UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
| Investment Company Act file number | 811-22691 |
F/m Funds Trust
(Exact name of registrant as specified in charter)
| 225 Pictoria Drive, Suite 450 | Cincinnati, Ohio | 45246 |
| (Address of principal executive offices) | (Zip code) | |
Linda J. Hoard
c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Name and address of agent for service)
| Registrant’s telephone number, including area code: | (513) 587-3400 |
| Date of fiscal year end: | June 30 and August 31 |
| Date of reporting period: | July 1, 2021 - June 30, 2022 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Oakhurst Fixed Income Fund
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022).
Oakhurst Short Duration Bond Fund
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022).
Oakhurst Short Duration High Yield Credit Fund
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022).
F/m Investments Large Cap Focused Fund
The securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2021 through June 30, 2022) are listed below.
| Alphabet Inc | |||||||||
| Meeting Date | 6/1/2022 | Record Date | 04/05/2022 | Ticker | GOOGL | ||||
| Agenda Type | Mgmt | ||||||||
| Ballot Sec ID | CUSIP9-02079K305 | ||||||||
| Annual Meeting Agenda (06/01/2022) | Not Voted | ||||||||
| 1a. | Elect Larry Page | Not Voted | |||||||
| 1b. | Elect Sergey Brin | Not Voted | |||||||
| 1c. | Elect Sundar Pichai | Not Voted | |||||||
| 1d. | Elect John L. Hennessy | Not Voted | |||||||
| 1e. | Elect Frances H. Arnold | Not Voted | |||||||
| 1f. | Elect L. John Doerr | Not Voted | |||||||
| 1g. | Elect Roger W. Ferguson, Jr. | Not Voted | |||||||
| 1h. | Elect Ann Mather | Not Voted | |||||||
| 1i. | Elect K. Ram Shriram | Not Voted | |||||||
| 1j. | Elect Robin L. Washington | Not Voted | |||||||
| 2. | Ratification of Auditor | Not Voted | |||||||
| 3. | Amendment to the 2021 Stock Plan | Not Voted | |||||||
| 4. | Increase in Authorized Common Stock | Not Voted | |||||||
| 5. | Shareholder Proposal Regarding Lobbying Report | Not Voted | |||||||
| 6. | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Not Voted | |||||||
| 7. | Shareholder Proposal Regarding Report on Physical Risks of Climate Change | Not Voted | |||||||
| 8. | Shareholder Proposal Regarding Report on Water Management Risks | Not Voted | |||||||
| 9. | Shareholder Proposal Regarding Racial Equity Audit | Not Voted | |||||||
| 10. | Shareholder Proposal Regarding Concealment Clauses | Not Voted | |||||||
| 11. | Shareholder Proposal Regarding Recapitalization | Not Voted | |||||||
| 12. | Shareholder Proposal Regarding Report on Government Takedown Requests | Not Voted | |||||||
| 13. | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | Not Voted | |||||||
| 14. | Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security | Not Voted | |||||||
| 15. | Shareholder Proposal Regarding Algorithm Disclosures | Not Voted | |||||||
| 16. | Shareholder Proposal Regarding Human Rights Impact Assessment Report | Not Voted | |||||||
| 17. | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | Not Voted | |||||||
| 18. | Shareholder Proposal Regarding Report on Board Diversity | Not Voted | |||||||
| 19. | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | Not Voted | |||||||
| 20. | Shareholder Proposal Regarding Employee Representative Director | Not Voted | |||||||
| 21. | Shareholder Proposal Regarding Report on Military Policing Agencies | Not Voted | |||||||
| Amerisource Bergen Corp. | |||||||||||
| Meeting Date | 3/10/2022 | Record Date | 01/10/2022 | Ticker | ABC | ||||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-03073E105 | ||||||||||
| Annual Meeting Agenda (03/10/2022) | |||||||||||
