For the fiscal year ended |
Commission File Number |
6029 | Not Applicable | |||
(Province or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number (if applicable)) |
Erin Dion Royal Bank of Canada 200 Bay Street Toronto, Ontario Canada M5J 2J5 Tel: (416) 974-4103 |
Donald R. Crawshaw Sullivan & Cromwell LLP 125 Broad Street New York, New York USA 10004-2498 Tel: (212) 558-4000 |
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
Not Applicable |
||||
(Title of Class) |
Not Applicable |
||||
(Title of Class) |
Common Shares | ||||
First Preferred Shares | ||||
Series AZ | 20,000,000 | |||
Series BB | 20,000,000 | |||
Series BD | 24,000,000 | |||
Series BF | 12,000,000 | |||
Series BH | 6,000,000 | |||
Series BI | 6,000,000 | |||
Series BO | 14,000,000 | |||
Series BQ | 1,750,000* | |||
Series BR | 1,250,000* | |||
Series BS | 1,000,000* | |||
Series BT | 750,000** | |||
Series C-2 |
15,385 |
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act. |
☐ | |
† The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012. |
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. | |
ROYAL BANK OF CANADA | ||
By: |
/s/ David McKay | |
Name: |
David McKay | |
Title: |
President and Chief Executive Officer | |
Date: |
November 30, 2022 |
Exhibit |
Exhibit No. | |
Royal Bank of Canada Annual Information Form dated November 29, 2022 |
1 | |
Financial Review |
2 | |
• Management’s Discussion and Analysis |
||
• Caution Regarding Forward-Looking Statements |
||
• Management’s Responsibility for Financial Reporting |
||
• Management’s Report on Internal Control over Financial Reporting |
||
• Report of Independent Registered Public Accounting Firm |
||
• Consolidated Financial Statements |
||
Consent of Independent Registered Public Accounting Firm |
3 | |
Code of Conduct |
4 | |
Return on Equity and Assets Ratios |
5 | |
Rule 13a-14(a)/15d-14(a) |
31 | |
• Certification of the Registrant’s Chief Executive Officer • Certification of the Registrant’s Chief Financial Officer |
||
Section 1350 Certifications |
32 | |
• Certification of the Registrant’s Chief Executive Officer • Certification of the Registrant’s Chief Financial Officer |
||
Interactive Data File (formatted as Inline XBRL) |
101 | |
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
104 |