X0404
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LIVE
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811-04813
false
false
N-1A
S000011667
C000032018
C000130464
C000075532
C000075531
S000011511
C000031772
C000130462
C000062294
C000062293
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C000136807
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C000031760
C000130460
C000075528
C000075527
C000193013
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C000031776
C000130463
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C000031777
C000171545
C000123289
C000171546
BNY Mellon Investment Funds I
811-04813
0000799295
5493000M3XIJVKIWWS65
240 Greenwich Street
New York
10286-1048
US-NY
US
212.922.6400
BNY Mellon Investment Adviser, Inc.
200 Park Avenue
New York
10166-0039
212.922.6400
Compliance policies and procedures and related items.
BNY Mellon Investment Adviser, Inc.
240 Greenwich Street
New York
10286-1048
212.922.6400
Organizational documents, board meeting minutes and materials, SEC filings and administration and accounting records.
The Bank of New York Mellon
103 Bellevue Parkway
Wilmington
19809-3701
212.495.1784
Administration and accounting records.
The Bank of New York Mellon
240 Greenwich Street
New York
10286-1048
212.495.1784
Records relating to custody of fund assets, and, for BNY Mellon Tax Sensitive Total Return Bond Fund, records relating to the servicing of certain loans.
The Bank of New York Mellon
One Mellon Bank Center
Pittsburgh
15258-0001
212.495.1784
Records relating to custody of fund assets, and, for BNY Mellon Tax Sensitive Total Return Bond Fund, records relating to the servicing of certain loans.
BNY Mellon Securities Corporation
240 Greenwich Street
New York
10286-1048
212.922.6400
Records relating to advertising and sales materials.
BNY Mellon Transfer, Inc.
240 Greenwich Street
New York
10286-1048
212.922.6400
Records relating to the record holders of fund shares and purchases and sales of fund shares.
BNY Mellon Investment Servicing (US), Inc.
4400 Computer Drive
Westborough
01581-1722
800.441.9800
Records relating to the record holders of fund shares and purchases and sales of fund shares.
Newton Investment Management North America LLC
BNY Mellon Center, One Boston Place
Boston
02108-4400
617.722.7250
With respect to BNY Mellon Diversified Emerging Markets Fund, BNY Mellon Small Cap Growth Fund, BNY Mellon Small Cap Value Fund and BNY Mellon Small/Mid Cap Growth Fund, records relating to decisions to buy/sell securities and the execution thereof.
Insight North America LLC
200 Park Avenue, 7th Floor
New York
10166-0005
212.527.1800
With respect to BNY Mellon Tax Sensitive Total Return Bond Fund, records relating to decisions to buy/sell securities and the execution thereof.
Newton Investment Management Limited
60 Queen Victoria Street
London
GB
EC4V 4LA
44.020.7163.9000
With respect to BNY Mellon International Equity Fund, records relating to decisions to buy/sell securities and the execution thereof.
N
N
N-1A
7
Y
Stephen J. Lockwood
N/A
N
Joseph S. DiMartino
N/A
N
Benaree Pratt Wiley
N/A
N
Andrew J. Donohue
N/A
N
Bradley J. Skapyak
002783620
Y
Kenneth A. Himmel
N/A
N
Roslyn M. Watson
N/A
N
Francine J. Bovich
N/A
N
Joseph W. Connolly
001144952
200 Park Avenue
New York
10166-0039
XXXXXX
N
N
N
N
N
N
BNY Mellon Securities Corporation
008-13801
000000231
N/A
Y
N
KPMG LLP
00185
5493003PVCIGA21K0K42
N
N
N
N
N
N
BNY Mellon Small Cap Value Fund
S000011516
549300FZO68JY5H1ES45
N
4
0
0
N/A
N
N
Y
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Revenue sharing split
19218260.26
263606.09
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
BNY Mellon Investment Adviser, Inc.
801-8147
000105642
54930067A504FBYASH16
N
Newton Investment Management North America, LLC
801-120501
000312937
549300USELNALQ9OYY51
Y
BNY Mellon Transfer, Inc.
