As filed with the Securities and Exchange Commission on October 6, 2022

File Nos. 333-183945 and 811-22747

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

Form N-1A

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

Post-Effective Amendment No. 105

and

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

Amendment No. 106

 

 

 

ALPS SERIES TRUST

(Exact name of Registrant as Specified in Charter)

 

 

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number: (303) 623-2577

 

Patrick Rogers, Secretary

ALPS Series Trust

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Name and Address of Agent for Service)

 

With copies to:

Peter H. Schwartz, Esq.

Davis Graham & Stubbs LLP

1550 17th Street, Suite 500

Denver, CO 80202

 

It is proposed that this filing will become effective: (check appropriate box)

  [   ] immediately upon filing pursuant to paragraph (b)

 

  [X] on November 4, 2022 pursuant to paragraph (b)

 

  [   ] 60 days after filing pursuant to paragraph (a)(1)

 

  [   ] on (date) pursuant to paragraph (a)(1)

 

  [   ] 75 days after filing pursuant to paragraph (a)(2)

 

  [   ] on (date) pursuant to paragraph (a)(2) of rule 485.

If appropriate, check the following box:

  [X]

this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

 

 

The sole purpose of this filing is to delay the effectiveness of the Trust’s Post-Effective Amendment No. 95 to its Registration Statement until November 4, 2022. Parts A, B and C of Registrant’s Post-Effective Amendment No. 95 under the Securities Act of 1933 and Amendment No. 96 under the Investment Company Act of 1940, filed on December 10, 2021, are incorporated by reference herein.

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 105 of its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Denver, and State of Colorado, on the 6th day of October, 2022.

 

  ALPS SERIES TRUST  
       
  By: /s/ Lucas Foss  
   

Lucas Foss

President

 

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Ward D. Armstrong   Trustee and Chairman   October 6, 2022
Ward D. Armstrong*        
         
/s/ J. Wayne Hutchens   Trustee   October 6, 2022
J. Wayne Hutchens *        
         
/s/ Patrick Seese   Trustee   October 6, 2022
Patrick Seese*        
         
/s/ Merrillyn J. Kosier   Trustee   October 6, 2022
Merrillyn J. Kosier*        
         
/s/ Jill McFate   Treasurer, Principal Financial Officer, and Principal Accounting Officer  

October 6, 2022

Jill McFate      
         

/s/ Lucas Foss

  President, Principal Executive Officer   October 6, 2022
Lucas Foss        

 

   * Signature affixed by Patrick Rogers pursuant to a Power of Attorney dated November 18, 2021.