |
$2,160,434 |
$1,645,324 |
$1,668,200 |
$1,712,398 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.79% |
0.78% |
0.80% |
0.80% |
0.80% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.79% |
0.78% |
0.80% |
0.80% |
0.80% |
Ratio of Net Investment Income/(Loss) |
(0.37)% |
(0.45)% |
(0.28)% |
(0.10)% |
(0.09)% |
Portfolio Turnover Rate |
14% |
21% |
25% |
19% |
28% |
Equity and Debt Securities |
Futures, Options, and Other Derivatives |
Other Investments, Strategies, and/or Techniques |
|
Class A Shares Ticker |
Class C Shares Ticker |
Class S Shares Ticker |
Class I Shares Ticker |
Class N Shares Ticker |
Class R Shares Ticker |
Class T Shares Ticker |
Global & International Equity |
|
|
|
|
|
|
|
Janus Henderson Asia Equity Fund |
JAQAX |
JAQCX |
JAQSX |
JAQIX |
JAQNX |
N/A |
JAQTX |
Janus Henderson Emerging Markets Fund |
HEMAX |
HEMCX |
HEMSX |
HEMIX |
HEMRX |
N/A |
HEMTX |
Janus Henderson European Focus Fund |
HFEAX |
HFECX |
HFESX |
HFEIX |
HFERX |
N/A |
HFETX |
Janus Henderson Global Equity Income Fund |
HFQAX |
HFQCX |
HFQSX |
HFQIX |
HFQRX |
N/A |
HFQTX |
Janus Henderson Global Life Sciences Fund |
JFNAX |
JFNCX |
JFNSX |
JFNIX |
JFNNX |
N/A |
JAGLX |
Janus Henderson Global Real Estate Fund |
JERAX |
JERCX |
JERSX |
JERIX |
JERNX |
N/A |
JERTX |
Janus Henderson Global Research Fund |
JDWAX |
JWWCX |
JWGRX |
JWWFX |
JDWNX |
JDWRX |
JAWWX |
Janus Henderson Global Select Fund |
JORAX |
JORCX |
JORIX |
JORFX |
JSLNX |
JORRX |
JORNX |
Janus Henderson Global Sustainable Equity Fund |
JEASX |
JECTX |
JESSX |
JEUIX |
JETNX |
JEGRX |
JETTX |
Janus Henderson Global Technology and Innovation Fund |
JATAX |
JAGCX |
JATSX |
JATIX |
JATNX |
N/A |
JAGTX |
Janus Henderson International Opportunities Fund |
HFOAX |
HFOCX |
HFOQX |
HFOIX |
HFOSX |
HFORX |
HFOTX |
Janus Henderson Overseas Fund |
JDIAX |
JIGCX |
JIGRX |
JIGFX |
JDINX |
JDIRX |
JAOSX |
Fund summary |
|
Janus Henderson Asia Equity Fund |
2 |
Janus Henderson Emerging Markets Fund |
10 |
Janus Henderson European Focus Fund |
18 |
Janus Henderson Global Equity Income Fund |
26 |
Janus Henderson Global Life Sciences Fund |
35 |
Janus Henderson Global Real Estate Fund |
42 |
Janus Henderson Global Research Fund |
50 |
Janus Henderson Global Select Fund |
58 |
Janus Henderson Global Sustainable Equity Fund |
66 |
Janus Henderson Global Technology and Innovation Fund |
74 |
Janus Henderson International Opportunities Fund |
82 |
Janus Henderson Overseas Fund |
91 |
Additional information about the Funds |
|
Fees and expenses |
99 |
Additional investment strategies and general portfolio policies |
100 |
Risks of the Funds |
108 |
Management of the Funds |
|
Investment adviser |
119 |
Management expenses |
119 |
Investment personnel |
123 |
Other information |
127 |
Distributions and taxes |
128 |
Shareholder’s guide |
|
Pricing of fund shares |
132 |
Choosing a share class |
134 |
Distribution, servicing, and administrative fees |
136 |
Payments to financial intermediaries by the Adviser or its affiliates |
137 |
Purchases |
138 |
Exchanges |
142 |
Redemptions |
143 |
Excessive trading |
145 |
Shareholder communications |
147 |
Supplemental performance information - Janus Henderson Global Sustainable Equity Fund |
149 |
Financial highlights |
151 |
Appendix A – intermediary sales charge waivers and discounts |
228 |
Glossary of investment terms |
234 |
Ticker: |
JAQAX |
Class A Shares |
JAQSX |
Class S Shares |
JAQNX |
Class N Shares |
|
JAQCX |
Class C Shares |
JAQIX |
Class I Shares |
JAQTX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees(1) |
|
0.79% |
|
0.79% |
|
0.79% |
|
0.79% |
|
0.79% |
|
0.79% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
1.56% |
|
1.66% |
|
1.56% |
|
1.24% |
|
0.75% |
|
1.22% |
Total Annual Fund Operating Expenses |
|
2.60% |
|
3.45% |
|
2.60% |
|
2.03% |
|
1.54% |
|
2.01% |
Fee Waiver(2) |
|
1.42% |
|
1.53% |
|
1.29% |
|
1.12% |
|
0.72% |
|
0.95% |
Total Annual Fund Operating Expenses After Fee Waiver(2) |
|
1.18% |
|
1.92% |
|
1.31% |
|
0.91% |
|
0.82% |
|
1.06% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (7/29/11) |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 25.20% |
– 2.59% |
2.60% |
2.35% |
Return After Taxes on Distributions |
– 25.03% |
– 3.04% |
1.89% |
1.72% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 14.75% |
– 1.83% |
2.04% |
1.85% |
MSCI All Country Asia ex-Japan Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 19.67% |
– 0.64% |
3.57% |
3.01% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 29.73% |
– 4.04% |
1.67% |
1.52% |
MSCI All Country Asia ex-Japan Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 19.67% |
– 0.64% |
3.57% |
3.01% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (7/29/11) |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 26.63% |
– 3.54% |
1.57% |
1.35% |
MSCI All Country Asia ex-Japan Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 19.67% |
– 0.64% |
3.57% |
3.01% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 25.16% |
– 2.74% |
2.37% |
2.10% |
MSCI All Country Asia ex-Japan Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 19.67% |
– 0.64% |
3.57% |
3.01% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 25.18% |
– 2.52% |
2.26% |
1.97% |
MSCI All Country Asia ex-Japan Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 19.67% |
– 0.64% |
3.57% |
3.01% |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 25.30% |
– 2.75% |
2.43% |
2.18% |
MSCI All Country Asia ex-Japan Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 19.67% |
– 0.64% |
3.57% |
3.01% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HEMAX |
Class A Shares |
HEMSX |
Class S Shares |
HEMRX |
Class N Shares |
|
HEMCX |
Class C Shares |
HEMIX |
Class I Shares |
HEMTX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
0.50% |
|
0.64% |
|
3.99% |
|
0.45% |
|
0.35% |
|
0.72% |
Total Annual Fund Operating Expenses |
|
1.75% |
|
2.64% |
|
5.24% |
|
1.45% |
|
1.35% |
|
1.72% |
Fee Waiver(1) |
|
0.38% |
|
0.52% |
|
3.70% |
|
0.33% |
|
0.32% |
|
0.44% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.37% |
|
2.12% |
|
1.54% |
|
1.12% |
|
1.03% |
|
1.28% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
|
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
|
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class I Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/10) |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 26.51% |
– 3.34% |
0.65% |
– 0.12% |
Return After Taxes on Distributions |
– 26.35% |
– 3.67% |
0.41% |
– 0.36% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 15.53% |
– 2.35% |
0.63% |
0.02% |
MSCI Emerging Markets Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 20.09% |
– 1.40% |
1.44% |
0.89% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 30.96% |
– 4.73% |
– 0.21% |
– 0.86% |
MSCI Emerging Markets Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 20.09% |
– 1.40% |
1.44% |
0.89% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 27.98% |
– 4.31% |
– 0.35% |
– 1.11% |
MSCI Emerging Markets Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 20.09% |
– 1.40% |
1.44% |
0.89% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/10) |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 26.80% |
– 3.66% |
0.19% |
– 0.60% |
MSCI Emerging Markets Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 20.09% |
– 1.40% |
1.44% |
0.89% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 26.46% |
– 3.28% |
0.60% |
– 0.20% |
MSCI Emerging Markets Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 20.09% |
– 1.40% |
1.44% |
0.89% |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 26.68% |
– 3.52% |
0.38% |
– 0.40% |
MSCI Emerging Markets Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 20.09% |
– 1.40% |
1.44% |
0.89% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HFEAX |
Class A Shares |
HFESX |
Class S Shares |
HFERX |
Class N Shares |
|
HFECX |
Class C Shares |
HFEIX |
Class I Shares |
HFETX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
0.17% |
|
0.20% |
|
3.52% |
|
0.16% |
|
0.11% |
|
0.37% |
Total Annual Fund Operating Expenses |
|
1.42% |
|
2.20% |
|
4.77% |
|
1.16% |
|
1.11% |
|
1.37% |
Fee Waiver(1) |
|
0.12% |
|
0.13% |
|
3.30% |
|
0.13% |
|
0.15% |
|
0.15% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.30% |
|
2.07% |
|
1.47% |
|
1.03% |
|
0.96% |
|
1.22% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
|
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
|
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class A Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (8/31/01) |
Class A Shares(1) |
|
|
|
|
Return Before Taxes |
– 20.93% |
2.42% |
4.79% |
10.69% |
Return After Taxes on Distributions |
– 21.20% |
2.27% |
4.60% |
9.89% |
Return After Taxes on Distributions and Sale of Fund Shares(2) |
– 11.90% |
2.02% |
3.93% |
9.18% |
MSCI Europe Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 15.06% |
1.87% |
4.58% |
5.00% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 17.59% |
2.86% |
4.61% |
10.16% |
MSCI Europe Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 15.06% |
1.87% |
4.58% |
5.00% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 16.03% |
3.76% |
5.42% |
11.00% |
MSCI Europe Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 15.06% |
1.87% |
4.58% |
5.00% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 15.89% |
3.93% |
5.69% |
11.19% |
MSCI Europe Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 15.06% |
1.87% |
4.58% |
5.00% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 15.84% |
4.00% |
5.64% |
11.11% |
MSCI Europe Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 15.06% |
1.87% |
4.58% |
5.00% |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 16.05% |
3.76% |
5.47% |
11.02% |
MSCI Europe Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 15.06% |
1.87% |
4.58% |
5.00% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HFQAX |
Class A Shares |
HFQSX |
Class S Shares |
HFQRX |
Class N Shares |
|
HFQCX |
Class C Shares |
HFQIX |
Class I Shares |
HFQTX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees |
|
0.66% |
|
0.66% |
|
0.66% |
|
0.66% |
|
0.66% |
|
0.66% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
0.34% |
|
0.21% |
|
0.39% |
|
0.21% |
|
0.12% |
|
0.36% |
Total Annual Fund Operating Expenses |
|
1.25% |
|
1.87% |
|
1.30% |
|
0.87% |
|
0.78% |
|
1.02% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
|
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
|
$ |
$ |
|
|
|
Annual Total Returns for Class A Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (11/30/06) |
Class A Shares(1) |
|
|
|
|
Return Before Taxes |
– 11.85% |
0.47% |
4.19% |
3.44% |
Return After Taxes on Distributions |
– 13.66% |
– 0.91% |
2.84% |
2.38% |
Return After Taxes on Distributions and Sale of Fund Shares(2) |
– 6.08% |
0.57% |
3.42% |
2.99% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
5.73% |
85% MSCI ACWI ex-US High Div Yld/15% MSCI USA High Div Yld Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.83% |
2.39% |
4.44% |
3.50% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (11/30/06) |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 7.91% |
0.99% |
4.07% |
3.08% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
5.73% |
85% MSCI ACWI ex-US High Div Yld/15% MSCI USA High Div Yld Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.83% |
2.39% |
4.44% |
3.50% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 6.45% |
1.56% |
4.69% |
3.75% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
5.73% |
85% MSCI ACWI ex-US High Div Yld/15% MSCI USA High Div Yld Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.83% |
2.39% |
4.44% |
3.50% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 6.20% |
2.01% |
5.12% |
4.09% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
5.73% |
85% MSCI ACWI ex-US High Div Yld/15% MSCI USA High Div Yld Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.83% |
2.39% |
4.44% |
3.50% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 5.99% |
2.08% |
5.10% |
4.00% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
5.73% |
85% MSCI ACWI ex-US High Div Yld/15% MSCI USA High Div Yld Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.83% |
2.39% |
4.44% |
3.50% |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 6.33% |
1.84% |
4.91% |
3.89% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
5.73% |
85% MSCI ACWI ex-US High Div Yld/15% MSCI USA High Div Yld Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.83% |
2.39% |
4.44% |
3.50% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JFNAX |
Class A Shares |
JFNSX |
Class S Shares |
JFNNX |
Class N Shares |
|
JFNCX |
Class C Shares |
JFNIX |
Class I Shares |
JAGLX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
0.09% |
|
0.12% |
|
0.29% |
|
0.12% |
|
0.03% |
|
0.28% |
Total Annual Fund Operating Expenses |
|
0.98% |
|
1.76% |
|
1.18% |
|
0.76% |
|
0.67% |
|
0.92% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
$ |
|
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
$ |
|
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/98) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 2.80% |
11.85% |
15.62% |
11.41% |
Return After Taxes on Distributions |
– 2.83% |
9.82% |
13.68% |
10.60% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 1.63% |
8.97% |
12.55% |
9.92% |
MSCI World Health Care Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.41% |
10.20% |
12.02% |
6.85% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 8.45% |
10.45% |
14.83% |
11.01% |
MSCI World Health Care Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.41% |
10.20% |
12.02% |
6.85% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 4.51% |
10.97% |
14.67% |
10.47% |
MSCI World Health Care Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.41% |
10.20% |
12.02% |
6.85% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 3.06% |
11.55% |
15.32% |
11.11% |
MSCI World Health Care Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.41% |
10.20% |
12.02% |
6.85% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/98) |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 2.65% |
12.02% |
15.79% |
11.50% |
MSCI World Health Care Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.41% |
10.20% |
12.02% |
6.85% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 2.57% |
12.10% |
15.75% |
11.46% |
MSCI World Health Care Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.41% |
10.20% |
12.02% |
6.85% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JERAX |
Class A Shares |
JERSX |
Class S Shares |
JERNX |
Class N Shares |
|
JERCX |
Class C Shares |
JERIX |
Class I Shares |
JERTX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees(1) |
|
0.86% |
|
0.86% |
|
0.86% |
|
0.86% |
|
0.86% |
|
0.86% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
0.16% |
|
0.20% |
|
0.35% |
|
0.17% |
|
0.07% |
|
0.31% |
Total Annual Fund Operating Expenses |
|
1.27% |
|
2.06% |
|
1.46% |
|
1.03% |
|
0.93% |
|
1.17% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
|
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
|
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
|
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
|
|
$ |
$ |
|
|
|
Annual Total Returns for Class I Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception of Predecessor Fund (11/28/07) |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 25.23% |
3.30% |
5.53% |
4.80% |
Return After Taxes on Distributions |
– 25.53% |
2.07% |
4.02% |
3.57% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 14.78% |
2.26% |
3.88% |
3.42% |
FTSE EPRA Nareit Global Index (reflects no deduction for expenses, fees, or taxes) |
– 23.58% |
– 0.06% |
3.43% |
2.34% |
FTSE EPRA Nareit Global Net Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 24.24% |
– 0.92% |
2.59% |
N/A |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 29.68% |
1.81% |
4.63% |
4.12% |
FTSE EPRA Nareit Global Index (reflects no deduction for expenses, fees, or taxes) |
– 23.58% |
– 0.06% |
3.43% |
2.34% |
FTSE EPRA Nareit Global Net Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 24.24% |
– 0.92% |
2.59% |
N/A |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 26.70% |
2.23% |
4.44% |
3.78% |
FTSE EPRA Nareit Global Index (reflects no deduction for expenses, fees, or taxes) |
– 23.58% |
– 0.06% |
3.43% |
2.34% |
FTSE EPRA Nareit Global Net Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 24.24% |
– 0.92% |
2.59% |
N/A |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 25.51% |
2.85% |
5.08% |
4.37% |
FTSE EPRA Nareit Global Index (reflects no deduction for expenses, fees, or taxes) |
– 23.58% |
– 0.06% |
3.43% |
2.34% |
FTSE EPRA Nareit Global Net Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 24.24% |
– 0.92% |
2.59% |
N/A |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception of Predecessor Fund (11/28/07) |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 25.19% |
3.39% |
5.57% |
4.83% |
FTSE EPRA Nareit Global Index (reflects no deduction for expenses, fees, or taxes) |
– 23.58% |
– 0.06% |
3.43% |
2.34% |
FTSE EPRA Nareit Global Net Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 24.24% |
– 0.92% |
2.59% |
N/A |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 25.28% |
3.15% |
5.36% |
4.29% |
FTSE EPRA Nareit Global Index (reflects no deduction for expenses, fees, or taxes) |
– 23.58% |
– 0.06% |
3.43% |
2.34% |
FTSE EPRA Nareit Global Net Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 24.24% |
– 0.92% |
2.59% |
N/A |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JDWAX |
Class A Shares |
JWGRX |
Class S Shares |
JDWNX |
Class N Shares |
JAWWX |
Class T Shares |
|
JWWCX |
Class C Shares |
JWWFX |
Class I Shares |
JDWRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees(1) |
|
0.58% |
|
0.58% |
|
0.58% |
|
0.58% |
|
0.58% |
|
0.58% |
|
0.58% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.20% |
|
0.18% |
|
0.30% |
|
0.10% |
|
0.04% |
|
0.31% |
|
0.28% |
Total Annual Fund Operating Expenses |
|
1.03% |
|
1.76% |
|
1.13% |
|
0.68% |
|
0.62% |
|
1.39% |
|
0.86% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class R Shares |
|
|
|
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (2/25/05) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 19.64% |
6.38% |
8.64% |
8.37% |
Return After Taxes on Distributions |
– 20.47% |
4.87% |
7.77% |
7.66% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 11.06% |
4.97% |
7.04% |
7.00% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 24.41% |
4.90% |
7.81% |
7.89% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 21.10% |
5.46% |
7.69% |
7.45% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 19.87% |
6.09% |
8.35% |
8.09% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 19.51% |
6.56% |
8.82% |
8.51% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (2/25/05) |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 19.47% |
6.62% |
8.77% |
8.45% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 20.09% |
5.80% |
8.08% |
7.86% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JORAX |
Class A Shares |
JORIX |
Class S Shares |
JSLNX |
Class N Shares |
JORNX |
Class T Shares |
|
JORCX |
Class C Shares |
JORFX |
Class I Shares |
JORRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.15% |
|
0.61% |
|
3.08% |
|
0.13% |
|
0.05% |
|
2.53% |
|
0.28% |
Total Annual Fund Operating Expenses |
|
1.04% |
|
2.25% |
|
3.97% |
|
0.77% |
|
0.69% |
|
3.67% |
|
0.92% |
Fee Waiver(1) |
|
0.00% |
|
0.36% |
|
2.64% |
|
0.00% |
|
0.00% |
|
2.09% |
|
0.00% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.04% |
|
1.89% |
|
1.33% |
|
0.77% |
|
0.69% |
|
1.58% |
|
0.92% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (6/30/00) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 10.04% |
6.80% |
9.31% |
4.29% |
Return After Taxes on Distributions |
– 10.60% |
4.85% |
8.21% |
3.78% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 5.54% |
5.10% |
7.51% |
3.48% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 15.30% |
5.41% |
8.54% |
3.92% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 11.75% |
5.76% |
8.27% |
3.37% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 10.41% |
6.34% |
8.94% |
4.01% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 9.92% |
6.96% |
9.48% |
4.38% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 9.78% |
7.05% |
9.45% |
4.35% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (6/30/00) |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 10.69% |
6.05% |
8.63% |
3.72% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JEASX |
Class A Shares |
JESSX |
Class S Shares |
JETNX |
Class N Shares |
JETTX |
Class T Shares |
|
JECTX |
Class C Shares |
JEUIX |
Class I Shares |
JEGRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees |
|
0.75% |
|
0.75% |
|
0.75% |
|
0.75% |
|
0.75% |
|
0.75% |
|
0.75% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
2.31% |
|
4.89% |
|
5.62% |
|
0.82% |
|
0.98% |
|
6.99% |
|
1.50% |
Total Annual Fund Operating Expenses |
|
3.31% |
|
6.64% |
|
6.62% |
|
1.57% |
|
1.73% |
|
8.24% |
|
2.25% |
Fee Waiver(1) |
|
2.14% |
|
4.75% |
|
5.26% |
|
0.65% |
|
0.87% |
|
6.63% |
|
1.14% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.17% |
|
1.89% |
|
1.36% |
|
0.92% |
|
0.86% |
|
1.61% |
|
1.11% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
$ |
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
$ |
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class I Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
1 Year |
Since Inception (6/25/20) |
Class I Shares |
|
|
Return Before Taxes |
– 24.23% |
5.82% |
Return After Taxes on Distributions |
– 24.34% |
5.61% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 14.28% |
4.50% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Class A Shares |
|
|
Return Before Taxes(2) |
– 28.66% |
3.21% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Class C Shares |
|
|
Return Before Taxes(3) |
– 24.92% |
5.70% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Class S Shares |
|
|
Return Before Taxes |
– 24.22% |
5.70% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Class N Shares |
|
|
Return Before Taxes |
– 24.13% |
5.89% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
1 Year |
Since Inception (6/25/20) |
Class R Shares |
|
|
Return Before Taxes |
– 24.15% |
5.62% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Class T Shares |
|
|
Return Before Taxes |
– 24.35% |
5.63% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JATAX |
Class A Shares |
JATSX |
Class S Shares |
JATNX |
Class N Shares |
|
JAGCX |
Class C Shares |
JATIX |
Class I Shares |
JAGTX |
Class T Shares |
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class T |
Management Fees |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
|
0.64% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
None |
Other Expenses |
|
0.10% |
|
0.11% |
|
0.29% |
|
0.12% |
|
0.03% |
|
0.27% |
Total Annual Fund Operating Expenses |
|
0.99% |
|
1.75% |
|
1.18% |
|
0.76% |
|
0.67% |
|
0.91% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
$ |
|
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class T Shares |
$ |
|
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/98) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 37.69% |
10.07% |
15.16% |
9.03% |
Return After Taxes on Distributions |
– 37.69% |
8.09% |
12.93% |
8.10% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 22.31% |
8.25% |
12.37% |
7.73% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
MSCI All Country World Information Technology Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 31.07% |
12.08% |
15.52% |
6.77% |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 41.34% |
8.69% |
14.35% |
8.63% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
MSCI All Country World Information Technology Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 31.07% |
12.08% |
15.52% |
6.77% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/98) |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 38.75% |
9.26% |
14.27% |
8.13% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
MSCI All Country World Information Technology Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 31.07% |
12.08% |
15.52% |
6.77% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 37.87% |
9.77% |
14.86% |
8.74% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
MSCI All Country World Information Technology Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 31.07% |
12.08% |
15.52% |
6.77% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 37.60% |
10.25% |
15.34% |
9.13% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
MSCI All Country World Information Technology Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 31.07% |
12.08% |
15.52% |
6.77% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 37.54% |
10.33% |
15.33% |
9.10% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
MSCI All Country World Information Technology Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 31.07% |
12.08% |
15.52% |
6.77% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HFOAX |
Class A Shares |
HFOQX |
Class S Shares |
HFOSX |
Class N Shares |
HFOTX |
Class T Shares |
|
HFOCX |
Class C Shares |
HFOIX |
Class I Shares |
HFORX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
|
1.00% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.22% |
|
0.23% |
|
5.00% |
|
0.19% |
|
0.12% |
|
0.45% |
|
0.52% |
Total Annual Fund Operating Expenses |
|
1.47% |
|
2.23% |
|
6.25% |
|
1.19% |
|
1.12% |
|
1.95% |
|
1.52% |
Fee Waiver(1) |
|
0.28% |
|
0.28% |
|
4.91% |
|
0.29% |
|
0.29% |
|
0.41% |
|
0.44% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.19% |
|
1.95% |
|
1.34% |
|
0.90% |
|
0.83% |
|
1.54% |
|
1.08% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
$ |
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
$ |
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
$ |
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
$ |
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class A Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (8/31/01) |
Class A Shares(1) |
|
|
|
|
Return Before Taxes |
– 23.80% |
– 2.05% |
2.93% |
6.27% |
Return After Taxes on Distributions |
– 24.61% |
– 4.13% |
1.75% |
5.50% |
Return After Taxes on Distributions and Sale of Fund Shares(2) |
– 13.51% |
– 1.58% |
2.32% |
5.34% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (8/31/01) |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 20.44% |
– 1.54% |
2.79% |
5.79% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 18.99% |
– 0.83% |
3.52% |
6.56% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 18.92% |
– 0.59% |
3.84% |
6.76% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 18.89% |
– 0.53% |
3.78% |
6.68% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 19.33% |
– 1.11% |
3.26% |
6.33% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 19.05% |
– 0.75% |
3.61% |
6.60% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JDIAX |
Class A Shares |
JIGRX |
Class S Shares |
JDINX |
Class N Shares |
JAOSX |
Class T Shares |
|
JIGCX |
Class C Shares |
JIGFX |
Class I Shares |
JDIRX |
Class R Shares |
|
|
|
|
SHAREHOLDER FEES (fees paid directly from your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Maximum Sales Charge (load) Imposed on Purchases (as a percentage of offering price) |
|
5.75% |
|
None |
|
None |
|
None |
|
None |
|
None |
|
None |
Maximum Deferred Sales Charge (load) (as a percentage of the lower of original purchase price or redemption proceeds) |
|
None |
|
1.00% |
|
None |
|
None |
|
None |
|
None |
|
None |
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class A |
|
Class C |
|
Class S |
|
Class I |
|
Class N |
|
Class R |
|
Class T |
Management Fees(1) |
|
0.76% |
|
0.76% |
|
0.76% |
|
0.76% |
|
0.76% |
|
0.76% |
|
0.76% |
Distribution/Service (12b-1) Fees |
|
0.25% |
|
1.00% |
|
0.25% |
|
None |
|
None |
|
0.50% |
|
None |
Other Expenses |
|
0.21% |
|
0.37% |
|
0.30% |
|
0.16% |
|
0.05% |
|
0.30% |
|
0.29% |
Total Annual Fund Operating Expenses |
|
1.22% |
|
2.13% |
|
1.31% |
|
0.92% |
|
0.81% |
|
1.56% |
|
1.05% |
Fee Waiver(2) |
|
0.00% |
|
0.07% |
|
0.00% |
|
0.00% |
|
0.00% |
|
0.00% |
|
0.00% |
Total Annual Fund Operating Expenses After Fee Waiver(2) |
|
1.22% |
|
2.06% |
|
1.31% |
|
0.92% |
|
0.81% |
|
1.56% |
|
1.05% |
If Shares are redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
If Shares are not redeemed: |
1 Year |
3 Years |
5 Years |
10 Years |
Class A Shares |
$ |
$ |
$ |
$ |
Class C Shares |
|
|
$ |
$ |
Class S Shares |
$ |
$ |
$ |
$ |
Class I Shares |
$ |
|
$ |
$ |
Class N Shares |
$ |
$ |
$ |
$ |
Class R Shares |
|
|
$ |
$ |
Class T Shares |
$ |
$ |
$ |
$ |
|
|
|
Annual Total Returns for Class T Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (5/2/94) |
Class T Shares |
|
|
|
|
Return Before Taxes |
– 8.82% |
5.25% |
3.39% |
7.62% |
Return After Taxes on Distributions |
– 8.96% |
5.13% |
3.01% |
7.08% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 4.82% |
4.26% |
2.65% |
6.61% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Class A Shares |
|
|
|
|
Return Before Taxes(2) |
– 14.22% |
3.80% |
2.57% |
7.26% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Class C Shares |
|
|
|
|
Return Before Taxes(3) |
– 10.63% |
4.18% |
2.36% |
6.72% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (5/2/94) |
Class S Shares |
|
|
|
|
Return Before Taxes |
– 9.04% |
4.98% |
3.12% |
7.36% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Class I Shares |
|
|
|
|
Return Before Taxes |
– 8.67% |
5.39% |
3.52% |
7.69% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Class N Shares |
|
|
|
|
Return Before Taxes |
– 8.60% |
5.50% |
3.62% |
7.71% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Class R Shares |
|
|
|
|
Return Before Taxes |
– 9.30% |
4.70% |
2.86% |
7.11% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Management |
Purchase and sale of Fund shares |
Class A Shares, Class C Shares*, Class S Shares, Class R Shares, and Class T Shares |
|
Non-retirement accounts |
$2,500** |
Certain tax-advantaged accounts or UGMA/UTMA accounts |
$500 |
Class I Shares |
|
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Through an intermediary institution |
|
• non-retirement accounts |
$2,500† |
• certain tax-advantaged accounts or UGMA/UTMA accounts |
$500† |
Class N Shares |
|
Retirement investors (investing through an adviser-assisted, employer-sponsored retirement plan) |
None |
Retail investors (investing through a financial intermediary omnibus account) |
$2,500*** |
Institutional investors (investing directly with the Fund) |
$1,000,000 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Fees and expenses |
Additional investment strategies and general portfolio policies |
Risks of the Funds |
Investment adviser |
Management expenses |
Fund Name |
Average Daily Net Assets of the Fund |
Contractual Investment Advisory Fee (%) (annual rate) |
Actual Investment Advisory Fee Rate (%) (for the fiscal year ended September 30, 2022 |
Janus Henderson Emerging Markets Fund |
First $1 Billion |
1.00 |
|
|
Next $1 Billion |
0.90 |
|
|
Over $2 Billion |
0.85 |
0.67(1) |
Janus Henderson European Focus Fund |
First $500 Million |
1.00 |
|
|
Next $1 Billion |
0.90 |
|
|
Next $1 Billion |
0.85 |
|
|
Over $2.5 Billion |
0.80 |
0.88(1) |
Janus Henderson Global Equity Income Fund |
First $1 Billion |
0.85 |
|
|
Next $1 Billion |
0.65 |
|
|
Over $2 Billion |
0.60 |
0.66(1) |
Janus Henderson Global Life Sciences Fund |
All Asset Levels |
0.64 |
0.64 |
Janus Henderson Global Select Fund |
All Asset Levels |
0.64 |
0.64(1) |
Janus Henderson Global Sustainable Equity Fund |
First $2 Billion |
0.75 |
|
|
Over $2 Billion |
0.70 |
0.01(1) |
Janus Henderson Global Technology and Innovation Fund |
All Asset Levels |
0.64 |
0.64(1) |
Janus Henderson International Opportunities Fund |
First $2 Billion |
1.00 |
|
|
Next $1 Billion |
0.90 |
|
|
Next $1 Billion |
0.80 |
|
|
Next $1 Billion |
0.70 |
|
|
Next $5 Billion |
0.60 |
|
|
Over $10 Billion |
0.50 |
0.74(1) |
Fund Name |
Base Fee Rate (%) |
Full Performance Rate vs. Benchmark Index |
Performance Adjusted Investment Advisory Fee Rate (%) |
Actual Investment Advisory Fee Rate(1) (%) (for the fiscal year ended September 30, 2022) |
Janus Henderson Global Research Fund |
0.60 |
± 6.00% |
0.58 |
0.58 |
Janus Henderson Global Real Estate Fund |
0.75 |
± 4.00% |
0.86 |
0.86 |
Janus Henderson Overseas Fund |
0.64 |
± 7.00% |
0.76 |
0.76 |
Janus Henderson Asia Equity Fund |
0.92 |
± 7.00% |
0.79 |
0.11 |
Fund Name |
Benchmark Index |
Janus Henderson Global Research Fund |
MSCI World Index |
Janus Henderson Global Real Estate Fund |
FTSE EPRA Nareit Global Index |
Janus Henderson Overseas Fund |
MSCI All Country World ex-USA Index |
Janus Henderson Asia Equity Fund |
MSCI All Country Asia ex-Japan Index |
Fund Name |
Expense Limit Percentage (%) |
Janus Henderson Asia Equity Fund(1)(2) |
0.94 |
Janus Henderson Emerging Markets Fund |
1.03 |
Janus Henderson European Focus Fund |
0.96 |
Janus Henderson Global Equity Income Fund |
0.84 |
Janus Henderson Global Real Estate Fund(1) |
0.91 |
Janus Henderson Global Research Fund(1) |
0.86 |
Janus Henderson Global Select Fund(3) |
0.81 |
Janus Henderson Global Sustainable Equity Fund(4) |
0.85 |
Janus Henderson Global Technology and Innovation Fund |
0.71 |
Janus Henderson International Opportunities Fund |
0.83 |
Janus Henderson Overseas Fund(1) |
0.82 |
Investment personnel |
CLOSED FUND POLICIES |
LIQUIDATION/REORGANIZATION OF A FUND |
DISTRIBUTION OF THE Funds |
Distributions |
TAXES |
Pricing of fund shares |
Choosing a share class |
Class A Shares |
|
Initial sales charge on purchases |
Up to 5.75%(1) |
• reduction of initial sales charge for purchases of $50,000 or more |
|
• initial sales charge waived for purchases of $1 million or more |
|
Deferred sales charge (CDSC) |
None except on certain redemptions of Shares purchased without an initial sales charge(1) |
Administrative fees |
Pays administrative, networking or omnibus fees to certain intermediaries |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
0.25% annual distribution/service fee |
Class C Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
1.00% on Shares redeemed within 12 months of purchase(1) |
Administrative fees |
Pays administrative, networking or omnibus fees to certain intermediaries |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
$500,000 |
Minimum aggregate account balance |
None |
12b-1 fee |
1.00% annual fee (up to 0.75% distribution fee and up to 0.25% shareholder servicing fee) |
Class S Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative services fees |
0.25% |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
0.25% annual distribution/service fee |
Class I Shares(3) |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative fees |
Pays administrative, networking or omnibus fees to certain intermediaries(3) |
Minimum initial investment |
|
• institutional investors (investing directly with a Fund) |
$1,000,000 |
• through an intermediary institution |
$2,500(4) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
None |
Class N Shares(3) |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative fees |
None to intermediaries(3) |
Minimum initial investment |
|
• Retirement investors (investing through an adviser-assisted, employer-sponsored plan) |
None |
• Retail investors (investing through a financial intermediary omnibus account) |
$2,500(5) |
• Institutional investors (investing directly with a Fund) |
$1,000,000 |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
None |
Class R Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative services fees |
0.25% |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
0.50% annual distribution/service fee |
Class T Shares |
|
Initial sales charge on purchases |
None |
Deferred sales charge (CDSC) |
None |
Administrative services fees |
0.25% |
Minimum initial investment |
$2,500(2) |
Maximum purchase |
None |
Minimum aggregate account balance |
None |
12b-1 fee |
None |
Distribution, servicing, and administrative fees |
Class |
12b-1 Fee for the Funds |
Class A Shares |
0.25% |
Class C Shares |
1.00%(1) |
Class S Shares |
0.25% |
Class R Shares |
0.50% |
Payments to financial intermediaries by the Adviser or its affiliates |
Purchases |
Amount of Purchase at Offering Price |
Class A Shares Sales Charge as a Percentage of Offering Price(1) |
Class A Shares Sales Charge as a Percentage of Net Amount Invested |
Under $50,000 |
5.75% |
6.10% |
$50,000 but under $100,000 |
4.50% |
4.71% |
$100,000 but under $250,000 |
3.50% |
3.63% |
$250,000 but under $500,000 |
2.50% |
2.56% |
$500,000 but under $1,000,000 |
2.00% |
2.04% |
$1,000,000 and above |
None(2) |
None |
Exchanges |
Redemptions |
Excessive trading |
Availability of Portfolio Holdings Information |
Shareholder communications |
|
1 Year |
3 Years |
5 Years |
10 Years |
Composite Adjusted to Reflect Fees and Expenses of Class A Shares(1) |
– 29.99% |
6.10% |
7.62% |
10.16% |
Composite Adjusted to Reflect Fees and Expenses of Class C Shares(2) |
– 26.74% |
5.27% |
6.77% |
9.30% |
Composite Adjusted to Reflect Fees and Expenses of Class S Shares |
– 25.28% |
5.90% |
7.41% |
9.96% |
Composite Adjusted to Reflect Fees and Expenses of Class I Shares |
– 24.94% |
6.37% |
7.88% |
10.44% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Composite Adjusted to Reflect Fees and Expenses of Class N Shares |
– 24.90% |
6.42% |
7.94% |
10.49% |
Composite Adjusted to Reflect Fees and Expenses of Class R Shares |
– 25.47% |
5.64% |
7.15% |
9.68% |
Composite Adjusted to Reflect Fees and Expenses of Class T Shares |
– 25.09% |
6.16% |
7.68% |
10.23% |
Janus Henderson Global Sustainable Equity Composite (Gross) |
– 24.23% |
7.35% |
8.87% |
11.44% |
MSCI World IndexSM(3) (reflects no deduction for expenses, fees, or taxes) |
– 17.73% |
5.45% |
6.69% |
9.44% |
MSCI World IndexSM(3) (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
4.94% |
6.14% |
8.85% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$12.64 |
$12.00 |
$10.39 |
$11.42 |
$11.45 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.05 |
0.01 |
0.01 |
0.10 |
0.07 |
Net realized and unrealized gain/(loss) |
(3.96) |
0.63(2) |
1.67 |
(0.27) |
0.22 |
Total from Investment Operations |
(3.91) |
0.64 |
1.68 |
(0.17) |
0.29 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.22) |
— |
(0.07) |
(0.02) |
(0.05) |
Distributions (from capital gains) |
— |
— |
— |
(0.84) |
(0.27) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.22) |
— |
(0.07) |
(0.86) |
(0.32) |
Net Asset Value, End of Period |
$8.51 |
$12.64 |
$12.00 |
$10.39 |
$11.42 |
Total Return* |
(31.45)% |
5.33% |
16.20% |
(0.69)% |
2.48% |
Net Assets, End of Period (in thousands) |
$136 |
$557 |
$951 |
$822 |
$816 |
Average Net Assets for the Period (in thousands) |
$425 |
$1,130 |
$901 |
$822 |
$954 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.60% |
2.10% |
2.44% |
2.72% |
2.08% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.29% |
1.43% |
1.43% |
1.49% |
1.53% |