84-06102
N/A
Y
N
BNY Mellon Investment Servicing (US) Inc.
84-01761
549300CFZQLI9QMJ1Z03
Y
Y
N
ICE Data Pricing & Reference Data, LLC
N/A
TIN: 13-3668779
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Self - rule 17f-2 (17 CFR 270.17f-2)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
HPFHU0OQ28E4N0NFVK49
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Transfer, Inc.
84-06102
Y
N
N
BNY Mellon Investment Adviser, Inc.
54930067A504FBYASH16
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
Y
N
BNY Mellon Capital Markets, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
0.00
Hedgemark Securities, LLC
008-69106
000164503
N/A
0.00
BNY Mellon Securities Corporation
008-13801
000000231
N/A
0.00
Pershing Advisor Solutions LLC
008-47425
000036671
549300KTC63JRN36GZ84
0.00
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
0.00
BNY Mellon Asset Management Canada Ltd.
008-00000
N/A
N/A
CA
0.00
BNY Mellon Capital Markets EMEA Limited
008-00000
N/A
213800O5FBGOWU89LN14
GB
0.00
BNY Mellon Investment Management Australia Limited
008-00000
N/A
2ZQTMYGDRJZ57CRSPU33
AU
0.00
BNY Mellon Investment Management EMEA Limited
008-00000
N/A
213800X5NCNIAF9USD75
GB
0.00
BNY Mellon Investment Management Hong Kong Limited
008-00000
000169689
N/A
HK
0.00
BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
008-00000
N/A
N/A
BR
0.00
BNY Mellon Wealth Management, Advisory Services, Inc.
008-00000
N/A
N/A
CA
0.00
Pershing (Channel Islands) Limited
008-00000
N/A
2138009CM5DCI2OQW132
GB
0.00
Pershing Limited
008-00000
N/A
213800R6YVGU4VP7XK84
GB
0.00
Pershing Securities Australia Pty Limited
008-00000
N/A
5493008201YNLL3CPG58
AU
0.00
Pershing Securities Canada Limited
008-00000
N/A
5493000WV47FDC28QG89
CA
0.00
Pershing Securities International Limited
008-00000
N/A
549300PPJGN9E26TI110
IE
0.00
Pershing Securities Limited
008-00000
N/A
549300NC3GURN0AEZU06
GB
0.00
The Bank of New York Mellon Securities Company Japan Limited
008-00000
N/A
N/A
JP
0.00
The Bank of New York Mellon, S.A., Institucion de Banca Multiple
008-00000
N/A
N/A
MX
0.00
BNY Mellon Fund Management (Luxemboug), S.A.
008-00000
000283267
5N2ES2M2WGR2TO0Q5G40
LU
0.00
Pershing Securities Singapore Private Limited
008-00000
N/A
N/A
SG
0.00
RBC CAPITAL MARKETS, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
24462.17
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
24078.75
PIPER JAFFRAY & CO.
008-15204
000000665
QUQDBTUSOAKFEVMRMF78
21597.83
RAYMOND JAMES & ASSOCIATES, INC.
008-10999
000000705
U4ONQX15J3RO8XCKE979
20952.81
KEYBANC CAPITAL MARKETS INC.
008-30177
000000566
2EQWV0180Z211YVAD813
14470.45
NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
14248.44
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
11348.26
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
9594.72
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
9095.18
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
9063.49
203311.52
PIPER JAFFRAY & CO.
008-15204
000000665
QUQDBTUSOAKFEVMRMF78
35247580.68
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
27120405.38
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
22765001.13
RAYMOND JAMES & ASSOCIATES, INC.
008-10999
000000705
U4ONQX15J3RO8XCKE979
20726613.98
NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
17794276.20
SUSQUEHANNA FINANCIAL GROUP, LLLP
008-44325
000035865
549300E8QX0ZMRDC2M81
13173824.74
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
11554055.65
RBC CAPITAL MARKETS, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
9959634.86
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
9662108.81
KEYBANC CAPITAL MARKETS INC.
