X0404
  
    N-CEN
    
      LIVE
      
        
          0000225635
          XXXXXXXX
        
        811-02688
      
      
        false
        false
        false
      
      N-1A
    
    
      
        
          S000002334
          
            C000038033
          
          
            C000006121
          
          
            C000006118
          
          
            C000100250
          
          
            C000100249
          
        
        
          S000002335
          
            C000006122
          
          
            C000038044
          
          
            C000006125
          
          
            C000038034
          
          
            C000038035
          
          
            C000006124
          
        
        
          S000011867
          
            C000032428
          
          
            C000032427
          
          
            C000199786
          
          
            C000032425
          
        
      
    
  
  
    
    
      BlackRock Municipal Bond Fund, Inc.
      811-02688
      0000225635
      549300RTFZS1V1PV8C63
      100 Bellevue Parkway
      Wilmington
      19809
      US-DE
      US
      800-441-7762
      
        
      
      
        
          State Street Bank and Trust Company
          1 Lincoln Street
          Boston
          
          02111
          617-786-3000
          Records related to its functions as custodian, sub-administrator and accounting agent
        
        
          BlackRock Investments, LLC
          40 East 52nd St
          New York
          
          10022
          609-282-3046
          Records related to its functions as distributor
        
        
          BNY Mellon Investment Servicing (US) Inc.
          301 Bellevue Parkway
          Wilmington
          
          19809
          302-791-1700
          Records related to its functions as transfer agent
        
        
          BlackRock Advisors, LLC
          100 Bellevue Parkway
          Wilmington
          
          19809
          302-797-2000
          Records related to its functions as advisor and administrator
        
      
      N
      N
      
      N-1A
      3
      Y
      
        
          R. Glenn Hubbard
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          John M. Perlowski
          N/A
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Stayce D. Harris
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Michael J. Castellano
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Cynthia L. Egan
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Frank J. Fabozzi
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Karen P. Robards
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Richard E. Cavanagh
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          W. Carl Kester
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          J. Phillip Holloman
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Catherine A. Lynch
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Robert Fairbairn
          004992372
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
      
      
        
          Charles Park
          N/A
          55 East 52nd Street
          New York
          
          10055
          XXXXXX
          N
          
            
          
        
      
      N
      N
      N
      N
      
      N
      
        
        
        
      
      
        
          BlackRock Investments, LLC
          8-48436
          000038642
          54930061FBHCKXL2G714
          
          Y
        
      
      N
      
        
          Deloitte & Touche LLP
          34
          00000000000000000000
          
        
      
      N
      N
      N
      N
      N
      N
      
        
      
    
    
      
        BlackRock National Municipal Fund
        S000002334
        57P6LYFXTWNU9L7GM070
        N
        5
        0
        0
        
          
          
          
          
          
        
        N/A
        N
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Revenue sharing split
          Other
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Bloomberg L.P.
            549300B56MD0ZC402L06
            
            N
          
          
            Refinitiv US Holdings Inc.
            549300NF240HXJO7N016
            
            N
          
          
            IHS Markit Ltd.
            549300HLPTRASHS0E726
            GB
            N
          
          
            ICE Data Services, Inc.
            13-3668779
            Tax ID
            
            N
          
        
        N
        
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            BofA Securities, Inc.
            549300HN4UKV1E2R3U73
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
        
        N
        
          
            Cetera Financial Specialists LLC
            8-27082
            SEC File Number
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC File Number
            
            N
            N
          
          
            MV Securities Group, Inc.
            8-47827
            SEC File Number
            
            N
            N
          
          
            ABD Retirement Services, Inc.
            8-69271
            SEC File Number
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC File Number
            
            N
            N
          
          
            Fidelity Investments Life Insurance Company
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Meridien Financial Group, Inc.
            8-26090
            SEC File Number
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC File Number
            
            N
            N
          
          
            JPMorgan Chase Bank, National Association
            7H6GLXDRUGQFU57RNE97
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC File Number
            
            N
            N
          
          
            PFS Investments Inc.
            8-26486
            SEC File Number
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Voya Investments Distributor, LLC
            549300UXSQ6ZVMSJFH64
            
            N
            N
          
          
            D.H. Hill Securities, LLLP
            8-49475
            SEC File Number
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC File Number
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC File Number
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            8-497
            SEC File Number
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC File Number
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC File Number
            
            N
            N
          
          
            Centennial Securities Company, Inc.
            8-23406
            SEC File Number
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC File Number
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC File Number
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC File Number
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC File Number
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC File Number
            
            N
            N
          
          
            TRG Advisors Inc
            8-50449
            SEC File Number
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            NTB Financial Corporation
            8-21884
            SEC File Number
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC File Number
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC File Number
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC File Number
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC File Number
            
            N
            N
          
          
            Moors & Cabot, Inc.
            254900SDQ5IONENQ7U67
            
            N
            N
          
          
            Hilltop Securities Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Exeter Trust Company
            28-04279
            SEC File Number
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC File Number
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC File Number
            
            N
            N
          
          
            The Lawrence D. Vitez Corporation
            8-48642
            SEC File Number
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC File Number
            
            N
            N
          
          
            Sweney Cartwright & Company
            549300CTOIWXJCKTPS87
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC File Number
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC File Number
            
            N
            N
          
          
            SFA Financial LLC
            8-68156
            SEC File Number
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC File Number
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            5493008UZFTI4G7UQ733
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC File Number
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC File Number
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC File Number
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC File Number
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC File Number
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Boreal Capital Securities, LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            IFP Securities, LLC
            8-70150
            SEC File Number
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC File Number
            
            N
            N
          
          
            Classic, LLC
            8-68981
            SEC File Number
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC File Number
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC File Number
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            L.O. Thomas & Co., Inc.
            8-40875
            SEC File Number
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC File Number
            
            N
            N
          
          
            Securevest Financial Group Inc.
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC File Number
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC File Number
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC File Number
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC File Number
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC File Number
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC File Number
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC File Number
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            R. Seelaus & Co. Inc
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC File Number
            
            N
            N
          
          
            American Trust Company
            5493005EOTYFH88SI914
            
            N
            Y
          
          
            Great-West Financial Retirement Plan Services, LLC
            71-0930784
            Tax ID
            
            N
            Y
          
          
            People's Securities, Inc.
            801-63122
            SEC File Number
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            00000000000000000000
            
            N
            Y
          
          
            Lion Street Financial, LLC
            8-69183
            SEC File Number
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC File Number
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company LLC
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            American Financial Securities, Inc.
            8-53205
            SEC File Number
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC File Number
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC File Number
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Transam Securities, Inc.
            8-37065
            SEC File Number
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC File Number
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-484
            SEC File Number
            
            N
            N
          
          
            McDonald Partners LLC
            8-66985
            SEC File Number
            
            N
            N
          
          
            SECU Brokerage Services, Inc.
            8-37927
            SEC File Number
            
            N
            N
          
          
            Mcnally Financial Services Corporation
            8-65388
            SEC File Number
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Watermark Securities, Inc.
            254900NK1ZHBYG91LX55
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            The GMS Group, L.L.C.
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            PNC Investments LLC
            8-66195
            SEC File Number
            
            N
            N
          
          
            Trade-PMR Group, Inc.
            8-51390
            SEC File Number
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC File Number
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            2549009CIEPO956KXD30
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC File Number
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC File Number
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC File Number
            
            N
            N
          
          
            FSB Premier Wealth Management, Inc.
            8-44865
            SEC File Number
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC File Number
            
            N
            N
          
          
            AssetMark Trust Company
            86-0770473
            Tax ID
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            84-06219
            SEC File Number
            
            N
            Y
          
          
            State Farm VP Management Corp.
            8-50128
            SEC File Number
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Liberty Capital Investment Corp.
            8-42051
            SEC File Number
            
            N
            N
          
          
            Aon UK Holdings Limited
            5493002ME0O127QJJG03
            GB
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Pruco Securities, LLC
            8-16402
            SEC File Number
            
            N
            N
          
          
            Amegy Investments, Inc.
            8-65399
            SEC File Number
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC File Number
            
            N
            N
          
          
            Eagles Coast Capital, LLC
            8-70137
            SEC File Number
            
            N
            N
          
          
            Cantella & Co.,Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC File Number
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC File Number
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            United Planners Financial Services of America, A Limited Partnership
            8-38485
            SEC File Number
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC File Number
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC File Number
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC File Number
            
            N
            N
          
          
            RJJ Pasadena Securities, Inc.
            8-25324
            SEC File Number
            
            N
            N
          
          
            Landaas & Company, LLC
            8-51826
            SEC File Number
            
            N
            N
          
          
            Ascensus Broker Dealer Services, LLC
            8-47312
            SEC File Number
            
            N
            Y
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC File Number
            
            N
            N
          
          
            Caldwell Securities Ltd.
            549300ORF2FMHXODHJ66
            CA
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            PTI Securities & Futures, L.P.
            8-44412
            SEC File Number
            
            N
            N
          
          
            Lockton Investment Securities, LLC
            8-67090
            SEC File Number
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC File Number
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC File Number
            
            N
            N
          
          
            Fintrust Brokerage Services, LLC
            8-49514
            SEC File Number
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC File Number
            
            N
            N
          
          
            Bestvest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC File Number
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            USA Financial Securities Corporation
            8-52342
            SEC File Number
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC File Number
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC File Number
            
            N
            N
          
          
            Lincoln-Douglas Investments, LLC
            8-68728
            SEC File Number
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC File Number
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC File Number
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC File Number
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC File Number
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC File Number
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC File Number
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC File Number
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC File Number
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC File Number
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Trustfirst, Inc.
            8-48509
            SEC File Number
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Saturna Trust Company
            26-3918998
            Tax ID
            
            N
            Y
          
          
            K. W. Chambers & Co.
            8-10533
            SEC File Number
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC File Number
            
            N
            N
          
          
            MMC Securities LLC
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC File Number
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            8-00462
            SEC File Number
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC File Number
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC File Number
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Alight Solutions LLC
            84-01996
            SEC File Number
            
            N
            Y
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC File Number
            
            N
            N
          
          
            B. C. Ziegler and Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC File Number
            
            N
            N
          
          
            Loring Ward Securities Inc.
            8-51381
            SEC File Number
            
            N
            N
          
          
            Arive Capital Markets LLC
            8-43350
            SEC File Number
            
            N
            N
          
          
            Herndon Plant Oakley Ltd.
            8-50912
            SEC File Number
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC File Number
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC File Number
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            SEI Private Trust Company
            28-10625
            SEC File Number
            
            N
            Y
          
          
            First Western Securities, Inc.
            8-37613
            SEC File Number
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC File Number
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC File Number
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            PlanMember Securities Corporation
            8-25065
            SEC File Number
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC File Number
            
            N
            N
          
          
            Benefit Trust Company
            43-1971558
            Tax ID
            
            N
            Y
          
          
            Mid Atlantic Capital Corporation
            8-27663
            SEC File Number
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC File Number
            
            N
            N
          
          
            Feldstein Financial Group, L.L.C.
            8-53388
            SEC File Number
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC File Number
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC File Number
            
            N
            N
          
          
            Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Bolton Global Capital, Inc.
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC File Number
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC File Number
            
            N
            N
          
          
            Robinson And Robinson, Inc.
            8-17109
            SEC File Number
            
            N
            N
          
          
            Bill Few Securities, Inc.
            8-49625
            SEC File Number
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC File Number
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC File Number
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC File Number
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC File Number
            
            N
            N
          
          
            Darwood Associates, Incorporated
            8-16560
            SEC File Number
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC File Number
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC File Number
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC File Number
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC File Number
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC File Number
            
            N
            N
          
          
            Globalink Securities, Inc
            8-44509
            SEC File Number
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC File Number
            
            N
            N
          
          
            Aufhauser Securities, Inc
            8-48786
            SEC File Number
            
            N
            N
          
          
            Arkadios Capital, LLC
            2549004VFYBIASQ1A234
            
            N
            N
          
          
            CUSO Financial Services, L.P.
            8-49711
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC File Number
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC File Number
            
            N
            N
          
          
            NI Advisors, Inc.
            8-66841
            SEC File Number
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC File Number
            
            N
            N
          
          
            Herold & Lantern Investments, Inc.
            254900J6QB9C3UNBJJ49
            
            N
            N
          
          
            Sanders Morris Harris LLC
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC File Number
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC File Number
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC File Number
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC File Number
            