Ratio of Net Investment Income/(Loss) |
0.48% |
0.04% |
0.14% |
0.95% |
0.60% |
Portfolio Turnover Rate |
117% |
60% |
53% |
34% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$12.32 |
$11.79 |
$10.23 |
$11.30 |
$11.36 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.02) |
(0.09) |
(0.07) |
(0.03) |
(0.01) |
Net realized and unrealized gain/(loss) |
(3.87) |
0.62(2) |
1.63 |
(0.20) |
0.22 |
Total from Investment Operations |
(3.89) |
0.53 |
1.56 |
(0.23) |
0.21 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.13) |
— |
— |
— |
— |
Distributions (from capital gains) |
— |
— |
— |
(0.84) |
(0.27) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.13) |
— |
— |
(0.84) |
(0.27) |
Net Asset Value, End of Period |
$8.30 |
$12.32 |
$11.79 |
$10.23 |
$11.30 |
Total Return* |
(31.89)% |
4.50% |
15.25% |
(1.28)% |
1.80% |
Net Assets, End of Period (in thousands) |
$115 |
$489 |
$506 |
$535 |
$1,244 |
Average Net Assets for the Period (in thousands) |
$373 |
$552 |
$482 |
$746 |
$1,233 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
3.42% |
3.13% |
3.50% |
3.35% |
2.78% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.99% |
2.17% |
2.20% |
2.07% |
2.25% |
Ratio of Net Investment Income/(Loss) |
(0.19)% |
(0.68)% |
(0.66)% |
(0.28)% |
(0.04)% |
Portfolio Turnover Rate |
117% |
60% |
53% |
34% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$12.67 |
$12.00 |
$10.41 |
$11.45 |
$11.48 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.11 |
0.04 |
0.01 |
0.09 |
0.06 |
Net realized and unrealized gain/(loss) |
(3.98) |
0.63(2) |
1.66 |
(0.25) |
0.22 |
Total from Investment Operations |
(3.87) |
0.67 |
1.67 |
(0.16) |
0.28 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.27) |
— |
(0.08) |
(0.04) |
(0.04) |
Distributions (from capital gains) |
— |
— |
— |
(0.84) |
(0.27) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.27) |
— |
(0.08) |
(0.88) |
(0.31) |
Net Asset Value, End of Period |
$8.53 |
$12.67 |
$12.00 |
$10.41 |
$11.45 |
Total Return* |
(31.12)% |
5.58% |
16.13% |
(0.55)% |
2.37% |
Net Assets, End of Period (in thousands) |
$400 |
$581 |
$566 |
$481 |
$484 |
Average Net Assets for the Period (in thousands) |
$515 |
$653 |
$502 |
$467 |
$501 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.22% |
2.18% |
2.85% |
2.98% |
2.36% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.85% |
1.20% |
1.47% |
1.34% |
1.58% |
Ratio of Net Investment Income/(Loss) |
1.01% |
0.32% |
0.11% |
0.91% |
0.52% |
Portfolio Turnover Rate |
117% |
60% |
53% |
34% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$12.86 |
$12.19 |
$10.54 |
$11.45 |
$11.56 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.03 |
0.06 |
—(2) |
0.13 |
(0.03) |
Net realized and unrealized gain/(loss) |
(3.97) |
0.63(3) |
1.74 |
(0.17) |
0.26 |
Total from Investment Operations |
(3.94) |
0.69 |
1.74 |
(0.04) |
0.23 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.30) |
(0.02) |
(0.09) |
(0.03) |
(0.07) |
Distributions (from capital gains) |
— |
— |
— |
(0.84) |
(0.27) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.30) |
(0.02) |
(0.09) |
(0.87) |
(0.34) |
Net Asset Value, End of Period |
$8.62 |
$12.86 |
$12.19 |
$10.54 |
$11.45 |
Total Return* |
(31.29)% |
5.62% |
16.62% |
0.45% |
1.90% |
Net Assets, End of Period (in thousands) |
$297 |
$696 |
$692 |
$1,406 |
$1,029 |
Average Net Assets for the Period (in thousands) |
$758 |
$1,834 |
$1,061 |
$1,208 |
$5,848 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.02% |
1.69% |
2.07% |
2.32% |
1.44% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.05% |
1.14% |
1.15% |
1.21% |
1.26% |
Ratio of Net Investment Income/(Loss) |
0.24% |
0.45% |
0.02% |
1.28% |
(0.25)% |
Portfolio Turnover Rate |
117% |
60% |
53% |
34% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018(1) |
Net Asset Value, Beginning of Period |
$12.83 |
$12.17 |
$10.52 |
$11.56 |
$12.73 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(2) |
0.12 |
0.07 |
0.06 |
0.11 |
0.16 |
Net realized and unrealized gain/(loss) |
(4.04) |
0.61(3) |
1.69 |
(0.26) |
(1.33) |
Total from Investment Operations |
(3.92) |
0.68 |
1.75 |
(0.15) |
(1.17) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.28) |
(0.02) |
(0.10) |
(0.05) |
— |
Distributions (from capital gains) |
— |
— |
— |
(0.84) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.28) |
(0.02) |
(0.10) |
(0.89) |
— |
Net Asset Value, End of Period |
$8.63 |
$12.83 |
$12.17 |
$10.52 |
$11.56 |
Total Return* |
(31.17)% |
5.59% |
16.69% |
(0.51)% |
(9.19)% |
Net Assets, End of Period (in thousands) |
$17,457 |
$17,938 |
$12,809 |
$8,886 |
$8,501 |
Average Net Assets for the Period (in thousands) |
$20,799 |
$17,351 |
$11,337 |
$7,989 |
$7,978 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.54% |
1.53% |
1.80% |
2.05% |
1.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.91% |
1.11% |
1.10% |
1.17% |
1.13% |
Ratio of Net Investment Income/(Loss) |
1.06% |
0.49% |
0.51% |
1.08% |
1.96% |
Portfolio Turnover Rate |
117% |
60% |
53% |
34% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$12.67 |
$12.03 |
$10.41 |
$11.37 |
$11.42 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.06 |
0.04 |
0.03 |
0.10 |
0.06 |
Net realized and unrealized gain/(loss) |
(3.96) |
0.60(2) |
1.67 |
(0.21) |
0.20 |
Total from Investment Operations |
(3.90) |
0.64 |
1.70 |
(0.11) |
0.26 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.25) |
— |
(0.08) |
(0.01) |
(0.04) |
Distributions (from capital gains) |
— |
— |
— |
(0.84) |
(0.27) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.25) |
— |
(0.08) |
(0.85) |
(0.31) |
Net Asset Value, End of Period |
$8.52 |
$12.67 |
$12.03 |
$10.41 |
$11.37 |
Total Return* |
(31.35)% |
5.32% |
16.37% |
(0.14)% |
2.27% |
Net Assets, End of Period (in thousands) |
$704 |
$1,598 |
$1,641 |
$1,310 |
$1,032 |
Average Net Assets for the Period (in thousands) |
$1,247 |
$2,205 |
$1,340 |
$1,210 |
$2,799 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.01% |
1.92% |
2.27% |
2.53% |
1.81% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.16% |
1.36% |
1.35% |
1.40% |
1.41% |
Ratio of Net Investment Income/(Loss) |
0.50% |
0.29% |
0.26% |
0.98% |
0.54% |
Portfolio Turnover Rate |
117% |
60% |
53% |
34% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$11.68 |
$10.02 |
$8.72 |
$9.48 |
$10.36 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.04 |
(0.03) |
0.02 |
0.10 |
0.10 |
Net realized and unrealized gain/(loss) |
(3.70) |
1.79 |
1.40 |
(0.55) |
(0.67) |
Total from Investment Operations |
(3.66) |
1.76 |
1.42 |
(0.45) |
(0.57) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.31) |
(0.10) |
(0.12) |
(0.13) |
(0.10) |
Distributions (from capital gains) |
— |
— |
— |
(0.18) |
(0.21) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.31) |
(0.10) |
(0.12) |
(0.31) |
(0.31) |
Net Asset Value, End of Period |
$7.71 |
$11.68 |
$10.02 |
$8.72 |
$9.48 |
Total Return* |
(32.11)% |
17.58% |
16.32% |
(4.66)%(2) |
(5.80)% |
Net Assets, End of Period (in thousands) |
$3,311 |
$4,986 |
$4,000 |
$4,859 |
$15,771 |
Average Net Assets for the Period (in thousands) |
$4,320 |
$4,989 |
$4,394 |
$8,932 |
$16,103 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.75% |
1.66% |
1.87% |
1.65% |
1.51% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.38% |
1.37% |
1.37% |
1.30% |
1.33% |
Ratio of Net Investment Income/(Loss) |
0.35% |
(0.25)% |
0.27% |
1.11% |
0.93% |
Portfolio Turnover Rate |
63% |
76% |
110% |
68% |
26% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$11.29 |
$9.69 |
$8.42 |
$9.12 |
$9.98 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.04) |
(0.12) |
(0.04) |
0.05 |
0.01 |
Net realized and unrealized gain/(loss) |
(3.60) |
1.74 |
1.35 |
(0.55) |
(0.65) |
Total from Investment Operations |
(3.64) |
1.62 |
1.31 |
(0.50) |
(0.64) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.16) |
(0.02) |
(0.04) |
(0.02) |
(0.01) |
Distributions (from capital gains) |
— |
— |
— |
(0.18) |
(0.21) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.16) |
(0.02) |
(0.04) |
(0.20) |
(0.22) |
Net Asset Value, End of Period |
$7.49 |
$11.29 |
$9.69 |
$8.42 |
$9.12 |
Total Return* |
(32.66)% |
16.67% |
15.56% |
(5.38)%(2) |
(6.59)% |
Net Assets, End of Period (in thousands) |
$938 |
$1,802 |
$2,573 |
$3,432 |
$5,985 |
Average Net Assets for the Period (in thousands) |
$1,432 |
$2,385 |
$2,927 |
$4,604 |
$8,442 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.63% |
2.48% |
2.61% |
2.54% |
2.26% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
2.11% |
2.11% |
2.09% |
2.11% |
2.07% |
Ratio of Net Investment Income/(Loss) |
(0.40)% |
(1.06)% |
(0.44)% |
0.56% |
0.11% |
Portfolio Turnover Rate |
63% |
76% |
110% |
68% |
26% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$11.85 |
$10.17 |
$8.81 |
$9.51 |
$10.41 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.02 |
(0.05) |
0.02 |
0.08 |
0.13 |
Net realized and unrealized gain/(loss) |
(3.75) |
1.83 |
1.41 |
(0.52) |
(0.73) |
Total from Investment Operations |
(3.73) |
1.78 |
1.43 |
(0.44) |
(0.60) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.30) |
(0.10) |
(0.07) |
(0.08) |
(0.09) |
Distributions (from capital gains) |
— |
— |
— |
(0.18) |
(0.21) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.30) |
(0.10) |
(0.07) |
(0.26) |
(0.30) |
Net Asset Value, End of Period |
$7.82 |
$11.85 |
$10.17 |
$8.81 |
$9.51 |
Total Return* |
(32.21)% |
17.47% |
16.26% |
(4.49)%(2) |
(5.98)% |
Net Assets, End of Period (in thousands) |
$76 |
$93 |
$95 |
$77 |
$1,753 |
Average Net Assets for the Period (in thousands) |
$89 |
$113 |
$79 |
$488 |
$1,189 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
5.24% |
4.44% |
5.74% |
2.25% |
1.85% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.55% |
1.49% |
1.46% |
1.18% |
1.47% |
Ratio of Net Investment Income/(Loss) |
0.22% |
(0.38)% |
0.27% |
0.89% |
1.28% |
Portfolio Turnover Rate |
63% |
76% |
110% |
68% |
26% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$11.74 |
$10.07 |
$8.78 |
$9.52 |
$10.42 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.06 |
—(2) |
0.05 |
0.14 |
0.12 |
Net realized and unrealized gain/(loss) |
(3.71) |
1.80 |
1.41 |
(0.57) |
(0.69) |
Total from Investment Operations |
(3.65) |
1.80 |
1.46 |
(0.43) |
(0.57) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.35) |
(0.13) |
(0.17) |
(0.13) |
(0.12) |
Distributions (from capital gains) |
— |
— |
— |
(0.18) |
(0.21) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.35) |
(0.13) |
(0.17) |
(0.31) |
(0.33) |
Net Asset Value, End of Period |
$7.74 |
$11.74 |
$10.07 |
$8.78 |
$9.52 |
Total Return* |
(31.97)% |
17.94% |
16.68% |
(4.38)%(3) |
(5.72)% |
Net Assets, End of Period (in thousands) |
$9,817 |
$19,208 |
$19,939 |
$34,499 |
$107,276 |
Average Net Assets for the Period (in thousands) |
$15,044 |
$21,247 |
$25,327 |
$71,330 |
$119,036 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.45% |
1.37% |
1.54% |
1.45% |
1.26% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.12% |
1.11% |
1.11% |
1.13% |
1.09% |
Ratio of Net Investment Income/(Loss) |
0.58% |
(0.02)% |
0.50% |
1.49% |
1.17% |
Portfolio Turnover Rate |
63% |
76% |
110% |
68% |
26% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$11.77 |
$10.09 |
$8.79 |
$9.53 |
$10.42 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.07 |
0.01 |
0.06 |
0.15 |
0.12 |
Net realized and unrealized gain/(loss) |
(3.72) |
1.80 |
1.40 |
(0.57) |
(0.68) |
Total from Investment Operations |
(3.65) |
1.81 |
1.46 |
(0.42) |
(0.56) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.36) |
(0.13) |
(0.16) |
(0.14) |
(0.12) |
Distributions (from capital gains) |
— |
— |
— |
(0.18) |
(0.21) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.36) |
(0.13) |
(0.16) |
(0.32) |
(0.33) |
Net Asset Value, End of Period |
$7.76 |
$11.77 |
$10.09 |
$8.79 |
$9.53 |
Total Return* |
(31.91)% |
18.00% |
16.74% |
(4.33)%(2) |
(5.63)% |
Net Assets, End of Period (in thousands) |
$36,963 |
$60,241 |
$35,207 |
$16,531 |
$25,134 |
Average Net Assets for the Period (in thousands) |
$49,362 |
$53,668 |
$30,308 |
$21,520 |
$29,832 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.35% |
1.28% |
1.48% |
1.41% |
1.20% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.04% |
1.03% |
1.03% |
1.03% |
1.03% |
Ratio of Net Investment Income/(Loss) |
0.69% |
0.10% |
0.68% |
1.65% |
1.15% |
Portfolio Turnover Rate |
63% |
76% |
110% |
68% |
26% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$11.75 |
$10.08 |
$8.78 |
$9.52 |
$10.42 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.04 |
(0.02) |
0.04 |
0.13 |
0.10 |
Net realized and unrealized gain/(loss) |
(3.72) |
1.80 |
1.40 |
(0.57) |
(0.68) |
Total from Investment Operations |
(3.68) |
1.78 |
1.44 |
(0.44) |
(0.58) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.32) |
(0.11) |
(0.14) |
(0.12) |
(0.11) |
Distributions (from capital gains) |
— |
— |
— |
(0.18) |
(0.21) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.32) |
(0.11) |
(0.14) |
(0.30) |
(0.32) |
Net Asset Value, End of Period |
$7.75 |
$11.75 |
$10.08 |
$8.78 |
$9.52 |
Total Return* |
(32.10)% |
17.69% |
16.43% |
(4.56)%(2) |
(5.86)% |
Net Assets, End of Period (in thousands) |
$1,689 |
$2,940 |
$2,444 |
$3,008 |
$4,862 |
Average Net Assets for the Period (in thousands) |
$2,419 |
$3,095 |
$2,477 |
$4,046 |
$7,275 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.72% |
1.62% |
1.82% |
1.73% |
1.45% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.28% |
1.28% |
1.28% |
1.27% |
1.26% |
Ratio of Net Investment Income/(Loss) |
0.44% |
(0.18)% |
0.40% |
1.41% |
0.93% |
Portfolio Turnover Rate |
63% |
76% |
110% |
68% |
26% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.48 |
$34.23 |
$27.21 |
$31.73 |
$35.02 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.90 |
0.16 |
0.11 |
0.41 |
0.46 |
Net realized and unrealized gain/(loss) |
(12.80) |
10.20 |
7.22 |
(3.91) |
(3.16) |
Total from Investment Operations |
(11.90) |
10.36 |
7.33 |
(3.50) |
(2.70) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.06) |
(0.11) |
(0.31) |
(1.02) |
(0.59) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.06) |
(0.11) |
(0.31) |
(1.02) |
(0.59) |
Net Asset Value, End of Period |
$32.52 |
$44.48 |
$34.23 |
$27.21 |
$31.73 |
Total Return* |
(26.79)% |
30.31% |
27.04% |
(10.61)% |
(7.84)% |
Net Assets, End of Period (in thousands) |
$96,858 |
$141,908 |
$116,047 |
$112,110 |
$176,690 |
Average Net Assets for the Period (in thousands) |
$128,933 |
$136,809 |
$109,879 |
$135,260 |
$227,911 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.42% |
1.41% |
1.45% |
1.46% |
1.31% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.30% |
1.30% |
1.31% |
1.32% |
1.30% |
Ratio of Net Investment Income/(Loss) |
2.17% |
0.37% |
0.38% |
1.49% |
1.37% |
Portfolio Turnover Rate |
145% |
184% |
160% |
145% |
82% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$41.90 |
$32.40 |
$25.69 |
$29.66 |
$32.68 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.57 |
(0.18) |
(0.11) |
0.16 |
0.21 |
Net realized and unrealized gain/(loss) |
(12.04) |
9.68 |
6.82 |
(3.57) |
(2.97) |
Total from Investment Operations |
(11.47) |
9.50 |
6.71 |
(3.41) |
(2.76) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
(0.56) |
(0.26) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
— |
— |
— |
(0.56) |
(0.26) |
Net Asset Value, End of Period |
$30.43 |
$41.90 |
$32.40 |
$25.69 |
$29.66 |
Total Return* |
(27.37)% |
29.32% |
26.12% |
(11.26)% |
(8.51)% |
Net Assets, End of Period (in thousands) |
$9,829 |
$23,302 |
$29,652 |
$43,110 |
$118,408 |
Average Net Assets for the Period (in thousands) |
$17,189 |
$27,919 |
$37,468 |
$62,633 |
$154,929 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.20% |
2.17% |
2.19% |
2.19% |
2.04% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
2.07% |
2.05% |
2.06% |
2.06% |
2.02% |
Ratio of Net Investment Income/(Loss) |
1.44% |
(0.46)% |
(0.40)% |
0.62% |
0.65% |
Portfolio Turnover Rate |
145% |
184% |
160% |
145% |
82% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$42.42 |
$32.57 |
$25.98 |
$31.53 |
$35.01 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.88 |
0.23 |
0.11 |
0.45 |
0.47 |
Net realized and unrealized gain/(loss) |
(12.13) |
9.73 |
6.85 |
(3.98) |
(3.20) |
Total from Investment Operations |
(11.25) |
9.96 |
6.96 |
(3.53) |
(2.73) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.14) |
(0.11) |
(0.37) |
(2.02) |
(0.75) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.14) |
(0.11) |
(0.37) |
(2.02) |
(0.75) |
Net Asset Value, End of Period |
$31.03 |
$42.42 |
$32.57 |
$25.98 |
$31.53 |
Total Return* |
(26.61)% |
30.63% |
26.93% |
(10.35)% |
(7.96)% |
Net Assets, End of Period (in thousands) |
$101 |
$85 |
$54 |
$43 |
$48 |
Average Net Assets for the Period (in thousands) |
$95 |
$68 |
$48 |
$43 |
$50 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
4.51% |
5.71% |
7.83% |
8.50% |
4.42% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.10% |
1.07% |
1.34% |
1.17% |
1.35% |
Ratio of Net Investment Income/(Loss) |
2.27% |
0.58% |
0.40% |
1.73% |
1.42% |
Portfolio Turnover Rate |
145% |
184% |
160% |
145% |
82% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.25 |
$34.03 |
$27.07 |
$31.59 |
$34.94 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
1.02 |
0.26 |
0.19 |
0.42 |
0.54 |
Net realized and unrealized gain/(loss) |
(12.75) |
10.15 |
7.17 |
(3.82) |
(3.14) |
Total from Investment Operations |
(11.73) |
10.41 |
7.36 |
(3.40) |
(2.60) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.16) |
(0.19) |
(0.40) |
(1.12) |
(0.75) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.16) |
(0.19) |
(0.40) |
(1.12) |
(0.75) |
Net Asset Value, End of Period |
$32.36 |
$44.25 |
$34.03 |
$27.07 |
$31.59 |
Total Return* |
(26.60)% |
30.66% |
27.35% |
(10.30)% |
(7.60)% |
Net Assets, End of Period (in thousands) |
$196,068 |
$299,272 |
$208,159 |
$220,722 |
$695,302 |
Average Net Assets for the Period (in thousands) |
$272,758 |
$263,587 |
$204,753 |
$353,101 |
$1,025,799 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.16% |
1.14% |
1.17% |
1.16% |
1.03% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.04% |
1.03% |
1.04% |
1.03% |
1.02% |
Ratio of Net Investment Income/(Loss) |
2.47% |
0.62% |
0.64% |
1.53% |
1.60% |
Portfolio Turnover Rate |
145% |
184% |
160% |
145% |
82% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.95 |
$33.80 |
$26.86 |
$31.64 |
$34.89 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.95 |
0.35 |
0.34 |
0.49 |
0.56 |
Net realized and unrealized gain/(loss) |
(12.56) |
10.01 |
7.01 |
(3.91) |
(3.14) |
Total from Investment Operations |
(11.61) |
10.36 |
7.35 |
(3.42) |
(2.58) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.19) |
(0.21) |
(0.41) |
(1.36) |
(0.67) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.19) |
(0.21) |
(0.41) |
(1.36) |
(0.67) |
Net Asset Value, End of Period |
$32.15 |
$43.95 |
$33.80 |
$26.86 |
$31.64 |
Total Return* |
(26.54)% |
30.72% |
27.51% |
(10.25)% |
(7.54)% |
Net Assets, End of Period (in thousands) |
$14,170 |
$9,763 |
$4,371 |
$139 |
$284 |
Average Net Assets for the Period (in thousands) |
$13,374 |
$9,327 |
$3,114 |
$207 |
$332 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.11% |
1.11% |
1.20% |
2.56% |
1.43% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.97% |
0.96% |
0.96% |
0.97% |
0.97% |
Ratio of Net Investment Income/(Loss) |
2.40% |
0.85% |
1.17% |
1.82% |
1.68% |
Portfolio Turnover Rate |
145% |
184% |
160% |
145% |
82% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.17 |
$34.02 |
$27.06 |
$31.57 |
$35.03 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.93 |
0.20 |
0.12 |
0.47 |
0.54 |
Net realized and unrealized gain/(loss) |
(12.70) |
10.12 |
7.20 |
(3.90) |
(3.21) |
Total from Investment Operations |
(11.77) |
10.32 |
7.32 |
(3.43) |
(2.67) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.13) |
(0.17) |
(0.36) |
(1.08) |
(0.79) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.13) |
(0.17) |
(0.36) |
(1.08) |
(0.79) |
Net Asset Value, End of Period |
$32.27 |
$44.17 |
$34.02 |
$27.06 |
$31.57 |
Total Return* |
(26.73)% |
30.41% |
27.20% |
(10.43)% |
(7.79)% |
Net Assets, End of Period (in thousands) |
$7,392 |
$10,590 |
$1,579 |
$676 |
$929 |
Average Net Assets for the Period (in thousands) |
$10,408 |
$5,237 |
$839 |
$762 |
$1,598 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.37% |
1.38% |
1.70% |
1.76% |
1.31% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.22% |
1.21% |
1.19% |
1.18% |
1.20% |
Ratio of Net Investment Income/(Loss) |
2.25% |
0.47% |
0.41% |
1.74% |
1.59% |
Portfolio Turnover Rate |
145% |
184% |
160% |
145% |
82% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$6.54 |
$5.90 |
$6.58 |
$7.16 |
$7.80 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.45(2) |
0.49 |
0.51 |
0.46 |
0.49 |
Net realized and unrealized gain/(loss) |
(1.29) |
0.64 |
(0.72) |
(0.56) |
(0.65) |
Total from Investment Operations |
(0.84) |
1.13 |
(0.21) |
(0.10) |
(0.16) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.48) |
(0.49) |
(0.47) |
(0.48) |
(0.48) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.48) |
(0.49) |
(0.47) |
(0.48) |
(0.48) |
Net Asset Value, End of Period |
$5.22 |
$6.54 |
$5.90 |
$6.58 |
$7.16 |
Total Return* |
(13.71)% |
19.08% |
(2.98)% |
(1.22)% |
(2.13)% |
Net Assets, End of Period (in thousands) |
$558,995 |
$662,514 |
$610,106 |
$684,235 |
$818,548 |
Average Net Assets for the Period (in thousands) |
$671,651 |
$666,761 |
$639,082 |
$695,276 |
$878,570 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.25%(3) |
1.14% |
1.14% |
1.12% |
1.09% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.24% |
1.14% |
1.14% |
1.12% |
1.09% |
Ratio of Net Investment Income/(Loss) |
6.86%(2) |
7.28% |
8.15% |
6.91% |
6.43% |
Portfolio Turnover Rate |
86% |
123% |
227% |
142% |
137% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$6.46 |
$5.83 |
$6.53 |
$7.11 |
$7.75 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.40(2) |
0.44 |
0.47 |
0.42 |
0.44 |
Net realized and unrealized gain/(loss) |
(1.27) |
0.64 |
(0.73) |
(0.56) |
(0.65) |
Total from Investment Operations |
(0.87) |
1.08 |
(0.26) |
(0.14) |
(0.21) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.45) |
(0.45) |
(0.44) |
(0.44) |
(0.43) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.45) |
(0.45) |
(0.44) |
(0.44) |
(0.43) |
Net Asset Value, End of Period |
$5.14 |
$6.46 |
$5.83 |
$6.53 |
$7.11 |
Total Return* |
(14.29)% |
18.54% |
(3.92)% |
(1.88)% |
(2.76)% |
Net Assets, End of Period (in thousands) |
$314,778 |
$437,512 |
$469,891 |
$677,303 |
$1,037,471 |
Average Net Assets for the Period (in thousands) |
$410,449 |
$478,215 |
$579,718 |
$804,713 |
$1,127,161 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.80%(3) |
1.72% |
1.75% |
1.76% |
1.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.80% |
1.72% |
1.75% |
1.76% |
1.75% |
Ratio of Net Investment Income/(Loss) |
6.22%(2) |
6.66% |
7.49% |
6.24% |
5.82% |
Portfolio Turnover Rate |
86% |
123% |
227% |
142% |
137% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$6.49 |
$5.86 |
$6.56 |
$7.15 |
$7.79 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.44(2) |
0.49 |
0.59 |
0.49 |
0.54 |
Net realized and unrealized gain/(loss) |
(1.28) |
0.62 |
(0.82) |
(0.60) |
(0.70) |
Total from Investment Operations |
(0.84) |
1.11 |
(0.23) |
(0.11) |
(0.16) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.48) |
(0.48) |
(0.47) |
(0.48) |
(0.48) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.48) |
(0.48) |
(0.47) |
(0.48) |
(0.48) |
Net Asset Value, End of Period |
$5.17 |
$6.49 |
$5.86 |
$6.56 |
$7.15 |
Total Return* |
(13.85)% |
19.01% |
(3.30)% |
(1.31)% |
(2.16)% |
Net Assets, End of Period (in thousands) |
$14,587 |
$16,510 |
$10,825 |
$2,470 |
$232 |
Average Net Assets for the Period (in thousands) |
$16,811 |
$14,755 |
$6,983 |
$1,805 |
$127 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.30%(3) |
1.21% |
1.25% |
1.38% |
2.37% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.30% |
1.21% |
1.25% |
1.34% |
1.27% |
Ratio of Net Investment Income/(Loss) |
6.81%(2) |
7.31% |
9.83% |
7.35% |
7.23% |
Portfolio Turnover Rate |
86% |
123% |
227% |
142% |
137% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$6.55 |
$5.91 |
$6.60 |
$7.18 |
$7.81 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.48(2) |
0.52 |
0.54 |
0.49 |
0.53 |
Net realized and unrealized gain/(loss) |
(1.29) |
0.63 |
(0.73) |
(0.57) |
(0.66) |
Total from Investment Operations |
(0.81) |
1.15 |
(0.19) |
(0.08) |
(0.13) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.50) |
(0.51) |
(0.50) |
(0.50) |
(0.50) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.50) |
(0.51) |
(0.50) |
(0.50) |
(0.50) |
Net Asset Value, End of Period |
$5.24 |
$6.55 |
$5.91 |
$6.60 |
$7.18 |
Total Return* |
(13.27)% |
19.43% |
(2.78)% |
(0.89)% |
(1.68)% |
Net Assets, End of Period (in thousands) |
$3,552,771 |
$3,719,987 |
$2,830,699 |
$3,008,858 |
$3,509,735 |
Average Net Assets for the Period (in thousands) |
$3,964,612 |
$3,469,535 |
$2,946,792 |
$2,998,950 |
$3,534,302 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.87%(3) |
0.78% |
0.78% |
0.79% |
0.76% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.87% |
0.78% |
0.78% |
0.79% |
0.76% |
Ratio of Net Investment Income/(Loss) |
7.33%(2) |
7.70% |
8.62% |
7.30% |
6.88% |
Portfolio Turnover Rate |
86% |
123% |
227% |
142% |
137% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$6.55 |
$5.91 |
$6.60 |
$7.18 |
$7.81 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.50(2) |
0.53 |
0.51 |
0.50 |
0.52 |
Net realized and unrealized gain/(loss) |
(1.31) |
0.62 |
(0.70) |
(0.57) |
(0.64) |
Total from Investment Operations |
(0.81) |
1.15 |
(0.19) |
(0.07) |
(0.12) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.50) |
(0.51) |
(0.50) |
(0.51) |
(0.51) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.50) |
(0.51) |
(0.50) |
(0.51) |
(0.51) |
Net Asset Value, End of Period |
$5.24 |
$6.55 |
$5.91 |
$6.60 |
$7.18 |
Total Return* |
(13.20)% |
19.51% |
(2.71)% |
(0.82)% |
(1.64)% |
Net Assets, End of Period (in thousands) |
$255,001 |
$134,486 |
$68,993 |
$12,886 |
$6,841 |
Average Net Assets for the Period (in thousands) |
$239,690 |
$106,437 |
$27,720 |
$10,817 |
$5,880 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.78%(3) |
0.70% |
0.72% |
0.75% |
0.72% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.78% |
0.70% |
0.72% |
0.75% |
0.72% |
Ratio of Net Investment Income/(Loss) |
7.69%(2) |
7.85% |
8.37% |
7.53% |
6.83% |
Portfolio Turnover Rate |
86% |
123% |
227% |
142% |
137% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$6.52 |
$5.88 |
$6.57 |
$7.15 |
$7.78 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.50(2) |
0.52 |
0.52 |
0.49 |
0.54 |
Net realized and unrealized gain/(loss) |
(1.32) |
0.62 |
(0.72) |
(0.58) |
(0.68) |
Total from Investment Operations |
(0.82) |
1.14 |
(0.20) |
(0.09) |
(0.14) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.49) |
(0.50) |
(0.49) |
(0.49) |
(0.49) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.49) |
(0.50) |
(0.49) |
(0.49) |
(0.49) |
Net Asset Value, End of Period |
$5.21 |
$6.52 |
$5.88 |
$6.57 |
$7.15 |
Total Return* |
(13.41)% |
19.35% |
(2.94)% |
(1.04)% |
(1.84)% |
Net Assets, End of Period (in thousands) |
$122,858 |
$71,551 |
$70,408 |
$70,735 |
$53,548 |
Average Net Assets for the Period (in thousands) |
$103,061 |
$85,441 |
$71,828 |
$65,061 |
$55,040 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.02%(3) |
0.94% |
0.95% |
0.97% |
0.94% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.01% |
0.94% |
0.94% |
0.95% |
0.93% |
Ratio of Net Investment Income/(Loss) |
7.76%(2) |
7.70% |
8.29% |
7.41% |
7.12% |
Portfolio Turnover Rate |
86% |
123% |
227% |
142% |
137% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$72.24 |
$66.20 |
$53.89 |
$64.96 |
$55.76 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.04 |
0.07 |
0.41(2) |
0.17 |
0.01 |
Net realized and unrealized gain/(loss) |
(7.84) |
11.44 |
15.62 |
(4.52) |
9.74 |
Total from Investment Operations |
(7.80) |
11.51 |
16.03 |
(4.35) |
9.75 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.76) |
(0.66) |
(0.40) |
— |
(0.07) |
Distributions (from capital gains) |
(5.95) |
(4.81) |
(3.32) |
(6.72) |
(0.48) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.71) |
(5.47) |
(3.72) |
(6.72) |
(0.55) |
Net Asset Value, End of Period |
$57.73 |
$72.24 |
$66.20 |
$53.89 |
$64.96 |
Total Return* |
(11.96)% |
17.70% |
30.58% |
(5.85)% |
17.70% |
Net Assets, End of Period (in thousands) |
$238,774 |
$285,239 |
$228,005 |
$177,862 |
$195,674 |
Average Net Assets for the Period (in thousands) |
$260,738 |
$264,335 |
$198,807 |
$182,919 |
$181,464 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.98% |
0.97% |
0.98% |
1.00% |
0.99% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.98% |
0.97% |
0.98% |
1.00% |
0.99% |
Ratio of Net Investment Income/(Loss) |
0.07% |
0.10% |
0.69%(2) |
0.30% |
0.02% |
Portfolio Turnover Rate |
21% |
32% |
43% |
36% |
46% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$64.73 |
$59.83 |
$49.00 |
$60.16 |
$52.00 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.35) |
(0.39) |
—(2)(3) |
(0.21) |
(0.40) |
Net realized and unrealized gain/(loss) |
(6.96) |
10.32 |
14.15 |
(4.23) |
9.04 |
Total from Investment Operations |
(7.31) |
9.93 |
14.15 |
(4.44) |
8.64 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.25) |
(0.22) |
—(3) |
— |
— |
Distributions (from capital gains) |
(5.95) |
(4.81) |
(3.32) |
(6.72) |
(0.48) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.20) |
(5.03) |
(3.32) |
(6.72) |
(0.48) |
Net Asset Value, End of Period |
$51.22 |
$64.73 |
$59.83 |
$49.00 |
$60.16 |
Total Return* |
(12.55)% |
16.86% |
29.66% |
(6.53)% |
16.81% |
Net Assets, End of Period (in thousands) |
$106,819 |
$157,110 |
$155,599 |
$148,147 |
$182,894 |
Average Net Assets for the Period (in thousands) |
$134,801 |
$165,379 |
$156,935 |
$163,407 |
$173,167 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.65% |
1.69% |
1.69% |
1.71% |
1.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.65% |
1.69% |
1.69% |
1.71% |
1.75% |
Ratio of Net Investment Income/(Loss) |
(0.61)% |
(0.61)% |
(0.01)%(2) |
(0.42)% |
(0.74)% |
Portfolio Turnover Rate |
21% |
32% |
43% |
36% |
46% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$70.72 |
$64.93 |
$52.94 |
$64.07 |
$55.09 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.08) |
(0.07) |
0.31(2) |
0.07 |
(0.08) |
Net realized and unrealized gain/(loss) |
(7.66) |
11.21 |
15.31 |
(4.48) |
9.60 |
Total from Investment Operations |
(7.74) |
11.14 |
15.62 |
(4.41) |
9.52 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.63) |
(0.54) |
(0.31) |
— |
(0.06) |
Distributions (from capital gains) |
(5.95) |
(4.81) |
(3.32) |
(6.72) |
(0.48) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.58) |
(5.35) |
(3.63) |
(6.72) |
(0.54) |
Net Asset Value, End of Period |
$56.40 |
$70.72 |
$64.93 |
$52.94 |
$64.07 |
Total Return* |
(12.13)% |
17.46% |
30.33% |
(6.04)% |
17.49% |
Net Assets, End of Period (in thousands) |
$24,128 |
$27,575 |
$24,287 |
$18,981 |
$20,113 |
Average Net Assets for the Period (in thousands) |
$26,974 |
$27,694 |
$22,312 |
$19,870 |
$18,269 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.18% |
1.17% |
1.18% |
1.19% |
1.18% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.18% |
1.17% |
1.18% |
1.18% |
1.17% |
Ratio of Net Investment Income/(Loss) |
(0.13)% |
(0.09)% |
0.52%(2) |
0.14% |
(0.14)% |
Portfolio Turnover Rate |
21% |
32% |
43% |
36% |
46% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$73.93 |
$67.61 |
$54.96 |
$65.96 |
$56.66 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.18 |
0.23 |
0.57(2) |
0.30 |
0.15 |
Net realized and unrealized gain/(loss) |
(8.03) |
11.69 |
15.93 |
(4.58) |
9.87 |
Total from Investment Operations |
(7.85) |
11.92 |
16.50 |
(4.28) |
10.02 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.91) |
(0.79) |
(0.53) |
— |
(0.24) |
Distributions (from capital gains) |
(5.95) |
(4.81) |
(3.32) |
(6.72) |
(0.48) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.86) |
(5.60) |
(3.85) |
(6.72) |
(0.72) |
Net Asset Value, End of Period |
$59.22 |
$73.93 |
$67.61 |
$54.96 |
$65.96 |
Total Return* |
(11.77)% |
17.96% |
30.89% |
(5.63)% |
17.97% |
Net Assets, End of Period (in thousands) |
$839,582 |
$1,079,081 |
$911,963 |
$692,575 |
$762,127 |
Average Net Assets for the Period (in thousands) |
$963,599 |
$1,033,591 |
$790,645 |
$719,800 |
$688,302 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.76% |
0.75% |
0.75% |
0.77% |
0.76% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.76% |
0.75% |
0.75% |
0.77% |
0.76% |
Ratio of Net Investment Income/(Loss) |
0.28% |
0.32% |
0.93%(2) |
0.53% |
0.26% |
Portfolio Turnover Rate |
21% |
32% |
43% |
36% |
46% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018(1) |
Net Asset Value, Beginning of Period |
$73.69 |
$67.41 |
$54.81 |
$65.76 |
$59.59 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(2) |
0.24 |
0.31 |
0.66(3) |
0.36 |
0.16 |
Net realized and unrealized gain/(loss) |
(7.99) |
11.62 |
15.85 |
(4.59) |
6.01 |
Total from Investment Operations |
(7.75) |
11.93 |
16.51 |
(4.23) |
6.17 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.97) |
(0.84) |
(0.59) |
— |
— |
Distributions (from capital gains) |
(5.95) |
(4.81) |
(3.32) |
(6.72) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.92) |
(5.65) |
(3.91) |
(6.72) |
— |
Net Asset Value, End of Period |
$59.02 |
$73.69 |
$67.41 |
$54.81 |
$65.76 |
Total Return* |
(11.68)% |
18.04% |
30.99% |
(5.57)% |
10.35% |
Net Assets, End of Period (in thousands) |
$138,495 |
$176,576 |
$144,543 |
$90,958 |
$104,903 |
Average Net Assets for the Period (in thousands) |
$165,129 |
$176,137 |
$110,308 |
$99,924 |
$24,212 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.67% |
0.67% |
0.67% |
0.68% |
0.70% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.67% |
0.67% |
0.67% |
0.68% |
0.70% |
Ratio of Net Investment Income/(Loss) |
0.37% |
0.43% |
1.08%(3) |
0.63% |
0.39% |
Portfolio Turnover Rate |
21% |
32% |
43% |
36% |
46% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$73.33 |
$67.11 |
$54.59 |
$65.66 |
$56.39 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.09 |
0.12 |
0.46(2) |
0.22 |
0.06 |
Net realized and unrealized gain/(loss) |
(7.96) |
11.60 |
15.82 |
(4.57) |
9.84 |
Total from Investment Operations |
(7.87) |
11.72 |
16.28 |
(4.35) |
9.90 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.79) |
(0.69) |
(0.44) |
— |
(0.15) |
Distributions (from capital gains) |
(5.95) |
(4.81) |
(3.32) |
(6.72) |
(0.48) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.74) |
(5.50) |
(3.76) |
(6.72) |
(0.63) |
Net Asset Value, End of Period |
$58.72 |
$73.33 |
$67.11 |
$54.59 |
$65.66 |
Total Return* |
(11.89)% |
17.78% |
30.66% |
(5.78)% |
17.80% |
Net Assets, End of Period (in thousands) |
$1,104,248 |
$1,378,342 |
$1,268,796 |
$1,102,667 |
$1,293,953 |
Average Net Assets for the Period (in thousands) |
$1,244,923 |
$1,394,446 |
$1,191,342 |
$1,180,068 |
$1,230,729 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.92% |
0.91% |
0.92% |
0.92% |
0.92% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.91% |
0.90% |
0.91% |
0.91% |
0.91% |
Ratio of Net Investment Income/(Loss) |
0.14% |
0.17% |
0.76%(2) |
0.38% |
0.10% |
Portfolio Turnover Rate |
21% |
32% |
43% |
36% |
46% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$14.65 |
$12.18 |
$13.00 |
$11.68 |
$11.28 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.21 |
0.32 |
0.18 |
0.18 |
0.18 |
Net realized and unrealized gain/(loss) |
(3.55) |
2.38 |
(0.49) |
1.72 |
0.68 |
Total from Investment Operations |
(3.34) |
2.70 |
(0.31) |
1.90 |
0.86 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.38) |
(0.23) |
(0.37) |
(0.36) |
(0.46) |
Distributions (from capital gains) |
(0.40) |
— |
(0.14) |
(0.22) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.78) |
(0.23) |
(0.51) |
(0.58) |
(0.46) |
Net Asset Value, End of Period |
$10.53 |
$14.65 |
$12.18 |
$13.00 |
$11.68 |
Total Return* |
(24.19)% |
22.32% |
(2.53)% |
17.12% |
7.76% |
Net Assets, End of Period (in thousands) |
$11,566 |
$15,294 |
$9,857 |
$9,167 |
$5,828 |
Average Net Assets for the Period (in thousands) |
$15,160 |
$12,864 |
$11,509 |
$7,245 |
$5,093 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.27% |
1.23% |
1.25% |
1.36% |
1.26% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.27% |
1.23% |
1.25% |
1.35% |
1.26% |
Ratio of Net Investment Income/(Loss) |
1.56% |
2.25% |
1.42% |
1.46% |
1.60% |
Portfolio Turnover Rate |
68% |
77% |
69% |
61% |
78% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$14.34 |
$11.98 |
$12.81 |
$11.53 |
$11.14 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.10 |
0.18 |
0.08 |
0.09 |
0.10 |
Net realized and unrealized gain/(loss) |
(3.46) |
2.37 |
(0.49) |
1.69 |
0.67 |
Total from Investment Operations |
(3.36) |
2.55 |
(0.41) |
1.78 |
0.77 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.30) |
(0.19) |
(0.28) |
(0.28) |
(0.38) |
Distributions (from capital gains) |
(0.40) |
— |
(0.14) |
(0.22) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.70) |
(0.19) |
(0.42) |
(0.50) |
(0.38) |
Net Asset Value, End of Period |
$10.28 |
$14.34 |
$11.98 |
$12.81 |
$11.53 |
Total Return* |
(24.81)% |
21.34% |
(3.33)% |
16.19% |
7.01% |
Net Assets, End of Period (in thousands) |
$4,548 |
$6,766 |
$5,908 |
$8,020 |
$6,970 |
Average Net Assets for the Period (in thousands) |
$6,321 |
$6,420 |
$7,522 |
$7,211 |
$6,717 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.00% |
2.03% |
2.03% |
2.09% |
2.00% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
2.00% |
2.03% |
2.03% |
2.09% |
2.00% |
Ratio of Net Investment Income/(Loss) |
0.75% |
1.31% |
0.65% |
0.73% |
0.84% |
Portfolio Turnover Rate |
68% |
77% |
69% |
61% |
78% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$14.59 |
$12.15 |
$12.97 |
$11.66 |
$11.26 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.19 |
0.29 |
0.16 |
0.15 |
0.16 |
Net realized and unrealized gain/(loss) |
(3.54) |
2.37 |
(0.49) |
1.72 |
0.67 |
Total from Investment Operations |
(3.35) |
2.66 |
(0.33) |
1.87 |
0.83 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.36) |
(0.22) |
(0.35) |
(0.34) |
(0.43) |
Distributions (from capital gains) |
(0.40) |
— |
(0.14) |
(0.22) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.76) |
(0.22) |
(0.49) |
(0.56) |
(0.43) |
Net Asset Value, End of Period |
$10.48 |
$14.59 |
$12.15 |
$12.97 |
$11.66 |
Total Return* |
(24.37)% |
22.03% |
(2.69)% |
16.86% |
7.56% |
Net Assets, End of Period (in thousands) |
$7,238 |
$9,178 |
$6,692 |
$5,177 |
$2,464 |
Average Net Assets for the Period (in thousands) |
$9,305 |
$7,647 |
$6,265 |
$3,433 |
$2,615 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.46% |
1.43% |
1.46% |
1.57% |
1.45% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.45% |
1.43% |
1.46% |
1.53% |
1.45% |
Ratio of Net Investment Income/(Loss) |
1.38% |
2.06% |
1.30% |
1.28% |
1.35% |
Portfolio Turnover Rate |
68% |
77% |