| 1A. | Elect Ornella Barra | Not Voted | |||||||||
| 1B. | Elect Steven H. Collis | Not Voted | |||||||||
| 1C. | Elect D. Mark Durcan | Not Voted | |||||||||
| 1D. | Elect Richard W. Gochnauer | Not Voted | |||||||||
| 1E. | Elect Lon R. Greenberg | Not Voted | |||||||||
| 1F. | Elect Jane E. Henney | Not Voted | |||||||||
| 1G. | Elect Kathleen Hyle | Not Voted | |||||||||
| 1H. | Elect Michael J. Long | Not Voted | |||||||||
| 1I. | Elect Henry W. McGee | Not Voted | |||||||||
| 1J. | Elect Dennis M. Nally | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 4. | Approval of the 2022 Omnibus Incentive Plan | Not Voted | |||||||||
| 5. | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | Not Voted | |||||||||
| 6. | Shareholder Proposal Regarding Right to Call Special Meetings | Not Voted | |||||||||
| Booking Holdings Inc | |||||||||||
| Meeting Date | 6/9/2022 | Record Date | 04/21/2022 | Ticker | BKNG | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-09857L108 | ||||||||||
| Annual Meeting Agenda (06/09/2022) | |||||||||||
| 1. | Election of Directors | Not Voted | |||||||||
| 1.1 | Elect Timothy M. Armstrong | Not Voted | |||||||||
| 1.2 | Elect Glenn D. Fogel | Not Voted | |||||||||
| 1.3 | Elect Mirian M. Graddick-Weir | Not Voted | |||||||||
| 1.4 | Elect Wei Hopeman | Not Voted | |||||||||
| 1.5 | Elect Robert J. Mylod Jr. | Not Voted | |||||||||
| 1.6 | Elect Charles H. Noski | Not Voted | |||||||||
| 1.7 | Elect Nicholas J. Read | Not Voted | |||||||||
| 1.8 | Elect Thomas E. Rothman | Not Voted | |||||||||
| 1.9 | Elect Sumit Singh | Not Voted | |||||||||
| 1.10 | Elect Lynn M. Vojvodich Radakovich | Not Voted | |||||||||
| 1.11 | Elect Vanessa A. Wittman | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance | Not Voted | |||||||||
| Datadog Inc | |||||||||||
| Meeting Date | 6/2/2022 | Record Date | 04/05/2022 | Ticker | DDOG | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-23804L103 | ||||||||||
| Annual Meeting Agenda (06/02/2022) | |||||||||||
| 1A. | Elect Titi Cole | Not Voted | |||||||||
| 1B. | Elect Matthew Jacobson | Not Voted | |||||||||
| 1C. | Elect Julie G. Richardson | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| Fedex Corp | |||||||||||
| Meeting Date | 9/27/2021 | Record Date | 08/02/2021 | Ticker | FDX | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-31428X106 | ||||||||||
| Annual Meeting Agenda (09/27/2021) | |||||||||||
| 1A. | Elect Marvin R. Ellison | Not Voted | |||||||||
| 1B. | Elect Susan Patricia Griffith | Not Voted | |||||||||
| 1C. | Elect Kimberly A. Jabal | Not Voted | |||||||||
| 1D. | Elect Shirley Ann Jackson | Not Voted | |||||||||
| 1E. | Elect R. Brad Martin | Not Voted | |||||||||
| 1F. | Elect Joshua Cooper Ramo | Not Voted | |||||||||
| 1G. | Elect Susan C. Schwab | Not Voted | |||||||||
| 1H. | Elect Frederick W. Smith | Not Voted | |||||||||
| 1I. | Elect David P. Steiner | Not Voted | |||||||||
| IJ. | Elect Rajesh Subramaniam | Not Voted | |||||||||
| 1K. | Elect Paul S. Walsh | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| 4. | Shareholder Proposal Regarding Independent Chair | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Not Voted | |||||||||
| 6. | Shareholder Proposal Regarding Lobbying Report | Not Voted | |||||||||
| 7. | Shareholder Proposal Regarding Report on Racism in Company Culture | Not Voted | |||||||||
| 8. | Shareholder Proposal Regarding Severance Approval Policy | Not Voted | |||||||||
| Molina Healthcare Inc | |||||||||||
| Meeting Date | 5/4/2022 | Record Date | 03/07/2022 | Ticker | MOH | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-60855R100 | ||||||||||
| Annual Meeting Agenda (05/04/2022) | |||||||||||
| 1A. | Elect Barbara L. Brasier | Not Voted | |||||||||