            N
            N
          
          
            Valmark Securities, Inc.
            8-45463
            SEC File Number
            
            N
            N
          
          
            Hornor, Townsend & Kent, LLC
            8-14715
            SEC File Number
            
            N
            N
          
          
            Arete Wealth Management LLC
            8-50854
            SEC File Number
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            254900DD93O7YH65O708
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC File Number
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC File Number
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC File Number
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC File Number
            
            N
            N
          
          
            Mclaughlin Ryder Investments, Inc.
            8-67911
            SEC File Number
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Glen Eagle Wealth LLC
            549300KIBM3JOKOD9P59
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC File Number
            
            N
            N
          
          
            NYLIFE Securities LLC
            8-15517
            SEC File Number
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC File Number
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC File Number
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC File Number
            
            N
            N
          
          
            GW & Wade Asset Management Company, LLC
            8-42013
            SEC File Number
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC File Number
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06XD7BJ4EPXNABVFN69
            
            N
            Y
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Joseph Gunnar & Co., L.L.C.
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Rockefeller Financial LLC
            8-70054
            SEC File Number
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC File Number
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Mid Atlantic Clearing & Settlement Corporation
            8-47758
            SEC File Number
            
            N
            N
          
          
            Northwestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC File Number
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC File Number
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC File Number
            
            N
            N
          
          
            Bley Investment Group, Inc.
            8-42701
            SEC File Number
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC File Number
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC File Number
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC File Number
            
            N
            N
          
          
            National Financial Services LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC File Number
            
            N
            N
          
          
            Berthel Fisher & Company Financial Services, Inc.
            8-29426
            SEC File Number
            
            N
            N
          
          
            The Guardian Insurance & Annuity Company, Inc.
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade Trust Company
            20-0937408
            Tax ID
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC File Number
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC File Number
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC File Number
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC File Number
            
            N
            N
          
          
            Coburn & Meredith, Inc.
            8-02474
            SEC File Number
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC File Number
            
            N
            N
          
          
            BCG Securities, Inc
            8-12680
            SEC File Number
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC File Number
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC File Number
            
            N
            N
          
          
            Essex Securities LLC
            254900RAMRWZOR870Q30
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC File Number
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC File Number
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC File Number
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC File Number
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Loria Financial Group, LLC
            8-52128
            SEC File Number
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC File Number
            
            N
            N
          
          
            Treasure Financial Corp.
            8-48165
            SEC File Number
            
            N
            N
          
          
            MWA Financial Services, Inc.
            8-53255
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC File Number
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            GLP Investment Services, LLC
            8-41868
            SEC File Number
            
            N
            N
          
          
            Maplewood Investments, Inc.
            8-52221
            SEC File Number
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC File Number
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC File Number
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            549300UNHHMAHA7IYO12
            
            N
            N
          
          
            Dorsey & Company Inc.
            8-7541
            SEC File Number
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC File Number
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC File Number
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC File Number
            
            N
            N
          
          
            PNC Bank, National Association (Pittsburgh, PA, US, Branch)
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC File Number
            
            N
            N
          
          
            Lesko Securities, Inc.
            8-26408
            SEC File Number
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC File Number
            
            N
            N
          
          
            The Prudential Insurance Company of America
            X574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC File Number
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC File Number
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC File Number
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            FNBB Capital Markets, L.L.C.
            8-66553
            SEC File Number
            
            N
            N
          
          
            Fiduciary Trust Company International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            Empire Asset Management Company, LLC
            8-67520
            SEC File Number
            
            N
            N
          
          
            Jefferies LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC File Number
            
            N
            N
          
          
            Healthcare Community Securities Corp.
            8-46981
            SEC File Number
            
            N
            N
          
          
            Nestlerode & Loy, Inc
            8-12629
            SEC File Number
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC File Number
            
            N
            N
          
          
            Windmill Group Inc/The
            8-25280
            SEC File Number
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            VBC Securities, L.L.C.
            8-44141
            SEC File Number
            
            N
            N
          
          
            Corecap Investments, LLC
            8-47783
            SEC File Number
            
            N
            N
          
          
            City National Bank
            593C3GZG957YOJPS2Z63
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC File Number
            
            N
            N
          
          
            Supreme Alliance LLC
            8-51046
            SEC File Number
            
            N
            N
          
          
            Newport Group Securities, Inc.
            801-60427
            SEC File Number
            
            N
            Y
          
          
            Pershing LLC
            ZI8Q1A8EI8LQFJNM0D94
            
            N
            Y
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC File Number
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC File Number
            
            N
            N
          
          
            NYLIFE Distributors LLC
            8-46655
            SEC File Number
            
            N
            N
          
          
            Citizens Bank
            38-0421450
            Tax ID
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC File Number
            
            N
            N
          
          
            Herbert J Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC File Number
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC File Number
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC File Number
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC File Number
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC File Number
            
            N
            N
          
          
            Investment Network, Inc
            8-66036
            SEC File Number
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC File Number
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC File Number
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC File Number
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Rnr Securities, L.L.C.
            8-50366
            SEC File Number
            
            N
            N
          
          
            Chapin Davis Inc.
            801-70987
            SEC File Number
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC File Number
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC File Number
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC File Number
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC File Number
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC File Number
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC File Number
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC File Number
            
            N
            N
          
          
            J. D. Seibert & Co., Inc.
            8-23604
            SEC File Number
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC File Number
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC File Number
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC File Number
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC File Number
            
            N
            N
          
          
            StockCross Financial Services, Inc.
            254900E1U348OMY1L886
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC File Number
            
            N
            N
          
          
            The O. N. Equity Sales Company
            8-14161
            SEC File Number
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC File Number
            
            N
            N
          
          
            Midwestern Securities Trading Company, LLC
            8-52074
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            VYVVCKR63DVZZN70PB21
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            254900ULLOEJ3RYQ9S69
            
            N
            N
          
          
            Itau International Securities Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Calamar Financial Group, LLC
            8-69777
            SEC File Number
            
            N
            N
          
          
            Woodstock Financial Group, Inc.
            8-48080
            SEC File Number
            
            N
            N
          
          
            Boenning & Scattergood Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC File Number
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC File Number
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC File Number
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC File Number
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC File Number
            
            N
            N
          
          
            Pershing Advisor Solutions LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Bradesco BAC Florida Investments Corp.
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC File Number
            
            N
            N
          
          
            XP Investments US, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Foresters Equity Services, Inc.
            8-36703
            SEC File Number
            
            N
            N
          
          
            Invex, LLC
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC File Number
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC File Number
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC File Number
            
            N
            N
          
          
            E*TRADE Securities LLC
            549300PJRJFMBCDPWR57
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC File Number
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC File Number
            
            N
            Y
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC File Number
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC File Number
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC File Number
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC File Number
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC File Number
            
            N
            N
          
          
            FMSbonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Ameritas Investment Company, LLC
            549300913B54XKSRM258
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC File Number
            
            N
            N
          
          
            WesBanco Securities, Inc.
            8-50220
            SEC File Number
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC File Number
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC File Number
            
            N
            N
          
          
            Cutter And Company Brokerage, Inc.
            8-39590
            SEC File Number
            
            N
            N
          
          
            GLS & Associates Inc
            8-51808
            SEC File Number
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC File Number
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC File Number
            
            N
            N
          
          
            UBS AG (New York, NY, US, Branch)
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC File Number
            
            N
            N
          
          
            Ameriprise Financial Services, LLC
            8-16791
            SEC File Number
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC File Number
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC File Number
            
            N
            N
          
          
            Voya Financial Advisors, Inc.
            8-13987
            SEC File Number
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC File Number
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC File Number
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC File Number
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC File Number
            
            N
            N
          
          
            UBATCO & Co.
            00000000000000000000
            
            N
            Y
          
          
            Neuberger Berman BD LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Sycamore Financial Group Inc
            8-30302
            SEC File Number
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC File Number
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC File Number
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC File Number
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC File Number
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Rehmann Financial Network, LLC
            8-69134
            SEC File Number
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC File Number
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Lincoln Investment Planning, LLC
            8-14354
            SEC File Number
            
            N
            N
          
          
            Garden State Securities Inc.
            8-25790
            SEC File Number
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            84-1477138
            Tax ID
            
            N
            Y
          
          
            James I. Black & Company
            8-12077
            SEC File Number
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC File Number
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Kingswood Capital Partners LLC
            8-69967
            SEC File Number
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC File Number
            
            N
            N
          
          
            Tradition Securities and Derivatives LLC
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Truist Investment Services, Inc.
            8-35355
            SEC File Number
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC File Number
            
            N
            N
          
          
            Wall Street Access Corporation
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC File Number
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC File Number
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC File Number
            
            N
            N
          
          
            The Logan Group Securities
            8-48995
            SEC File Number
            
            N
            N
          
          
            Vanderbilt Securities, Inc.
            8-16712
            SEC File Number
            
            N
            N
          
          
            CNR Securities LLC
            894500JXD2XN50UHZI74
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC File Number
            
            N
            N
          
          
            Waddell & Reed, Inc.
            8-27030
            SEC File Number
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC File Number
            
            N
            N
          
          
            Money Concepts Capital Corp
            8-29671
            SEC File Number
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC File Number
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC File Number
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC File Number
            
            N
            N
          
          
            Arthur W. Wood Company
            8-3368
            SEC File Number
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC File Number
            
            N
            N
          
          
            Ladenburg Thalmann & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC File Number
            
            N
            N
          
          
            Professional Trading Services Brokerage, LLC
            8-65173
            SEC File Number
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC File Number
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC File Number
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC File Number
            
            N
            N
          
          
            USAA Investment Services Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC File Number
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC File Number
            
            N
            N
          
          
            E*TRADE Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            801-54739
            SEC File Number
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC File Number
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC File Number
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC File Number
            
            N
            N
          
          
            Bancwest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            BBG002ZR1639
            Bloomberg Global ID
            
            N
            Y
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC File Number
            
            N
            Y
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Bolton Securities Corporation
            8-68187
            SEC File Number
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC File Number
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC File Number
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC File Number
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            39-1259164
            Tax ID
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            ACA Prudent Investors Planning Corp.
            8-51899
            SEC File Number
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC File Number
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments, Inc.
            8-46844
            SEC File Number
            
            N
            N
          
          
            North South Capital LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Oriental Financial Services LLC
            8-44516
            SEC File Number
            PR
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC File Number
            
            N
            N
          
          
            Investment Architects, Inc.
            8-35724
            SEC File Number
            
            N
            N
          
          
            DFPG Investments, LLC
            8-68730
            SEC File Number
            
            N
            N
          
          
            Conduent HR Services, LLC
            84-06035
            SEC File Number
            
            N
            Y
          
          
            Horace Mann Investors, Inc.
            254900OFJVU7T8WTK224
            
            N
            N
          
          
            Blakeslee & Blakeslee, Inc.
            8-32071
            SEC File Number
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Davinci Capital Management, Inc.
            8-51580
            SEC File Number
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC File Number
            
            N
            N
          
          
            Vorpahl Wing Securities, Inc.
            8-51823
            SEC File Number
            
            N
            N
          
          
            Signator Investors, Inc.
            8-13995
            SEC File Number
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC File Number
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC File Number
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC File Number
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC File Number
            
            N
            N
          
          
            Harold W. Dance, Inc.
            8-12160
            SEC File Number
            
            N
            N
          
          
            Mid-atlantic Securities, Inc.
            8-36997
            SEC File Number
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC File Number
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC File Number
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC File Number
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC File Number
            
            N
            N
          
          
            ProEquities, Inc.
            8-32590
            SEC File Number
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC File Number
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC File Number
            
            N
            N
          
          
            Security Distributors, LLC
            8-10781
            SEC File Number
            
            N
            N
          
          
            Mutual Trust Company of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Global Brokerage Services Ltd
            8-47763
            SEC File Number
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC File Number
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC File Number
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC File Number
            
            N
            N
          
          
            J. J. B. Hilliard, W. L. Lyons, LLC
            254900HZY78ZQW2G2X35
            
            N
            N
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            N
          
          
            Piper Sandler & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC File Number
            
            N
            N
          
          
            Multiple Financial Services Inc
            8-52017
            SEC File Number
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC File Number
            
            N
            N
          
          
            Omni Financial Securities, Inc.
            8-44034
            SEC File Number
            
            N
            N
          
          
            Rhodes Securities, Inc.
            254900MVXWUYG3F22X71
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC File Number
            
            N
            N
          
          
            JHW Financial Services, Inc.
            8-45304
            SEC File Number
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC File Number
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC File Number
            
            N
            N
          
          
            SA Stone Wealth Management Inc.
            8-36638
            SEC File Number
            
            N
            N
          
          
            SCF Securities Inc
            8-51760
            SEC File Number
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC File Number
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC File Number
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC File Number
            