69% |
61% |
78% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$14.75 |
$12.25 |
$13.08 |
$11.75 |
$11.33 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.24 |
0.34 |
0.22 |
0.20 |
0.22 |
Net realized and unrealized gain/(loss) |
(3.58) |
2.41 |
(0.51) |
1.74 |
0.69 |
Total from Investment Operations |
(3.34) |
2.75 |
(0.29) |
1.94 |
0.91 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.41) |
(0.25) |
(0.40) |
(0.39) |
(0.49) |
Distributions (from capital gains) |
(0.40) |
— |
(0.14) |
(0.22) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.81) |
(0.25) |
(0.54) |
(0.61) |
(0.49) |
Net Asset Value, End of Period |
$10.60 |
$14.75 |
$12.25 |
$13.08 |
$11.75 |
Total Return* |
(24.04)% |
22.56% |
(2.31)% |
17.41% |
8.21% |
Net Assets, End of Period (in thousands) |
$383,144 |
$551,129 |
$408,928 |
$211,998 |
$147,863 |
Average Net Assets for the Period (in thousands) |
$531,316 |
$484,077 |
$291,765 |
$186,262 |
$120,270 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.03% |
1.00% |
1.02% |
1.09% |
0.96% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.03% |
1.00% |
1.02% |
1.09% |
0.96% |
Ratio of Net Investment Income/(Loss) |
1.77% |
2.44% |
1.83% |
1.68% |
1.91% |
Portfolio Turnover Rate |
68% |
77% |
69% |
61% |
78% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018(1) |
Net Asset Value, Beginning of Period |
$14.76 |
$12.24 |
$13.07 |
$11.75 |
$11.81 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(2) |
0.26 |
0.35 |
0.23 |
0.27 |
0.17 |
Net realized and unrealized gain/(loss) |
(3.58) |
2.42 |
(0.51) |
1.67 |
(0.10) |
Total from Investment Operations |
(3.32) |
2.77 |
(0.28) |
1.94 |
0.07 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.43) |
(0.25) |
(0.41) |
(0.40) |
(0.13) |
Distributions (from capital gains) |
(0.40) |
— |
(0.14) |
(0.22) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.83) |
(0.25) |
(0.55) |
(0.62) |
(0.13) |
Net Asset Value, End of Period |
$10.61 |
$14.76 |
$12.24 |
$13.07 |
$11.75 |
Total Return* |
(23.94)% |
22.80% |
(2.22)% |
17.43% |
0.59% |
Net Assets, End of Period (in thousands) |
$82,484 |
$114,928 |
$88,550 |
$71,472 |
$35,316 |
Average Net Assets for the Period (in thousands) |
$106,338 |
$104,011 |
$80,627 |
$34,671 |
$28,132 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.92% |
0.90% |
0.92% |
0.99% |
0.93% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.92% |
0.90% |
0.92% |
0.99% |
0.93% |
Ratio of Net Investment Income/(Loss) |
1.88% |
2.49% |
1.84% |
2.28% |
2.14% |
Portfolio Turnover Rate |
68% |
77% |
69% |
61% |
78% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$14.75 |
$12.25 |
$13.08 |
$11.75 |
$11.34 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.23 |
0.32 |
0.19 |
0.19 |
0.19 |
Net realized and unrealized gain/(loss) |
(3.59) |
2.42 |
(0.50) |
1.74 |
0.69 |
Total from Investment Operations |
(3.36) |
2.74 |
(0.31) |
1.93 |
0.88 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.39) |
(0.24) |
(0.38) |
(0.38) |
(0.47) |
Distributions (from capital gains) |
(0.40) |
— |
(0.14) |
(0.22) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.79) |
(0.24) |
(0.52) |
(0.60) |
(0.47) |
Net Asset Value, End of Period |
$10.60 |
$14.75 |
$12.25 |
$13.08 |
$11.75 |
Total Return* |
(24.15)% |
22.49% |
(2.47)% |
17.27% |
7.90% |
Net Assets, End of Period (in thousands) |
$87,895 |
$121,737 |
$91,313 |
$80,573 |
$43,490 |
Average Net Assets for the Period (in thousands) |
$114,716 |
$107,523 |
$95,019 |
$54,353 |
$51,128 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.17% |
1.14% |
1.16% |
1.23% |
1.14% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.17% |
1.14% |
1.16% |
1.23% |
1.14% |
Ratio of Net Investment Income/(Loss) |
1.65% |
2.30% |
1.57% |
1.59% |
1.64% |
Portfolio Turnover Rate |
68% |
77% |
69% |
61% |
78% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$110.18 |
$89.60 |
$81.67 |
$85.80 |
$76.26 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.41 |
0.23 |
0.31 |
0.65 |
0.57 |
Net realized and unrealized gain/(loss) |
(23.60) |
23.77 |
11.47 |
(0.20) |
9.25 |
Total from Investment Operations |
(23.19) |
24.00 |
11.78 |
0.45 |
9.82 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.16) |
(0.16) |
(0.61) |
(0.46) |
(0.28) |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(11.59) |
(3.42) |
(3.85) |
(4.58) |
(0.28) |
Net Asset Value, End of Period |
$75.40 |
$110.18 |
$89.60 |
$81.67 |
$85.80 |
Total Return* |
(23.60)% |
27.28% |
14.71% |
1.43% |
12.90% |
Net Assets, End of Period (in thousands) |
$17,175 |
$24,310 |
$23,470 |
$18,247 |
$16,478 |
Average Net Assets for the Period (in thousands) |
$21,901 |
$24,438 |
$19,926 |
$17,274 |
$15,685 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.03% |
1.17% |
1.21% |
1.32% |
1.14% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.03% |
1.17% |
1.20% |
1.16% |
1.00% |
Ratio of Net Investment Income/(Loss) |
0.43% |
0.23% |
0.37% |
0.83% |
0.70% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$106.56 |
$87.19 |
$79.50 |
$83.65 |
$74.57 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.21) |
(0.45) |
(0.22) |
0.13 |
0.04 |
Net realized and unrealized gain/(loss) |
(22.64) |
23.08 |
11.15 |
(0.16) |
9.04 |
Total from Investment Operations |
(22.85) |
22.63 |
10.93 |
(0.03) |
9.08 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Net Asset Value, End of Period |
$72.28 |
$106.56 |
$87.19 |
$79.50 |
$83.65 |
Total Return* |
(24.09)% |
26.42% |
13.98% |
0.78% |
12.18% |
Net Assets, End of Period (in thousands) |
$2,971 |
$4,491 |
$5,005 |
$5,564 |
$7,746 |
Average Net Assets for the Period (in thousands) |
$4,022 |
$4,880 |
$5,323 |
$6,303 |
$8,343 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.68% |
1.85% |
1.84% |
1.80% |
1.64% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.68% |
1.85% |
1.84% |
1.80% |
1.64% |
Ratio of Net Investment Income/(Loss) |
(0.23)% |
(0.45)% |
(0.27)% |
0.17% |
0.05% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$110.34 |
$89.62 |
$81.85 |
$85.96 |
$76.40 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.32 |
0.28 |
0.27 |
0.61 |
0.51 |
Net realized and unrealized gain/(loss) |
(23.65) |
23.70 |
11.48 |
(0.18) |
9.30 |
Total from Investment Operations |
(23.33) |
23.98 |
11.75 |
0.43 |
9.81 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
(0.74) |
(0.42) |
(0.25) |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(11.43) |
(3.26) |
(3.98) |
(4.54) |
(0.25) |
Net Asset Value, End of Period |
$75.58 |
$110.34 |
$89.62 |
$81.85 |
$85.96 |
Total Return* |
(23.66)% |
27.23% |
14.66% |
1.40% |
12.86% |
Net Assets, End of Period (in thousands) |
$14,034 |
$24,088 |
$131,161 |
$109,878 |
$62,331 |
Average Net Assets for the Period (in thousands) |
$18,904 |
$25,744 |
$128,108 |
$64,355 |
$67,144 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.13% |
1.21% |
1.24% |
1.18% |
1.04% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.12% |
1.21% |
1.24% |
1.18% |
1.04% |
Ratio of Net Investment Income/(Loss) |
0.33% |
0.27% |
0.33% |
0.77% |
0.63% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$110.96 |
$90.13 |
$82.10 |
$86.16 |
$76.57 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.75 |
0.64 |
0.63 |
0.95 |
0.91 |
Net realized and unrealized gain/(loss) |
(23.73) |
23.90 |
11.54 |
(0.20) |
9.27 |
Total from Investment Operations |
(22.98) |
24.54 |
12.17 |
0.75 |
10.18 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.62) |
(0.45) |
(0.90) |
(0.69) |
(0.59) |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.05) |
(3.71) |
(4.14) |
(4.81) |
(0.59) |
Net Asset Value, End of Period |
$75.93 |
$110.96 |
$90.13 |
$82.10 |
$86.16 |
Total Return* |
(23.33)% |
27.78% |
15.15% |
1.85% |
13.36% |
Net Assets, End of Period (in thousands) |
$100,359 |
$145,610 |
$135,394 |
$139,584 |
$179,093 |
Average Net Assets for the Period (in thousands) |
$128,292 |
$145,201 |
$132,597 |
$146,672 |
$167,007 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.68% |
0.79% |
0.81% |
0.74% |
0.60% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.68% |
0.79% |
0.81% |
0.74% |
0.60% |
Ratio of Net Investment Income/(Loss) |
0.78% |
0.61% |
0.76% |
1.21% |
1.11% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$109.00 |
$88.60 |
$80.77 |
$84.85 |
$75.44 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.80 |
0.69 |
0.66 |
1.02 |
0.96 |
Net realized and unrealized gain/(loss) |
(23.27) |
23.48 |
11.36 |
(0.25) |
9.11 |
Total from Investment Operations |
(22.47) |
24.17 |
12.02 |
0.77 |
10.07 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.68) |
(0.51) |
(0.95) |
(0.73) |
(0.66) |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(12.11) |
(3.77) |
(4.19) |
(4.85) |
(0.66) |
Net Asset Value, End of Period |
$74.42 |
$109.00 |
$88.60 |
$80.77 |
$84.85 |
Total Return* |
(23.28)% |
27.85% |
15.23% |
1.91% |
13.42% |
Net Assets, End of Period (in thousands) |
$30,831 |
$43,521 |
$40,607 |
$31,393 |
$38,195 |
Average Net Assets for the Period (in thousands) |
$37,593 |
$44,557 |
$30,617 |
$37,778 |
$36,802 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.62% |
0.73% |
0.76% |
0.68% |
0.54% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.62% |
0.73% |
0.76% |
0.68% |
0.54% |
Ratio of Net Investment Income/(Loss) |
0.85% |
0.67% |
0.81% |
1.32% |
1.19% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$108.69 |
$88.57 |
$80.78 |
$84.95 |
$75.55 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.08 |
(0.10) |
0.02 |
0.39 |
0.32 |
Net realized and unrealized gain/(loss) |
(23.23) |
23.48 |
11.34 |
(0.18) |
9.15 |
Total from Investment Operations |
(23.15) |
23.38 |
11.36 |
0.21 |
9.47 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
(0.33) |
(0.26) |
(0.07) |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(11.43) |
(3.26) |
(3.57) |
(4.38) |
(0.07) |
Net Asset Value, End of Period |
$74.11 |
$108.69 |
$88.57 |
$80.78 |
$84.95 |
Total Return* |
(23.87)% |
26.87% |
14.33% |
1.11% |
12.55% |
Net Assets, End of Period (in thousands) |
$8,123 |
$9,736 |
$7,802 |
$6,574 |
$6,417 |
Average Net Assets for the Period (in thousands) |
$9,507 |
$8,777 |
$6,410 |
$6,232 |
$6,245 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.39% |
1.50% |
1.54% |
1.47% |
1.31% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.39% |
1.50% |
1.54% |
1.47% |
1.31% |
Ratio of Net Investment Income/(Loss) |
0.09% |
(0.10)% |
0.03% |
0.50% |
0.40% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$108.88 |
$88.54 |
$80.73 |
$84.82 |
$75.41 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.58 |
0.45 |
0.48 |
0.82 |
0.75 |
Net realized and unrealized gain/(loss) |
(23.25) |
23.47 |
11.34 |
(0.21) |
9.13 |
Total from Investment Operations |
(22.67) |
23.92 |
11.82 |
0.61 |
9.88 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.43) |
(0.32) |
(0.77) |
(0.58) |
(0.47) |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(11.86) |
(3.58) |
(4.01) |
(4.70) |
(0.47) |
Net Asset Value, End of Period |
$74.35 |
$108.88 |
$88.54 |
$80.73 |
$84.82 |
Total Return* |
(23.45)% |
27.55% |
14.96% |
1.67% |
13.16% |
Net Assets, End of Period (in thousands) |
$916,960 |
$1,307,732 |
$1,057,492 |
$1,014,552 |
$1,054,640 |
Average Net Assets for the Period (in thousands) |
$1,173,459 |
$1,262,884 |
$1,009,337 |
$988,429 |
$1,033,780 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.86% |
0.97% |
0.99% |
0.93% |
0.79% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.84% |
0.96% |
0.99% |
0.92% |
0.78% |
Ratio of Net Investment Income/(Loss) |
0.62% |
0.44% |
0.59% |
1.05% |
0.93% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$19.70 |
$15.56 |
$15.01 |
$17.64 |
$16.16 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.14 |
0.10 |
0.10 |
0.14 |
0.09 |
Net realized and unrealized gain/(loss) |
(3.38) |
4.91 |
1.10 |
(0.58) |
1.52 |
Total from Investment Operations |
(3.24) |
5.01 |
1.20 |
(0.44) |
1.61 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.10) |
(0.12) |
(0.13) |
(0.06) |
(0.13) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.29) |
(0.87) |
(0.65) |
(2.19) |
(0.13) |
Net Asset Value, End of Period |
$14.17 |
$19.70 |
$15.56 |
$15.01 |
$17.64 |
Total Return* |
(18.45)% |
32.96% |
7.96% |
(0.72)% |
9.99% |
Net Assets, End of Period (in thousands) |
$5,582 |
$7,039 |
$5,788 |
$5,380 |
$4,666 |
Average Net Assets for the Period (in thousands) |
$6,759 |
$6,717 |
$5,354 |
$4,885 |
$4,885 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.04% |
1.03% |
1.06% |
1.08% |
1.03% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.04% |
1.03% |
1.06% |
1.08% |
1.03% |
Ratio of Net Investment Income/(Loss) |
0.83% |
0.56% |
0.70% |
0.97% |
0.54% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$18.82 |
$14.92 |
$14.42 |
$17.10 |
$15.69 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
—(2) |
(0.06) |
(0.04) |
—(2) |
(0.05) |
Net realized and unrealized gain/(loss) |
(3.21) |
4.71 |
1.06 |
(0.55) |
1.49 |
Total from Investment Operations |
(3.21) |
4.65 |
1.02 |
(0.55) |
1.44 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
(0.03) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
(0.03) |
Net Asset Value, End of Period |
$13.42 |
$18.82 |
$14.92 |
$14.42 |
$17.10 |
Total Return* |
(19.14)% |
31.84% |
7.00% |
(1.55)% |
9.15% |
Net Assets, End of Period (in thousands) |
$564 |
$586 |
$676 |
$1,197 |
$2,229 |
Average Net Assets for the Period (in thousands) |
$609 |
$650 |
$1,005 |
$1,534 |
$2,591 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.16% |
2.14% |
2.01% |
1.94% |
1.84% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.87% |
1.88% |
1.91% |
1.94% |
1.84% |
Ratio of Net Investment Income/(Loss) |
0.02% |
(0.33)% |
(0.26)% |
(0.01)% |
(0.27)% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$19.71 |
$15.57 |
$15.02 |
$17.74 |
$16.24 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.08 |
0.03 |
0.06 |
0.10 |
0.04 |
Net realized and unrealized gain/(loss) |
(3.39) |
4.93 |
1.09 |
(0.58) |
1.53 |
Total from Investment Operations |
(3.31) |
4.96 |
1.15 |
(0.48) |
1.57 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.07) |
(0.08) |
(0.11) |
(0.07) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.19) |
(0.82) |
(0.60) |
(2.24) |
(0.07) |
Net Asset Value, End of Period |
$14.21 |
$19.71 |
$15.57 |
$15.02 |
$17.74 |
Total Return* |
(18.75)% |
32.57% |
7.61% |
(0.97)% |
9.69% |
Net Assets, End of Period (in thousands) |
$82 |
$139 |
$227 |
$248 |
$251 |
Average Net Assets for the Period (in thousands) |
$108 |
$189 |
$231 |
$234 |
$259 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
3.97% |
2.76% |
2.48% |
2.47% |
1.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.37% |
1.36% |
1.37% |
1.36% |
1.29% |
Ratio of Net Investment Income/(Loss) |
0.42% |
0.16% |
0.38% |
0.66% |
0.25% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$19.68 |
$15.53 |
$14.99 |
$17.61 |
$16.12 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.19 |
0.16 |
0.14 |
0.19 |
0.15 |
Net realized and unrealized gain/(loss) |
(3.38) |
4.89 |
1.10 |
(0.58) |
1.49 |
Total from Investment Operations |
(3.19) |
5.05 |
1.24 |
(0.39) |
1.64 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.15) |
(0.15) |
(0.18) |
(0.10) |
(0.15) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.34) |
(0.90) |
(0.70) |
(2.23) |
(0.15) |
Net Asset Value, End of Period |
$14.15 |
$19.68 |
$15.53 |
$14.99 |
$17.61 |
Total Return* |
(18.23)% |
33.31% |
8.25% |
(0.39)% |
10.22% |
Net Assets, End of Period (in thousands) |
$24,004 |
$22,347 |
$14,853 |
$17,024 |
$17,043 |
Average Net Assets for the Period (in thousands) |
$22,980 |
$19,681 |
$16,194 |
$16,875 |
$15,444 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.77% |
0.77% |
0.78% |
0.80% |
0.77% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.77% |
0.77% |
0.78% |
0.80% |
0.77% |
Ratio of Net Investment Income/(Loss) |
1.12% |
0.83% |
0.91% |
1.27% |
0.86% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$19.64 |
$15.50 |
$14.96 |
$17.58 |
$16.09 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.20 |
0.17 |
0.14 |
0.19 |
0.16 |
Net realized and unrealized gain/(loss) |
(3.37) |
4.88 |
1.12 |
(0.56) |
1.50 |
Total from Investment Operations |
(3.17) |
5.05 |
1.26 |
(0.37) |
1.66 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.17) |
(0.16) |
(0.20) |
(0.12) |
(0.17) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.36) |
(0.91) |
(0.72) |
(2.25) |
(0.17) |
Net Asset Value, End of Period |
$14.11 |
$19.64 |
$15.50 |
$14.96 |
$17.58 |
Total Return* |
(18.21)% |
33.41% |
8.38% |
(0.28)% |
10.34% |
Net Assets, End of Period (in thousands) |
$21,395 |
$26,130 |
$24,271 |
$37,810 |
$33,278 |
Average Net Assets for the Period (in thousands) |
$25,204 |
$27,543 |
$29,294 |
$31,647 |
$33,126 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.69% |
0.68% |
0.68% |
0.69% |
0.68% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.69% |
0.68% |
0.68% |
0.69% |
0.68% |
Ratio of Net Investment Income/(Loss) |
1.18% |
0.90% |
0.97% |
1.32% |
0.92% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$19.36 |
$15.29 |
$14.76 |
$17.39 |
$15.99 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.05 |
—(2) |
0.01 |
0.05 |
—(2) |
Net realized and unrealized gain/(loss) |
(3.31) |
4.82 |
1.08 |
(0.55) |
1.49 |
Total from Investment Operations |
(3.26) |
4.82 |
1.09 |
(0.50) |
1.49 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.03) |
— |
(0.04) |
— |
(0.09) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.22) |
(0.75) |
(0.56) |
(2.13) |
(0.09) |
Net Asset Value, End of Period |
$13.88 |
$19.36 |
$15.29 |
$14.76 |
$17.39 |
Total Return* |
(18.89)% |
32.19% |
7.29% |
(1.21)% |
9.32% |
Net Assets, End of Period (in thousands) |
$120 |
$123 |
$107 |
$188 |
$230 |
Average Net Assets for the Period (in thousands) |
$135 |
$118 |
$170 |
$198 |
$459 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
3.67% |
3.94% |
3.20% |
2.95% |
1.76% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.62% |
1.60% |
1.63% |
1.63% |
1.56% |
Ratio of Net Investment Income/(Loss) |
0.27% |
(0.02)% |
0.05% |
0.37% |
0.01% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$19.63 |
$15.50 |
$14.96 |
$17.57 |
$16.08 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.17 |
0.13 |
0.12 |
0.16 |
0.12 |
Net realized and unrealized gain/(loss) |
(3.37) |
4.88 |
1.10 |
(0.57) |
1.51 |
Total from Investment Operations |
(3.20) |
5.01 |
1.22 |
(0.41) |
1.63 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.13) |
(0.13) |
(0.16) |
(0.07) |
(0.14) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.32) |
(0.88) |
(0.68) |
(2.20) |
(0.14) |
Net Asset Value, End of Period |
$14.11 |
$19.63 |
$15.50 |
$14.96 |
$17.57 |
Total Return* |
(18.36)% |
33.15% |
8.08% |
(0.54)% |
10.17% |
Net Assets, End of Period (in thousands) |
$450,713 |
$587,159 |
$464,956 |
$484,175 |
$533,974 |
Average Net Assets for the Period (in thousands) |
$554,055 |
$561,617 |
$464,019 |
$481,731 |
$539,796 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.92% |
0.92% |
0.92% |
0.93% |
0.92% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.91% |
0.91% |
0.91% |
0.92% |
0.91% |
Ratio of Net Investment Income/(Loss) |
0.96% |
0.68% |
0.83% |
1.08% |
0.68% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||
|
2022 |
2021 |
2020(1) |
Net Asset Value, Beginning of Period |
$14.16 |
$11.18 |
$10.00 |
Income/(Loss) from Investment Operations: |
|
|
|
Net investment income/(loss)(2) |
0.02 |
0.02 |
0.01 |
Net realized and unrealized gain/(loss) |
(3.67) |
3.00 |
1.17 |
Total from Investment Operations |
(3.65) |
3.02 |
1.18 |
Less Dividends and Distributions: |
|
|
|
Dividends (from net investment income) |
(0.01) |
(0.03) |
— |
Distributions (from capital gains) |
(0.13) |
(0.01) |
— |
Return of capital |
— |
— |
— |
Total Dividends and Distributions |
(0.14) |
(0.04) |
— |
Net Asset Value, End of Period |
$10.37 |
$14.16 |
$11.18 |
Total Return* |
(26.05)% |
27.05% |
11.80% |
Net Assets, End of Period (in thousands) |
$182 |
$181 |
$67 |
Average Net Assets for the Period (in thousands) |
$208 |
$123 |
$63 |
Ratios to Average Net Assets**: |
|
|
|
Ratio of Gross Expenses |
3.18% |
4.43% |
15.65% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.05% |
1.06% |
1.13% |
Ratio of Net Investment Income/(Loss) |
0.15% |
0.12% |
0.27% |
Portfolio Turnover Rate |
33% |
12% |
11% |
|
Years ended September 30 | ||
|
2022 |
2021 |
2020(1) |
Net Asset Value, Beginning of Period |
$14.13 |
$11.16 |
$10.00 |
Income/(Loss) from Investment Operations: |
|
|
|
Net investment income/(loss)(2) |
0.07 |
(0.01) |
(0.01) |
Net realized and unrealized gain/(loss) |
(3.68) |
3.01 |
1.17 |
Total from Investment Operations |
(3.61) |
3.00 |
1.16 |
Less Dividends and Distributions: |
|
|
|
Dividends (from net investment income) |
—(3) |
(0.02) |
— |
Distributions (from capital gains) |
(0.13) |
(0.01) |
— |
Return of capital |
— |
— |
— |
Total Dividends and Distributions |
(0.13) |
(0.03) |
— |
Net Asset Value, End of Period |
$10.39 |
$14.13 |
$11.16 |
Total Return* |
(25.79)% |
26.91% |
11.60% |
Net Assets, End of Period (in thousands) |
$61 |
$77 |
$56 |
Average Net Assets for the Period (in thousands) |
$74 |
$67 |
$54 |
Ratios to Average Net Assets**: |
|
|
|
Ratio of Gross Expenses |
5.34% |
6.64% |
17.28% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.59% |
1.19% |
1.87% |
Ratio of Net Investment Income/(Loss) |
0.57% |
(0.04)% |
(0.46)% |
Portfolio Turnover Rate |
33% |
12% |
11% |
|
Years ended September 30 | ||
|
2022 |
2021 |
2020(1) |
Net Asset Value, Beginning of Period |
$14.15 |
$11.17 |
$10.00 |
Income/(Loss) from Investment Operations: |
|
|
|
Net investment income/(loss)(2) |
0.04 |
—(3) |
—(3) |
Net realized and unrealized gain/(loss) |
(3.68) |
3.01 |
1.17 |
Total from Investment Operations |
(3.64) |
3.01 |
1.17 |
Less Dividends and Distributions: |
|
|
|
Dividends (from net investment income) |
(0.01) |
(0.02) |
— |
Distributions (from capital gains) |
(0.13) |
(0.01) |
— |
Return of capital |
— |
— |
— |
Total Dividends and Distributions |
(0.14) |
(0.03) |
— |
Net Asset Value, End of Period |
$10.37 |
$14.15 |
$11.17 |
Total Return* |
(25.98)% |
27.05% |
11.70% |
Net Assets, End of Period (in thousands) |
$53 |
$71 |
$56 |
Average Net Assets for the Period (in thousands) |
$66 |
$67 |
$54 |
Ratios to Average Net Assets**: |
|
|
|
Ratio of Gross Expenses |
6.24% |
6.65% |
16.77% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.83% |
1.11% |
1.37% |
Ratio of Net Investment Income/(Loss) |
0.32% |
0.03% |
0.04% |
Portfolio Turnover Rate |
33% |
12% |
11% |
|
Years ended September 30 | ||
|
2022 |
2021 |
2020(1) |
Net Asset Value, Beginning of Period |
$14.19 |
$11.19 |
$10.00 |
Income/(Loss) from Investment Operations: |
|
|
|
Net investment income/(loss)(2) |
0.02 |
0.04 |
0.02 |
Net realized and unrealized gain/(loss) |
(3.66) |
3.00 |
1.17 |
Total from Investment Operations |
(3.64) |
3.04 |
1.19 |
Less Dividends and Distributions: |
|
|
|
Dividends (from net investment income) |
(0.03) |
(0.03) |
— |
Distributions (from capital gains) |
(0.13) |
(0.01) |
— |
Return of capital |
— |
— |
— |
Total Dividends and Distributions |
(0.16) |
(0.04) |
— |
Net Asset Value, End of Period |
$10.39 |
$14.19 |
$11.19 |
Total Return* |
(25.97)% |
27.25% |
11.90% |
Net Assets, End of Period (in thousands) |
$3,991 |
$11,353 |
$5,317 |
Average Net Assets for the Period (in thousands) |
$7,265 |
$7,780 |
$5,071 |
Ratios to Average Net Assets**: |
|
|
|
Ratio of Gross Expenses |
1.57% |
1.86% |
10.72% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.92% |
0.87% |
0.86% |
Ratio of Net Investment Income/(Loss) |
0.11% |
0.29% |
0.55% |
Portfolio Turnover Rate |
33% |
12% |
11% |
|
Years ended September 30 | ||
|
2022 |
2021 |
2020(1) |
Net Asset Value, Beginning of Period |
$14.23 |
$11.19 |
$10.00 |
Income/(Loss) from Investment Operations: |
|
|
|
Net investment income/(loss)(2) |
0.04 |
0.05 |
0.02 |
Net realized and unrealized gain/(loss) |
(3.69) |
3.00 |
1.17 |
Total from Investment Operations |
(3.65) |
3.05 |
1.19 |
Less Dividends and Distributions: |
|
|
|
Dividends (from net investment income) |
(0.02) |
— |
— |
Distributions (from capital gains) |
(0.13) |
(0.01) |
— |
Return of capital |
— |
— |
— |
Total Dividends and Distributions |
(0.15) |
(0.01) |
— |
Net Asset Value, End of Period |
$10.43 |
$14.23 |
$11.19 |
Total Return* |
(25.93)% |
27.30% |
11.90% |
Net Assets, End of Period (in thousands) |
$1,250 |
$1,449 |
$192 |
Average Net Assets for the Period (in thousands) |
$1,432 |
$831 |
$83 |
Ratios to Average Net Assets**: |
|
|
|
Ratio of Gross Expenses |
1.73% |
2.14% |
14.24% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.86% |
0.86% |
0.86% |
Ratio of Net Investment Income/(Loss) |
0.31% |
0.33% |
0.73% |
Portfolio Turnover Rate |
33% |
12% |
11% |
|
Years ended September 30 | |
|
2022 |
2021(1) |
Net Asset Value, Beginning of Period |
$14.13 |
$13.08 |
Income/(Loss) from Investment Operations: |
|
|
Net investment income/(loss)(2) |
0.08 |
(0.03) |
Net realized and unrealized gain/(loss) |
(3.68) |
1.08 |
Total from Investment Operations |
(3.60) |
1.05 |
Less Dividends and Distributions: |
|
|
Dividends (from net investment income) |
— |
— |
Distributions (from capital gains) |
(0.13) |
— |
Return of capital |
— |
— |
Total Dividends and Distributions |
(0.13) |
— |
Net Asset Value, End of Period |
$10.40 |
$14.13 |
Total Return* |
(25.72)% |
8.03% |
Net Assets, End of Period (in thousands) |
$40 |
$54 |
Average Net Assets for the Period (in thousands) |
$51 |
$53 |
Ratios to Average Net Assets**: |
|
|
Ratio of Gross Expenses |
7.35% |
7.99% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.57% |
1.46% |
Ratio of Net Investment Income/(Loss) |
0.59% |
(0.27)% |
Portfolio Turnover Rate |
33% |
12% |
|
Years ended September 30 | ||
|
2022 |
2021 |
2020(1) |
Net Asset Value, Beginning of Period |
$14.18 |
$11.18 |
$10.00 |
Income/(Loss) from Investment Operations: |
|
|
|
Net investment income/(loss)(2) |
0.01 |
0.01 |
0.01 |
Net realized and unrealized gain/(loss) |
(3.68) |
3.01 |
1.17 |
Total from Investment Operations |
(3.67) |
3.02 |
1.18 |
Less Dividends and Distributions: |
|
|
|
Dividends (from net investment income) |
—(3) |
(0.01) |
— |
Distributions (from capital gains) |
(0.13) |
(0.01) |
— |
Return of capital |
— |
— |
— |
Total Dividends and Distributions |
(0.13) |
(0.02) |
— |
Net Asset Value, End of Period |
$10.38 |
$14.18 |
$11.18 |
Total Return* |
(26.12)% |
27.02% |
11.80% |
Net Assets, End of Period (in thousands) |
$540 |
$697 |
$99 |
Average Net Assets for the Period (in thousands) |
$633 |
$387 |
$77 |
Ratios to Average Net Assets**: |
|
|
|
Ratio of Gross Expenses |
2.25% |
2.82% |
14.65% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.09% |
1.09% |
1.11% |
Ratio of Net Investment Income/(Loss) |
0.05% |
0.10% |
0.33% |
Portfolio Turnover Rate |
33% |
12% |
11% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$59.21 |
$50.45 |
$36.72 |
$36.33 |
$29.11 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.22) |
(0.27) |
(0.11) |
(0.05) |
(0.05) |
Net realized and unrealized gain/(loss) |
(18.76) |
13.83 |
17.17 |
2.33 |
8.45 |
Total from Investment Operations |
(18.98) |
13.56 |
17.06 |
2.28 |
8.40 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
—(2) |
—(2) |
Distributions (from capital gains) |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Net Asset Value, End of Period |
$31.58 |
$59.21 |
$50.45 |
$36.72 |
$36.33 |
Total Return* |
(37.50)% |
28.19% |
49.64% |
7.70% |
29.63% |
Net Assets, End of Period (in thousands) |
$182,141 |
$319,194 |
$252,037 |
$172,237 |
$136,689 |
Average Net Assets for the Period (in thousands) |
$260,997 |
$299,780 |
$204,220 |
$151,979 |
$125,207 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.99% |
0.98% |
0.99% |
1.01% |
1.00% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.99% |
0.98% |
0.99% |
1.01% |
1.00% |
Ratio of Net Investment Income/(Loss) |
(0.49)% |
(0.47)% |
(0.26)% |
(0.14)% |
(0.16)% |
Portfolio Turnover Rate |
47% |
43% |
37% |
36% |
20% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$51.77 |
$44.91 |
$33.24 |
$33.31 |
$26.96 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.42) |
(0.56) |
(0.36) |
(0.26) |
(0.27) |
Net realized and unrealized gain/(loss) |
(15.94) |
12.22 |
15.36 |
2.08 |
7.80 |
Total from Investment Operations |
(16.36) |
11.66 |
15.00 |
1.82 |
7.53 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Net Asset Value, End of Period |
$26.76 |
$51.77 |
$44.91 |
$33.24 |
$33.31 |
Total Return* |
(37.88)% |
27.37% |
48.56% |
6.97% |
28.73% |
Net Assets, End of Period (in thousands) |
$50,614 |
$101,860 |
$89,141 |
$64,636 |
$89,817 |
Average Net Assets for the Period (in thousands) |
$79,418 |
$98,033 |
$75,085 |
$66,888 |
$79,328 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.58% |
1.64% |
1.69% |
1.70% |
1.72% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.58% |
1.64% |
1.69% |
1.70% |
1.72% |
Ratio of Net Investment Income/(Loss) |
(1.09)% |
(1.13)% |
(0.96)% |
(0.85)% |
(0.88)% |
Portfolio Turnover Rate |
47% |
43% |
37% |
36% |
20% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$57.73 |
$49.38 |
$36.07 |
$35.79 |
$28.75 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.29) |
(0.36) |
(0.19) |
(0.12) |
(0.12) |
Net realized and unrealized gain/(loss) |
(18.20) |
13.51 |
16.83 |
2.29 |
8.34 |
Total from Investment Operations |
(18.49) |
13.15 |
16.64 |
2.17 |
8.22 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
— |
— |
— |
Distributions (from capital gains) |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Net Asset Value, End of Period |
$30.59 |
$57.73 |
$49.38 |
$36.07 |
$35.79 |
Total Return* |
(37.63)% |
27.95% |
49.35% |
7.49% |
29.36% |
Net Assets, End of Period (in thousands) |
$17,985 |
$27,069 |
$21,002 |
$9,084 |
$6,628 |
Average Net Assets for the Period (in thousands) |
$26,676 |
$25,961 |
$14,529 |
$7,654 |
$6,405 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.18% |
1.17% |
1.19% |
1.22% |
1.20% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.17% |
1.17% |
1.18% |
1.22% |
1.19% |
Ratio of Net Investment Income/(Loss) |
(0.68)% |
(0.66)% |
(0.46)% |
(0.35)% |
(0.36)% |
Portfolio Turnover Rate |
47% |
43% |
37% |
36% |
20% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$61.76 |
$52.40 |
$37.94 |
$37.45 |
$29.91 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.12) |
(0.14) |
(0.01) |
0.04 |
0.04 |
Net realized and unrealized gain/(loss) |
(19.74) |
14.38 |
17.80 |
2.41 |
8.69 |
Total from Investment Operations |
(19.86) |
14.24 |
17.79 |
2.45 |
8.73 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.08) |
— |
(0.07) |
(0.01) |
Distributions (from capital gains) |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.65) |
(4.88) |
(3.33) |
(1.96) |
(1.19) |
Net Asset Value, End of Period |
$33.25 |
$61.76 |
$52.40 |
$37.94 |
$37.45 |
Total Return* |
(37.36)% |
28.48% |
49.99% |
7.97% |
29.97% |
Net Assets, End of Period (in thousands) |
$644,388 |
$1,189,917 |
$890,656 |
$418,834 |
$353,236 |
Average Net Assets for the Period (in thousands) |
$944,382 |
$1,074,031 |
$606,085 |
$356,404 |
$248,537 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.76% |
0.75% |
0.75% |
0.76% |
0.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.76% |
0.75% |
0.75% |
0.76% |
0.75% |
Ratio of Net Investment Income/(Loss) |
(0.26)% |
(0.24)% |
(0.02)% |
0.11% |
0.10% |
Portfolio Turnover Rate |
47% |
43% |
37% |
36% |
20% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$61.03 |
$51.81 |
$37.52 |
$37.05 |
$29.59 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.08) |
(0.09) |
0.02 |
0.07 |
0.06 |
Net realized and unrealized gain/(loss) |
(19.47) |
14.21 |
17.60 |
2.37 |
8.60 |
Total from Investment Operations |
(19.55) |
14.12 |
17.62 |
2.44 |
8.66 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.10) |
— |
(0.08) |
(0.02) |
Distributions (from capital gains) |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.65) |
(4.90) |
(3.33) |
(1.97) |
(1.20) |
Net Asset Value, End of Period |
$32.83 |
$61.03 |
$51.81 |
$37.52 |
$37.05 |
Total Return* |
(37.29)% |
28.59% |
50.10% |
8.06% |
30.04% |
Net Assets, End of Period (in thousands) |
$115,297 |
$175,740 |
$117,541 |
$41,043 |
$20,522 |
Average Net Assets for the Period (in thousands) |
$155,684 |
$158,218 |
$70,265 |
$28,002 |
$11,360 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.67% |
0.67% |
0.67% |
0.69% |
0.69% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.67% |
0.67% |
0.67% |
0.69% |
0.69% |
Ratio of Net Investment Income/(Loss) |
(0.17)% |
(0.16)% |
0.06% |
0.19% |
0.17% |
Portfolio Turnover Rate |
47% |
43% |
37% |
36% |
20% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$60.53 |
$51.47 |
$37.37 |
$36.91 |
$29.54 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.19) |
(0.23) |
(0.08) |
(0.02) |
(0.03) |
Net realized and unrealized gain/(loss) |
(19.26) |
14.11 |
17.51 |
2.39 |
8.58 |
Total from Investment Operations |
(19.45) |
13.88 |
17.43 |
2.37 |
8.55 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.02) |
— |
(0.02) |
— |
Distributions (from capital gains) |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.65) |
(4.82) |
(3.33) |
(1.91) |
(1.18) |
Net Asset Value, End of Period |
$32.43 |
$60.53 |
$51.47 |
$37.37 |
$36.91 |
Total Return* |
(37.45)% |
28.26% |
49.77% |
7.82% |
29.70% |
Net Assets, End of Period (in thousands) |
$1,045,715 |
$1,958,570 |
$1,601,653 |
$936,931 |
$961,794 |
Average Net Assets for the Period (in thousands) |
$1,554,115 |
$1,860,359 |
$1,210,097 |
$869,267 |
$812,197 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.91% |
0.91% |
0.92% |
0.93% |
0.92% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.90% |
0.91% |
0.91% |
0.92% |
0.92% |
Ratio of Net Investment Income/(Loss) |
(0.41)% |
(0.40)% |
(0.18)% |
(0.06)% |
(0.08)% |
Portfolio Turnover Rate |
47% |
43% |
37% |
36% |
20% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.82 |
$24.77 |
$24.08 |
$29.10 |
$29.50 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.27(2) |
0.44(3) |
0.11 |
0.23 |
0.28 |
Net realized and unrealized gain/(loss) |
(6.99) |
3.79 |
1.49 |
(1.64) |
(0.39) |
Total from Investment Operations |
(6.72) |
4.23 |
1.60 |
(1.41) |
(0.11) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.33) |
(0.18) |
(0.22) |
(0.44) |
(0.29) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.34) |
(0.18) |
(0.91) |
(3.61) |
(0.29) |
Net Asset Value, End of Period |
$16.76 |
$28.82 |
$24.77 |
$24.08 |
$29.10 |
Total Return* |
(28.19)% |
17.08% |
6.61% |
(3.07)%(4) |
(0.40)% |
Net Assets, End of Period (in thousands) |
$194,189 |
$328,759 |
$295,282 |
$357,079 |
$485,243 |
Average Net Assets for the Period (in thousands) |
$275,837 |
$337,873 |
$316,482 |
$419,053 |
$577,151 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.47%(5) |
1.49%(6) |
1.42% |
1.45% |
1.29% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.21% |
1.23% |
1.28% |
1.32% |
1.29% |
Ratio of Net Investment Income/(Loss) |
1.20%(2) |
1.53%(3) |
0.46% |
0.96% |
0.94% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$26.95 |
$23.17 |
$22.53 |
$27.13 |
$27.46 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.09(2) |
0.16(3) |
(0.05) |
0.02 |
0.06 |
Net realized and unrealized gain/(loss) |
(6.47) |
3.62 |
1.38 |
(1.45) |
(0.36) |
Total from Investment Operations |
(6.38) |
3.78 |
1.33 |
(1.43) |
(0.30) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.07) |
— |
— |
— |
(0.03) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.08) |
— |
(0.69) |
(3.17) |
(0.03) |
Net Asset Value, End of Period |
$15.49 |
$26.95 |
$23.17 |
$22.53 |
$27.13 |
Total Return* |
(28.70)% |
16.31% |
5.86% |
(3.64)%(4) |
(1.09)% |
Net Assets, End of Period (in thousands) |
$18,219 |
$43,690 |
$61,292 |
$106,863 |
$336,880 |
Average Net Assets for the Period (in thousands) |
$30,662 |
$55,342 |
$82,679 |
$161,985 |
$397,796 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.14%(5) |
2.19%(6) |
2.06% |
2.09% |
2.00% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.88% |
1.95% |
1.92% |
1.97% |
2.00% |
Ratio of Net Investment Income/(Loss) |
0.42%(2) |
0.60%(3) |
(0.24)% |
0.10% |
0.22% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.71 |
$24.66 |
$23.80 |
$29.00 |
$29.48 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.34(2) |
0.52(3) |
0.09 |
0.23 |
0.44 |
Net realized and unrealized gain/(loss) |
(6.97) |
3.75 |
1.46 |
(1.72) |
(0.53) |
Total from Investment Operations |
(6.63) |
4.27 |
1.55 |
(1.49) |
(0.09) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.35) |
(0.22) |
— |
(0.54) |
(0.39) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.36) |
(0.22) |
(0.69) |
(3.71) |
(0.39) |
Net Asset Value, End of Period |
$16.72 |
$28.71 |
$24.66 |
$23.80 |
$29.00 |
Total Return* |
(27.96)% |
17.33% |
6.49% |
(3.32)%(4) |
(0.36)% |
Net Assets, End of Period (in thousands) |
$54 |
$70 |
$59 |
$110 |
$2,674 |
Average Net Assets for the Period (in thousands) |
$65 |
$69 |
$95 |
$1,736 |
$591 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
5.93%(5) |
5.70%(6) |
4.69% |
1.76% |
1.75% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.89% |
0.99% |
1.41% |
1.46% |
1.43% |
Ratio of Net Investment Income/(Loss) |
1.53%(2) |
1.80%(3) |
0.40% |
0.97% |
1.57% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.72 |
$24.69 |
$24.03 |
$29.06 |
$29.47 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.32(2) |
0.50(3) |
0.17 |
0.24 |
0.38 |
Net realized and unrealized gain/(loss) |
(6.95) |
3.81 |
1.49 |
(1.58) |
(0.39) |
Total from Investment Operations |
(6.63) |
4.31 |
1.66 |
(1.34) |
(0.01) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.41) |
(0.28) |
(0.31) |
(0.52) |
(0.40) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.42) |
(0.28) |
(1.00) |
(3.69) |
(0.40) |
Net Asset Value, End of Period |
$16.67 |
$28.72 |
$24.69 |
$24.03 |
$29.06 |
Total Return* |
(28.00)% |
17.47% |
6.87% |
(2.75)%(4) |
(0.07)% |
Net Assets, End of Period (in thousands) |
$371,968 |
$703,785 |
$720,915 |
$1,050,061 |
$3,021,157 |
Average Net Assets for the Period (in thousands) |
$551,653 |
$770,690 |
$860,681 |
$1,621,134 |
$3,542,904 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.19%(5) |
1.20%(6) |
1.12% |
1.12% |
0.99% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.93% |
0.95% |
0.98% |
1.01% |
0.99% |
Ratio of Net Investment Income/(Loss) |
1.45%(2) |
1.75%(3) |
0.71% |
0.99% |
1.27% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.73 |
$24.67 |
$23.99 |
$29.08 |
$29.47 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.28(2) |
0.44(3) |
0.22 |
0.48 |
0.41 |
Net realized and unrealized gain/(loss) |
(6.92) |
3.91 |
1.46 |
(1.85) |
(0.38) |
Total from Investment Operations |
(6.64) |
4.35 |
1.68 |
(1.37) |
0.03 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.45) |
(0.29) |
(0.31) |
(0.55) |
(0.42) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.46) |
(0.29) |
(1.00) |
(3.72) |
(0.42) |
Net Asset Value, End of Period |
$16.63 |
$28.73 |
$24.67 |
$23.99 |
$29.08 |
Total Return* |
(28.07)% |
17.67% |
6.99% |
(2.82)%(4) |
0.07% |