| 1B. | Elect Daniel Cooperman | Not Voted | |||||||||
| 1C. | Elect Stephen H. Lockhart | Not Voted | |||||||||
| 1D. | Elect Steven J. Orlando | Not Voted | |||||||||
| 1E. | Elect Ronna E. Romney | Not Voted | |||||||||
| 1F. | Elect Richard M. Schapiro | Not Voted | |||||||||
| 1G. | Elect Dale Wolf | Not Voted | |||||||||
| 1H. | Elect Richard Zoretic | Not Voted | |||||||||
| 1I. | Elect Joseph M. Zubretsky | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| MongoDB Inc | |||||||||||
| Meeting Date | 6/28/2022 | Record Date | 04/29/2022 | Ticker | MDB | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-60937P106 | ||||||||||
| Annual Meeting Agenda (06/28/2022) | |||||||||||
| 1. | Election of Directors | Not Voted | |||||||||
| 1.1 | Elect Francisco D’Souza | Not Voted | |||||||||
| 1.2 | Elect Charles M. Hazard, Jr. | Not Voted | |||||||||
| 1.3 | Elect Peter Thomas Killalea | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | For | ||||||||
| NVIDIA Corp | |||||||||||
| Meeting Date | 6/2/2022 | Record Date | 04/04/2022 | Ticker | NVDA | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-67066G104 | ||||||||||
| Annual Meeting Agenda (06/02/2022) | |||||||||||
| 1A. | Elect Robert K. Burgess | Not Voted | |||||||||
| 1B. | Elect Tench Coxe | Not Voted | |||||||||
| 1C. | Elect John O. Dabiri | Not Voted | |||||||||
| 1D. | Elect Persis S. Drell | Not Voted | |||||||||
| 1E. | Elect Jen-Hsun Huang | Not Voted | |||||||||
| 1F. | Elect Dawn Hudson | Not Voted | |||||||||
| 1G. | Elect Harvey C. Jones | Not Voted | |||||||||
| 1H. | Elect Michael G. McCaffery | Not Voted | |||||||||
| 1I. | Elect Stephen C. Neal | Not Voted | |||||||||
| 1J. | Elect Mark L. Perry | Not Voted | |||||||||
| 1K. | Elect A. Brooke Seawell | Not Voted | |||||||||
| 1L. | Elect Aarti Shah | Not Voted | |||||||||
| 1M. | Elect Mark A. Stevens | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| 4. | Increase in Authorized Common Stock | Not Voted | |||||||||
| 5. | Amendment to the 2007 Equity Incentive Plan | Not Voted | |||||||||
| SS&C Technologies Holdings Inc | |||||||||||
| Meeting Date | 5/11/2022 | Record Date | 03/16/2022 | Ticker | SSNC | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-78467J100 | ||||||||||
| Annual Meeting Agenda (05/11/2022) | |||||||||||
| 1. | Election of Directors | Not Voted | |||||||||
| 1.1 | Elect Smita Conjeevaram | Not Voted | |||||||||
| 1.2 | Elect Michael E. Daniels | Not Voted | |||||||||
| 1.3 | Elect William C. Stone | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| Solaredge Technologies Inc | |||||||||||
| Meeting Date | 6/20/2022 | Record Date | 04/21/2022 | Ticker | SEDG | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-83417M104 | ||||||||||
| Annual Meeting Agenda (06/20/2022) | |||||||||||
| 1a. | Elect Betsy S. Atkins | Not Voted | |||||||||
| 1b. | Elect Dirk Hoke | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| Unitedhealth Group Inc | |||||||||||
| Meeting Date | 6/6/2022 | Record Date | 04/08/2022 | Ticker | UNH | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-91324P102 | ||||||||||
| Annual Meeting Agenda (06/06/2022) | |||||||||||
| 1a. | Elect Timothy P. Flynn | Not Voted | |||||||||
| 1b. | Elect Paul R. Garcia | Not Voted | |||||||||
| 1c. | Elect Stephen J. Hemsley | Not Voted | |||||||||
| 1d. | Elect Michele J. Hooper | Not Voted | |||||||||
| 1e. | Elect F. William McNabb, III | Not Voted | |||||||||
| 1f. | Elect Valerie C. Montgomery Rice | Not Voted | |||||||||
| 1g. | Elect John H. Noseworthy | Not Voted | |||||||||
| 1h. | Elect Andrew Witty | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| 4. | Shareholder Proposal Regarding Severance Approval Policy | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Not Voted | |||||||||
