X0404
N-CEN
LIVE
0000225635
XXXXXXXX
811-02688
false
false
false
N-1A
S000002334
C000038033
C000006121
C000006118
C000100250
C000100249
S000002335
C000006122
C000038044
C000006125
C000038034
C000038035
C000006124
S000011867
C000032428
C000032427
C000199786
C000032425
BlackRock Municipal Bond Fund, Inc.
811-02688
0000225635
549300RTFZS1V1PV8C63
100 Bellevue Parkway
Wilmington
19809
US-DE
US
800-441-7762
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Records related to its functions as custodian, sub-administrator and accounting agent
BlackRock Investments, LLC
40 East 52nd St
New York
10022
609-282-3046
Records related to its functions as distributor
BNY Mellon Investment Servicing (US) Inc.
301 Bellevue Parkway
Wilmington
19809
302-791-1700
Records related to its functions as transfer agent
BlackRock Advisors, LLC
100 Bellevue Parkway
Wilmington
19809
302-797-2000
Records related to its functions as advisor and administrator
N
N
N-1A
3
Y
R. Glenn Hubbard
N/A
N
John M. Perlowski
N/A
Y
Stayce D. Harris
N/A
N
Michael J. Castellano
N/A
N
Cynthia L. Egan
N/A
N
Frank J. Fabozzi
N/A
N
Karen P. Robards
N/A
N
Richard E. Cavanagh
N/A
N
W. Carl Kester
N/A
N
J. Phillip Holloman
N/A
N
Catherine A. Lynch
N/A
N
Robert Fairbairn
004992372
Y
Charles Park
N/A
55 East 52nd Street
New York
10055
XXXXXX
N
N
N
N
N
N
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
Y
N
Deloitte & Touche LLP
34
00000000000000000000
N
N
N
N
N
N
BlackRock National Municipal Fund
S000002334
57P6LYFXTWNU9L7GM070
N
5
0
0
N/A
N
N
Y
N
BlackRock Investment Management, LLC
5493006MRTEZZ4S4CQ20
Y
N
Revenue sharing split
Other
Cash collateral reinvestment fee
Rebates paid to borrowers
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
BlackRock Advisors, LLC
801-47710
000106614
5493001LN9MRM6A35J74
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Morgan Stanley & Co. LLC
9R7GPTSO7KV3UQJZQ078
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
BofA Securities, Inc.
549300HN4UKV1E2R3U73
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Barclays Capital Inc.
AC28XWWI3WIBK2824319
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Credit Suisse Securities (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Goldman Sachs & Co. LLC
FOR8UP27PHTHYVLBNG30
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
N
Cetera Financial Specialists LLC
8-27082
SEC File Number
N
N
Securities America, Inc.
8-26602
SEC File Number
N
N
MV Securities Group, Inc.
8-47827
SEC File Number
N
N
ABD Retirement Services, Inc.
8-69271
SEC File Number
N
N
The Leaders Group, Inc.
8-47639
SEC File Number
N
N
Fidelity Investments Life Insurance Company
54930024AKTQGTIV1P93
N
N
Meridien Financial Group, Inc.
8-26090
SEC File Number
N
N
Northwest Investment Advisors, Inc.
8-65282
SEC File Number
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
N
N
First Financial Securities of America, Inc.
8-29565
SEC File Number
N
N
PFS Investments Inc.
8-26486
SEC File Number
N
N
Bankers Life Securities, Inc.
549300YBBLCDP5GDSH97
N
N
Voya Investments Distributor, LLC
549300UXSQ6ZVMSJFH64
N
N
D.H. Hill Securities, LLLP
8-49475
SEC File Number
N
N
Avisen Securities, Inc.
8-65833
SEC File Number
N
N
Santander Securities LLC
8-49571
SEC File Number
N
N
Robert W. Baird & Co. Incorporated
8-497
SEC File Number
N
N
Emerson Equity LLC
8-66296
SEC File Number
N
N
GWFS Equities, Inc.
8-33854
SEC File Number
N
N
Centennial Securities Company, Inc.
8-23406
SEC File Number
N
N
Girard Investment Services, LLC
8-14145
SEC File Number
N
N
First Citizens Investor Services, Inc.
8-50696
SEC File Number
N
N
World Capital Brokerage, Inc.
8-06805
SEC File Number
N
N
Rothschild Investment Corporation
8-16429
SEC File Number
N
N
T.R. Winston & Company, LLC
8-27519
SEC File Number
N
N
TRG Advisors Inc
8-50449
SEC File Number
N
N
Standard Insurance Company
549300KVA8DBYKHPXO21
N
Y
NTB Financial Corporation
8-21884
SEC File Number
N
N
Cetera Advisors LLC
8-26892
SEC File Number
N
N
Capital Investment Brokerage, Inc.
8-49118
SEC File Number
N
N
Pyramid Funds Corporation
8-12769
SEC File Number
N
N
Capital Portfolio Management, Inc.
8-44225
SEC File Number
N
N
Moors & Cabot, Inc.
254900SDQ5IONENQ7U67
N
N
Hilltop Securities Inc.
549300IXU82PMU6XZT45
N
N
First Republic Securities Company, LLC
5493000IMDFZDQYB2Q11
N
N
Exeter Trust Company
28-04279
SEC File Number
N
N
Corinthian Partners, L.L.C.
8-48461
SEC File Number
N
N
Triad Advisors, Inc.
8-42007
SEC File Number
N
N
The Lawrence D. Vitez Corporation
8-48642
SEC File Number
N
N
Fairport Capital, Inc.
8-32162
SEC File Number
N
N
Sweney Cartwright & Company
549300CTOIWXJCKTPS87
N
N
Center Street Securities, Inc.
8-42786
SEC File Number
N
N
Silver Oak Securities, Incorporated
8-51601
SEC File Number
N
N
SFA Financial LLC
8-68156
SEC File Number
N
N
Securities Research, Inc.
8-23699
SEC File Number
N
N
BOK Financial Securities, Inc.
5493008UZFTI4G7UQ733
N
N
Century Securities Associates, Inc.
8-43514
SEC File Number
N
N
Symphonic Securities LLC
8-67220
SEC File Number
N
N
Calton & Associates, Inc.
254900TDJ7LH64ZKRY86
N
N
Hanson McClain Retirement Network, LP
8-52250
SEC File Number
N
N
Sovereign Legacy Securities, Inc.
8-00621
SEC File Number
N
N
Landolt Securities, Inc.
254900B2XEQ2HZGN7K90
N
N
DWS Distributors, Inc.
5299007T18XBURKJ1V64
N
N
Alliant Securities, Inc. Turner, Nord, Kienbaum
8-23305
SEC File Number
N
N
ACP Securities, LLC
254900GHLAGD9J81O211
N
N
Boreal Capital Securities, LLC
549300NMHK6HTSKCG696
N
N
IFP Securities, LLC
8-70150
SEC File Number
N
N
Cardinal Investments, Inc.
8-47493
SEC File Number
N
N
Classic, LLC
8-68981
SEC File Number
N
N
Nationwide Financial Services, Inc.
5493001H7AZNDS6BKJ36
N
Y
Bruderman Brothers, LLC
8-51974
SEC File Number
N
N
Independent Brokerage Solutions LLC
8-68549
SEC File Number
N
N
Colliers Securities LLC
549300OD1C69R64IVC38
N
N
L.O. Thomas & Co., Inc.
8-40875
SEC File Number
N
N
Capitol Securities Management, Inc.
8-30353
SEC File Number
N
N
Securevest Financial Group Inc.
254900LG3HPQV4J0WH27
N
N
BTG Pactual US Capital, LLC
549300EUEDL5GKQW8U35
N
N
Brighton Securities Corp.
8-14599
SEC File Number
N
N
Regions Bank
EQTWLK1G7ODGC2MGLV11
N
N
Pensionmark Securities, LLC
8-69773
SEC File Number
N
N
Lincoln Financial Distributors, Inc.
8-13431
SEC File Number
N
N
Commerce Brokerage Services, Inc.
8-35096
SEC File Number
N
N
Aventura Securities, LLC
8-67458
SEC File Number
N
N
Worth Financial Group Inc.
8-29827
SEC File Number
N
N
Woodbury Financial Services, Inc.
8-13846
SEC File Number
N
N
Highlander Capital Group, Inc.
8-37169
SEC File Number
N
N
Fidelity Brokerage Services LLC
549300OQFQ4NFIOD5695
N
Y
R. Seelaus & Co. Inc
2138004J7AJDLCOJYA06
N
N
Amuni Financial, Inc
8-25338
SEC File Number
N
N
American Trust Company
5493005EOTYFH88SI914
N
Y
Great-West Financial Retirement Plan Services, LLC
71-0930784
Tax ID
N
Y
People's Securities, Inc.
801-63122
SEC File Number
N
N
New England Pension Plan Systems, LLC
00000000000000000000
N
Y
Lion Street Financial, LLC
8-69183
SEC File Number
N
N
AqGen Ascensus, Inc.
549300K5MHNFPEU2RK82
N
Y
Nations Financial Group, Inc.
8-50588
SEC File Number
N
N
Fidelity Investments Institutional Operations Company LLC
549300XVSM8LN3LQOK63
N
Y
American Financial Securities, Inc.
8-53205
SEC File Number
N
N
Nationwide Securities, LLC
8-12500
SEC File Number
N
N
Synovus Securities, Inc.
254900CM2K7N1E0JF171
N
N
Coldstream Securities, Inc.
8-51549
SEC File Number
N
N
American Capital Partners, LLC
254900I8NH46ZJJ4Z956
N
N
Transam Securities, Inc.
8-37065
SEC File Number
N
N
The Tavenner Company
8-41206
SEC File Number
N
N
Wintrust Investments, LLC
8-484
SEC File Number
N
N
McDonald Partners LLC
8-66985
SEC File Number
N
N
SECU Brokerage Services, Inc.
8-37927
SEC File Number
N
N
Mcnally Financial Services Corporation
8-65388
SEC File Number
N
N
Vision Financial Markets LLC
549300J0X8HK9GUADL55
N
N
Watermark Securities, Inc.
254900NK1ZHBYG91LX55
N
N
Morgan Stanley & Co. LLC
9R7GPTSO7KV3UQJZQ078
N
N
The GMS Group, L.L.C.
254900OXZT27TA5CGU56
N
N
Davenport & Company LLC
254900GN2SAXJGLMS075
N
N
PNC Investments LLC
8-66195
SEC File Number
N
N
Trade-PMR Group, Inc.
8-51390
SEC File Number
N
N
D.M. Kelly & Company
8-48398
SEC File Number
N
N
Prospera Financial Services, Inc.
2549009CIEPO956KXD30
N
N
Gill Capital Partners, LLC
8-30563
SEC File Number
N
N
First Honolulu Securities, Inc.
8-23919
SEC File Number
N
N
Mack Investment Securities, Inc.
8-35536
SEC File Number
N
N
FSB Premier Wealth Management, Inc.
8-44865
SEC File Number
N
N
Farmers Financial Solutions, LLC
8-52361
SEC File Number
N
N
AssetMark Trust Company
86-0770473
Tax ID
N
N
Safra Securities LLC
E51AOUORNWWT747CBW71
N
N
T. Rowe Price Retirement Plan Services, Inc.
84-06219
SEC File Number
N
Y
State Farm VP Management Corp.
8-50128
SEC File Number
N
N
International Assets Advisory, LLC
254900ARMOHQNS987S09
N
N
Liberty Capital Investment Corp.
8-42051
SEC File Number
N
N
Aon UK Holdings Limited
5493002ME0O127QJJG03
GB
N
N
NBC Securities, Inc.
254900GIP7RJQGHH5S19
N
N
Stifel, Nicolaus & Company, Incorporated
5WUVMA08EYG4KEUPW589
N
Y
Pruco Securities, LLC
8-16402
SEC File Number
N
N
Amegy Investments, Inc.
8-65399
SEC File Number
N
N
Akar Capital Management, Inc.
8-28026
SEC File Number
N
N
Eagles Coast Capital, LLC
8-70137
SEC File Number
N
N
Cantella & Co.,Inc.
254900Z33Q34HCFGHO19
N
N
Talcott Resolution Life Insurance Company
8CE7JPU9IU72L3PPD756
N
Y
Thurston, Springer, Miller, Herd & Titak, Inc.
8-25452
SEC File Number
N
N
Anovest Financial Services, Inc.
8-66742
SEC File Number
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
United Planners Financial Services of America, A Limited Partnership
8-38485
SEC File Number
N
N
Register Financial Associates, Inc.
8-45012
SEC File Number
N
N
American Independent Securities Group, LLC
8-66905
SEC File Number
N
N
CGIS Securities LLC
254900GOI7SHVRZ5BG90
N
N
Thoroughbred Financial Services, LLC
8-51944
SEC File Number
N
N
RJJ Pasadena Securities, Inc.
8-25324
SEC File Number
N
N
Landaas & Company, LLC
8-51826
SEC File Number
N
N
Ascensus Broker Dealer Services, LLC
8-47312
SEC File Number
N
Y
Coordinated Capital Securities, Inc.
8-31173
SEC File Number
N
N
Caldwell Securities Ltd.
549300ORF2FMHXODHJ66
CA
N
N
Wells Fargo Clearing Services, LLC
88KRVSOEKUGQZJ3DKW55
N
Y
PTI Securities & Futures, L.P.
8-44412
SEC File Number
N
N
Lockton Investment Securities, LLC
8-67090
SEC File Number
N
N
Westco Investment Corp.
8-38452
SEC File Number
N
N
Halliday Financial, LLC
8-45529
SEC File Number
N
N
Fintrust Brokerage Services, LLC
8-49514
SEC File Number
N
N
S.L. Reed & Company
8-49178
SEC File Number
N
N
Bestvest Investments, Ltd.
254900SL6FW130BMS922
N
N
Westport Resources Investment Services, Inc.
8-40904
SEC File Number
N
N
Reliance Trust Company
549300NV8FSQRNOUQO50
N
Y
USA Financial Securities Corporation
8-52342
SEC File Number
N
N
Veritas Independent Partners, LLC
8-69363
SEC File Number
N
N
Grant Williams L.P.
8-51249
SEC File Number
N
N
Lincoln-Douglas Investments, LLC
8-68728
SEC File Number
N
N
IDB Capital Corp.
254900SH3QL0IL3S9R34
N
N
TD Ameritrade, Inc.
CWQYQU0TV2NLMLZKNB44
N
Y
Concorde Investment Services, LLC
8-68388
SEC File Number
N
N
John Hancock Trust Company LLC
549300W205WZCFZS6R51
N
Y
Hancock Whitney Investment Services, Inc.
8-49106
SEC File Number
N
N
Cary Street Partners LLC
8-66085
SEC File Number
N
N
Investshares, Inc
8-68365
SEC File Number
N
N
Morgan Stanley Smith Barney LLC
7PDDXEMZ0ZV0CEDU4D16
N
N
Wescom Financial Services, LLC
8-66189
SEC File Number
N
N
Bankoh Investment Services, Inc.
8-44201
SEC File Number
N
N
Nationwide Planning Associates Inc.
8-45310
SEC File Number
N
N
Sunset Financial Services, Inc.
8-14148
SEC File Number
N
N
PNC Capital Markets LLC
7OGNSSLOQJ8U3B9Y5F18
N
N
Oberweis Securities, Inc.
5493008EZH6DO1631P71
N
N
TimeCapital Securities Corporation
8-18248
SEC File Number
N
N
The Huntington Investment Company
5493004MEJ6IU9SR1R78
N
N
Trustfirst, Inc.
8-48509
SEC File Number
N
N
UBS Financial Services Inc.
ETYRV6ORNFJB5NONI676
N
N
Saturna Trust Company
26-3918998
Tax ID
N
Y
K. W. Chambers & Co.
8-10533
SEC File Number
N
N
The Investment Center, Inc.
8-35826
SEC File Number
N
N
MMC Securities LLC
2549001ZA93O65N2ZM60
N
N
Tocqueville Securities L.P.
8-42223
SEC File Number
N
N
Janney Montgomery Scott LLC
8-00462
SEC File Number
N
N
Beaconsfield Financial Services, Inc.
8-30993
SEC File Number
N
N
Weston Securities Corporation
8-32664
SEC File Number
N
N
Sanctuary Securities, Inc.
2549007WBAL2Z578XQ34
N
N
Alight Solutions LLC
84-01996
SEC File Number
N
Y
LPL Financial LLC
5493005NM7F0H1N3EQ39
N
Y
Investors Brokerage of Texas, Ltd.
8-28644
SEC File Number
N
N
B. C. Ziegler and Company
549300NLEOFP92P38Q71
N
N
MSEC, LLC
8-68627
SEC File Number
N
N
Loring Ward Securities Inc.
8-51381
SEC File Number
N
N
Arive Capital Markets LLC
8-43350
SEC File Number
N
N
Herndon Plant Oakley Ltd.
8-50912
SEC File Number
N
N
Apex Clearing Corporation
5493000418CITRF5BO80
N
N
Devenir, LLC
8-65837
SEC File Number
N
N
Avondale Partners, LLC
254900799PKXEPTDRJ40
N
N
Fieldpoint Private Securities, LLC
8-37105
SEC File Number
N
N
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
N
Y
SEI Private Trust Company
28-10625
SEC File Number
N
Y
First Western Securities, Inc.
8-37613
SEC File Number
N
N
FMN Capital Corporation
8-48082
SEC File Number
N
N
American Century Investment Services, Inc.
8-35220
SEC File Number
N
N
Genworth Life Insurance Company of New York
E5VAS7I8GX5B0SDBX010
N
Y
PlanMember Securities Corporation
8-25065
SEC File Number
N
N
Gradient Securities, LLC
8-66032
SEC File Number
N
N
Benefit Trust Company
43-1971558
Tax ID
N
Y
Mid Atlantic Capital Corporation
8-27663
SEC File Number
N
N
Ustocktrade Securities, Inc.
8-33132
SEC File Number
N
N
Feldstein Financial Group, L.L.C.
8-53388
SEC File Number
N
N
MGO Securities Corp.
8-47814
SEC File Number
N
N
Cannon Securities, Inc.
8-68437
SEC File Number
N
N
Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
549300INFJ8TYNZ1G568
N
Y
Bolton Global Capital, Inc.
2549009M08YVOG46LO79
N
N
Excel Securities & Associates, Inc.
8-34261
SEC File Number
N
N
Commonwealth Equity Services, Inc.
8-24040
SEC File Number
N
N
Robinson And Robinson, Inc.
8-17109
SEC File Number
N
N
Bill Few Securities, Inc.
8-49625
SEC File Number
N
N
Coastal Equities, Inc.
8-40822
SEC File Number
N
N
Abacus Investments, Inc.
8-46571
SEC File Number
N
N
American Portfolios Financial Services, Inc.
8-37085
SEC File Number
N
N
FSC Securities Corporation
8-21770
SEC File Number
N
N
Darwood Associates, Incorporated
8-16560
SEC File Number
N
N
Inverness Securities, LLC
8-66278
SEC File Number
N
N
Cambridge Investment Research, Inc.
8-48740
SEC File Number
N
N
Infinity Securities, Inc.
8-67647
SEC File Number
N
N
Finance 500, Inc.
8-28302
SEC File Number
N
N
The Oak Ridge Financial Services Group, Inc.
2549003647MDU9F6QN39
N
N
J.P. Morgan Institutional Investments Inc.
8-52182
SEC File Number
N
N
Globalink Securities, Inc
8-44509
SEC File Number
N
N
Advisory Group Equity Services, Ltd.
8-32155
SEC File Number
N
N
Aufhauser Securities, Inc
8-48786
SEC File Number
N
N
Arkadios Capital, LLC
2549004VFYBIASQ1A234
N
N
CUSO Financial Services, L.P.
8-49711
SEC File Number
N
N
Lincoln Financial Advisors Corporation
8-14685
SEC File Number
N
N
Diversified Resources, LLC
8-45497
SEC File Number
N
N
NI Advisors, Inc.
8-66841
SEC File Number
N
N
Equitable Advisors, LLC
8-17883
SEC File Number
N
N
Herold & Lantern Investments, Inc.
254900J6QB9C3UNBJJ49
N
N
Sanders Morris Harris LLC
254900ZNPYV465D1NZ47
N
N
Hudson Heritage Capital Management, Inc.
8-50648
SEC File Number
N
N
MML Investors Services, LLC
8-27250
SEC File Number
N
N
MMA Securities LLC
8-50591
SEC File Number
N
N
The Jeffrey Matthews Financial Group, L.L.C.
25490086M6MGMYYVOJ50
N
N
International Research Securities, Inc.
8-37954
SEC File Number
N
N
Valmark Securities, Inc.
8-45463
SEC File Number
N
N
Hornor, Townsend & Kent, LLC
8-14715
SEC File Number
N
N
Arete Wealth Management LLC
8-50854
SEC File Number
N
N
Folger Nolan Fleming Douglas Incorporated
254900DD93O7YH65O708
N
N
Navy Federal Brokerage Services, LLC
8-67161
SEC File Number
N
N
Huntleigh Securities Corporation
8-21893
SEC File Number
N
N
TCFG Wealth Management, LLC
8-69089
SEC File Number
N
N
David Lerner Associates, Inc.
8-20746
SEC File Number
N
N
Mclaughlin Ryder Investments, Inc.