            N
            N
          
          
            Fifth Third Bank, National Association
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC File Number
            
            N
            N
          
          
            AdCap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Andbanc Brokerage LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Allen C. Ewing & Co.
            8-42393
            SEC File Number
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC File Number
            
            N
            N
          
          
            UnionBanc Investment Services LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC File Number
            DE
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC File Number
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC File Number
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC File Number
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC File Number
            
            N
            N
          
          
            The Garbacz Group Inc
            8-42366
            SEC File Number
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC File Number
            
            N
            N
          
          
            Michigan Securities Inc.
            8-52094
            SEC File Number
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            HighTower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            02-0488491
            Tax ID
            
            N
            N
          
          
            ICMA-RC Services, LLC
            8-40268
            SEC File Number
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC File Number
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC File Number
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC File Number
            
            N
            N
          
          
            Mutual Securities, Inc.
            254900UQFSLK9OUNAC76
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC File Number
            
            N
            N
          
          
            SPIRE Securities, LLC
            8-67635
            SEC File Number
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC File Number
            
            N
            N
          
          
            L.S.Y. Incorporated
            8-17613
            SEC File Number
            
            N
            N
          
          
            Madison Avenue Securities, LLC
            8-40426
            SEC File Number
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            The Vanguard Group, Inc.
            5493002789CX3L0CJP65
            
            N
            Y
          
          
            Harbour Investments, Inc
            8-37373
            SEC File Number
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC File Number
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC File Number
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC File Number
            
            N
            N
          
          
            Quincy Cass Associates
            8-5743
            SEC File Number
            
            N
            N
          
          
            Cabot Lodge Securities LLC
            8-69009
            SEC File Number
            
            N
            N
          
          
            TCAdvisors Network Inc
            8-46909
            SEC File Number
            
            N
            N
          
          
            Raymond James Financial, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC File Number
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC File Number
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            BNP Paribas Securities Corp.
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC File Number
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC File Number
            
            N
            N
          
          
            InSight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC File Number
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            First Asset Financial Inc.
            8-67191
            SEC File Number
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Cetera Investment Services LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC File Number
            
            N
            N
          
          
            World Equity Group, Incorporated
            25490078J1OM7KOXR686
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC File Number
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC File Number
            
            N
            N
          
          
            Founders Financial Securities, LLC
            8-67137
            SEC File Number
            
            N
            N
          
          
            Horace Mann Life Insurance Company
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Feltl and Company, Inc.
            8-18435
            SEC File Number
            
            N
            N
          
          
            Labrunerie Financial Services, Inc.
            8-47830
            SEC File Number
            
            N
            N
          
          
            Etico Partners, LLC
            254900YC5I0IY6GSBI85
            
            N
            N
          
          
            Allegiance Capital, LLC
            8-52978
            SEC File Number
            
            N
            N
          
          
            Buckram Securities Ltd.
            8-65939
            SEC File Number
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            
            N
            Y
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            NEXT Financial Group, Inc.
            8-51356
            SEC File Number
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-5727
            SEC File Number
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC File Number
            
            N
            N
          
          
            Southeast Investments, N.C. Inc.
            8-50127
            SEC File Number
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC File Number
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC File Number
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC File Number
            
            N
            N
          
          
            VectorGlobal WMG Inc.
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC File Number
            
            N
            N
          
          
            COUNTRY Capital Management Company
            8-12645
            SEC File Number
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC File Number
            
            N
            N
          
          
            Ceros Financial Services Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC File Number
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC File Number
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC File Number
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC File Number
            
            N
            N
          
          
            First Southern LLC
            8-69733
            SEC File Number
            PR
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC File Number
            
            N
            N
          
          
            BMO Harris Financial Advisors, Inc.
            8-67064
            SEC File Number
            
            N
            N
          
          
            Sammons institutional Group, Inc.
            BBG00LBNPZL2
            Bloomberg Global ID
            
            N
            Y
          
          
            LifeMark Securities Corp.
            8-33478
            SEC File Number
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC File Number
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC File Number
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC File Number
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC File Number
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC File Number
            
            N
            N
          
          
            CFD Investments, Inc
            8-41727
            SEC File Number
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC File Number
            
            N
            N
          
          
            Crews and Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC File Number
            
            N
            N
          
          
            Invicta Capital LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            CRI Securities, LLC
            8-39877
            SEC File Number
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC File Number
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC File Number
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC File Number
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            GWN Securities, Inc.
            8-66185
            SEC File Number
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC File Number
            
            N
            N
          
          
            Nest Investments BD LLC
            8-70117
            SEC File Number
            
            N
            N
          
          
            M.S. Howells & Co.
            549300ZY1ODMQ4MPJT53
            
            N
            N
          
          
            Genworth Life and Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc.
            8-31206
            SEC File Number
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC File Number
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC File Number
            
            N
            N
          
          
            William Blair & Company, L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Cape Securities, Inc.
            8-20747
            SEC File Number
            
            N
            N
          
          
            HSBC Securities (USA) Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Whitehall-Parker Securities Inc.
            8-27688
            SEC File Number
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC File Number
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC File Number
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC File Number
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-46451
            SEC File Number
            
            N
            N
          
          
            Leigh Baldwin & Co., L.L.C.
            8-48385
            SEC File Number
            
            N
            N
          
          
            Roberts and Ryan Investments Incorporated
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Primerica Shareholder Services, Inc.
            84-01499
            SEC File Number
            
            N
            Y
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC File Number
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC File Number
            
            N
            N
          
          
            Snowden Account Services LLC
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Lombard Securities, Incorporated
            8-43340
            SEC File Number
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC File Number
            
            N
            N
          
          
            National Securities Corporation
            254900QUIGJ7E9W0Y853
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC File Number
            
            N
            N
          
          
            G. A. Repple & Company
            8-35315
            SEC File Number
            
            N
            N
          
          
            Samuel A. Ramirez & Company, Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Buell Securities Corp.
            8-22058
            SEC File Number
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC File Number
            
            N
            N
          
          
            Alight Financial Solutions, LLC
            8-47344
            SEC File Number
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC File Number
            
            N
            N
          
          
            E.E. Powell & Company, Inc.
            8-1893
            SEC File Number
            
            N
            N
          
          
            American National Trust And Investment Management Company
            28-00344
            SEC File Number
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            06-1071596
            Tax ID
            
            N
            N
          
          
            Crescent Securities Group, Inc.
            8-53457
            SEC File Number
            
            N
            N
          
          
            Variable Investment Advisors, Inc
            8-50699
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Bank, National Association
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            
            N
            Y
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC File Number
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC File Number
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC File Number
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC File Number
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC File Number
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC File Number
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC File Number
            
            N
            N
          
          
            Innovation Partners, LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC File Number
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC File Number
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC File Number
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC File Number
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC File Number
            
            N
            Y
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Larson Financial Securities LLC
            8-68456
            SEC File Number
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC File Number
            
            N
            N
          
          
            Morris Group Inc
            35-1546402
            Tax ID
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC File Number
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Gladowsky Capital Management, Corp.
            8-51017
            SEC File Number
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC File Number
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC File Number
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Wiley Bros. - Aintree Capital, LLC
            8-3774
            SEC File Number
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Mercer Hr Services, LLC
            20-1932099
            Tax ID
            
            N
            Y
          
          
            Profinancial, Inc.
            8-32026
            SEC File Number
            
            N
            N
          
          
            American Wealth Management, Inc
            8-41807
            SEC File Number
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC File Number
            
            N
            N
          
        
        Y
        
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            Y
          
          
            BlackRock Advisors, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
        
        N
        
          
            BlackRock Investments, LLC
            8-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BlackRock Execution Services
            8-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            Barclays Capital Inc.
            8-41342
            000019714
            AC28XWWI3WIBK2824319
            
            13500.00000000
          
          
            BofA Securities, Inc.
            8-69787
            000283942
            549300HN4UKV1E2R3U73
            
            152507.82000000
          
          
            Morgan Stanley & Co. LLC
            8-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            56.67000000
          
        
        166064.49000000
        
          
            Barclays Capital Inc.
            8-41342
            000019714
            AC28XWWI3WIBK2824319
            
            726383981.40000000
          
          
            Pershing LLC
            8-17574
            000007560
            ZI8Q1A8EI8LQFJNM0D94
            
            674604005.99000000
          
          
            Morgan Stanley & Co. LLC
            8-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            1697314988.75000000
          
          
            BofA Securities, Inc.
            8-69787
            000283942
            549300HN4UKV1E2R3U73
            
            1556278056.05000000
          
          
            Goldman Sachs & Co. LLC
            8-129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            578508807.27000000
          
          
            Citigroup Global Markets Inc.
            8-8177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            1843583241.70000000
          
          
            BlackRock Liquidity Funds - MuniCash
            N/A
            N/A
            549300RWBJ885673DL84
            
            9774024182.26000000
          
          
            Wells Fargo Securities, LLC
            8-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            674790160.75000000
          
          
            RBC Capital Markets, LLC
            8-45411
            000031194
            549300LCO2FLSSVFFR64
            
            759745606.65000000
          
          
            J.P. Morgan Securities LLC
            8-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            2488569219.82000000
          
        
        22281901171.59000000
        N
        13977599110.12000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Short-Term Municipal Fund
        S000002335
        5493000K3K76K51JDR40
        N
        6
        0
        0
        
          
          
          
          
          
        
        N/A
        N
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Cash collateral reinvestment fee
          Revenue sharing split
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 17a-7 (17 CFR 270.17a-7)
          Rule 22d-1 (17 CFR 270.22d-1)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Refinitiv US Holdings Inc.
            549300NF240HXJO7N016
            
            N
          
          
            Bloomberg L.P.
            549300B56MD0ZC402L06
            
            N
          
          
            ICE Data Services, Inc.
            13-3668779
            Tax ID
            
            N
          
          
            IHS Markit Ltd.
            549300HLPTRASHS0E726
            GB
            N
          
        
        N
        
          
            BofA Securities, Inc.
            549300HN4UKV1E2R3U73
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
        
        N
        
          
            Genworth Life and Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC File Number
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC File Number
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC File Number
            
            N
            N
          
          
            Whitehall-Parker Securities Inc.
            8-27688
            SEC File Number
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC File Number
            
            N
            N
          
          
            Labrunerie Financial Services, Inc.
            8-47830
            SEC File Number
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Mutual Trust Company of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC File Number
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC File Number
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Calamar Financial Group, LLC
            8-69777
            SEC File Number
            
            N
            N
          
          
            Newport Group Securities, Inc.
            801-60427
            SEC File Number
            
            N
            Y
          
          
            Herbert J Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Cetera Investment Services LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            8-00462
            SEC File Number
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC File Number
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC File Number
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC File Number
            
            N
            N
          
          
            Invicta Capital LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC File Number
            
            N
            N
          
          
            Buckram Securities Ltd.
            8-65939
            SEC File Number
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            G. A. Repple & Company
            8-35315
            SEC File Number
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC File Number
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC File Number
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC File Number
            
            N
            N
          
          
            Piper Sandler & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC File Number
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            549300UNHHMAHA7IYO12
            
            N
            N
          
          
            Herold & Lantern Investments, Inc.
            254900J6QB9C3UNBJJ49
            
            N
            N
          
          
            E.E. Powell & Company, Inc.
            8-1893
            SEC File Number
            
            N
            N
          
          
            Signator Investors, Inc.
            8-13995
            SEC File Number
            
            N
            N
          
          
            GW & Wade Asset Management Company, LLC
            8-42013
            SEC File Number
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            06-1071596
            Tax ID
            
            N
            N
          
          
            The GMS Group, L.L.C.
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Allen C. Ewing & Co.
            8-42393
            SEC File Number
            
            N
            N
          
          
            JPMorgan Chase Bank, National Association
            7H6GLXDRUGQFU57RNE97
            
            N
            N
          
          
            HSBC Securities (USA) Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Southeast Investments, N.C. Inc.
            8-50127
            SEC File Number
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            PFS Investments Inc.
            8-26486
            SEC File Number
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC File Number
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC File Number
            
            N
            N
          
          
            GLS & Associates Inc
            8-51808
            SEC File Number
            
            N
            N
          
          
            StockCross Financial Services, Inc.
            254900E1U348OMY1L886
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC File Number
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC File Number
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC File Number
            
            N
            N
          
          
            Healthcare Community Securities Corp.
            8-46981
            SEC File Number
            
            N
            N
          
          
            Maplewood Investments, Inc.
            8-52221
            SEC File Number
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC File Number
            