| Vertex Pharmaceuticals, Inc. | |||||||||||
| Meeting Date | 5/18/2022 | Record Date | 03/24/2022 | Ticker | VRTX | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-92532F100 | ||||||||||
| Annual Meeting Agenda (05/18/2022) | |||||||||||
| 1A. | Elect Sangeeta N. Bhatia | Not Voted | |||||||||
| 1B. | Elect Lloyd A. Carney | Not Voted | |||||||||
| 1C. | Elect Alan M. Garber | Not Voted | |||||||||
| 1D. | Elect Terrence C. Kearney | Not Voted | |||||||||
| 1E. | Elect Reshma Kewalramani | Not Voted | |||||||||
| 1F. | Elect Yuchun Lee | Not Voted | |||||||||
| 1G. | Elect Jeffrey M. Leiden | Not Voted | |||||||||
| 1H. | Elect Margaret G. McGlynn | Not Voted | |||||||||
| 1I. | Elect Diana L. McKenzie | Not Voted | |||||||||
| 1J. | Elect Bruce I. Sachs | Not Voted | |||||||||
| 1K. | Elect Suketu Upadhyay | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 4. | Amendment to the 2013 Stock and Option Plan | Not Voted | |||||||||
| Advanced Micro Devices Inc. | |||||||||||
| Meeting Date | 5/18/2022 | Record Date | 03/22/2022 | Ticker | AMD | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-007903107 | ||||||||||
| Annual Meeting Agenda (05/18/2022) | |||||||||||
| 1A. | Elect John E. Caldwell | Not Voted | |||||||||
| 1B. | Elect Nora M. Denzel | Not Voted | |||||||||
| 1C. | Elect D. Mark Durcan | Not Voted | |||||||||
| 1D. | Elect Michael P. Gregoire | Not Voted | |||||||||
| 1E. | Elect Joseph A. Householder | Not Voted | |||||||||
| 1F. | Elect John W. Marren | Not Voted | |||||||||
| 1G. | Elect Jon A. Olson | Not Voted | |||||||||
| 1H. | Elect Lisa T. Su | Not Voted | |||||||||
| 1I. | Elect Abhijit Y. Talwalkar | Not Voted | |||||||||
| 1J. | Elect Elizabeth W. Vanderslice | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| Amazon.com Inc. | |||||||||||
| Meeting Date | 5/25/2022 | Record Date | 03/31/2022 | Ticker | AMZN | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-023135106 | ||||||||||
| Annual Meeting Agenda (05/25/2022) | Not Voted | ||||||||||
| 1a. | Elect Jeffrey P. Bezos | Not Voted | |||||||||
| 1b. | Elect Andrew R. Jassy | Not Voted | |||||||||
| 1c. | Elect Keith B. Alexander | Not Voted | |||||||||
| 1d. | Elect Edith W. Cooper | Not Voted | |||||||||
| 1e. | Elect Jamie S. Gorelick | Not Voted | |||||||||
| 1f. | Elect Daniel P. Huttenlocher | Not Voted | |||||||||
| 1g. | Elect Judith A. McGrath | Not Voted | |||||||||
| 1h. | Elect Indra K. Nooyi | Not Voted | |||||||||
| 1i. | Elect Jonathan J. Rubinstein | Not Voted | |||||||||
| 1j. | Elect Patricia Q. Stonesifer | Not Voted | |||||||||
| 1k. | Elect Wendell P. Weeks | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 4. | Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options | Not Voted | |||||||||
| 6. | Shareholder Proposal Regarding Report on Customer Due Diligence | Not Voted | |||||||||
| 7. | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Not Voted | |||||||||
| 8. | Shareholder Report on Plastic Packaging | Not Voted | |||||||||
| 9. | Shareholder Proposal Regarding Report on Worker Health and Safety Disparities | Not Voted | |||||||||
| 10. | Shareholder Proposal Regarding Concealment Clauses | Not Voted | |||||||||
| 11. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Not Voted | |||||||||
| 12. | Shareholder Proposal Regarding Report on Tax Transparency | Not Voted | |||||||||
| 13. | Shareholder Proposal Regarding Report on Freedom of Association | Not Voted | |||||||||
| 14. | Shareholder Proposal Regarding Lobbying Report | Not Voted | |||||||||
| 15. | Shareholder Proposal Regarding Multiple Board Nominees | Not Voted | |||||||||
| 16. | Shareholder Proposal Regarding Report on Working Conditions | Not Voted | |||||||||