8-67911
SEC File Number
N
N
Duncan-Williams, Inc.
25490045VHLUZ7H92Y27
N
N
Glen Eagle Wealth LLC
549300KIBM3JOKOD9P59
N
N
Sage, Rutty & Co., Inc.
8-00533
SEC File Number
N
N
NYLIFE Securities LLC
8-15517
SEC File Number
N
N
Northland Securities, Inc.
254900ZIK4MLVQAWLS15
N
N
Capital Synergy Partners, Inc.
8-68060
SEC File Number
N
N
TIAA-CREF Individual & Institutional Services, LLC
8-44454
SEC File Number
N
N
Sunbelt Securities, Inc.
8-49748
SEC File Number
N
N
GW & Wade Asset Management Company, LLC
8-42013
SEC File Number
N
N
Smith, Moore & Co.
8-27480
SEC File Number
N
N
Teachers Insurance and Annuity Association of America
O06XD7BJ4EPXNABVFN69
N
Y
UMB Financial Services, Inc.
254900GFVO9NGQ21JC37
N
N
Joseph Gunnar & Co., L.L.C.
2549001XBRI5XQ0ZDA12
N
N
Rockefeller Financial LLC
8-70054
SEC File Number
N
N
First National Bank Alaska
25490089V5DJHFQMOA03
N
N
T. Rowe Price Investment Services, Inc.
8-25130
SEC File Number
N
N
Leumi Investment Services Inc.
5493005SJQ3VQ5DEE756
N
N
USCA Securities LLC
254900GBMSP1Y45THR66
N
N
Mid Atlantic Clearing & Settlement Corporation
8-47758
SEC File Number
N
N
Northwestern Mutual Investment Services, LLC
CYO86L8D7HTXW9SOZX28
N
N
American Trust Investment Services, Inc.
8-14394
SEC File Number
N
N
Sorrento Pacific Financial, LLC
8-66046
SEC File Number
N
N
BTS Securities Corporation
8-26818
SEC File Number
N
N
Bley Investment Group, Inc.
8-42701
SEC File Number
N
N
Allegheny Investments, Ltd.
8-22183
SEC File Number
N
N
Cetera Advisor Networks LLC
8-29577
SEC File Number
N
N
Western Equity Group, Inc.
8-66403
SEC File Number
N
N
National Financial Services LLC
549300JRHF1MHHWUAW04
N
Y
J.W. Cole Financial, Inc.
8-65698
SEC File Number
N
N
Berthel Fisher & Company Financial Services, Inc.
8-29426
SEC File Number
N
N
The Guardian Insurance & Annuity Company, Inc.
TGIU5N0SIMULU6I57R64
N
Y
Investment Placement Group
5493005L3RL45FY4HR07
N
N
Park Avenue Securities LLC
8-51324
SEC File Number
N
N
TD Ameritrade Trust Company
20-0937408
Tax ID
N
N
Capital Institutional Services, Inc.
54930061X8RDWFDJIS05
N
N
Infinex Investments, Inc.
8-46661
SEC File Number
N
N
Syndicated Capital, Inc.
8-44162
SEC File Number
N
N
Zions Direct, Inc.
8-35721
SEC File Number
N
N
Capital Investment Group, Inc.
8-31225
SEC File Number
N
N
Coburn & Meredith, Inc.
8-02474
SEC File Number
N
N
Allstate Financial Services, LLC
8-36365
SEC File Number
N
N
BCG Securities, Inc
8-12680
SEC File Number
N
N
Sentinel Securities, Inc.
8-53142
SEC File Number
N
N
Cresap, Inc.
8-42117
SEC File Number
N
N
Essex Securities LLC
254900RAMRWZOR870Q30
N
N
KCD Financial, Inc.
8-66005
SEC File Number
N
N
MML Distributors, LLC
8-48203
SEC File Number
N
N
Transamerica Advisors Life Insurance Company
F1PLTWZ8OU4HQGZQAP31
N
N
Private Client Services, LLC
8-68183
SEC File Number
N
N
Valley National Investments, Inc.
8-34427
SEC File Number
N
N
United States Life Insurance Company in the City of New York
549300C1JQGJ0MNUMG79
N
Y
Loria Financial Group, LLC
8-52128
SEC File Number
N
N
Trustmont Financial Group, Inc.
8-36439
SEC File Number
N
N
Treasure Financial Corp.
8-48165
SEC File Number
N
N
MWA Financial Services, Inc.
8-53255
SEC File Number
N
N
Lincoln Financial Securities Corporation
8-14609
SEC File Number
N
N
Middlegate Securities Ltd.
549300ZVONUQ845QCH95
N
N
GLP Investment Services, LLC
8-41868
SEC File Number
N
N
Maplewood Investments, Inc.
8-52221
SEC File Number
N
N
Sisung Securities Corporation
254900KJI3EYKKPWT989
N
N
Shareholders Service Group, Inc.
8-65778
SEC File Number
N
N
Gold Coast Securities, Inc.
8-53148
SEC File Number
N
N
Callaway Financial Services, Inc.
549300UNHHMAHA7IYO12
N
N
Dorsey & Company Inc.
8-7541
SEC File Number
N
N
Colorado Financial Service Corporation
8-52817
SEC File Number
N
N
American Equity Investment Corporation
8-49078
SEC File Number
N
N
Griffinest Asia Securities, LLC
8-66571
SEC File Number
N
N
PNC Bank, National Association (Pittsburgh, PA, US, Branch)
AD6GFRVSDT01YPT1CS68
N
N
Dempsey Lord Smith, LLC
8-67469
SEC File Number
N
N
Lesko Securities, Inc.
8-26408
SEC File Number
N
N
TD Private Client Wealth LLC
8-69105
SEC File Number
N
N
The Prudential Insurance Company of America
X574KRZ6V5A7UBU45C31
N
Y
Gregory J. Schwartz & Co., Inc.
8-20955
SEC File Number
N
N
United Brokerage Services, Inc.
8-48685
SEC File Number
N
N
Fortune Financial Services, Inc.
8-49727
SEC File Number
N
N
Great Pacific Securities
254900QRZ90SUI8C4W84
N
N
FNBB Capital Markets, L.L.C.
8-66553
SEC File Number
N
N
Fiduciary Trust Company International
N1YKEWO2IYPRS4742F57
N
N
Empire Asset Management Company, LLC
8-67520
SEC File Number
N
N
Jefferies LLC
58PU97L1C0WSRCWADL48
N
N
Sunstreet Securities, LLC
8-67541
SEC File Number
N
N
Healthcare Community Securities Corp.
8-46981
SEC File Number
N
N
Nestlerode & Loy, Inc
8-12629
SEC File Number
N
N
S.G. Long & Company
8-51816
SEC File Number
N
N
Windmill Group Inc/The
8-25280
SEC File Number
N
N
Voya Retirement Insurance and Annuity Company
OK3MKCDYPD4NN6QDGK18
N
Y
TD Ameritrade Clearing, Inc.
MRK678VXOI09YSSN8X19
N
Y
ING Financial Markets LLC
KBVRJ5K57JZ3E2AVWX40
N
N
VBC Securities, L.L.C.
8-44141
SEC File Number
N
N
Corecap Investments, LLC
8-47783
SEC File Number
N
N
City National Bank
593C3GZG957YOJPS2Z63
N
N
Perryman Securities, Inc.
8-53546
SEC File Number
N
N
Supreme Alliance LLC
8-51046
SEC File Number
N
N
Newport Group Securities, Inc.
801-60427
SEC File Number
N
Y
Pershing LLC
ZI8Q1A8EI8LQFJNM0D94
N
Y
Allianz Life Financial Services, LLC
5493008TSI0TRWDDGW79
N
N
Mutual of Omaha Investor Services, Inc.
8-47290
SEC File Number
N
N
Alexander Capital, L.P.
8-48957
SEC File Number
N
N
NYLIFE Distributors LLC
8-46655
SEC File Number
N
N
Citizens Bank
38-0421450
Tax ID
N
N
Great American Investors, Inc.
8-44380
SEC File Number
N
N
Herbert J Sims & Co. Inc.
254900SV6UESQBS8XP98
N
N
Actinver Securities, Inc.
254900FT947VQZ1WHT28
N
N
American Financial Associates, Inc.
8-44065
SEC File Number
N
N
World Choice Securities, Inc.
8-45235
SEC File Number
N
N
Key Investment Services LLC
8-66999
SEC File Number
N
N
H. Beck, Inc.
8-31165
SEC File Number
N
N
General Securities Corp.
8-31654
SEC File Number
N
N
Investment Network, Inc
8-66036
SEC File Number
N
N
Portfolio Resources Group, Inc.
549300TKCYL1XNXOL896
N
N
Camden Financial Services
8-37303
SEC File Number
N
N
Hazard & Siegel, Inc.
8-13942
SEC File Number
N
N
Lebenthal Financial Services, Inc
8-67140
SEC File Number
N
N
Transamerica Financial Advisors, Inc.
549300JW32XCZSHI0878
N
N
Rnr Securities, L.L.C.
8-50366
SEC File Number
N
N
Chapin Davis Inc.
801-70987
SEC File Number
N
N
Independent Financial Group, LLC
254900KYWXHSQ7RMNP09
N
N
Midland Securities, Ltd.
8-40685
SEC File Number
N
N
Chelsea Morgan Securities, Inc.
8-51916
SEC File Number
N
N
Riversource Distributors, Inc.
8-67196
SEC File Number
N
N
Somerset Securities, Inc.
8-11539
SEC File Number
N
N
Vanguard Marketing Corporation
8-21570
SEC File Number
N
N
Brooklight Place Securities, Inc.
8-32673
SEC File Number
N
N
Western Growers Financial Services, Inc.
8-53458
SEC File Number
N
N
J. D. Seibert & Co., Inc.
8-23604
SEC File Number
N
N
International Money Management Group, Inc.
8-30417
SEC File Number
N
N
Principal Securities, Inc.
8-13975
SEC File Number
N
N
Jacques Financial, LLC
8-52675
SEC File Number
N
N
Geneos Wealth Management, Inc.
8-65357
SEC File Number
N
N
StockCross Financial Services, Inc.
254900E1U348OMY1L886
N
N
Jack V. Butterfield Investment Company
8-12454
SEC File Number
N
N
The O. N. Equity Sales Company
8-14161
SEC File Number
N
N
Sigma Financial Corporation
8-30466
SEC File Number
N
N
Midwestern Securities Trading Company, LLC
8-52074
SEC File Number
N
N
Wells Fargo Securities, LLC
VYVVCKR63DVZZN70PB21
N
N
Wellington Shields & Co., LLC
254900ULLOEJ3RYQ9S69
N
N
Itau International Securities Inc.
54930086LDFU8Z86AH91
N
N
Calamar Financial Group, LLC
8-69777
SEC File Number
N
N
Woodstock Financial Group, Inc.
8-48080
SEC File Number
N
N
Boenning & Scattergood Inc.
2549005FER5A7K7II574
N
N
Barclays Capital Inc.
AC28XWWI3WIBK2824319
N
N
CapFinancial Securities, LLC
8-65870
SEC File Number
N
N
Institutional Securities Corporation
2549007EJ1PSLA8XVA50
N
N
L. B. Fisher & Company
8-21023
SEC File Number
N
N
Peak Brokerage Services, LLC
8-68829
SEC File Number
N
N
First Bankers' Banc Securities, Inc
549300XZ7YYT3Y0SU530
N
N
Access Financial Group, Inc.
8-46065
SEC File Number
N
N
Securian Financial Services, Inc.
8-31955
SEC File Number
N
N
Pershing Advisor Solutions LLC
549300KTC63JRN36GZ84
N
N
Bradesco BAC Florida Investments Corp.
254900CAF9OPVE8VT408
N
N
Henley & Company LLC
8-66463
SEC File Number
N
N
XP Investments US, LLC
549300HDFLS7P433PO89
N
N
Foresters Equity Services, Inc.
8-36703
SEC File Number
N
N
Invex, LLC
NPOTUCXQYGXX5PO6VH74
N
N
American Enterprise Investment Services Inc.
549300NT7GLLVGTH0249
N
N
KW Securities Corporation
8-24792
SEC File Number
N
N
American Heritage Securities, Inc.
8-44466
SEC File Number
N
N
Kestra Investment Services, LLC
8-49672
SEC File Number
N
N
E*TRADE Securities LLC
549300PJRJFMBCDPWR57
N
N
Intervest International Equities Corporation
8-38156
SEC File Number
N
N
ADP Broker-Dealer, Inc.
8-47885
SEC File Number
N
Y
Rodgers Brothers, Inc.
8-33475
SEC File Number
N
N
Hancock Whitney Corporation
549300GRNBWY8HIICT41
N
N
T.S. Phillips Investments, Inc.
8-65661
SEC File Number
N
N
Xml Securities, LLC
8-67776
SEC File Number
N
N
R.M. Stark & Co., Inc.
8-22543
SEC File Number
N
N
Associated Investment Services, Inc.
8-00099
SEC File Number
N
N
FMSbonds, Inc.
549300TUTBK58NSF2517
N
N
Ameritas Investment Company, LLC
549300913B54XKSRM258
N
N
J.P. Morgan Securities LLC
ZBUT11V806EZRVTWT807
N
N
First Kentucky Securities Corporation
8-22224
SEC File Number
N
N
WesBanco Securities, Inc.
8-50220
SEC File Number
N
N
Principled Advisors, Inc.
8-66451
SEC File Number
N
N
Capital Management Securities, Inc.
8-27779
SEC File Number
N
N
Cutter And Company Brokerage, Inc.
8-39590
SEC File Number
N
N
GLS & Associates Inc
8-51808
SEC File Number
N
N
Nelson Ivest Brokerage Services, Inc.
8-26448
SEC File Number
N
N
Dominion Investor Services, Inc.
8-39029
SEC File Number
N
N
UBS AG (New York, NY, US, Branch)
BFM8T61CT2L1QCEMIK50
N
N
Financial Northeastern Securities, Inc.
549300QRRF2NAV5G3869
N
N
Hefren-Tillotson, Inc.
8-10646
SEC File Number
N
N
Ameriprise Financial Services, LLC
8-16791
SEC File Number
N
N
Signal Securities, Inc.
8-32948
SEC File Number
N
N
Hennion & Walsh, Inc.
8-41988
SEC File Number
N
N
Voya Financial Advisors, Inc.
8-13987
SEC File Number
N
N
Horan Securities, Inc.
8-49192
SEC File Number
N
N
Lieblong & Associates, Inc.
8-49880
SEC File Number
N
N
Smith, Brown & Groover, Inc.
8-13079
SEC File Number
N
N
Ace Diversified Capital, Inc.
8-49555
SEC File Number
N
N
UBATCO & Co.
00000000000000000000
N
Y
Neuberger Berman BD LLC
PWDS3JJ631D5N70JXG61
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
N
Citigroup Global Markets Inc.
MBNUM2BPBDO7JBLYG310
N
N
Sycamore Financial Group Inc
8-30302
SEC File Number
N
N
Investment Security Corporation
8-51832
SEC File Number
N
N
Sammons Financial Network, LLC
8-68905
SEC File Number
N
N
Country Club Financial Services, Inc.
8-44574
SEC File Number
N
N
BFT Financial Group, LLC
8-53487
SEC File Number
N
N
U.S. Bancorp Investments, Inc.
H85Z6XZP8B10ES0M2G89
N
N
Rehmann Financial Network, LLC
8-69134
SEC File Number
N
N
Integrity Investments, Inc.
8-45302
SEC File Number
N
N
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8NAV47T0Y26Q87Y0QP81
N
N
Lincoln Investment Planning, LLC
8-14354
SEC File Number
N
N
Garden State Securities Inc.
8-25790
SEC File Number
N
N
Edward D. Jones & Co., L.P.
YZRCLX72FTV74B522G90
N
N
Digital Retirement Solutions, Inc.
84-1477138
Tax ID
N
Y
James I. Black & Company
8-12077
SEC File Number
N
N
Crown Capital Securities, L.P.
8-17264
SEC File Number
N
N
Interactive Brokers LLC
50OBSE5T5521O6SMZR28
N
N
Kingswood Capital Partners LLC
8-69967
SEC File Number
N
N
Liberty Partners Financial Services, LLC
8-66335
SEC File Number
N
N
Tradition Securities and Derivatives LLC
WRYEFMSVQCH0EMD08461
N
N
Truist Investment Services, Inc.
8-35355
SEC File Number
N
N
Buckman, Buckman & Reid, Inc.
254900D688L15B5HJB06
N
N
Conover Securities Corporation
8-35085
SEC File Number
N
N
Wall Street Access Corporation
549300Z0MOT47D6OQV22
N
N
Umpqua Investments, Inc.
8-02915
SEC File Number
N
N
Marsco Investment Corporation
8-36754
SEC File Number
N
N
Sorsby Financial Corp.
8-48718
SEC File Number
N
N
The Logan Group Securities
8-48995
SEC File Number
N
N
Vanderbilt Securities, Inc.
8-16712
SEC File Number
N
N
CNR Securities LLC
894500JXD2XN50UHZI74
N
N
Ballew Investments, Inc.
8-45660
SEC File Number
N
N
Waddell & Reed, Inc.
8-27030
SEC File Number
N
N
Omega Securities, Inc.
8-20225
SEC File Number
N
N
Money Concepts Capital Corp
8-29671
SEC File Number
N
N
1st Discount Brokerage, Inc.
8-48557
SEC File Number
N
N
N.E. Private Client Advisors, Ltd.
8-66968
SEC File Number
N
N
Kovack Securities Inc.
25490070RG17Z4I70I82
N
N
The Strategic Financial Alliance, Inc.
8-65885
SEC File Number
N
N
Arthur W. Wood Company
8-3368
SEC File Number
N
N
Advanced Advisor Group, LLC
8-67313
SEC File Number
N
N
Ladenburg Thalmann & Co. Inc.
2549000V3L2KK4L76W91
N
N
Paradigm Equities, Inc.
8-45593
SEC File Number
N
N
Professional Trading Services Brokerage, LLC
8-65173
SEC File Number
N
N
USI Securities, Inc.
8-50429
SEC File Number
N
N
M Holdings Securities, Inc.
8-50214
SEC File Number
N
N
First Financial Equity Corporation
8-34082
SEC File Number
N
N
USAA Investment Services Company
549300VSPLQ1XBNPD479
N
N
GRF Capital Investors, Inc.
8-41494
SEC File Number
N
N
Chauner Securities, Inc.
8-33980
SEC File Number
N
N
E*TRADE Savings Bank
549300DXPO50FJ75QA85
N
Y
TradeStation Securities, Inc.
549300T08P71XXBYLW62
N
N
BNY Mellon Securities Corporation
801-54739
SEC File Number
N
N
Signature Securities Group Corporation
8-52697
SEC File Number
N
N
CFS Securities, Inc.
8-51330
SEC File Number
N
N
BBVA Securities Inc.
549300RJFN0Z663VE860
N
N
Hand Securities, Inc.
8-51001
SEC File Number
N
N
Bancwest Investment Services, Inc.
5493001GJYTESEZEBA51
N
N
Benefit Plans Administrative Services, Inc.
BBG002ZR1639
Bloomberg Global ID
N
Y
Hartford Funds Management Company, LLC
801-77209
SEC File Number
N
Y
Goldman Sachs & Co. LLC
FOR8UP27PHTHYVLBNG30
N
N
Sabadell Securities USA, Inc.
2549002UK8JK82ABGD45
N
N
Bolton Securities Corporation
8-68187
SEC File Number
N
N
Independence Capital Co., Inc.
8-41331
SEC File Number
N
N
J. Alden Associates, Inc.
8-48938
SEC File Number
N
N
Arvest Investments, Inc.
8-49677
SEC File Number
N
N
American Global Wealth Management, Inc.
39-1259164
Tax ID
N
N
R. F. Lafferty & Co., Inc.
254900KLPTMWPBZWH264
N
N
Axiom Capital Management, Inc.
254900WW7SK1IMK6NO54
N
N
ACA Prudent Investors Planning Corp.
8-51899
SEC File Number
N
N
Thompson Davis & Co., Inc.
8-49386
SEC File Number
N
N
Purshe Kaplan Sterling Investments, Inc.
8-46844
SEC File Number
N
N
North South Capital LLC
549300ODEKJCRN2AM859
N
N
Oriental Financial Services LLC
8-44516
SEC File Number
PR
N
N
Hunter Associates, Inc.
8-44779
SEC File Number
N
N
Investment Architects, Inc.
8-35724
SEC File Number
N
N
DFPG Investments, LLC
8-68730
SEC File Number
N
N
Conduent HR Services, LLC
84-06035
SEC File Number
N
Y
Horace Mann Investors, Inc.
254900OFJVU7T8WTK224
N
N
Blakeslee & Blakeslee, Inc.
8-32071
SEC File Number
N
N
Northern Capital Securities Corporation
254900ZANH7XTB94LS53
N
N
Davinci Capital Management, Inc.
8-51580
SEC File Number
N
N
Integral Financial LLC
2549000I2CBZTJRHG786
N
N
Harvest Financial Corporation
8-26037
SEC File Number
N
N
Vorpahl Wing Securities, Inc.
8-51823
SEC File Number
N
N
Signator Investors, Inc.
8-13995
SEC File Number
N
N
WBB Securities, LLC
8-53660
SEC File Number
N
N
Dorn & Co., Inc.