Net Assets, End of Period (in thousands) |
$57,298 |
$197,222 |
$366,371 |
$280,749 |
$43,305 |
Average Net Assets for the Period (in thousands) |
$107,875 |
$337,046 |
$315,851 |
$128,934 |
$12,868 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.12%(5) |
1.10%(6) |
1.05% |
1.07% |
0.96% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.86% |
0.88% |
0.90% |
0.91% |
0.94% |
Ratio of Net Investment Income/(Loss) |
1.21%(2) |
1.54%(3) |
0.95% |
2.02% |
1.41% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.28 |
$24.21 |
$23.51 |
$28.42 |
$28.81 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.21(2) |
0.33(3) |
0.01 |
0.15 |
0.16 |
Net realized and unrealized gain/(loss) |
(6.85) |
3.79 |
1.47 |
(1.59) |
(0.36) |
Total from Investment Operations |
(6.64) |
4.12 |
1.48 |
(1.44) |
(0.20) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.22) |
(0.05) |
(0.09) |
(0.30) |
(0.19) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.23) |
(0.05) |
(0.78) |
(3.47) |
(0.19) |
Net Asset Value, End of Period |
$16.41 |
$28.28 |
$24.21 |
$23.51 |
$28.42 |
Total Return* |
(28.34)% |
17.01% |
6.27% |
(3.35)%(4) |
(0.71)% |
Net Assets, End of Period (in thousands) |
$1,654 |
$2,905 |
$4,147 |
$9,168 |
$16,214 |
Average Net Assets for the Period (in thousands) |
$2,318 |
$4,093 |
$6,096 |
$11,867 |
$19,820 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.69%(5) |
1.70%(6) |
1.79% |
1.81% |
1.66% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.31% |
1.39% |
1.57% |
1.62% |
1.62% |
Ratio of Net Investment Income/(Loss) |
0.97%(2) |
1.15%(3) |
0.03% |
0.63% |
0.54% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.87 |
$24.69 |
$24.00 |
$29.02 |
$29.50 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.22(2) |
0.62(3) |
(0.01) |
0.57 |
0.30 |
Net realized and unrealized gain/(loss) |
(6.98) |
3.70 |
1.63 |
(1.95) |
(0.37) |
Total from Investment Operations |
(6.76) |
4.32 |
1.62 |
(1.38) |
(0.07) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.34) |
(0.14) |
(0.24) |
(0.47) |
(0.41) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.35) |
(0.14) |
(0.93) |
(3.64) |
(0.41) |
Net Asset Value, End of Period |
$16.76 |
$28.87 |
$24.69 |
$24.00 |
$29.02 |
Total Return* |
(28.28)% |
17.49% |
6.73% |
(2.92)%(4) |
(0.26)% |
Net Assets, End of Period (in thousands) |
$1,029 |
$3,040 |
$3,758 |
$32,333 |
$8,614 |
Average Net Assets for the Period (in thousands) |
$1,955 |
$6,040 |
$14,280 |
$37,969 |
$9,802 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.52%(5) |
1.40%(6) |
1.31% |
1.48% |
1.19% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.11% |
1.10% |
1.16% |
1.33% |
1.17% |
Ratio of Net Investment Income/(Loss) |
0.95%(2) |
2.14%(3) |
(0.03)% |
2.38% |
1.01% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.91 |
$33.08 |
$30.94 |
$32.42 |
$32.21 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.63 |
0.43 |
0.21 |
0.53 |
0.37 |
Net realized and unrealized gain/(loss) |
(10.09) |
10.64 |
2.51 |
(1.77) |
0.34 |
Total from Investment Operations |
(9.46) |
11.07 |
2.72 |
(1.24) |
0.71 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.35) |
(0.24) |
(0.58) |
(0.24) |
(0.50) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.35) |
(0.24) |
(0.58) |
(0.24) |
(0.50) |
Net Asset Value, End of Period |
$34.10 |
$43.91 |
$33.08 |
$30.94 |
$32.42 |
Total Return* |
(21.71)% |
33.54% |
8.74% |
(3.74)% |
2.18% |
Net Assets, End of Period (in thousands) |
$19,008 |
$21,130 |
$15,231 |
$17,470 |
$16,739 |
Average Net Assets for the Period (in thousands) |
$19,976 |
$19,864 |
$15,904 |
$17,537 |
$18,900 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.22% |
1.22% |
1.17% |
1.11% |
1.01% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.22% |
1.22% |
1.17% |
1.10% |
0.99% |
Ratio of Net Investment Income/(Loss) |
1.53% |
1.03% |
0.66% |
1.78% |
1.12% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.14 |
$32.58 |
$30.34 |
$31.76 |
$31.52 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.36 |
(0.02) |
(0.06) |
0.28 |
0.10 |
Net realized and unrealized gain/(loss) |
(10.02) |
10.58 |
2.43 |
(1.70) |
0.35 |
Total from Investment Operations |
(9.66) |
10.56 |
2.37 |
(1.42) |
0.45 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
— |
(0.13) |
— |
(0.21) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
— |
— |
(0.13) |
— |
(0.21) |
Net Asset Value, End of Period |
$33.48 |
$43.14 |
$32.58 |
$30.34 |
$31.76 |
Total Return* |
(22.39)% |
32.41% |
7.79% |
(4.47)% |
1.42% |
Net Assets, End of Period (in thousands) |
$1,941 |
$1,295 |
$2,665 |
$3,693 |
$10,244 |
Average Net Assets for the Period (in thousands) |
$1,631 |
$1,910 |
$3,305 |
$5,809 |
$13,589 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
2.13% |
2.06% |
2.02% |
1.90% |
1.72% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
2.09% |
2.06% |
1.99% |
1.87% |
1.71% |
Ratio of Net Investment Income/(Loss) |
0.90% |
(0.04)% |
(0.19)% |
0.95% |
0.31% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.48 |
$32.77 |
$30.67 |
$32.08 |
$31.89 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.59 |
0.38 |
0.19 |
0.53 |
0.35 |
Net realized and unrealized gain/(loss) |
(10.00) |
10.55 |
2.48 |
(1.75) |
0.34 |
Total from Investment Operations |
(9.41) |
10.93 |
2.67 |
(1.22) |
0.69 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.30) |
(0.22) |
(0.57) |
(0.19) |
(0.50) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.30) |
(0.22) |
(0.57) |
(0.19) |
(0.50) |
Net Asset Value, End of Period |
$33.77 |
$43.48 |
$32.77 |
$30.67 |
$32.08 |
Total Return* |
(21.77)% |
33.43% |
8.64% |
(3.74)% |
2.16% |
Net Assets, End of Period (in thousands) |
$101,257 |
$130,076 |
$107,722 |
$118,308 |
$143,500 |
Average Net Assets for the Period (in thousands) |
$122,666 |
$127,073 |
$109,624 |
$125,646 |
$158,138 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.31% |
1.31% |
1.23% |
1.13% |
1.02% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.31% |
1.31% |
1.23% |
1.13% |
1.02% |
Ratio of Net Investment Income/(Loss) |
1.43% |
0.92% |
0.62% |
1.77% |
1.06% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.68 |
$32.91 |
$30.79 |
$32.25 |
$32.05 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.83 |
0.72 |
0.32 |
0.64 |
0.48 |
Net realized and unrealized gain/(loss) |
(10.11) |
10.41 |
2.50 |
(1.77) |
0.34 |
Total from Investment Operations |
(9.28) |
11.13 |
2.82 |
(1.13) |
0.82 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.51) |
(0.36) |
(0.70) |
(0.33) |
(0.62) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.51) |
(0.36) |
(0.70) |
(0.33) |
(0.62) |
Net Asset Value, End of Period |
$33.89 |
$43.68 |
$32.91 |
$30.79 |
$32.25 |
Total Return* |
(21.46)% |
33.96% |
9.10% |
(3.40)% |
2.54% |
Net Assets, End of Period (in thousands) |
$532,808 |
$312,685 |
$44,806 |
$42,606 |
$52,204 |
Average Net Assets for the Period (in thousands) |
$434,124 |
$90,200 |
$43,005 |
$45,239 |
$58,918 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.92% |
0.90% |
0.84% |
0.74% |
0.64% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.92% |
0.90% |
0.84% |
0.74% |
0.64% |
Ratio of Net Investment Income/(Loss) |
2.05% |
1.72% |
1.04% |
2.14% |
1.44% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.43 |
$32.72 |
$30.62 |
$32.08 |
$31.89 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.84 |
0.64 |
0.32 |
0.68 |
0.52 |
Net realized and unrealized gain/(loss) |
(10.02) |
10.46 |
2.52 |
(1.77) |
0.33 |
Total from Investment Operations |
(9.18) |
11.10 |
2.84 |
(1.09) |
0.85 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.52) |
(0.39) |
(0.74) |
(0.37) |
(0.66) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.52) |
(0.39) |
(0.74) |
(0.37) |
(0.66) |
Net Asset Value, End of Period |
$33.73 |
$43.43 |
$32.72 |
$30.62 |
$32.08 |
Total Return* |
(21.37)% |
34.06% |
9.20% |
(3.27)% |
2.65% |
Net Assets, End of Period (in thousands) |
$70,342 |
$61,263 |
$23,810 |
$51,945 |
$69,995 |
Average Net Assets for the Period (in thousands) |
$72,777 |
$42,249 |
$45,317 |
$59,886 |
$74,170 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.81% |
0.81% |
0.74% |
0.63% |
0.53% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.81% |
0.81% |
0.74% |
0.63% |
0.53% |
Ratio of Net Investment Income/(Loss) |
2.07% |
1.54% |
1.02% |
2.27% |
1.58% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.10 |
$32.48 |
$30.41 |
$31.78 |
$31.60 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.47 |
0.27 |
0.11 |
0.44 |
0.26 |
Net realized and unrealized gain/(loss) |
(9.90) |
10.48 |
2.45 |
(1.72) |
0.34 |
Total from Investment Operations |
(9.43) |
10.75 |
2.56 |
(1.28) |
0.60 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.19) |
(0.13) |
(0.49) |
(0.09) |
(0.42) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.19) |
(0.13) |
(0.49) |
(0.09) |
(0.42) |
Net Asset Value, End of Period |
$33.48 |
$43.10 |
$32.48 |
$30.41 |
$31.78 |
Total Return* |
(21.97)% |
33.12% |
8.37% |
(4.00)% |
1.88% |
Net Assets, End of Period (in thousands) |
$18,008 |
$24,155 |
$21,288 |
$24,381 |
$30,258 |
Average Net Assets for the Period (in thousands) |
$22,449 |
$24,617 |
$22,679 |
$25,588 |
$34,353 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.56% |
1.56% |
1.49% |
1.39% |
1.27% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.56% |
1.56% |
1.49% |
1.39% |
1.27% |
Ratio of Net Investment Income/(Loss) |
1.16% |
0.66% |
0.35% |
1.50% |
0.81% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.53 |
$32.80 |
$30.70 |
$32.14 |
$31.95 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.69 |
0.49 |
0.27 |
0.60 |
0.43 |
Net realized and unrealized gain/(loss) |
(9.99) |
10.56 |
2.49 |
(1.76) |
0.34 |
Total from Investment Operations |
(9.30) |
11.05 |
2.76 |
(1.16) |
0.77 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.42) |
(0.32) |
(0.66) |
(0.28) |
(0.58) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.42) |
(0.32) |
(0.66) |
(0.28) |
(0.58) |
Net Asset Value, End of Period |
$33.81 |
$43.53 |
$32.80 |
$30.70 |
$32.14 |
Total Return* |
(21.56)% |
33.78% |
8.93% |
(3.51)% |
2.40% |
Net Assets, End of Period (in thousands) |
$399,703 |
$534,168 |
$411,807 |
$444,252 |
$532,840 |
Average Net Assets for the Period (in thousands) |
$499,214 |
$511,140 |
$422,347 |
$462,499 |
$589,204 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.05% |
1.05% |
0.98% |
0.88% |
0.77% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.04% |
1.05% |
0.97% |
0.87% |
0.77% |
Ratio of Net Investment Income/(Loss) |
1.68% |
1.19% |
0.88% |
2.03% |
1.32% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
AMERIPRISE FINANCIAL |
EDWARD JONES |
MERRILL LYNCH |
Front-end Sales Load Waivers on Class A Shares available at Merrill Lynch |
|
Employer-sponsored retirement, deferred compensation and employee benefit plans (including health savings accounts) and trusts used to fund those plans, provided that the shares are not held in a commission-based brokerage account and shares are held for the benefit of the plan |
Shares purchased by a 529 Plan (does not include 529 Plan units or 529-specific share classes or equivalents) |
Shares purchased through a Merrill Lynch affiliated investment advisory program |
Shares exchanged due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Shares purchased by third party investment advisors on behalf of their advisory clients through Merrill Lynch’s platform |
Shares of funds purchased through the Merrill Edge Self-Directed platform (if applicable) |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same fund (but not any other fund within the fund family) |
Shares exchanged from Class C (i.e. level-load) shares of the same fund pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Employees and registered representatives of Merrill Lynch or its affiliates and their family members |
Directors or Trustees of the Fund, and employees of the Fund’s investment adviser or any of its affiliates, as described in the Fund’s prospectus |
Eligible shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as Rights of Reinstatement). Automated transactions (i.e., systematic purchases and withdrawals) and purchases made after shares are automatically sold to pay Merrill Lynch’s account maintenance fees are not eligible for reinstatement |
CDSC Waivers on A and C Shares available at Merrill Lynch |
|
Death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s prospectus |
Return of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts pursuant to the Internal Revenue Code |
Shares sold to pay Merrill Lynch fees but only if the transaction is initiated by Merrill Lynch |
Shares acquired through a right of reinstatement |
Shares held in retirement brokerage accounts, that are exchanged for a lower cost share class due to transfer to a fee based account or platform (applicable to A and C shares only) |
Shares received through an exchange due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Front-end load Discounts Available at Merrill Lynch: Breakpoints, Rights of Accumulation & Letters of Intent |
Breakpoints as described in this prospectus |
Rights of Accumulation (ROA) which entitle shareholders to breakpoint discounts as described in the Fund’s prospectus will be automatically calculated based on the aggregated holding of fund family assets held by accounts (including 529 program holdings, where applicable) within the purchaser’s household at Merrill Lynch. Eligible fund family assets not held at Merrill Lynch may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets |
Letters of Intent (LOI) which allow for breakpoint discounts based on anticipated purchases within a fund family, through Merrill Lynch, over a 13-month period of time (if applicable) |
MORGAN STANLEY |
RAYMOND JAMES |
UBS Financial Services Inc. |
Equity and Debt Securities |
Futures, Options, and Other Derivatives |
Other Investments, Strategies, and/or Techniques |
|
Class D Shares Ticker |
Global & International Equity |
|
Janus Henderson Asia Equity Fund |
JAQDX |
Janus Henderson Emerging Markets Fund |
HEMDX |
Janus Henderson European Focus Fund |
HFEDX |
Janus Henderson Global Equity Income Fund |
HFQDX |
Janus Henderson Global Life Sciences Fund |
JNGLX |
Janus Henderson Global Real Estate Fund |
JNGSX |
Janus Henderson Global Research Fund |
JANWX |
Janus Henderson Global Select Fund |
JANRX |
Janus Henderson Global Sustainable Equity Fund |
JEDTX |
Janus Henderson Global Technology and Innovation Fund |
JNGTX |
Janus Henderson International Opportunities Fund |
HFODX |
Janus Henderson Overseas Fund |
JNOSX |
Fund summary |
|
Janus Henderson Asia Equity Fund |
2 |
Janus Henderson Emerging Markets Fund |
9 |
Janus Henderson European Focus Fund |
15 |
Janus Henderson Global Equity Income Fund |
21 |
Janus Henderson Global Life Sciences Fund |
27 |
Janus Henderson Global Real Estate Fund |
32 |
Janus Henderson Global Research Fund |
38 |
Janus Henderson Global Select Fund |
44 |
Janus Henderson Global Sustainable Equity Fund |
50 |
Janus Henderson Global Technology and Innovation Fund |
56 |
Janus Henderson International Opportunities Fund |
61 |
Janus Henderson Overseas Fund |
67 |
Additional information about the Funds |
|
Fees and expenses |
73 |
Additional investment strategies and general portfolio policies |
73 |
Risks of the Funds |
82 |
Management of the Funds |
|
Investment adviser |
92 |
Management expenses |
93 |
Investment personnel |
96 |
Other information |
100 |
Distributions and taxes |
101 |
Shareholder’s manual |
|
Doing business with Janus Henderson |
104 |
Pricing of fund shares |
108 |
Administrative services fees |
110 |
Payments to financial intermediaries by the Adviser or its affiliates |
110 |
Paying for shares |
111 |
Exchanges |
112 |
Payment of redemption proceeds |
113 |
Excessive trading |
115 |
Shareholder services and account policies |
117 |
Financial highlights |
121 |
Glossary of investment terms |
133 |
Ticker: |
JAQDX |
Class D Shares |
|
|
|
|
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees(1) |
|
0.79% |
Other Expenses |
|
0.95% |
Total Annual Fund Operating Expenses |
|
1.74% |
Fee Waiver(2) |
|
0.76% |
Total Annual Fund Operating Expenses After Fee Waiver(2) |
|
0.98% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (7/29/11) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 25.26% |
– 2.70% |
2.46% |
2.22% |
Return After Taxes on Distributions |
– 25.09% |
– 3.12% |
1.80% |
1.63% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 14.78% |
– 1.90% |
1.95% |
1.76% |
MSCI All Country Asia ex-Japan Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 19.67% |
– 0.64% |
3.57% |
3.01% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HEMDX |
Class D Shares |
|
|
|
|
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
1.00% |
Other Expenses |
|
0.55% |
Total Annual Fund Operating Expenses |
|
1.55% |
Fee Waiver(1) |
|
0.36% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.19% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/10) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 26.59% |
– 3.42% |
0.47% |
– 0.32% |
Return After Taxes on Distributions |
– 26.43% |
– 3.72% |
0.25% |
– 0.54% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 15.58% |
– 2.41% |
0.49% |
– 0.13% |
MSCI Emerging Markets Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 20.09% |
– 1.40% |
1.44% |
0.89% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HFEDX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
1.00% |
Other Expenses |
|
0.30% |
Total Annual Fund Operating Expenses |
|
1.30% |
Fee Waiver(1) |
|
0.19% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.11% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (8/31/01) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 15.97% |
3.85% |
5.52% |
11.05% |
Return After Taxes on Distributions |
– 16.30% |
3.63% |
5.29% |
10.23% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 8.91% |
3.13% |
4.53% |
9.52% |
MSCI Europe Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 15.06% |
1.87% |
4.58% |
5.00% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HFQDX |
Class D Shares |
|
|
|
|
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.66% |
Other Expenses |
|
0.29% |
Total Annual Fund Operating Expenses |
|
0.95% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (11/30/06) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 6.30% |
1.87% |
4.92% |
3.90% |
Return After Taxes on Distributions |
– 8.29% |
0.42% |
3.50% |
2.79% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 2.71% |
1.65% |
3.99% |
3.34% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
5.73% |
85% MSCI ACWI ex-US High Div Yld/15% MSCI USA High Div Yld Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.83% |
2.39% |
4.44% |
3.50% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JNGLX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.64% |
Other Expenses |
|
0.16% |
Total Annual Fund Operating Expenses |
|
0.80% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/98) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 2.70% |
11.96% |
15.73% |
11.47% |
Return After Taxes on Distributions |
– 2.76% |
9.91% |
13.77% |
10.64% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 1.55% |
9.06% |
12.63% |
9.96% |
MSCI World Health Care Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 5.41% |
10.20% |
12.02% |
6.85% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JNGSX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees(1) |
|
0.86% |
Other Expenses |
|
0.22% |
Total Annual Fund Operating Expenses |
|
1.08% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception of Predecessor Fund (11/28/07) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 25.24% |
3.23% |
5.44% |
4.08% |
Return After Taxes on Distributions |
– 25.53% |
2.02% |
3.96% |
2.88% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 14.79% |
2.21% |
3.82% |
2.83% |
FTSE EPRA Nareit Global Index (reflects no deduction for expenses, fees, or taxes) |
– 23.58% |
– 0.06% |
3.43% |
2.34% |
FTSE EPRA Nareit Global Net Index (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 24.24% |
– 0.92% |
2.59% |
N/A |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JANWX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees(1) |
|
0.58% |
Other Expenses |
|
0.17% |
Total Annual Fund Operating Expenses |
|
0.75% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (2/25/05) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 19.57% |
6.48% |
8.73% |
8.44% |
Return After Taxes on Distributions |
– 20.41% |
4.95% |
7.85% |
7.72% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 11.00% |
5.05% |
7.11% |
7.06% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
6.14% |
8.85% |
6.60% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
6.36% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JANRX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.64% |
Other Expenses |
|
0.18% |
Total Annual Fund Operating Expenses |
|
0.82% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (6/30/00) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 9.96% |
6.89% |
9.38% |
4.33% |
Return After Taxes on Distributions |
– 10.55% |
4.91% |
8.26% |
3.81% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 5.48% |
5.17% |
7.56% |
3.51% |
MSCI All Country World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.36% |
5.23% |
7.98% |
4.69% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JEDTX |
Class D Shares |
|
|
|
|
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.75% |
Other Expenses |
|
0.96% |
Total Annual Fund Operating Expenses |
|
1.71% |
Fee Waiver(1) |
|
0.70% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
1.01% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
1 Year |
Since Inception (6/25/20) |
Class D Shares |
|
|
Return Before Taxes |
– 24.26% |
5.72% |
Return After Taxes on Distributions |
– 24.30% |
5.58% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 14.33% |
4.42% |
MSCI World Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 18.14% |
8.63% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JNGTX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
0.64% |
Other Expenses |
|
0.16% |
Total Annual Fund Operating Expenses |
|
0.80% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
|
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (12/31/98) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 37.63% |
10.19% |
15.25% |
9.08% |
Return After Taxes on Distributions |
– 37.63% |
8.21% |
13.02% |
8.15% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 22.28% |
8.33% |
12.45% |
7.77% |
S&P 500® Index (reflects no deduction for expenses, fees, or taxes) |
– 18.11% |
9.42% |
12.56% |
6.84% |
MSCI All Country World Information Technology Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 31.07% |
12.08% |
15.52% |
6.77% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
HFODX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees |
|
1.00% |
Other Expenses |
|
0.47% |
Total Annual Fund Operating Expenses |
|
1.47% |
Fee Waiver(1) |
|
0.48% |
Total Annual Fund Operating Expenses After Fee Waiver(1) |
|
0.99% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (8/31/01) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 18.97% |
– 0.67% |
3.66% |
6.62% |
Return After Taxes on Distributions |
– 19.84% |
– 2.84% |
2.44% |
5.83% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 10.61% |
– 0.56% |
2.91% |
5.66% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
5.36% |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Ticker: |
JNOSX |
Class D Shares |
|
|
ANNUAL FUND OPERATING EXPENSES (expenses that you pay each year as a percentage of the value of your investment) |
|
Class D |
Management Fees(1) |
|
0.76% |
Other Expenses |
|
0.19% |
Total Annual Fund Operating Expenses |
|
0.95% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class D Shares |
|
|
|
$ |
|
|
|
Annual Total Returns for Class D Shares (calendar year-end) |
|
|
|
|
|
|
|
Average Annual Total Returns (periods ended 12/31/22) |
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Since Inception (5/2/94) |
Class D Shares |
|
|
|
|
Return Before Taxes |
– 8.72% |
5.34% |
3.47% |
7.67% |
Return After Taxes on Distributions |
– 8.88% |
5.20% |
3.07% |
7.11% |
Return After Taxes on Distributions and Sale of Fund Shares(1) |
– 4.74% |
4.33% |
2.72% |
6.65% |
MSCI All Country World ex-USA Indexsm (reflects no deduction for expenses, fees, or taxes, except foreign withholding taxes) |
– 16.00% |
0.88% |
3.80% |
N/A |
Management |
Purchase and sale of Fund shares |
Minimum Investment Requirements |
|
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Tax information |
Payments to broker-dealers and other financial intermediaries |
Fees and expenses |
Average Daily Net Assets of Class D Shares of the Janus Henderson funds |
Administrative Services Fee |
Under $40 billion |
0.12% |
$40 billion - $49.9 billion |
0.10% |
Over $49.9 billion |
0.08% |
Additional investment strategies and general portfolio policies |
Risks of the Funds |
Investment adviser |
Management expenses |
Fund Name |
Average Daily Net Assets of the Fund |
Contractual Investment Advisory Fee (%) (annual rate) |
Actual Investment Advisory Fee Rate (%) (for the fiscal year ended September 30, 2022 |
Janus Henderson Emerging Markets Fund |
First $1 Billion |
1.00 |
|
|
Next $1 Billion |
0.90 |
|
|
Over $2 Billion |
0.85 |
0.67(1) |
Janus Henderson European Focus Fund |
First $500 Million |
1.00 |
|
|
Next $1 Billion |
0.90 |
|
|
Next $1 Billion |
0.85 |
|
|
Over $2.5 Billion |
0.80 |
0.88(1) |
Janus Henderson Global Equity Income Fund |
First $1 Billion |
0.85 |
|
|
Next $1 Billion |
0.65 |
|
|
Over $2 Billion |
0.60 |
0.66(1) |
Janus Henderson Global Life Sciences Fund |
All Asset Levels |
0.64 |
0.64 |
Janus Henderson Global Select Fund |
All Asset Levels |
0.64 |
0.64(1) |
Janus Henderson Global Sustainable Equity Fund |
First $2 Billion |
0.75 |
|
|
Over $2 Billion |
0.70 |
0.01(1) |
Janus Henderson Global Technology and Innovation Fund |
All Asset Levels |
0.64 |
0.64(1) |
Janus Henderson International Opportunities Fund |
First $2 Billion |
1.00 |
|
|
Next $1 Billion |
0.90 |
|
|
Next $1 Billion |
0.80 |
|
|
Next $1 Billion |
0.70 |
|
|
Next $5 Billion |
0.60 |
|
|
Over $10 Billion |
0.50 |
0.74(1) |
Fund Name |
Base Fee Rate (%) |
Full Performance Rate vs. Benchmark Index |
Performance Adjusted Investment Advisory Fee Rate (%) |
Actual Investment Advisory Fee Rate(1) (%) (for the fiscal year ended September 30, 2022) |
Janus Henderson Global Research Fund |
0.60 |
± 6.00% |
0.58 |
0.58 |
Janus Henderson Global Real Estate Fund |
0.75 |
± 4.00% |
0.86 |
0.86 |
Janus Henderson Overseas Fund |
0.64 |
± 7.00% |
0.76 |
0.76 |
Janus Henderson Asia Equity Fund |
0.92 |
± 7.00% |
0.79 |
0.11 |
Fund Name |
Benchmark Index |
Janus Henderson Global Research Fund |
MSCI World Index |
Janus Henderson Global Real Estate Fund |
FTSE EPRA Nareit Global Index |
Janus Henderson Overseas Fund |
MSCI All Country World ex-USA Index |
Janus Henderson Asia Equity Fund |
MSCI All Country Asia ex-Japan Index |
Fund Name |
Expense Limit Percentage (%) |
Janus Henderson Asia Equity Fund(1)(2) |
0.94 |
Janus Henderson Emerging Markets Fund |
1.03 |
Janus Henderson European Focus Fund |
0.96 |
Janus Henderson Global Equity Income Fund |
0.84 |
Janus Henderson Global Real Estate Fund(1) |
0.91 |
Janus Henderson Global Research Fund(1) |
0.86 |
Janus Henderson Global Select Fund(3) |
0.81 |
Janus Henderson Global Sustainable Equity Fund(4) |
0.85 |
Janus Henderson Global Technology and Innovation Fund |
0.71 |
Janus Henderson International Opportunities Fund |
0.83 |
Janus Henderson Overseas Fund(1) |
0.82 |
Investment personnel |
CLOSED FUND POLICIES |
LIQUIDATION/REORGANIZATION OF A FUND |
DISTRIBUTION OF THE Funds |
Distributions |
Distribution Options |
TAXES |
Doing business with Janus Henderson |
Janus Henderson XpressLinetm 1-888-979-7737 • 24-hour automated phone system Janus Henderson Representatives 1-800-525-3713 TDD For the speech and hearing impaired. 1-800-525-0056 |
Mailing Address Janus Henderson P.O. Box 219109 Kansas City, MO 64121-9109 For Overnight Mail Janus Henderson 430 W 7th Street, Suite 219109 Kansas City, MO 64105-1407 |
Minimum Investments* |
To open a new regular Fund account |
$2,500 |
To open a new regular Fund account with an automatic investment program of $50 per month |
$100 |
To open a new UGMA/UTMA account, Coverdell Education Savings Account, or a retirement Fund account |
|
• without an automatic investment program |
$1,000 |
• with an automatic investment program of $50 per month |
$100 |
To add to any existing type of Fund account without an automatic investment program |
$50 |
Available Incentive Programs |
Types of Account Ownership |
Tax-Advantaged Accounts |
Accounts for the Benefit of a Child |
To Open an Account or Buy Shares |
To Exchange Shares |
To Sell Shares |
Pricing of fund shares |
Administrative services fees |
Average Daily Net Assets of Class D Shares of the Janus Henderson funds |
Administrative Services Fee |
Under $40 billion |
0.12% |
$40 billion - $49.9 billion |
0.10% |
Over $49.9 billion |
0.08% |
Payments to financial intermediaries by the Adviser or its affiliates |
Paying for shares |
Exchanges |
Payment of redemption proceeds |
Written Instructions |
Signature Guarantee |
Excessive trading |
Availability of Portfolio Holdings Information |
Shareholder services and account policies |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$12.83 |
$12.17 |
$10.53 |
$11.54 |
$11.56 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.08 |
0.04 |
0.03 |
0.09 |
0.07 |
Net realized and unrealized gain/(loss) |
(4.01) |
0.63(2) |
1.70 |
(0.23) |
0.23 |
Total from Investment Operations |
(3.93) |
0.67 |
1.73 |
(0.14) |
0.30 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.27) |
(0.01) |
(0.09) |
(0.03) |
(0.05) |
Distributions (from capital gains) |
— |
— |
— |
(0.84) |
(0.27) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.27) |
(0.01) |
(0.09) |
(0.87) |
(0.32) |
Net Asset Value, End of Period |
$8.63 |
$12.83 |
$12.17 |
$10.53 |
$11.54 |
Total Return* |
(31.25)% |
5.48% |
16.45% |
(0.44)% |
2.57% |
Net Assets, End of Period (in thousands) |
$8,320 |
$14,083 |
$10,793 |
$11,198 |
$13,089 |
Average Net Assets for the Period (in thousands) |
$11,105 |
$17,722 |
$10,678 |
$11,599 |
$21,221 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.74% |
1.69% |
2.03% |
2.29% |
1.72% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.08% |
1.25% |
1.26% |
1.33% |
1.33% |
Ratio of Net Investment Income/(Loss) |
0.74% |
0.31% |
0.27% |
0.88% |
0.55% |
Portfolio Turnover Rate |
117% |
60% |
53% |
34% |
41% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$11.77 |
$10.09 |
$8.78 |
$9.53 |
$10.41 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.05 |
(0.01) |
0.05 |
0.14 |
0.11 |
Net realized and unrealized gain/(loss) |
(3.72) |
1.81 |
1.41 |
(0.59) |
(0.67) |
Total from Investment Operations |
(3.67) |
1.80 |
1.46 |
(0.45) |
(0.56) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.34) |
(0.12) |
(0.15) |
(0.12) |
(0.11) |
Distributions (from capital gains) |
— |
— |
— |
(0.18) |
(0.21) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.34) |
(0.12) |
(0.15) |
(0.30) |
(0.32) |
Net Asset Value, End of Period |
$7.76 |
$11.77 |
$10.09 |
$8.78 |
$9.53 |
Total Return* |
(32.03)% |
17.85% |
16.66% |
(4.59)%(2) |
(5.64)% |
Net Assets, End of Period (in thousands) |
$11,223 |
$17,993 |
$10,854 |
$10,957 |
$13,104 |
Average Net Assets for the Period (in thousands) |
$14,826 |
$20,727 |
$10,785 |
$12,337 |
$15,607 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.55% |
1.45% |
1.70% |
1.80% |
1.38% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.19% |
1.17% |
1.19% |
1.19% |
1.15% |
Ratio of Net Investment Income/(Loss) |
0.53% |
(0.07)% |
0.50% |
1.51% |
1.08% |
Portfolio Turnover Rate |
63% |
76% |
110% |
68% |
26% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$44.21 |
$34.01 |
$27.05 |
$31.61 |
$35.02 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.98 |
0.24 |
0.18 |
0.49 |
0.57 |
Net realized and unrealized gain/(loss) |
(12.73) |
10.13 |
7.16 |
(3.92) |
(3.20) |
Total from Investment Operations |
(11.75) |
10.37 |
7.34 |
(3.43) |
(2.63) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.14) |
(0.17) |
(0.38) |
(1.13) |
(0.78) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.14) |
(0.17) |
(0.38) |
(1.13) |
(0.78) |
Net Asset Value, End of Period |
$32.32 |
$44.21 |
$34.01 |
$27.05 |
$31.61 |
Total Return* |
(26.66)% |
30.57% |
27.27% |
(10.39)% |
(7.67)% |
Net Assets, End of Period (in thousands) |
$6,899 |
$10,102 |
$3,510 |
$2,293 |
$2,875 |
Average Net Assets for the Period (in thousands) |
$9,366 |
$6,844 |
$2,636 |
$2,421 |
$3,071 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.30% |
1.28% |
1.40% |
1.59% |
1.19% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.11% |
1.10% |
1.11% |
1.14% |
1.11% |
Ratio of Net Investment Income/(Loss) |
2.39% |
0.57% |
0.60% |
1.81% |
1.71% |
Portfolio Turnover Rate |
145% |
184% |
160% |
145% |
82% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$6.52 |
$5.88 |
$6.57 |
$7.15 |
$7.79 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.50(2) |
0.51 |
0.54 |
0.48 |
0.53 |
Net realized and unrealized gain/(loss) |
(1.31) |
0.63 |
(0.74) |
(0.57) |
(0.67) |
Total from Investment Operations |
(0.81) |
1.14 |
(0.20) |
(0.09) |
(0.14) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.50) |
(0.50) |
(0.49) |
(0.49) |
(0.50) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.50) |
(0.50) |
(0.49) |
(0.49) |
(0.50) |
Net Asset Value, End of Period |
$5.21 |
$6.52 |
$5.88 |
$6.57 |
$7.15 |
Total Return* |
(13.38)% |
19.43% |
(2.92)% |
(1.06)% |
(1.91)% |
Net Assets, End of Period (in thousands) |
$21,653 |
$13,132 |
$8,277 |
$8,028 |
$8,359 |
Average Net Assets for the Period (in thousands) |
$20,449 |
$11,156 |
$8,001 |
$7,928 |
$7,765 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.95%(3) |
0.89% |
0.92% |
0.99% |
0.88% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.95% |
0.89% |
0.92% |
0.99% |
0.88% |
Ratio of Net Investment Income/(Loss) |
7.72%(2) |
7.60% |
8.59% |
7.17% |
7.02% |
Portfolio Turnover Rate |
86% |
123% |
227% |
142% |
137% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$73.77 |
$67.47 |
$54.86 |
$65.89 |
$56.59 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.16 |
0.20 |
0.53(2) |
0.27 |
0.12 |
Net realized and unrealized gain/(loss) |
(8.02) |
11.66 |
15.90 |
(4.58) |
9.86 |
Total from Investment Operations |
(7.86) |
11.86 |
16.43 |
(4.31) |
9.98 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.87) |
(0.75) |
(0.50) |
— |
(0.20) |
Distributions (from capital gains) |
(5.95) |
(4.81) |
(3.32) |
(6.72) |
(0.48) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(6.82) |
(5.56) |
(3.82) |
(6.72) |
(0.68) |
Net Asset Value, End of Period |
$59.09 |
$73.77 |
$67.47 |
$54.86 |
$65.89 |
Total Return* |
(11.81)% |
17.91% |
30.80% |
(5.69)% |
17.91% |
Net Assets, End of Period (in thousands) |
$1,538,660 |
$1,848,983 |
$1,653,849 |
$1,372,808 |
$1,549,599 |
Average Net Assets for the Period (in thousands) |
$1,704,598 |
$1,837,079 |
$1,526,148 |
$1,449,521 |
$1,404,624 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.80% |
0.80% |
0.81% |
0.82% |
0.82% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.80% |
0.80% |
0.81% |
0.82% |
0.82% |
Ratio of Net Investment Income/(Loss) |
0.24% |
0.28% |
0.87%(2) |
0.48% |
0.20% |
Portfolio Turnover Rate |
21% |
32% |
43% |
36% |
46% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$14.77 |
$12.26 |
$13.09 |
$11.76 |
$11.35 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.24 |
0.34 |
0.20 |
0.20 |
0.20 |
Net realized and unrealized gain/(loss) |
(3.58) |
2.41 |
(0.50) |
1.73 |
0.69 |
Total from Investment Operations |
(3.34) |
2.75 |
(0.30) |
1.93 |
0.89 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.41) |
(0.24) |
(0.39) |
(0.38) |
(0.48) |
Distributions (from capital gains) |
(0.40) |
— |
(0.14) |
(0.22) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.81) |
(0.24) |
(0.53) |
(0.60) |
(0.48) |
Net Asset Value, End of Period |
$10.62 |
$14.77 |
$12.26 |
$13.09 |
$11.76 |
Total Return* |
(24.05)% |
22.59% |
(2.39)% |
17.31% |
7.98% |
Net Assets, End of Period (in thousands) |
$44,666 |
$58,872 |
$42,584 |
$46,239 |
$36,579 |
Average Net Assets for the Period (in thousands) |
$58,433 |
$49,730 |
$47,764 |
$39,590 |
$35,963 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.08% |
1.06% |
1.08% |
1.16% |
1.08% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.08% |
1.06% |
1.08% |
1.16% |
1.08% |
Ratio of Net Investment Income/(Loss) |
1.74% |
2.41% |
1.62% |
1.65% |
1.75% |
Portfolio Turnover Rate |
68% |
77% |
69% |
61% |
78% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$109.10 |
$88.69 |
$80.85 |
$84.93 |
$75.50 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.68 |
0.56 |
0.55 |
0.88 |
0.82 |
Net realized and unrealized gain/(loss) |
(23.29) |
23.50 |
11.36 |
(0.21) |
9.14 |
Total from Investment Operations |
(22.61) |
24.06 |
11.91 |
0.67 |
9.96 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.55) |
(0.39) |
(0.83) |
(0.63) |
(0.53) |
Distributions (from capital gains) |
(11.43) |
(3.26) |
(3.24) |
(4.12) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(11.98) |
(3.65) |
(4.07) |
(4.75) |
(0.53) |
Net Asset Value, End of Period |
$74.51 |
$109.10 |
$88.69 |
$80.85 |
$84.93 |
Total Return* |
(23.37)% |
27.68% |
15.06% |
1.76% |
13.25% |
Net Assets, End of Period (in thousands) |
$1,424,181 |
$1,959,177 |
$1,607,701 |
$1,493,928 |
$1,564,083 |
Average Net Assets for the Period (in thousands) |
$1,797,317 |
$1,873,058 |
$1,511,011 |
$1,463,525 |
$1,527,522 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.75% |
0.86% |
0.89% |
0.83% |
0.69% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.75% |
0.86% |
0.89% |
0.83% |
0.69% |
Ratio of Net Investment Income/(Loss) |
0.72% |
0.54% |
0.68% |
1.13% |
1.02% |
Portfolio Turnover Rate |
33% |
25% |
34% |
35% |
32% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$19.60 |
$15.47 |
$14.93 |
$17.55 |
$16.06 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.18 |
0.14 |
0.13 |
0.17 |
0.13 |
Net realized and unrealized gain/(loss) |
(3.36) |
4.88 |
1.10 |
(0.57) |
1.51 |
Total from Investment Operations |
(3.18) |
5.02 |
1.23 |
(0.40) |
1.64 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.14) |
(0.14) |
(0.17) |
(0.09) |
(0.15) |
Distributions (from capital gains) |
(2.19) |
(0.75) |
(0.52) |
(2.13) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(2.33) |
(0.89) |
(0.69) |
(2.22) |
(0.15) |
Net Asset Value, End of Period |
$14.09 |
$19.60 |
$15.47 |
$14.93 |
$17.55 |
Total Return* |
(18.25)% |
33.28% |
8.18% |
(0.51)% |
10.22% |
Net Assets, End of Period (in thousands) |
$1,459,358 |
$1,876,374 |
$1,494,051 |
$1,493,415 |
$1,615,089 |
Average Net Assets for the Period (in thousands) |
$1,787,127 |
$1,803,402 |
$1,455,934 |
$1,479,323 |
$1,629,405 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.82% |
0.82% |
0.84% |
0.85% |