            N
            N
          
          
            Buell Securities Corp.
            8-22058
            SEC File Number
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC File Number
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC File Number
            
            N
            N
          
          
            Security Distributors, LLC
            8-10781
            SEC File Number
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC File Number
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC File Number
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC File Number
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC File Number
            
            N
            N
          
          
            National Financial Services LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Roberts and Ryan Investments Incorporated
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Mercer Hr Services, LLC
            20-1932099
            Tax ID
            
            N
            Y
          
          
            J. D. Seibert & Co., Inc.
            8-23604
            SEC File Number
            
            N
            N
          
          
            Ameriprise Financial Services, LLC
            8-16791
            SEC File Number
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC File Number
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC File Number
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC File Number
            
            N
            N
          
          
            SFA Financial LLC
            8-68156
            SEC File Number
            
            N
            N
          
          
            ICMA-RC Services, LLC
            8-40268
            SEC File Number
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC File Number
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC File Number
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC File Number
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC File Number
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC File Number
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC File Number
            
            N
            N
          
          
            ProEquities, Inc.
            8-32590
            SEC File Number
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            MMC Securities LLC
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC File Number
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC File Number
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            39-1259164
            Tax ID
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC File Number
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC File Number
            
            N
            N
          
          
            PNC Bank, National Association (Pittsburgh, PA, US, Branch)
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            World Equity Group, Incorporated
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC File Number
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC File Number
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC File Number
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            00000000000000000000
            
            N
            Y
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC File Number
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC File Number
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC File Number
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC File Number
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC File Number
            
            N
            N
          
          
            NYLIFE Securities LLC
            8-15517
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Bank, National Association
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Globalink Securities, Inc
            8-44509
            SEC File Number
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC File Number
            
            N
            N
          
          
            Empire Asset Management Company, LLC
            8-67520
            SEC File Number
            
            N
            N
          
          
            Aufhauser Securities, Inc
            8-48786
            SEC File Number
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC File Number
            
            N
            N
          
          
            FNBB Capital Markets, L.L.C.
            8-66553
            SEC File Number
            
            N
            N
          
          
            Professional Trading Services Brokerage, LLC
            8-65173
            SEC File Number
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC File Number
            
            N
            N
          
          
            IFP Securities, LLC
            8-70150
            SEC File Number
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC File Number
            
            N
            N
          
          
            Glen Eagle Wealth LLC
            549300KIBM3JOKOD9P59
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC File Number
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC File Number
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC File Number
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC File Number
            
            N
            N
          
          
            The O. N. Equity Sales Company
            8-14161
            SEC File Number
            
            N
            N
          
          
            Rehmann Financial Network, LLC
            8-69134
            SEC File Number
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC File Number
            
            N
            N
          
          
            PNC Investments LLC
            8-66195
            SEC File Number
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC File Number
            
            N
            N
          
          
            CRI Securities, LLC
            8-39877
            SEC File Number
            
            N
            N
          
          
            Pershing LLC
            ZI8Q1A8EI8LQFJNM0D94
            
            N
            Y
          
          
            First Southern LLC
            8-69733
            SEC File Number
            PR
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC File Number
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            8-497
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Classic, LLC
            8-68981
            SEC File Number
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC File Number
            
            N
            N
          
          
            Quincy Cass Associates
            8-5743
            SEC File Number
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC File Number
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC File Number
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            BNY Mellon Securities Corporation
            801-54739
            SEC File Number
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            5493008UZFTI4G7UQ733
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC File Number
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC File Number
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC File Number
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC File Number
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC File Number
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC File Number
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            VBC Securities, L.L.C.
            8-44141
            SEC File Number
            
            N
            N
          
          
            Trustfirst, Inc.
            8-48509
            SEC File Number
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC File Number
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC File Number
            
            N
            N
          
          
            Crescent Securities Group, Inc.
            8-53457
            SEC File Number
            
            N
            N
          
          
            Sweney Cartwright & Company
            549300CTOIWXJCKTPS87
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC File Number
            
            N
            N
          
          
            E*TRADE Securities LLC
            549300PJRJFMBCDPWR57
            
            N
            N
          
          
            National Securities Corporation
            254900QUIGJ7E9W0Y853
            
            N
            N
          
          
            Blakeslee & Blakeslee, Inc.
            8-32071
            SEC File Number
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC File Number
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC File Number
            
            N
            N
          
          
            First Asset Financial Inc.
            8-67191
            SEC File Number
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC File Number
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC File Number
            
            N
            N
          
          
            Itau International Securities Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            J. J. B. Hilliard, W. L. Lyons, LLC
            254900HZY78ZQW2G2X35
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC File Number
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC File Number
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Chapin Davis Inc.
            801-70987
            SEC File Number
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC File Number
            
            N
            N
          
          
            Bradesco BAC Florida Investments Corp.
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC File Number
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Profinancial, Inc.
            8-32026
            SEC File Number
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC File Number
            
            N
            N
          
          
            Garden State Securities Inc.
            8-25790
            SEC File Number
            
            N
            N
          
          
            Hilltop Securities Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            MWA Financial Services, Inc.
            8-53255
            SEC File Number
            
            N
            N
          
          
            UBATCO & Co.
            00000000000000000000
            
            N
            Y
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Wiley Bros. - Aintree Capital, LLC
            8-3774
            SEC File Number
            
            N
            N
          
          
            Berthel Fisher & Company Financial Services, Inc.
            8-29426
            SEC File Number
            
            N
            N
          
          
            Mid Atlantic Clearing & Settlement Corporation
            8-47758
            SEC File Number
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC File Number
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC File Number
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC File Number
            
            N
            N
          
          
            XP Investments US, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Caldwell Securities Ltd.
            549300ORF2FMHXODHJ66
            CA
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC File Number
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC File Number
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC File Number
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC File Number
            
            N
            N
          
          
            Lesko Securities, Inc.
            8-26408
            SEC File Number
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC File Number
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC File Number
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC File Number
            
            N
            N
          
          
            JHW Financial Services, Inc.
            8-45304
            SEC File Number
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC File Number
            
            N
            N
          
          
            M.S. Howells & Co.
            549300ZY1ODMQ4MPJT53
            
            N
            N
          
          
            BNP Paribas Securities Corp.
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC File Number
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC File Number
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC File Number
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC File Number
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC File Number
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC File Number
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC File Number
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC File Number
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC File Number
            
            N
            N
          
          
            VectorGlobal WMG Inc.
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Raymond James Financial, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            TRG Advisors Inc
            8-50449
            SEC File Number
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC File Number
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC File Number
            
            N
            N
          
          
            Davinci Capital Management, Inc.
            8-51580
            SEC File Number
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC File Number
            DE
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Conduent HR Services, LLC
            84-06035
            SEC File Number
            
            N
            Y
          
          
            Sammons institutional Group, Inc.
            BBG00LBNPZL2
            Bloomberg Global ID
            
            N
            Y
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC File Number
            
            N
            N
          
          
            Rhodes Securities, Inc.
            254900MVXWUYG3F22X71
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC File Number
            
            N
            N
          
          
            Hornor, Townsend & Kent, LLC
            8-14715
            SEC File Number
            
            N
            N
          
          
            Tradition Securities and Derivatives LLC
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC File Number
            
            N
            N
          
          
            FMSbonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC File Number
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC File Number
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC File Number
            
            N
            N
          
          
            Alight Financial Solutions, LLC
            8-47344
            SEC File Number
            
            N
            N
          
          
            Etico Partners, LLC
            254900YC5I0IY6GSBI85
            
            N
            N
          
          
            Cape Securities, Inc.
            8-20747
            SEC File Number
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC File Number
            
            N
            N
          
          
            Harold W. Dance, Inc.
            8-12160
            SEC File Number
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC File Number
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC File Number
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Horace Mann Life Insurance Company
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC File Number
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC File Number
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC File Number
            
            N
            N
          
          
            SEI Private Trust Company
            28-10625
            SEC File Number
            
            N
            Y
          
          
            Fiduciary Trust Company International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Allegiance Capital, LLC
            8-52978
            SEC File Number
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC File Number
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Foresters Equity Services, Inc.
            8-36703
            SEC File Number
            
            N
            N
          
          
            Bolton Securities Corporation
            8-68187
            SEC File Number
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC File Number
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC File Number
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC File Number
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC File Number
            
            N
            N
          
          
            D.H. Hill Securities, LLLP
            8-49475
            SEC File Number
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC File Number
            
            N
            N
          
          
            Amegy Investments, Inc.
            8-65399
            SEC File Number
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC File Number
            
            N
            N
          
          
            UnionBanc Investment Services LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC File Number
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC File Number
            
            N
            N
          
          
            The Lawrence D. Vitez Corporation
            8-48642
            SEC File Number
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC File Number
            
            N
            N
          
          
            Arkadios Capital, LLC
            2549004VFYBIASQ1A234
            
            N
            N
          
          
            Robinson And Robinson, Inc.
            8-17109
            SEC File Number
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            NYLIFE Distributors LLC
            8-46655
            SEC File Number
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC File Number
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC File Number
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Gladowsky Capital Management, Corp.
            8-51017
            SEC File Number
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Pruco Securities, LLC
            8-16402
            SEC File Number
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC File Number
            
            N
            N
          
          
            NEXT Financial Group, Inc.
            8-51356
            SEC File Number
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC File Number
            
            N
            N
          
          
            GWN Securities, Inc.
            8-66185
            SEC File Number
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            71-0930784
            Tax ID
            
            N
            Y
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC File Number
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            CFD Investments, Inc
            8-41727
            SEC File Number
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            02-0488491
            Tax ID
            
            N
            N
          
          
            Citizens Bank
            38-0421450
            Tax ID
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC File Number
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC File Number
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC File Number
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC File Number
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC File Number
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC File Number
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC File Number
            
            N
            N
          
          
            MV Securities Group, Inc.
            8-47827
            SEC File Number
            
            N
            N
          
          
            Treasure Financial Corp.
            8-48165
            SEC File Number
            
            N
            N
          
          
            Ameritas Investment Company, LLC
            549300913B54XKSRM258
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC File Number
            
            N
            N
          
          
            L.S.Y. Incorporated
            8-17613
            SEC File Number
            
            N
            N
          
          
            Multiple Financial Services Inc
            8-52017
            SEC File Number
            
            N
            N
          
          
            Exeter Trust Company
            28-04279
            SEC File Number
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC File Number
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC File Number
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC File Number
            
            N
            N
          
          
            Bancwest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC File Number
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC File Number
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC File Number
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC File Number
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06XD7BJ4EPXNABVFN69
            
            N
            Y
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Arthur W. Wood Company
            8-3368
            SEC File Number
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-46451
            SEC File Number
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Harbour Investments, Inc
            8-37373
            SEC File Number
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC File Number
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments, Inc.
            8-46844
            SEC File Number
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC File Number
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC File Number
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC File Number
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC File Number
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC File Number
            
            N
            Y
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC File Number
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC File Number
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC File Number
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC File Number
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Saturna Trust Company
            26-3918998
            Tax ID
            
            N
            Y
          
          
            AdCap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC File Number
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC File Number
            
            N
            N
          
          
            Midwestern Securities Trading Company, LLC
            8-52074
            SEC File Number
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC File Number
            
            N
            N
          
          
            Mcnally Financial Services Corporation
            8-65388
            SEC File Number
            
            N
            N
          
          
            Darwood Associates, Incorporated
            8-16560
            SEC File Number
            
            N
            N
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC File Number
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC File Number
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Arive Capital Markets LLC
            8-43350
            SEC File Number
            
            N
            N
          
          
            Fifth Third Bank, National Association
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Neuberger Berman BD LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Pershing Advisor Solutions LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC File Number
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC File Number
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC File Number
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            8-27663
            SEC File Number
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC File Number
            
            N
            N
          
          
            BCG Securities, Inc
            8-12680
            SEC File Number
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC File Number
            
            N
            N
          
          
            GLP Investment Services, LLC
            8-41868
            SEC File Number
            
            N
            N
          
          
            Vorpahl Wing Securities, Inc.
            8-51823
            SEC File Number
            
            N
            N
          
          
            Morris Group Inc
            35-1546402
            Tax ID
            
            N
            N
          
          
            Omni Financial Securities, Inc.
            8-44034
            SEC File Number
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC File Number
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC File Number
            
            N
            N
          
          
            RJJ Pasadena Securities, Inc.
            8-25324
            SEC File Number
            
            N
            N
          
          
            State Farm VP Management Corp.
            8-50128
            SEC File Number
            
            N
            N
          
          
            Cantella & Co.,Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC File Number
            
