As filed with the
Securities and Exchange Commission on November 29, 2022
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM N-CSR
CERTIFIED
SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company
Act file number 811-08846
Tributary Funds, Inc.
Tributary Capital
Management, LLC
1620
Dodge Street
Omaha,
Nebraska 68197
Karen Shaw
Apex Fund Services
Three Canal Plaza,
Suite 600
Portland, ME 04101
Registrant’s
telephone number, including area code: (800) 662-4203
Date of fiscal year
end: March 31
Date of reporting
period: April 1, 2022 – September 30, 2022
ITEM 1. REPORT TO STOCKHOLDERS.
ITEM 2. CODE OF ETHICS.
Not applicable.
ITEM 3. AUDIT COMMITTEE FINANCIAL EXPERT.
Not applicable.
ITEM 4. PRINCIPAL ACCOUNTANT FEES AND SERVICES.
Not applicable.
ITEM 5. AUDIT COMMITTEE OF LISTED REGISTRANTS.
Not applicable.
ITEM 6. INVESTMENTS.
(a)
Included
as part of the report to shareholders under Item 1.
ITEM 7. DISCLOSURE OF PROXY VOTING POLICIES AND PROCEDURES
FOR CLOSED-END
MANAGEMENT INVESTMENT COMPANIES.
Not applicable.
ITEM 8. PORTFOLIO MANAGERS OF CLOSED-END MANAGEMENT
INVESTMENT COMPANIES.
Not applicable.
ITEM 9. PURCHASES OF EQUITY SECURITIES BY CLOSED-END
MANAGEMENT INVESTMENT COMPANY AND AFFILIATED PURCHASERS.
Not applicable.
ITEM 10. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
There have been no material changes to the procedures by
which shareholders may recommend nominees to the registrant’s Board of
Directors since the registrant last disclosed such procedures.
ITEM 11. CONTROLS AND PROCEDURES
(a) The Registrant’s Principal
Executive Officer and Principal Financial Officer have concluded that the
Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c)
under the Act are effective, based on their evaluation of the controls and
procedures required by Rule 30a-3(b) under the Act and Rules 13a-15(b) or
15d-15(b) under the Securities Exchange Act of 1934, as of a date within 90
days of the filing date of this report.
(b) There were no changes in
the Registrant’s internal control over financial reporting (as defined in
Rule 30a-3(d) under the Act)
that occurred during the period covered by this report that have materially
affected, or are reasonably likely to materially affect, the Registrant’s
internal control over financial reporting.
ITEM 12. DISCLOSURE OF SECURITIES LENDING ACTIVITIES FOR
CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Not applicable.
(a)(1) Not applicable.
(a)(3) Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and
the Investment Company Act of 1940, the Registrant has duly caused this report
to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Tributary Funds, Inc.
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By
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/s/ Karen Shaw
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Karen Shaw
Treasurer
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Date
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November 28, 2022
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Pursuant to the requirements of the Securities Exchange Act
of 1934 and the Investment Company Act of 1940, this report has been signed
below by the following persons on behalf of the Registrant and in the
capacities and on the dates indicated.
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By
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/s/ Stephen C. Wade
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Stephen C. Wade
President
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Date
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November 28, 2022
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By
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/s/ Karen Shaw
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Karen Shaw
Treasurer
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Date
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November 28, 2022
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