0.84% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.82% |
0.82% |
0.84% |
0.85% |
0.84% |
Ratio of Net Investment Income/(Loss) |
1.04% |
0.77% |
0.91% |
1.15% |
0.75% |
Portfolio Turnover Rate |
56% |
37% |
31% |
30% |
41% |
|
Years ended September 30 | ||
|
2022 |
2021 |
2020(1) |
Net Asset Value, Beginning of Period |
$14.20 |
$11.18 |
$10.00 |
Income/(Loss) from Investment Operations: |
|
|
|
Net investment income/(loss)(2) |
0.02 |
0.02 |
0.01 |
Net realized and unrealized gain/(loss) |
(3.68) |
3.01 |
1.17 |
Total from Investment Operations |
(3.66) |
3.03 |
1.18 |
Less Dividends and Distributions: |
|
|
|
Dividends (from net investment income) |
(0.01) |
— |
— |
Distributions (from capital gains) |
(0.13) |
(0.01) |
— |
Return of capital |
— |
— |
— |
Total Dividends and Distributions |
(0.14) |
(0.01) |
— |
Net Asset Value, End of Period |
$10.40 |
$14.20 |
$11.18 |
Total Return* |
(26.02)% |
27.15% |
11.80% |
Net Assets, End of Period (in thousands) |
$20,664 |
$23,921 |
$5,226 |
Average Net Assets for the Period (in thousands) |
$24,549 |
$16,804 |
$2,485 |
Ratios to Average Net Assets**: |
|
|
|
Ratio of Gross Expenses |
1.71% |
1.97% |
10.52% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.00% |
1.00% |
0.98% |
Ratio of Net Investment Income/(Loss) |
0.16% |
0.18% |
0.50% |
Portfolio Turnover Rate |
33% |
12% |
11% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$61.11 |
$51.89 |
$37.62 |
$37.14 |
$29.69 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
(0.14) |
(0.16) |
(0.03) |
0.01 |
—(2) |
Net realized and unrealized gain/(loss) |
(19.49) |
14.23 |
17.63 |
2.40 |
8.63 |
Total from Investment Operations |
(19.63) |
14.07 |
17.60 |
2.41 |
8.63 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
— |
(0.05) |
— |
(0.04) |
—(2) |
Distributions (from capital gains) |
(8.65) |
(4.80) |
(3.33) |
(1.89) |
(1.18) |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(8.65) |
(4.85) |
(3.33) |
(1.93) |
(1.18) |
Net Asset Value, End of Period |
$32.83 |
$61.11 |
$51.89 |
$37.62 |
$37.14 |
Total Return* |
(37.39)% |
28.43% |
49.90% |
7.91% |
29.84% |
Net Assets, End of Period (in thousands) |
$1,794,752 |
$3,058,182 |
$2,426,380 |
$1,603,112 |
$1,570,846 |
Average Net Assets for the Period (in thousands) |
$2,524,660 |
$2,878,436 |
$1,911,725 |
$1,501,953 |
$1,400,342 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.80% |
0.79% |
0.80% |
0.83% |
0.83% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.80% |
0.79% |
0.80% |
0.83% |
0.83% |
Ratio of Net Investment Income/(Loss) |
(0.30)% |
(0.29)% |
(0.08)% |
0.03% |
0.01% |
Portfolio Turnover Rate |
47% |
43% |
37% |
36% |
20% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$28.69 |
$24.68 |
$24.00 |
$29.06 |
$29.51 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.32(2) |
0.56(3) |
0.17 |
0.29 |
0.37 |
Net realized and unrealized gain/(loss) |
(6.95) |
3.70 |
1.48 |
(1.67) |
(0.40) |
Total from Investment Operations |
(6.63) |
4.26 |
1.65 |
(1.38) |
(0.03) |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(1.39) |
(0.25) |
(0.28) |
(0.51) |
(0.42) |
Distributions (from capital gains) |
(4.01) |
— |
(0.69) |
(3.17) |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(5.40) |
(0.25) |
(0.97) |
(3.68) |
(0.42) |
Net Asset Value, End of Period |
$16.66 |
$28.69 |
$24.68 |
$24.00 |
$29.06 |
Total Return* |
(28.04)% |
17.29% |
6.84% |
(2.90)%(4) |
(0.15)% |
Net Assets, End of Period (in thousands) |
$2,347 |
$3,379 |
$2,210 |
$2,257 |
$3,002 |
Average Net Assets for the Period (in thousands) |
$3,028 |
$3,047 |
$2,132 |
$2,483 |
$3,163 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
1.47%(5) |
1.44%(6) |
1.41% |
1.59% |
1.16% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
1.01% |
1.03% |
1.06% |
1.13% |
1.10% |
Ratio of Net Investment Income/(Loss) |
1.45%(2) |
1.93%(3) |
0.73% |
1.20% |
1.25% |
Portfolio Turnover Rate |
88% |
63% |
57% |
45% |
56% |
|
Years ended September 30 | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net Asset Value, Beginning of Period |
$43.49 |
$32.77 |
$30.66 |
$32.12 |
$31.92 |
Income/(Loss) from Investment Operations: |
|
|
|
|
|
Net investment income/(loss)(1) |
0.73 |
0.53 |
0.30 |
0.63 |
0.47 |
Net realized and unrealized gain/(loss) |
(9.98) |
10.54 |
2.50 |
(1.78) |
0.34 |
Total from Investment Operations |
(9.25) |
11.07 |
2.80 |
(1.15) |
0.81 |
Less Dividends and Distributions: |
|
|
|
|
|
Dividends (from net investment income) |
(0.46) |
(0.35) |
(0.69) |
(0.31) |
(0.61) |
Distributions (from capital gains) |
— |
— |
— |
— |
— |
Return of capital |
— |
— |
— |
— |
— |
Total Dividends and Distributions |
(0.46) |
(0.35) |
(0.69) |
(0.31) |
(0.61) |
Net Asset Value, End of Period |
$33.78 |
$43.49 |
$32.77 |
$30.66 |
$32.12 |
Total Return* |
(21.48)% |
33.89% |
9.06% |
(3.46)% |
2.52% |
Net Assets, End of Period (in thousands) |
$528,221 |
$726,916 |
$572,590 |
$587,147 |
$687,846 |
Average Net Assets for the Period (in thousands) |
$668,081 |
$704,107 |
$570,593 |
$605,377 |
$738,059 |
Ratios to Average Net Assets**: |
|
|
|
|
|
Ratio of Gross Expenses |
0.95% |
0.95% |
0.89% |
0.79% |
0.68% |
Ratio of Net Expenses (After Waivers and Expense Offsets) |
0.95% |
0.95% |
0.89% |
0.79% |
0.68% |
Ratio of Net Investment Income/(Loss) |
1.77% |
1.28% |
0.98% |
2.11% |
1.42% |
Portfolio Turnover Rate |
32% |
27% |
18% |
22% |
23% |
Equity and Debt Securities |
Futures, Options, and Other Derivatives |
Other Investments, Strategies, and/or Techniques |
|
Class A Shares Ticker |
Class C Shares Ticker |
Class D Shares Ticker |
Class I Shares Ticker |
Class N Shares Ticker |
Class R Shares Ticker |
Class S Shares Ticker |
Class T Shares Ticker |
Global & International Equity |
|
|
|
|
|
|
|
|
Janus Henderson Asia Equity Fund |
JAQAX |
JAQCX |
JAQDX |
JAQIX |
JAQNX |
N/A |
JAQSX |
JAQTX |
Janus Henderson Emerging Markets Fund |
HEMAX |
HEMCX |
HEMDX |
HEMIX |
HEMRX |
N/A |
HEMSX |
HEMTX |
Janus Henderson European Focus Fund |
HFEAX |
HFECX |
HFEDX |
HFEIX |
HFERX |
N/A |
HFESX |
HFETX |
Janus Henderson Global Equity Income Fund |
HFQAX |
HFQCX |
HFQDX |
HFQIX |
HFQRX |
N/A |
HFQSX |
HFQTX |
Janus Henderson Global Life Sciences Fund |
JFNAX |
JFNCX |
JNGLX |
JFNIX |
JFNNX |
N/A |
JFNSX |
JAGLX |
Janus Henderson Global Real Estate Fund |
JERAX |
JERCX |
JNGSX |
JERIX |
JERNX |
N/A |
JERSX |
JERTX |
Janus Henderson Global Research Fund |
JDWAX |
JWWCX |
JANWX |
JWWFX |
JDWNX |
JDWRX |
JWGRX |
JAWWX |
Janus Henderson Global Select Fund |
JORAX |
JORCX |
JANRX |
JORFX |
JSLNX |
JORRX |
JORIX |
JORNX |
Janus Henderson Global Sustainable Equity Fund |
JEASX |
JECTX |
JEDTX |
JEUIX |
JETNX |
JEGRX |
JESSX |
JETTX |
Janus Henderson Global Technology and Innovation Fund |
JATAX |
JAGCX |
JNGTX |
JATIX |
JATNX |
N/A |
JATSX |
JAGTX |
Janus Henderson International Opportunities Fund |
HFOAX |
HFOCX |
HFODX |
HFOIX |
HFOSX |
HFORX |
HFOQX |
HFOTX |
Janus Henderson Overseas Fund |
JDIAX |
JIGCX |
JNOSX |
JIGFX |
JDINX |
JDIRX |
JIGRX |
JAOSX |
Multi-Asset U.S. Equity |
|
|
|
|
|
|
|
|
Janus Henderson Balanced Fund |
JDBAX |
JABCX |
JANBX |
JBALX |
JABNX |
JDBRX |
JABRX |
JABAX |
Janus Henderson Contrarian Fund |
JCNAX |
JCNCX |
JACNX |
JCONX |
JCNNX |
JCNRX |
JCNIX |
JSVAX |
Janus Henderson Enterprise Fund |
JDMAX |
JGRCX |
JANEX |
JMGRX |
JDMNX |
JDMRX |
JGRTX |
JAENX |
Janus Henderson Forty Fund |
JDCAX |
JACCX |
JFRDX |
JCAPX |
JFRNX |
JDCRX |
JARTX |
JACTX |
Janus Henderson Growth and Income Fund |
JDNAX |
JGICX |
JNGIX |
JGINX |
JDNNX |
JDNRX |
JADGX |
JAGIX |
Janus Henderson Research Fund |
JRAAX |
JRACX |
JNRFX |
JRAIX |
JRANX |
JRARX |
JRASX |
JAMRX |
Janus Henderson Triton Fund |
JGMAX |
JGMCX |
JANIX |
JSMGX |
JGMNX |
JGMRX |
JGMIX |
JATTX |
Janus Henderson Venture Fund |
JVTAX |
JVTCX |
JANVX |
JVTIX |
JVTNX |
N/A |
JVTSX |
JAVTX |
Classification, investment policies and restrictions, and investment strategies and risks |
2 |
Investment adviser |
52 |
Custodian, transfer agent, and certain affiliations |
68 |
Securities lending |
72 |
Portfolio transactions and brokerage |
73 |
Shares of the trust |
79 |
Net Asset Value Determination |
79 |
Purchases |
79 |
Distribution and Shareholder Servicing Plans |
83 |
Redemptions |
85 |
Income dividends, capital gains distributions, and tax status |
89 |
Trustees and officers |
93 |
Principal shareholders |
111 |
Miscellaneous information |
152 |
Shares of the Trust |
153 |
Shareholder Meetings |
154 |
Voting Rights |
154 |
Investments By Other Investment Companies |
154 |
Master/Feeder Option |
154 |
Independent Registered Public Accounting Firm |
154 |
Registration Statement |
154 |
Financial statements |
155 |
Appendix A |
156 |
Explanation of Rating Categories |
156 |
Janus Investment Fund |
Classification |
Adviser |
Investment Policies and Restrictions Applicable to all Funds |
Investment Policies Applicable to Certain Funds |
Investment Strategies and Risks |
Portfolio Turnover |
Fund Name |
Portfolio Turnover Rate for the fiscal year ended September 30, 2022 |
Portfolio Turnover Rate for the fiscal year ended September 30, 2021 |
Global & International Equity |
|
|
Janus Henderson Asia Equity Fund(1) |
117% |
60% |
Janus Henderson Emerging Markets Fund |
63% |
76% |
Janus Henderson European Focus Fund |
145% |
184% |
Janus Henderson Global Equity Income Fund |
86% |
123% |
Janus Henderson Global Life Sciences Fund |
21% |
32% |
Janus Henderson Global Real Estate Fund |
68% |
77% |
Janus Henderson Global Research Fund |
33% |
25% |
Janus Henderson Global Select Fund |
56% |
37% |
Janus Henderson Global Sustainable Equity Fund |
33% |
12% |
Janus Henderson Global Technology and Innovation Fund |
47% |
43% |
Janus Henderson International Opportunities Fund |
88% |
63% |
Janus Henderson Overseas Fund |
32% |
27% |
Multi-Asset U.S. Equity |
|
|
Janus Henderson Balanced Fund |
79% |
60% |
Janus Henderson Contrarian Fund |
48% |
37% |
Janus Henderson Enterprise Fund |
9% |
12% |
Janus Henderson Forty Fund |
39% |
31% |
Janus Henderson Growth and Income Fund |
17% |
11% |
Janus Henderson Research Fund |
32% |
31% |
Janus Henderson Triton Fund |
8% |
24% |
Janus Henderson Venture Fund |
14% |
21% |
Portfolio Holdings Disclosure Policies and Procedures |
Name |
Frequency |
Lag Time |
Acuity Knowledge Partners (UK) Limited |
As needed |
1 day or more |
Adviser Compliance Associates, LLC |
As needed |
Current |
Alpha Financial Markets Consulting |
Monthly |
Current |
Barclays Risk Analytics and Index Solutions Limited |
Daily |
Current |
Barra, Inc. |
Daily |
Current |
Bloomberg Finance L.P. |
Daily |
Current |
Boston Financial Data Services, Inc. |
As needed |
Current |
BNP Paribas Fund Services LLC |
Daily |
Current |
BNP Paribas New York Branch |
Daily |
Current |
BNP Paribas Prime Brokerage, Inc. |
Daily |
Current |
BNP Paribas Securities Services |
Daily |
Current |
BNP Securities Corp. |
Daily |
Current |
Brown Brothers Harriman & Co. |
Daily |
Current |
Callan Associates Inc. |
As needed |
Current |
Charles River Brokerage, LLC |
As needed |
Current |
Charles River Systems, Inc. |
As needed |
Current |
Charles Schwab & Co., Inc. |
As needed |
Current |
Name |
Frequency |
Lag Time |
Command Financial Press Corporation |
As needed |
2 days |
Deloitte & Touche LLP |
As needed |
Current |
Deloitte Tax LLP |
As needed |
Current |
DTCC Loan/SERV LLC |
Daily |
Current |
Eagle Investment Systems LLC |
As needed |
Current |
Envestnet Asset Management Inc. |
As needed |
Current |
Ernst & Young Global Limited |
Semiannually |
1-2 days |
Ernst & Young LLP |
As needed |
Current |
FactSet Research Systems, Inc. |
As needed |
Current |
Fintech SISU LLC |
Daily |
Current |
FIS Financial Systems LLC – Wall Street Concepts (WSC) |
As needed |
Current |
FlexTrade LLC |
Daily |
Current |
Frank Russell Company |
As needed |
Current |
HedgeFacts |
Weekly |
7 days |
HeterMedia Services Limited |
Monthly |
Current |
IHS Markit |
Daily |
Current |
Infotech Consulting Inc. |
Daily |
Current |
Institutional Shareholder Services, Inc. |
Daily |
Current |
Interactive Data (Europe) Limited |
Quarterly |
10 days |
Interactive Data Pricing and Reference Data LLC |
Daily |
Current |
International Data Corporation |
Daily |
Current |
Investment Technology Group, Inc. |
Daily |
Current |
JPMorgan Chase Bank, National Association |
Daily |
Current |
KPMG LLP |
As needed |
Current |
LendAmend LLC |
As needed |
Current |
Markit EDM Limited |
Daily |
Current |
Markit Group Limited |
Daily |
Current |
Merrill Communications LLC |
Quarterly |
Current |
Moody’s Investors Service Inc. |
Weekly |
7 days or more |
Morningstar, Inc. |
As needed |
30 days |
Nasdaq Inc. |
Daily |
Current |
PricewaterhouseCoopers LLP |
As needed |
Current |
Prima Capital Holding, Inc. |
As needed |
Current |
Prima Capital Management, Inc. |
Quarterly |
15 days |
RR Donnelley and Sons Company |
Daily |
Current |
Russell/Mellon Analytical Services, LLC |
Monthly |
Current |
SimCorp USA, Inc. |
As needed |
Current |
SS&C Technologies, Inc. |
As needed |
Current |
Standard & Poor’s |
Daily |
Current |
Standard & Poor’s Financial Services |
Weekly |
2 days or more |
Standard & Poor’s Securities Evaluation |
Daily |
Current |
The Ohio National Life Insurance Company |
As needed |
Current |
Thomson Reuters (Markets) LLC |
Daily |
Current |
Tower Investment |
As needed |
30 days |
TradingScreen Inc. |
As needed |
Current |
TriOptima AB |
Daily |
Current |
Wachovia Securities LLC |
As needed |
Current |
Wilshire Associates Incorporated |
As needed |
Current |
Name |
Frequency |
Lag Time |
Wolters Kluwer Financial Services, Inc. |
Monthly |
30 days |
Zephyr Associates, Inc. |
Quarterly |
Current |
Investment Adviser – Janus Henderson Investors US LLC |
Fund Name |
Average Daily Net Assets of the Fund |
Contractual Investment Advisory Fees/Base Fees (%) (annual rate) |
Global & International Equity |
|
|
Janus Henderson Asia Equity Fund |
N/A |
0.92 |
Janus Henderson Emerging Markets Fund |
First $1 Billion Next $1 Billion Over $2 Billion |
1.00 0.90 0.85 |
Janus Henderson European Focus Fund |
First $500 Million Next $1 Billion Next $1 Billion Over $2.5 Billion |
1.00 0.90 0.85 0.80 |
Janus Henderson Global Equity Income Fund |
First $1 Billion Next $1 Billion Over $2 Billion |
0.85 0.65 0.60 |
Janus Henderson Global Life Sciences Fund |
All Asset Levels |
0.64 |
Janus Henderson Global Real Estate Fund |
N/A |
0.75 |
Janus Henderson Global Research Fund |
N/A |
0.60 |
Janus Henderson Global Select Fund |
All Asset Levels |
0.64 |
Janus Henderson Global Sustainable Equity Fund |
First $2 Billion Over $2 Billion |
0.75 0.70 |
Janus Henderson Global Technology and Innovation Fund |
All Asset Levels |
0.64 |
Janus Henderson International Opportunities Fund |
First $2 Billion Next $1 Billion Next $1 Billion Next $1 Billion Next $5 Billion Over $10 Billion |
1.00 0.90 0.80 0.70 0.60 0.50 |
Janus Henderson Overseas Fund |
N/A |
0.64 |
Multi-Asset U.S. Equity |
|
|
Janus Henderson Balanced Fund |
All Asset Levels |
0.55 |
Janus Henderson Contrarian Fund |
N/A |
0.64 |
Janus Henderson Enterprise Fund |
All Asset Levels |
0.64 |
Janus Henderson Forty Fund |
N/A |
0.64 |
Janus Henderson Growth and Income Fund |
All Asset Levels |
0.60 |
Janus Henderson Research Fund |
N/A |
0.64 |
Janus Henderson Triton Fund |
All Asset Levels |
0.64 |
Janus Henderson Venture Fund |
All Asset Levels |
0.64 |
Performance-Based Investment Advisory Fee |
Fund Name |
Effective Date of Performance Fee Arrangement |
Effective Date of First Adjustment to Advisory Fee |
Janus Henderson Global Research Fund |
01/01/06 |
01/01/07 |
Janus Henderson Contrarian Fund |
02/01/06 |
02/01/07 |
Janus Henderson Research Fund |
02/01/06 |
02/01/07 |
Janus Henderson Global Real Estate Fund |
12/01/07 |
12/01/08 |
Janus Henderson Forty Fund |
07/01/10 |
01/01/12 |
Janus Henderson Overseas Fund |
08/01/10 |
11/01/11 |
Janus Henderson Asia Equity Fund |
08/01/11 |
08/01/12 |
Fund Name |
Benchmark Index |
Base Fee Rate (%) (annual rate) |
Janus Henderson Global Research Fund |
MSCI World IndexSM (1) |
0.60 |
Janus Henderson Contrarian Fund |
S&P 500® Index(2) |
0.64 |
Janus Henderson Research Fund |
Russell 1000® Growth Index(3) |
0.64 |
Janus Henderson Global Real Estate Fund |
FTSE EPRA Nareit Global Index(4) |
0.75 |
Janus Henderson Forty Fund |
Russell 1000 Growth Index(3) |
0.64 |
Janus Henderson Overseas Fund |
MSCI All Country World ex-USA Indexsm(5) |
0.64 |
Janus Henderson Asia Equity Fund |
MSCI All Country Asia ex-Japan Index(6) |
0.92 |
Fund Name |
Net Assets |
Janus Henderson Global Research Fund |
$2,514,634,598 |
Janus Henderson Contrarian Fund |
$3,906,434,093 |
Janus Henderson Research Fund |
$13,719,735,882 |
Janus Henderson Global Real Estate Fund |
$621,541,699 |
Janus Henderson Forty Fund |
$13,556,268,763 |
Janus Henderson Overseas Fund |
$1,671,287,734 |
Janus Henderson Asia Equity Fund |
$27,428,325 |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.60% |
1/12th of 0.15% |
1/12th of 0.75% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.60% |
0.00 |
1/12th of 0.60% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.60% |
1/12th of -0.15% |
1/12th of 0.45% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of 0.15% |
1/12th of 0.79% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
0.00 |
1/12th of 0.64% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of -0.15% |
1/12th of 0.49% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of 0.15% |
1/12th of 0.79% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
0.00 |
1/12th of 0.64% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of -0.15% |
1/12th of 0.49% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.75% |
1/12th of 0.15% |
1/12th of 0.90% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.75% |
0.00 |
1/12th of 0.75% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.75% |
1/12th of -0.15% |
1/12th of 0.60% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of 0.15% |
1/12th of 0.79% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
0.00 |
1/12th of 0.64% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of -0.15% |
1/12th of 0.49% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of 0.15% |
1/12th of 0.79% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
0.00 |
1/12th of 0.64% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.64% |
1/12th of -0.15% |
1/12th of 0.49% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.92% |
1/12th of 0.15% |
1/12th of 1.07% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.92% |
0.00 |
1/12th of 0.92% |
Base Fee Rate |
Performance Adjustment Rate |
Total Advisory Fee Rate for that Month |
1/12th of 0.92% |
1/12th of -0.15% |
1/12th of 0.77% |
Expense Limitations |
Fund Name |
Expense Limit Percentage (%) |
Global & International Equity |
|
Janus Henderson Asia Equity Fund |
0.94(1)(2) |
Janus Henderson Emerging Markets Fund |
1.03 |
Janus Henderson European Focus Fund |
0.96 |
Janus Henderson Global Equity Income Fund |
0.84 |
Janus Henderson Global Real Estate Fund |
0.91(1) |
Janus Henderson Global Research Fund |
0.86(1) |
Janus Henderson Global Select Fund |
0.81(3) |
Janus Henderson Global Sustainable Equity Fund |
0.85(4) |
Janus Henderson Global Technology and Innovation Fund |
0.71 |
Janus Henderson International Opportunities Fund |
0.83 |
Janus Henderson Overseas Fund |
0.82(1) |
Multi-Asset U.S. Equity |
|
Janus Henderson Balanced Fund |
0.68 |
Janus Henderson Contrarian Fund |
0.75(1) |
Janus Henderson Enterprise Fund |
0.80 |
Janus Henderson Forty Fund |
0.68(1) |
Janus Henderson Growth and Income Fund |
0.67 |
Janus Henderson Research Fund |
0.68(1) |
Janus Henderson Triton Fund |
0.86(5) |
Janus Henderson Venture Fund |
0.86(5) |
|
2022 |
2021 |
2020 | |||
Fund Name |
Advisory Fees |
Waivers(–) |
Advisory Fees |
Waivers(–) |
Advisory Fees |
Waivers(–) |
Global & International Equity |
|
|
|
|
|
|
Janus Henderson Asia Equity Fund |
$280,033 |
– $239,324 |
$380,879 |
– $191,061 |
$238,890 |
– $205,976 |
Janus Henderson Emerging Markets Fund |
$878,441 |
– $290,110 |
$1,062,241 |
– $281,341 |
$762,986 |
– $354,496 |
Janus Henderson European Focus Fund |
$4,535,036 |
– $545,133 |
$4,494,068 |
– $512,115 |
$3,587,362 |
– $490,022 |
Janus Henderson Global Equity Income Fund |
$35,738,829 |
$— |
$31,993,797 |
$— |
$28,680,747 |
$— |
Janus Henderson Global Life Sciences Fund |
$28,945,812 |
N/A |
$31,351,432 |
N/A |
$25,577,585 |
N/A |
Janus Henderson Global Real Estate Fund |
$7,289,354 |
$— |
$6,459,156 |
$— |
$4,517,389 |
$— |
Janus Henderson Global Research Fund |
$18,553,248 |
$— |
$23,526,834 |
$— |
$20,352,504 |
$— |
|
2022 |
2021 |
2020 | |||
Fund Name |
Advisory Fees |
Waivers(–) |
Advisory Fees |
Waivers(–) |
Advisory Fees |
Waivers(–) |
Janus Henderson Global Select Fund |
$15,410,151 |
– $7,306 |
$15,487,472 |
– $7,033 |
$12,622,081 |
– $6,189 |
Janus Henderson Global Sustainable Equity Fund |
$258,185 |
– $254,277 |
$195,716 |
– $195,716(1) |
$15,836(2) |
– $15,836(1)(2) |
Janus Henderson Global Technology and Innovation Fund |
$35,631,130 |
$— |
$40,926,833 |
$— |
$26,188,840 |
$— |
Janus Henderson International Opportunities Fund |
$9,769,587 |
– $2,503,296 |
$15,141,993 |
– $3,726,194 |
$15,982,958 |
– $2,325,111 |
Janus Henderson Overseas Fund |
$13,995,252 |
– $557 |
$11,598,093 |
$— |
$8,479,248 |
$— |
Multi-Asset U.S. Equity |
|
|
|
|
|
|
Janus Henderson Balanced Fund |
$146,906,323 |
$— |
$139,921,096 |
$— |
$108,805,393 |
$— |
Janus Henderson Contrarian Fund |
$34,432,249 |
– $2,890 |
$31,749,351 |
– $4,073 |
$15,826,463 |
– $3,381 |
Janus Henderson Enterprise Fund |
$127,889,926 |
$— |
$145,852,914 |
$— |
$133,436,275 |
$— |
Janus Henderson Forty Fund |
$101,977,196 |
$— |
$136,920,994 |
$— |
$96,444,760 |
$— |
Janus Henderson Growth and Income Fund |
$41,910,358 |
$— |
$40,481,399 |
$— |
$35,958,005 |
$— |
Janus Henderson Research Fund |
$90,597,873 |
– $1,983 |
$101,815,705 |
– $1,176 |
$78,258,363 |
$— |
Janus Henderson Triton Fund |
$60,013,309 |
$— |
$79,323,487 |
$— |
$69,171,394 |
$— |
Janus Henderson Venture Fund |
$22,841,834 |
$— |
$26,910,485 |
$— |
$21,150,885 |
$— |
Payments to Financial Intermediaries By the Adviser or Its Affiliates |
Additional Information About the Adviser |
Proxy Voting Policy and Procedures |
JANUS HENDERSON INVESTORS US LLC PROXY VOTING SUMMARY |
Average Daily Net Assets of Class D Shares of the Janus Henderson funds |
Administrative Services Fee |
Under $40 billion |
0.12% |
$40 billion - $49.9 billion |
0.10% |
Over $49.9 billion |
0.08% |
|
2022 |
2021 |
2020 |
Fund Name |
Administrative Services Fees |
Administrative Services Fees |
Administrative Services Fees |
Global & International Equity |
|
|
|
Janus Henderson Asia Equity Fund |
|
|
|
Class D Shares |
$12,697 |
$19,968 |
$12,630 |
Class S Shares |
$1,292 |
$1,631 |
$1,254 |
Class T Shares |
$3,127 |
$5,513 |
$3,350 |
Janus Henderson Emerging Markets Fund |
|
|
|
Class D Shares |
$16,960 |
$23,319 |
$12,756 |
Class S Shares |
$224 |
$282 |
$199 |
Class T Shares |
$6,070 |
$7,738 |
$6,193 |
Janus Henderson European Focus Fund |
|
|
|
Class D Shares |
$10,720 |
$7,676 |
$3,116 |
Class S Shares |
$239 |
$169 |
$120 |
Class T Shares |
$26,120 |
$13,091 |
$2,097 |
Janus Henderson Global Equity Income Fund |
|
|
|
Class D Shares |
$23,660 |
$12,547 |
$9,463 |
Class S Shares |
$42,228 |
$36,887 |
$17,458 |
Class T Shares |
$259,369 |
$213,602 |
$179,570 |
Janus Henderson Global Life Sciences Fund |
|
|
|
Class D Shares |
$1,955,454 |
$2,071,052 |
$1,804,941 |
Class S Shares |
$67,768 |
$69,234 |
$55,781 |
Class T Shares |
$3,127,532 |
$3,486,116 |
$2,978,356 |
Janus Henderson Global Real Estate Fund |
|
|
|
Class D Shares |
$66,973 |
$55,969 |
$56,505 |
Class S Shares |
$23,360 |
$19,118 |
$15,662 |
Class T Shares |
$287,977 |
$268,808 |
$237,548 |
Janus Henderson Global Research Fund |
|
|
|
Class D Shares |
$2,058,243 |
$2,110,299 |
$1,786,937 |
Class R Shares |
$23,879 |
$21,942 |
$16,024 |
Class S Shares |
$47,454 |
$64,359 |
$320,270 |
Class T Shares |
$2,946,379 |
$3,157,210 |
$2,523,344 |
Janus Henderson Global Select Fund |
|
|
|
Class D Shares |
$2,048,754 |
$2,031,735 |
$1,721,825 |
Class R Shares |
$339 |
$295 |
$424 |
Class S Shares |
$272 |
$474 |
$577 |
Class T Shares |
$1,391,377 |
$1,404,042 |
$1,160,046 |
Janus Henderson Global Sustainable Equity Fund |
|
|
|
Class D Shares |
$28,143 |
$18,850 |
$778(1) |
Class R Shares |
$127 |
$90(2) |
N/A |
Class S Shares |
$165 |
$167 |
$36(1) |
Class T Shares |
$1,588 |
$968 |
$52(1) |
Janus Henderson Global Technology and Innovation Fund |
|
|
|
Class D Shares |
$2,882,718 |
$3,242,370 |
$2,259,651 |
Class S Shares |
$66,940 |
$64,903 |
$36,323 |
Class T Shares |
$3,899,846 |
$4,650,897 |
$3,025,241 |
Janus Henderson International Opportunities Fund |
|
|
|
Class D Shares |
$3,468 |
$3,428 |
$2,522 |
Class R Shares |
$5,815 |
$10,233 |
$15,240 |
Class S Shares |
$163 |
$172 |
$237 |
Class T Shares |
$4,901 |
$15,099 |
$35,701 |
Janus Henderson Overseas Fund |
|
|
|
Class D Shares |
$765,440 |
$793,311 |
$674,839 |
Class R Shares |
$56,370 |
$61,543 |
$56,697 |
Class S Shares |
$308,058 |
$317,683 |
$274,059 |
Class T Shares |
$1,253,534 |
$1,277,850 |
$1,055,868 |
|
2022 |
2021 |
2020 |
Fund Name |
Administrative Services Fees |
Administrative Services Fees |
Administrative Services Fees |
Multi-Asset U.S. Equity |
|
|
|
Janus Henderson Balanced Fund |
|
|
|
Class D Shares |
$2,621,681 |
$2,531,347 |
$2,242,139 |
Class R Shares |
$1,145,419 |
$1,125,633 |
$939,597 |
Class S Shares |
$1,262,897 |
$1,425,942 |
$1,332,395 |
Class T Shares |
$13,166,970 |
$17,363,662 |
$15,168,332 |
Janus Henderson Contrarian Fund |
|
|
|
Class D Shares |
$3,158,481 |
$3,122,836 |
$2,358,316 |
Class R Shares |
$4,717 |
$3,068 |
$2,011 |
Class S Shares |
$4,074 |
$1,569 |
$1,889 |
Class T Shares |
$2,886,723 |
$2,690,269 |
$1,828,728 |
Janus Henderson Enterprise Fund |
|
|
|
Class D Shares |
$2,679,117 |
$2,698,257 |
$2,335,609 |
Class R Shares |
$244,195 |
$310,406 |
$327,295 |
Class S Shares |
$943,095 |
$1,200,565 |
$1,345,030 |
Class T Shares |
$10,371,916 |
$14,309,550 |
$13,115,262 |
Janus Henderson Forty Fund |
|
|
|
Class D Shares |
$12,615,799 |
$13,393,074 |
$10,357,167 |
Class R Shares |
$213,043 |
$265,640 |
$254,378 |
Class S Shares |
$1,205,835 |
$1,429,471 |
$1,229,989 |
Class T Shares |
$9,582,533 |
$10,424,348 |
$7,846,100 |
Janus Henderson Growth and Income Fund |
|
|
|
Class D Shares |
$4,860,135 |
$4,549,100 |
$4,034,277 |
Class R Shares |
$17,041 |
$22,466 |
$20,080 |
Class S Shares |
$49,174 |
$59,052 |
$58,721 |
Class T Shares |
$5,144,096 |
$5,064,170 |
$4,658,639 |
Janus Henderson Research Fund |
|
|
|
Class D Shares |
$15,049,528 |
$15,903,899 |
$13,063,032 |
Class R Shares |
$9,595 |
$10,886 |
$10,804 |
Class S Shares |
$66,978 |
$74,465 |
$63,904 |
Class T Shares |
$10,184,675 |
$10,961,438 |
$8,762,836 |
Janus Henderson Triton Fund |
|
|
|
Class D Shares |
$1,271,337 |
$1,462,911 |
$1,287,455 |
Class R Shares |
$624,822 |
$792,061 |
$737,587 |
Class S Shares |
$848,926 |
$1,246,508 |
$1,178,858 |
Class T Shares |
$5,373,016 |
$7,022,887 |
$6,392,837 |
Janus Henderson Venture Fund |
|
|
|
Class D Shares |
$2,147,795 |
$2,434,632 |
$1,945,641 |
Class S Shares |
$106,023 |
$149,794 |
$167,056 |
Class T Shares |
$2,156,635 |
$2,565,961 |
$2,099,651 |
|
|
Fees and/or compensation for securities lending activities and related services: |
|
| |||||
|
Gross income from securities lending activities |
Fees paid to securities lending agent from revenue split |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
Administrative fees not included in the revenue split |
Indemnification fees not included in the revenue split |
Rebate (paid to borrower) |
Other fees not included in revenue split |
Aggregate fees and/or compensation for securities lending activities |
Net income from securities lending activities |
Global & International Equity |
|
|
|
|
|
|
|
|
|
Janus Henderson Asia Equity Fund |
$14,324 |
$(1,063) |
$(173) |
$— |
$— |
$(859) |
$— |
$(2,095) |
$12,229 |
Janus Henderson European Focus Fund |
$116,915 |
$(8,944) |
$(940) |
$— |
$— |
$(4,175) |
$— |
$(14,059) |
$102,856 |
Janus Henderson Global Equity Income Fund |
$314,166 |
$(24,683) |
$(5,555) |
$— |
$— |
$(70) |
$— |
$(30,308) |
$283,858 |
Janus Henderson Global Life Sciences Fund |
$676,162 |
$(46,232) |
$(10,658) |
$— |
$— |
$(87,522) |
$— |
$(144,413) |
$531,749 |
Janus Henderson Global Real Estate Fund |
$26,408 |
$(1,016) |
$(1,442) |
$— |
$— |
$(12,270) |
$— |
$(14,727) |
$11,681 |
Janus Henderson Global Research Fund |
$130,421 |
$(4,265) |
$(4,594) |
$— |
$— |
$(72,514) |
$— |
$(81,374) |
$49,048 |
Janus Henderson Global Select Fund |
$283,892 |
$(19,674) |
$(1,643) |
$— |
$— |
$(36,322) |
$— |
$(57,639) |
$226,253 |
Janus Henderson Global Technology and Innovation Fund |
$579,720 |
$(42,106) |
$(10,656) |
$— |
$— |
$(42,735) |
$— |
$(95,497) |
$484,223 |
Janus Henderson Overseas Fund |
$805,133 |
$(57,275) |
$(4,993) |
$— |
$— |
$(84,195) |
$— |
$(146,464) |
$658,669 |
Multi-Asset U.S. Equity |
|
|
|
|
|
|
|
|
|
Janus Henderson Contrarian Fund |
$240,461 |
$(13,002) |
$(6,319) |
$— |
$— |
$(71,610) |
$— |
$(90,931) |
$149,529 |
Janus Henderson Enterprise Fund |
$297,395 |
$(8,835) |
$(10,808) |
$— |
$— |
$(176,152) |
$— |
$(195,794) |
$101,601 |
Janus Henderson Forty Fund |
$1,661,003 |
$(121,958) |
$(12,455) |
$— |
$— |
$(124,071) |
$— |
$(258,484) |
$1,402,519 |
Janus Henderson Research Fund |
$667,940 |
$(47,905) |
$(11,263) |
$— |
$— |
$(57,870) |
$— |
$(117,037) |
$550,903 |
Janus Henderson Triton Fund |
$1,376,839 |
$(103,962) |
$(14,298) |
$— |
$— |
$(62,996) |
$— |
$(181,256) |
$1,195,582 |
Janus Henderson Venture Fund |
$3,529,546 |
$(270,256) |
$(27,685) |
$— |
$— |
$(123,590) |
$— |
$(421,531) |
$3,108,015 |
Fund Name |
Commissions |
Transactions |
Global & International Equity |
|
|
Janus Henderson Asia Equity Fund |
$23,883 |
$78,576,601 |
Janus Henderson Emerging Markets Fund |
$35,455 |
$105,907,192 |
Janus Henderson European Focus Fund |
$182,480 |
$1,126,735,773 |
Janus Henderson Global Equity Income Fund |
$1,139,017 |
$8,903,669,327 |
Janus Henderson Global Life Sciences Fund |
$495,210 |
$2,347,660,486 |
Janus Henderson Global Real Estate Fund |
$215,948 |
$1,004,437,290 |
Janus Henderson Global Research Fund |
$1,142,575 |
$2,704,158,498 |
Janus Henderson Global Select Fund |
$746,199 |
$3,432,701,687 |
Janus Henderson Global Sustainable Equity Fund |
$2,652 |
$19,544,463 |
Janus Henderson Global Technology and Innovation Fund |
$765,975 |
$5,751,759,317 |
Janus Henderson International Opportunities Fund |
$318,565 |
$1,356,137,922 |
Janus Henderson Overseas Fund |
$658,928 |
$2,192,293,065 |
Fund Name |
Commissions |
Transactions |
Multi-Asset U.S. Equity |
|
|
Janus Henderson Balanced Fund |
$1,075,939 |
$104,297,165,031 |
Janus Henderson Contrarian Fund |
$530,547 |
$4,735,026,912 |
Janus Henderson Enterprise Fund |
$1,473,580 |
$11,313,847,258 |
Janus Henderson Forty Fund |
$2,805,144 |
$14,801,551,186 |
Janus Henderson Growth and Income Fund |
$511,859 |
$2,589,200,767 |
Janus Henderson Research Fund |
$2,233,064 |
$12,402,002,391 |
Janus Henderson Triton Fund |
$1,842,102 |
$4,580,230,775 |
Janus Henderson Venture Fund |
$572,883 |
$2,157,457,262 |
Fund Name |
2022 |
2021 |
2020 |
Global & International Equity |
|
|
|
Janus Henderson Asia Equity Fund |
$82,702 |
$69,539 |
$40,050 |
Janus Henderson Emerging Markets Fund |
$134,041 |
$166,916 |
$144,995 |
Janus Henderson European Focus Fund |
$651,867 |
$731,607 |
$605,040 |
Janus Henderson Global Equity Income Fund |
$4,656,008 |
$4,789,672 |
$7,346,076 |
Janus Henderson Global Life Sciences Fund |
$1,029,730 |
$936,705 |
$1,281,439 |
Janus Henderson Global Real Estate Fund |
$653,015 |
$729,326 |
$609,207 |
Janus Henderson Global Research Fund |
$1,496,245 |
$1,217,432 |
$1,429,064 |
Janus Henderson Global Select Fund |
$1,659,219 |
$1,289,679 |
$1,322,233 |
Janus Henderson Global Sustainable Equity Fund |
$5,733 |
$8,046 |
$3,793 (1) |
Janus Henderson Global Technology and Innovation Fund |
$1,368,547 |
$1,787,904 |
$1,188,370 |
Janus Henderson International Opportunities Fund |
$1,298,872 |
$1,859,812 |
$1,724,915 |
Janus Henderson Overseas Fund |
$1,270,791 |
$1,193,461 |
$951,476 |
Multi-Asset U.S. Equity |
|
|
|
Janus Henderson Balanced Fund |
$1,848,357 |
$1,413,871 |
$2,228,134 |
Janus Henderson Contrarian Fund |
$1,527,446 |
$1,137,524 |
$1,692,667 |
Janus Henderson Enterprise Fund |
$2,130,246 |
$2,706,898 |
$3,452,017 |
Janus Henderson Forty Fund |
$4,287,987 |
$3,294,925 |
$3,504,038 |
Janus Henderson Growth and Income Fund |
$765,165 |
$458,544 |
$998,207 |
Janus Henderson Research Fund |
$3,176,848 |
$3,659,237 |
$4,637,747 |
Janus Henderson Triton Fund |
$2,951,243 |
$2,413,888 |
$3,411,012 |
Janus Henderson Venture Fund |
$1,007,165 |
$938,194 |
$1,113,407 |
Fund Name |
Name of Broker-Dealer |
Value of Securities Owned |
Global & International Equity |
| |
Janus Henderson European Focus Fund |
UBS Securities LLC |
$9,741,966 |
Janus Henderson Global Real Estate Fund |
RBC Capital Markets, LLC |
$13,797 |
Janus Henderson Global Research Fund |
J.P. Morgan Securities LLC |
$50,053,514 |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
25,959,225 | |
Morgan Stanley |
26,145,120 | |
RBC Capital Markets, LLC |
244,385 | |
Janus Henderson Global Select Fund |
Citigroup Global Markets Inc. |
$31,871,966 |
Morgan Stanley |
52,649,973 | |
Janus Henderson Global Technology and Innovation Fund |
RBC Capital Markets, LLC |
$54,796 |
Multi-Asset U.S. Equity |
| |
Janus Henderson Balanced Fund |
Barclays Capital Inc. |
$15,223,496 |
Citigroup Global Markets Inc. |
73,381,701 | |
Credit Suisse Group Securities (USA) LLC |
43,834,991 | |
Goldman Sachs & Co. LLC |
152,070,307 | |
JP Morgan Securities LLC |
385,544,727 | |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
401,577,178 | |
Morgan Stanley |
346,148,899 | |
Wells Fargo Securities, LLC |
8,024,288 | |
Janus Henderson Contrarian Fund |
Morgan Stanley |
$86,124,376 |
RBC Capital Markets, LLC |
17,035,573 | |
Janus Henderson Enterprise Fund |
RBC Capital Markets, LLC |
$5,908,074 |
Janus Henderson Forty Fund |
RBC Capital Markets, LLC |
$11,547,631 |
Janus Henderson Growth and Income Fund |
Goldman Sachs & Co. Inc. |
$70,346,359 |
Morgan Stanley |
107,447,516 | |
Janus Henderson Research Fund |
RBC Capital Markets, LLC |
$318,991 |
Janus Henderson Triton Fund |
RBC Capital Markets, LLC |
$14,503,294 |
Net Asset Value Determination |
Purchases |
Amount of Purchase at Offering Price |
Sales Charge as a Percentage of Offering Price* |
Sales Charge as a Percentage of Net Amount Invested |
Amount of Sales Charge Reallowed to Financial Intermediaries as a Percentage of Offering Price |
Equity Funds |
|
|
|
Under $50,000 |
5.75% |
6.10% |
5.00% |
$50,000 but under $100,000 |
4.50% |
4.71% |
3.75% |
$100,000 but under $250,000 |
3.50% |
3.63% |
2.75% |
$250,000 but under $500,000 |
2.50% |
2.56% |
2.00% |
$500,000 but under $1,000,000 |
2.00% |
2.04% |
1.60% |
$1,000,000 but under $4,000,000** |
0.00% |
0.00% |
1.00% |
$4,000,000 but under $10,000,000** |
0.00% |
0.00% |
0.50% |
$10,000,000 and above** |
0.00% |
0.00% |
0.25% |
|
Aggregate Sales Commissions | ||
Fund Name |
2022 |
2021 |
2020 |
Global & International Equity |
|
|
|
Janus Henderson Asia Equity Fund |
|
|
|
Class A Shares |
$594 |
$5,114 |
$8,891 |
Janus Henderson Emerging Markets Fund |
|
|
|
Class A Shares |
$3,720 |
$8,114 |
$2,085 |
Janus Henderson European Focus Fund |
|
|
|
Class A Shares |
$31,208 |
$49,219 |
$21,267 |
Janus Henderson Global Equity Income Fund |
|
|
|
Class A Shares |
$1,247,070 |
$1,460,834 |
$1,239,752 |
Janus Henderson Global Life Sciences Fund |
|
|
|
Class A Shares |
$210,831 |
$725,281 |
$637,450 |
Janus Henderson Global Real Estate Fund |
|
|
|
Class A Shares |
$47,564 |
$50,578 |
$89,137 |
Janus Henderson Global Research Fund |
|
|
|
Class A Shares |
$1,861 |
$11,264 |
$5,307 |
Janus Henderson Global Select Fund |
|
|
|
Class A Shares |
$7,494 |
$1,905 |
$536 |
Janus Henderson Global Sustainable Equity Fund |
|
|
|
Class A Shares |
$2,619 |
$3,030 |
$—(1) |
Janus Henderson Global Technology and Innovation Fund |
|
|
|
Class A Shares |
$340,034 |
$585,413 |
$768,704 |
Janus Henderson International Opportunities Fund |
|
|
|
Class A Shares |
$20,645 |
$66,574 |
$39,186 |
Janus Henderson Overseas Fund |
|
|
|
Class A Shares |
$18,858 |
$12,178 |
$567 |
Multi-Asset U.S. Equity |
|
|
|
Janus Henderson Balanced Fund |
|
|
|
Class A Shares |
$3,972,785 |
$6,054,341 |
$7,527,647 |
Janus Henderson Contrarian Fund |
|
|
|
Class A Shares |
$394,773 |
$465,150 |
$66,480 |
Janus Henderson Enterprise Fund |
|
|
|
Class A Shares |
$105,093 |
$85,071 |
$70,152 |
Janus Henderson Forty Fund |
|
|
|
Class A Shares |
$443,057 |
$678,622 |
$749,740 |
Janus Henderson Growth and Income Fund |
|
|
|
Class A Shares |
$92,223 |
$127,649 |
$199,444 |
Janus Henderson Research Fund |
|
|
|
Class A Shares |
$27,764 |
$73,663 |
$48,733 |
Janus Henderson Triton Fund |
|
|
|
Class A Shares |
$15,081 |
$25,353 |
$30,611 |
Janus Henderson Venture Fund |
|
|
|
Class A Shares |
$2,152 |
$1,509 |
$1,124 |
|
Upfront Sales Charges | ||
Fund Name |
2022 |
2021 |
2020 |
Global & International Equity |
|
|
|
Janus Henderson Asia Equity Fund |
|
|
|
Class A Shares |
$94 |
$701 |
$1,372 |
Janus Henderson Emerging Markets Fund |
|
|
|
Class A Shares |
$708 |
$1,520 |
$223 |
Janus Henderson European Focus Fund |
|
|
|
Class A Shares |
$3,482 |
$5,044 |
$1,801 |
Janus Henderson Global Equity Income Fund |
|
|
|
Class A Shares |
$190,698 |
$217,424 |
$174,861 |
Janus Henderson Global Life Sciences Fund |
|
|
|
Class A Shares |
$27,712 |
$89,833 |
$89,223 |
Janus Henderson Global Real Estate Fund |
|
|
|
Class A Shares |
$7,040 |
$6,239 |
$14,318 |
Janus Henderson Global Research Fund |
|
|
|
Class A Shares |
$283 |
$1,978 |
$771 |
Janus Henderson Global Select Fund |
|
|
|
Class A Shares |
$1,105 |
$280 |
$70 |
Janus Henderson Global Sustainable Equity Fund |
|
|
|
Class A Shares |
$542 |
$330 |
$—(1) |
Janus Henderson Global Technology and Innovation Fund |
|
|
|
Class A Shares |
$49,166 |
$92,967 |
$113,907 |
Janus Henderson International Opportunities Fund |
|
|
|
Class A Shares |
$2,984 |
$9,833 |
$5,305 |
Janus Henderson Overseas Fund |
|
|
|
Class A Shares |
$2,928 |
$1,864 |
$74 |
Multi-Asset U.S. Equity |
|
|
|
Janus Henderson Balanced Fund |
|
|
|
Class A Shares |
$593,679 |
$928,424 |
$1,110,955 |
Janus Henderson Contrarian Fund |
|
|
|
Class A Shares |
$63,586 |
$67,116 |
$8,905 |
Janus Henderson Enterprise Fund |
|
|
|
Class A Shares |
$15,083 |
$14,300 |
$10,655 |
Janus Henderson Forty Fund |
|
|
|
Class A Shares |
$57,736 |
$90,802 |
$104,573 |
Janus Henderson Growth and Income Fund |
|
|
|
Class A Shares |
$12,836 |
$13,445 |
$23,405 |
Janus Henderson Research Fund |
|
|
|
Class A Shares |
$3,477 |
$5,611 |
$5,215 |
Janus Henderson Triton Fund |
|
|
|
Class A Shares |
$2,143 |
$3,959 |
$4,185 |
Janus Henderson Venture Fund |
|
|
|
Class A Shares |
$240 |
$243 |
$159 |
Distribution and Shareholder Servicing Plans |