8-08707
SEC File Number
N
N
CBIZ Financial Solutions, Inc.
8-34205
SEC File Number
N
N
Gardner Financial Services, Inc.
8-38631
SEC File Number
N
N
Harold W. Dance, Inc.
8-12160
SEC File Number
N
N
Mid-atlantic Securities, Inc.
8-36997
SEC File Number
N
N
Access Investments, Inc.
8-49750
SEC File Number
N
N
Parkland Securities, LLC
8-53482
SEC File Number
N
N
N.I.S. Financial Services, Inc.
8-15919
SEC File Number
N
N
Comerica Securities, Inc.
5493009QV211JEW7ZV59
N
N
Benchmark Investments, Inc.
8-52280
SEC File Number
N
N
ProEquities, Inc.
8-32590
SEC File Number
N
N
Moloney Securities Co., Inc.
8-48326
SEC File Number
N
N
Amerant Investments, Inc.
254900M8G8SSAIMHET60
N
N
Oscar Gruss & Son Incorporated
549300V78DH9XCK5UI63
N
N
LaSalle St. Securities, L.L.C.
8-18860
SEC File Number
N
N
Security Distributors, LLC
8-10781
SEC File Number
N
N
Mutual Trust Company of America Securities
254900PUBUB7IS4GNY27
N
N
Global Brokerage Services Ltd
8-47763
SEC File Number
N
N
Titleist Asset Management, Ltd.
8-65859
SEC File Number
N
N
Hazlett, Burt & Watson, Inc.
8-17737
SEC File Number
N
N
Arque Capital, Ltd.
8-65390
SEC File Number
N
N
J. J. B. Hilliard, W. L. Lyons, LLC
254900HZY78ZQW2G2X35
N
N
Credit Suisse Securities (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Piper Sandler & Co.
549300GRQCWQ3XGH0H10
N
N
Benjamin F. Edwards & Company, Inc.
8-68023
SEC File Number
N
N
Multiple Financial Services Inc
8-52017
SEC File Number
N
N
APW Capital, Inc.
8-50433
SEC File Number
N
N
Omni Financial Securities, Inc.
8-44034
SEC File Number
N
N
Rhodes Securities, Inc.
254900MVXWUYG3F22X71
N
N
Capital City Securities, LLC
8-67771
SEC File Number
N
N
JHW Financial Services, Inc.
8-45304
SEC File Number
N
N
OneAmerica Securities, Inc.
8-15009
SEC File Number
N
N
Folio Investments, Inc.
8-52009
SEC File Number
N
N
SA Stone Wealth Management Inc.
8-36638
SEC File Number
N
N
SCF Securities Inc
8-51760
SEC File Number
N
N
Massachusetts Mutual Life Insurance Company
R6ZXK5P01NP6HXSY1S07
N
Y
Planners Financial Services, Inc.
8-18027
SEC File Number
N
N
Woodmen Financial Services, Inc.
8-53592
SEC File Number
N
N
VALIC Retirement Services Company
84-06057
SEC File Number
N
N
Fifth Third Bank, National Association
QFROUN1UWUYU0DVIWD51
N
N
Rogan & Associates, Inc.
8-49995
SEC File Number
N
N
AdCap Securities, LLC
254900EMZBEIM1FAO022
N
N
Andbanc Brokerage LLC
213800E4CWGFMCDQZ792
N
N
Allen C. Ewing & Co.
8-42393
SEC File Number
N
N
Regal Securities, Inc.
8-21765
SEC File Number
N
N
UnionBanc Investment Services LLC
254900Y9HI2TG6D79N41
N
N
Integrated Financial Planning Services
8-35120
SEC File Number
DE
N
N
Keel Point Capital, LLC
8-22990
SEC File Number
N
N
Heim, Young & Associates, Inc.
8-48500
SEC File Number
N
N
BD4RIA, Inc.
8-70022
SEC File Number
N
N
First Command Financial Planning, Inc.
8-07072
SEC File Number
N
N
The Garbacz Group Inc
8-42366
SEC File Number
N
N
Saxony Securities, Inc.
8-53490
SEC File Number
N
N
Michigan Securities Inc.
8-52094
SEC File Number
N
N
American United Life Insurance Company
549300T82H2DXU80LV98
N
Y
HighTower Securities, LLC
549300F189LKWDZLP954
N
N
Voya Institutional Plan Services, LLC
02-0488491
Tax ID
N
N
ICMA-RC Services, LLC
8-40268
SEC File Number
N
N
Client One Securities LLC
8-68494
SEC File Number
N
N
Brokers International Financial Services, LLC
8-67239
SEC File Number
N
N
Citizens Securities, Inc.
2138006RAPI5PE2ZGW36
N
N
Family Investors Company
8-11190
SEC File Number
N
N
Mutual Securities, Inc.
254900UQFSLK9OUNAC76
N
N
St. Bernard Financial Services, Inc.
8-47566
SEC File Number
N
N
SPIRE Securities, LLC
8-67635
SEC File Number
N
N
H. C. Denison Co.
8-00044
SEC File Number
N
N
L.S.Y. Incorporated
8-17613
SEC File Number
N
N
Madison Avenue Securities, LLC
8-40426
SEC File Number
N
N
SunTrust Bank
IYDOJBGJWY9T8XKCSX06
N
N
The Vanguard Group, Inc.
5493002789CX3L0CJP65
N
Y
Harbour Investments, Inc
8-37373
SEC File Number
N
N
Raymond James & Associates, Inc.
U4ONQX15J3RO8XCKE979
N
N
First Horizon Advisors, Inc.
8-35061
SEC File Number
N
N
B.B. Graham & Company, Inc.
8-49477
SEC File Number
N
N
VALIC Financial Advisors, Inc.
8-50018
SEC File Number
N
N
Quincy Cass Associates
8-5743
SEC File Number
N
N
Cabot Lodge Securities LLC
8-69009
SEC File Number
N
N
TCAdvisors Network Inc
8-46909
SEC File Number
N
N
Raymond James Financial, Inc.
RGUZHJ05YTITL6D76949
N
N
Laidlaw & Company (UK) Ltd.
8-53731
SEC File Number
N
N
Impact U. Investments, LLC
8-65527
SEC File Number
N
N
Charles Schwab & Co., Inc.
549300ZP8XN77GK5BS04
N
Y
BNP Paribas Securities Corp.
RCNB6OTYUAMMP879YW96
N
N
DMK Advisor Group, Inc.
8-49279
SEC File Number
N
N
Carl M. Hennig, Inc.
8-14509
SEC File Number
N
N
InSight Securities, Inc.
2549007I5MCG270G9341
N
N
Dinosaur Financial Group, LLC
549300CCV3H232GBUN83
N
N
Carty & Company, Inc.
8-19082
SEC File Number
N
N
Northern Trust Securities, Inc.
3CHSO99JSPHD9HGNYJ46
N
N
Fifth Third Securities, Inc.
5493003IMO3TYX51WE43
N
N
First Asset Financial Inc.
8-67191
SEC File Number
N
N
Oppenheimer & Co. Inc.
254900VH02JQR2L8XD64
N
N
Cetera Investment Services LLC
254900HBKNJ13M56N432
N
N
Harbor Investment Advisory, LLC
8-68334
SEC File Number
N
N
World Equity Group, Incorporated
25490078J1OM7KOXR686
N
N
OFG Financial Services, Inc.
8-40770
SEC File Number
N
N
Navaid Financial Services, Inc.
8-49897
SEC File Number
N
N
Founders Financial Securities, LLC
8-67137
SEC File Number
N
N
Horace Mann Life Insurance Company
5493000HR2JKKNH2FL09
N
N
Feltl and Company, Inc.
8-18435
SEC File Number
N
N
Labrunerie Financial Services, Inc.
8-47830
SEC File Number
N
N
Etico Partners, LLC
254900YC5I0IY6GSBI85
N
N
Allegiance Capital, LLC
8-52978
SEC File Number
N
N
Buckram Securities Ltd.
8-65939
SEC File Number
N
N
John Hancock Life Insurance Company
QQ0OZ8J9C4B5QT1XDG31
N
Y
Mesirow Financial, Inc.
549300BIV46SUHPOFE54
N
N
NEXT Financial Group, Inc.
8-51356
SEC File Number
N
N
Planned Financial Programs, Inc.
8-5727
SEC File Number
N
N
Prudential Investment Management Services LLC
8-36540
SEC File Number
N
N
Southeast Investments, N.C. Inc.
8-50127
SEC File Number
N
N
Superior Financial Services, Inc.
549300BK1DNLS1A2MZ43
N
N
Arlington Securities, Inc.
8-38098
SEC File Number
N
N
Uhlmann Price Securities, LLC
8-50041
SEC File Number
N
N
Monex Securities, Inc.
254900VTZ3HYHNEJRX35
N
N
Ascensus Financial Services, LLC
8-67891
SEC File Number
N
N
VectorGlobal WMG Inc.
254900K52VRYBHUGBC64
N
N
Woodlands Securities Corporation
8-39700
SEC File Number
N
N
COUNTRY Capital Management Company
8-12645
SEC File Number
N
N
First Allied Securities, Inc.
8-46167
SEC File Number
N
N
Ceros Financial Services Inc.
549300N2YQ0P5G0WE562
N
N
Teckmeyer Financial Services, L.L.C.
8-48501
SEC File Number
N
N
Pacific Financial Associates, Inc.
8-40712
SEC File Number
N
N
SKA Securities, Inc.
8-53366
SEC File Number
N
N
Avantax Wealth Management, Inc
8-29533
SEC File Number
N
N
First Southern LLC
8-69733
SEC File Number
PR
N
N
TFS Securities, Inc.
8-38377
SEC File Number
N
N
BMO Harris Financial Advisors, Inc.
8-67064
SEC File Number
N
N
Sammons institutional Group, Inc.
BBG00LBNPZL2
Bloomberg Global ID
N
Y
LifeMark Securities Corp.
8-33478
SEC File Number
N
N
Cadaret, Grant & Co., Inc.
8-27844
SEC File Number
N
N
Maxim Group LLC
254900OJ6JZO6SDMHQ83
N
N
Westminster Financial Securities, Inc.
8-38426
SEC File Number
N
N
Western International Securities, Inc.
8-48572
SEC File Number
N
N
Monere Investments, Inc.
8-52982
SEC File Number
N
N
Securities Equity Group
8-51706
SEC File Number
N
N
CFD Investments, Inc
8-41727
SEC File Number
N
N
Polar Investment Counsel, Inc.
8-50039
SEC File Number
N
N
Crews and Associates, Inc.
5493001BWSV3E82LZ446
N
N
Verity Investments, Inc.
8-49474
SEC File Number
N
N
Invicta Capital LLC
549300QY87LR84LRLL97
N
N
CRI Securities, LLC
8-39877
SEC File Number
N
N
L.M. Kohn & Company
8-43303
SEC File Number
N
N
Intercarolina Financial Services, Inc.
8-37519
SEC File Number
N
N
ViewTrade Securities, Inc.
549300CHLQDUD0NL5851
N
N
White Mountain Capital, LLC
8-52572
SEC File Number
N
N
CUNA Brokerage Services, Inc.
549300G6Y6BPF9ZL4706
N
N
GWN Securities, Inc.
8-66185
SEC File Number
N
N
Mutual Funds Associates, Inc.
8-13026
SEC File Number
N
N
Nest Investments BD LLC
8-70117
SEC File Number
N
N
M.S. Howells & Co.
549300ZY1ODMQ4MPJT53
N
N
Genworth Life and Annuity Insurance Company
TAI340D9BWT9R77O0P03
N
N
CIBC World Markets Corp.
549300445CON3DBMU275
N
N
B. Riley Wealth Management Holdings, Inc.
8-31206
SEC File Number
N
N
Stephens Inc.
213800LH6T9XDYZCA534
N
N
First Heartland Capital, Inc.
8-46008
SEC File Number
N
N
Schlitt Investor Services, Inc.
8-34202
SEC File Number
N
N
William Blair & Company, L.L.C.
549300J0P7XYE8BMZ775
N
N
Cape Securities, Inc.
8-20747
SEC File Number
N
N
HSBC Securities (USA) Inc.
CYYGQCGNHMHPSMRL3R97
N
N
Whitehall-Parker Securities Inc.
8-27688
SEC File Number
N
N
McClurg Capital Corporation
8-34473
SEC File Number
N
N
Union Capital Company
8-53127
SEC File Number
N
N
Hantz Financial Services, Inc.
8-51291
SEC File Number
N
N
Voya Financial Partners, LLC
8-46451
SEC File Number
N
N
Leigh Baldwin & Co., L.L.C.
8-48385
SEC File Number
N
N
Roberts and Ryan Investments Incorporated
254900A6VIVO4DP1T126
N
N
Primerica Shareholder Services, Inc.
84-01499
SEC File Number
N
Y
M&T Securities, Inc.
254900VRUF9FN7AZI864
N
N
Centaurus Financial, Inc.
8-45185
SEC File Number
N
N
Investment Planners, Inc.
8-35642
SEC File Number
N
N
Snowden Account Services LLC
254900WVSS0BX602UF45
N
N
Deutsche Bank Securities Inc.
9J6MBOOO7BECTDTUZW19
N
N
Lombard Securities, Incorporated
8-43340
SEC File Number
N
N
D.A. Davidson & Co.
549300094RQ5A7DYLF51
N
N
Regulus Advisors, LLC
8-68275
SEC File Number
N
N
National Securities Corporation
254900QUIGJ7E9W0Y853
N
N
Carter, Terry & Company, Inc.
8-33797
SEC File Number
N
N
G. A. Repple & Company
8-35315
SEC File Number
N
N
Samuel A. Ramirez & Company, Inc.
254900CBKVW7O2ENQA21
N
N
Buell Securities Corp.
8-22058
SEC File Number
N
N
Place Trade Financial, Inc.
8-65915
SEC File Number
N
N
Alight Financial Solutions, LLC
8-47344
SEC File Number
N
N
Ausdal Financial Partners, Inc.
8-24519
SEC File Number
N
N
E.E. Powell & Company, Inc.
8-1893
SEC File Number
N
N
American National Trust And Investment Management Company
28-00344
SEC File Number
N
N
Wright Investors' Service Distributors, Inc.
06-1071596
Tax ID
N
N
Crescent Securities Group, Inc.
8-53457
SEC File Number
N
N
Variable Investment Advisors, Inc
8-50699
SEC File Number
N
N
Wells Fargo Bank, National Association
KB1H1DSPRFMYMCUFXT09
N
N
John Hancock Life Insurance Company of New York
5493007RYG4GXIKSQI18
N
Y
Saturna Brokerage Services, Inc.
8-36558
SEC File Number
N
N
Oak Tree Securities, Inc.
8-36138
SEC File Number
N
N
Kalos Capital, Inc.
8-50630
SEC File Number
N
N
Coinbase Capital Markets Corporation
8-28032
SEC File Number
N
N
Portsmouth Financial Services
8-30097
SEC File Number
N
N
Abacus International Capital Corp.
8-46418
SEC File Number
N
N
Investments For You, Inc.
8-44179
SEC File Number
N
N
Innovation Partners, LLC
549300IEQ78ON1HMTU71
N
N
Gerwin Group, Inc.
8-40282
SEC File Number
N
N
Nicol Investors Corporation
8-65566
SEC File Number
N
N
Packerland Brokerage Services, Inc.
8-47572
SEC File Number
N
N
SagePoint Financial, Inc.
8-66771
SEC File Number
N
N
Broadridge Business Process Outsourcing, LLC
8-53412
SEC File Number
N
Y
Principal Life Insurance Company
SDCMU2LVKGV2AF1KWP64
N
Y
Larson Financial Securities LLC
8-68456
SEC File Number
N
N
Federated Securities, Inc.
8-15644
SEC File Number
N
N
Morris Group Inc
35-1546402
Tax ID
N
N
Royal Alliance Associates, Inc.
8-40218
SEC File Number
N
N
SWBC Investment Services, LLC
254900YIJJWABADWZ455
N
N
Gladowsky Capital Management, Corp.
8-51017
SEC File Number
N
N
Consolidated Financial Investments, Inc.
8-37004
SEC File Number
N
N
Equity Services, Inc.
8-14286
SEC File Number
N
N
Coker & Palmer, Inc.
254900V1KTPDN88TDS68
N
N
Wiley Bros. - Aintree Capital, LLC
8-3774
SEC File Number
N
N
Insigneo Securities, LLC
254900P4TTO6PU1VDH88
N
N
First Manhattan Co.
549300NNJKVSO48I3G76
N
N
Mercer Hr Services, LLC
20-1932099
Tax ID
N
Y
Profinancial, Inc.
8-32026
SEC File Number
N
N
American Wealth Management, Inc
8-41807
SEC File Number
N
N
NPB Financial Group, LLC
8-67113
SEC File Number
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
BlackRock Advisors, LLC
5493001LN9MRM6A35J74
Y
N
N
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
13500.00000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
152507.82000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
56.67000000
166064.49000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
726383981.40000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
674604005.99000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1697314988.75000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
1556278056.05000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
578508807.27000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1843583241.70000000
BlackRock Liquidity Funds - MuniCash
N/A
N/A
549300RWBJ885673DL84
9774024182.26000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
674790160.75000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
759745606.65000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2488569219.82000000
22281901171.59000000
N
13977599110.12000000
Committed
1750000000.00000000
N
N
N
N
BlackRock Short-Term Municipal Fund
S000002335
5493000K3K76K51JDR40
N
6
0
0
N/A
N
N
Y
N
BlackRock Investment Management, LLC
5493006MRTEZZ4S4CQ20
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
N
N
BlackRock Advisors, LLC
801-47710
000106614
5493001LN9MRM6A35J74
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
BofA Securities, Inc.
549300HN4UKV1E2R3U73
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
Genworth Life and Annuity Insurance Company
TAI340D9BWT9R77O0P03
N
N
VALIC Retirement Services Company
84-06057
SEC File Number
N
N
NTB Financial Corporation
8-21884
SEC File Number
N
N
Brooklight Place Securities, Inc.
8-32673
SEC File Number
N
N
Whitehall-Parker Securities Inc.
8-27688
SEC File Number
N
N
Midland Securities, Ltd.
8-40685
SEC File Number
N
N
Labrunerie Financial Services, Inc.
8-47830
SEC File Number
N
N
Nationwide Financial Services, Inc.
5493001H7AZNDS6BKJ36
N
Y
Mutual Trust Company of America Securities
254900PUBUB7IS4GNY27
N
N
Finance 500, Inc.
8-28302
SEC File Number
N
N
Intercarolina Financial Services, Inc.
8-37519
SEC File Number
N
N
U.S. Bancorp Investments, Inc.
H85Z6XZP8B10ES0M2G89
N
N
Duncan-Williams, Inc.
25490045VHLUZ7H92Y27
N
N
Calamar Financial Group, LLC
8-69777
SEC File Number
N
N
Newport Group Securities, Inc.
801-60427
SEC File Number
N
Y
Herbert J Sims & Co. Inc.
254900SV6UESQBS8XP98
N
N
Cetera Investment Services LLC
254900HBKNJ13M56N432
N
N
R. F. Lafferty & Co., Inc.
254900KLPTMWPBZWH264
N
N
Janney Montgomery Scott LLC
8-00462
SEC File Number
N
N
Integrity Investments, Inc.
8-45302
SEC File Number
N
N
Loria Financial Group, LLC
8-52128
SEC File Number
N
N
First Command Financial Planning, Inc.
8-07072
SEC File Number
N
N
Invicta Capital LLC
549300QY87LR84LRLL97
N
N
USI Securities, Inc.
8-50429
SEC File Number
N
N
Buckram Securities Ltd.
8-65939
SEC File Number
N
N
PNC Capital Markets LLC
7OGNSSLOQJ8U3B9Y5F18
N
N
G. A. Repple & Company
8-35315
SEC File Number
N
N
Schlitt Investor Services, Inc.
8-34202
SEC File Number
N
N
American Equity Investment Corporation
8-49078
SEC File Number
N
N
Buckman, Buckman & Reid, Inc.
254900D688L15B5HJB06
N
N
Corinthian Partners, L.L.C.
8-48461
SEC File Number
N
N
Piper Sandler & Co.
549300GRQCWQ3XGH0H10
N
N
Amuni Financial, Inc
8-25338
SEC File Number
N
N
Callaway Financial Services, Inc.
549300UNHHMAHA7IYO12
N
N
Herold & Lantern Investments, Inc.
254900J6QB9C3UNBJJ49
N
N
E.E. Powell & Company, Inc.
8-1893
SEC File Number
N
N
Signator Investors, Inc.
8-13995
SEC File Number
N
N
GW & Wade Asset Management Company, LLC
8-42013
SEC File Number
N
N
Wright Investors' Service Distributors, Inc.
06-1071596
Tax ID
N
N
The GMS Group, L.L.C.
254900OXZT27TA5CGU56
N
N
Allen C. Ewing & Co.
8-42393
SEC File Number
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
N
N
HSBC Securities (USA) Inc.
CYYGQCGNHMHPSMRL3R97
N
N
BTS Securities Corporation
8-26818
SEC File Number
N
N
Wells Fargo Clearing Services, LLC
88KRVSOEKUGQZJ3DKW55
N
Y
Southeast Investments, N.C. Inc.
8-50127
SEC File Number
N
N
Monex Securities, Inc.