            N
            N
          
          
            InSight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            R. Seelaus & Co. Inc
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Global Brokerage Services Ltd
            8-47763
            SEC File Number
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            
            N
            Y
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC File Number
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Liberty Capital Investment Corp.
            8-42051
            SEC File Number
            
            N
            N
          
          
            Corecap Investments, LLC
            8-47783
            SEC File Number
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            TD Ameritrade Trust Company
            20-0937408
            Tax ID
            
            N
            N
          
          
            Fidelity Investments Life Insurance Company
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            NI Advisors, Inc.
            8-66841
            SEC File Number
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            SCF Securities Inc
            8-51760
            SEC File Number
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC File Number
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC File Number
            
            N
            N
          
          
            Valmark Securities, Inc.
            8-45463
            SEC File Number
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC File Number
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC File Number
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC File Number
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC File Number
            
            N
            N
          
          
            Supreme Alliance LLC
            8-51046
            SEC File Number
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC File Number
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC File Number
            
            N
            N
          
          
            City National Bank
            593C3GZG957YOJPS2Z63
            
            N
            N
          
          
            Dorsey & Company Inc.
            8-7541
            SEC File Number
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC File Number
            
            N
            N
          
          
            Snowden Account Services LLC
            254900WVSS0BX602UF45
            
            N
            N
          
          
            SECU Brokerage Services, Inc.
            8-37927
            SEC File Number
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC File Number
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC File Number
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC File Number
            
            N
            N
          
          
            AssetMark Trust Company
            86-0770473
            Tax ID
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company LLC
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Securities Research, Inc.
            8-23699
            SEC File Number
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC File Number
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC File Number
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC File Number
            
            N
            N
          
          
            DFPG Investments, LLC
            8-68730
            SEC File Number
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC File Number
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC File Number
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC File Number
            
            N
            N
          
          
            SA Stone Wealth Management Inc.
            8-36638
            SEC File Number
            
            N
            N
          
          
            McDonald Partners LLC
            8-66985
            SEC File Number
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC File Number
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC File Number
            
            N
            N
          
          
            UBS AG (New York, NY, US, Branch)
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC File Number
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC File Number
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Crews and Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Truist Investment Services, Inc.
            8-35355
            SEC File Number
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC File Number
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC File Number
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Coburn & Meredith, Inc.
            8-02474
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC File Number
            
            N
            N
          
          
            Herndon Plant Oakley Ltd.
            8-50912
            SEC File Number
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Trade-PMR Group, Inc.
            8-51390
            SEC File Number
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            VYVVCKR63DVZZN70PB21
            
            N
            N
          
          
            Voya Investments Distributor, LLC
            549300UXSQ6ZVMSJFH64
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC File Number
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC File Number
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC File Number
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC File Number
            
            N
            N
          
          
            TCAdvisors Network Inc
            8-46909
            SEC File Number
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC File Number
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            84-06219
            SEC File Number
            
            N
            Y
          
          
            Investment Architects, Inc.
            8-35724
            SEC File Number
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC File Number
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC File Number
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC File Number
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC File Number
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC File Number
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC File Number
            
            N
            N
          
          
            Lockton Investment Securities, LLC
            8-67090
            SEC File Number
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC File Number
            
            N
            N
          
          
            Eagles Coast Capital, LLC
            8-70137
            SEC File Number
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC File Number
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            HighTower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC File Number
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Michigan Securities Inc.
            8-52094
            SEC File Number
            
            N
            N
          
          
            American Wealth Management, Inc
            8-41807
            SEC File Number
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            254900OFJVU7T8WTK224
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-484
            SEC File Number
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC File Number
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            254900ULLOEJ3RYQ9S69
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            2549009CIEPO956KXD30
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC File Number
            
            N
            N
          
          
            American Trust Company
            5493005EOTYFH88SI914
            
            N
            Y
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC File Number
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC File Number
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC File Number
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC File Number
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC File Number
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC File Number
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC File Number
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC File Number
            
            N
            N
          
          
            Leigh Baldwin & Co., L.L.C.
            8-48385
            SEC File Number
            
            N
            N
          
          
            Primerica Shareholder Services, Inc.
            84-01499
            SEC File Number
            
            N
            Y
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC File Number
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC File Number
            
            N
            N
          
          
            Variable Investment Advisors, Inc
            8-50699
            SEC File Number
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC File Number
            
            N
            N
          
          
            Watermark Securities, Inc.
            254900NK1ZHBYG91LX55
            
            N
            N
          
          
            William Blair & Company, L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC File Number
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC File Number
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC File Number
            
            N
            Y
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC File Number
            
            N
            N
          
          
            Woodstock Financial Group, Inc.
            8-48080
            SEC File Number
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC File Number
            
            N
            N
          
          
            Alight Solutions LLC
            84-01996
            SEC File Number
            
            N
            Y
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC File Number
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC File Number
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC File Number
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Waddell & Reed, Inc.
            8-27030
            SEC File Number
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC File Number
            
            N
            N
          
          
            Cutter And Company Brokerage, Inc.
            8-39590
            SEC File Number
            
            N
            N
          
          
            United Planners Financial Services of America, A Limited Partnership
            8-38485
            SEC File Number
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC File Number
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            254900DD93O7YH65O708
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC File Number
            
            N
            N
          
          
            Andbanc Brokerage LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC File Number
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC File Number
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC File Number
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC File Number
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC File Number
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC File Number
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC File Number
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC File Number
            
            N
            Y
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC File Number
            
            N
            N
          
          
            CUSO Financial Services, L.P.
            8-49711
            SEC File Number
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC File Number
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC File Number
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Mutual Securities, Inc.
            254900UQFSLK9OUNAC76
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC File Number
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC File Number
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC File Number
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC File Number
            
            N
            N
          
          
            Bolton Global Capital, Inc.
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC File Number
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC File Number
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC File Number
            
            N
            N
          
          
            Bill Few Securities, Inc.
            8-49625
            SEC File Number
            
            N
            N
          
          
            Aon UK Holdings Limited
            5493002ME0O127QJJG03
            GB
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC File Number
            
            N
            N
          
          
            PlanMember Securities Corporation
            8-25065
            SEC File Number
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Feldstein Financial Group, L.L.C.
            8-53388
            SEC File Number
            
            N
            N
          
          
            Lombard Securities, Incorporated
            8-43340
            SEC File Number
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC File Number
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC File Number
            
            N
            N
          
          
            Ceros Financial Services Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            The Garbacz Group Inc
            8-42366
            SEC File Number
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC File Number
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC File Number
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC File Number
            
            N
            N
          
          
            Sycamore Financial Group Inc
            8-30302
            SEC File Number
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC File Number
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC File Number
            
            N
            N
          
          
            Lincoln Investment Planning, LLC
            8-14354
            SEC File Number
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC File Number
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC File Number
            
            N
            N
          
          
            Meridien Financial Group, Inc.
            8-26090
            SEC File Number
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            ACA Prudent Investors Planning Corp.
            8-51899
            SEC File Number
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC File Number
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC File Number
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC File Number
            
            N
            N
          
          
            Mid-atlantic Securities, Inc.
            8-36997
            SEC File Number
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC File Number
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC File Number
            
            N
            N
          
          
            Benefit Trust Company
            43-1971558
            Tax ID
            
            N
            Y
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Ascensus Broker Dealer Services, LLC
            8-47312
            SEC File Number
            
            N
            Y
          
          
            Centennial Securities Company, Inc.
            8-23406
            SEC File Number
            
            N
            N
          
          
            Madison Avenue Securities, LLC
            8-40426
            SEC File Number
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC File Number
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC File Number
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC File Number
            
            N
            N
          
          
            Voya Financial Advisors, Inc.
            8-13987
            SEC File Number
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Investshares, Inc
            8-68365
            SEC File Number
            
            N
            N
          
          
            E*TRADE Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Moors & Cabot, Inc.
            254900SDQ5IONENQ7U67
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC File Number
            
            N
            N
          
          
            The Guardian Insurance & Annuity Company, Inc.
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC File Number
            
            N
            N
          
          
            The Logan Group Securities
            8-48995
            SEC File Number
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC File Number
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC File Number
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC File Number
            
            N
            N
          
          
            Rockefeller Financial LLC
            8-70054
            SEC File Number
            
            N
            N
          
          
            Northwestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Ladenburg Thalmann & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC File Number
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC File Number
            
            N
            N
          
          
            Oriental Financial Services LLC
            8-44516
            SEC File Number
            PR
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC File Number
            
            N
            N
          
          
            CNR Securities LLC
            894500JXD2XN50UHZI74
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Kingswood Capital Partners LLC
            8-69967
            SEC File Number
            
            N
            N
          
          
            Essex Securities LLC
            254900RAMRWZOR870Q30
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-5727
            SEC File Number
            
            N
            N
          
          
            Securevest Financial Group Inc.
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC File Number
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC File Number
            
            N
            N
          
          
            Rnr Securities, L.L.C.
            8-50366
            SEC File Number
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC File Number
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC File Number
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            BBG002ZR1639
            Bloomberg Global ID
            
            N
            Y
          
          
            APW Capital, Inc.
            8-50433
            SEC File Number
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC File Number
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            The Prudential Insurance Company of America
            X574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC File Number
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC File Number
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC File Number
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC File Number
            
            N
            N
          
          
            North South Capital LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Bestvest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Investment Network, Inc
            8-66036
            SEC File Number
            
            N
            N
          
          
            Cabot Lodge Securities LLC
            8-69009
            SEC File Number
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC File Number
            
            N
            N
          
          
            Arete Wealth Management LLC
            8-50854
            SEC File Number
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC File Number
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC File Number
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC File Number
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC File Number
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC File Number
            
            N
            N
          
          
            Lincoln-Douglas Investments, LLC
            8-68728
            SEC File Number
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            FSB Premier Wealth Management, Inc.
            8-44865
            SEC File Number
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC File Number
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC File Number
            
            N
            N
          
          
            Mclaughlin Ryder Investments, Inc.
            8-67911
            SEC File Number
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            WesBanco Securities, Inc.
            8-50220
            SEC File Number
            
            N
            N
          
          
            American National Trust And Investment Management Company
            28-00344
            SEC File Number
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC File Number
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC File Number
            
            N
            N
          
          
            Landaas & Company, LLC
            8-51826
            SEC File Number
            
            N
            N
          
          
            Boreal Capital Securities, LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Nest Investments BD LLC
            8-70117
            SEC File Number
            
            N
            N
          
          
            PTI Securities & Futures, L.P.
            8-44412
            SEC File Number
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC File Number
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC File Number
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC File Number
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC File Number
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            B. Riley Wealth Management Holdings, Inc.
            8-31206
            SEC File Number
            
            N
            N
          
          
            K. W. Chambers & Co.
            8-10533
            SEC File Number
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC File Number
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC File Number
            
            N
            N
          
          
            Loring Ward Securities Inc.
            8-51381
            SEC File Number
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC File Number
            
            N
            N
          
          
            Jefferies LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Founders Financial Securities, LLC
            8-67137
            SEC File Number
            
            N
            N
          
          
            BMO Harris Financial Advisors, Inc.
            8-67064
            SEC File Number
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            84-1477138
            Tax ID
            
            N
            Y
          
          
            Grant Williams L.P.
            8-51249
            SEC File Number
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC File Number
            
            N
            N
          
          
            Bley Investment Group, Inc.
            8-42701
            SEC File Number
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC File Number
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            
            N
            Y
          
          
            Jacques Financial, LLC
            8-52675
            SEC File Number
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC File Number
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC File Number
            
            N
            N
          
          
            Invex, LLC
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC File Number
            
            N
            N
          
          
            Feltl and Company, Inc.
            8-18435
            SEC File Number
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC File Number
            
            N
            N
          
          
            Nestlerode & Loy, Inc
            8-12629
            SEC File Number
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC File Number
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC File Number
            
            N
            N
          
          
            The Vanguard Group, Inc.
            5493002789CX3L0CJP65
            
            N
            Y
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC File Number
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC File Number
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC File Number
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC File Number
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC File Number
            
            N
            N
          
          
            Windmill Group Inc/The
            8-25280
            SEC File Number
            
            N
            N
          
          
            Transam Securities, Inc.
            8-37065
            SEC File Number
            
            N
            N
          
          
            Sanders Morris Harris LLC
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            B. C. Ziegler and Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC File Number
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC File Number
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC File Number
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Wall Street Access Corporation
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            L.O. Thomas & Co., Inc.
            8-40875
            SEC File Number
            
