File Nos. 002-76969
811-03445
As filed with the Securities and Exchange Commission
on September 27, 2021
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x | |
Pre-Effective Amendment No. __ | ¨ | |
Post-Effective Amendment No. 73 | x | |
and | ||
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | x | |
Amendment No. 74 | x |
THE MERGER FUND
(Exact Name of Registrant as Specified in Charter)
100 Summit Lake Drive
Valhalla, New York 10595
(Address of principal executive offices)
(914) 741-5600
(Registrant's telephone number, including area code)
Roy D. Behren and Michael T. Shannon
The Merger Fund
100 Summit Lake Drive
Valhalla, New York 10595
(Name and address of agent for Service)
with copies to:
Jeremy Smith, Esq.
Ropes & Gray LLP
1211 Avenue of the Americas
New York, New York 10036
It is proposed that this filing will become effective:
¨ | immediately upon filing pursuant to paragraph (b) |
x | on October 1, 2021, pursuant to paragraph (b) |
¨ | 60 days after filing pursuant to paragraph (a)(1) |
¨ | on (date), pursuant to paragraph (a)(1) |
¨ | 75 days after filing pursuant to paragraph (a)(2) |
¨ | on (date) pursuant to paragraph (a)(2) of Rule 485 |
If appropriate, check the following box:
x | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
Pursuant to Rule 485(b)(1)(iii) of the Securities Act of 1933, the sole purpose of this Post-Effective Amendment No. 73 to the Registration Statement of The Merger Fund (the “Registrant”) is to designate a new effective date of the Post-Effective Amendment No. 72, which was filed on August 18, 2021. Post-Effective Amendment No. 72 designated a new effective date of the Post-Effective Amendment No. 71, which was filed on July 2, 2021 (Accession No. 0001104659-21-088936). Parts A, B and C of Post-Effective Amendment No. 71 are unchanged and are hereby incorporated by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 73 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Valhalla and State of New York, on the 27th day of September, 2021.
THE MERGER FUND | |||
By: | /s/ Roy Behren | ||
Roy Behren | |||
Title: | Co-President; Treasurer and Trustee | ||
By: | /s/ Michael T. Shannon | ||
Michael T. Shannon | |||
Title: | Co-President and Trustee |
Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 73 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signatures | Title | Date | ||
/s/ Roy Behren | Co-President, Treasurer and Trustee | September 27, 2021 | ||
Roy Behren | ||||
/s/ Michael T. Shannon | Co-President and Trustee | September 27, 2021 | ||
Michael T. Shannon | ||||
/s/ Christopher Colomb | Principal Financial Officer | September 27, 2021 | ||
Christopher Colomb | ||||
Barry Hamerling* | Trustee | September 27, 2021 | ||
Barry Hamerling | ||||
Richard V. Silver* | Trustee | September 27, 2021 | ||
Richard V. Silver | ||||
Christianna Wood* | Trustee | September 27, 2021 | ||
Christianna Wood |
* By: | /s/ Roy Behren | ||
Roy Behren | |||
Attorney-in-Fact** |
** | Pursuant to Powers of Attorney for each of Barry Hamerling, Richard V. Silver and Christianna Wood filed as Exhibit (h)(iv) to Pre-Effective Amendment No. 53 to the Registration Statement filed on April 28, 2014. |