254900VTZ3HYHNEJRX35
N
N
BTG Pactual US Capital, LLC
549300EUEDL5GKQW8U35
N
N
PFS Investments Inc.
8-26486
SEC File Number
N
N
Sentinel Securities, Inc.
8-53142
SEC File Number
N
N
Hefren-Tillotson, Inc.
8-10646
SEC File Number
N
N
GLS & Associates Inc
8-51808
SEC File Number
N
N
StockCross Financial Services, Inc.
254900E1U348OMY1L886
N
N
Hantz Financial Services, Inc.
8-51291
SEC File Number
N
N
KW Securities Corporation
8-24792
SEC File Number
N
N
Fortune Financial Services, Inc.
8-49727
SEC File Number
N
N
Healthcare Community Securities Corp.
8-46981
SEC File Number
N
N
Maplewood Investments, Inc.
8-52221
SEC File Number
N
N
Nelson Ivest Brokerage Services, Inc.
8-26448
SEC File Number
N
N
Buell Securities Corp.
8-22058
SEC File Number
N
N
N.E. Private Client Advisors, Ltd.
8-66968
SEC File Number
N
N
Investors Brokerage of Texas, Ltd.
8-28644
SEC File Number
N
N
Security Distributors, LLC
8-10781
SEC File Number
N
N
Worth Financial Group Inc.
8-29827
SEC File Number
N
N
Cambridge Investment Research, Inc.
8-48740
SEC File Number
N
N
Santander Securities LLC
8-49571
SEC File Number
N
N
OneAmerica Securities, Inc.
8-15009
SEC File Number
N
N
National Financial Services LLC
549300JRHF1MHHWUAW04
N
Y
Roberts and Ryan Investments Incorporated
254900A6VIVO4DP1T126
N
N
Mercer Hr Services, LLC
20-1932099
Tax ID
N
Y
J. D. Seibert & Co., Inc.
8-23604
SEC File Number
N
N
Ameriprise Financial Services, LLC
8-16791
SEC File Number
N
N
OFG Financial Services, Inc.
8-40770
SEC File Number
N
N
Capital City Securities, LLC
8-67771
SEC File Number
N
N
DMK Advisor Group, Inc.
8-49279
SEC File Number
N
N
SFA Financial LLC
8-68156
SEC File Number
N
N
ICMA-RC Services, LLC
8-40268
SEC File Number
N
N
Hand Securities, Inc.
8-51001
SEC File Number
N
N
Bruderman Brothers, LLC
8-51974
SEC File Number
N
N
Hazlett, Burt & Watson, Inc.
8-17737
SEC File Number
N
N
Concorde Investment Services, LLC
8-68388
SEC File Number
N
N
International Research Securities, Inc.
8-37954
SEC File Number
N
N
White Mountain Capital, LLC
8-52572
SEC File Number
N
N
ProEquities, Inc.
8-32590
SEC File Number
N
N
Edward D. Jones & Co., L.P.
YZRCLX72FTV74B522G90
N
N
MMC Securities LLC
2549001ZA93O65N2ZM60
N
N
Somerset Securities, Inc.
8-11539
SEC File Number
N
N
The Investment Center, Inc.
8-35826
SEC File Number
N
N
ACP Securities, LLC
254900GHLAGD9J81O211
N
N
American Global Wealth Management, Inc.
39-1259164
Tax ID
N
N
First Financial Securities of America, Inc.
8-29565
SEC File Number
N
N
First Financial Equity Corporation
8-34082
SEC File Number
N
N
PNC Bank, National Association (Pittsburgh, PA, US, Branch)
AD6GFRVSDT01YPT1CS68
N
N
World Equity Group, Incorporated
25490078J1OM7KOXR686
N
N
Intervest International Equities Corporation
8-38156
SEC File Number
N
N
Place Trade Financial, Inc.
8-65915
SEC File Number
N
N
SunTrust Bank
IYDOJBGJWY9T8XKCSX06
N
N
Century Securities Associates, Inc.
8-43514
SEC File Number
N
N
New England Pension Plan Systems, LLC
00000000000000000000
N
Y
St. Bernard Financial Services, Inc.
8-47566
SEC File Number
N
N
Beaconsfield Financial Services, Inc.
8-30993
SEC File Number
N
N
MMA Securities LLC
8-50591
SEC File Number
N
N
Investment Security Corporation
8-51832
SEC File Number
N
N
Omega Securities, Inc.
8-20225
SEC File Number
N
N
NYLIFE Securities LLC
8-15517
SEC File Number
N
N
Wells Fargo Bank, National Association
KB1H1DSPRFMYMCUFXT09
N
N
Globalink Securities, Inc
8-44509
SEC File Number
N
N
Capital Synergy Partners, Inc.
8-68060
SEC File Number
N
N
Empire Asset Management Company, LLC
8-67520
SEC File Number
N
N
Aufhauser Securities, Inc
8-48786
SEC File Number
N
N
Cresap, Inc.
8-42117
SEC File Number
N
N
FNBB Capital Markets, L.L.C.
8-66553
SEC File Number
N
N
Professional Trading Services Brokerage, LLC
8-65173
SEC File Number
N
N
Regal Securities, Inc.
8-21765
SEC File Number
N
N
IFP Securities, LLC
8-70150
SEC File Number
N
N
Parkland Securities, LLC
8-53482
SEC File Number
N
N
Glen Eagle Wealth LLC
549300KIBM3JOKOD9P59
N
N
Teckmeyer Financial Services, L.L.C.
8-48501
SEC File Number
N
N
Oberweis Securities, Inc.
5493008EZH6DO1631P71
N
N
Avisen Securities, Inc.
8-65833
SEC File Number
N
N
Laidlaw & Company (UK) Ltd.
8-53731
SEC File Number
N
N
The Jeffrey Matthews Financial Group, L.L.C.
25490086M6MGMYYVOJ50
N
N
Sorsby Financial Corp.
8-48718
SEC File Number
N
N
The O. N. Equity Sales Company
8-14161
SEC File Number
N
N
Rehmann Financial Network, LLC
8-69134
SEC File Number
N
N
Fairport Capital, Inc.
8-32162
SEC File Number
N
N
PNC Investments LLC
8-66195
SEC File Number
N
N
Integral Financial LLC
2549000I2CBZTJRHG786
N
N
Western Growers Financial Services, Inc.
8-53458
SEC File Number
N
N
CRI Securities, LLC
8-39877
SEC File Number
N
N
Pershing LLC
ZI8Q1A8EI8LQFJNM0D94
N
Y
First Southern LLC
8-69733
SEC File Number
PR
N
N
Lebenthal Financial Services, Inc
8-67140
SEC File Number
N
N
Sabadell Securities USA, Inc.
2549002UK8JK82ABGD45
N
N
Robert W. Baird & Co. Incorporated
8-497
SEC File Number
N
N
TD Ameritrade Clearing, Inc.
MRK678VXOI09YSSN8X19
N
Y
NBC Securities, Inc.
254900GIP7RJQGHH5S19
N
N
Regions Bank
EQTWLK1G7ODGC2MGLV11
N
N
Classic, LLC
8-68981
SEC File Number
N
N
Family Investors Company
8-11190
SEC File Number
N
N
Quincy Cass Associates
8-5743
SEC File Number
N
N
Dinosaur Financial Group, LLC
549300CCV3H232GBUN83
N
N
Gill Capital Partners, LLC
8-30563
SEC File Number
N
N
First Bankers' Banc Securities, Inc
549300XZ7YYT3Y0SU530
N
N
WBB Securities, LLC
8-53660
SEC File Number
N
N
Reliance Trust Company
549300NV8FSQRNOUQO50
N
Y
BNY Mellon Securities Corporation
801-54739
SEC File Number
N
N
BOK Financial Securities, Inc.
5493008UZFTI4G7UQ733
N
N
International Money Management Group, Inc.
8-30417
SEC File Number
N
N
T.S. Phillips Investments, Inc.
8-65661
SEC File Number
N
N
Nationwide Planning Associates Inc.
8-45310
SEC File Number
N
N
N.I.S. Financial Services, Inc.
8-15919
SEC File Number
N
N
American Portfolios Financial Services, Inc.
8-37085
SEC File Number
N
N
Shareholders Service Group, Inc.
8-65778
SEC File Number
N
N
Colliers Securities LLC
549300OD1C69R64IVC38
N
N
VBC Securities, L.L.C.
8-44141
SEC File Number
N
N
Trustfirst, Inc.
8-48509
SEC File Number
N
N
First Allied Securities, Inc.
8-46167
SEC File Number
N
N
Huntleigh Securities Corporation
8-21893
SEC File Number
N
N
Crescent Securities Group, Inc.
8-53457
SEC File Number
N
N
Sweney Cartwright & Company
549300CTOIWXJCKTPS87
N
N
Benjamin F. Edwards & Company, Inc.
8-68023
SEC File Number
N
N
E*TRADE Securities LLC
549300PJRJFMBCDPWR57
N
N
National Securities Corporation
254900QUIGJ7E9W0Y853
N
N
Blakeslee & Blakeslee, Inc.
8-32071
SEC File Number
N
N
Smith, Brown & Groover, Inc.
8-13079
SEC File Number
N
N
NPB Financial Group, LLC
8-67113
SEC File Number
N
N
First Asset Financial Inc.
8-67191
SEC File Number
N
N
Westport Resources Investment Services, Inc.
8-40904
SEC File Number
N
N
MML Investors Services, LLC
8-27250
SEC File Number
N
N
Itau International Securities Inc.
54930086LDFU8Z86AH91
N
N
J. J. B. Hilliard, W. L. Lyons, LLC
254900HZY78ZQW2G2X35
N
N
Federated Securities, Inc.
8-15644
SEC File Number
N
N
Impact U. Investments, LLC
8-65527
SEC File Number
N
N
Capital Institutional Services, Inc.
54930061X8RDWFDJIS05
N
N
Chapin Davis Inc.
801-70987
SEC File Number
N
N
Aventura Securities, LLC
8-67458
SEC File Number
N
N
Bradesco BAC Florida Investments Corp.
254900CAF9OPVE8VT408
N
N
McClurg Capital Corporation
8-34473
SEC File Number
N
N
Voya Retirement Insurance and Annuity Company
OK3MKCDYPD4NN6QDGK18
N
Y
Profinancial, Inc.
8-32026
SEC File Number
N
N
Benchmark Investments, Inc.
8-52280
SEC File Number
N
N
Garden State Securities Inc.
8-25790
SEC File Number
N
N
Hilltop Securities Inc.
549300IXU82PMU6XZT45
N
N
MWA Financial Services, Inc.
8-53255
SEC File Number
N
N
UBATCO & Co.
00000000000000000000
N
Y
ViewTrade Securities, Inc.
549300CHLQDUD0NL5851
N
N
Wiley Bros. - Aintree Capital, LLC
8-3774
SEC File Number
N
N
Berthel Fisher & Company Financial Services, Inc.
8-29426
SEC File Number
N
N
Mid Atlantic Clearing & Settlement Corporation
8-47758
SEC File Number
N
N
Dominion Investor Services, Inc.
8-39029
SEC File Number
N
N
Davenport & Company LLC
254900GN2SAXJGLMS075
N
N
Navy Federal Brokerage Services, LLC
8-67161
SEC File Number
N
N
Cannon Securities, Inc.
8-68437
SEC File Number
N
N
XP Investments US, LLC
549300HDFLS7P433PO89
N
N
Caldwell Securities Ltd.
549300ORF2FMHXODHJ66
CA
N
N
Saturna Brokerage Services, Inc.
8-36558
SEC File Number
N
N
American Financial Associates, Inc.
8-44065
SEC File Number
N
N
M&T Securities, Inc.
254900VRUF9FN7AZI864
N
N
Halliday Financial, LLC
8-45529
SEC File Number
N
N
ING Financial Markets LLC
KBVRJ5K57JZ3E2AVWX40
N
N
Lieblong & Associates, Inc.
8-49880
SEC File Number
N
N
Lesko Securities, Inc.
8-26408
SEC File Number
N
N
Great American Investors, Inc.
8-44380
SEC File Number
N
N
Cardinal Investments, Inc.
8-47493
SEC File Number
N
N
Peak Brokerage Services, LLC
8-68829
SEC File Number
N
N
JHW Financial Services, Inc.
8-45304
SEC File Number
N
N
Dorn & Co., Inc.
8-08707
SEC File Number
N
N
M.S. Howells & Co.
549300ZY1ODMQ4MPJT53
N
N
BNP Paribas Securities Corp.
RCNB6OTYUAMMP879YW96
N
N
Griffinest Asia Securities, LLC
8-66571
SEC File Number
N
N
Signature Securities Group Corporation
8-52697
SEC File Number
N
N
Center Street Securities, Inc.
8-42786
SEC File Number
N
N
TCFG Wealth Management, LLC
8-69089
SEC File Number
N
N
Nicol Investors Corporation
8-65566
SEC File Number
N
N
United Brokerage Services, Inc.
8-48685
SEC File Number
N
N
Highlander Capital Group, Inc.
8-37169
SEC File Number
N
N
Tocqueville Securities L.P.
8-42223
SEC File Number
N
N
Symphonic Securities LLC
8-67220
SEC File Number
N
N
VectorGlobal WMG Inc.
254900K52VRYBHUGBC64
N
N
Raymond James Financial, Inc.
RGUZHJ05YTITL6D76949
N
N
TRG Advisors Inc
8-50449
SEC File Number
N
N
Gold Coast Securities, Inc.
8-53148
SEC File Number
N
N
Allegheny Investments, Ltd.
8-22183
SEC File Number
N
N
Davinci Capital Management, Inc.
8-51580
SEC File Number
N
N
Integrated Financial Planning Services
8-35120
SEC File Number
DE
N
N
The Huntington Investment Company
5493004MEJ6IU9SR1R78
N
N
Conduent HR Services, LLC
84-06035
SEC File Number
N
Y
Sammons institutional Group, Inc.
BBG00LBNPZL2
Bloomberg Global ID
N
Y
Colorado Financial Service Corporation
8-52817
SEC File Number
N
N
Rhodes Securities, Inc.
254900MVXWUYG3F22X71
N
N
Country Club Financial Services, Inc.
8-44574
SEC File Number
N
N
Hornor, Townsend & Kent, LLC
8-14715
SEC File Number
N
N
Tradition Securities and Derivatives LLC
WRYEFMSVQCH0EMD08461
N
N
First National Bank Alaska
25490089V5DJHFQMOA03
N
N
GRF Capital Investors, Inc.
8-41494
SEC File Number
N
N
FMSbonds, Inc.
549300TUTBK58NSF2517
N
N
Ustocktrade Securities, Inc.
8-33132
SEC File Number
N
N
Ausdal Financial Partners, Inc.
8-24519
SEC File Number
N
N
Ascensus Financial Services, LLC
8-67891
SEC File Number
N
N
Alight Financial Solutions, LLC
8-47344
SEC File Number
N
N
Etico Partners, LLC
254900YC5I0IY6GSBI85
N
N
Cape Securities, Inc.
8-20747
SEC File Number
N
N
James I. Black & Company
8-12077
SEC File Number
N
N
Harold W. Dance, Inc.
8-12160
SEC File Number
N
N
R.M. Stark & Co., Inc.
8-22543
SEC File Number
N
N
First Honolulu Securities, Inc.
8-23919
SEC File Number
N
N
Portfolio Resources Group, Inc.
549300TKCYL1XNXOL896
N
N
Horace Mann Life Insurance Company
5493000HR2JKKNH2FL09
N
N
American Heritage Securities, Inc.
8-44466
SEC File Number
N
N
TD Private Client Wealth LLC
8-69105
SEC File Number
N
N
Capitol Securities Management, Inc.
8-30353
SEC File Number
N
N
SEI Private Trust Company
28-10625
SEC File Number
N
Y
Fiduciary Trust Company International
N1YKEWO2IYPRS4742F57
N
N
The Oak Ridge Financial Services Group, Inc.
2549003647MDU9F6QN39
N
N
Allegiance Capital, LLC
8-52978
SEC File Number
N
N
Woodlands Securities Corporation
8-39700
SEC File Number
N
N
Genworth Life Insurance Company of New York
E5VAS7I8GX5B0SDBX010
N
Y
LPL Financial LLC
5493005NM7F0H1N3EQ39
N
Y
Foresters Equity Services, Inc.
8-36703
SEC File Number
N
N
Bolton Securities Corporation
8-68187
SEC File Number
N
N
Gerwin Group, Inc.
8-40282
SEC File Number
N
N
Riversource Distributors, Inc.
8-67196
SEC File Number
N
N
LaSalle St. Securities, L.L.C.
8-18860
SEC File Number
N
N
Sisung Securities Corporation
254900KJI3EYKKPWT989
N
N
Uhlmann Price Securities, LLC
8-50041
SEC File Number
N
N
D.H. Hill Securities, LLLP
8-49475
SEC File Number
N
N
MSEC, LLC
8-68627
SEC File Number
N
N
Amegy Investments, Inc.
8-65399
SEC File Number
N
N
Thurston, Springer, Miller, Herd & Titak, Inc.
8-25452
SEC File Number
N
N
UnionBanc Investment Services LLC
254900Y9HI2TG6D79N41
N
N
Western International Securities, Inc.
8-48572
SEC File Number
N
N
Interactive Brokers LLC
50OBSE5T5521O6SMZR28
N
N
Mack Investment Securities, Inc.
8-35536
SEC File Number
N
N
The Lawrence D. Vitez Corporation
8-48642
SEC File Number
N
N
First Citizens Investor Services, Inc.
8-50696
SEC File Number
N
N
Arkadios Capital, LLC
2549004VFYBIASQ1A234
N
N
Robinson And Robinson, Inc.
8-17109
SEC File Number
N
N
United States Life Insurance Company in the City of New York
549300C1JQGJ0MNUMG79
N
Y
NYLIFE Distributors LLC
8-46655
SEC File Number
N
N
Signal Securities, Inc.
8-32948
SEC File Number
N
N
Coldstream Securities, Inc.
8-51549
SEC File Number
N
N
Fidelity Brokerage Services LLC
549300OQFQ4NFIOD5695
N
Y
Gladowsky Capital Management, Corp.
8-51017
SEC File Number
N
N
Morgan Stanley & Co. LLC
9R7GPTSO7KV3UQJZQ078
N
N
Pruco Securities, LLC
8-16402
SEC File Number
N
N
Hazard & Siegel, Inc.
8-13942
SEC File Number
N
N
NEXT Financial Group, Inc.
8-51356
SEC File Number
N
N
Avondale Partners, LLC
254900799PKXEPTDRJ40
N
N
KCD Financial, Inc.
8-66005
SEC File Number
N
N
GWN Securities, Inc.
8-66185
SEC File Number
N
N
Great-West Financial Retirement Plan Services, LLC
71-0930784
Tax ID
N
Y
Amerant Investments, Inc.
254900M8G8SSAIMHET60
N
N
General Securities Corp.
8-31654
SEC File Number
N
N
First Manhattan Co.
549300NNJKVSO48I3G76
N
N
CFD Investments, Inc
8-41727
SEC File Number
N
N
Voya Institutional Plan Services, LLC
02-0488491
Tax ID
N
N
Citizens Bank
38-0421450
Tax ID
N
N
Mesirow Financial, Inc.
549300BIV46SUHPOFE54
N
N
Umpqua Investments, Inc.
8-02915
SEC File Number
N
N
Private Client Services, LLC
8-68183
SEC File Number
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
N
Equity Services, Inc.
8-14286
SEC File Number
N
N
Thoroughbred Financial Services, LLC
8-51944
SEC File Number
N
N
Oscar Gruss & Son Incorporated
549300V78DH9XCK5UI63
N
N
Calton & Associates, Inc.
254900TDJ7LH64ZKRY86
N
N
Royal Alliance Associates, Inc.
8-40218
SEC File Number
N
N
Carl M. Hennig, Inc.
8-14509
SEC File Number
N
N
Diversified Resources, LLC
8-45497
SEC File Number
N
N
MV Securities Group, Inc.
8-47827
SEC File Number
N
N
Treasure Financial Corp.
8-48165
SEC File Number
N
N
Ameritas Investment Company, LLC
549300913B54XKSRM258
N
N
Middlegate Securities Ltd.
549300ZVONUQ845QCH95
N
N
Principled Advisors, Inc.
8-66451
SEC File Number
N
N
L.S.Y. Incorporated
8-17613
SEC File Number
N
N
Multiple Financial Services Inc
8-52017
SEC File Number
N
N
Exeter Trust Company
28-04279
SEC File Number
N
N
Axiom Capital Management, Inc.
254900WW7SK1IMK6NO54
N
N
Talcott Resolution Life Insurance Company
8CE7JPU9IU72L3PPD756
N
Y
American Century Investment Services, Inc.
8-35220
SEC File Number
N
N
Brighton Securities Corp.
8-14599
SEC File Number
N
N
Comerica Securities, Inc.
5493009QV211JEW7ZV59
N
N
Western Equity Group, Inc.
8-66403
SEC File Number
N
N
Bancwest Investment Services, Inc.
5493001GJYTESEZEBA51
N
N
Regulus Advisors, LLC
8-68275
SEC File Number
N
N
Arque Capital, Ltd.
8-65390
SEC File Number
N
N
Westco Investment Corp.
