MA-I/A
    
      
        0000752798
        XXXXXXXX
      
      
        Blaine Miller
        2052685910
      
      blaine.miller@concoursefinancial.com
      
        laura.miller@concoursefinancial.com
        rory.hartley@protective.com
      
    
  
  
    N
    N
    
      Rory
      Marshall
      Hartley
    
    1464251
    N
    1
    
      
        
          
            0000752798
          
          CONCOURSE FINANCIAL GROUP SECURITIES, INC.
          ProEquities, Inc.
          12-10-2004
          N
        
        
          
            867-00264-00
          
        
        
          
            LOCATED
            12-10-2004
            
              
                2801 HIGHWAY 280 SOUTH
                BIRMINGHAM
                AL
                35223
              
            
          
        
      
    
    
    
      
        12-2004
        ProEquities, Inc.
        
          Birmingham
          
            AL
          
          35223
        
        Y
        Y
        Managing Director of Concourse Financial Group Securities
      
      
        
          04-2001
          12-2004
          Sterne Agee & Leach
          
            Birmingham
            
              AL
            
            35223
          
          Y
          Y
          Investment Consultant
        
      
    
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        10-26-2021
        Blaine Miller (electronically by LM)
        Interim Chief Compliance Officer