UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

 

FORM 8-A

 

 

 

For Registration of Certain Classes of Securities

Pursuant to Section 12(b) or 12(g) of the

Securities Exchange Act of 1934

 

IndexIQ Active ETF Trust

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 

Delaware   (see next page)

(State of incorporation or organization)

 

(IRS Employer Identification No.)

     
c/o IndexIQ Advisors LLC 
51 Madison Avenue
New York, New York
  10010

(Address of principal executive offices)

 

(Zip Code)

 
Securities to be registered pursuant to Section 12(b) of the Act:
     
Title of Each Class
to be so Registered
  Name of Each Exchange on Which
Each Class is to be so Registered

Shares of beneficial interest, no par value

 

NYSE Arca, Inc.

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ¨

 

Securities Act registration statement file numbers to which this form relates:

333-183489

 

Securities to be registered pursuant to Section 12(g) of the Act:

None

 

 

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of the fund, a separate series of IndexIQ Active ETF Trust (the “Trust”), to be registered hereunder is set forth in Post-Effective Amendment No. 93 to the Trust’s Registration Statement under the Securities Act of 1933 and Amendment No. 99 to the Trust’s Registration Statement under the Investment Company Act of 1940 on Form N-1A (Commission File Nos. 333-183489; 811-22739) (the “Registration Statement”), which description is incorporated herein by reference as filed with the Securities and Exchange Commission on September 29, 2022:

 

Fund Name: EIN
   
IQ MacKay ESG High Income ETF 88-3582575

 

Item 2. Exhibits.

 

1. The Trust’s Amended and Restated Declaration of Trust is included as Exhibit 28(a) to Post-Effective Amendment No. 5 to the Trust’s Registration Statement, as filed with the Securities and Exchange Commission on February 24, 2017.

 

2. The Trust’s By-Laws is included as Exhibit 28(b) to the Trust’s Registration Statement, as filed with the Securities and Exchange Commission on August 22, 2012.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  INDEXIQ ACTIVE ETF TRUST
   
October 3, 2022 /s/ Kirk C. Lehneis
  Name:  Kirk C. Lehneis
  Title: President