8-38452
SEC File Number
N
N
Inverness Securities, LLC
8-66278
SEC File Number
N
N
Teachers Insurance and Annuity Association of America
O06XD7BJ4EPXNABVFN69
N
Y
American Enterprise Investment Services Inc.
549300NT7GLLVGTH0249
N
N
Arthur W. Wood Company
8-3368
SEC File Number
N
N
Voya Financial Partners, LLC
8-46451
SEC File Number
N
N
UBS Financial Services Inc.
ETYRV6ORNFJB5NONI676
N
N
Harbour Investments, Inc
8-37373
SEC File Number
N
N
J. Alden Associates, Inc.
8-48938
SEC File Number
N
N
Purshe Kaplan Sterling Investments, Inc.
8-46844
SEC File Number
N
N
J.W. Cole Financial, Inc.
8-65698
SEC File Number
N
N
S.L. Reed & Company
8-49178
SEC File Number
N
N
Client One Securities LLC
8-68494
SEC File Number
N
N
T.R. Winston & Company, LLC
8-27519
SEC File Number
N
N
ADP Broker-Dealer, Inc.
8-47885
SEC File Number
N
Y
Stifel, Nicolaus & Company, Incorporated
5WUVMA08EYG4KEUPW589
N
Y
T. Rowe Price Investment Services, Inc.
8-25130
SEC File Number
N
N
Advisory Group Equity Services, Ltd.
8-32155
SEC File Number
N
N
Cetera Advisors LLC
8-26892
SEC File Number
N
N
Advanced Advisor Group, LLC
8-67313
SEC File Number
N
N
First Republic Securities Company, LLC
5493000IMDFZDQYB2Q11
N
N
Saturna Trust Company
26-3918998
Tax ID
N
Y
AdCap Securities, LLC
254900EMZBEIM1FAO022
N
N
H. C. Denison Co.
8-00044
SEC File Number
N
N
BD4RIA, Inc.
8-70022
SEC File Number
N
N
Midwestern Securities Trading Company, LLC
8-52074
SEC File Number
N
N
Northern Trust Securities, Inc.
3CHSO99JSPHD9HGNYJ46
N
N
TD Ameritrade, Inc.
CWQYQU0TV2NLMLZKNB44
N
Y
Woodbury Financial Services, Inc.
8-13846
SEC File Number
N
N
Mcnally Financial Services Corporation
8-65388
SEC File Number
N
N
Darwood Associates, Incorporated
8-16560
SEC File Number
N
N
Credit Suisse Securities (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Access Investments, Inc.
8-49750
SEC File Number
N
N
Thompson Davis & Co., Inc.
8-49386
SEC File Number
N
N
UMB Financial Services, Inc.
254900GFVO9NGQ21JC37
N
N
Northland Securities, Inc.
254900ZIK4MLVQAWLS15
N
N
Arive Capital Markets LLC
8-43350
SEC File Number
N
N
Fifth Third Bank, National Association
QFROUN1UWUYU0DVIWD51
N
N
Coker & Palmer, Inc.
254900V1KTPDN88TDS68
N
N
Neuberger Berman BD LLC
PWDS3JJ631D5N70JXG61
N
N
Pershing Advisor Solutions LLC
549300KTC63JRN36GZ84
N
N
Weston Securities Corporation
8-32664
SEC File Number
N
N
Cetera Financial Specialists LLC
8-27082
SEC File Number
N
N
David Lerner Associates, Inc.
8-20746
SEC File Number
N
N
Mid Atlantic Capital Corporation
8-27663
SEC File Number
N
N
Smith, Moore & Co.
8-27480
SEC File Number
N
N
BCG Securities, Inc
8-12680
SEC File Number
N
N
Pensionmark Securities, LLC
8-69773
SEC File Number
N
N
GLP Investment Services, LLC
8-41868
SEC File Number
N
N
Vorpahl Wing Securities, Inc.
8-51823
SEC File Number
N
N
Morris Group Inc
35-1546402
Tax ID
N
N
Omni Financial Securities, Inc.
8-44034
SEC File Number
N
N
Crown Capital Securities, L.P.
8-17264
SEC File Number
N
N
D.M. Kelly & Company
8-48398
SEC File Number
N
N
RJJ Pasadena Securities, Inc.
8-25324
SEC File Number
N
N
State Farm VP Management Corp.
8-50128
SEC File Number
N
N
Cantella & Co.,Inc.
254900Z33Q34HCFGHO19
N
N
TFS Securities, Inc.
8-38377
SEC File Number
N
N
InSight Securities, Inc.
2549007I5MCG270G9341
N
N
R. Seelaus & Co. Inc
2138004J7AJDLCOJYA06
N
N
Safra Securities LLC
E51AOUORNWWT747CBW71
N
N
Global Brokerage Services Ltd
8-47763
SEC File Number
N
N
John Hancock Life Insurance Company of New York
5493007RYG4GXIKSQI18
N
Y
Woodmen Financial Services, Inc.
8-53592
SEC File Number
N
N
Oppenheimer & Co. Inc.
254900VH02JQR2L8XD64
N
N
Liberty Capital Investment Corp.
8-42051
SEC File Number
N
N
Corecap Investments, LLC
8-47783
SEC File Number
N
N
SWBC Investment Services, LLC
254900YIJJWABADWZ455
N
N
TD Ameritrade Trust Company
20-0937408
Tax ID
N
N
Fidelity Investments Life Insurance Company
54930024AKTQGTIV1P93
N
N
NI Advisors, Inc.
8-66841
SEC File Number
N
N
TradeStation Securities, Inc.
549300T08P71XXBYLW62
N
N
SCF Securities Inc
8-51760
SEC File Number
N
N
World Capital Brokerage, Inc.
8-06805
SEC File Number
N
N
The Tavenner Company
8-41206
SEC File Number
N
N
Valmark Securities, Inc.
8-45463
SEC File Number
N
N
FSC Securities Corporation
8-21770
SEC File Number
N
N
Gradient Securities, LLC
8-66032
SEC File Number
N
N
Horan Securities, Inc.
8-49192
SEC File Number
N
N
S.G. Long & Company
8-51816
SEC File Number
N
N
Supreme Alliance LLC
8-51046
SEC File Number
N
N
Infinity Securities, Inc.
8-67647
SEC File Number
N
N
Alliant Securities, Inc. Turner, Nord, Kienbaum
8-23305
SEC File Number
N
N
City National Bank
593C3GZG957YOJPS2Z63
N
N
Dorsey & Company Inc.
8-7541
SEC File Number
N
N
Monere Investments, Inc.
8-52982
SEC File Number
N
N
Snowden Account Services LLC
254900WVSS0BX602UF45
N
N
SECU Brokerage Services, Inc.
8-37927
SEC File Number
N
N
Devenir, LLC
8-65837
SEC File Number
N
N
Union Capital Company
8-53127
SEC File Number
N
N
Planners Financial Services, Inc.
8-18027
SEC File Number
N
N
AssetMark Trust Company
86-0770473
Tax ID
N
N
Fidelity Investments Institutional Operations Company LLC
549300XVSM8LN3LQOK63
N
Y
Securities Research, Inc.
8-23699
SEC File Number
N
N
TIAA-CREF Individual & Institutional Services, LLC
8-44454
SEC File Number
N
N
Register Financial Associates, Inc.
8-45012
SEC File Number
N
N
American Independent Securities Group, LLC
8-66905
SEC File Number
N
N
DFPG Investments, LLC
8-68730
SEC File Number
N
N
Coordinated Capital Securities, Inc.
8-31173
SEC File Number
N
N
Titleist Asset Management, Ltd.
8-65859
SEC File Number
N
N
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
N
Y
Brokers International Financial Services, LLC
8-67239
SEC File Number
N
N
SA Stone Wealth Management Inc.
8-36638
SEC File Number
N
N
McDonald Partners LLC
8-66985
SEC File Number
N
N
Barclays Capital Inc.
AC28XWWI3WIBK2824319
N
N
Paradigm Equities, Inc.
8-45593
SEC File Number
N
N
Charles Schwab & Co., Inc.
549300ZP8XN77GK5BS04
N
Y
American Capital Partners, LLC
254900I8NH46ZJJ4Z956
N
N
Prudential Investment Management Services LLC
8-36540
SEC File Number
N
N
UBS AG (New York, NY, US, Branch)
BFM8T61CT2L1QCEMIK50
N
N
Jack V. Butterfield Investment Company
8-12454
SEC File Number
N
N
D.A. Davidson & Co.
549300094RQ5A7DYLF51
N
N
Apex Clearing Corporation
5493000418CITRF5BO80
N
N
LifeMark Securities Corp.
8-33478
SEC File Number
N
N
Fifth Third Securities, Inc.
5493003IMO3TYX51WE43
N
N
Crews and Associates, Inc.
5493001BWSV3E82LZ446
N
N
Truist Investment Services, Inc.
8-35355
SEC File Number
N
N
World Choice Securities, Inc.
8-45235
SEC File Number
N
N
Associated Investment Services, Inc.
8-00099
SEC File Number
N
N
Stephens Inc.
213800LH6T9XDYZCA534
N
N
Coburn & Meredith, Inc.
8-02474
SEC File Number
N
N
Lincoln Financial Securities Corporation
8-14609
SEC File Number
N
N
Herndon Plant Oakley Ltd.
8-50912
SEC File Number
N
N
Transamerica Advisors Life Insurance Company
F1PLTWZ8OU4HQGZQAP31
N
N
Citigroup Global Markets Inc.
MBNUM2BPBDO7JBLYG310
N
N
Trade-PMR Group, Inc.
8-51390
SEC File Number
N
N
Harbor Investment Advisory, LLC
8-68334
SEC File Number
N
N
Wells Fargo Securities, LLC
VYVVCKR63DVZZN70PB21
N
N
Voya Investments Distributor, LLC
549300UXSQ6ZVMSJFH64
N
N
First Heartland Capital, Inc.
8-46008
SEC File Number
N
N
Portsmouth Financial Services
8-30097
SEC File Number
N
N
Deutsche Bank Securities Inc.
9J6MBOOO7BECTDTUZW19
N
N
Park Avenue Securities LLC
8-51324
SEC File Number
N
N
Harvest Financial Corporation
8-26037
SEC File Number
N
N
TCAdvisors Network Inc
8-46909
SEC File Number
N
N
Citizens Securities, Inc.
2138006RAPI5PE2ZGW36
N
N
Allianz Life Financial Services, LLC
5493008TSI0TRWDDGW79
N
N
1st Discount Brokerage, Inc.
8-48557
SEC File Number
N
N
T. Rowe Price Retirement Plan Services, Inc.
84-06219
SEC File Number
N
Y
Investment Architects, Inc.
8-35724
SEC File Number
N
N
Perryman Securities, Inc.
8-53546
SEC File Number
N
N
First Horizon Advisors, Inc.
8-35061
SEC File Number
N
N
B.B. Graham & Company, Inc.
8-49477
SEC File Number
N
N
Principal Life Insurance Company
SDCMU2LVKGV2AF1KWP64
N
Y
SagePoint Financial, Inc.
8-66771
SEC File Number
N
N
CBIZ Financial Solutions, Inc.
8-34205
SEC File Number
N
N
Sammons Financial Network, LLC
8-68905
SEC File Number
N
N
Lockton Investment Securities, LLC
8-67090
SEC File Number
N
N
Excel Securities & Associates, Inc.
8-34261
SEC File Number
N
N
Eagles Coast Capital, LLC
8-70137
SEC File Number
N
N
Keel Point Capital, LLC
8-22990
SEC File Number
N
N
Actinver Securities, Inc.
254900FT947VQZ1WHT28
N
N
HighTower Securities, LLC
549300F189LKWDZLP954
N
N
Conover Securities Corporation
8-35085
SEC File Number
N
N
CGIS Securities LLC
254900GOI7SHVRZ5BG90
N
N
Synovus Securities, Inc.
254900CM2K7N1E0JF171
N
N
Kovack Securities Inc.
25490070RG17Z4I70I82
N
N
Michigan Securities Inc.
8-52094
SEC File Number
N
N
American Wealth Management, Inc
8-41807
SEC File Number
N
N
Horace Mann Investors, Inc.
254900OFJVU7T8WTK224
N
N
Wintrust Investments, LLC
8-484
SEC File Number
N
N
Superior Financial Services, Inc.
549300BK1DNLS1A2MZ43
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Hennion & Walsh, Inc.
8-41988
SEC File Number
N
N
Wellington Shields & Co., LLC
254900ULLOEJ3RYQ9S69
N
N
Prospera Financial Services, Inc.
2549009CIEPO956KXD30
N
N
Bankoh Investment Services, Inc.
8-44201
SEC File Number
N
N
American Trust Company
5493005EOTYFH88SI914
N
Y
Cetera Advisor Networks LLC
8-29577
SEC File Number
N
N
Capital Portfolio Management, Inc.
8-44225
SEC File Number
N
N
Ace Diversified Capital, Inc.
8-49555
SEC File Number
N
N
Northwest Investment Advisors, Inc.
8-65282
SEC File Number
N
N
Investment Planners, Inc.
8-35642
SEC File Number
N
N
Independent Brokerage Solutions LLC
8-68549
SEC File Number
N
N
Mutual Funds Associates, Inc.
8-13026
SEC File Number
N
N
Valley National Investments, Inc.
8-34427
SEC File Number
N
N
Leigh Baldwin & Co., L.L.C.
8-48385
SEC File Number
N
N
Primerica Shareholder Services, Inc.
84-01499
SEC File Number
N
Y
Polar Investment Counsel, Inc.
8-50039
SEC File Number
N
N
Maxim Group LLC
254900OJ6JZO6SDMHQ83
N
N
USA Financial Securities Corporation
8-52342
SEC File Number
N
N
Variable Investment Advisors, Inc
8-50699
SEC File Number
N
N
Hunter Associates, Inc.
8-44779
SEC File Number
N
N
Watermark Securities, Inc.
254900NK1ZHBYG91LX55
N
N
William Blair & Company, L.L.C.
549300J0P7XYE8BMZ775
N
N
Principal Securities, Inc.
8-13975
SEC File Number
N
N
Westminster Financial Securities, Inc.
8-38426
SEC File Number
N
N
Broadridge Business Process Outsourcing, LLC
8-53412
SEC File Number
N
Y
J.P. Morgan Securities LLC
ZBUT11V806EZRVTWT807
N
N
Moloney Securities Co., Inc.
8-48326
SEC File Number
N
N
Woodstock Financial Group, Inc.
8-48080
SEC File Number
N
N
Rodgers Brothers, Inc.
8-33475
SEC File Number
N
N
Alight Solutions LLC
84-01996
SEC File Number
N
Y
Silver Oak Securities, Incorporated
8-51601
SEC File Number
N
N
Geneos Wealth Management, Inc.
8-65357
SEC File Number
N
N
Hudson Heritage Capital Management, Inc.
8-50648
SEC File Number
N
N
Bankers Life Securities, Inc.
549300YBBLCDP5GDSH97
N
N
Waddell & Reed, Inc.
8-27030
SEC File Number
N
N
Allstate Financial Services, LLC
8-36365
SEC File Number
N
N
Cutter And Company Brokerage, Inc.
8-39590
SEC File Number
N
N
United Planners Financial Services of America, A Limited Partnership
8-38485
SEC File Number
N
N
Abacus International Capital Corp.
8-46418
SEC File Number
N
N
Folger Nolan Fleming Douglas Incorporated
254900DD93O7YH65O708
N
N
Hancock Whitney Corporation
549300GRNBWY8HIICT41
N
N
Capital Investment Group, Inc.
8-31225
SEC File Number
N
N
Andbanc Brokerage LLC
213800E4CWGFMCDQZ792
N
N
Sage, Rutty & Co., Inc.
8-00533
SEC File Number
N
N
AqGen Ascensus, Inc.
549300K5MHNFPEU2RK82
N
Y
Great Pacific Securities
254900QRZ90SUI8C4W84
N
N
Veritas Independent Partners, LLC
8-69363
SEC File Number
N
N
Nations Financial Group, Inc.
8-50588
SEC File Number
N
N
Cadaret, Grant & Co., Inc.
8-27844
SEC File Number
N
N
Sunbelt Securities, Inc.
8-49748
SEC File Number
N
N
Chauner Securities, Inc.
8-33980
SEC File Number
N
N
SKA Securities, Inc.
8-53366
SEC File Number
N
N
Hartford Funds Management Company, LLC
801-77209
SEC File Number
N
Y
M Holdings Securities, Inc.
8-50214
SEC File Number
N
N
CUSO Financial Services, L.P.
8-49711
SEC File Number
N
N
Vision Financial Markets LLC
549300J0X8HK9GUADL55
N
N
Investment Placement Group
5493005L3RL45FY4HR07
N
N
Ballew Investments, Inc.
8-45660
SEC File Number
N
N
L. B. Fisher & Company
8-21023
SEC File Number
N
N
Institutional Securities Corporation
2549007EJ1PSLA8XVA50
N
N
Mutual Securities, Inc.
254900UQFSLK9OUNAC76
N
N
Investments For You, Inc.
8-44179
SEC File Number
N
N
Coinbase Capital Markets Corporation
8-28032
SEC File Number
N
N
Heim, Young & Associates, Inc.
8-48500
SEC File Number
N
N
Henley & Company LLC
8-66463
SEC File Number
N
N
Bolton Global Capital, Inc.
2549009M08YVOG46LO79
N
N
Oak Tree Securities, Inc.
8-36138
SEC File Number
N
N
Nationwide Securities, LLC
8-12500
SEC File Number
N
N
Commonwealth Equity Services, Inc.
8-24040
SEC File Number
N
N
Bill Few Securities, Inc.
8-49625
SEC File Number
N
N
Aon UK Holdings Limited
5493002ME0O127QJJG03
GB
N
N
MML Distributors, LLC
8-48203
SEC File Number
N
N
PlanMember Securities Corporation
8-25065
SEC File Number
N
N
Sanctuary Securities, Inc.
2549007WBAL2Z578XQ34
N
N
Feldstein Financial Group, L.L.C.
8-53388
SEC File Number
N
N
Lombard Securities, Incorporated
8-43340
SEC File Number
N
N
Hancock Whitney Investment Services, Inc.
8-49106
SEC File Number
N
N
Equitable Advisors, LLC
8-17883
SEC File Number
N
N
Ceros Financial Services Inc.
549300N2YQ0P5G0WE562
N
N
The Garbacz Group Inc
8-42366
SEC File Number
N
N
DWS Distributors, Inc.
5299007T18XBURKJ1V64
N
N
Camden Financial Services
8-37303
SEC File Number
N
N
Capital Management Securities, Inc.
8-27779
SEC File Number
N
N
Financial Northeastern Securities, Inc.
549300QRRF2NAV5G3869
N
N
Verity Investments, Inc.
8-49474
SEC File Number
N
N
Sycamore Financial Group Inc
8-30302
SEC File Number
N
N
Carter, Terry & Company, Inc.
8-33797
SEC File Number
N
N
VALIC Financial Advisors, Inc.
8-50018
SEC File Number
N
N
Lincoln Investment Planning, LLC
8-14354
SEC File Number
N
N
Liberty Partners Financial Services, LLC
8-66335
SEC File Number
N
N
Key Investment Services LLC
8-66999
SEC File Number
N
N
Meridien Financial Group, Inc.
8-26090
SEC File Number
N
N
CUNA Brokerage Services, Inc.
549300G6Y6BPF9ZL4706
N
N
ACA Prudent Investors Planning Corp.
8-51899
SEC File Number
N
N
Hanson McClain Retirement Network, LP
8-52250
SEC File Number
N
N
Lincoln Financial Distributors, Inc.
8-13431
SEC File Number
N
N
Chelsea Morgan Securities, Inc.
8-51916
SEC File Number
N
N
Folio Investments, Inc.
8-52009
SEC File Number
N
N
Mid-atlantic Securities, Inc.
8-36997
SEC File Number
N
N
Gregory J. Schwartz & Co., Inc.
8-20955
SEC File Number
N
N
Anovest Financial Services, Inc.
8-66742
SEC File Number
N
N
Benefit Trust Company
43-1971558
Tax ID
N
Y
Morgan Stanley Smith Barney LLC
7PDDXEMZ0ZV0CEDU4D16
N
N
Ascensus Broker Dealer Services, LLC
8-47312
SEC File Number
N
Y
Centennial Securities Company, Inc.
8-23406
SEC File Number
N
N
Madison Avenue Securities, LLC
8-40426
SEC File Number
N
N
Securities America, Inc.
8-26602
SEC File Number
N
N
Rothschild Investment Corporation
8-16429
SEC File Number
N
N
American Trust Investment Services, Inc.
8-14394
SEC File Number
N
N
Voya Financial Advisors, Inc.
8-13987
SEC File Number
N
N
John Hancock Trust Company LLC
549300W205WZCFZS6R51
N
Y
Investshares, Inc
8-68365
SEC File Number
N
N
E*TRADE Savings Bank
549300DXPO50FJ75QA85
N
Y
Moors & Cabot, Inc.
254900SDQ5IONENQ7U67
N
N
Raymond James & Associates, Inc.
U4ONQX15J3RO8XCKE979
N
N
American United Life Insurance Company
549300T82H2DXU80LV98
N
Y
Sovereign Legacy Securities, Inc.
8-00621
SEC File Number
N
N
The Guardian Insurance & Annuity Company, Inc.