            N
            N
          
          
            Larson Financial Securities LLC
            8-68456
            SEC File Number
            
            N
            N
          
          
            COUNTRY Capital Management Company
            8-12645
            SEC File Number
            
            N
            N
          
          
            Boenning & Scattergood Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC File Number
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            SPIRE Securities, LLC
            8-67635
            SEC File Number
            
            N
            N
          
          
            ABD Retirement Services, Inc.
            8-69271
            SEC File Number
            
            N
            N
          
          
            Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            FMN Capital Corporation
            8-48082
            SEC File Number
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC File Number
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC File Number
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC File Number
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            People's Securities, Inc.
            801-63122
            SEC File Number
            
            N
            N
          
          
            Vanderbilt Securities, Inc.
            8-16712
            SEC File Number
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC File Number
            
            N
            N
          
          
            Fintrust Brokerage Services, LLC
            8-49514
            SEC File Number
            
            N
            N
          
          
            USAA Investment Services Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC File Number
            
            N
            N
          
          
            Money Concepts Capital Corp
            8-29671
            SEC File Number
            
            N
            N
          
          
            Samuel A. Ramirez & Company, Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC File Number
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC File Number
            
            N
            N
          
          
            Joseph Gunnar & Co., L.L.C.
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC File Number
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC File Number
            
            N
            N
          
          
            Innovation Partners, LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC File Number
            
            N
            N
          
        
        Y
        
          
            BlackRock Advisors, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            Y
          
        
        N
        
          
            BlackRock Execution Services
            8-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BlackRock Investments, LLC
            8-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        0.00000000
        
          
            Pershing LLC
            8-17574
            000007560
            ZI8Q1A8EI8LQFJNM0D94
            
            55215664.63000000
          
          
            Goldman Sachs & Co. LLC
            8-129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            87671958.90000000
          
          
            BlackRock Liquidity Funds - MuniCash
            N/A
            N/A
            549300RWBJ885673DL84
            
            859338219.59000000
          
          
            Citigroup Global Markets Inc.
            8-8177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            36219506.55000000
          
          
            J.P. Morgan Securities LLC
            8-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            120344830.40000000
          
          
            BofA Securities, Inc.
            8-69787
            000283942
            549300HN4UKV1E2R3U73
            
            81798722.75000000
          
          
            National Financial Services LLC
            8-26740
            000013041
            549300JRHF1MHHWUAW04
            
            78924145.35000000
          
          
            Wells Fargo Securities, LLC
            8-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            59203296.90000000
          
          
            Morgan Stanley & Co. LLC
            8-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            33579732.50000000
          
          
            Jefferies LLC
            8-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            47605930.80000000
          
        
        1534095591.82000000
        N
        752106760.88307692
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock High Yield Municipal Fund
        S000011867
        8O2L3S5MUE5JM8BCFT24
        N
        4
        0
        0
        
          
          
          
          
        
        N/A
        N
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Cash collateral reinvestment fee
          Revenue sharing split
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            IHS Markit Ltd.
            549300HLPTRASHS0E726
            GB
            N
          
          
            Bloomberg L.P.
            549300B56MD0ZC402L06
            
            N
          
          
            Refinitiv US Holdings Inc.
            549300NF240HXJO7N016
            
            N
          
          
            ICE Data Services, Inc.
            13-3668779
            Tax ID
            
            N
          
        
        N
        
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            BofA Securities, Inc.
            549300HN4UKV1E2R3U73
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
        
        N
        
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC File Number
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC File Number
            
            N
            N
          
          
            Wiley Bros. - Aintree Capital, LLC
            8-3774
            SEC File Number
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC File Number
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC File Number
            
            N
            Y
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC File Number
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC File Number
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            02-0488491
            Tax ID
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC File Number
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC File Number
            
            N
            N
          
          
            The O. N. Equity Sales Company
            8-14161
            SEC File Number
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC File Number
            
            N
            N
          
          
            InSight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Southeast Investments, N.C. Inc.
            8-50127
            SEC File Number
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC File Number
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC File Number
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC File Number
            
            N
            N
          
          
            Kingswood Capital Partners LLC
            8-69967
            SEC File Number
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC File Number
            
            N
            N
          
          
            CRI Securities, LLC
            8-39877
            SEC File Number
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC File Number
            
            N
            N
          
          
            Exeter Trust Company
            28-04279
            SEC File Number
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC File Number
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC File Number
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC File Number
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC File Number
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC File Number
            
            N
            N
          
          
            VectorGlobal WMG Inc.
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC File Number
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC File Number
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC File Number
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC File Number
            
            N
            N
          
          
            MMC Securities LLC
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC File Number
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC File Number
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Eagles Coast Capital, LLC
            8-70137
            SEC File Number
            
            N
            N
          
          
            Securevest Financial Group Inc.
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Liberty Capital Investment Corp.
            8-42051
            SEC File Number
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC File Number
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            PNC Bank, National Association (Pittsburgh, PA, US, Branch)
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC File Number
            
            N
            N
          
          
            Ladenburg Thalmann & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Woodstock Financial Group, Inc.
            8-48080
            SEC File Number
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC File Number
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC File Number
            
            N
            N
          
          
            Fiduciary Trust Company International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Darwood Associates, Incorporated
            8-16560
            SEC File Number
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC File Number
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC File Number
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC File Number
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC File Number
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC File Number
            DE
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            71-0930784
            Tax ID
            
            N
            Y
          
          
            Camden Financial Services
            8-37303
            SEC File Number
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC File Number
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            TFS Securities, Inc.
            8-38377
            SEC File Number
            
            N
            N
          
          
            Garden State Securities Inc.
            8-25790
            SEC File Number
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC File Number
            
            N
            N
          
          
            Classic, LLC
            8-68981
            SEC File Number
            
            N
            N
          
          
            Vorpahl Wing Securities, Inc.
            8-51823
            SEC File Number
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC File Number
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC File Number
            
            N
            N
          
          
            J. J. B. Hilliard, W. L. Lyons, LLC
            254900HZY78ZQW2G2X35
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC File Number
            
            N
            N
          
          
            Joseph Gunnar & Co., L.L.C.
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC File Number
            
            N
            N
          
          
            Treasure Financial Corp.
            8-48165
            SEC File Number
            
            N
            N
          
          
            Globalink Securities, Inc
            8-44509
            SEC File Number
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC File Number
            
            N
            N
          
          
            HighTower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Crescent Securities Group, Inc.
            8-53457
            SEC File Number
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC File Number
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC File Number
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC File Number
            
            N
            N
          
          
            Snowden Account Services LLC
            254900WVSS0BX602UF45
            
            N
            N
          
          
            State Farm VP Management Corp.
            8-50128
            SEC File Number
            
            N
            N
          
          
            Vanderbilt Securities, Inc.
            8-16712
            SEC File Number
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC File Number
            
            N
            N
          
          
            Tradition Securities and Derivatives LLC
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Lincoln Investment Planning, LLC
            8-14354
            SEC File Number
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC File Number
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC File Number
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC File Number
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC File Number
            
            N
            N
          
          
            Trustfirst, Inc.
            8-48509
            SEC File Number
            
            N
            N
          
          
            Arete Wealth Management LLC
            8-50854
            SEC File Number
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC File Number
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC File Number
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC File Number
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC File Number
            
            N
            N
          
          
            Trade-PMR Group, Inc.
            8-51390
            SEC File Number
            
            N
            N
          
          
            UBS AG (New York, NY, US, Branch)
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Cutter And Company Brokerage, Inc.
            8-39590
            SEC File Number
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            801-54739
            SEC File Number
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            
            N
            Y
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC File Number
            
            N
            N
          
          
            PTI Securities & Futures, L.P.
            8-44412
            SEC File Number
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC File Number
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Mutual Trust Company of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC File Number
            
            N
            N
          
          
            Mutual Securities, Inc.
            254900UQFSLK9OUNAC76
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC File Number
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Feldstein Financial Group, L.L.C.
            8-53388
            SEC File Number
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC File Number
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC File Number
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC File Number
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC File Number
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC File Number
            
            N
            N
          
          
            SA Stone Wealth Management Inc.
            8-36638
            SEC File Number
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC File Number
            
            N
            N
          
          
            Piper Sandler & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC File Number
            
            N
            N
          
          
            Morris Group Inc
            35-1546402
            Tax ID
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC File Number
            
            N
            N
          
          
            First Asset Financial Inc.
            8-67191
            SEC File Number
            
            N
            N
          
          
            Essex Securities LLC
            254900RAMRWZOR870Q30
            
            N
            N
          
          
            Founders Financial Securities, LLC
            8-67137
            SEC File Number
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC File Number
            
            N
            N
          
          
            AdCap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Sanders Morris Harris LLC
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC File Number
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC File Number
            
            N
            N
          
          
            AssetMark Trust Company
            86-0770473
            Tax ID
            
            N
            N
          
          
            SECU Brokerage Services, Inc.
            8-37927
            SEC File Number
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC File Number
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC File Number
            
            N
            N
          
          
            BCG Securities, Inc
            8-12680
            SEC File Number
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC File Number
            
            N
            N
          
          
            Harold W. Dance, Inc.
            8-12160
            SEC File Number
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC File Number
            
            N
            N
          
          
            Itau International Securities Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Conduent HR Services, LLC
            84-06035
            SEC File Number
            
            N
            Y
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC File Number
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC File Number
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC File Number
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC File Number
            
            N
            N
          
          
            Genworth Life and Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC File Number
            
            N
            N
          
          
            Raymond James Financial, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            K. W. Chambers & Co.
            8-10533
            SEC File Number
            
            N
            N
          
          
            Saturna Trust Company
            26-3918998
            Tax ID
            
            N
            Y
          
          
            The Tavenner Company
            8-41206
            SEC File Number
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC File Number
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC File Number
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC File Number
            
            N
            Y
          
          
            Professional Trading Services Brokerage, LLC
            8-65173
            SEC File Number
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC File Number
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC File Number
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC File Number
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Centennial Securities Company, Inc.
            8-23406
            SEC File Number
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC File Number
            
            N
            N
          
          
            J. D. Seibert & Co., Inc.
            8-23604
            SEC File Number
            
            N
            N
          
          
            Foresters Equity Services, Inc.
            8-36703
            SEC File Number
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Wall Street Access Corporation
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            ABD Retirement Services, Inc.
            8-69271
            SEC File Number
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC File Number
            
            N
            N
          
          
            WesBanco Securities, Inc.
            8-50220
            SEC File Number
            
            N
            N
          
          
            Multiple Financial Services Inc
            8-52017
            SEC File Number
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC File Number
            
            N
            N
          
          
            Voya Financial Advisors, Inc.
            8-13987
            SEC File Number
            
            N
            N
          
          
            Feltl and Company, Inc.
            8-18435
            SEC File Number
            
            N
            N
          
          
            Crews and Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            CFD Investments, Inc
            8-41727
            SEC File Number
            
            N
            N
          
          
            GWN Securities, Inc.
            8-66185
            SEC File Number
            
            N
            N
          
          
            IFP Securities, LLC
            8-70150
            SEC File Number
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC File Number
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC File Number
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC File Number
            
            N
            N
          
          
            Caldwell Securities Ltd.
            549300ORF2FMHXODHJ66
            CA
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            StockCross Financial Services, Inc.
            254900E1U348OMY1L886
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC File Number
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC File Number
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC File Number
            
            N
            N
          
          
            Leigh Baldwin & Co., L.L.C.
            8-48385
            SEC File Number
            
            N
            N
          
          
            Investment Architects, Inc.
            8-35724
            SEC File Number
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Variable Investment Advisors, Inc
            8-50699
            SEC File Number
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Michigan Securities Inc.
            8-52094
            SEC File Number
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC File Number
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC File Number
            
            N
            N
          
          
            Truist Investment Services, Inc.
            8-35355
            SEC File Number
            
            N
            N
          
          
            ACA Prudent Investors Planning Corp.
            8-51899
            SEC File Number
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC File Number
            
            N
            N
          
          
            Arkadios Capital, LLC
            2549004VFYBIASQ1A234
            
            N
            N
          
          
            PNC Investments LLC
            8-66195
            SEC File Number
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC File Number
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC File Number
            
            N
            N
          
          
            National Securities Corporation
            254900QUIGJ7E9W0Y853
            
            N
            N
          
          
            Herbert J Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC File Number
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            BBG002ZR1639
            Bloomberg Global ID
            
            N
            Y
          
          
            Alight Solutions LLC
            84-01996
            SEC File Number
            
            N
            Y
          
          
            UBATCO & Co.
            00000000000000000000
            
            N
            Y
          
          
            Invicta Capital LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Valmark Securities, Inc.
            8-45463
            SEC File Number
            
