SBSE-A
    
      
        
          0001894246
          XXXXXXXX
        
      
      
        true
        true
      
    
  
  
    
      
        351572
        Mizuho Capital Markets LLC
        13-3505812
        351572
        0001894246
        
          1271 AVENUE OF THE AMERICAS
          NEW YORK
          NY
          10020
        
        
          1271 AVENUE OF THE AMERICAS
          NEW YORK
          NY
          10020
        
        212-209-9322
        www.mizuhoamerica.com
        
          
            Adam
            Wernow
          
          Managing Director and Chief Compliance Officer
          (212)209-9322
          Adam.Wernow@Mizuhogroup.com
        
        
          
            Adam
            Wernow
          
          Managing Director and Chief Compliance Officer
          (212)209-9322
          Adam.Wernow@Mizuhogroup.com
        
      
      
        Mizuho Capital Markets LLC
        351572
        Y
        N
        N
        N
        Y
        Swap Dealer
        N
        Mizuho Capital Markets LLCs business activity as a swap dealer is predominantly in the Spot Foreign Exchange and FX and Interest Rate Derivatives markets.  MCM also offers swaps on municipal bonds and single name equity to its clients.
        N
        N
        N
        N
        N
      
      
        Mizuho Capital Markets LLC
        351572
        Y
        Y
        Y
        N
        N
        N
        7
        N
      
    
    
      Mizuho Capital Markets LLC
      351572
      
        
          GERALD
          ANTHONY
          RIZZIERI
        
        Chief Executive Officer
        03/2016
        04/2010
        N
        442299
        001751181
      
      
        
          ADAM
          Eric
          WERNOW
        
        Managing Director and Chief Compliance Officer
        11/2017
        11/2017
        N
        445373
      
      
        
          MITCHELL
          ANDREW
          BILLEK
        
        MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER
        10/2021
        05/2010
        N
        446137
        003182043
      
      
        
          THOMAS
          HARTNETT
        
        MANAGING DIRECTOR AND HEAD FIXED INCOME
        07/2016
        07/2016
        N
        502585
        003278880
      
      
        
          THOMAS
          ROSS
          HEALY
        
        MANAGING DIRECTOR AND CHIEF RISK OFFICER
        05/2021
        02/2016
        N
        494064
      
      
        
          DARLENE
          PASQUILL
        
        MANAGING DIRECTOR AND HEAD OF EQUITY DIVISON
        11/2018
        11/2018
        N
        002505982
      
      
        
          MICHAEL
          MARTINO
        
        MANAGING DIRECTOR
        05/2021
        05/2021
        N
        004420944
      
    
    
      Mizuho Capital Markets LLC
      351572
      INITIAL
      
        
          
            Item 13A
            BROADRIDGE FINANCIAL SERVICES
            0001383312
            
              5 DAKOTA DRIVE
              SUITE 300
              LAKE SUCCESS
              NY
              11042
            
            12-03-2003
          
          
            Item 13A
            GLOBAL RELAY COMMUNICATION INC
            
              220 CAMBIE STREET
              2ND FLOOR
              VANCOUVER
              A1
              V6B 2M
            
            01-01-2019
          
        
        
          
            Item 13B
            MORGAN STANLEY AND CO LLC
            008-15869
            000008209
            
              ONE NEW YORK PLAZA
              7TH FLOOR
              NEW YORK
              NY
              10040
            
            02-08-2018
          
          
            Item 13B
            CITIGROUP GLOBAL MARKETS INC
            801-03387
            000007069
            
              388 GREENWICH STREET
              NEW YORK
              NY
              10013
            
            09-23-2016
          
          
            Item 13B
            BNY MELLON
            000017454
            
              240 GREENWICH ST
              NEW YORK
              NY
              10286
            
            07-26-2016
          
          
            Item 13B
            LCH CLEARNET LIMITED
            
              33 ALDGATE HIGH STREET
              LONDON
              X0
              EC3N 1EA
            
            07-01-2010
          
        
        
          
            Item 14
            MIZUHO SECURITIES USA LLC
            008-37710
            000019647
            0088100
            
              1271 AVENUE OF THE AMERICAS
              NEW YORK
              NY
              10020
            
            09-30-2017
          
        
      
    
    
      351572
    
    
      12-01-2021
      Mizuho Capital Markets LLC
      Adam Wernow
      Adam Werno
      Managing Director and Chief Compliance Officer
    
  




13b2scheduleBMizuho.pdf
Attachment: ADDITION INFORMATION FOR 13B2


Mizuho7r.pdf
Attachment: MCM FORM 7R