AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 6, 2022
1933 Act Registration File No.: 333-264478
1940 Act File No.: 811-23793
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ |
| Pre-Effective Amendment No. | ☐ |
| Post-Effective Amendment No. 12 | ☒ |
| and/or | |
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ |
| Amendment No. 15 | ☒ |
TIDAL ETF TRUST II
(Exact Name of Registrant as Specified in Charter)
898 North Broadway, Suite 2
Massapequa, New York 11758
(Address of Principal Executive Offices, Zip Code)
(Registrant’s Telephone Number, including Area Code) (844) 986-7676
The Corporation Trust Company
1209 Orange Street
Corporation Trust Center
Wilmington, DE 19801
(Name and Address of Agent for Service)
Copies to:
|
Eric W. Falkeis Tidal ETF Services LLC 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 |
Domenick Pugliese Sullivan & Worcester LLP 1633 Broadway, 32nd Floor New York, NY 10019 |
Approximate date of proposed public offering: As soon as practicable after the effective date of this registration statement.
It is proposed that this filing will become effective (check appropriate box):
| ☐ | immediately upon filing pursuant to paragraph (b) | |
| ☒ | on October 14, 2022, pursuant to paragraph (b) | |
| ☐ | 60 days after filing pursuant to paragraph (a)(1) | |
| ☐ | on (date) pursuant to paragraph (a)(1) | |
| ☐ | 75 days after filing pursuant to paragraph (a)(2) | |
| ☐ | on (date) pursuant to paragraph (a)(2) of rule 485 |
If appropriate, check the following box:
| ☒ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
Designation of New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 2 (the “Amendment”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on July 13, 2022, and pursuant to Rule 485(a)(2) would have become effective on September 26, 2022.
Post-Effective Amendment No 10 was filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating October 7, 2022, as the new date upon which the Amendment would have become effective.
This Post-Effective Amendment No. 12 is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating October 14, 2022, as the new date upon which the Amendment shall become effective.
This Post-Effective Amendment No. 12 incorporates by reference the information contained in Parts A, B, and C of the Amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, (the “Securities Act”) and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 12 to its Registration Statement on Form N-1A under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 12 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Milwaukee, State of Wisconsin, on October 6, 2022.
Tidal ETF Trust II
By: /s/ Eric W. Falkeis
Eric W. Falkeis
President
Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 12 to its Registration Statement has been signed below by the following persons in the capacities indicated on October 6, 2022.
| Signature | Title | |
| /s/ Eric W. Falkeis | President and Principal Executive Officer | |
| Eric W. Falkeis | ||
| /s/ Dave Norris* | Trustee | |
| David Norris | ||
| /s/ Michelle McDonough* | Trustee | |
| Michelle McDonough | ||
| /s/ Javier Marquina* | Trustee | |
| Javier Marquina | ||
|
/s/ Ally Mueller |
Treasurer (principal financial officer and principal accounting officer) | |
| Ally Mueller |
*By: /s/ Eric W. Falkeis
Eric Falkeis, Attorney in Fact
By Power of Attorney