Fund Name |
Advertising(1) and Literature |
Prospectus Preparation, Printing(1) and Mailing |
Payment to Brokers |
Global & International Equity |
|
|
|
Janus Henderson Asia Equity Fund |
|
|
|
Class A Shares |
$0 |
$0 |
$1,071 |
Class C Shares |
$0 |
$0 |
$3,734 |
Class S Shares |
$0 |
$0 |
$0 |
Janus Henderson Emerging Markets Fund |
|
|
|
Class A Shares |
$3 |
$0 |
$10,797 |
Class C Shares |
$1 |
$0 |
$13,495 |
Class S Shares |
$0 |
$0 |
$223 |
Janus Henderson European Focus Fund |
|
|
|
Class A Shares |
$88 |
$0 |
$320,973 |
Class C Shares |
$12 |
$0 |
$162,214 |
Class S Shares |
$0 |
$0 |
$75 |
Janus Henderson Global Equity Income Fund |
|
|
|
Class A Shares |
$462 |
$0 |
$1,677,779 |
Class C Shares |
$282 |
$0 |
$3,286,905 |
Class S Shares |
$12 |
$0 |
$41,975 |
Janus Henderson Global Life Sciences Fund |
|
|
|
Class A Shares |
$180 |
$0 |
$650,267 |
Class C Shares |
$93 |
$0 |
$1,131,561 |
Class S Shares |
$19 |
$0 |
$67,393 |
Janus Henderson Global Real Estate Fund |
|
|
|
Class A Shares |
$10 |
$0 |
$37,910 |
Class C Shares |
$4 |
$0 |
$46,476 |
Class S Shares |
$6 |
$0 |
$23,237 |
Janus Henderson Global Research Fund |
|
|
|
Class A Shares |
$15 |
$0 |
$54,676 |
Class C Shares |
$3 |
$0 |
$33,661 |
Class R Shares |
$7 |
$0 |
$47,459 |
Class S Shares |
$13 |
$0 |
$47,089 |
Janus Henderson Global Select Fund |
|
|
|
Class A Shares |
$5 |
$0 |
$16,879 |
Class C Shares |
$0 |
$0 |
$5,246 |
Class R Shares |
$0 |
$0 |
$676 |
Class S Shares |
$0 |
$0 |
$270 |
Janus Henderson Global Sustainable Equity Fund |
|
|
|
Class A Shares |
$0 |
$0 |
$325 |
Class C Shares |
$0 |
$0 |
$0 |
Class R Shares |
$0 |
$0 |
$0 |
Class S Shares |
$0 |
$0 |
$0 |
Janus Henderson Global Technology and Innovation Fund |
|
|
|
Class A Shares |
$177 |
$0 |
$651,989 |
Class C Shares |
$54 |
$0 |
$594,419 |
Class S Shares |
$18 |
$0 |
$66,741 |
Fund Name |
Advertising(1) and Literature |
Prospectus Preparation, Printing(1) and Mailing |
Payment to Brokers |
Janus Henderson International Opportunities Fund |
|
|
|
Class A Shares |
$190 |
$0 |
$686,698 |
Class C Shares |
$21 |
$0 |
$260,186 |
Class R Shares |
$2 |
$0 |
$8,215 |
Class S Shares |
$0 |
$0 |
$22 |
Janus Henderson Overseas Fund |
|
|
|
Class A Shares |
$14 |
$0 |
$49,400 |
Class C Shares |
$1 |
$0 |
$10,062 |
Class R Shares |
$16 |
$0 |
$111,537 |
Class S Shares |
$85 |
$0 |
$306,108 |
Multi-Asset U.S. Equity |
|
|
|
Janus Henderson Balanced Fund |
|
|
|
Class A Shares |
$1,391 |
$0 |
$5,014,059 |
Class C Shares |
$1,853 |
$0 |
$21,648,568 |
Class R Shares |
$318 |
$0 |
$2,276,448 |
Class S Shares |
$345 |
$0 |
$1,251,822 |
Janus Henderson Contrarian Fund |
|
|
|
Class A Shares |
$46 |
$0 |
$165,370 |
Class C Shares |
$17 |
$0 |
$100,148 |
Class R Shares |
$1 |
$0 |
$9,137 |
Class S Shares |
$1 |
$0 |
$4,062 |
Janus Henderson Enterprise Fund |
|
|
|
Class A Shares |
$270 |
$0 |
$995,872 |
Class C Shares |
$104 |
$0 |
$1,295,997 |
Class R Shares |
$67 |
$0 |
$478,912 |
Class S Shares |
$255 |
$0 |
$936,688 |
Janus Henderson Forty Fund |
|
|
|
Class A Shares |
$310 |
$0 |
$1,135,552 |
Class C Shares |
$88 |
$0 |
$987,064 |
Class R Shares |
$58 |
$0 |
$416,763 |
Class S Shares |
$326 |
$0 |
$1,196,631 |
Janus Henderson Growth and Income Fund |
|
|
|
Class A Shares |
$62 |
$0 |
$225,659 |
Class C Shares |
$35 |
$0 |
$453,837 |
Class R Shares |
$5 |
$0 |
$33,651 |
Class S Shares |
$14 |
$0 |
$48,739 |
Janus Henderson Research Fund |
|
|
|
Class A Shares |
$34 |
$0 |
$120,616 |
Class C Shares |
$9 |
$0 |
$108,449 |
Class R Shares |
$3 |
$0 |
$18,546 |
Class S Shares |
$18 |
$0 |
$66,469 |
Janus Henderson Triton Fund |
|
|
|
Class A Shares |
$254 |
$0 |
$936,886 |
Class C Shares |
$23 |
$0 |
$272,207 |
Class R Shares |
$171 |
$0 |
$1,231,873 |
Class S Shares |
$227 |
$0 |
$841,315 |
Janus Henderson Venture Fund |
|
|
|
Class A Shares |
$14 |
$0 |
$50,750 |
Class C Shares |
$2 |
$0 |
$22,346 |
Class S Shares |
$29 |
$0 |
$105,263 |
Redemptions |
|
Contingent Deferred Sales Charges | ||
Fund Name |
2022 |
2021 |
2020 |
Global & International Equity |
|
|
|
Janus Henderson Asia Equity Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$— |
$— |
$61 |
Janus Henderson Emerging Markets Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$137 |
$30 |
$— |
Janus Henderson European Focus Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$1,527 |
$867 |
$3,965 |
Janus Henderson Global Equity Income Fund |
|
|
|
Class A Shares |
$1,388 |
$4,880 |
$7,431 |
Class C Shares |
$31,715 |
$21,161 |
$38,488 |
Janus Henderson Global Life Sciences Fund |
|
|
|
Class A Shares |
$1,088 |
$1,478 |
$814 |
Class C Shares |
$7,999 |
$11,102 |
$9,213 |
Janus Henderson Global Real Estate Fund |
|
|
|
Class A Shares |
$366 |
$— |
$— |
Class C Shares |
$521 |
$506 |
$2,077 |
Janus Henderson Global Research Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$960 |
$77 |
$223 |
Janus Henderson Global Select Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$— |
$5 |
$90 |
Janus Henderson Global Sustainable Equity Fund |
|
|
|
Class A Shares |
$— |
$— |
$—(1) |
Class C Shares |
$— |
$— |
$—(1) |
Janus Henderson Global Technology and Innovation Fund |
|
|
|
Class A Shares |
$153 |
$1,104 |
$— |
Class C Shares |
$5,099 |
$16,496 |
$9,686 |
Janus Henderson International Opportunities Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$955 |
$324 |
$1,867 |
Janus Henderson Overseas Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$183 |
$— |
$32 |
Multi-Asset U.S. Equity |
|
|
|
Janus Henderson Balanced Fund |
|
|
|
Class A Shares |
$43,771 |
$11,321 |
$55,640 |
Class C Shares |
$316,833 |
$277,278 |
$385,223 |
Janus Henderson Contrarian Fund |
|
|
|
Class A Shares |
$11 |
$— |
$— |
Class C Shares |
$5,439 |
$2,783 |
$3,516 |
Janus Henderson Enterprise Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$1,569 |
$4,602 |
$5,655 |
Janus Henderson Forty Fund |
|
|
|
Class A Shares |
$9 |
$2,069 |
$1,224 |
Class C Shares |
$17,348 |
$18,323 |
$16,268 |
Janus Henderson Growth and Income Fund |
|
|
|
Class A Shares |
$— |
$2,550 |
$1,343 |
Class C Shares |
$1,588 |
$3,777 |
$15,624 |
|
Contingent Deferred Sales Charges | ||
Fund Name |
2022 |
2021 |
2020 |
Janus Henderson Research Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$196 |
$925 |
$395 |
Janus Henderson Triton Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$624 |
$154 |
$1,489 |
Janus Henderson Venture Fund |
|
|
|
Class A Shares |
$— |
$— |
$— |
Class C Shares |
$20 |
$— |
$148 |
TRUSTEES | |||||
Name, Address, and Age |
Positions Held with the Trust |
Length of Time Served |
Principal Occupations During the Past Five Years |
Number of Portfolios/Funds in Fund Complex Overseen by Trustee |
Other Directorships Held by Trustee During the Past Five Years |
Independent Trustees |
|
|
|
|
|
Alan A. Brown 151 Detroit Street Denver, CO 80206 DOB: 1962 |
Chairman Trustee |
5/22-Present 1/13-Present |
Principal, Curam Holdings LLC (since 2018). Formerly, Executive Vice President, Institutional Markets, of Black Creek Group (private equity real estate investment management firm) (2012-2018), Executive Vice President and Co-Head, Global Private Client Group (2007-2010), Executive Vice President, Mutual Funds (2005-2007), and Chief Marketing Officer (2001-2005) of Nuveen Investments, Inc. (asset management). |
51 |
Advisory Board Member of AEW Core Property Trust (open-end property fund) (since 2020), and Director of WTTW (PBS affiliate) (since 2003). Formerly, Director of MotiveQuest LLC (strategic social market research company) (2003-2016), Director of Nuveen Global Investors LLC (2007-2011), Director of Communities in Schools (2004-2010), and Director of Mutual Fund Education Alliance (until 2010). |
Cheryl D. Alston 151 Detroit Street Denver, CO 80206 DOB: 1966 |
Trustee |
8/22-Present |
Executive Director and Chief Investment Officer, Employees’ Retirement Fund of the City of Dallas (since 2004). |
51 |
Director of Blue Cross Blue Shield of Kansas City (a not-for-profit health insurance provider) (since 2016) and Director of Global Life Insurance (life and supplemental health insurance provider) (since 2017). Formerly, Director of Federal Home Loan Bank of Dallas (2017-2021). |
TRUSTEES | |||||
Name, Address, and Age |
Positions Held with the Trust |
Length of Time Served |
Principal Occupations During the Past Five Years |
Number of Portfolios/Funds in Fund Complex Overseen by Trustee |
Other Directorships Held by Trustee During the Past Five Years |
Independent Trustees (cont’d.) |
|
|
|
|
|
William D. Cvengros 151 Detroit Street Denver, CO 80206 DOB: 1948 |
Trustee |
1/11-Present |
Chief Executive Officer of SJC Capital, LLC (a personal investment company and consulting firm) (since 2002). Formerly, Chief Executive Officer and President of PIMCO Advisors Holdings L.P. (a publicly traded investment management firm) (1994-2000), and Chief Investment Officer (1987-1994) and Vice Chairman and Director (1990-1994) of Pacific Life Insurance Company (a mutual life insurance and annuity company) (1987-1994). |
51 |
Member, Limited Partner Advisory Committee, Karmel Capital Fund III (later stage growth fund) (since 2022), Member of the Investment Committee for the Orange County Community Foundation (a grantmaking foundation) (since 2020), Advisory Board Member, RevOZ Fund LP and related funds (real estate investments for opportunity zones) (since 2020), and Advisory Board Member, Innovate Partners Emerging Growth and Equity Fund I (early stage venture capital fund) (since 2014). Formerly, Managing Trustee of National Retirement Partners Liquidating Trust (2013-2016), Chairman, National Retirement Partners, Inc. (formerly a network of advisors to 401(k) plans) (2005-2013), Director of Prospect Acquisition Corp. (a special purpose acquisition corporation) (2007-2009), Director of RemedyTemp, Inc. (temporary help services company) (1996-2006), and Trustee of PIMCO Funds Multi-Manager Series (1990-2000) and Pacific Life Variable Life & Annuity Trusts (1987-1994). |
Raudline Etienne 151 Detroit Street Denver, CO 80206 DOB: 1965 |
Trustee |
6/16-Present |
Founder, Daraja Capital (advisory and investment firm) (since 2016). Formerly, Senior Vice President and Senior Advisor, Albright Stonebridge Group LLC (global strategy firm) (2011-2021), and Deputy Comptroller and Chief Investment Officer, New York State Common Retirement Fund (public pension fund) (2008-2011). |
51 |
Member of the Investment Committee for Cooper Union (private college) (since 2021) and Director of Brightwood Capital Advisors, LLC (since 2014). Formerly, Board Member, Van Alen Institute (nonprofit architectural and design organization) (2019-2022). |
TRUSTEES | |||||
Name, Address, and Age |
Positions Held with the Trust |
Length of Time Served |
Principal Occupations During the Past Five Years |
Number of Portfolios/Funds in Fund Complex Overseen by Trustee |
Other Directorships Held by Trustee During the Past Five Years |
Independent Trustees (cont’d.) |
|
|
|
|
|
Darrell B. Jackson 151 Detroit Street Denver, CO 80206 DOB: 1958 |
Trustee |
8/22-Present |
President and Chief Executive Officer, The Efficace Group Inc. (since 2018). Formerly, President and Chief Executive Officer, Seaway Bank and Trust Company (community bank) (2014-2015), and Executive Vice President and Co-President, Wealth Management (2009-2014), and several senior positions, including Group Executive, Senior Vice President, and Vice President (1995-2009) of Northern Trust Company (financial services company) (1995-2014). |
51 |
Director of Amalgamated Financial Corp (bank) (since August 2021), Director of YR Media (a not-for-profit production company) (since 2021), and Director of Gray-Bowen-Scott (transportation project consulting firm) (since April 2020). Formerly, Director of Delaware Place Bank (closely held commercial bank) (2016-2018) and Director of Seaway Bank and Trust Company (2014-2015). |
William F. McCalpin 151 Detroit Street Denver, CO 80206 DOB: 1957 |
Trustee |
6/02-Present |
Chief Executive Officer, muun chi LLC (organic food business) (since 2022) and Independent Consultant (since 2019). Formerly, Chief Operating Officer, muun chi LLC (2020-2022), Managing Partner, Impact Investments, Athena Capital Advisors LLC (independent registered investment advisor) (2016-2019), Managing Director, Holos Consulting LLC (provides consulting services to foundations and other nonprofit organizations) (2009-2016), Chief Executive Officer, Imprint Capital Advisors (impact investment firm) (2013-2015), and Executive Vice President and Chief Operating Officer of The Rockefeller Brothers Fund (a private family foundation) (1998-2006). |
51 |
Chairman of the Board and Trustee of The Investment Fund for Foundations Investment Program (TIP) (consisting of 1 fund) (since 2008). Formerly, Director of the F.B. Heron Foundation (a private grantmaking foundation) (2006-2022), and Director of Mutual Fund Directors Forum (a non-profit organization serving independent directors of U.S. mutual funds) (2016-2021). |
Gary A. Poliner 151 Detroit Street Denver, CO 80206 DOB: 1953 |
Trustee |
6/16-Present |
Retired. Formerly, President (2010-2013) of Northwestern Mutual Life Insurance Company. |
51 |
Director of MGIC Investment Corporation (private mortgage insurance) (since 2013). Formerly, Director, West Bend Mutual Insurance Company (property/casualty insurance) (2013-2021), Trustee of Northwestern Mutual Life Insurance Company (2010-2013), and Director of Frank Russell Company (global asset management firm) (2008-2013). |
TRUSTEES | |||||
Name, Address, and Age |
Positions Held with the Trust |
Length of Time Served |
Principal Occupations During the Past Five Years |
Number of Portfolios/Funds in Fund Complex Overseen by Trustee |
Other Directorships Held by Trustee During the Past Five Years |
Independent Trustees (cont’d.) |
|
|
|
|
|
Diane L. Wallace 151 Detroit Street Denver, CO 80206 DOB: 1958 |
Trustee |
6/17-Present |
Retired. Formerly, Chief Operating Officer, Senior Vice President-Operations, and Chief Financial Officer for Driehaus Capital Management, LLC (1988-2006) and Treasurer for Driehaus Mutual Funds (1996-2002). |
51 |
Formerly, Director of Family Service of Lake County (2019-2021), Independent Trustee, Henderson Global Funds (13 portfolios) (2015-2017), Independent Trustee, State Farm Associates’ Funds Trust, State Farm Mutual Fund Trust, and State Farm Variable Product Trust (28 portfolios) (2013-2017). |
OFFICERS | |||
Name, Address, and Age |
Positions Held with the Trust |
Term of Office* and Length of Time Served |
Principal Occupations During the Past Five Years |
Andy Acker 151 Detroit Street Denver, CO 80206 DOB: 1972 |
Executive Vice President and Portfolio Manager Janus Henderson Global Life Sciences Fund |
5/07-Present |
Head of Healthcare Sector of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
Guy Barnard 151 Detroit Street Denver, CO 80206 DOB: 1981 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Real Estate Fund |
6/17-Present |
Co-Head of Global Property Equities of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
Jeremiah Buckley 151 Detroit Street Denver, CO 80206 DOB: 1976 |
Executive Vice President and Portfolio Manager Janus Henderson Growth and Income Fund Executive Vice President and Co-Portfolio Manager Janus Henderson Balanced Fund |
7/14-Present 12/15-Present |
Portfolio Manager for other Janus Henderson accounts. |
Hamish Chamberlayne 151 Detroit Street Denver, CO 80206 DOB: 1980 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Sustainable Equity Fund |
6/20-Present |
Head of Global Sustainable Equities of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
Jonathan Cofsky 151 Detroit Street Denver, CO 80206 DOB: 1983 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Technology and Innovation Fund |
3/22-Present |
Portfolio Manager for other Janus Henderson accounts. |
Jonathan D. Coleman 151 Detroit Street Denver, CO 80206 DOB: 1971 |
Executive Vice President and Lead Portfolio Manager Janus Henderson Triton Fund Executive Vice President and Lead Portfolio Manager Janus Henderson Venture Fund |
5/13-Present 5/13-Present |
Portfolio Manager for other Janus Henderson accounts. |
Alex Crooke 151 Detroit Street Denver, CO 80206 DOB: 1969 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Equity Income Fund |
6/17-Present (predecessor fund: since inception 11/06) |
Co-Head of Equities – EMEA and Asia Pacific of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
OFFICERS | |||
Name, Address, and Age |
Positions Held with the Trust |
Term of Office* and Length of Time Served |
Principal Occupations During the Past Five Years |
Matthew Culley 151 Detroit Street Denver, CO 80206 DOB: 1986 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Asia Equity Fund Executive Vice President and Co-Portfolio Manager Janus Henderson Emerging Markets Fund |
3/22-Present 3/22-Present |
Portfolio Manager for other Janus Henderson accounts. |
Job Curtis 151 Detroit Street Denver, CO 80206 DOB: 1961 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Equity Income Fund |
6/17-Present (predecessor fund: since inception 11/06) |
Director of Global Equity Income of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
Brian Demain 151 Detroit Street Denver, CO 80206 DOB: 1977 |
Executive Vice President and Lead Portfolio Manager Janus Henderson Enterprise Fund |
11/07-Present |
Portfolio Manager for other Janus Henderson accounts. |
Denny Fish 151 Detroit Street Denver, CO 80206 DOB: 1971 |
Executive Vice President and Lead Portfolio Manager Janus Henderson Global Technology and Innovation Fund |
1/16-Present |
Head of Technology Sector of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
Tim Gibson 151 Detroit Street Denver, CO 80206 DOB: 1978 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Real Estate Fund |
6/17-Present |
Co-Head of Global Property Equities of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
Daniel J. Graña 151 Detroit Street Denver, CO 80206 DOB: 1971 |
Executive Vice President and Lead Portfolio Manager Janus Henderson Emerging Markets Fund Executive Vice President and Lead Portfolio Manager Janus Henderson Asia Equity Fund |
9/19-Present 3/22-Present |
Portfolio Manager for other Janus Henderson accounts. Formerly, portfolio manager at Putnam Investment Management, LLC (2003-2019). |
Michael Keough 151 Detroit Street Denver, CO 80206 DOB: 1978 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Balanced Fund |
12/19-Present |
Portfolio Manager for other Janus Henderson accounts. |
Greg Kuhl 151 Detroit Street Denver, CO 80206 DOB: 1983 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Real Estate Fund |
3/19-Present |
Portfolio Manager of other Janus Henderson accounts. |
Ben Lofthouse 151 Detroit Street Denver, CO 80206 DOB: 1976 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Equity Income Fund |
6/17-Present (predecessor fund: since 11/14) |
Head of Global Equity Income of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
George P. Maris 151 Detroit Street Denver, CO 80206 DOB: 1968 |
Executive Vice President and Lead Portfolio Manager Janus Henderson Global Select Fund Executive Vice President and Lead Portfolio Manager Janus Henderson Overseas Fund Executive Vice President and Lead Portfolio Manager Janus Henderson International Opportunities Fund |
8/12-Present 1/16-Present 11/22-Present |
Co-Head of Equities - Americas of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
OFFICERS | |||
Name, Address, and Age |
Positions Held with the Trust |
Term of Office* and Length of Time Served |
Principal Occupations During the Past Five Years |
Julian McManus 151 Detroit Street Denver, CO 80206 DOB: 1970 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Select Fund Executive Vice President and Co-Portfolio Manager Janus Henderson Overseas Fund |
1/18-Present 1/18-Present |
Portfolio Manager for other Janus Henderson accounts and Analyst for the Adviser. |
Paul O’Connor 151 Detroit Street Denver, CO 80206 DOB: 1964 |
Executive Vice President and Portfolio Manager Janus Henderson International Opportunities Fund |
6/17-Present (predecessor fund: since 4/16) |
Head of Multi-Asset of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. |
Matthew Peron 151 Detroit Street Denver, CO 80206 DOB: 1968 |
Executive Vice President Janus Henderson Global Research Fund Executive Vice President Janus Henderson Research Fund |
4/20-Present 4/20-Present |
Director of Research of the Adviser and Portfolio Manager for other Janus Henderson accounts. Formerly, Chief Investment Officer for City National Rochdale (2018-2020), Executive Vice President and Managing Director of Global Equity at Northern Trust (2005-2018). |
A. Douglas Rao 151 Detroit Street Denver, CO 80206 DOB: 1974 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Forty Fund |
6/13-Present |
Portfolio Manager for other Janus Henderson accounts. |
Brian Recht 151 Detroit Street Denver, CO 80206 DOB: 1987 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Forty Fund |
3/22-Present |
Portfolio Manager for other Janus Henderson accounts and Analyst for the Adviser. |
Nick Schommer 151 Detroit Street Denver, CO 80206 DOB: 1978 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Forty Fund Executive Vice President and Portfolio Manager Janus Henderson Contrarian Fund |
1/16-Present 7/17-Present |
Portfolio Manager for other Janus Henderson accounts. |
Robert Schramm-Fuchs 151 Detroit Street Denver, CO 80206 DOB:1978 |
Executive Vice President and Portfolio Manager Janus Henderson European Focus Fund |
3/19-Present |
Portfolio Manager for other Janus Henderson accounts. Formerly, European equity analyst for Janus Henderson Investors (2014-2019). |
Aaron Scully 151 Detroit Street Denver, CO 80206 DOB: 1976 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Global Sustainable Equity Fund |
6/20-Present |
Portfolio Manager for other Janus Henderson accounts. |
Scott Stutzman 151 Detroit Street Denver, CO 80206 DOB: 1971 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Triton Fund Executive Vice President and Co-Portfolio Manager Janus Henderson Venture Fund |
7/16-Present 7/16-Present |
Portfolio Manager for other Janus Henderson accounts and Analyst for the Adviser. |
Cody Wheaton 151 Detroit Street Denver, CO 80206 DOB: 1978 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Enterprise Fund |
7/16-Present |
Portfolio Manager for other Janus Henderson accounts and Analyst for the Adviser. |
Greg Wilensky 151 Detroit Street Denver, CO 80206 DOB: 1967 |
Executive Vice President and Co-Portfolio Manager Janus Henderson Balanced Fund |
2/20-Present |
Head of U.S. Fixed Income of Janus Henderson Investors and Portfolio Manager for other Janus Henderson accounts. Formerly, Director and Lead Portfolio Manager of the U.S. Multi-Sector Fixed Income team at AllianceBernstein (2007-2019). |
OFFICERS | |||
Name, Address, and Age |
Positions Held with the Trust |
Term of Office* and Length of Time Served |
Principal Occupations During the Past Five Years |
Michelle Rosenberg 151 Detroit Street Denver, CO 80206 DOB: 1973 |
President and Chief Executive Officer |
9/22-Present |
General Counsel and Corporate Secretary of Janus Henderson Investors (since 2018). Formerly, Interim President and Chief Executive Officer of the Trust and Janus Aspen Series (2022), Senior Vice President and Head of Legal, North America of Janus Henderson Investors (2017-2018) and Deputy General Counsel of Janus Henderson US (Holdings) Inc. (2015-2018). |
Kristin Mariani 151 Detroit Street Denver, CO 80206 DOB: 1966 |
Vice President and Chief Compliance Officer |
7/20-Present |
Head of Compliance, North America at Janus Henderson Investors (since September 2020) and Chief Compliance Officer at Janus Henderson Investors US LLC (since September 2017). Formerly, Anti-Money Laundering Officer for the Trust and Janus Aspen Series (July 2020- December 2022), Global Head of Investment Management Compliance at Janus Henderson Investors (February 2019-August 2020), Vice President, Head of Global Distribution Compliance and Chief Compliance Officer at Janus Henderson Distributors US LLC (May 2017-September 2017), Vice President, Compliance at Janus Henderson US (Holdings) Inc., Janus Henderson Investors US LLC, and Janus Henderson Distributors US LLC (2009-2017). |
Jesper Nergaard 151 Detroit Street Denver, CO 80206 DOB: 1962 |
Chief Financial Officer Vice President, Treasurer, and Principal Accounting Officer |
3/05-Present 2/05-Present |
Head of U.S. Fund Administration, Janus Henderson Investors and Janus Henderson Services US LLC. |
Abigail J. Murray 151 Detroit Street Denver, CO 80206 DOB: 1975 |
Vice President, Chief Legal Officer, and Secretary |
12/20-Present |
Managing Counsel (since 2020). Formerly, Senior Counsel for Invesco Ltd. (2017-2020), and Vice President and Senior Counsel, ALPS Fund Services, Inc. and Assistant General Counsel, ALPS Advisors, Inc. (2015-2017). |
Ciaran Askin 151 Detroit Street Denver, CO 80206 DOB: 1978 |
Anti-Money Laundering Officer |
12/22-Present |
Global Head of Financial Crime, Janus Henderson Investors (since 2022). Formerly, Global Head of Financial Crime for Invesco Ltd. (2017-2022). |
|
Summary of Functions |
Members (Independent Trustees) |
Number of Meetings Held During Fiscal Year Ended September 30, 2022 |
Audit Committee |
Reviews the Trust’s financial reporting process, the system of internal controls over financial reporting, disclosure controls and procedures, including the review of the adequacy of relevant personnel and the review of reports related to such system of internal controls, Form N-CSR, Form N-CEN, and Form N-PORT filings, and the audit process. The Committee’s review of the audit process includes, among other things, the appointment, compensation, and oversight of the Trust’s independent auditor, which performs the audits of the Trust’s financial statements, regular meetings and communication with relevant personnel at the Adviser and the independent auditor, and preapproval of all audit and nonaudit services. The Committee also reviews any significant changes or improvements in accounting and audit processes that have been implemented. The Committee receives reports from the Trust’s Chief Financial Officer, Treasurer, and Principal Accounting Officer, and from personnel responsible for internal audit functions related to financial reporting. The Committee also oversees service providers that provide fund accounting and portfolio accounting services to the Trust. |
Diane L. Wallace (Chair) Cheryl D. Alston William D. Cvengros Gary A. Poliner |
7 |
Investment Oversight Committee |
Oversees the investment activities of the series of the Trust. The Committee meets regularly with investment personnel at the Adviser and any subadviser to the Funds to review the investment performance, investment risk characteristics, objectives, and strategies of the Funds. The Committee reviews reports regarding the use of derivative instruments by the Funds and information and reports with respect to proposed new investment instruments and techniques. The Committee reviews various matters related to the operations of the Janus Henderson money market funds, including the review of reports related to such operations, compliance with the Trust’s Money Market Fund Procedures, and Rule 2a-7 under the 1940 Act. |
Raudline Etienne (Chair) Cheryl D. Alston Alan A. Brown William D. Cvengros Darrell B. Jackson William F. McCalpin Gary A. Poliner Diane L. Wallace |
5 |
|
Summary of Functions |
Members (Independent Trustees) |
Number of Meetings Held During Fiscal YearEnded September 30, 2022 |
Nominating and Governance Committee |
Identifies and recommends individuals for Trustee membership, recommends an independent Trustee to serve as Board Chair, consults with Fund officers and the Board Chair in planning Trustee meetings, reviews the responsibilities of each Board committee, which includes the need for new committees and the continuation of existing committees, and oversees the administration of, and ensures compliance with, the Trust’s Governance Procedures and Guidelines adopted by the Trustees. The Committee also leads the Trustees’ annual self-assessment process and continuing education program, reviews, and proposes changes to, Trustee compensation, and oversees the administration of the Trust’s insurance program. |
William F. McCalpin (Chair) Alan A. Brown Diane L. Wallace |
9 |
Operations Committee |
Oversees certain matters related to the operation of the Trust. The Committee receives reports regarding the operation of the Trust’s securities lending program, the implementation of the Proxy Voting Procedures and Guidelines, and various information technology, cybersecurity, and data privacy risks related to the Trust and the Trust’s service providers. The Committee oversees service providers providing operations-related services to the Trust, including the Trust’s custodian and transfer agent. The Committee receives reports from personnel responsible for the Trust’s enterprise risk function and the Adviser’s internal audit function. In addition, the Committee oversees compliance with certain procedures adopted by the Trust under exemptive orders of the SEC. |
Gary A. Poliner (Chair) Alan A. Brown Darrell B. Jackson William F. McCalpin |
5 |
Product and Distribution Committee |
Provides oversight of matters regarding the Trust’s product lineup and the distribution of shares of the Funds. The Committee reviews matters relating to the initial strategy, design, and positioning of new Funds and material changes to the strategy, design, and/or positioning of existing Funds. The Committee receives reports regarding potential Fund closures, liquidations, or mergers, certain Fund fees and expenses, and marketing and distribution strategies for the Funds including payments made by the Funds pursuant to the Trust’s distribution and shareholder servicing plans. The Committee reviews certain regulatory filings made with the SEC and oversees and receives reporting from service providers providing product and distribution-related services to the Trust. |
Alan A. Brown (Chair) Raudline Etienne Darrell B. Jackson William F. McCalpin |
8 |
|
Summary of Functions |
Members (Independent Trustees) |
Number of Meetings Held During Fiscal YearEnded September 30, 2022 |
Trading and Pricing Committee |
Oversees matters relating to the pricing of the Funds’ securities and the placement of portfolio transactions. The Committee oversees the Adviser as valuation designee and reviews fair valuation determinations and valuation methodologies regarding securities and investments held by the Funds pursuant to valuation procedures established by the Adviser and approved by the Board of Trustees. The Committee also reviews other matters related to pricing the Funds’ securities and approves changes to the valuation procedures. The Committee receives reporting regarding portfolio transactions with affiliates undertaken in accordance with the Trust’s procedures, efforts to obtain best execution in connection with portfolio transactions and commissions paid to firms supplying research and brokerage services. The Committee also receives reports regarding foreign exchange trading by the Funds. In addition, the Committee oversees service providers providing trading and pricing-related services to the Trust and reviews reports from the administrator of the Trust’s liquidity risk management program. |
Gary A. Poliner (Chair) Cheryl D. Alston William D. Cvengros Diane L. Wallace |
5 |
Name of Trustee |
Dollar Range of Equity Securities in the Funds |
Aggregate Dollar Range of Equity Securities in All Registered Investment Companies in the Fund Complex | |
Independent Trustees |
|
|
|
Alan A. Brown |
Janus Henderson Emerging Markets Fund |
$1-$10,000 |
Over $100,000 |
|
Janus Henderson Enterprise Fund |
$50,001-$100,000 |
|
|
Janus Henderson Global Life Sciences Fund |
$10,001-$50,000 |
|
|
Janus Henderson Global Real Estate Fund |
Over $100,000 |
|
|
Janus Henderson Overseas Fund |
$50,001-$100,000 |
|
|
Janus Henderson Research Fund |
$50,001-$100,000 |
|
|
Janus Henderson Triton Fund |
Over $100,000 |
|
|
|
|
|
Cheryl D. Alston(1) |
None |
None |
None |
|
|
|
|
William D. Cvengros |
Janus Henderson Enterprise Fund |
$50,001-$100,000 |
Over $100,000 |
|
Janus Henderson Forty Fund |
Over $100,000 |
|
|
Janus Henderson Global Real Estate Fund |
Over $100,000 |
|
|
Janus Henderson Research Fund |
$1-$10,000 |
|
|
|
|
|
Raudline Etienne |
Janus Henderson Contrarian Fund |
$1-$10,000 |
Over $100,000(2) |
|
Janus Henderson Emerging Markets Fund |
$10,001-$50,000 |
|
|
Janus Henderson Global Life Sciences Fund |
$10,001-$50,000 |
|
|
Janus Henderson Global Real Estate Fund |
$10,001-$50,000 |
|
|
Janus Henderson Global Sustainable Equity Fund |
$10,001-$50,000 |
|
|
Janus Henderson Global Technology and Innovation Fund |
$10,001-$50,000 |
|
|
|
|
|
Darrell B. Jackson(1) |
None |
None |
None |
|
|
|
|
William F. McCalpin |
Janus Henderson Asia Equity Fund |
Over $100,000 |
Over $100,000(2) |
|
Janus Henderson Balanced Fund |
Over $100,000 |
|
|
Janus Henderson Contrarian Fund |
$50,001-$100,000 |
|
|
Janus Henderson Enterprise Fund |
Over $100,000 |
|
|
Janus Henderson Global Life Sciences Fund |
$50,001-$100,000 |
|
|
Janus Henderson Global Real Estate Fund |
$50,001-$100,000 |
|
|
Janus Henderson Global Research Fund |
Over $100,000 |
|
|
Janus Henderson Global Technology and Innovation Fund |
Over $100,000 |
|
|
Janus Henderson Overseas Fund |
Over $100,000 |
|
|
|
|
|
Name of Trustee |
Dollar Range of Equity Securities in the Funds |
Aggregate Dollar Range of Equity Securities in All Registered Investment Companies in the Fund Complex | |
Independent Trustees (cont’d.) |
|
|
|
Gary A. Poliner |
Janus Henderson Contrarian Fund |
Over $100,000 |
Over $100,000(2) |
|
Janus Henderson Enterprise Fund |
Over $100,000 |
|
|
Janus Henderson European Focus Fund |
Over $100,000 |
|
|
Janus Henderson Forty Fund |
Over $100,000 |
|
|
Janus Henderson Global Life Sciences Fund |
Over $100,000 |
|
|
Janus Henderson Global Real Estate Fund |
Over $100,000 |
|
|
Janus Henderson Global Select Fund |
Over $100,000 |
|
|
Janus Henderson Global Sustainable Equity Fund |
Over $100,000 |
|
|
Janus Henderson Growth and Income Fund |
Over $100,000 |
|
|
Janus Henderson Overseas Fund |
Over $100,000 |
|
|
Janus Henderson Triton Fund |
Over $100,000 |
|
|
|
|
|
Diane L. Wallace |
Janus Henderson Enterprise Fund |
$50,001-$100,000 |
Over $100,000 |
|
Janus Henderson Global Life Sciences Fund |
Over $100,000 |
|
|
Janus Henderson Global Research Fund |
Over $100,000 |
|
|
Janus Henderson Global Technology and Innovation Fund |
$50,001-$100,000 |
|
|
Janus Henderson Growth and Income Fund |
Over $100,000 |
|
|
Janus Henderson Triton Fund |
$50,001-$100,000 |
|
|
|
|
|
Linda S. Wolf(3) |
Janus Henderson Balanced Fund |
Over $100,000 |
Over $100,000(2) |
|
Janus Henderson Enterprise Fund |
Over $100,000 |
|
|
Janus Henderson Forty Fund |
Over $100,000 |
|
|
Janus Henderson Growth and Income Fund |
Over $100,000 |
|
|
|
|
|
Name of Person, Position |
Aggregate Compensation from the Funds for fiscal year ended September 30, 2022 |
Total Compensation from the Fund Complex for calendar year ended December 31, 2022(1)(2) |
Independent Trustees |
|
|
Alan A. Brown, Chairman and Trustee(3)(4) |
$331,259 |
$450,827 |
Cheryl D. Alston, Trustee(5) |
$43,001 |
$133,364 |
William D. Cvengros, Trustee(4) |
$268,501 |
$338,500 |
Raudline Etienne, Trustee(4) |
$266,921 |
$336,500 |
Darrell B. Jackson, Trustee(5) |
$50,839 |
$143,364 |
William F. McCalpin, Trustee and Former Chairman(3)(4) |
$339,669 |
$404,673 |
Gary A. Poliner, Trustee(4) |
$269,292 |
$339,500 |
Diane L. Wallace, Trustee(4) |
$290,477 |
$367,500 |
Linda S. Wolf, Former Trustee(6) |
$280,852 |
$349,000 |
Janus Henderson Investment Personnel |
|
|
Other Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Andy Acker |
Number of Other Accounts Managed |
None |
4(1) |
7(2) |
|
Assets in Other Accounts Managed |
None |
$4,075.34M |
$3,557.35M |
Guy Barnard |
Number of Other Accounts Managed |
1 |
4(3) |
4 |
|
Assets in Other Accounts Managed |
$53.68M |
$1,850.35M |
$273.39M |
Jeremiah Buckley |
Number of Other Accounts Managed |
3 |
4 |
4 |
|
Assets in Other Accounts Managed |
$9,339.83M |
$6,462.09M |
$75.61M |
Hamish Chamberlayne |
Number of Other Accounts Managed |
3 |
6 |
4 |
|
Assets in Other Accounts Managed |
$40.90M |
$3,281.46M |
$99.13M |
Jonathan Cofsky |
Number of Other Accounts Managed |
1 |
None |
3(4) |
|
Assets in Other Accounts Managed |
$549.46M |
None |
$1,502.24M |
Jonathan D. Coleman |
Number of Other Accounts Managed |
1 |
1 |
14 |
|
Assets in Other Accounts Managed |
$93.89M |
$127.02M |
$639.79M |
Alex Crooke |
Number of Other Accounts Managed |
None |
2 |
None |
|
Assets in Other Accounts Managed |
None |
$2,257.67M |
None |
Matthew Culley |
Number of Other Accounts Managed |
None |
4(5) |
None |
|
Assets in Other Accounts Managed |
None |
$328.84M |
None |
Job Curtis |
Number of Other Accounts Managed |
None |
2 |
None |
|
Assets in Other Accounts Managed |
None |
$2,652.20M |
None |
Brian Demain |
Number of Other Accounts Managed |
5 |
None |
8 |
|
Assets in Other Accounts Managed |
$3,673.34M |
None |
$1,513.65M |
|
|
Other Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Denny Fish |
Number of Other Accounts Managed |
1 |
1 |
4(4) |
|
Assets in Other Accounts Managed |
$549.46M |
$277.17M |
$1,610.37M |
Tim Gibson |
Number of Other Accounts Managed |
1 |
4(6) |
3 |
|
Assets in Other Accounts Managed |
$53.68M |
$1,480.66M |
$152.12M |
Daniel J. Graña |
Number of Other Accounts Managed |
None |
4(5) |
None |
|
Assets in Other Accounts Managed |
None |
$328.84M |
None |
Michael Keough |
Number of Other Accounts Managed |
7 |
9 |
16 |
|
Assets in Other Accounts Managed |
$13,728.21M |
$7,679.48M |
$2,998.39M |
Greg Kuhl |
Number of Other Accounts Managed |
2 |
2(7) |
4 |
|
Assets in Other Accounts Managed |
$56.81M |
$1,405.25M |
$283.39M |
Ben Lofthouse |
Number of Other Accounts Managed |
1 |
3 |
3 |
|
Assets in Other Accounts Managed |
$115.94M |
$1,130.34M |
$412.68M |
George P. Maris(8) |
Number of Other Accounts Managed |
1(9) |
1 |
2 |
|
Assets in Other Accounts Managed |
$551.20M |
$6.20M |
$201.83M |
Julian McManus |
Number of Other Accounts Managed |
1(9) |
1 |
2 |
|
Assets in Other Accounts Managed |
$551.20M |
$6.20M |
$201.83M |
Paul O’Connor |
Number of Other Accounts Managed |
None |
12 |
2 |
|
Assets in Other Accounts Managed |
None |
$1,227.84M |
$89.43M |
Matthew Peron |
Number of Other Accounts Managed |
2(10) |
5 |
12 |
|
Assets in Other Accounts Managed |
$1,064.62M |
$423.46M |
$1,051.79M |
A. Douglas Rao |
Number of Other Accounts Managed |
4(11) |
4 |
20 |
|
Assets in Other Accounts Managed |
$2,035.38M |
$1,143.39M |
$4,174.17M |
Brian Recht |
Number of Other Accounts Managed |
4(11) |
4 |
18 |
|
Assets in Other Accounts Managed |
$2,035.38M |
$1,143.39M |
$3,688.30M |
Nick Schommer |
