File Nos. 002-76969

811-03445

 

As filed with the Securities and Exchange Commission

on September 27, 2021

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933   x
     
Pre-Effective Amendment No. __   ¨
     
Post-Effective Amendment No. 73   x
     
and
     
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF  1940   x
     
Amendment No. 74   x

 

THE MERGER FUND

(Exact Name of Registrant as Specified in Charter)

 

100 Summit Lake Drive

Valhalla, New York 10595

(Address of principal executive offices)

 

(914) 741-5600

(Registrant's telephone number, including area code)

 

Roy D. Behren and Michael T. Shannon

The Merger Fund

100 Summit Lake Drive

Valhalla, New York 10595

(Name and address of agent for Service)

 

with copies to:

 

Jeremy Smith, Esq.

Ropes & Gray LLP

1211 Avenue of the Americas

New York, New York 10036

 

It is proposed that this filing will become effective:

 

¨immediately upon filing pursuant to paragraph (b)
xon October 1, 2021, pursuant to paragraph (b)
¨60 days after filing pursuant to paragraph (a)(1)
¨on (date), pursuant to paragraph (a)(1)
¨75 days after filing pursuant to paragraph (a)(2)
¨on (date) pursuant to paragraph (a)(2) of Rule 485

 

If appropriate, check the following box:

 

xThis post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

 

EXPLANATORY NOTE

 

Pursuant to Rule 485(b)(1)(iii) of the Securities Act of 1933, the sole purpose of this Post-Effective Amendment No. 73 to the Registration Statement of The Merger Fund (the “Registrant”) is to designate a new effective date of the Post-Effective Amendment No. 72, which was filed on August 18, 2021. Post-Effective Amendment No. 72 designated a new effective date of the Post-Effective Amendment No. 71, which was filed on July 2, 2021 (Accession No. 0001104659-21-088936). Parts A, B and C of Post-Effective Amendment No. 71 are unchanged and are hereby incorporated by reference.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 73 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Valhalla and State of New York, on the 27th day of September, 2021.

 

  THE MERGER FUND
       
       
  By: /s/ Roy Behren  
    Roy Behren
  Title: Co-President; Treasurer and Trustee
       
       
  By: /s/ Michael T. Shannon  
    Michael T. Shannon
  Title: Co-President and Trustee

 

Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 73 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signatures   Title   Date  
         
         
/s/ Roy Behren   Co-President, Treasurer and Trustee   September 27, 2021
Roy Behren        
         
         
 /s/ Michael T. Shannon   Co-President and Trustee   September 27, 2021
Michael T. Shannon        
         
         
/s/ Christopher Colomb                           Principal Financial Officer   September 27, 2021
Christopher Colomb        
         
         
Barry Hamerling*   Trustee   September 27, 2021
Barry Hamerling        
         
         
Richard V. Silver*   Trustee   September 27, 2021
Richard V. Silver        
         
         
Christianna Wood*   Trustee   September 27, 2021
Christianna Wood        

 

       
  * By: /s/ Roy Behren  
    Roy Behren
    Attorney-in-Fact**

 

 

**Pursuant to Powers of Attorney for each of Barry Hamerling, Richard V. Silver and Christianna Wood filed as Exhibit (h)(iv) to Pre-Effective Amendment No. 53 to the Registration Statement filed on April 28, 2014.