            N
            N
          
          
            Andbanc Brokerage LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC File Number
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC File Number
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC File Number
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC File Number
            
            N
            N
          
          
            The Logan Group Securities
            8-48995
            SEC File Number
            
            N
            N
          
          
            BMO Harris Financial Advisors, Inc.
            8-67064
            SEC File Number
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC File Number
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC File Number
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Arive Capital Markets LLC
            8-43350
            SEC File Number
            
            N
            N
          
          
            Boreal Capital Securities, LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC File Number
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC File Number
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC File Number
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC File Number
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC File Number
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC File Number
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Ascensus Broker Dealer Services, LLC
            8-47312
            SEC File Number
            
            N
            Y
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC File Number
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC File Number
            
            N
            N
          
          
            Madison Avenue Securities, LLC
            8-40426
            SEC File Number
            
            N
            N
          
          
            Ameritas Investment Company, LLC
            549300913B54XKSRM258
            
            N
            N
          
          
            Nest Investments BD LLC
            8-70117
            SEC File Number
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC File Number
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC File Number
            
            N
            N
          
          
            Loring Ward Securities Inc.
            8-51381
            SEC File Number
            
            N
            N
          
          
            Bolton Securities Corporation
            8-68187
            SEC File Number
            
            N
            N
          
          
            Newport Group Securities, Inc.
            801-60427
            SEC File Number
            
            N
            Y
          
          
            Callaway Financial Services, Inc.
            549300UNHHMAHA7IYO12
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC File Number
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC File Number
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC File Number
            
            N
            N
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC File Number
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Lincoln-Douglas Investments, LLC
            8-68728
            SEC File Number
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            39-1259164
            Tax ID
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC File Number
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            254900ULLOEJ3RYQ9S69
            
            N
            N
          
          
            Oriental Financial Services LLC
            8-44516
            SEC File Number
            PR
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC File Number
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC File Number
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC File Number
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC File Number
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC File Number
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC File Number
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC File Number
            
            N
            N
          
          
            Davinci Capital Management, Inc.
            8-51580
            SEC File Number
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC File Number
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC File Number
            
            N
            N
          
          
            Supreme Alliance LLC
            8-51046
            SEC File Number
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC File Number
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            254900DD93O7YH65O708
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC File Number
            
            N
            N
          
          
            HSBC Securities (USA) Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC File Number
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC File Number
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC File Number
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC File Number
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC File Number
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC File Number
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC File Number
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC File Number
            
            N
            N
          
          
            GLS & Associates Inc
            8-51808
            SEC File Number
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC File Number
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC File Number
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC File Number
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC File Number
            
            N
            N
          
          
            BNP Paribas Securities Corp.
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Boenning & Scattergood Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC File Number
            
            N
            N
          
          
            Ceros Financial Services Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC File Number
            
            N
            N
          
          
            Windmill Group Inc/The
            8-25280
            SEC File Number
            
            N
            N
          
          
            PlanMember Securities Corporation
            8-25065
            SEC File Number
            
            N
            N
          
          
            R. Seelaus & Co. Inc
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC File Number
            
            N
            N
          
          
            Jefferies LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC File Number
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC File Number
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC File Number
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC File Number
            
            N
            N
          
          
            M.S. Howells & Co.
            549300ZY1ODMQ4MPJT53
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC File Number
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC File Number
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC File Number
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC File Number
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC File Number
            
            N
            N
          
          
            National Financial Services LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Midland Securities, Ltd.
            8-40685
            SEC File Number
            
            N
            N
          
          
            MV Securities Group, Inc.
            8-47827
            SEC File Number
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC File Number
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC File Number
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC File Number
            
            N
            N
          
          
            Horace Mann Life Insurance Company
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Bill Few Securities, Inc.
            8-49625
            SEC File Number
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC File Number
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC File Number
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC File Number
            
            N
            N
          
          
            Primerica Shareholder Services, Inc.
            84-01499
            SEC File Number
            
            N
            Y
          
          
            CNR Securities LLC
            894500JXD2XN50UHZI74
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC File Number
            
            N
            N
          
          
            United Planners Financial Services of America, A Limited Partnership
            8-38485
            SEC File Number
            
            N
            N
          
          
            People's Securities, Inc.
            801-63122
            SEC File Number
            
            N
            N
          
          
            Nestlerode & Loy, Inc
            8-12629
            SEC File Number
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC File Number
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC File Number
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC File Number
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            PFS Investments Inc.
            8-26486
            SEC File Number
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC File Number
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC File Number
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC File Number
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC File Number
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC File Number
            
            N
            N
          
          
            NYLIFE Securities LLC
            8-15517
            SEC File Number
            
            N
            N
          
          
            Bancwest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            American National Trust And Investment Management Company
            28-00344
            SEC File Number
            
            N
            N
          
          
            Hilltop Securities Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Lesko Securities, Inc.
            8-26408
            SEC File Number
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC File Number
            
            N
            N
          
          
            SCF Securities Inc
            8-51760
            SEC File Number
            
            N
            N
          
          
            Waddell & Reed, Inc.
            8-27030
            SEC File Number
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC File Number
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            The Prudential Insurance Company of America
            X574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Security Distributors, LLC
            8-10781
            SEC File Number
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC File Number
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC File Number
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC File Number
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Corecap Investments, LLC
            8-47783
            SEC File Number
            
            N
            N
          
          
            COUNTRY Capital Management Company
            8-12645
            SEC File Number
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC File Number
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC File Number
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC File Number
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC File Number
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            8-497
            SEC File Number
            
            N
            N
          
          
            Fidelity Investments Life Insurance Company
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Harbour Investments, Inc
            8-37373
            SEC File Number
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC File Number
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            RJJ Pasadena Securities, Inc.
            8-25324
            SEC File Number
            
            N
            N
          
          
            Neuberger Berman BD LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC File Number
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC File Number
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC File Number
            
            N
            N
          
          
            Lockton Investment Securities, LLC
            8-67090
            SEC File Number
            
            N
            N
          
          
            ICMA-RC Services, LLC
            8-40268
            SEC File Number
            
            N
            N
          
          
            Amegy Investments, Inc.
            8-65399
            SEC File Number
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC File Number
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC File Number
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC File Number
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC File Number
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Allen C. Ewing & Co.
            8-42393
            SEC File Number
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC File Number
            
            N
            N
          
          
            Hornor, Townsend & Kent, LLC
            8-14715
            SEC File Number
            
            N
            N
          
          
            William Blair & Company, L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC File Number
            
            N
            N
          
          
            City National Bank
            593C3GZG957YOJPS2Z63
            
            N
            N
          
          
            FSB Premier Wealth Management, Inc.
            8-44865
            SEC File Number
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC File Number
            
            N
            N
          
          
            Roberts and Ryan Investments Incorporated
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC File Number
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC File Number
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC File Number
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC File Number
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC File Number
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC File Number
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Money Concepts Capital Corp
            8-29671
            SEC File Number
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06XD7BJ4EPXNABVFN69
            
            N
            Y
          
          
            Bolton Global Capital, Inc.
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-46451
            SEC File Number
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC File Number
            
            N
            N
          
          
            Berthel Fisher & Company Financial Services, Inc.
            8-29426
            SEC File Number
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC File Number
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC File Number
            
            N
            N
          
          
            DFPG Investments, LLC
            8-68730
            SEC File Number
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC File Number
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC File Number
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC File Number
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC File Number
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC File Number
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC File Number
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC File Number
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC File Number
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Amuni Financial, Inc
            8-25338
            SEC File Number
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC File Number
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC File Number
            
            N
            N
          
          
            Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC File Number
            
            N
            N
          
          
            Watermark Securities, Inc.
            254900NK1ZHBYG91LX55
            
            N
            N
          
          
            Benefit Trust Company
            43-1971558
            Tax ID
            
            N
            Y
          
          
            Blakeslee & Blakeslee, Inc.
            8-32071
            SEC File Number
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC File Number
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC File Number
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC File Number
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC File Number
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC File Number
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC File Number
            
            N
            N
          
          
            Mid-atlantic Securities, Inc.
            8-36997
            SEC File Number
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC File Number
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC File Number
            
            N
            N
          
          
            Arthur W. Wood Company
            8-3368
            SEC File Number
            
            N
            N
          
          
            Labrunerie Financial Services, Inc.
            8-47830
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC File Number
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            VYVVCKR63DVZZN70PB21
            
            N
            N
          
          
            Cabot Lodge Securities LLC
            8-69009
            SEC File Number
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC File Number
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC File Number
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments, Inc.
            8-46844
            SEC File Number
            
            N
            N
          
          
            TCAdvisors Network Inc
            8-46909
            SEC File Number
            
            N
            N
          
          
            Ameriprise Financial Services, LLC
            8-16791
            SEC File Number
            
            N
            N
          
          
            Rehmann Financial Network, LLC
            8-69134
            SEC File Number
            
            N
            N
          
          
            American Trust Company
            5493005EOTYFH88SI914
            
            N
            Y
          
          
            Jacques Financial, LLC
            8-52675
            SEC File Number
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            8-00462
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade Trust Company
            20-0937408
            Tax ID
            
            N
            N
          
          
            Voya Investments Distributor, LLC
            549300UXSQ6ZVMSJFH64
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC File Number
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC File Number
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Glen Eagle Wealth LLC
            549300KIBM3JOKOD9P59
            
            N
            N
          
          
            Global Brokerage Services Ltd
            8-47763
            SEC File Number
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC File Number
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC File Number
            
            N
            N
          
          
            G. A. Repple & Company
            8-35315
            SEC File Number
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC File Number
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            First Southern LLC
            8-69733
            SEC File Number
            PR
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC File Number
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC File Number
            
            N
            N
          
          
            Robinson And Robinson, Inc.
            8-17109
            SEC File Number
            
            N
            N
          
          
            NI Advisors, Inc.
            8-66841
            SEC File Number
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC File Number
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Investment Network, Inc
            8-66036
            SEC File Number
            
            N
            N
          
          
            Allegiance Capital, LLC
            8-52978
            SEC File Number
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC File Number
            
            N
            N
          
          
            B. C. Ziegler and Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC File Number
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC File Number
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC File Number
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC File Number
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC File Number
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc.
            8-31206
            SEC File Number
            
            N
            N
          
          
            Bley Investment Group, Inc.
            8-42701
            SEC File Number
            
            N
            N
          
          
            Whitehall-Parker Securities Inc.
            8-27688
            SEC File Number
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC File Number
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC File Number
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC File Number
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC File Number
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            06-1071596
            Tax ID
            
            N
            N
          
          
            Aon UK Holdings Limited
            5493002ME0O127QJJG03
            GB
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC File Number
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC File Number
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC File Number
            
            N
            N
          
          
            North South Capital LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Calamar Financial Group, LLC
            8-69777
            SEC File Number
            
            N
            N
          
          
            JPMorgan Chase Bank, National Association
            7H6GLXDRUGQFU57RNE97
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC File Number
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC File Number
            
            N
            N
          
          
            SPIRE Securities, LLC
            8-67635
            SEC File Number
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC File Number
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC File Number
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC File Number
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Samuel A. Ramirez & Company, Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            SEI Private Trust Company
            28-10625
            SEC File Number
            
            N
            Y
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC File Number
            
            N
            N
          
          
            Sycamore Financial Group Inc
            8-30302
            SEC File Number
            
            N
            N
          
          
            Dorsey & Company Inc.
            8-7541
            SEC File Number
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC File Number
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC File Number
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC File Number
            
            N
            N
          
          
            Signator Investors, Inc.
            8-13995
            SEC File Number
            
            N
            N
          
          
            NYLIFE Distributors LLC
            8-46655
            SEC File Number
            
            N
            N
          
          
            Invex, LLC
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC File Number
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            
            N
            Y
          
          
            Mercer Hr Services, LLC
            20-1932099
            Tax ID
            
            N
            Y
          
          
            Chapin Davis Inc.
            801-70987
            SEC File Number
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            NEXT Financial Group, Inc.
            8-51356
            SEC File Number
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            00000000000000000000
            
            N
            Y
          
          
            Empire Asset Management Company, LLC
            8-67520
            SEC File Number
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            5493008UZFTI4G7UQ733
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC File Number
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC File Number
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC File Number
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Sweney Cartwright & Company
            549300CTOIWXJCKTPS87
            
            N
            N
          
          
            Bradesco BAC Florida Investments Corp.
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC File Number
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC File Number
            