008-30177
000000566
2EQWV0180Z211YVAD813
9651686.95
232858694.49
Y
193654827.00
Committed
688500000.00
Uncommitted
300000000.00
N
N
N
N
BNY Mellon Small Cap Growth Fund
S000011515
5493002GYK735UZMNA56
N
2
0
0
N/A
N
N
Y
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Revenue sharing split
8433375.80
80343.55
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
BNY Mellon Investment Adviser, Inc.
801-8147
000105642
54930067A504FBYASH16
N
Newton Investment Management North America, LLC
801-120501
000312937
549300USELNALQ9OYY51
Y
BNY Mellon Transfer, Inc.
84-06102
N/A
Y
N
BNY Mellon Investment Servicing (US) Inc.
84-01761
549300CFZQLI9QMJ1Z03
Y
Y
N
ICE Data Pricing & Reference Data, LLC
N/A
TIN: 13-3668779
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Self - rule 17f-2 (17 CFR 270.17f-2)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
HPFHU0OQ28E4N0NFVK49
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Transfer, Inc.
84-06102
Y
N
N
BNY Mellon Investment Adviser, Inc.
54930067A504FBYASH16
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
Y
N
BNY Mellon Capital Markets, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
0.00
Hedgemark Securities, LLC
008-69106
000164503
N/A
0.00
BNY Mellon Securities Corporation
008-13801
000000231
N/A
0.00
Pershing Advisor Solutions LLC
008-47425
000036671
549300KTC63JRN36GZ84
0.00
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
0.00
BNY Mellon Asset Management Canada Ltd.
008-00000
N/A
N/A
CA
0.00
BNY Mellon Capital Markets EMEA Limited
008-00000
N/A
213800O5FBGOWU89LN14
GB
0.00
BNY Mellon Investment Management Australia Limited
008-00000
N/A
2ZQTMYGDRJZ57CRSPU33
AU
0.00
BNY Mellon Investment Management EMEA Limited
008-00000
N/A
213800X5NCNIAF9USD75
GB
0.00
BNY Mellon Investment Management Hong Kong Limited
008-00000
000169689
N/A
HK
0.00
BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
008-00000
N/A
N/A
BR
0.00
BNY Mellon Wealth Management, Advisory Services, Inc.
008-00000
N/A
N/A
CA
0.00
Pershing (Channel Islands) Limited
008-00000
N/A
2138009CM5DCI2OQW132
GB
0.00
Pershing Limited
008-00000
N/A
213800R6YVGU4VP7XK84
GB
0.00
Pershing Securities Australia Pty Limited
008-00000
N/A
5493008201YNLL3CPG58
AU
0.00
Pershing Securities Canada Limited
008-00000
N/A
5493000WV47FDC28QG89
CA
0.00
Pershing Securities International Limited
008-00000
N/A
549300PPJGN9E26TI110
IE
0.00
Pershing Securities Limited
008-00000
N/A
549300NC3GURN0AEZU06
GB
0.00
The Bank of New York Mellon Securities Company Japan Limited
008-00000
N/A
N/A
JP
0.00
The Bank of New York Mellon, S.A., Institucion de Banca Multiple
008-00000
N/A
N/A
MX
0.00
BNY Mellon Fund Management (Luxemboug), S.A.
008-00000
000283267
5N2ES2M2WGR2TO0Q5G40
LU
0.00
Pershing Securities Singapore Private Limited
008-00000
N/A
N/A
SG
0.00
PIPER JAFFRAY & CO.
008-15204
000000665
QUQDBTUSOAKFEVMRMF78
8488.00
NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
2813.00
RAYMOND JAMES & ASSOCIATES, INC.
008-10999
000000705
U4ONQX15J3RO8XCKE979
1850.00
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1567.00
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1311.00
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1188.00
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
1100.00
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
898.00
LEERINK PARTNERS LLC
008-48535
000039011
549300AAH7U76CEUBI94
700.00
KEYBANC CAPITAL MARKETS INC.
008-30177
000000566
2EQWV0180Z211YVAD813
595.00
24155.00
PIPER JAFFRAY & CO.
008-15204
000000665
QUQDBTUSOAKFEVMRMF78
23883122.00
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
4629664.00
NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
3756306.00
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
2405607.00
RAYMOND JAMES & ASSOCIATES, INC.
008-10999
000000705
U4ONQX15J3RO8XCKE979
2043058.00
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1445384.00
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
1188451.00
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1157994.00
ROBERT W. BAIRD & CO. INCORPORATED
008-00497
000008158
549300772UJAHRD6LO53
1130339.00
KEYBANC CAPITAL MARKETS INC.
008-30177
000000566
2EQWV0180Z211YVAD813
972412.00
47939063.00
Y
36033339.00
Committed
688500000.00
N
Uncommitted
300000000.00
N
N
N
N
BNY Mellon Tax Sensitive Total Return Bond Fund
S000011667
OS8N1FO3Z7NH4943QF88
N
4
0
0
N/A
N
N
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Revenue sharing split
0.00
0.00
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
BNY Mellon Investment Adviser, Inc.
801-8147
000105642
54930067A504FBYASH16
N
Insight North America, LLC
801-69964
000145995
213800YYX7MQCCEN9439
Y
Mellon Investments Corporation
801-19785
000105764
YP72O3NKHJPQEEM7IG98
2021-08-31
BNY Mellon Transfer, Inc.
84-06102
N/A
Y
N
BNY Mellon Investment Servicing (US) Inc.
84-01761
549300CFZQLI9QMJ1Z03
Y
Y
N
ICE Data Pricing & Reference Data, LLC
N/A
TIN: 13-3668779
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Self - rule 17f-2 (17 CFR 270.17f-2)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
HPFHU0OQ28E4N0NFVK49
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Transfer, Inc.
84-06102
Y
N
N
BNY Mellon Investment Adviser, Inc.
54930067A504FBYASH16
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
Y
N
BNY Mellon Capital Markets, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
0.00
Hedgemark Securities, LLC
008-69106
000164503
N/A
0.00
BNY Mellon Securities Corporation
008-13801
000000231
N/A
0.00
Pershing Advisor Solutions LLC
008-47425
000036671
549300KTC63JRN36GZ84
0.00
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
0.00
BNY Mellon Asset Management Canada Ltd.
008-00000
N/A
N/A
CA
0.00
BNY Mellon Capital Markets EMEA Limited
008-00000
N/A
213800O5FBGOWU89LN14
GB
0.00
BNY Mellon Investment Management Australia Limited
008-00000
N/A
2ZQTMYGDRJZ57CRSPU33
AU
0.00
BNY Mellon Investment Management EMEA Limited
008-00000
N/A
213800X5NCNIAF9USD75
GB
0.00
BNY Mellon Investment Management Hong Kong Limited
008-00000
000169689
N/A
HK
0.00
BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
008-00000
N/A
N/A
BR
0.00
BNY Mellon Wealth Management, Advisory Services, Inc.
008-00000
N/A
N/A
CA
0.00
Pershing (Channel Islands) Limited
008-00000
N/A
2138009CM5DCI2OQW132
GB
0.00
Pershing Limited
008-00000
N/A
213800R6YVGU4VP7XK84
GB
0.00
Pershing Securities Australia Pty Limited
008-00000
N/A
5493008201YNLL3CPG58
AU
0.00
Pershing Securities Canada Limited
008-00000
N/A
5493000WV47FDC28QG89
CA
0.00
Pershing Securities International Limited
008-00000
N/A
549300PPJGN9E26TI110
IE
0.00
Pershing Securities Limited
008-00000
N/A
549300NC3GURN0AEZU06
GB
0.00
The Bank of New York Mellon Securities Company Japan Limited
008-00000
N/A
N/A
JP
0.00
The Bank of New York Mellon, S.A., Institucion de Banca Multiple
008-00000
N/A
N/A
MX
0.00
BNY Mellon Fund Management (Luxemboug), S.A.
008-00000
000283267
5N2ES2M2WGR2TO0Q5G40
LU
0.00
Pershing Securities Singapore Private Limited
008-00000
N/A
N/A
SG
0.00
0.00
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
9667602.00
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
8417647.00
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
7503930.00
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
6098987.00
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
5875141.00
SIEBERT CISNEROS SHANK & CO., L.L.C.
008-49877
000042568
254900VTARX8RAY9QK77
4118763.00
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
3482337.00
RBC CAPITAL MARKETS, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
2424849.00
RAYMOND JAMES & ASSOCIATES, INC.
008-10999
000000705
U4ONQX15J3RO8XCKE979
2323419.00
MESIROW FINANCIAL, INC.
008-28816
000002764
549300BIV46SUHPOFE54
1754845.00
70663895.00
N
96354204.00
Committed
688500000.00
N
Uncommitted
300000000.00
N
N
N
N
BNY Mellon International Equity Fund
S000011511
549300WQE56OLIWHGM40
N
4
0
0
N/A
N
N
Y
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Revenue sharing split
642957.50
2436.53
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
BNY Mellon Investment Adviser, Inc.
801-8147
000105642
54930067A504FBYASH16
N
Newton Investment Management Limited
801-42114
000111208
VMMM74BJK67DIRDE9J26
Y
GB
N
BNY Mellon Transfer, Inc.
84-06102
N/A
Y
N
BNY Mellon Investment Servicing (US) Inc.
84-01761
549300CFZQLI9QMJ1Z03
Y
Y
N
ICE Data Pricing & Reference Data, LLC
N/A
TIN: 13-3668779
N
ITG Analytics, Inc.
N/A
TIN: 76-0809350
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Self - rule 17f-2 (17 CFR 270.17f-2)
Citibank N.A., Brazil
6SHGI4ZSSLCXXQSBB395
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
HPFHU0OQ28E4N0NFVK49
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services
R0MUWSFPU8MPRO8K5P83
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking CorporationLimited
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki S.A.
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking CorporationLimited
MLU0ZO3ML4LN2LL2TL39
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (Taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Transfer, Inc.
84-06102
Y
N
N
BNY Mellon Investment Adviser, Inc.
54930067A504FBYASH16
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
Y
N
BNY Mellon Capital Markets, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
0.00
Hedgemark Securities, LLC
008-69106
000164503
N/A
0.00
BNY Mellon Securities Corporation
008-13801
000000231
N/A
0.00
Pershing Advisor Solutions LLC
008-47425
000036671
549300KTC63JRN36GZ84
0.00
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
0.00
BNY Mellon Asset Management Canada Ltd.
008-00000
N/A
N/A
CA
0.00
BNY Mellon Capital Markets EMEA Limited
008-00000
N/A
213800O5FBGOWU89LN14
GB
0.00
BNY Mellon Investment Management Australia Limited
008-00000
N/A
2ZQTMYGDRJZ57CRSPU33
AU
0.00
BNY Mellon Investment Management EMEA Limited
008-00000
N/A
213800X5NCNIAF9USD75
GB
0.00
BNY Mellon Investment Management Hong Kong Limited
008-00000
000169689
N/A
HK
0.00
BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
008-00000
N/A
N/A
BR
0.00
BNY Mellon Wealth Management, Advisory Services, Inc.
008-00000
N/A
N/A
CA
0.00
Pershing (Channel Islands) Limited
008-00000
N/A
2138009CM5DCI2OQW132
GB
0.00
Pershing Limited
008-00000
N/A
213800R6YVGU4VP7XK84
GB
0.00
Pershing Securities Australia Pty Limited
008-00000
N/A
5493008201YNLL3CPG58
AU
0.00
Pershing Securities Canada Limited
008-00000
N/A
5493000WV47FDC28QG89
CA
0.00
Pershing Securities International Limited
008-00000
N/A
549300PPJGN9E26TI110
IE
0.00
Pershing Securities Limited
008-00000
N/A
549300NC3GURN0AEZU06
GB
0.00
The Bank of New York Mellon Securities Company Japan Limited
008-00000
N/A
N/A
JP
0.00
The Bank of New York Mellon, S.A., Institucion de Banca Multiple
008-00000
N/A
N/A
MX
0.00
BNY Mellon Fund Management (Luxemboug), S.A.
008-00000
000283267
5N2ES2M2WGR2TO0Q5G40
LU
0.00
Pershing Securities Singapore Private Limited
008-00000
N/A
N/A
SG
0.00
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
36338.00
UBS SECURITIES LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
30700.00
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
20169.00
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
008-48233
000038108
549300PSNQDKPURVCF76
CA
17738.00
EXANE, INC.
008-49569
000041784
6SDWK6FV8H98XAGSYS75
17630.00
MIZUHO SECURITIES USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
16872.00
HSBC SECURITIES (USA) INC.
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
10614.00
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
5491.00
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
5374.00
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
4345.00
188379.00
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
88295112.00
UBS SECURITIES LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
88143688.00
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
56494915.00
EXANE, INC.
008-49569
000041784
6SDWK6FV8H98XAGSYS75
52660810.00
MIZUHO SECURITIES USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
28125717.00
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
23959439.00
HSBC SECURITIES (USA) INC.
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
14398118.00
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
008-48233
000038108
549300PSNQDKPURVCF76
CA
13996763.00
LIQUIDNET, INC.
008-52461
000103987
213800HSKBBO1GCVRG79
12636006.00
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
12109069.00
442530517.00
N
739895726.00
Committed
688500000.00
Uncommitted
300000000.00
N
N
N
N
BNY Mellon Diversified Emerging Markets Fund
S000011353
5493007BTN5QWQ3JI645
N
4
0
0
Fund of Funds
N
N
Y
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Revenue sharing split
1346469.82
5925.04
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
BNY Mellon Investment Adviser, Inc.
801-8147
000105642
54930067A504FBYASH16
N
Newton Investment Management North America, LLC
801-120501
000312937
549300USELNALQ9OYY51
Y
Mellon Investments Corporation
801-19785
000105764
YP72O3NKHJPQEEM7IG98
2021-08-31
BNY Mellon Transfer, Inc.
84-06102
N/A
Y
N
BNY Mellon Investment Servicing (US) Inc.
84-01761
549300CFZQLI9QMJ1Z03
Y
Y
N
ICE Data Pricing & Reference Data, LLC
N/A
TIN: 13-3668779
N
ITG Analytics, Inc.
N/A
TIN: 76-0809350
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Self - rule 17f-2 (17 CFR 270.17f-2)
Citibank N.A., Brazil
6SHGI4ZSSLCXXQSBB395
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
6SHGI4ZSSLCXXQSBB395
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E.
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
HPFHU0OQ28E4N0NFVK49
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc. Hungarian Branch Office
6SHGI4ZSSLCXXQSBB395
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking CorporationLimited
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki S.A.
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank
HOXMZG026UQNRK6J0C60
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking CorporationLimited
MLU0ZO3ML4LN2LL2TL39
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank A.S.
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (Taiwan) Limited
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (HBME)
N/A
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (HBME)
MLU0ZO3ML4LN2LL2TL39
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Branch of Citibank, N.A. in the Republic of, Argentina
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
6SHGI4ZSSLCXXQSBB395
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services
R0MUWSFPU8MPRO8K5P83
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Hong Kong
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited, Kuwait
MLU0ZO3ML4LN2LL2TL39
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Qatar National Bank
MLU0ZO3ML4LN2LL2TL39
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Saudi Arabia
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (Vietnam) Ltd
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb S.A.
6SHGI4ZSSLCXXQSBB395
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Transfer, Inc.
84-06102
Y
N
N
BNY Mellon Investment Adviser, Inc.
54930067A504FBYASH16
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
Y
N
BNY Mellon Capital Markets, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
0.00
Hedgemark Securities, LLC
008-69106
000164503
N/A
0.00
BNY Mellon Securities Corporation
008-13801
000000231
N/A
0.00
Pershing Advisor Solutions LLC
008-47425
000036671
549300KTC63JRN36GZ84
0.00
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
0.00
BNY Mellon Asset Management Canada Ltd.
008-00000
N/A
N/A
CA
0.00
BNY Mellon Capital Markets EMEA Limited
008-00000
N/A
213800O5FBGOWU89LN14
GB
0.00
BNY Mellon Investment Management Australia Limited
008-00000
N/A
2ZQTMYGDRJZ57CRSPU33
AU
0.00
BNY Mellon Investment Management EMEA Limited
008-00000
N/A
213800X5NCNIAF9USD75
GB
0.00
BNY Mellon Investment Management Hong Kong Limited
008-00000
000169689
N/A
HK
0.00
BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
008-00000
N/A
N/A
BR
0.00
BNY Mellon Wealth Management, Advisory Services, Inc.
008-00000
N/A
N/A
CA
0.00
Pershing (Channel Islands) Limited
008-00000
N/A
2138009CM5DCI2OQW132
GB
0.00
Pershing Limited
008-00000
N/A
213800R6YVGU4VP7XK84
GB
0.00
Pershing Securities Australia Pty Limited
008-00000
N/A
5493008201YNLL3CPG58
AU
0.00
Pershing Securities Canada Limited
008-00000
N/A
5493000WV47FDC28QG89
CA
0.00
Pershing Securities International Limited
008-00000
N/A
549300PPJGN9E26TI110
IE
0.00
Pershing Securities Limited
008-00000
N/A
549300NC3GURN0AEZU06
GB
0.00
The Bank of New York Mellon Securities Company Japan Limited
008-00000
N/A
N/A
JP
0.00
The Bank of New York Mellon, S.A., Institucion de Banca Multiple
008-00000
N/A
N/A
MX
0.00
BNY Mellon Fund Management (Luxemboug), S.A.
008-00000
000283267
5N2ES2M2WGR2TO0Q5G40
LU
0.00
Pershing Securities Singapore Private Limited
008-00000
N/A
N/A
SG
0.00
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
89577.00
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
39085.00
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
11058.00
HSBC SECURITIES (USA) INC.
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
8781.00
SUSQUEHANNA FINANCIAL GROUP, LLLP
008-44325
000035865
549300E8QX0ZMRDC2M81
6906.00
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
3524.00
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
3414.00
UBS SECURITIES LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
2413.00
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
1666.00
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
1383.00
174596.00
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
97384090.00
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
40913049.00
SUSQUEHANNA FINANCIAL GROUP, LLLP
008-44325
000035865
549300E8QX0ZMRDC2M81
24368406.00
HSBC SECURITIES (USA) INC.
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CYYGQCGNHMHPSMRL3R97
9308102.00
CREDIT SUISSE SECURITIES (USA) LLC
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GOLDMAN SACHS & CO. LLC
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MORGAN STANLEY & CO. LLC
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JEFFERIES LLC
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NATIONAL FINANCIAL SERVICES LLC
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DAIWA CAPITAL MARKETS AMERICA INC.
008-12242
000001576
M67H5PRC0NQKM73ZAS82
733913.00
194012113.00
Y
206830984.00
Committed
688500000.00
N
Uncommitted
300000000.00
N
N
N
N
BNY Mellon Small/Mid Cap Growth Fund
S000011499
549300DP427BBILWFN87
N
5
0
0
N/A
N
N
Y
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Revenue sharing split
709309801.39
2149697.07
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
BNY Mellon Investment Adviser, Inc.
801-8147
000105642
54930067A504FBYASH16
N
Newton Investment Management North America, LLC
801-120501
000312937
549300USELNALQ9OYY51
Y
Mellon Investments Corporation
801-19785
000105764
YP72O3NKHJPQEEM7IG98
2021-08-31
BNY Mellon Transfer, Inc.
84-06102
N/A
Y
N
BNY Mellon Investment Servicing (US) Inc.
84-01761
549300CFZQLI9QMJ1Z03
Y
Y
N
ICE Data Pricing & Reference Data, LLC
N/A
TIN: 13-3668779
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
N
Self - rule 17f-2 (17 CFR 270.17f-2)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
HPFHU0OQ28E4N0NFVK49
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Bank of New York Mellon
N/A
IE
Y
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Publ)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Transfer, Inc.
84-06102
Y
N
N
BNY Mellon Investment Adviser, Inc.
54930067A504FBYASH16
Y
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
Y
Y
N
BNY Mellon Capital Markets, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
0.00
Hedgemark Securities, LLC
008-69106
000164503
N/A
0.00
BNY Mellon Securities Corporation
008-13801
000000231
N/A
0.00
Pershing Advisor Solutions LLC
008-47425
000036671
549300KTC63JRN36GZ84
0.00
Pershing LLC
008-17574
000007560
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0.00
BNY Mellon Asset Management Canada Ltd.
008-00000
N/A
N/A
CA
0.00
BNY Mellon Capital Markets EMEA Limited
008-00000
N/A
213800O5FBGOWU89LN14
GB
0.00
BNY Mellon Investment Management Australia Limited
008-00000
N/A
2ZQTMYGDRJZ57CRSPU33
AU
0.00
BNY Mellon Investment Management EMEA Limited
008-00000
N/A
213800X5NCNIAF9USD75
GB
0.00
BNY Mellon Investment Management Hong Kong Limited
008-00000
000169689
N/A
HK
0.00
BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
008-00000
N/A
N/A
BR
0.00
BNY Mellon Wealth Management, Advisory Services, Inc.
008-00000
N/A
N/A
CA
0.00
Pershing (Channel Islands) Limited
008-00000
N/A
2138009CM5DCI2OQW132
GB
0.00
Pershing Limited
008-00000
N/A
213800R6YVGU4VP7XK84
GB
0.00
Pershing Securities Australia Pty Limited
008-00000
N/A
5493008201YNLL3CPG58
AU
0.00
Pershing Securities Canada Limited
008-00000
N/A
5493000WV47FDC28QG89
CA
0.00
Pershing Securities International Limited
008-00000
N/A
549300PPJGN9E26TI110
IE
0.00
Pershing Securities Limited
008-00000
N/A
549300NC3GURN0AEZU06
GB
0.00
The Bank of New York Mellon Securities Company Japan Limited
008-00000
N/A
N/A
JP
0.00
The Bank of New York Mellon, S.A., Institucion de Banca Multiple
008-00000
N/A
N/A
MX
0.00
BNY Mellon Fund Management (Luxemboug), S.A.
008-00000
000283267
5N2ES2M2WGR2TO0Q5G40
LU
0.00
Pershing Securities Singapore Private Limited
008-00000
N/A
N/A
SG
0.00
PIPER JAFFRAY & CO.
008-15204
000000665
QUQDBTUSOAKFEVMRMF78
192120.00
RAYMOND JAMES & ASSOCIATES, INC.
008-10999
000000705
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135839.00
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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000007691
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131741.00
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
123107.00
KEYBANC CAPITAL MARKETS INC.
008-30177
000000566
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114961.00
JEFFERIES LLC
008-15074
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58PU97L1C0WSRCWADL48
101660.00
NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
97891.00
ROBERT W. BAIRD & CO. INCORPORATED
008-00497
000008158
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STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
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J.P. MORGAN SECURITIES LLC
008-35008
000000079
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1571768.00
PIPER JAFFRAY & CO.
008-15204
000000665
QUQDBTUSOAKFEVMRMF78
629809445.00
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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000007691
8NAV47T0Y26Q87Y0QP81
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JEFFERIES LLC
008-15074
000002347
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NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
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RAYMOND JAMES & ASSOCIATES, INC.
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000000705
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GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
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KEYBANC CAPITAL MARKETS INC.
008-30177
000000566
2EQWV0180Z211YVAD813
227267268.00
ROBERT W. BAIRD & CO. INCORPORATED
008-00497
000008158
549300772UJAHRD6LO53
224697062.00
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
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MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
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4023257632.00
Y
4802337646.00
Committed
688500000.00
Uncommitted
300000000.00
N
N
N
N
true