| 17. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Not Voted | |||||||||
| 18. | Shareholder Proposal Regarding Diversity and Equity Audit | Not Voted | |||||||||
| 19. | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Not Voted | |||||||||
| Apple Inc | |||||||||||
| Meeting Date | 3/4/2022 | Record Date | 01/03/2022 | Ticker | AAPL | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-037833100 | ||||||||||
| Annual Meeting Agenda (03/04/2022) | |||||||||||
| 1A. | Elect James A. Bell | Not Voted | |||||||||
| 1B. | Elect Timothy D. Cook | Not Voted | |||||||||
| 1C. | Elect Albert A. Gore | Not Voted | |||||||||
| 1D. | Elect Alex Gorsky | Not Voted | |||||||||
| 1E. | Elect Andrea Jung | Not Voted | |||||||||
| 1F. | Elect Arthur D. Levinson | Not Voted | |||||||||
| 1G. | Elect Monica C. Lozano | Not Voted | |||||||||
| 1H. | Elect Ronald D. Sugar | Not Voted | |||||||||
| 1I. | Elect Susan L. Wagner | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 4. | Approval of the 2022 Employee Stock Plan | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Not Voted | |||||||||
| 6. | Shareholder Proposal Regarding App Removals | Not Voted | |||||||||
| 7. | Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor | Not Voted | |||||||||
| 8. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Not Voted | |||||||||
| 9. | Shareholder Proposal Regarding Civil Rights Audit | Not Voted | |||||||||
| 10. | Shareholder Proposal Regarding Concealment Clauses | Not Voted | |||||||||
| Delta Air Lines, Inc. | |||||||||||
| Meeting Date | 6/16/2022 | Record Date | 04/29/2022 | Ticker | DALRQ | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-247361702 | ||||||||||
| Annual Meeting Agenda (06/16/2022) | |||||||||||
| 1a. | Elect Edward H. Bastian | Not Voted | |||||||||
| 1b. | Elect Francis S. Blake | Not Voted | |||||||||
| 1c. | Elect Ashton Carter | Not Voted | |||||||||
| 1d. | Elect Greg Creed | Not Voted | |||||||||
| 1e. | Elect David G. DeWalt | Not Voted | |||||||||
| 1f. | Elect William H. Easter III | Not Voted | |||||||||
| 1g. | Elect Leslie D. Hale | Not Voted | |||||||||
| 1h. | Elect Christopher A. Hazleton | Not Voted | |||||||||
| 1i. | Elect Michael P. Huerta | Not Voted | |||||||||
| 1j. | Elect Jeanne P. Jackson | Not Voted | |||||||||
| 1k. | Elect George N. Mattson | Not Voted | |||||||||
| 1l. | Elect Sérgio A. L. Rial | Not Voted | |||||||||
| 1m. | Elect David. S. Taylor | Not Voted | |||||||||
| 1n. | Elect Kathy N. Waller | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| 4. | Shareholder Proposal Regarding Lobbying Report | Not Voted | |||||||||
| Ford Motor Co. | |||||||||||
| Meeting Date | 5/12/2022 | Record Date | 03/16/2022 | Ticker | FDMTP | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-345370860 | ||||||||||
| Annual Meeting Agenda (05/12/2022) | |||||||||||
| 1A. | Elect Kimberly A. Casiano | Not Voted | |||||||||
| 1B. | Elect Alexandra Ford English | Not Voted | |||||||||
| 1C. | Elect James D. Farley, Jr. | Not Voted | |||||||||
| 1D. | Elect Henry Ford III | NotVoted | |||||||||
| 1E. | Elect William Clay Ford, Jr. | Not Voted | |||||||||
| 1F. | Elect William W. Helman IV | Not Voted | |||||||||
| 1G. | Elect Jon M. Huntsman, Jr. | Not Voted | |||||||||
| 1H. | Elect William E. Kennard | Not Voted | |||||||||
| 1I. | Elect John C. May | Not Voted | |||||||||
| 1J. | Elect Beth E. Mooney | Not Voted | |||||||||
| 1K. | Elect Lynn M. Vojvodich Radakovich | Not Voted | |||||||||
| 1L. | Elect John L. Thornton | Not Voted | |||||||||
| 1M. | Elect John B. Veihmeyer | Not Voted | |||||||||
| 1N. | Elect John S. Weinberg | Not Voted | |||||||||
| 2. | Ratification of Auditor | NotVoted | |||||||||
| 3. | Advisory Vote on Executive Compensation | NotVoted | |||||||||