            N
            N
          
          
            FMSbonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Midwestern Securities Trading Company, LLC
            8-52074
            SEC File Number
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC File Number
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC File Number
            
            N
            N
          
          
            Quincy Cass Associates
            8-5743
            SEC File Number
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC File Number
            
            N
            N
          
          
            Larson Financial Securities LLC
            8-68456
            SEC File Number
            
            N
            N
          
          
            Gladowsky Capital Management, Corp.
            8-51017
            SEC File Number
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company LLC
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Lombard Securities, Incorporated
            8-43340
            SEC File Number
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC File Number
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC File Number
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-484
            SEC File Number
            
            N
            N
          
          
            E*TRADE Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC File Number
            
            N
            N
          
          
            Buell Securities Corp.
            8-22058
            SEC File Number
            
            N
            N
          
          
            Cape Securities, Inc.
            8-20747
            SEC File Number
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC File Number
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC File Number
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC File Number
            
            N
            N
          
          
            Omni Financial Securities, Inc.
            8-44034
            SEC File Number
            
            N
            N
          
          
            Buckram Securities Ltd.
            8-65939
            SEC File Number
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC File Number
            
            N
            Y
          
          
            Mcnally Financial Services Corporation
            8-65388
            SEC File Number
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC File Number
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC File Number
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC File Number
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC File Number
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            JHW Financial Services, Inc.
            8-45304
            SEC File Number
            
            N
            N
          
          
            Innovation Partners, LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Rockefeller Financial LLC
            8-70054
            SEC File Number
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            GLP Investment Services, LLC
            8-41868
            SEC File Number
            
            N
            N
          
          
            USAA Investment Services Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            E.E. Powell & Company, Inc.
            8-1893
            SEC File Number
            
            N
            N
          
          
            Pershing LLC
            ZI8Q1A8EI8LQFJNM0D94
            
            N
            Y
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC File Number
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC File Number
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC File Number
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC File Number
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Moors & Cabot, Inc.
            254900SDQ5IONENQ7U67
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Cantella & Co.,Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Rhodes Securities, Inc.
            254900MVXWUYG3F22X71
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC File Number
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC File Number
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC File Number
            
            N
            N
          
          
            The Vanguard Group, Inc.
            5493002789CX3L0CJP65
            
            N
            Y
          
          
            Horace Mann Investors, Inc.
            254900OFJVU7T8WTK224
            
            N
            N
          
          
            Mid Atlantic Clearing & Settlement Corporation
            8-47758
            SEC File Number
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC File Number
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC File Number
            
            N
            N
          
          
            VBC Securities, L.L.C.
            8-44141
            SEC File Number
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC File Number
            
            N
            N
          
          
            GW & Wade Asset Management Company, LLC
            8-42013
            SEC File Number
            
            N
            N
          
          
            CUSO Financial Services, L.P.
            8-49711
            SEC File Number
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Landaas & Company, LLC
            8-51826
            SEC File Number
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC File Number
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC File Number
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            8-27663
            SEC File Number
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Healthcare Community Securities Corp.
            8-46981
            SEC File Number
            
            N
            N
          
          
            E*TRADE Securities LLC
            549300PJRJFMBCDPWR57
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC File Number
            
            N
            N
          
          
            Etico Partners, LLC
            254900YC5I0IY6GSBI85
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC File Number
            
            N
            N
          
          
            Bestvest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC File Number
            
            N
            N
          
          
            Coburn & Meredith, Inc.
            8-02474
            SEC File Number
            
            N
            N
          
          
            American Wealth Management, Inc
            8-41807
            SEC File Number
            
            N
            N
          
          
            TRG Advisors Inc
            8-50449
            SEC File Number
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC File Number
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC File Number
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC File Number
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC File Number
            
            N
            N
          
          
            The Guardian Insurance & Annuity Company, Inc.
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Herold & Lantern Investments, Inc.
            254900J6QB9C3UNBJJ49
            
            N
            N
          
          
            UnionBanc Investment Services LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Sammons institutional Group, Inc.
            BBG00LBNPZL2
            Bloomberg Global ID
            
            N
            Y
          
          
            Mclaughlin Ryder Investments, Inc.
            8-67911
            SEC File Number
            
            N
            N
          
          
            Maplewood Investments, Inc.
            8-52221
            SEC File Number
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC File Number
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            2549009CIEPO956KXD30
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC File Number
            
            N
            N
          
          
            The Garbacz Group Inc
            8-42366
            SEC File Number
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC File Number
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            MWA Financial Services, Inc.
            8-53255
            SEC File Number
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC File Number
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            XP Investments US, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Meridien Financial Group, Inc.
            8-26090
            SEC File Number
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Fifth Third Bank, National Association
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Citizens Bank
            38-0421450
            Tax ID
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC File Number
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-5727
            SEC File Number
            
            N
            N
          
          
            L.O. Thomas & Co., Inc.
            8-40875
            SEC File Number
            
            N
            N
          
          
            McDonald Partners LLC
            8-66985
            SEC File Number
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            84-06219
            SEC File Number
            
            N
            Y
          
          
            Access Investments, Inc.
            8-49750
            SEC File Number
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC File Number
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC File Number
            
            N
            N
          
          
            Cetera Investment Services LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            World Equity Group, Incorporated
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Fintrust Brokerage Services, LLC
            8-49514
            SEC File Number
            
            N
            N
          
          
            L.S.Y. Incorporated
            8-17613
            SEC File Number
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC File Number
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC File Number
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC File Number
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC File Number
            
            N
            N
          
          
            Pruco Securities, LLC
            8-16402
            SEC File Number
            
            N
            N
          
          
            Northwestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC File Number
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC File Number
            
            N
            N
          
          
            Aufhauser Securities, Inc
            8-48786
            SEC File Number
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC File Number
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC File Number
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC File Number
            
            N
            N
          
          
            Transam Securities, Inc.
            8-37065
            SEC File Number
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC File Number
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC File Number
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC File Number
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC File Number
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC File Number
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC File Number
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC File Number
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC File Number
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            D.M. Kelly & Company
            8-48398
            SEC File Number
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC File Number
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC File Number
            
            N
            N
          
          
            The GMS Group, L.L.C.
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            The Lawrence D. Vitez Corporation
            8-48642
            SEC File Number
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC File Number
            
            N
            N
          
          
            Rnr Securities, L.L.C.
            8-50366
            SEC File Number
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            ProEquities, Inc.
            8-32590
            SEC File Number
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC File Number
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC File Number
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC File Number
            
            N
            N
          
          
            Herndon Plant Oakley Ltd.
            8-50912
            SEC File Number
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC File Number
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC File Number
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC File Number
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC File Number
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC File Number
            
            N
            N
          
          
            FNBB Capital Markets, L.L.C.
            8-66553
            SEC File Number
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC File Number
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            84-1477138
            Tax ID
            
            N
            Y
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC File Number
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Santander Securities LLC
            8-49571
            SEC File Number
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC File Number
            
            N
            N
          
          
            SFA Financial LLC
            8-68156
            SEC File Number
            
            N
            N
          
          
            D.H. Hill Securities, LLLP
            8-49475
            SEC File Number
            
            N
            N
          
          
            Pershing Advisor Solutions LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Wells Fargo Bank, National Association
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC File Number
            
            N
            N
          
          
            Alight Financial Solutions, LLC
            8-47344
            SEC File Number
            
            N
            N
          
        
        Y
        
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            Y
          
          
            BlackRock Advisors, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
        
        N
        
          
            BlackRock Investments, LLC
            8-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BlackRock Execution Services
            8-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            BofA Securities, Inc.
            8-69787
            000283942
            549300HN4UKV1E2R3U73
            
            5131.76000000
          
        
        5131.76000000
        
          
            Wells Fargo Securities, LLC
            8-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            32779054.15000000
          
          
            J.P. Morgan Securities LLC
            8-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            173977445.45000000
          
          
            Citigroup Global Markets Inc.
            8-8177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            209484033.48000000
          
          
            Morgan Stanley & Co. LLC
            8-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            68882554.90000000
          
          
            RBC Capital Markets, LLC
            8-45411
            000031194
            549300LCO2FLSSVFFR64
            
            49156721.10000000
          
          
            Goldman Sachs & Co. LLC
            8-129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            88501109.10000000
          
          
            Pershing LLC
            8-17574
            000007560
            ZI8Q1A8EI8LQFJNM0D94
            
            176542197.55000000
          
          
            BlackRock Liquidity Funds - MuniCash
            N/A
            N/A
            549300RWBJ885673DL84
            
            1687179164.33000000
          
          
            BofA Securities, Inc.
            8-69787
            000283942
            549300HN4UKV1E2R3U73
            
            140867451.25000000
          
          
            Barclays Capital Inc.
            8-41342
            000019714
            AC28XWWI3WIBK2824319
            
            68998200.55000000
          
        
        2902504231.45000000
        N
        1598232139.11846153
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
    
    
      true
    
    
  




(null)
REPORT OF INDEPENDENT REGISTERED PUBLIC 
ACCOUNTING FIRM 

To the Shareholders of BlackRock High Yield Municipal 
Fund, BlackRock National Municipal Fund, BlackRock 
Short-Term Municipal Fund, and BlackRock New York 
Municipal Opportunities Fund and the Board of 
Directors/Trustees of BlackRock Municipal Bond Fund, 
Inc. and BlackRock Multi-State Municipal Series Trust:

In planning and performing our audits of the financial 
statements of BlackRock High Yield Municipal Fund, 
BlackRock National Municipal Fund, and BlackRock Short-
Term Municipal Fund of BlackRock Municipal Bond Fund, 
Inc. and BlackRock New York Municipal Opportunities Fund 
of BlackRock Multi-State Municipal Series Trust (the 
"Funds"), as of and for the year ended June 30, 2021, in 
accordance with the standards of the Public Company 
Accounting Oversight Board (United States) (PCAOB), we 
considered the Funds' internal control over financial reporting, 
including controls over safeguarding securities, as a basis for 
designing our auditing procedures for the purpose of 
expressing our opinion on financial statements and to comply 
with the requirements of Form N-CEN, but not for the purpose 
of expressing an opinion on the effectiveness of the Funds' 
internal control over financial reporting. Accordingly, we 
express no such opinion. 

The management of the Funds is responsible for establishing 
and maintaining effective internal control over financial 
reporting. In fulfilling this responsibility, estimates and 
judgments by management are required to assess the expected 
benefits and related costs of controls. A company's internal 
control over financial reporting is a process designed to 
provide reasonable assurance regarding the reliability of 
financial reporting and the preparation of financial statements 
for external purposes in accordance with generally accepted 
accounting principles. A company's internal control over 
financial reporting includes those policies and procedures that 
(1) pertain to the maintenance of records that, in reasonable 
detail, accurately and fairly reflect the transactions and 
dispositions of the assets of the company; (2) provide 
reasonable assurance that transactions are recorded as 
necessary to permit preparation of financial statements in 
accordance with generally accepted accounting principles, and 
that receipts and expenditures of the company are being made 
only in accordance with authorizations of management and 
directors of the company; and (3) provide reasonable 
assurance regarding prevention or timely detection of 
unauthorized acquisition, use, or disposition of a company's 
assets that could have a material effect on the financial 
statements. 

Because of its inherent limitations, internal control over 
financial reporting may not prevent or detect misstatements. 
Also, projections of any evaluation of effectiveness to future 
periods are subject to the risk that controls may become 
inadequate because of changes in conditions or that the degree 
of compliance with the policies or procedures may deteriorate. 
A deficiency in internal control over financial reporting exists 
when the design or operation of a control does not allow 
management or employees, in the normal course of 
performing their assigned functions, to prevent or detect 
misstatements on a timely basis. A material weakness is a 
deficiency, or a combination of deficiencies, in internal 
control over financial reporting, such that there is a reasonable 
possibility that a material misstatement of the company's 
annual or interim financial statements will not be prevented or 
detected on a timely basis. 

Our consideration of the Funds' internal control over financial 
reporting was for the limited purpose described in the first 
paragraph and would not necessarily disclose all deficiencies 
in internal control that might be material weaknesses under 
standards established by the PCAOB. However, we noted no 
deficiencies in the Funds' internal control over financial 
reporting and its operation, including controls for safeguarding 
securities, that we consider to be a material weakness, as 
defined above, as of June 30, 2021.
 
This report is intended solely for the information and use of 
management and the Board of Directors/Trustees of the Funds 
and the Securities and Exchange Commission and is not 
intended to be and should not be used by anyone other than 
these specified parties. 

/s/Deloitte & Touche LLP 
Boston, Massachusetts 
August 20, 2021