As filed with the Securities and Exchange Commission on October 6, 2022
File Nos. 333-183945 and 811-22747
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 105
and
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 106
ALPS SERIES TRUST
(Exact name of Registrant as Specified in Charter)
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number: (303) 623-2577
Patrick Rogers, Secretary
ALPS Series Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and Address of Agent for Service)
With copies to:
Peter H. Schwartz, Esq.
Davis Graham & Stubbs LLP
1550 17th Street, Suite 500
Denver, CO 80202
It is proposed that this filing will become effective: (check appropriate box)
[ ] | immediately upon filing pursuant to paragraph (b) |
[X] | on November 4, 2022 pursuant to paragraph (b) |
[ ] | 60 days after filing pursuant to paragraph (a)(1) |
[ ] | on (date) pursuant to paragraph (a)(1) |
[ ] | 75 days after filing pursuant to paragraph (a)(2) |
[ ] | on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
[X] | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
The sole purpose of this filing is to delay the effectiveness of the Trust’s Post-Effective Amendment No. 95 to its Registration Statement until November 4, 2022. Parts A, B and C of Registrant’s Post-Effective Amendment No. 95 under the Securities Act of 1933 and Amendment No. 96 under the Investment Company Act of 1940, filed on December 10, 2021, are incorporated by reference herein.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 105 of its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Denver, and State of Colorado, on the 6th day of October, 2022.
ALPS SERIES TRUST | |||
By: | /s/ Lucas Foss | ||
Lucas Foss President |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature | Title | Date | ||
/s/ Ward D. Armstrong | Trustee and Chairman | October 6, 2022 | ||
Ward D. Armstrong* | ||||
/s/ J. Wayne Hutchens | Trustee | October 6, 2022 | ||
J. Wayne Hutchens * | ||||
/s/ Patrick Seese | Trustee | October 6, 2022 | ||
Patrick Seese* | ||||
/s/ Merrillyn J. Kosier | Trustee | October 6, 2022 | ||
Merrillyn J. Kosier* | ||||
/s/ Jill McFate | Treasurer, Principal Financial Officer, and Principal Accounting Officer |
October 6, 2022 | ||
Jill McFate | ||||
/s/ Lucas Foss |
President, Principal Executive Officer | October 6, 2022 | ||
Lucas Foss |
* | Signature affixed by Patrick Rogers pursuant to a Power of Attorney dated November 18, 2021. |