| 4. | Extension of Tax Benefit Preservation Plan | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Recapitalization | Not Voted | |||||||||
| Hartford Financial Services Group Inc. | |||||||||||
| Meeting Date | 5/18/2022 | Record Date | 03/21/2022 | Ticker | HIG | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-416515104 | ||||||||||
| Annual Meeting Agenda (05/18/2022) | |||||||||||
| 1A. | Elect Larry D. De Shon | Not Voted | |||||||||
| 1B. | Elect Carlos Dominguez | Not Voted | |||||||||
| 1C. | Elect Trevor Fetter | Not Voted | |||||||||
| 1D. | Elect Donna A. James | Not Voted | |||||||||
| 1E. | Elect Kathryn A. Mikells | Not Voted | |||||||||
| 1F. | Elect Teresa W. Roseborough | Not Voted | |||||||||
| 1G. | Elect Virginia P. Ruesterholz | Not Voted | |||||||||
| 1H. | Elect Christopher J. Swift | Not Voted | |||||||||
| 1I. | Elect Matthew E. Winter | Not Voted | |||||||||
| 1J. | Elect Greig Woodring | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 4. | Frequency of Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Fossil Fuel Underwriting Policy | Not Voted | |||||||||
| Lam Research Corp. | |||||||||||
| Meeting Date | 11/8/2021 | Record Date | 09/09/2021 | Ticker | LRCX | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-512807108 | ||||||||||
| Annual Meeting Agenda (11/08/2021) | |||||||||||
| 1. | Election of Directors | Not Voted | |||||||||
| 1.1 | Elect Sohail U. Ahmed | Not Voted | |||||||||
| 1.2 | Elect Timothy M. Archer | Not Voted | |||||||||
| 1.3 | Elect Eric K. Brandt | Not Voted | |||||||||
| 1.4 | Elect Michael R. Cannon | Not Voted | |||||||||
| 1.5 | Elect Catherine P. Lego | Not Voted | |||||||||
| 1.6 | Elect Bethany J. Mayer | Not Voted | |||||||||
| 1.7 | Elect Abhijit Y. Talwalkar | Not Voted | |||||||||
| 1.8 | Elect Rick Lih-Shyng TSAI | Not Voted | |||||||||
| 1.9 | Elect Leslie F. Varon | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| Lattice Semiconductor Corp. | |||||||||||
| Meeting Date | 5/6/2022 | Record Date | 03/11/2022 | Ticker | LSCC | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-518415104 | ||||||||||
| Annual Meeting Agenda (05/06/2022) | |||||||||||
| 1.1 | Elect James R. Anderson | Not Voted | |||||||||
| 1.2 | Elect Robin A. Abrams | Not Voted | |||||||||
| 1.3 | Elect Mark E. Jensen | Not Voted | |||||||||
| 1.4 | Elect Anjali Joshi | Not Voted | |||||||||
| 1.5 | Elect James P. Lederer | Not Voted | |||||||||
| 1.6 | Elect Krishna Rangasayee | Not Voted | |||||||||
| 1.7 | Elect D. Jeffrey Richardson | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| Microsoft Corporation | |||||||||||
| Meeting Date | 11/30/2021 | Record Date | 09/30/2021 | Ticker | MSFT | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-594918104 | ||||||||||
| Annual Meeting Agenda (11/30/2021) | |||||||||||
| 1A. | Elect Reid G. Hoffman | Not Voted | |||||||||
| 1B. | Elect Hugh F. Johnston | Not Voted | |||||||||
| 1C. | Elect Teri L. List | Not Voted | |||||||||
| 1D. | Elect Satya Nadella | Not Voted | |||||||||
| 1E. | Elect Sandra E. Peterson | Not Voted | |||||||||
| 1F. | Elect Penny S. Pritzker | Not Voted | |||||||||
| 1G. | Elect Carlos A. Rodriguez | Not Voted | |||||||||
| 1H. | Elect Charles W. Scharf | Not Voted | |||||||||
| 1I. | Elect John W. Stanton | Not Voted | |||||||||
| 1J. | Elect John W. Thompson | Not Voted | |||||||||
| 1K. | Elect Emma N. Walmsley | Not Voted | |||||||||
| 1L. | Elect Padmasree Warrior | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Approval of the Employee Stock Purchase Plan | Not Voted | |||||||||
| 4. | Ratification of Auditor | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Not Voted | |||||||||
| 6. | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | Not Voted | |||||||||
