As filed with the Securities and Exchange Commission on October 18, 2021
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Investment Company Act File No. 811-21630
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Transaction Valuation
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Amount of Filing Fee
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*$35,000,000.00
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$3,244.50
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*
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Calculated at the aggregate maximum purchase price to be paid for common units
of beneficial interest in the offer.
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**
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Calculated at $92.70 per $1,000,000 of the Transaction Valuation.
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: Not Applicable
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Filing Party: Not Applicable
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Form or Registration No.: Not Applicable
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Date Filed: Not Applicable
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Check the box if the filing relates solely to preliminary communications made
before the commencement of a tender offer.
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third party tender offer subject to Rule 14d-1.
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☒ |
issuer tender offer subject to Rule 13e-4.
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going-private transaction subject to Rule 13e-3.
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amendment to Schedule 13D under Rule 13d-2.
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Exhibit No.
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Document
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(a)(1)(i)
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Offer to Purchase
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(a)(1)(ii)
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Letter of Transmittal
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(a)(1)(iii)
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Form of Cover Letter to Unitholders
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(a)(1)(iv)
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Form of Notice of Acceptance of Tender
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(a)(1)(v)
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Form of Repurchase Instrument
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(a)(2)
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None
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(a)(3)
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Not applicable
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(a)(4)
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Not applicable
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(a)(5)
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Not applicable
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(b)(1)
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Credit Agreement, dated as of February 29, 2012, between the Fund and Bank of
Montreal (1)
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(b)(2)
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First Amendment to Credit Agreement dated as of February 28, 2013, between the
Fund and Bank of Montreal (1)
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(b)(3)
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Second Amendment to Credit Agreement dated as of December 11, 2013, between the
Fund and Bank of Montreal (1)
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(b)(4)
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Third Amendment to Credit Agreement dated as of February 27, 2014 between the
Fund and Bank of Montreal (1)
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(b)(5)
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Fourth Amendment to Credit Agreement dated as of February 26, 2015 between the
Fund and Bank of Montreal (2)
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(b)(6) | Fifth Amendment to Credit Agreement dated as of February 25, 2016 between the Fund and Bank of Montreal (3) | |
(b)(7) | Sixth Amendment to Credit Agreement dated as of March 25, 2016 between the Fund and Bank of Montreal (3) | |
(b)(8) | Seventh Amendment to Credit Agreement dated as of March 24, 2017 between the Fund and Bank of Montreal (4) | |
(b)(9) | Eighth Amendment to Credit Agreement dated as of June 29, 2017 between the Fund and Bank of Montreal (5) | |
(b)(10) | Ninth Amendment to Credit Agreement dated as of March 23, 2018 between the Fund and Bank of Montreal (6) | |
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(b)(11) | Tenth Amendment to Credit Agreement dated as of March 22, 2019 between the Fund and Bank of Montreal (7) |
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(b)(12) | Eleventh Amendment to Credit Agreement dated as of March 20, 2020 between the Fund and Bank of Montreal (8) |
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(b)(13) | Twelfth Amendment to Credit Agreement dated as of March 19, 2021 between the Fund and Bank of Montreal (9) |
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(d)
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None
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(g)
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None
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(h)
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None
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(1) | Incorporated by reference to the corresponding exhibit number to the Fund’s tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on July 17, 2014 (File No. 005-80363) | |
(2) | Incorporated by reference to the corresponding exhibit number to the Fund’s tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on July 17, 2015 (File No. 005-80363) | |
(3) | Incorporated by reference to the corresponding exhibit number to the Fund’s tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on April 18, 2016 (File No. 005-80363) | |
(4) | Incorporated by reference to the corresponding exhibit number to the Fund’s tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on April 17, 2017 (File No. 005-80363) | |
(5) | Incorporated by reference to the corresponding exhibit number to the Fund's tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on July 18, 2017 (File No. 005-80363) | |
(6) | Incorporated by reference to the corresponding exhibit number to the Fund's tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on October 18, 2018 (File No. 005-80363) | |
(7) |
Incorporated by reference to the corresponding exhibit number to the Fund's tender offer statement on Schedule TO, as
filed with the Securities and Exchange Commission on April 17, 2019 (File No. 005-80363) |
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(8) | Incorporated by reference to the corresponding exhibit number to the Fund's tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on April 16, 2020 (File No. 005-80363) | |
(9) | Incorporated by reference to the corresponding exhibit number to the Fund's tender offer statement on Schedule TO, as filed with the Securities and Exchange Commission on April 16, 2020 (File No. 005-80363) |
ALPHA CORE STRATEGIES FUND
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By:
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/s/ Craig R. Carberry
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Craig R. Carberry
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Secretary
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Exhibit No.
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Document
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(a)(1)(i)
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Offer to Purchase
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(a)(1)(ii)
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Letter of Transmittal
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(a)(1)(iii)
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Form of Cover Letter to Unitholders
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(a)(1)(iv)
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Form of Notice of Acceptance of Tender
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(a)(1)(v)
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Form of Repurchase Instrument
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