Number of Other Accounts Managed |
4(11) |
5 |
22 |
|
Assets in Other Accounts Managed |
$2,035.38M |
$1,160.20M |
$4,181.19M |
Robert Schramm-Fuchs |
Number of Other Accounts Managed |
None |
2(12) |
None |
|
Assets in Other Accounts Managed |
None |
$399.97M |
None |
Aaron Scully |
Number of Other Accounts Managed |
3 |
4 |
3 |
|
Assets in Other Accounts Managed |
$40.90M |
$2,843.34M |
$50.23M |
Scott Stutzman |
Number of Other Accounts Managed |
1 |
1 |
14 |
|
Assets in Other Accounts Managed |
$93.89M |
$127.02M |
$639.79M |
Cody Wheaton |
Number of Other Accounts Managed |
5 |
None |
8 |
|
Assets in Other Accounts Managed |
$3,673.34M |
None |
$1,513.65M |
Greg Wilensky |
Number of Other Accounts Managed |
7 |
8 |
9 |
|
Assets in Other Accounts Managed |
$13,733.52M |
$7,506.15M |
$1,141.43M |
JANUS HENDERSON INVESTMENT PERSONNEL COMPENSATION INFORMATION |
Ownership of Securities |
Investment Personnel |
Dollar Range of Equity Securities in the Fund(s) Managed |
Aggregate Dollar Range of Equity Securities in the Fund Complex | |
Andy Acker |
Janus Henderson Global Life Sciences Fund |
Over $1,000,000 |
Over $1,000,000 |
Guy Barnard |
Janus Henderson Global Real Estate Fund |
None |
None |
Jeremiah Buckley |
Janus Henderson Balanced Fund |
Over $1,000,000 |
Over $1,000,000 |
|
Janus Henderson Growth and Income Fund |
Over $1,000,000 |
|
Hamish Chamberlayne |
Janus Henderson Global Sustainable Equity Fund |
None |
None |
Jonathan Cofsky |
Janus Henderson Global Technology and Innovation Fund |
$500,001-$1,000,000 |
$500,001-$1,000,000 |
Jonathan D. Coleman |
Janus Henderson Triton Fund |
Over $1,000,000 |
Over $1,000,000 |
|
Janus Henderson Venture Fund |
Over $1,000,000 |
|
Alex Crooke |
Janus Henderson Global Equity Income Fund |
None |
None |
Matthew Culley |
Janus Henderson Asia Equity Fund |
None |
$500,001-$1,000,000 |
|
Janus Henderson Emerging Markets Fund |
$100,001-$500,000 |
|
Job Curtis |
Janus Henderson Global Equity Income Fund |
None |
None |
Brian Demain |
Janus Henderson Enterprise Fund |
Over $1,000,000 |
Over $1,000,000 |
Denny Fish |
Janus Henderson Global Technology and Innovation Fund |
Over $1,000,000 |
Over $1,000,000 |
Tim Gibson |
Janus Henderson Global Real Estate Fund |
None |
None |
Daniel J. Graña |
Janus Henderson Asia Equity Fund |
None |
Over $1,000,000 |
|
Janus Henderson Emerging Markets Fund |
Over $1,000,000 |
|
Michael Keough |
Janus Henderson Balanced Fund |
$500,001-$1,000,000 |
Over $1,000,000 |
Greg Kuhl |
Janus Henderson Global Real Estate Fund |
$100,001-$500,000 |
$500,001-$1,000,000 |
Investment Personnel |
Dollar Range of Equity Securities in the Fund(s) Managed |
Aggregate Dollar Range of Equity Securities in the Fund Complex | |
Ben Lofthouse |
Janus Henderson Global Equity Income Fund |
None |
None |
George P. Maris(1) |
Janus Henderson Global Select Fund |
Over $1,000,000 |
Over $1,000,000 |
|
Janus Henderson International Opportunities Fund |
None |
|
|
Janus Henderson Overseas Fund |
Over $1,000,000 |
|
Julian McManus |
Janus Henderson Global Select Fund |
$100,001-$500,000 |
Over $1,000,000 |
|
Janus Henderson Overseas Fund |
$100,001-$500,000 |
|
Paul O’Connor |
Janus Henderson International Opportunities Fund |
None |
None |
Matthew Peron |
Janus Henderson Global Research Fund |
$100,001-$500,000 |
Over $1,000,000 |
|
Janus Henderson Research Fund |
$100,001-$500,000 |
|
A. Douglas Rao |
Janus Henderson Forty Fund |
Over $1,000,000 |
Over $1,000,000 |
Brian Recht |
Janus Henderson Forty Fund |
$100,001-$500,000 |
$500,001-$1,000,000 |
Nick Schommer |
Janus Henderson Contrarian Fund |
Over $1,000,000 |
Over $1,000,000 |
|
Janus Henderson Forty Fund |
$100,001-$500,000 |
|
Robert Schramm-Fuchs |
Janus Henderson European Focus Fund |
None |
None |
Aaron Scully |
Janus Henderson Global Sustainable Equity Fund |
$100,001-$500,000 |
$500,001-$1,000,000 |
Scott Stutzman |
Janus Henderson Triton Fund |
Over $1,000,000 |
Over $1,000,000 |
|
Janus Henderson Venture Fund |
Over $1,000,000 |
|
Cody Wheaton |
Janus Henderson Enterprise Fund |
Over $1,000,000 |
Over $1,000,000 |
Greg Wilensky |
Janus Henderson Balanced Fund |
$500,001-$1,000,000 |
Over $1,000,000 |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Asia Equity Fund Class A Shares |
LPL Financial A/C XXXX-XXXX San Diego, CA |
47.39% |
|
Pershing LLC Jersey City, NJ |
22.25% |
|
National Financial Services LLC For Exclusive Benefit of Our Customers Jersey City, NJ |
13.67% |
|
Oppenheimer & Co. Inc. FBO SY Palm Springs, CA |
11.25% |
Janus Henderson Emerging Markets Fund Class A Shares |
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
37.39% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
31.22% |
|
Perishing LLC Jersey City, NJ |
7.12% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
6.14% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson European Focus Fund Class A Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
19.30% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
13.43% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
10.77% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
9.82% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
9.43% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
8.81% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
5.55% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
5.45% |
Janus Henderson Global Equity Income Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
20.49% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
17.73% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
10.38% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
8.97% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
8.53% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
7.81% |
|
Pershing LLC Jersey City, NJ |
6.55% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Life Sciences Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
29.55% |
|
Pershing LLC Jersey City, NJ |
10.66% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
9.94% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
7.97% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
7.43% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
6.47% |
Janus Henderson Global Real Estate Fund Class A Shares |
Pershing LLC Jersey City, NJ |
15.74% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
14.87% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
14.28% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
10.24% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
9.66% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
7.01% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
6.23% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
5.05% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Research Fund Class A Shares |
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
19.50% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
19.03% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
16.09% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
13.58% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
9.79% |
|
TD Ameritrade Inc. FBO Our Customers Omaha, NE |
5.65% |
Janus Henderson Global Select Fund Class A Shares |
Pershing LLC Jersey City, NJ |
37.77% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
8.54% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
7.89% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
7.60% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
6.58% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
6.57% |
|
RBC Capital Markets LLC Mutual Fund Omnibus Minneapolis, MN |
5.54% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Institutional Client Accounts San Francisco, CA |
5.17% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Sustainable Equity Fund Class A Shares |
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
32.50% |
|
RBC Capital Markets LLC Mutual Fund Omnibus Minneapolis, MN |
23.73% |
|
Janus Henderson US (Holdings) Inc. Denver, CO |
20.31%* |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
18.55% |
Janus Henderson Global Technology and Innovation Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
14.65% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
11.83% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
11.38% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
11.15% |
|
Pershing LLC Jersey City, NJ |
8.72% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
6.28% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
5.91% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson International Opportunities Fund Class A Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
24.21% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
13.67% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
12.16% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
11.68% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.05% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
6.43% |
Janus Henderson Overseas Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
18.41% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
16.73% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
11.82% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
7.97% |
|
Matrix Trust Company As Agent for Advisor Trust, Inc. K-M 403B MBD Denver, CO |
7.55% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Balanced Fund Class A Shares |
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
16.28% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
15.96% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
11.26% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
9.07% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
7.87% |
|
Pershing LLC Jersey City, NJ |
7.20% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
6.63% |
Janus Henderson Contrarian Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
17.87% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
15.80% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
11.32% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
9.11% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
7.80% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
6.53% |
|
Pershing LLC Jersey City, NJ |
6.46% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
6.18% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
5.79% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Enterprise Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
34.25% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
10.83% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
7.31% |
|
Transamerica Life Insurance Co. ML Life Variable Annuity Sep Acct D Cedar Rapids, IA |
6.28% |
Janus Henderson Forty Fund Class A Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
24.96% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
20.23% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
8.18% |
|
Pershing LLC Jersey City, NJ |
7.40% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
7.09% |
Janus Henderson Growth and Income Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
21.20% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
19.49% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
14.62% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
8.57% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
5.88% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
5.73% |
|
Pershing LLC Jersey City, NJ |
5.62% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Research Fund Class A Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
23.21% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
17.23% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
12.70% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
10.21% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
5.50% |
Janus Henderson Triton Fund Class A Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
37.41% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
8.69% |
Janus Henderson Venture Fund Class A Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
23.13% |
|
Voya Institutional Trust Company Windsor, CT |
16.56% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
5.88% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
5.81% |
|
PIMS/Prudential Retirement As Nominee for the Ttee/Cust PL XXX National Bank Holdings Kansas City, MO |
5.39% |
Janus Henderson Asia Equity Fund Class C Shares |
LPL Financial A/C XXXX-XXXX San Diego, CA |
53.97% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
26.33% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
17.11% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Emerging Markets Fund Class C Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
25.78% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
23.47% |
|
Pershing LLC Jersey City, NJ |
11.51% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
10.58% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
10.10% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
9.54% |
|
National Financial Services LLC For the Exclusive Benefit of Our Cust Jersey City, NJ |
5.27% |
Janus Henderson European Focus Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
23.04% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
18.04% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
17.28% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.53% |
|
National Financial Services LLC For the Exclusive Benefit of Our Cust Jersey City, NJ |
6.49% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
6.24% |
|
Pershing LLC Jersey City, NJ |
5.31% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Equity Income Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
20.92% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
17.93% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
16.80% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
12.12% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
5.76% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
5.45% |
Janus Henderson Global Life Sciences Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
15.76% |
|
Pershing LLC Jersey City, NJ |
15.28% |
|
JP Morgan Securities LLC Omnibus Account For Exclusive Benefit of Customers Brooklyn, NY |
9.21% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
8.94% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
7.97% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.74% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
7.43% |
|
UBS WM USA 0O0 11011 6100 Spec Cdy A/C Excl Ben Cust UBSFSI Weehawken, NJ |
6.54% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
6.33% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
6.03% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Real Estate Fund Class C Shares |
LPL Financial Omnibus Customer Account San Diego, CA |
24.63% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
16.00% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
12.43% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
11.64% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
10.51% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
9.71% |
|
Pershing LLC Jersey City, NJ |
6.07% |
Janus Henderson Global Research Fund Class C Shares |
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
29.07% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
16.26% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
13.96% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
8.29% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.93% |
|
UBS WM USA 0O0 11011 6100 Spec Cdy A/C Excl Ben Cust UBSFSI Weehawken, NJ |
5.73% |
|
Pershing LLC Jersey City, NJ |
5.50% |
Janus Henderson Global Select Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
52.33% |
|
UBS WM USA 0O0 11011 6100 Spec Cdy A/C Excl Ben Cust UBSFSI Weehawken, NJ |
26.99% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
9.92% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Sustainable Equity Fund Class C Shares |
Janus Henderson US (Holdings) Inc. Denver, CO |
86.50%* |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
13.50% |
Janus Henderson Global Technology and Innovation Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
16.71% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
15.66% |
|
Pershing LLC Jersey City, NJ |
12.14% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
11.73% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
10.02% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.34% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
6.35% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
6.34% |
Janus Henderson International Opportunities Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
20.94% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
20.62% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
18.50% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
14.49% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
7.02% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Overseas Fund Class C Shares |
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
34.10% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
21.11% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
13.74% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
11.82% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
5.58% |
Janus Henderson Balanced Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
20.82% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
14.33% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
13.27% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
8.39% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
8.34% |
|
Pershing LLC Jersey City, NJ |
8.33% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
7.69% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
6.49% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
5.93% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Contrarian Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
19.02% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
17.47% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
14.07% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
12.25% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
8.23% |
|
Pershing LLC Jersey City, NJ |
7.66% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
6.38% |
Janus Henderson Enterprise Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
12.98% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
12.65% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
11.85% |
|
Pershing LLC Jersey City, NJ |
10.07% |
|
UBS WM USA 0O0 11011 6100 Spec Cdy A/C Excl Ben Cust UBSFSI Weehawken, NJ |
9.49% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
8.85% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
8.84% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
8.69% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
7.18% |
|
RBC Capital Markets LLC Mutual Fund Omnibus Minneapolis, MN |
6.55% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Forty Fund Class C Shares |
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
23.83% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
11.98% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
11.28% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
10.16% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
9.46% |
|
Pershing LLC Jersey City, NJ |
8.79% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
7.35% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
6.13% |
Janus Henderson Growth and Income Fund Class C Shares |
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
23.36% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
19.37% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
8.65% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
8.19% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
8.10% |
|
Pershing LLC Jersey City, NJ |
7.82% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
5.82% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
5.74% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Research Fund Class C Shares |
LPL Financial Omnibus Customer Account San Diego, CA |
24.95% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
22.40% |
|
Pershing LLC Jersey City, NJ |
13.55% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
13.25% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
6.97% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
5.99% |
Janus Henderson Triton Fund Class C Shares |
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
26.24% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
14.51% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
11.72% |
|
Pershing LLC Jersey City, NJ |
9.48% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
8.15% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.76% |
|
UBS WM USA 0O0 11011 6100 Spec Cdy A/C Excl Ben Cust UBSFSI Weehawken, NJ |
7.52% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
5.08% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Venture Fund Class C Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
32.55% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
19.96% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
13.82% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
10.34% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.93% |
|
Pershing LLC Jersey City, NJ |
7.24% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
5.17% |
Janus Henderson Asia Equity Fund Class I Shares |
TD Ameritrade Inc. FBO Our Customers Omaha, NE |
33.72% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
22.23% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
19.65% |
|
Oppenheimer & Co. Inc. FBO RG IRA IAS/UMA Asheville, NC |
8.69% |
|
Oppenheimer & Co. Inc. FBO SSM IRA R/O Candler, NC |
5.60% |
Janus Henderson Emerging Markets Fund Class I Shares |
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
35.17% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
19.39% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
18.00% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
10.64% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson European Focus Fund Class I Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
37.70% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
13.65% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
11.60% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
8.71% |
|
Mac & Co A/C XXXXXX Pittsburg, PA |
6.88% |
Janus Henderson Global Equity Income Fund Class I Shares |
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
12.54% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
12.38% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
12.23% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
10.11% |
|
Charles Schwab & Company Inc. Special Custody Account FBO Customers San Francisco, CA |
8.53% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
7.12% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
6.09% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
6.03% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Life Sciences Fund Class I Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
18.08% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
12.80% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
10.79% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
9.53% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
8.61% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
5.91% |
|
UBS WM USA 0O0 11011 6100 Spec Cdy A/C Excl Ben Cust UBSFSI Weehawken, NJ |
5.90% |
Janus Henderson Global Real Estate Fund Class I Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
28.14% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
19.49% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
9.17% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
6.77% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
6.40% |
|
Pershing LLC Jersey City, NJ |
6.11% |
Janus Henderson Global Research Fund Class I Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
18.40% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
14.26% |
|
Saxon & Co. FBO 20100023002681 Philadelphia, PA |
10.19% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
8.42% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
5.20% |
|
Nationwide Trust Company FSB Columbus, OH |
5.08% |
Janus Henderson Global Select Fund Class I Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
37.83% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
10.43% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
7.74% |
|
LPL Financial Omnibus Account San Diego, CA |
7.60% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
6.25% |
|
Pershing LLC Jersey City, NJ |
5.68% |
Janus Henderson Global Sustainable Equity Fund Class I Shares |
RBC Capital Markets LLC Mutual Fund Omnibus Minneapolis, MN |
47.65% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
32.14% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
14.07% |
Janus Henderson Global Technology and Innovation Fund Class I Shares |
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
14.97% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
13.10% |
|
Pershing LLC Jersey City, NJ |
12.32% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
9.97% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
8.34% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
7.53% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson International Opportunities Fund Class I Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
50.35% |
|
UBS WM USA 0O0 11011 6100 Omni Account M/F Weehawken, NJ |
11.32% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
7.44% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
6.63% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
5.55% |
Janus Henderson Overseas Fund Class I Shares |
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
26.48% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
17.22% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
17.07% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
14.16% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Balanced Fund Class I Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
21.91% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
10.38% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
9.21% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
8.47% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
8.03% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
6.51% |
|
Pershing LLC Jersey City, NJ |
5.62% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
5.59% |
|
TD Ameritrade Inc. FBO Our Customers Omaha, NE |
5.21% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
5.06% |
Janus Henderson Contrarian Fund Class I Shares |
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
22.54% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
19.64% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
14.69% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
9.53% |
|
Pershing LLC Jersey City, NJ |
6.94% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
5.75% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Enterprise Fund Class I Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
18.16% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
13.33% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
10.60% |
|
Pershing LLC Jersey City, NJ |
7.16% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
6.94% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
6.49% |
|
UBS WM USA 0O0 11011 6100 Spec Cdy A/C Excl Ben Cust UBSFSI Weehawken, NJ |
5.18% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
5.03% |
Janus Henderson Forty Fund Class I Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
15.44% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
15.39% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
15.34% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
10.93% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
9.01% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
6.65% |
|
Pershing LLC Jersey City, NJ |
5.73% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Growth and Income Fund Class I Shares |
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
17.62% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
13.41% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
12.04% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
10.90% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
9.56% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
7.93% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
7.44% |
|
Pershing LLC Jersey City, NJ |
5.33% |
Janus Henderson Research Fund Class I Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
20.29% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
15.50% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
14.85% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
6.07% |
|
Raymond James House Acct Firm #92500015 Omnibus for Mutual Funds St. Petersburg, FL |
6.00% |
|
Wells Fargo Clearing Services LLC Special Custody Account For the Exclusive Benefit of Customer St. Louis, MO |
5.53% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
5.52% |
|
Pershing LLC Jersey City, NJ |
5.31% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Triton Fund Class I Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
20.45% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
6.96% |
|
American Enterprise Investment Svc FBO 41999970 Minneapolis, MN |
6.80% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
6.42% |
Janus Henderson Venture Fund Class I Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
36.93% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
16.68% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
11.24% |
Janus Henderson Asia Equity Fund Class N Shares |
BNP Paribas RCC Global Allocation Fund – Growth Asia Equity Omnibus Account Jersey City, NJ |
39.91% |
|
BNP Paribas RCC Global Allocation Fund – Moderate Asia Equity Omnibus Account Jersey City, NJ |
26.19% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
19.94% |
|
BNP Paribas RCC Global Allocation Fund – Conservative Asia Equity Omnibus Account Jersey City, NJ |
13.86% |
Janus Henderson Emerging Markets Fund Class N Shares |
BNP Paribas RCC Global Allocation Fund – Growth Emerging Markets Omnibus Account Jersey City, NJ |
46.27% |
|
BNP Paribas RCC Global Allocation Fund – Moderate Emerging Markets Omnibus Account Jersey City, NJ |
30.49% |
|
BNP Paribas RCC Global Allocation Fund – Conservative Emerging Markets Omnibus Account Jersey City, NJ |
16.38% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
6.78% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson European Focus Fund Class N Shares |
BNP Paribas RCC Global Allocation Fund – Growth European Focus Omnibus Account Jersey City, NJ |
44.45% |
|
BNP Paribas RCC Global Allocation Fund – Moderate European Focus Omnibus Account Jersey City, NJ |
29.52% |
|
BNP Paribas RCC Global Allocation Fund – Conservative European Focus Omnibus Account Jersey City, NJ |
16.70% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
7.05% |
Janus Henderson Global Equity Income Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
23.50% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
17.61% |
|
SEI Private Trust Company c/o M&T Bank ID XXX Oaks, PA |
10.84% |
|
NABank & Co. Tulsa, OK |
5.80% |
Janus Henderson Global Life Sciences Fund Class N Shares |
JP Morgan Securities LLC Omnibus Account For Exclusive Benefit of Customers Brooklyn, NY |
87.96% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
8.96% |
Janus Henderson Global Real Estate Fund Class N Shares |
SEI Private Trust Company c/o Security National ID XXX Oaks, PA |
32.00% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
23.89% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
15.46% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
8.44% |
|
BNP Paribas RCC Global Allocation Fund – Growth Global Real Estate Omnibus Account Jersey City, NJ |
7.53% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Research Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
43.44% |
|
BNP Paribas RCC Global Allocation Fund – Growth Global Research Omnibus Account Jersey City, NJ |
23.70% |
|
BNP Paribas RCC Global Allocation Fund – Moderate Global Research Omnibus Account Jersey City, NJ |
16.81% |
|
BNP Paribas RCC Global Allocation Fund – Conservative Global Research Omnibus Account Jersey City, NJ |
7.18% |
Janus Henderson Global Select Fund Class N Shares |
BNP Paribas RCC Global Allocation Fund – Growth Global Select Fund Omnibus Account Jersey City, NJ |
39.01% |
|
BNP Paribas RCC Global Allocation Fund – Moderate Global Select Fund Omnibus Account Jersey City, NJ |
27.49% |
|
BNP Paribas RCC Global Allocation Fund – Conservative Global Select Fund Omnibus Account Jersey City, NJ |
15.57% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
14.40% |
Janus Henderson Global Sustainable Equity Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
95.85% |
Janus Henderson Global Technology and Innovation Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
24.93% |
|
Empower Trust FBO Employee Benefits Clients 401K Greenwood Village, CO |
19.47% |
|
Nationwide Trust Company FSB Columbus, OH |
12.11% |
|
American United Life Ins. Co. Group Retirement Annuity Indianapolis, IN |
6.65% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
5.16% |
Janus Henderson International Opportunities Fund Class N Shares |
Pershing LLC Jersey City, NJ |
61.82% |
|
SEI Private Trust Company c/o TIAA SWP Oaks, PA |
28.99% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Overseas Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
25.47% |
|
BNP Paribas RCC Global Allocation Fund – Growth Overseas Fund Omnibus Account Jersey City, NJ |
19.02% |
|
BNP Paribas RCC Global Allocation Fund – Moderate Overseas Fund Omnibus Account Jersey City, NJ |
13.31% |
|
John Hancock Trust Company LLC Westwood, MA |
9.58% |
|
BNP Paribas RCC Global Allocation Fund – Conservative Overseas Fund Omnibus Account Jersey City, NJ |
7.53% |
Janus Henderson Balanced Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
36.62% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
8.90% |
|
Empower Trust FBO Employee Benefits Clients 401K Greenwood Village, CO |
5.78% |
|
Reliance Trust Company Ttee FBO ADP Access Large Market 401K Atlanta, GA |
5.01% |
Janus Henderson Contrarian Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
45.43% |
|
BNP Paribas RCC Global Allocation Fund – Growth Contrarian Fund Omnibus Account Jersey City, NJ |
14.94% |
|
Ascensus Trust Company FBO AFL Telecommunications LLC SVGS AN Fargo, ND |
10.68% |
|
BNP Paribas RCC Global Allocation Fund – Moderate Contrarian Fund Omnibus Account Jersey City, NJ |
9.48% |
|
BNP Paribas RCC Global Allocation Fund – Conservative Contrarian Fund Omnibus Account Jersey City, NJ |
5.48% |
Janus Henderson Enterprise Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
44.67% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
8.69% |
|
DCGT Trustee &/or Custodian FBO PLIC Various Retirement Plans Omnibus Des Moines, IA |
5.61% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Forty Fund Class N Shares |
DCGT Trustee &/ or Custodian FBO PLIC Various Retirement Plans Omnibus Des Moines, IA |
22.88% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
14.52% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
6.94% |
|
Nationwide Trust Company FSB Columbus, OH |
5.53% |
|
Voya Retirement Insurance and Annuity Company Windsor, CT |
5.14% |
Janus Henderson Growth and Income Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
36.77% |
|
BNP Paribas RCC Global Allocation Fund – Growth Growth and Income Omnibus Account Jersey City, NJ |
18.43% |
|
Matrix Trust Company Trustee FBO Vera Bradley Designs Inc. PSP Denver, CO |
13.18% |
|
BNP Paribas RCC Global Allocation Fund – Moderate Growth and Income Omnibus Account Jersey City, NJ |
10.54% |
|
Empower Trust FBO Employee Benefits Clients 401K Greenwood Village, CO |
5.81% |
|
BNP Paribas RCC Global Allocation Fund – Conservative Growth and Income Omnibus Account Jersey City, NJ |
5.18% |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Customers Jacksonville, FL |
5.03% |
Janus Henderson Research Fund Class N Shares |
Mid Atlantic Trust Company FBO Sentry Life Insurance Company 401K Pittsburgh, PA |
30.23% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
28.18% |
|
John Hancock Trust Company LLC Westwood, MA |
21.29% |
|
VRSCO FBO AIGFSB Custodian Trustee FBO MWRD of Greater Chicago 457(B) Houston, TX |
5.28% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Triton Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
27.65% |
|
DCGT Trustee &/or Custodian FBO PLIC Various Retirement Plans Omnibus Des Moines, IA |
10.54% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
7.28% |
Janus Henderson Venture Fund Class N Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
20.83% |
|
Empower Trust FBO Empower Benefits Plans Greenwood Village, CO |
13.83% |
|
Empower Trust FBO Employee Benefits Clients 401K Greenwood Village, CO |
8.46% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Customers San Francisco, CA |
6.86% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
6.03% |
|
Empower Trust FBO Western Digital Retirement Plan Greenwood Village, CO |
5.92% |
Janus Henderson Global Research Fund Class R Shares |
Sammons Financial Network LLC West Des Moines, IA |
89.57% |
Janus Henderson Global Select Fund Class R Shares |
Charles Schwab & Co. Inc. Special Custody Account FBO Institutional Client Accounts San Francisco, CA |
42.66% |
|
JP Morgan Securities LLC Omnibus Account For Exclusive Benefit of Customers Brooklyn, NY |
36.52% |
|
Empower Trust FBO Empower Benefit Plans Greenwood Village, CO |
12.82% |
Janus Henderson Global Sustainable Equity Fund Class R Shares |
Janus Henderson US (Holdings) Inc. Denver, CO |
100%* |
Janus Henderson International Opportunities Fund Class R Shares |
Merrill Lynch, Pierce, Fenner & Smith, Inc. For the Sole Benefit of Its Customers Jacksonville, FL |
24.85% |
|
Mid Atlantic Trust Company FBO Colortone Lacquer Co. Inc. 401(K) Pro Pittsburgh, PA |
11.91% |
|
Ascensus Trust Company FBO The Chempi Pension Plan XXXXXX Fargo, ND |
9.15% |
|
Mid Atlantic Trust Company FBO Statesman Life Centers USA Inc 401(K) Pittsburgh, PA |
8.20% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
|
Empower Trust FBO Empower Benefit Plans Greenwood Village, CO |
7.64% |
|
Empower Trust FBO Employee Benefits Clients 401K Greenwood Village, CO |
6.19% |
Janus Henderson Overseas Fund Class R Shares |
Talcott Resolution Life Ins. Company Separate Account DC IV Hartford, CT |
33.32% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
26.82% |
|
Sammons Financial Network LLC West Des Moines, IA |
10.29% |
|
Empower Trust FBO Empower Benefit Plans Greenwood Village, CO |
5.44% |
|
Voya Institutional Trust Company Windsor, CT |
5.30% |
Janus Henderson Balanced Fund Class R Shares |
Sammons Financial Network LLC West Des Moines, IA |
