0000936528false00009365282022-07-292022-07-290000936528us-gaap:CommonStockMember2022-07-292022-07-290000936528us-gaap:SeriesAPreferredStockMember2022-07-292022-07-29
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 29, 2022
____________________________________
WASHINGTON FEDERAL INC
(Exact name of registrant as specified in its charter)
____________________________________
| | | | | | | | | | | | | | |
Washington | 001-34654 | 91-1661606 | |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) | |
| |
425 Pike Street | Seattle | Washington | 98101 | |
(Address of Principal Executive Offices) | | (Zip Code) | |
Registrant’s telephone number, including area code (206) 624-7930
Not Applicable
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: | | | | | | | | | | | | | | | | | | | | |
| Title of Each Class | | Trading Symbol | | Name of each exchange on which registered |
| Common Stock, $1.00 par value per share | | WAFD | | NASDAQ Stock Market |
| Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock | | WAFDP | | NASDAQ Stock Market |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No x
| | | | | |
| Item 7.01 | Regulation FD Disclosures |
On July 29, 2022, Washington Federal, Inc. ("the Company") appointed Broadridge Corporate Issuer Solutions, Inc. ("Broadridge") as its transfer agent and shareholder support provider, effective July 29, 2022. All of the Company's directly held shares of Series A Preferred Stock and Common Stock were transferred from American Stock Transfer and Trust Company, LLC to Broadridge's platform.
Shareholder inquiries may be directed to Broadridge at the following web and mailing addresses, phone numbers, and email address:
URL: www.shareholder.broadridge.com/wafd
Email: shareholder@broadridge.com
Mail:
Washington Federal, Inc.
c/o Broadridge Corporate Issuer Solutions, Inc.
P.O. Box 1342
Brentwood, NY. 11717
Overnight mail:
Washington Federal, Inc.
c/o Broadridge Corporate Issuer Solutions, Inc.
1155 Long Island Ave.
Edgewood, NY. 11717
US toll free: 844-983-0877
US toll: 813-255-2465
The information contained in this Item 7.01 is being furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | | | | | | | | | | | | | | | | | | | |
| | | | | | |
| July 29, 2022 | | | | WASHINGTON FEDERAL, INC. |
| | | |
| | | | By: | | /s/ VINCENT L. BEATTY |
| | | | | | Vincent L. Beatty |
| | | | | | Executive Vice President
and Chief Financial Officer |