| 7. | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | Not Voted | |||||||||
| 8. | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | Not Voted | |||||||||
| 9. | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | Not Voted | |||||||||
| Micron Technology Inc. | |||||||||||
| Meeting Date | 1/13/2022 | Record Date | 11/19/2021 | Ticker | MU | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-595112103 | ||||||||||
| Annual Meeting Agenda (01/13/2022) | |||||||||||
| 1A. | Elect Richard M. Beyer | Not Voted | |||||||||
| 1B. | Elect Lynn A. Dugle | Not Voted | |||||||||
| 1C. | Elect Steven J. Gomo | Not Voted | |||||||||
| 1D. | Elect Linnie M. Haynesworth | Not Voted | |||||||||
| 1E. | Elect Mary Pat McCarthy | Not Voted | |||||||||
| 1F. | Elect Sanjay Mehrotra | Not Voted | |||||||||
| 1G. | Elect Robert E. Switz | Not Voted | |||||||||
| 1H. | Elect MaryAnn Wright | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| Moody’s Corp. | |||||||||||
| Meeting Date | 4/26/2022 | Record Date | 02/28/2022 | Ticker | MCO | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-615369105 | ||||||||||
| Annual Meeting Agenda (04/26/2022) | |||||||||||
| 1A. | Elect Jorge A. Bermudez | Not Voted | |||||||||
| 1B. | Elect Thérèse Esperdy | Not Voted | |||||||||
| 1C. | Elect Robert Fauber | Not Voted | |||||||||
| 1D. | Elect Vincent A. Forlenza | Not Voted | |||||||||
| 1E. | Elect Kathryn M. Hill | Not Voted | |||||||||
| 1F. | Elect Lloyd W. Howell, Jr. | Not Voted | |||||||||
| 1G. | Elect Raymond W. McDaniel, Jr. | Not Voted | |||||||||
| 1H. | Elect Leslie Seidman | Not Voted | |||||||||
| 1I. | Elect Zig Serafin | Not Voted | |||||||||
| 1J. | Elect Bruce Van Saun | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| Pfizer Inc. | |||||||||||
| Meeting Date | 4/28/2022 | Record Date | 03/02/2022 | Ticker | PFE | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-717081103 | ||||||||||
| Annual Meeting Agenda (04/28/2022) | |||||||||||
| 1A. | Elect Ronald E. Blaylock | Not Voted | |||||||||
| 1B. | Elect Albert Bourla | Not Voted | |||||||||
| 1C. | Elect Susan Desmond-Hellmann | Not Voted | |||||||||
| 1D. | Elect Joseph J. Echevarria | Not Voted | |||||||||
| 1E. | Elect Scott Gottlieb | Not Voted | |||||||||
| 1F. | Elect Helen H. Hobbs | Not Voted | |||||||||
| 1G. | Elect Susan Hockfield | Not Voted | |||||||||
| 1H. | Elect Dan R. Littman | Not Voted | |||||||||
| 1I. | Elect Shantanu Narayen | Not Voted | |||||||||
| 1J. | Elect Suzanne Nora Johnson | Not Voted | |||||||||
| 1K. | Elect James Quincey | Not Voted | |||||||||
| 1L. | Elect James C. Smith | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 4. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Not Voted | |||||||||
| 6. | Shareholder Proposal Regarding Intellectual Property | Not Voted | |||||||||
| 7. | Shareholder Proposal Regarding Anticompetitive Practices | Not Voted | |||||||||
| 8. | Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies | Not Voted | |||||||||
| Qualcomm, Inc. | |||||||||||
| Meeting Date | 3/9/2022 | Record Date | 01/10/2022 | Ticker | QCOM | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-747525103 | ||||||||||
| Annual Meeting Agenda (03/09/2022) | |||||||||||
| 1A. | Elect Sylvia Acevedo | Not Voted | |||||||||
| 1B. | Elect Cristiano R. Amon | Not Voted | |||||||||
| 1C. | Elect Mark Fields | Not Voted | |||||||||
| 1D. | Elect Jeffrey W. Henderson | Not Voted | |||||||||
| 1E. | Elect Gregory N. Johnson | Not Voted | |||||||||
| 1F. | Elect Ann M. Livermore | Not Voted | |||||||||
| 1G. | Elect Mark D. McLaughlin | Not Voted | |||||||||
| 1H. | Elect Jamie S. Miller | Not Voted | |||||||||
| 1I. | Elect Irene B. Rosenfeld | Not Voted | |||||||||