TGIU5N0SIMULU6I57R64
N
Y
Centaurus Financial, Inc.
8-45185
SEC File Number
N
N
The Logan Group Securities
8-48995
SEC File Number
N
N
BBVA Securities Inc.
549300RJFN0Z663VE860
N
N
H. Beck, Inc.
8-31165
SEC File Number
N
N
Wescom Financial Services, LLC
8-66189
SEC File Number
N
N
GWFS Equities, Inc.
8-33854
SEC File Number
N
N
Rockefeller Financial LLC
8-70054
SEC File Number
N
N
Northwestern Mutual Investment Services, LLC
CYO86L8D7HTXW9SOZX28
N
N
Ladenburg Thalmann & Co. Inc.
2549000V3L2KK4L76W91
N
N
Vanguard Marketing Corporation
8-21570
SEC File Number
N
N
Sunstreet Securities, LLC
8-67541
SEC File Number
N
N
Oriental Financial Services LLC
8-44516
SEC File Number
PR
N
N
Rogan & Associates, Inc.
8-49995
SEC File Number
N
N
CNR Securities LLC
894500JXD2XN50UHZI74
N
N
IDB Capital Corp.
254900SH3QL0IL3S9R34
N
N
Kingswood Capital Partners LLC
8-69967
SEC File Number
N
N
Essex Securities LLC
254900RAMRWZOR870Q30
N
N
Planned Financial Programs, Inc.
8-5727
SEC File Number
N
N
Securevest Financial Group Inc.
254900LG3HPQV4J0WH27
N
N
Cary Street Partners LLC
8-66085
SEC File Number
N
N
L.M. Kohn & Company
8-43303
SEC File Number
N
N
Rnr Securities, L.L.C.
8-50366
SEC File Number
N
N
Infinex Investments, Inc.
8-46661
SEC File Number
N
N
Sigma Financial Corporation
8-30466
SEC File Number
N
N
Benefit Plans Administrative Services, Inc.
BBG002ZR1639
Bloomberg Global ID
N
Y
APW Capital, Inc.
8-50433
SEC File Number
N
N
Kalos Capital, Inc.
8-50630
SEC File Number
N
N
Independent Financial Group, LLC
254900KYWXHSQ7RMNP09
N
N
Northern Capital Securities Corporation
254900ZANH7XTB94LS53
N
N
The Prudential Insurance Company of America
X574KRZ6V5A7UBU45C31
N
Y
Pacific Financial Associates, Inc.
8-40712
SEC File Number
N
N
Lion Street Financial, LLC
8-69183
SEC File Number
N
N
Zions Direct, Inc.
8-35721
SEC File Number
N
N
Securian Financial Services, Inc.
8-31955
SEC File Number
N
N
North South Capital LLC
549300ODEKJCRN2AM859
N
N
Bestvest Investments, Ltd.
254900SL6FW130BMS922
N
N
Investment Network, Inc
8-66036
SEC File Number
N
N
Cabot Lodge Securities LLC
8-69009
SEC File Number
N
N
Gardner Financial Services, Inc.
8-38631
SEC File Number
N
N
Arete Wealth Management LLC
8-50854
SEC File Number
N
N
Trustmont Financial Group, Inc.
8-36439
SEC File Number
N
N
Consolidated Financial Investments, Inc.
8-37004
SEC File Number
N
N
Kestra Investment Services, LLC
8-49672
SEC File Number
N
N
Girard Investment Services, LLC
8-14145
SEC File Number
N
N
Syndicated Capital, Inc.
8-44162
SEC File Number
N
N
Lincoln-Douglas Investments, LLC
8-68728
SEC File Number
N
N
Landolt Securities, Inc.
254900B2XEQ2HZGN7K90
N
N
FSB Premier Wealth Management, Inc.
8-44865
SEC File Number
N
N
First Kentucky Securities Corporation
8-22224
SEC File Number
N
N
Commerce Brokerage Services, Inc.
8-35096
SEC File Number
N
N
Mclaughlin Ryder Investments, Inc.
8-67911
SEC File Number
N
N
Goldman Sachs & Co. LLC
FOR8UP27PHTHYVLBNG30
N
N
WesBanco Securities, Inc.
8-50220
SEC File Number
N
N
American National Trust And Investment Management Company
28-00344
SEC File Number
N
N
American Financial Securities, Inc.
8-53205
SEC File Number
N
N
Coastal Equities, Inc.
8-40822
SEC File Number
N
N
Landaas & Company, LLC
8-51826
SEC File Number
N
N
Boreal Capital Securities, LLC
549300NMHK6HTSKCG696
N
N
Nest Investments BD LLC
8-70117
SEC File Number
N
N
PTI Securities & Futures, L.P.
8-44412
SEC File Number
N
N
Fieldpoint Private Securities, LLC
8-37105
SEC File Number
N
N
Marsco Investment Corporation
8-36754
SEC File Number
N
N
Abacus Investments, Inc.
8-46571
SEC File Number
N
N
Capital Investment Brokerage, Inc.
8-49118
SEC File Number
N
N
Massachusetts Mutual Life Insurance Company
R6ZXK5P01NP6HXSY1S07
N
Y
B. Riley Wealth Management Holdings, Inc.
8-31206
SEC File Number
N
N
K. W. Chambers & Co.
8-10533
SEC File Number
N
N
Sunset Financial Services, Inc.
8-14148
SEC File Number
N
N
Access Financial Group, Inc.
8-46065
SEC File Number
N
N
Loring Ward Securities Inc.
8-51381
SEC File Number
N
N
Emerson Equity LLC
8-66296
SEC File Number
N
N
Jefferies LLC
58PU97L1C0WSRCWADL48
N
N
Founders Financial Securities, LLC
8-67137
SEC File Number
N
N
BMO Harris Financial Advisors, Inc.
8-67064
SEC File Number
N
N
Digital Retirement Solutions, Inc.
84-1477138
Tax ID
N
Y
Grant Williams L.P.
8-51249
SEC File Number
N
N
Standard Insurance Company
549300KVA8DBYKHPXO21
N
Y
Mutual of Omaha Investor Services, Inc.
8-47290
SEC File Number
N
N
Bley Investment Group, Inc.
8-42701
SEC File Number
N
N
The Strategic Financial Alliance, Inc.
8-65885
SEC File Number
N
N
John Hancock Life Insurance Company
QQ0OZ8J9C4B5QT1XDG31
N
Y
Jacques Financial, LLC
8-52675
SEC File Number
N
N
Packerland Brokerage Services, Inc.
8-47572
SEC File Number
N
N
Dempsey Lord Smith, LLC
8-67469
SEC File Number
N
N
Invex, LLC
NPOTUCXQYGXX5PO6VH74
N
N
Alexander Capital, L.P.
8-48957
SEC File Number
N
N
Feltl and Company, Inc.
8-18435
SEC File Number
N
N
Saxony Securities, Inc.
8-53490
SEC File Number
N
N
Nestlerode & Loy, Inc
8-12629
SEC File Number
N
N
Avantax Wealth Management, Inc
8-29533
SEC File Number
N
N
The Leaders Group, Inc.
8-47639
SEC File Number
N
N
The Vanguard Group, Inc.
5493002789CX3L0CJP65
N
Y
J.P. Morgan Institutional Investments Inc.
8-52182
SEC File Number
N
N
Triad Advisors, Inc.
8-42007
SEC File Number
N
N
Carty & Company, Inc.
8-19082
SEC File Number
N
N
CIBC World Markets Corp.
549300445CON3DBMU275
N
N
Securities Equity Group
8-51706
SEC File Number
N
N
Arvest Investments, Inc.
8-49677
SEC File Number
N
N
Windmill Group Inc/The
8-25280
SEC File Number
N
N
Transam Securities, Inc.
8-37065
SEC File Number
N
N
Sanders Morris Harris LLC
254900ZNPYV465D1NZ47
N
N
B. C. Ziegler and Company
549300NLEOFP92P38Q71
N
N
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8NAV47T0Y26Q87Y0QP81
N
N
USCA Securities LLC
254900GBMSP1Y45THR66
N
N
Arlington Securities, Inc.
8-38098
SEC File Number
N
N
Farmers Financial Solutions, LLC
8-52361
SEC File Number
N
N
Pyramid Funds Corporation
8-12769
SEC File Number
N
N
Transamerica Financial Advisors, Inc.
549300JW32XCZSHI0878
N
N
Wall Street Access Corporation
549300Z0MOT47D6OQV22
N
N
L.O. Thomas & Co., Inc.
8-40875
SEC File Number
N
N
Larson Financial Securities LLC
8-68456
SEC File Number
N
N
COUNTRY Capital Management Company
8-12645
SEC File Number
N
N
Boenning & Scattergood Inc.
2549005FER5A7K7II574
N
N
TimeCapital Securities Corporation
8-18248
SEC File Number
N
N
Insigneo Securities, LLC
254900P4TTO6PU1VDH88
N
N
SPIRE Securities, LLC
8-67635
SEC File Number
N
N
ABD Retirement Services, Inc.
8-69271
SEC File Number
N
N
Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
549300INFJ8TYNZ1G568
N
Y
FMN Capital Corporation
8-48082
SEC File Number
N
N
Xml Securities, LLC
8-67776
SEC File Number
N
N
Akar Capital Management, Inc.
8-28026
SEC File Number
N
N
Independence Capital Co., Inc.
8-41331
SEC File Number
N
N
International Assets Advisory, LLC
254900ARMOHQNS987S09
N
N
People's Securities, Inc.
801-63122
SEC File Number
N
N
Vanderbilt Securities, Inc.
8-16712
SEC File Number
N
N
Sorrento Pacific Financial, LLC
8-66046
SEC File Number
N
N
Fintrust Brokerage Services, LLC
8-49514
SEC File Number
N
N
USAA Investment Services Company
549300VSPLQ1XBNPD479
N
N
Navaid Financial Services, Inc.
8-49897
SEC File Number
N
N
Money Concepts Capital Corp
8-29671
SEC File Number
N
N
Samuel A. Ramirez & Company, Inc.
254900CBKVW7O2ENQA21
N
N
CFS Securities, Inc.
8-51330
SEC File Number
N
N
BFT Financial Group, LLC
8-53487
SEC File Number
N
N
Lincoln Financial Advisors Corporation
8-14685
SEC File Number
N
N
Joseph Gunnar & Co., L.L.C.
2549001XBRI5XQ0ZDA12
N
N
Leumi Investment Services Inc.
5493005SJQ3VQ5DEE756
N
N
CapFinancial Securities, LLC
8-65870
SEC File Number
N
N
MGO Securities Corp.
8-47814
SEC File Number
N
N
Innovation Partners, LLC
549300IEQ78ON1HMTU71
N
N
First Western Securities, Inc.
8-37613
SEC File Number
N
N
Y
BlackRock Advisors, LLC
5493001LN9MRM6A35J74
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
0.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
55215664.63000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
87671958.90000000
BlackRock Liquidity Funds - MuniCash
N/A
N/A
549300RWBJ885673DL84
859338219.59000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
36219506.55000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
120344830.40000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
81798722.75000000
National Financial Services LLC
8-26740
000013041
549300JRHF1MHHWUAW04
78924145.35000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
59203296.90000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
33579732.50000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
47605930.80000000
1534095591.82000000
N
752106760.88307692
Committed
1750000000.00000000
N
N
N
N
BlackRock High Yield Municipal Fund
S000011867
8O2L3S5MUE5JM8BCFT24
N
4
0
0
N/A
N
N
Y
N
BlackRock Investment Management, LLC
5493006MRTEZZ4S4CQ20
Y
N
Other
Cash collateral reinvestment fee
Revenue sharing split
Rebates paid to borrowers
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
BlackRock Advisors, LLC
801-47710
000106614
5493001LN9MRM6A35J74
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
Morgan Stanley & Co. LLC
9R7GPTSO7KV3UQJZQ078
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
BofA Securities, Inc.
549300HN4UKV1E2R3U73
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Barclays Capital Inc.
AC28XWWI3WIBK2824319
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Credit Suisse Securities (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
T.S. Phillips Investments, Inc.
8-65661
SEC File Number
N
N
First Heartland Capital, Inc.
8-46008
SEC File Number
N
N
Wiley Bros. - Aintree Capital, LLC
8-3774
SEC File Number
N
N
Woodlands Securities Corporation
8-39700
SEC File Number
N
N
Hartford Funds Management Company, LLC
801-77209
SEC File Number
N
Y
Ausdal Financial Partners, Inc.
8-24519
SEC File Number
N
N
Lebenthal Financial Services, Inc
8-67140
SEC File Number
N
N
Voya Institutional Plan Services, LLC
02-0488491
Tax ID
N
N
Lieblong & Associates, Inc.
8-49880
SEC File Number
N
N
Duncan-Williams, Inc.
25490045VHLUZ7H92Y27
N
N
Independence Capital Co., Inc.
8-41331
SEC File Number
N
N
The O. N. Equity Sales Company
8-14161
SEC File Number
N
N
CFS Securities, Inc.
8-51330
SEC File Number
N
N
InSight Securities, Inc.
2549007I5MCG270G9341
N
N
Southeast Investments, N.C. Inc.
8-50127
SEC File Number
N
N
Umpqua Investments, Inc.
8-02915
SEC File Number
N
N
Capital Portfolio Management, Inc.
8-44225
SEC File Number
N
N
Equitable Advisors, LLC
8-17883
SEC File Number
N
N
Kingswood Capital Partners LLC
8-69967
SEC File Number
N
N
CBIZ Financial Solutions, Inc.
8-34205
SEC File Number
N
N
CRI Securities, LLC
8-39877
SEC File Number
N
N
IDB Capital Corp.
254900SH3QL0IL3S9R34
N
N
USI Securities, Inc.
8-50429
SEC File Number
N
N
Exeter Trust Company
28-04279
SEC File Number
N
N
J.W. Cole Financial, Inc.
8-65698
SEC File Number
N
N
Hazlett, Burt & Watson, Inc.
8-17737
SEC File Number
N
N
M&T Securities, Inc.
254900VRUF9FN7AZI864
N
N
Voya Retirement Insurance and Annuity Company
OK3MKCDYPD4NN6QDGK18
N
Y
Oscar Gruss & Son Incorporated
549300V78DH9XCK5UI63
N
N
L. B. Fisher & Company
8-21023
SEC File Number
N
N
B.B. Graham & Company, Inc.
8-49477
SEC File Number
N
N
Securian Financial Services, Inc.
8-31955
SEC File Number
N
N
VectorGlobal WMG Inc.
254900K52VRYBHUGBC64
N
N
Coinbase Capital Markets Corporation
8-28032
SEC File Number
N
N
BD4RIA, Inc.
8-70022
SEC File Number
N
N
American Equity Investment Corporation
8-49078
SEC File Number
N
N
International Money Management Group, Inc.
8-30417
SEC File Number
N
N
MMC Securities LLC
2549001ZA93O65N2ZM60
N
N
Peak Brokerage Services, LLC
8-68829
SEC File Number
N
N
Western International Securities, Inc.
8-48572
SEC File Number
N
N
Fidelity Brokerage Services LLC
549300OQFQ4NFIOD5695
N
Y
Eagles Coast Capital, LLC
8-70137
SEC File Number
N
N
Securevest Financial Group Inc.
254900LG3HPQV4J0WH27
N
N
Liberty Capital Investment Corp.
8-42051
SEC File Number
N
N
Genworth Life Insurance Company of New York
E5VAS7I8GX5B0SDBX010
N
Y
Sammons Financial Network, LLC
8-68905
SEC File Number
N
N
NBC Securities, Inc.
254900GIP7RJQGHH5S19
N
N
PNC Bank, National Association (Pittsburgh, PA, US, Branch)
AD6GFRVSDT01YPT1CS68
N
N
Zions Direct, Inc.
8-35721
SEC File Number
N
N
Ladenburg Thalmann & Co. Inc.
2549000V3L2KK4L76W91
N
N
Woodstock Financial Group, Inc.
8-48080
SEC File Number
N
N
Teckmeyer Financial Services, L.L.C.
8-48501
SEC File Number
N
N
NTB Financial Corporation
8-21884
SEC File Number
N
N
Fiduciary Trust Company International
N1YKEWO2IYPRS4742F57
N
N
The Investment Center, Inc.
8-35826
SEC File Number
N
N
TD Ameritrade, Inc.
CWQYQU0TV2NLMLZKNB44
N
Y
Darwood Associates, Incorporated
8-16560
SEC File Number
N
N
Prudential Investment Management Services LLC
8-36540
SEC File Number
N
N
Allianz Life Financial Services, LLC
5493008TSI0TRWDDGW79
N
N
Bankoh Investment Services, Inc.
8-44201
SEC File Number
N
N
First Kentucky Securities Corporation
8-22224
SEC File Number
N
N
The Strategic Financial Alliance, Inc.
8-65885
SEC File Number
N
N
Integrated Financial Planning Services
8-35120
SEC File Number
DE
N
N
Great-West Financial Retirement Plan Services, LLC
71-0930784
Tax ID
N
Y
Camden Financial Services
8-37303
SEC File Number
N
N
Amerant Investments, Inc.
254900M8G8SSAIMHET60
N
N
Private Client Services, LLC
8-68183
SEC File Number
N
N
John Hancock Trust Company LLC
549300W205WZCFZS6R51
N
Y
TFS Securities, Inc.
8-38377
SEC File Number
N
N
Garden State Securities Inc.
8-25790
SEC File Number
N
N
Veritas Independent Partners, LLC
8-69363
SEC File Number
N
N
Classic, LLC
8-68981
SEC File Number
N
N
Vorpahl Wing Securities, Inc.
8-51823
SEC File Number
N
N
Client One Securities LLC
8-68494
SEC File Number
N
N
Capital Management Securities, Inc.
8-27779
SEC File Number
N
N
J. J. B. Hilliard, W. L. Lyons, LLC
254900HZY78ZQW2G2X35
N
N
MML Distributors, LLC
8-48203
SEC File Number
N
N
Joseph Gunnar & Co., L.L.C.
2549001XBRI5XQ0ZDA12
N
N
Advisory Group Equity Services, Ltd.
8-32155
SEC File Number
N
N
Treasure Financial Corp.
8-48165
SEC File Number
N
N
Globalink Securities, Inc
8-44509
SEC File Number
N
N
Packerland Brokerage Services, Inc.
8-47572
SEC File Number
N
N
HighTower Securities, LLC
549300F189LKWDZLP954
N
N
Crescent Securities Group, Inc.
8-53457
SEC File Number
N
N
BBVA Securities Inc.
549300RJFN0Z663VE860
N
N
Smith, Moore & Co.
8-27480
SEC File Number
N
N
CUNA Brokerage Services, Inc.
549300G6Y6BPF9ZL4706
N
N
NPB Financial Group, LLC
8-67113
SEC File Number
N
N
First Allied Securities, Inc.
8-46167
SEC File Number
N
N
Snowden Account Services LLC
254900WVSS0BX602UF45
N
N
State Farm VP Management Corp.
8-50128
SEC File Number
N
N
Vanderbilt Securities, Inc.
8-16712
SEC File Number
N
N
Geneos Wealth Management, Inc.
8-65357
SEC File Number
N
N
Tradition Securities and Derivatives LLC
WRYEFMSVQCH0EMD08461
N
N
Northland Securities, Inc.
254900ZIK4MLVQAWLS15
N
N
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8NAV47T0Y26Q87Y0QP81
N
N
Lincoln Investment Planning, LLC
8-14354
SEC File Number
N
N
American Trust Investment Services, Inc.
8-14394
SEC File Number
N
N
Union Capital Company
8-53127
SEC File Number
N
N
Infinity Securities, Inc.
8-67647
SEC File Number
N
N
Woodbury Financial Services, Inc.
8-13846
SEC File Number
N
N
Trustfirst, Inc.
8-48509
SEC File Number
N
N
Arete Wealth Management LLC
8-50854
SEC File Number
N
N
L.M. Kohn & Company
8-43303
SEC File Number
N
N
S.G. Long & Company
8-51816
SEC File Number
N
N
First Command Financial Planning, Inc.
8-07072
SEC File Number
N
N
First Financial Securities of America, Inc.
8-29565
SEC File Number
N
N
Trade-PMR Group, Inc.
8-51390
SEC File Number
N
N
UBS AG (New York, NY, US, Branch)
BFM8T61CT2L1QCEMIK50
N
N
American United Life Insurance Company
549300T82H2DXU80LV98
N
Y
Cutter And Company Brokerage, Inc.
8-39590
SEC File Number
N
N
BNY Mellon Securities Corporation
801-54739
SEC File Number
N
N
John Hancock Life Insurance Company
QQ0OZ8J9C4B5QT1XDG31
N
Y
Northwest Investment Advisors, Inc.
8-65282
SEC File Number
N
N
PTI Securities & Futures, L.P.
8-44412
SEC File Number
N
N
Equity Services, Inc.
8-14286
SEC File Number
N
N
Independent Financial Group, LLC
254900KYWXHSQ7RMNP09
N
N
Edward D. Jones & Co., L.P.
YZRCLX72FTV74B522G90
N
N
Mutual Trust Company of America Securities
254900PUBUB7IS4GNY27
N
N
Chelsea Morgan Securities, Inc.
8-51916
SEC File Number
N
N
Mutual Securities, Inc.
254900UQFSLK9OUNAC76
N
N
Jack V. Butterfield Investment Company
8-12454
SEC File Number
N
N
Landolt Securities, Inc.
