Exhibit (a)(iii)

 

AMENDED AND RESTATED
SCHEDULE A
DATED JUNE 21, 2022
TO
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST
SCHEDULE OF PORTFOLIOS AND CLASSES

 

Portfolio     Classes     Series
Creation Date 
1.  Lateef Focused Sustainable Growth Fund1     Class A/Class C/Class I/Class T3     August 2, 2007 
2.  Private Capital Management Value Fund     Class A/Class C/Class I/Class R     December 11, 2009 
3.  Pacific Capital Tax-Free Securities Fund     Class Y     February 9, 2010 
4.  Pacific Capital Tax-Free Short Intermediate Securities Fund     Class Y     February 9, 2010 
5.  Polen Growth Fund     Class A2/Class C2/Class T3/Investor Class4,5/Institutional Class     March 26, 2010 
6.  EIC Value Fund     Class A/Class C/Institutional Class/Retail Class6     December 15, 2010 
7.  Gotham Absolute Return Fund     Institutional Class     August 24, 2012 
8.  Gotham Enhanced Return Fund     Institutional Class     March 21, 2013 
9.  Gotham Neutral Fund     Institutional Class     June 3, 2013 
10.  Quality Dividend Fund     Class A/Class C/Institutional Class7     June 3, 2013 
11.  Pacific Capital U.S. Government Money Market Fund8     Institutional Class / Investor Class9     September 24, 2013 

 

1 Prior to September 15, 2017, Lateef Focused Growth Fund was known as the “Lateef Fund.” Prior to December 9, 2019, Lateef Focused Sustainable Growth Fund was known as the “Lateef Focused Growth Fund.”

 

2 On December 18, 2013, Class A Shares and Class C were added.

 

3 On December 19, 2016, Class T shares were added.

 

4 On June 11, 2010, Investor Class Shares were added.

 

5 Prior to September 1, 2015, Investor Class Shares were known as Retail Class Shares.

 

6 On March 24, 2011, Class C and Retail Class were added.

 

7 On June 20, 2013, Institutional Class Shares were added.

 

 

 

 

Portfolio     Classes     Series
Creation Date 
12.  Polen Global Growth Fund 10     Class A/Class C/Class T3/Institutional Class/Investor Class5     March 21, 2014 
13.  Gotham Total Return Fund     Institutional Class/Investor Class     December 17, 2014 
14.  Gotham Index Plus Fund12     Institutional Class/Class R613/Investor Class10     January 8, 2015 
15.  Gotham Large Value Fund14     Institutional Class     September 17, 2015 
16.  Gotham Hedged Plus Fund     Institutional Class     December 3, 2015 
17.  TOBAM Emerging Markets Fund     Class A/Class C/Class I     March 23, 2016 
18.  Gotham Enhanced 500 Plus Fund15     Institutional Class     June 20, 2016 
19.  Gotham Hedged Core Fund     Institutional Class     June 20, 2016 

 

(continued...)

 

8 Prior to March 21, 2014, the Pacific Capital U.S. Government Money Market Fund was known as the “BOH Government Money Market Fund.”

 

9 On March 15, 2018, Investor Class shares were added.

 

10 Prior to September 23, 2014, Polen Global Growth Fund was known as the “Polen Capital Global Growth Fund.”

 

11 On November 1, 2017, Investor Class shares were added.

 

12 Prior to March 25, 2015, Gotham Index Plus Fund was known as the “Gotham Index 500 Plus Fund.”

 

13 On June 22, 2017, Class R6 shares were added.

 

14 Prior to September 22, 2015, Gotham Institutional Value Fund was known as the “Gotham Large Value Fund” and prior to August 31,2018, Gotham Large Value Fund was known as the “Gotham Institutional Value Fund.”

 

15 Prior to February 1, 2019, Gotham Enhanced 500 Plus Fund was known as Gotham Enhanced 500 Core Fund and prior to September 28, 2016, Gotham Enhanced 500 Core Fund was known as the “Gotham Enhanced Core Fund.”

 

 

 

 

Portfolio     Classes     Series
Creation Date 
20.  Gotham Defensive Long 500 Fund     Institutional Class     August 17, 2016 
21.  Polen International Growth Fund     Class A/Class C/Class T3/Institutional     September 28, 2016 
         Class/Investor Class       
22.  Gotham Enhanced S&P 500 Index Fund     Institutional Class     December 30, 2016 
23.  Gotham Short Strategies Fund     Institutional Class     April 19, 2017 
24.  Polen U.S. Small Company Growth     Investor Class/Institutional Class/Class Y16     June 26, 2017 
   Fund             
25.  Sirios Long/Short Fund     Class A/Adviser Class/Institutional     October 30, 2017 
         Class/Retail Class       
26.  Polen International Small Company     Investor Class/Institutional Class     September 26, 2018 
   Growth Fund             
27.  Gotham ESG Large Value Fund     Institutional Class     November 9, 2018 
28.  Catenary V-Alternative Fund     Investor Class/Institutional Class     March 12, 2019 
29.  Gotham ESG Index Plus Fund     Institutional Class     May 1, 2019 
30.  Polen Global Emerging Markets Growth     Investor Class/Institutional Class     September 24, 2019 
   Fund             
31.  Madison Avenue Solutions Government     Institutional Class/Retail Class     February 11, 2020 
   Money Market Fund             
32.  C WorldWide International Equities     Class A/Class I     April 27, 2020 
   Fund             
33.  Sirios Focus Fund     Class A, Advisor Class, Institutional Class     August 28, 2020 
and Retail Class 
34.  Polen U.S. SMID Company Growth     Investor Class/Institutional Class     January 12, 2021 
   Fund             
35.  Polen Global SMID Company Growth     Institutional Class/Investor Class     September 21, 2021 
   Fund             
36.  Polen China Growth Fund     Institutional Class/Investor Class     September 21, 2021 
37.  Polen Global Emerging Markets ex     Institutional Class/Investor Class     September 21, 2021 
   China Growth Fund             
38.  Ambrus Core Bond Fund17     Institutional Class/Investor Class     September 21, 2021 
39.  Ambrus Tax-Conscious California Bond     Institutional Class/Investor Class     September 21, 2021 
   Fund17             
40.  Ambrus Tax-Conscious National Bond     Institutional Class/Investor Class     September 21, 2021 
   Fund17             
41.  C WorldWide Global Equities Fund     Class A/Class I     March 14, 2022 
42.  Polen Bank Loan Fund     Investor Class / Institutional Class     March 14, 2022 
43.  Polen Upper Tier High Yield Fund     Investor Class / Institutional Class     March 14, 2022 

 

16 On January 26, 2021, Class Y shares were added.

 

17On June 21, 2022, Investor Class shares were added; and prior to June 21, 2022 the Ambrus Core Bond Fund, Ambrus Tax-Conscious California Bond Fund and Ambrus Tax-Conscious National Bond Fund, were known as the Whittier Core Bond Fund, Whittier California Tax-Conscious Bond Fund, and Whittier National Tax-Conscious Bond Fund, respectively.