| 1J. | Elect Kornelis Smit | Not Voted | |||||||||
| 1K. | Elect Jean-Pascal Tricoire | Not Voted | |||||||||
| 1L. | Elect Anthony J. Vinciquerra | Not Voted | |||||||||
| 2. | Ratification of Auditor | Not Voted | |||||||||
| 3. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| Block Inc | |||||||||||
| Meeting Date | 11/3/2021 | Record Date | 10/01/2021 | Ticker | SQ | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-852234103 | ||||||||||
| Special Meeting Agenda (11/03/2021) | |||||||||||
| 1. | Stock Issuance for Acquisition of Afterpay | Not Voted | |||||||||
| 2. | Right to Adjourn Meeting | Not Voted | |||||||||
| Walmart Inc | |||||||||||
| Meeting Date | 6/1/2022 | Record Date | 04/08/2022 | Ticker | WMT | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-931142103 | ||||||||||
| Annual Meeting Agenda (06/01/2022) | |||||||||||
| 1a. | Elect Cesar Conde | Not Voted | |||||||||
| 1b. | Elect Timothy P. Flynn | Not Voted | |||||||||
| 1c. | Elect Sarah Friar | Not Voted | |||||||||
| 1d. | Elect Carla A. Harris | Not Voted | |||||||||
| 1e. | Elect Thomas Horton | Not Voted | |||||||||
| 1f. | Elect Marissa A. Mayer | Not Voted | |||||||||
| 1g. | Elect C. Douglas McMillon | Not Voted | |||||||||
| 1h. | Elect Gregory B. Penner | Not Voted | |||||||||
| 1i. | Elect Randall L. Stephenson | Not Voted | |||||||||
| 1j. | Elect S. Robson Walton | Not Voted | |||||||||
| 1k. | Elect Steuart Walton | Not Voted | |||||||||
| 2. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
| 3. | Ratification of Auditor | Not Voted | |||||||||
| 4. | Shareholder Proposal Regarding Animal Welfare Practices | Not Voted | |||||||||
| 5. | Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council | Not Voted | |||||||||
| 6. | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | Not Voted | |||||||||
| 7. | Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay | Not Voted | |||||||||
| 8. | Shareholder Proposal Regarding Civil Rights Audit | Not Voted | |||||||||
| 9. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Not Voted | |||||||||
| 10. | Shareholder Proposal Regarding Lobbying Report | Not Voted | |||||||||
| NXP Semiconductors NV | |||||||||||
| Meeting Date | 6/1/2022 | Record Date | 05/04/2022 | Ticker | NXPI | Share Blocking | No | ||||
| Contested | No | Agenda Type | Mgmt | Country Of Origin | NL | Country Of Trade | US | ||||
| Ballot Sec ID | CUSIP9-N6596X109 | ||||||||||
| Annual Meeting Agenda (06/01/2022) | |||||||||||
| 1. | Accounts and Reports | Not Voted | |||||||||
| 2. | Ratification of Board Acts | Not Voted | |||||||||
| 3a. | Elect Kurt Sievers | Not Voted | |||||||||
| 3b. | Elect Peter L. Bonfield | Not Voted | |||||||||
| 3c. | Elect Annette K. Clayton | Not Voted | |||||||||
| 3d. | Elect Anthony R. Foxx | Not Voted | |||||||||
| 3e. | Elect Chunyuan Gu | Not Voted | |||||||||
| 3f. | Elect Lena Olving | Not Voted | |||||||||
| 3g. | Elect Julie Southern | Not Voted | |||||||||
| 3h. | Elect Jasmin Staiblin | Not Voted | |||||||||
| 3i. | Elect Gregory L. Summe | Not Voted | |||||||||
| 3j. | Elect Karl-Henrik Sundström | Not Voted | |||||||||
| 4. | Authority to Issue Shares w/ Preemptive Rights | Not Voted | |||||||||
| 5. | Authority to Issue Shares w/o Preemptive Rights | Not Voted | |||||||||
| 6. | Authority to Repurchase Shares | Not Voted | |||||||||
| 7. | Authority to Cancel Repurchased Shares | Not Voted | |||||||||
| 8. | Advisory Vote on Executive Compensation | Not Voted | |||||||||
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | F/m Funds Trust | |
| By (Signature and Title)* | /s/ Matthew Swendiman | |
| Matthew A. Swendiman, President | ||
| Date | August 9, 2022 |
| * | Print the name and title of each signing officer under his or her signature. |