254900B2XEQ2HZGN7K90
N
N
Feldstein Financial Group, L.L.C.
8-53388
SEC File Number
N
N
Mack Investment Securities, Inc.
8-35536
SEC File Number
N
N
Intervest International Equities Corporation
8-38156
SEC File Number
N
N
Benjamin F. Edwards & Company, Inc.
8-68023
SEC File Number
N
N
Signature Securities Group Corporation
8-52697
SEC File Number
N
N
The Jeffrey Matthews Financial Group, L.L.C.
25490086M6MGMYYVOJ50
N
N
J.P. Morgan Securities LLC
ZBUT11V806EZRVTWT807
N
N
International Assets Advisory, LLC
254900ARMOHQNS987S09
N
N
Sabadell Securities USA, Inc.
2549002UK8JK82ABGD45
N
N
Shareholders Service Group, Inc.
8-65778
SEC File Number
N
N
SA Stone Wealth Management Inc.
8-36638
SEC File Number
N
N
Center Street Securities, Inc.
8-42786
SEC File Number
N
N
Piper Sandler & Co.
549300GRQCWQ3XGH0H10
N
N
Wescom Financial Services, LLC
8-66189
SEC File Number
N
N
Morris Group Inc
35-1546402
Tax ID
N
N
Ace Diversified Capital, Inc.
8-49555
SEC File Number
N
N
First Asset Financial Inc.
8-67191
SEC File Number
N
N
Essex Securities LLC
254900RAMRWZOR870Q30
N
N
Founders Financial Securities, LLC
8-67137
SEC File Number
N
N
Diversified Resources, LLC
8-45497
SEC File Number
N
N
AdCap Securities, LLC
254900EMZBEIM1FAO022
N
N
Sanders Morris Harris LLC
254900ZNPYV465D1NZ47
N
N
Carl M. Hennig, Inc.
8-14509
SEC File Number
N
N
First Western Securities, Inc.
8-37613
SEC File Number
N
N
AssetMark Trust Company
86-0770473
Tax ID
N
N
SECU Brokerage Services, Inc.
8-37927
SEC File Number
N
N
Sunbelt Securities, Inc.
8-49748
SEC File Number
N
N
First Honolulu Securities, Inc.
8-23919
SEC File Number
N
N
BCG Securities, Inc
8-12680
SEC File Number
N
N
Advanced Advisor Group, LLC
8-67313
SEC File Number
N
N
Harold W. Dance, Inc.
8-12160
SEC File Number
N
N
General Securities Corp.
8-31654
SEC File Number
N
N
Itau International Securities Inc.
54930086LDFU8Z86AH91
N
N
Conduent HR Services, LLC
84-06035
SEC File Number
N
Y
Intercarolina Financial Services, Inc.
8-37519
SEC File Number
N
N
Monex Securities, Inc.
254900VTZ3HYHNEJRX35
N
N
Farmers Financial Solutions, LLC
8-52361
SEC File Number
N
N
Carty & Company, Inc.
8-19082
SEC File Number
N
N
Griffinest Asia Securities, LLC
8-66571
SEC File Number
N
N
Genworth Life and Annuity Insurance Company
TAI340D9BWT9R77O0P03
N
N
Hunter Associates, Inc.
8-44779
SEC File Number
N
N
Raymond James Financial, Inc.
RGUZHJ05YTITL6D76949
N
N
K. W. Chambers & Co.
8-10533
SEC File Number
N
N
Saturna Trust Company
26-3918998
Tax ID
N
Y
The Tavenner Company
8-41206
SEC File Number
N
N
Gradient Securities, LLC
8-66032
SEC File Number
N
N
Carter, Terry & Company, Inc.
8-33797
SEC File Number
N
N
ADP Broker-Dealer, Inc.
8-47885
SEC File Number
N
Y
Professional Trading Services Brokerage, LLC
8-65173
SEC File Number
N
N
Triad Advisors, Inc.
8-42007
SEC File Number
N
N
Gerwin Group, Inc.
8-40282
SEC File Number
N
N
Smith, Brown & Groover, Inc.
8-13079
SEC File Number
N
N
Raymond James & Associates, Inc.
U4ONQX15J3RO8XCKE979
N
N
Centennial Securities Company, Inc.
8-23406
SEC File Number
N
N
Capital Investment Group, Inc.
8-31225
SEC File Number
N
N
J. D. Seibert & Co., Inc.
8-23604
SEC File Number
N
N
Foresters Equity Services, Inc.
8-36703
SEC File Number
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Wall Street Access Corporation
549300Z0MOT47D6OQV22
N
N
ABD Retirement Services, Inc.
8-69271
SEC File Number
N
N
Cetera Advisors LLC
8-26892
SEC File Number
N
N
WesBanco Securities, Inc.
8-50220
SEC File Number
N
N
Multiple Financial Services Inc
8-52017
SEC File Number
N
N
Titleist Asset Management, Ltd.
8-65859
SEC File Number
N
N
Voya Financial Advisors, Inc.
8-13987
SEC File Number
N
N
Feltl and Company, Inc.
8-18435
SEC File Number
N
N
Crews and Associates, Inc.
5493001BWSV3E82LZ446
N
N
CFD Investments, Inc
8-41727
SEC File Number
N
N
GWN Securities, Inc.
8-66185
SEC File Number
N
N
IFP Securities, LLC
8-70150
SEC File Number
N
N
Access Financial Group, Inc.
8-46065
SEC File Number
N
N
Colorado Financial Service Corporation
8-52817
SEC File Number
N
N
First Republic Securities Company, LLC
5493000IMDFZDQYB2Q11
N
N
Investment Security Corporation
8-51832
SEC File Number
N
N
Caldwell Securities Ltd.
549300ORF2FMHXODHJ66
CA
N
N
Transamerica Financial Advisors, Inc.
549300JW32XCZSHI0878
N
N
Northern Capital Securities Corporation
254900ZANH7XTB94LS53
N
N
StockCross Financial Services, Inc.
254900E1U348OMY1L886
N
N
Somerset Securities, Inc.
8-11539
SEC File Number
N
N
Investment Planners, Inc.
8-35642
SEC File Number
N
N
Oppenheimer & Co. Inc.
254900VH02JQR2L8XD64
N
N
Sorsby Financial Corp.
8-48718
SEC File Number
N
N
Leigh Baldwin & Co., L.L.C.
8-48385
SEC File Number
N
N
Investment Architects, Inc.
8-35724
SEC File Number
N
N
Hancock Whitney Corporation
549300GRNBWY8HIICT41
N
N
Variable Investment Advisors, Inc
8-50699
SEC File Number
N
N
Coker & Palmer, Inc.
254900V1KTPDN88TDS68
N
N
Michigan Securities Inc.
8-52094
SEC File Number
N
N
Mutual Funds Associates, Inc.
8-13026
SEC File Number
N
N
Aventura Securities, LLC
8-67458
SEC File Number
N
N
Truist Investment Services, Inc.
8-35355
SEC File Number
N
N
ACA Prudent Investors Planning Corp.
8-51899
SEC File Number
N
N
Register Financial Associates, Inc.
8-45012
SEC File Number
N
N
Arkadios Capital, LLC
2549004VFYBIASQ1A234
N
N
PNC Investments LLC
8-66195
SEC File Number
N
N
American Portfolios Financial Services, Inc.
8-37085
SEC File Number
N
N
Gold Coast Securities, Inc.
8-53148
SEC File Number
N
N
National Securities Corporation
254900QUIGJ7E9W0Y853
N
N
Herbert J Sims & Co. Inc.
254900SV6UESQBS8XP98
N
N
Hudson Heritage Capital Management, Inc.
8-50648
SEC File Number
N
N
Benefit Plans Administrative Services, Inc.
BBG002ZR1639
Bloomberg Global ID
N
Y
Alight Solutions LLC
84-01996
SEC File Number
N
Y
UBATCO & Co.
00000000000000000000
N
Y
Invicta Capital LLC
549300QY87LR84LRLL97
N
N
Valmark Securities, Inc.
8-45463
SEC File Number
N
N
Andbanc Brokerage LLC
213800E4CWGFMCDQZ792
N
N
St. Bernard Financial Services, Inc.
8-47566
SEC File Number
N
N
Sentinel Securities, Inc.
8-53142
SEC File Number
N
N
Kalos Capital, Inc.
8-50630
SEC File Number
N
N
KCD Financial, Inc.
8-66005
SEC File Number
N
N
The Logan Group Securities
8-48995
SEC File Number
N
N
BMO Harris Financial Advisors, Inc.
8-67064
SEC File Number
N
N
FMN Capital Corporation
8-48082
SEC File Number
N
N
Gill Capital Partners, LLC
8-30563
SEC File Number
N
N
PNC Capital Markets LLC
7OGNSSLOQJ8U3B9Y5F18
N
N
Arive Capital Markets LLC
8-43350
SEC File Number
N
N
Boreal Capital Securities, LLC
549300NMHK6HTSKCG696
N
N
Moloney Securities Co., Inc.
8-48326
SEC File Number
N
N
Ustocktrade Securities, Inc.
8-33132
SEC File Number
N
N
Great American Investors, Inc.
8-44380
SEC File Number
N
N
LaSalle St. Securities, L.L.C.
8-18860
SEC File Number
N
N
Uhlmann Price Securities, LLC
8-50041
SEC File Number
N
N
S.L. Reed & Company
8-49178
SEC File Number
N
N
Northern Trust Securities, Inc.
3CHSO99JSPHD9HGNYJ46
N
N
Ascensus Broker Dealer Services, LLC
8-47312
SEC File Number
N
Y
Silver Oak Securities, Incorporated
8-51601
SEC File Number
N
N
Rothschild Investment Corporation
8-16429
SEC File Number
N
N
Madison Avenue Securities, LLC
8-40426
SEC File Number
N
N
Ameritas Investment Company, LLC
549300913B54XKSRM258
N
N
Nest Investments BD LLC
8-70117
SEC File Number
N
N
Centaurus Financial, Inc.
8-45185
SEC File Number
N
N
Hennion & Walsh, Inc.
8-41988
SEC File Number
N
N
Loring Ward Securities Inc.
8-51381
SEC File Number
N
N
Bolton Securities Corporation
8-68187
SEC File Number
N
N
Newport Group Securities, Inc.
801-60427
SEC File Number
N
Y
Callaway Financial Services, Inc.
549300UNHHMAHA7IYO12
N
N
Saxony Securities, Inc.
8-53490
SEC File Number
N
N
Crown Capital Securities, L.P.
8-17264
SEC File Number
N
N
Sage, Rutty & Co., Inc.
8-00533
SEC File Number
N
N
Credit Suisse Securities (USA) LLC
1V8Y6QCX6YMJ2OELII46
N
N
Federated Securities, Inc.
8-15644
SEC File Number
N
N
Great Pacific Securities
254900QRZ90SUI8C4W84
N
N
Lincoln-Douglas Investments, LLC
8-68728
SEC File Number
N
N
Synovus Securities, Inc.
254900CM2K7N1E0JF171
N
N
American Global Wealth Management, Inc.
39-1259164
Tax ID
N
N
Park Avenue Securities LLC
8-51324
SEC File Number
N
N
Wellington Shields & Co., LLC
254900ULLOEJ3RYQ9S69
N
N
Oriental Financial Services LLC
8-44516
SEC File Number
PR
N
N
SKA Securities, Inc.
8-53366
SEC File Number
N
N
The Oak Ridge Financial Services Group, Inc.
2549003647MDU9F6QN39
N
N
MML Investors Services, LLC
8-27250
SEC File Number
N
N
Arvest Investments, Inc.
8-49677
SEC File Number
N
N
Nationwide Financial Services, Inc.
5493001H7AZNDS6BKJ36
N
Y
Interactive Brokers LLC
50OBSE5T5521O6SMZR28
N
N
Western Growers Financial Services, Inc.
8-53458
SEC File Number
N
N
Davenport & Company LLC
254900GN2SAXJGLMS075
N
N
WBB Securities, LLC
8-53660
SEC File Number
N
N
APW Capital, Inc.
8-50433
SEC File Number
N
N
Perryman Securities, Inc.
8-53546
SEC File Number
N
N
Davinci Capital Management, Inc.
8-51580
SEC File Number
N
N
Financial Northeastern Securities, Inc.
549300QRRF2NAV5G3869
N
N
Capital Synergy Partners, Inc.
8-68060
SEC File Number
N
N
Gardner Financial Services, Inc.
8-38631
SEC File Number
N
N
Supreme Alliance LLC
8-51046
SEC File Number
N
N
International Research Securities, Inc.
8-37954
SEC File Number
N
N
Folger Nolan Fleming Douglas Incorporated
254900DD93O7YH65O708
N
N
First Citizens Investor Services, Inc.
8-50696
SEC File Number
N
N
HSBC Securities (USA) Inc.
CYYGQCGNHMHPSMRL3R97
N
N
Citizens Securities, Inc.
2138006RAPI5PE2ZGW36
N
N
GRF Capital Investors, Inc.
8-41494
SEC File Number
N
N
Superior Financial Services, Inc.
549300BK1DNLS1A2MZ43
N
N
Horan Securities, Inc.
8-49192
SEC File Number
N
N
H. Beck, Inc.
8-31165
SEC File Number
N
N
Securities Research, Inc.
8-23699
SEC File Number
N
N
Integrity Investments, Inc.
8-45302
SEC File Number
N
N
Thoroughbred Financial Services, LLC
8-51944
SEC File Number
N
N
Monere Investments, Inc.
8-52982
SEC File Number
N
N
Westminster Financial Securities, Inc.
8-38426
SEC File Number
N
N
GLS & Associates Inc
8-51808
SEC File Number
N
N
Hand Securities, Inc.
8-51001
SEC File Number
N
N
Pensionmark Securities, LLC
8-69773
SEC File Number
N
N
Rodgers Brothers, Inc.
8-33475
SEC File Number
N
N
Place Trade Financial, Inc.
8-65915
SEC File Number
N
N
BNP Paribas Securities Corp.
RCNB6OTYUAMMP879YW96
N
N
Boenning & Scattergood Inc.
2549005FER5A7K7II574
N
N
Insigneo Securities, LLC
254900P4TTO6PU1VDH88
N
N
Conover Securities Corporation
8-35085
SEC File Number
N
N
Ceros Financial Services Inc.
549300N2YQ0P5G0WE562
N
N
Halliday Financial, LLC
8-45529
SEC File Number
N
N
Windmill Group Inc/The
8-25280
SEC File Number
N
N
PlanMember Securities Corporation
8-25065
SEC File Number
N
N
R. Seelaus & Co. Inc
2138004J7AJDLCOJYA06
N
N
Akar Capital Management, Inc.
8-28026
SEC File Number
N
N
Jefferies LLC
58PU97L1C0WSRCWADL48
N
N
MSEC, LLC
8-68627
SEC File Number
N
N
R. F. Lafferty & Co., Inc.
254900KLPTMWPBZWH264
N
N
Oak Tree Securities, Inc.
8-36138
SEC File Number
N
N
DMK Advisor Group, Inc.
8-49279
SEC File Number
N
N
Thurston, Springer, Miller, Herd & Titak, Inc.
8-25452
SEC File Number
N
N
M.S. Howells & Co.
549300ZY1ODMQ4MPJT53
N
N
Heim, Young & Associates, Inc.
8-48500
SEC File Number
N
N
Arlington Securities, Inc.
8-38098
SEC File Number
N
N
Associated Investment Services, Inc.
8-00099
SEC File Number
N
N
TCFG Wealth Management, LLC
8-69089
SEC File Number
N
N
Saturna Brokerage Services, Inc.
8-36558
SEC File Number
N
N
National Financial Services LLC
549300JRHF1MHHWUAW04
N
Y
Midland Securities, Ltd.
8-40685
SEC File Number
N
N
MV Securities Group, Inc.
8-47827
SEC File Number
N
N
American Financial Associates, Inc.
8-44065
SEC File Number
N
N
Avisen Securities, Inc.
8-65833
SEC File Number
N
N
The Leaders Group, Inc.
8-47639
SEC File Number
N
N
Horace Mann Life Insurance Company
5493000HR2JKKNH2FL09
N
N
Bill Few Securities, Inc.
8-49625
SEC File Number
N
N
Vanguard Marketing Corporation
8-21570
SEC File Number
N
N
D.A. Davidson & Co.
549300094RQ5A7DYLF51
N
N
Cambridge Investment Research, Inc.
8-48740
SEC File Number
N
N
M Holdings Securities, Inc.
8-50214
SEC File Number
N
N
Primerica Shareholder Services, Inc.
84-01499
SEC File Number
N
Y
CNR Securities LLC
894500JXD2XN50UHZI74
N
N
Valley National Investments, Inc.
8-34427
SEC File Number
N
N
United Planners Financial Services of America, A Limited Partnership
8-38485
SEC File Number
N
N
People's Securities, Inc.
801-63122
SEC File Number
N
N
Nestlerode & Loy, Inc
8-12629
SEC File Number
N
N
Cresap, Inc.
8-42117
SEC File Number
N
N
VALIC Retirement Services Company
84-06057
SEC File Number
N
N
Investshares, Inc
8-68365
SEC File Number
N
N
Fifth Third Securities, Inc.
5493003IMO3TYX51WE43
N
N
SWBC Investment Services, LLC
254900YIJJWABADWZ455
N
N
PFS Investments Inc.
8-26486
SEC File Number
N
N
Gregory J. Schwartz & Co., Inc.
8-20955
SEC File Number
N
N
Sanctuary Securities, Inc.
2549007WBAL2Z578XQ34
N
N
Cannon Securities, Inc.
8-68437
SEC File Number
N
N
Hazard & Siegel, Inc.
8-13942
SEC File Number
N
N
American Century Investment Services, Inc.
8-35220
SEC File Number
N
N
Navy Federal Brokerage Services, LLC
8-67161
SEC File Number
N
N
NYLIFE Securities LLC
8-15517
SEC File Number
N
N
Bancwest Investment Services, Inc.
5493001GJYTESEZEBA51
N
N
SG Americas Securities, LLC
549300F35UE0BOM1WJ55
N
N
American National Trust And Investment Management Company
28-00344
SEC File Number
N
N
Hilltop Securities Inc.
549300IXU82PMU6XZT45
N
N
Lesko Securities, Inc.
8-26408
SEC File Number
N
N
Royal Alliance Associates, Inc.
8-40218
SEC File Number
N
N
SCF Securities Inc
8-51760
SEC File Number
N
N
Waddell & Reed, Inc.
8-27030
SEC File Number
N
N
First Horizon Advisors, Inc.
8-35061
SEC File Number
N
N
Barclays Capital Inc.
AC28XWWI3WIBK2824319
N
N
The Prudential Insurance Company of America
X574KRZ6V5A7UBU45C31
N
Y
Security Distributors, LLC
8-10781
SEC File Number
N
N
OFG Financial Services, Inc.
8-40770
SEC File Number
N
N
Harbor Investment Advisory, LLC
8-68334
SEC File Number
N
N
World Capital Brokerage, Inc.
8-06805
SEC File Number
N
N
Maxim Group LLC
254900OJ6JZO6SDMHQ83
N
N
Corecap Investments, LLC
8-47783
SEC File Number
N
N
COUNTRY Capital Management Company
8-12645
SEC File Number
N
N
H. C. Denison Co.
8-00044
SEC File Number
N
N
United Brokerage Services, Inc.
8-48685
SEC File Number
N
N
James I. Black & Company
8-12077
SEC File Number
N
N
Trustmont Financial Group, Inc.
8-36439
SEC File Number
N
N
Morgan Stanley & Co. LLC
9R7GPTSO7KV3UQJZQ078
N
N
Robert W. Baird & Co. Incorporated
8-497
SEC File Number
N
N
Fidelity Investments Life Insurance Company
54930024AKTQGTIV1P93
N
N
Harbour Investments, Inc
8-37373
SEC File Number
N
N
Chauner Securities, Inc.
8-33980
SEC File Number
N
N
Citigroup Global Markets Inc.
MBNUM2BPBDO7JBLYG310
N
N
Charles Schwab & Co., Inc.
549300ZP8XN77GK5BS04
N
Y
RJJ Pasadena Securities, Inc.
8-25324
SEC File Number
N
N
Neuberger Berman BD LLC
PWDS3JJ631D5N70JXG61
N
N
SunTrust Bank
IYDOJBGJWY9T8XKCSX06
N
N
Tocqueville Securities L.P.
8-42223
SEC File Number
N
N
Allegheny Investments, Ltd.
8-22183
SEC File Number
N
N
Consolidated Financial Investments, Inc.
8-37004
SEC File Number
N
N
Lockton Investment Securities, LLC
8-67090
SEC File Number
N
N
ICMA-RC Services, LLC
8-40268
SEC File Number
N
N
Amegy Investments, Inc.
8-65399
SEC File Number
N
N
KW Securities Corporation
8-24792
SEC File Number
N
N
J.P. Morgan Institutional Investments Inc.
8-52182
SEC File Number
N
N
Planners Financial Services, Inc.
8-18027
SEC File Number
N
N
Coldstream Securities, Inc.
8-51549
SEC File Number
N
N
Morgan Stanley Smith Barney LLC
7PDDXEMZ0ZV0CEDU4D16
N
N
Allen C. Ewing & Co.
