MA-A
    
      
        0001615072
        XXXXXXXX
      
      
        Terrence Bryant Jenkins
        415-339-9204
      
      bjenkins@sperrycapital.com
      
        bjenkins@sperrycapital.com
        lamini@sperrycapital.com
        kdemello@sperrycapital.com
      
    
  
  
    12-31-2020
    Y
    Sperry Capital Inc.
    94-3222765
    
      
        866-000373-00
      
      
        
          867-00555
        
        
          
            
              
                136584
                CA
              
            
          
        
      
    
    
      
        
          THREE HARBOR DRIVE
          SUITE 101
          SAUSALITO
          CA
          94965
        
      
      4153399204
      4153396030
    
    
      
        
          Add
        
        
          
            
              225 Arizona Ave
              Suite 400
              Santa Monica
              CA
              90401
            
          
          5129238172
        
      
    
    N
    www.sperrycapital.com
    
      
        James
        Hamilton
        Gibbs
      
      
        Principal
      
      
Three Harbor Drive Suite 101 Sausalito CA 94965
4153399203 4153396030 jgibbs@sperrycapital.com
James Watson Martling Principal and CEO
Three Harbor Drive Suite 101 San Rafael CA 94965
4153399201 4153396030 jmartling@sperrycapital.com
December CA 06-15-1994 N 12 11 0 0 0 26 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Hospitals Colleges Other Infrastructure Developers, Non-profits Hourly Charges Fixed Fees Contingent Fees Not Applicable We act as a broker for competitively bid GICs. Client has option to pay Sperry directly or have the winning GIC provider pay Sperry. Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Solicitation Of IAB Solicitation Other Advice On Selection Brokerage Of MEI Other public private partnerships, advise on loans from US DOT and FRA Y Y Y We advise municipal entities on the issuance of debt. We advise municipal entities and private entities on pubic private partnership obligations. N 0 N N N N N N N N N N N N N James Martling acquired CCO status on 9-22-14 N N N N N N N N N N N N N N N N N N N N N N N N Y N James Watson Martling Principal & CCO 06-15-1994 E Y 136584 James Watson Martling Principal & CCO 06-15-1994 E Y 136584 Terrence Bryant Jenkins Terrence Bryant Jenkins Principal 09-17-2021 N N N N N Y N Y N N N N N N Y N N N N N N