30.83% |
|
Voya Institutional Trust Company Windsor, CT |
29.08% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
10.74% |
|
Talcott Resolution Life Ins. Company Separate Account DC IV Hartford, CT |
8.27% |
Janus Henderson Contrarian Fund Class R Shares |
Ascensus Trust Company FBO Work Injury Law Center 401K RetPlan XXXXXX Fargo, ND |
11.38% |
|
Empower Trust FBO Empower Benefit Plans Greenwood Village, CO |
10.79% |
|
Ascensus Trust Company FBO Truth for Life RetPlan XXXXX Fargo, ND |
10.78% |
|
Matrix Trust Company Cust FBO Thompson & Company 401(K) Plan Denver, CO |
6.24% |
|
Capital Bank & Trust Co. FBO Delsys Inc. 401(K) PSP & Trust c/o FASCore LLC Greenwood Village, CO |
5.55% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Institutional Client Accounts San Francisco, CA |
5.39% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Enterprise Fund Class R Shares |
Sammons Financial Network LLC West Des Moines, IA |
16.64% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
13.65% |
|
Talcott Resolution Life Ins. Company Separate Account DC IV Hartford, CT |
9.89% |
|
DCGT Trustee &/or Custodian FBO PLIC Various Retirement Plans Omnibus Des Moines, IA |
8.20% |
|
Equitable Life For Separate A/C #XX On Behalf of Various 401(K) Expediter Plans Secaucus, NJ |
5.38% |
|
PIMS/Prudential Retirement As Nominee for the Ttee/Cust Pl XXX 403(b)(7) Tax Deferred Mutual East Lansing, MI |
5.04% |
Janus Henderson Forty Fund Class R Shares |
Talcott Resolution Life Ins. Company Separate Account DC IV Hartford, CT |
42.45% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
17.64% |
Janus Henderson Growth and Income Fund Class R Shares |
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
33.63% |
|
American United Life Ins. Co. AUL American Unit Trust Indianapolis, IN |
11.79% |
|
Fifth Third Bank Cincinnati, OH |
11.66% |
|
c/o FASCore LLC DB Ttee FBO Water Heater Distributors Company Greenwood Village, CO |
5.63% |
Janus Henderson Research Fund Class R Shares |
Sammons Financial Network LLC West Des Moines, IA |
71.73% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
12.68% |
Janus Henderson Triton Fund Class R Shares |
Sammons Financial Network LLC West Des Moines, IA |
24.71% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
23.12% |
|
DCGT Trustee &/or Custodian FBO PLIC Various Retirement Plans Omnibus Des Moines, IA |
7.42% |
|
Charles Schwab & Co. Inc. Special Custody Account FBO Institutional Client Accounts San Francisco, CA |
7.05% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
5.78% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Asia Equity Fund Class S Shares |
Janus Henderson US (Holdings) Inc. Denver, CO |
97.28%* |
Janus Henderson Emerging Markets Fund Class S Shares |
FIIOC FBO Peer Foods Group Inc Profit Sharing & 401K Plan Covington, KY |
91.46% |
|
Pershing LLC Jersey City, NJ |
7.59% |
Janus Henderson European Focus Fund Class S Shares |
Pershing LLC Jersey City, NJ |
71.73% |
|
Janus Henderson US (Holdings) Inc. Denver, CO |
28.27%* |
Janus Henderson Global Equity Income Fund Class S Shares |
UMB Bank NA FBO Fiduciary for Various Retirement Programs Topeka, KS |
50.67% |
|
Voya Institutional Trust Company Windsor, CT |
36.10% |
Janus Henderson Global Life Sciences Fund Class S Shares |
UMB Bank NA FBO Fiduciary for Various Retirement Programs Topeka, KS |
59.16% |
|
National Financial Services LLC TR For Exclusive Benefit of Our Cust Jersey City, NJ |
10.23% |
|
Ascensus Trust Company FBO Meadowbrook, Inc 401(K) Profit Sharing XXXXX Fargo, ND |
6.15% |
Janus Henderson Global Real Estate Fund Class S Shares |
Voya Institutional Trust Company Windsor, CT |
77.33% |
Janus Henderson Global Research Fund Class S Shares |
UMB Bank NA FBO Fiduciary for Various Retirement Programs Topeka, KS |
14.32% |
|
PIMS/Prudential RetPlan Nominee Trustee Custodian 766 Detectives’ Endowment New York, NY |
10.88% |
|
Empower Trust FBO Employee Benefits Clients 401K Greenwood Village, CO |
9.14% |
|
Talcott Resolution Life Ins. Company Separate Account DC IV Hartford, CT |
7.94% |
|
Nationwide Life Ins. Co. QPVA Columbus, OH |
6.94% |
Janus Henderson Global Select Fund Class S Shares |
National Financial Services LLC TR For Exclusive Benefit of Our Cust Jersey City, NJ |
49.04% |
|
Matrix Trust Co. Agent for TRP RPS RK FBO 401K Fern Electric & Control San Francisco, CA |
20.02% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
16.72% |
|
MG Trust Company Cust. FBO Acculogic, Ltd 401(K) Plan Denver, CO |
14.22% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Sustainable Equity Fund Class S Shares |
Janus Henderson US (Holdings) Inc. Denver, CO |
100%* |
Janus Henderson Global Technology and Innovation Fund Class S Shares |
National Financial Services LLC TR For Exclusive Benefit of Our Cust Jersey City, NJ |
43.58% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
21.96% |
|
Nationwide Trust Company FSB Columbus, OH |
10.89% |
|
FIIOC FBO Ecco III Enterprises Inc. Profit Sharing Plan Covington, KY |
7.18% |
Janus Henderson International Opportunities Fund Class S Shares |
Janus Henderson US (Holdings) Inc. Denver, CO |
88.53%* |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
11.47% |
Janus Henderson Overseas Fund Class S Shares |
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
30.48% |
|
Talcott Resolution Life Ins. Company Separate Account DC IV Hartford, CT |
22.16% |
|
UMB Bank NA FBO Fiduciary for Tax Deferred Accounts Topeka, KS |
12.24% |
|
UMB Bank NA FBO Fiduciary for Tax Deferred Accounts Topeka, KS |
6.06% |
Janus Henderson Balanced Fund Class S Shares |
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
40.09% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
12.89% |
Janus Henderson Contrarian Fund Class S Shares |
FIIOC FBO Bay Equity 401(K) Plan Covington, KY |
45.50% |
|
FIIOC FBO Besins Healthcare Inc. 401(K) Covington, KY |
14.18% |
|
FIIOC FBO Macro Companies Inc. Profit Sharing 401(K) Plan Covington, KY |
9.96% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
9.20% |
|
Capital Bank & Trust Co. Ttee Service Glass Industries Inc. Salry c/o FASCore LLC Greenwood Village, CO |
8.33% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Enterprise Fund Class S Shares |
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
15.84% |
|
UMB Bank NA FBO Fiduciary for Various Retirement Programs Topeka, KS |
9.04% |
|
Empower Trust FBO Great West IRA Advantage c/o FASCore LLC Greenwood Village, CO |
7.95% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
5.04% |
Janus Henderson Forty Fund Class S Shares |
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
17.07% |
|
Talcott Resolution Life Ins. Company Separate Account DC IV Hartford, CT |
12.03% |
|
National Financial Services LLC TR For Exclusive Benefit of Our Cust Jersey City, NJ |
10.81% |
|
Nationwide Trust Company FSB Columbus, OH |
6.93% |
Janus Henderson Growth and Income Fund Class S Shares |
National Financial Services LLC TR For Exclusive Benefit of Our Cust Jersey City, NJ |
21.47% |
|
Nationwide Trust Company FSB Columbus, OH |
19.88% |
|
FIIOC FBO International Contractors Inc. 401K Plan and Trust Covington, KY |
10.51% |
|
PIMS/Prudential Retirement As Nominee for the Ttee/Cust Pl XXX Parpro Technologies, Inc. Santa Ana, CA |
6.46% |
Janus Henderson Research Fund Class S Shares |
Reliance Trust Company FBO Retirement Plans Serviced by MetLife c/o FASCore LLC Greenwood Village, CO |
15.86% |
|
Matrix Trust Company As Agent for Newport Trust Company Rawle & Henderson Retirement Plan Folsom, CA |
11.96% |
|
Ohio National Life Insurance Co. FBO Its Separate Accounts Cincinnati, OH |
10.96% |
|
Vantagepoint Traditional IRA c/o MissionSquare Retirement Washington, DC |
8.46% |
|
Vantagepoint Roth IRA c/o MissionSquare Retirement Washington, DC |
6.55% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Triton Fund Class S Shares |
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
45.01% |
|
UMB Bank NA FBO Fiduciary for Various Retirement Programs Topeka, KS |
5.48% |
Janus Henderson Venture Fund Class S Shares |
Empower Trust FBO Employee Benefits Clients 401K Greenwood Village, CO |
48.50% |
|
Empower Annuity Insurance FBO Future Funds II Greenwood Village, CO |
13.66% |
|
Empower Trust FBO Empower Benefit Plans Greenwood Village, CO |
9.31% |
|
Nationwide Trust Company FSB FBO Participating Retirement Plans Columbus, OH |
7.26% |
|
State Street Bank & Trust as Cust FBO ADP Access Product Boston, MA |
5.03% |
Janus Henderson Asia Equity Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
56.03% |
|
National Financial Services Co. For the Exclusive Benefit of Our Customers New York, NY |
15.19% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
10.24% |
|
Vanguard Brokerage Services Malvern, PA |
8.04% |
Janus Henderson Emerging Markets Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
56.37% |
|
National Financial Services LLC For Exclusive Benefit of Our Cust Jersey City, NJ |
15.79% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
11.68% |
|
Pershing LLC Jersey City, NJ |
5.65% |
Janus Henderson European Focus Fund Class T Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
67.07% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
22.15% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Equity Income Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
47.50% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
21.84% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
10.53% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
6.16% |
|
LPL Financial Omnibus Customer Account San Diego, CA |
5.06 |
Janus Henderson Global Life Sciences Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
41.86% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
29.63% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
6.39% |
|
Morgan Stanley Smith Barney LLC For the Exclusive Benefit of Its Customers New York, NY |
6.34% |
Janus Henderson Global Real Estate Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
45.62% |
|
National Financial Services Co. For the Exclusive Benefit of Our Customers Jersey City, NJ |
23.44% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
21.08% |
Janus Henderson Global Research Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
39.12% |
|
National Financial Services LLC For Exclusive Benefit of Our Customers Jersey City, NJ |
27.40% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
5.01% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Global Select Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
34.36% |
|
National Financial Services Co. For the Exclusive Benefit of Our Customers Jersey City, NJ |
31.02% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
9.09% |
Janus Henderson Global Sustainable Equity Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
44.44% |
|
National Financial Services Co. For the Exclusive Benefit of Our Customers Jersey City, NJ |
19.01% |
|
SEI Private Trust Company c/o GWP US Advisors Oaks, PA |
17.30% |
|
Janus Henderson US (Holdings) Inc. Denver, CO |
8.96%* |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
6.04% |
Janus Henderson Global Technology and Innovation Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
44.37% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
29.93% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
7.11% |
Janus Henderson International Opportunities Fund Class T Shares |
LPL Financial Omnibus Customer Account San Diego, CA |
48.72% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
37.40% |
Janus Henderson Overseas Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
39.69% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
34.07% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
5.96% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Balanced Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
37.21% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
33.92% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
5.75% |
Janus Henderson Contrarian Fund Class T Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
40.80% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
32.32% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
6.83% |
Janus Henderson Enterprise Fund Class T Shares |
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
50.36% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
24.78% |
Janus Henderson Forty Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
30.76% |
|
National Financial Services Co. For the Exclusive Benefit of Our Customers Jersey City, NJ |
26.71% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
5.51% |
Janus Henderson Growth and Income Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
40.82% |
|
National Financial Services LLC For Exclusive Benefit of Our Customers Jersey City, NJ |
29.86% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
6.31% |
Janus Henderson Research Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
38.62% |
|
National Financial Services LLC For the Exclusive Benefit of Our Customers Jersey City, NJ |
27.60% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
5.97% |
Fund Name |
Shareholder and Address of Record |
Percentage Ownership |
Janus Henderson Triton Fund Class T Shares |
National Financial Services Co. For the Exclusive Benefit of Our Customers Jersey City, NJ |
54.20% |
|
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
25.00% |
Janus Henderson Venture Fund Class T Shares |
Charles Schwab & Co. Inc. Exclusive Benefit of Our Customers Reinvest Account San Francisco, CA |
36.49% |
|
National Financial Services Co. For the Exclusive Benefit of Our Customers Jersey City, NJ |
33.29% |
|
TD Ameritrade Inc. For the Exclusive Benefit of Our Clients Omaha, NE |
6.58% |
Fund Name |
Class A Shares |
Class C Shares |
Class D Shares |
Class I Shares |
Class L Shares |
Class N Shares |
Class R Shares |
Class S Shares |
Class T Shares |
Janus Henderson Absolute Return Income Opportunities Fund |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Adaptive Global Allocation Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Adaptive Risk Managed U.S. Equity Fund(1) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Asia Equity Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Balanced Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Contrarian Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Developed World Bond Fund(3) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Emerging Markets Fund(3) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Enterprise Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson European Focus Fund(3) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Flexible Bond Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Forty Fund(1) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Global Allocation Fund – Conservative(2) |
x |
x |
x |
x |
|
|
|
x |
x |
Janus Henderson Global Allocation Fund – Growth(2) |
x |
x |
x |
x |
|
|
|
x |
x |
Janus Henderson Global Allocation Fund – Moderate(2) |
x |
x |
x |
x |
|
|
|
x |
x |
Janus Henderson Global Bond Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Global Equity Income Fund(3) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Global Life Sciences Fund(2) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Global Real Estate Fund(1) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Global Research Fund(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Global Select Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Global Sustainable Equity Fund |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Global Technology and Innovation Fund(2) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Government Money Market Fund(2) |
|
|
x |
|
|
|
|
|
x |
Janus Henderson Growth and Income Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson High-Yield Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson International Opportunities Fund(3) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Mid Cap Value Fund(1)(2) |
x |
x |
x |
x |
x |
x |
x |
x |
x |
Janus Henderson Money Market Fund(2) |
|
|
x |
|
|
|
|
|
x |
Janus Henderson Multi-Sector Income Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Overseas Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Research Fund(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson Responsible International Dividend Fund(3) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Short Duration Flexible Bond Fund(2) |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus Henderson Small Cap Value Fund(1)(2) |
x |
x |
x |
x |
x |
x |
x |
x |
x |
Janus Henderson Small-Mid Cap Value Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Fund Name |
Class A Shares |
Class C Shares |
Class D Shares |
Class I Shares |
Class L Shares |
Class N Shares |
Class R Shares |
Class S Shares |
Class T Shares |
Janus Henderson Sustainable Multi-Asset Allocation Fund |
|
|
x |
|
|
|
|
|
|
Janus Henderson Triton Fund(1)(2) |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus Henderson U.S. Dividend Income Fund |
|
|
x |
x |
|
x |
|
|
|
Janus Henderson Venture Fund(2) |
x |
x |
x |
x |
|
x |
|
x |
x |
Shares of the Trust |
Shareholder Meetings |
Voting Rights |
Investments By Other Investment Companies |
Master/Feeder Option |
Independent Registered Public Accounting Firm |
Registration Statement |
Documents Incorporated By Reference to the Annual Reports of Janus Investment Fund (Audited) |
Explanation of Rating Categories |
Standard & Poor’s Ratings Services |
Bond Rating |
Explanation |
Investment Grade |
|
AAA |
Highest rating; extremely strong capacity to meet financial commitment. |
AA |
High quality; very strong capacity to meet financial commitment. |
A |
Strong capacity to meet financial commitment, but more subject to adverse economic conditions. |
BBB |
Adequate capacity to meet financial commitment, but more subject to adverse economic conditions. |
Non-Investment Grade |
|
BB |
Less vulnerable in the near-term but faces major ongoing uncertainties to adverse business, financial, or economic conditions. |
B |
More vulnerable to adverse business, financial, or economic conditions but currently has the capacity to meet financial commitment. |
CCC |
Currently vulnerable and dependent on favorable business, financial, and economic conditions to meet its financial commitment. |
CC |
Highly vulnerable; default has not yet occurred, but is expected to be a virtual certainty. |
C |
Currently highly vulnerable to nonpayment; ultimate recovery is expected to be lower than that of higher rated obligations. |
D |
Payment default on a financial commitment or breach of an imputed promise; also used when a bankruptcy petition has been filed. |
Fitch, Inc. |
Long-Term Bond Rating |
Explanation |
Investment Grade |
|
AAA |
Highest credit quality. Denotes the lowest expectation of credit risk. Exceptionally strong capacity for payment of financial commitments. |
AA |
Very high credit quality. Denotes expectations of very low credit risk. Very strong capacity for payment of financial commitments. |
A |
High credit quality. Denotes expectations of low credit risk. Strong capacity for payment of financial commitments. May be more vulnerable to changes in circumstances or in economic conditions than is the case for higher ratings. |
BBB |
Good credit quality. Currently expectations of low credit risk. Capacity for payment of financial commitments is considered adequate, but adverse changes in circumstances and economic conditions are more likely to impair this capacity than is the case for higher ratings. |
Non-Investment Grade |
|
BB |
Speculative. Indicates possibility of credit risk developing, particularly as the result of adverse economic change over time. Business or financial alternatives may be available to allow financial commitments to be met. |
B |
Highly speculative. May indicate distressed or defaulted obligations with potential for extremely high recoveries. |
CCC |
May indicate distressed or defaulted obligations with potential for superior to average levels of recovery. |
CC |
May indicate distressed or defaulted obligations with potential for average or below-average levels of recovery. |
C |
May indicate distressed or defaulted obligations with potential for below-average to poor recoveries. |
D |
In default. |
Short-Term Bond Rating |
Explanation |
F-1+ |
Exceptionally strong credit quality. Issues assigned this rating are regarded as having the strongest degree of assurance for timely payment. |
F-1 |
Very strong credit quality. Issues assigned this rating reflect an assurance for timely payment only slightly less in degree than issues rated F-1+. |
F-2 |
Good credit quality. Issues assigned this rating have a satisfactory degree of assurance for timely payments, but the margin of safety is not as great as the F-1+ and F-1 ratings. |
Moody’s Investors Service, Inc. |
Bond Rating* |
Explanation |
Investment Grade |
|
Aaa |
Judged to be of the highest quality, with minimal risk. |
Aa |
Judged to be of high quality and are subject to very low credit risk. |
A |
Considered upper-medium grade and are subject to low credit risk. |
Baa |
Subject to moderate credit risk; considered medium-grade and as such may possess speculative characteristics. |
Non-Investment Grade |
|
Ba |
Judged to have speculative elements and are subject to substantial credit risk. |
B |
Considered speculative and are subject to high credit risk. |
Caa |
Judged to be in poor standing and are subject to very high credit risk |
Ca |
Highly speculative and are likely in, or very near, default, with some prospect of recovery in principal and interest. |
C |
Lowest rated class of bonds and are typically in default, with this prospect for recovery of principal and interest. |
Exhibit (a) – Articles of Incorporation | ||
|
(a)(1) |
|
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(a)(2) |
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(a)(3) |
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(a)(4) |
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(a)(5) |
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(a)(6) |
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(a)(7) |
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(a)(8) |
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(a)(9) |
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(a)(10) |
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(a)(11) |
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(a)(12) |
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(a)(13) |
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(a)(14) |
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(a)(15) |
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(a)(16) |
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(a)(17) |
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(a)(18) |
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(a)(19) |
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(a)(20) |
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(a)(21) |
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(a)(22) |
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(a)(23) |
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(a)(24) |
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(a)(25) |
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(a)(26) |
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(a)(27) |
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(a)(28) |
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(a)(29) |
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(a)(30) |
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(a)(31) |
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(a)(32) |
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(a)(33) |
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(a)(34) |
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(a)(35) |
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(a)(36) |
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(a)(37) |
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(a)(38) |
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(a)(39) |
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(a)(40) |
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(a)(41) |
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(a)(42) |
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(a)(43) |
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(a)(44) |
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(a)(45) |
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(a)(46) |
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(a)(47) |
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(a)(48) |
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(a)(49) |
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(a)(50) |
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(a)(51) |
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(a)(52) |
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(a)(53) |
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(a)(54) |
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(a)(55) |
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(a)(56) |
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(a)(57) |
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Exhibit (b) – By-laws | ||
|
(b)(1) |
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(b)(2) |
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(b)(3) |
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Exhibit (c) – Instruments Defining Rights of Security Holders | ||
|
(c)(1) |
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(c)(2) |
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(c)(3) |
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(c)(4) |
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(c)(5) |
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(c)(6) |
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(c)(7) |
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(c)(8) |
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(c)(9) |
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(c)(10) |
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(c)(11) |
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(c)(12) |
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Exhibit (d) – Investment Advisory Contracts | ||
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(d)(1) |
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(d)(2) |
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(d)(3) |
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(d)(4) |
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(d)(5) |
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(d)(6) |
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(d)(7) |
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(d)(8) |
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(d)(9) |
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(d)(10) |
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(d)(11) |
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(d)(12) |
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(d)(13) |
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(d)(14) |
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(d)(15) |
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(d)(16) |
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(d)(17) |
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(d)(18) |
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(d)(19) |
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(d)(20) |
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(d)(21) |
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(d)(22) |
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(d)(23) |
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(d)(24) |
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(d)(25) |
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(d)(26) |
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(d)(27) |
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(d)(28) |
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(d)(29) |
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(d)(30) |
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(d)(31) |
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(d)(32) |
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(d)(33) |
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(d)(34) |
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(d)(35) |
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(d)(36) |
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(d)(37) |
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(d)(38) |
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(d)(39) |
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(d)(40) |
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(d)(41) |
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(d)(42) |
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(d)(43) |
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(d)(44) |
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(d)(45) |
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(d)(46) |
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(d)(47) |
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(d)(48) |
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(d)(49) |
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(d)(50) |
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(d)(51) |
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(d)(52) |
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(d)(53) |
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(d)(54) |
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(d)(55) |
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(d)(56) |
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(d)(57) |
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(d)(58) |
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(d)(59) |
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(d)(60) |
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(d)(61) |
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(d)(62) |
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(d)(63) |
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(d)(64) |
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(d)(65) |
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(d)(66) |
Exhibit (e) – Underwriting Contracts | ||
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(e)(1) |
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Exhibit (f) – Bonus or Profit Sharing Contracts (Not Applicable) | ||
Exhibit (g) – Custodian Agreements | ||
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(g)(1) |
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(g)(2) |
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(g)(3) |
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(g)(4) |
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(g)(5) |
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(g)(6) |
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(g)(7) |
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(g)(8) |
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(g)(9) |
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(g)(10) |
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(g)(11) |
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(g)(12) |
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(g)(13) |
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(g)(14) |
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(g)(15) |
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(g)(16) |
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(g)(17) |
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(g)(18) |
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(g)(19) |
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(g)(20) |
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(g)(21) |
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(g)(22) |
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(g)(23) |
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(g)(24) |
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(g)(25) |
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(g)(26) |
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(g)(27) |
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(g)(28) |
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(g)(29) |
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Exhibit (h) – Other Material Contracts |
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(h)(1) |
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(h)(2) |
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(h)(3) |
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(h)(4) |
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(h)(5) |
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(h)(6) |
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(h)(7) |
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(h)(8) |
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(h)(9) |
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(h)(10) |
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(h)(11) |
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(h)(12) |
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(h)(13) |
Form of Administration Agreement between Janus Investment Fund, on behalf of Janus Smart Portfolio – Growth, Janus Smart Portfolio – Moderate and Janus Smart Portfolio – Conservative, and Janus Capital |
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(h)(14) |
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(h)(15) |
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(h)(16) |
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(h)(17) |
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(h)(18) |
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(h)(19) |
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(h)(20) |
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(h)(21) |
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(h)(22) |
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(h)(23) |
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(h)(24) |
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(h)(25) |
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(h)(26) |
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(h)(27) |
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(h)(28) |
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(h)(29) |
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(h)(30) |
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(h)(31) |
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(h)(32) |
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(h)(33) |
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(h)(34) |
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(h)(35) |
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(h)(36) |
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(h)(37) |
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(h)(38) |
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Exhibit (i) – Legal Opinion | ||
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Exhibit (j) – Other Opinions | ||
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(j)(1) |
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Exhibit (k) – Omitted Financial Statements (Not Applicable) | ||
Exhibit (l) – Initial Capital Agreements (Not Applicable) | ||
Exhibit (m) – Rule 12b-1 Plan | ||
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Exhibit (n) – Rule 18f-3 Plan | ||
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(n)(1) |
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Exhibit (o) – Reserved | ||
Exhibit (p) – Codes of Ethics | ||
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(p)(1) |
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Exhibit (q) – Power of Attorney | ||
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(q)(1) |
|
EX-101.INS |
XBRL INSTANCE DOCUMENTS – the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
|
EX-101.SCH |
XBRL TAXONOMY EXTENSION SCHEMA |
|
EX-101.CAL |
XBRL TAXOMONY EXTENSION CALCULATION LINKBASE |
|
EX-101.DEF |
XBRL TAXOMONY EXTENSION DEFINITION LINKBASE |
|
EX-101.LAB |
XBRL TAXOMONY EXTENSION LABEL LINKBASE |
|
EX-101.PRE |
XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE |
Name |
Position(s) with Janus Henderson Distributors |
Nicholas J. Cherney |
Head of Exchange Traded Products |
Peter Falconer |
Assistant Secretary |
Stephanie Grauerholz |
Head of Legal, North America |
Brennan A. Hughes |
Chief Accounting Officer and Treasurer |
Karlene J. Lacy |
Global Head of Tax |
Name |
Position(s) with Janus Henderson Distributors |
Kristin Mariani |
Head of Compliance, North America |
Michael L. Mulder |
Chief Compliance Officer |
Michelle R. Rosenberg |
General Counsel and Secretary |
Michael Schweitzer |
President |
Russell P. Shipman |
Head of Retirement Sales and Strategy |
|
JANUS INVESTMENT FUND | |
|
By: |
/s/ Michelle R. Rosenberg |
|
|
Michelle R. Rosenberg, President and Chief Executive Officer |
Signature |
Title |
Date |
/s/ Michelle R. Rosenberg |
President and Chief Executive Officer (Principal Executive Officer) |
January 26, 2023 |
Michelle R. Rosenberg | ||
/s/ Jesper Nergaard |
Vice President, Chief Financial Officer, Treasurer and Principal Accounting Officer (Principal Financial Officer and Principal Accounting Officer) |
January 26, 2023 |
Jesper Nergaard | ||
Alan A. Brown* |
Chairman and Trustee |
January 26, 2023 |
Alan A. Brown | ||
Cheryl D. Alston* |
Trustee |
January 26, 2023 |
Cheryl D. Alston | ||
William D. Cvengros* |
Trustee |
January 26, 2023 |
William D. Cvengros | ||
Raudline Etienne* |
Trustee |
January 26, 2023 |
Raudline Etienne | ||
Darrell B. Jackson* |
Trustee |
January 26, 2023 |
Darrell B. Jackson | ||
William F. McCalpin* |
Trustee |
January 26, 2023 |
William F. McCalpin | ||
Gary A. Poliner* |
Trustee |
January 26, 2023 |
Gary A. Poliner | ||
Diane L. Wallace* |
Trustee |
January 26, 2023 |
Diane L. Wallace |
/s/ Abigail Murray |
| |
*By: |
Abigail Murray Attorney-In-Fact |
|
Exhibit Number |
Exhibit Title |
Exhibit (g)(29) |
Letter Agreement to Custody Agreement |
Exhibit (h)(135) |
Form of Expense Limitation Agreement |
Exhibit (j)(1) |
Consent of PricewaterhouseCoopers LLP |
Exhibit (p)(1) |
Janus Henderson Code of Ethics |
|
|
EX-101.INS |
XBRL INSTANCE DOCUMENTS – the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
EX-101.SCH |
XBRL TAXONOMY EXTENSION SCHEMA |
EX-101.CAL |
XBRL TAXOMONY EXTENSION CALCULATION LINKBASE |
EX-101.DEF |
XBRL TAXOMONY EXTENSION DEFINITION LINKBASE |
EX-101.LAB |
XBRL TAXOMONY EXTENSION LABEL LINKBASE |
EX-101.PRE |
XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE |