MA-I/A
    
      
        0000752798
        XXXXXXXX
      
      
        Blaine Miller
        2052685910
      
      blaine.miller@concoursefinancial.com
      
        laura.miller@concoursefinancial.com
        bo.hailey@concoursefinancial.com
      
    
  
  
    N
    N
    
      Bobby
      Farrar
      Hailey
      III
    
    5736735
    N
    1
    
      
        
          
            0000752798
          
          CONCOURSE FINANCIAL GROUP SECURITIES, INC.
          09-23-2014
          N
        
        
          
            867-00264-00
          
        
        
          
            LOCATED
            09-23-2014
            
              
                2801 HIGHWAY 280 SOUTH
                BIRMINGHAM
                AL
                35223
              
            
          
        
      
    
    
      
        Bo
        F
        Hailey
      
    
    
    
      
        09-2014
        ProEquities, Inc.
        
          Birmingham
          
            AL
          
          35223
        
        Y
        Y
        Sr. Supervisory Principal
      
      
        
          01-2014
          09-2014
          Cetera Investment Advisers LLC
          
            St. Cloud
            
              MN
            
            56301
          
          N
          Y
          Financial Consultant
        
        
          02-2013
          09-2014
          Cetera Investment Services LLC
          
            St. Cloud
            
              MN
            
            56301
          
          N
          Y
          Financial Consultant
        
        
          02-2013
          09-2014
          Regions Bank
          
            Birmingham
            
              AL
            
            35210
          
          N
          Y
          Financial Consultant
        
        
          06-2011
          02-2013
          ProEquities, Inc.
          
            Birmingham
            
              AL
            
            35223
          
          N
          Y
          Recruiter
        
        
          01-2011
          04-2011
          NYLife Securities LLC
          
            Birmingham
            
              AL
            
            35223
          
          N
          Y
          Financial Advisor
        
        
          11-2009
          12-2010
          Edward Jones
          
            St. Louis
            
              MO
            
            63131
          
          N
          Y
          Financial Advisor
        
      
    
    N
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        10-26-2021
        Blaine Miller (electronically by LM)
        Interim Chief Compliance Officer