8-42393
SEC File Number
N
N
Abacus Investments, Inc.
8-46571
SEC File Number
N
N
Hornor, Townsend & Kent, LLC
8-14715
SEC File Number
N
N
William Blair & Company, L.L.C.
549300J0P7XYE8BMZ775
N
N
David Lerner Associates, Inc.
8-20746
SEC File Number
N
N
City National Bank
593C3GZG957YOJPS2Z63
N
N
FSB Premier Wealth Management, Inc.
8-44865
SEC File Number
N
N
Profinancial, Inc.
8-32026
SEC File Number
N
N
Roberts and Ryan Investments Incorporated
254900A6VIVO4DP1T126
N
N
T. Rowe Price Investment Services, Inc.
8-25130
SEC File Number
N
N
Mutual of Omaha Investor Services, Inc.
8-47290
SEC File Number
N
N
Westport Resources Investment Services, Inc.
8-40904
SEC File Number
N
N
T.R. Winston & Company, LLC
8-27519
SEC File Number
N
N
R.M. Stark & Co., Inc.
8-22543
SEC File Number
N
N
Lion Street Financial, LLC
8-69183
SEC File Number
N
N
Calton & Associates, Inc.
254900TDJ7LH64ZKRY86
N
N
UMB Financial Services, Inc.
254900GFVO9NGQ21JC37
N
N
Money Concepts Capital Corp
8-29671
SEC File Number
N
N
Teachers Insurance and Annuity Association of America
O06XD7BJ4EPXNABVFN69
N
Y
Bolton Global Capital, Inc.
2549009M08YVOG46LO79
N
N
Voya Financial Partners, LLC
8-46451
SEC File Number
N
N
TimeCapital Securities Corporation
8-18248
SEC File Number
N
N
Berthel Fisher & Company Financial Services, Inc.
8-29426
SEC File Number
N
N
Hefren-Tillotson, Inc.
8-10646
SEC File Number
N
N
Marsco Investment Corporation
8-36754
SEC File Number
N
N
DFPG Investments, LLC
8-68730
SEC File Number
N
N
Impact U. Investments, LLC
8-65527
SEC File Number
N
N
Nationwide Securities, LLC
8-12500
SEC File Number
N
N
ACP Securities, LLC
254900GHLAGD9J81O211
N
N
Omega Securities, Inc.
8-20225
SEC File Number
N
N
Deutsche Bank Securities Inc.
9J6MBOOO7BECTDTUZW19
N
N
Brooklight Place Securities, Inc.
8-32673
SEC File Number
N
N
McClurg Capital Corporation
8-34473
SEC File Number
N
N
Brighton Securities Corp.
8-14599
SEC File Number
N
N
Actinver Securities, Inc.
254900FT947VQZ1WHT28
N
N
Infinex Investments, Inc.
8-46661
SEC File Number
N
N
N.I.S. Financial Services, Inc.
8-15919
SEC File Number
N
N
Principal Life Insurance Company
SDCMU2LVKGV2AF1KWP64
N
Y
Amuni Financial, Inc
8-25338
SEC File Number
N
N
Xml Securities, LLC
8-67776
SEC File Number
N
N
Signal Securities, Inc.
8-32948
SEC File Number
N
N
Charles Schwab Bank, SSB (San Francisco, CA, US, Branch)
549300INFJ8TYNZ1G568
N
Y
Highlander Capital Group, Inc.
8-37169
SEC File Number
N
N
Watermark Securities, Inc.
254900NK1ZHBYG91LX55
N
N
Benefit Trust Company
43-1971558
Tax ID
N
Y
Blakeslee & Blakeslee, Inc.
8-32071
SEC File Number
N
N
Beaconsfield Financial Services, Inc.
8-30993
SEC File Number
N
N
Country Club Financial Services, Inc.
8-44574
SEC File Number
N
N
Keel Point Capital, LLC
8-22990
SEC File Number
N
N
LifeMark Securities Corp.
8-33478
SEC File Number
N
N
United States Life Insurance Company in the City of New York
549300C1JQGJ0MNUMG79
N
Y
Fieldpoint Private Securities, LLC
8-37105
SEC File Number
N
N
Commerce Brokerage Services, Inc.
8-35096
SEC File Number
N
N
Mid-atlantic Securities, Inc.
8-36997
SEC File Number
N
N
Sorrento Pacific Financial, LLC
8-66046
SEC File Number
N
N
Woodmen Financial Services, Inc.
8-53592
SEC File Number
N
N
Arthur W. Wood Company
8-3368
SEC File Number
N
N
Labrunerie Financial Services, Inc.
8-47830
SEC File Number
N
N
Lincoln Financial Advisors Corporation
8-14685
SEC File Number
N
N
Harvest Financial Corporation
8-26037
SEC File Number
N
N
Wells Fargo Securities, LLC
VYVVCKR63DVZZN70PB21
N
N
Cabot Lodge Securities LLC
8-69009
SEC File Number
N
N
Lincoln Financial Securities Corporation
8-14609
SEC File Number
N
N
Securities America, Inc.
8-26602
SEC File Number
N
N
Purshe Kaplan Sterling Investments, Inc.
8-46844
SEC File Number
N
N
TCAdvisors Network Inc
8-46909
SEC File Number
N
N
Ameriprise Financial Services, LLC
8-16791
SEC File Number
N
N
Rehmann Financial Network, LLC
8-69134
SEC File Number
N
N
American Trust Company
5493005EOTYFH88SI914
N
Y
Jacques Financial, LLC
8-52675
SEC File Number
N
N
Janney Montgomery Scott LLC
8-00462
SEC File Number
N
N
TD Ameritrade Trust Company
20-0937408
Tax ID
N
N
Voya Investments Distributor, LLC
549300UXSQ6ZVMSJFH64
N
N
MGO Securities Corp.
8-47814
SEC File Number
N
N
Hancock Whitney Investment Services, Inc.
8-49106
SEC File Number
N
N
AqGen Ascensus, Inc.
549300K5MHNFPEU2RK82
N
Y
Glen Eagle Wealth LLC
549300KIBM3JOKOD9P59
N
N
Global Brokerage Services Ltd
8-47763
SEC File Number
N
N
Polar Investment Counsel, Inc.
8-50039
SEC File Number
N
N
Inverness Securities, LLC
8-66278
SEC File Number
N
N
G. A. Repple & Company
8-35315
SEC File Number
N
N
SagePoint Financial, Inc.
8-66771
SEC File Number
N
N
CIBC World Markets Corp.
549300445CON3DBMU275
N
N
First Southern LLC
8-69733
SEC File Number
PR
N
N
Capital Investment Brokerage, Inc.
8-49118
SEC File Number
N
N
1st Discount Brokerage, Inc.
8-48557
SEC File Number
N
N
Robinson And Robinson, Inc.
8-17109
SEC File Number
N
N
NI Advisors, Inc.
8-66841
SEC File Number
N
N
Liberty Partners Financial Services, LLC
8-66335
SEC File Number
N
N
Middlegate Securities Ltd.
549300ZVONUQ845QCH95
N
N
Investment Network, Inc
8-66036
SEC File Number
N
N
Allegiance Capital, LLC
8-52978
SEC File Number
N
N
Family Investors Company
8-11190
SEC File Number
N
N
B. C. Ziegler and Company
549300NLEOFP92P38Q71
N
N
VALIC Financial Advisors, Inc.
8-50018
SEC File Number
N
N
Safra Securities LLC
E51AOUORNWWT747CBW71
N
N
Riversource Distributors, Inc.
8-67196
SEC File Number
N
N
Comerica Securities, Inc.
5493009QV211JEW7ZV59
N
N
Excel Securities & Associates, Inc.
8-34261
SEC File Number
N
N
Brokers International Financial Services, LLC
8-67239
SEC File Number
N
N
J. Alden Associates, Inc.
8-48938
SEC File Number
N
N
B. Riley Wealth Management Holdings, Inc.
8-31206
SEC File Number
N
N
Bley Investment Group, Inc.
8-42701
SEC File Number
N
N
Whitehall-Parker Securities Inc.
8-27688
SEC File Number
N
N
Grant Williams L.P.
8-51249
SEC File Number
N
N
N.E. Private Client Advisors, Ltd.
8-66968
SEC File Number
N
N
Transamerica Advisors Life Insurance Company
F1PLTWZ8OU4HQGZQAP31
N
N
Lincoln Financial Distributors, Inc.
8-13431
SEC File Number
N
N
Independent Brokerage Solutions LLC
8-68549
SEC File Number
N
N
Wright Investors' Service Distributors, Inc.
06-1071596
Tax ID
N
N
Aon UK Holdings Limited
5493002ME0O127QJJG03
GB
N
N
Loria Financial Group, LLC
8-52128
SEC File Number
N
N
First Manhattan Co.
549300NNJKVSO48I3G76
N
N
Henley & Company LLC
8-66463
SEC File Number
N
N
Worth Financial Group Inc.
8-29827
SEC File Number
N
N
North South Capital LLC
549300ODEKJCRN2AM859
N
N
Calamar Financial Group, LLC
8-69777
SEC File Number
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
N
N
OneAmerica Securities, Inc.
8-15009
SEC File Number
N
N
First Financial Equity Corporation
8-34082
SEC File Number
N
N
SPIRE Securities, LLC
8-67635
SEC File Number
N
N
Laidlaw & Company (UK) Ltd.
8-53731
SEC File Number
N
N
Sunstreet Securities, LLC
8-67541
SEC File Number
N
N
MMA Securities LLC
8-50591
SEC File Number
N
N
Portfolio Resources Group, Inc.
549300TKCYL1XNXOL896
N
N
Samuel A. Ramirez & Company, Inc.
254900CBKVW7O2ENQA21
N
N
SEI Private Trust Company
28-10625
SEC File Number
N
Y
Alliant Securities, Inc. Turner, Nord, Kienbaum
8-23305
SEC File Number
N
N
Sycamore Financial Group Inc
8-30302
SEC File Number
N
N
Dorsey & Company Inc.
8-7541
SEC File Number
N
N
Pyramid Funds Corporation
8-12769
SEC File Number
N
N
Portsmouth Financial Services
8-30097
SEC File Number
N
N
FSC Securities Corporation
8-21770
SEC File Number
N
N
Signator Investors, Inc.
8-13995
SEC File Number
N
N
NYLIFE Distributors LLC
8-46655
SEC File Number
N
N
Invex, LLC
NPOTUCXQYGXX5PO6VH74
N
N
Cetera Advisor Networks LLC
8-29577
SEC File Number
N
N
John Hancock Life Insurance Company of New York
5493007RYG4GXIKSQI18
N
Y
Mercer Hr Services, LLC
20-1932099
Tax ID
N
Y
Chapin Davis Inc.
801-70987
SEC File Number
N
N
Massachusetts Mutual Life Insurance Company
R6ZXK5P01NP6HXSY1S07
N
Y
NEXT Financial Group, Inc.
8-51356
SEC File Number
N
N
TradeStation Securities, Inc.
549300T08P71XXBYLW62
N
N
New England Pension Plan Systems, LLC
00000000000000000000
N
Y
Empire Asset Management Company, LLC
8-67520
SEC File Number
N
N
Stephens Inc.
213800LH6T9XDYZCA534
N
N
ViewTrade Securities, Inc.
549300CHLQDUD0NL5851
N
N
BOK Financial Securities, Inc.
5493008UZFTI4G7UQ733
N
N
GWFS Equities, Inc.
8-33854
SEC File Number
N
N
Kestra Investment Services, LLC
8-49672
SEC File Number
N
N
Dorn & Co., Inc.
8-08707
SEC File Number
N
N
Bankers Life Securities, Inc.
549300YBBLCDP5GDSH97
N
N
Sweney Cartwright & Company
549300CTOIWXJCKTPS87
N
N
Bradesco BAC Florida Investments Corp.
254900CAF9OPVE8VT408
N
N
Regions Bank
EQTWLK1G7ODGC2MGLV11
N
N
Goldman Sachs & Co. LLC
FOR8UP27PHTHYVLBNG30
N
N
Capitol Securities Management, Inc.
8-30353
SEC File Number
N
N
Alexander Capital, L.P.
8-48957
SEC File Number
N
N
FMSbonds, Inc.
549300TUTBK58NSF2517
N
N
Avondale Partners, LLC
254900799PKXEPTDRJ40
N
N
Midwestern Securities Trading Company, LLC
8-52074
SEC File Number
N
N
Commonwealth Equity Services, Inc.
8-24040
SEC File Number
N
N
Fortune Financial Services, Inc.
8-49727
SEC File Number
N
N
Quincy Cass Associates
8-5743
SEC File Number
N
N
Folio Investments, Inc.
8-52009
SEC File Number
N
N
Larson Financial Securities LLC
8-68456
SEC File Number
N
N
Gladowsky Capital Management, Corp.
8-51017
SEC File Number
N
N
Fidelity Investments Institutional Operations Company LLC
549300XVSM8LN3LQOK63
N
Y
Lombard Securities, Incorporated
8-43340
SEC File Number
N
N
Principal Securities, Inc.
8-13975
SEC File Number
N
N
U.S. Bancorp Investments, Inc.
H85Z6XZP8B10ES0M2G89
N
N
Mesirow Financial, Inc.
549300BIV46SUHPOFE54
N
N
BTS Securities Corporation
8-26818
SEC File Number
N
N
Investment Placement Group
5493005L3RL45FY4HR07
N
N
Wintrust Investments, LLC
8-484
SEC File Number
N
N
E*TRADE Savings Bank
549300DXPO50FJ75QA85
N
Y
Sisung Securities Corporation
254900KJI3EYKKPWT989
N
N
First Bankers' Banc Securities, Inc
549300XZ7YYT3Y0SU530
N
N
Benchmark Investments, Inc.
8-52280
SEC File Number
N
N
Buell Securities Corp.
8-22058
SEC File Number
N
N
Cape Securities, Inc.
8-20747
SEC File Number
N
N
Century Securities Associates, Inc.
8-43514
SEC File Number
N
N
Rogan & Associates, Inc.
8-49995
SEC File Number
N
N
Emerson Equity LLC
8-66296
SEC File Number
N
N
Omni Financial Securities, Inc.
8-44034
SEC File Number
N
N
Buckram Securities Ltd.
8-65939
SEC File Number
N
N
The Huntington Investment Company
5493004MEJ6IU9SR1R78
N
N
Broadridge Business Process Outsourcing, LLC
8-53412
SEC File Number
N
Y
Mcnally Financial Services Corporation
8-65388
SEC File Number
N
N
World Choice Securities, Inc.
8-45235
SEC File Number
N
N
TD Private Client Wealth LLC
8-69105
SEC File Number
N
N
Bruderman Brothers, LLC
8-51974
SEC File Number
N
N
Weston Securities Corporation
8-32664
SEC File Number
N
N
Kovack Securities Inc.
25490070RG17Z4I70I82
N
N
ING Financial Markets LLC
KBVRJ5K57JZ3E2AVWX40
N
N
JHW Financial Services, Inc.
8-45304
SEC File Number
N
N
Innovation Partners, LLC
549300IEQ78ON1HMTU71
N
N
Rockefeller Financial LLC
8-70054
SEC File Number
N
N
Talcott Resolution Life Insurance Company
8CE7JPU9IU72L3PPD756
N
Y
UBS Financial Services Inc.
ETYRV6ORNFJB5NONI676
N
N
GLP Investment Services, LLC
8-41868
SEC File Number
N
N
USAA Investment Services Company
549300VSPLQ1XBNPD479
N
N
E.E. Powell & Company, Inc.
8-1893
SEC File Number
N
N
Pershing LLC
ZI8Q1A8EI8LQFJNM0D94
N
Y
Sunset Financial Services, Inc.
8-14148
SEC File Number
N
N
Westco Investment Corp.
8-38452
SEC File Number
N
N
Corinthian Partners, L.L.C.
8-48461
SEC File Number
N
N
CapFinancial Securities, LLC
8-65870
SEC File Number
N
N
Axiom Capital Management, Inc.
254900WW7SK1IMK6NO54
N
N
Moors & Cabot, Inc.
254900SDQ5IONENQ7U67
N
N
DWS Distributors, Inc.
5299007T18XBURKJ1V64
N
N
Cantella & Co.,Inc.
254900Z33Q34HCFGHO19
N
N
Rhodes Securities, Inc.
254900MVXWUYG3F22X71
N
N
Dominion Investor Services, Inc.
8-39029
SEC File Number
N
N
American Enterprise Investment Services Inc.
549300NT7GLLVGTH0249
N
N
Coordinated Capital Securities, Inc.
8-31173
SEC File Number
N
N
Cadaret, Grant & Co., Inc.
8-27844
SEC File Number
N
N
The Vanguard Group, Inc.
5493002789CX3L0CJP65
N
Y
Horace Mann Investors, Inc.
254900OFJVU7T8WTK224
N
N
Mid Atlantic Clearing & Settlement Corporation
8-47758
SEC File Number
N
N
Investors Brokerage of Texas, Ltd.
8-28644
SEC File Number
N
N
Navaid Financial Services, Inc.
8-49897
SEC File Number
N
N
VBC Securities, L.L.C.
8-44141
SEC File Number
N
N
TIAA-CREF Individual & Institutional Services, LLC
8-44454
SEC File Number
N
N
GW & Wade Asset Management Company, LLC
8-42013
SEC File Number
N
N
CUSO Financial Services, L.P.
8-49711
SEC File Number
N
N
TD Ameritrade Clearing, Inc.
MRK678VXOI09YSSN8X19
N
Y
Landaas & Company, LLC
8-51826
SEC File Number
N
N
Stifel, Nicolaus & Company, Incorporated
5WUVMA08EYG4KEUPW589
N
Y
Leumi Investment Services Inc.
5493005SJQ3VQ5DEE756
N
N
Dempsey Lord Smith, LLC
8-67469
SEC File Number
N
N
Schlitt Investor Services, Inc.
8-34202
SEC File Number
N
N
Mid Atlantic Capital Corporation
8-27663
SEC File Number
N
N
RBC Capital Markets, LLC
549300LCO2FLSSVFFR64
N
Y
Healthcare Community Securities Corp.
8-46981
SEC File Number
N
N
E*TRADE Securities LLC
549300PJRJFMBCDPWR57
N
N
American Financial Securities, Inc.
8-53205
SEC File Number
N
N
Etico Partners, LLC
254900YC5I0IY6GSBI85
N
N
BTG Pactual US Capital, LLC
549300EUEDL5GKQW8U35
N
N
Anovest Financial Services, Inc.
8-66742
SEC File Number
N
N
Bestvest Investments, Ltd.
254900SL6FW130BMS922
N
N
Hanson McClain Retirement Network, LP
8-52250
SEC File Number
N
N
Coburn & Meredith, Inc.
8-02474
SEC File Number
N
N
American Wealth Management, Inc
8-41807
SEC File Number
N
N
TRG Advisors Inc
8-50449
SEC File Number
N
N
Pacific Financial Associates, Inc.
8-40712
SEC File Number
N
N
Nationwide Planning Associates Inc.
8-45310
SEC File Number
N
N
Nelson Ivest Brokerage Services, Inc.
8-26448
SEC File Number
N
N
Western Equity Group, Inc.
8-66403
SEC File Number
N
N
The Guardian Insurance & Annuity Company, Inc.
TGIU5N0SIMULU6I57R64
N
Y
Herold & Lantern Investments, Inc.
254900J6QB9C3UNBJJ49
N
N
UnionBanc Investment Services LLC
254900Y9HI2TG6D79N41
N
N
Sammons institutional Group, Inc.
BBG00LBNPZL2
Bloomberg Global ID
N
Y
Mclaughlin Ryder Investments, Inc.
8-67911
SEC File Number
N
N
Maplewood Investments, Inc.
8-52221
SEC File Number
N
N
Sigma Financial Corporation
8-30466
SEC File Number
N
N
Prospera Financial Services, Inc.
2549009CIEPO956KXD30
N
N
Sovereign Legacy Securities, Inc.
8-00621
SEC File Number
N
N
The Garbacz Group Inc
8-42366
SEC File Number
N
N
USCA Securities LLC
254900GBMSP1Y45THR66
N
N
White Mountain Capital, LLC
8-52572
SEC File Number
N
N
Integral Financial LLC
2549000I2CBZTJRHG786
N
N
MWA Financial Services, Inc.
8-53255
SEC File Number
N
N
Fairport Capital, Inc.
8-32162
SEC File Number
N
N
LPL Financial LLC
5493005NM7F0H1N3EQ39
N
Y
CGIS Securities LLC
254900GOI7SHVRZ5BG90
N
N
XP Investments US, LLC
549300HDFLS7P433PO89
N
N
Meridien Financial Group, Inc.
8-26090
SEC File Number
N
N
Dinosaur Financial Group, LLC
549300CCV3H232GBUN83
N
N
Fifth Third Bank, National Association
QFROUN1UWUYU0DVIWD51
N
N
Citizens Bank
38-0421450
Tax ID
N
N
Cary Street Partners LLC
8-66085
SEC File Number
N
N
Planned Financial Programs, Inc.
8-5727
SEC File Number
N
N
L.O. Thomas & Co., Inc.
8-40875
SEC File Number
N
N
McDonald Partners LLC
8-66985
SEC File Number
N
N
Vision Financial Markets LLC
549300J0X8HK9GUADL55
N
N
T. Rowe Price Retirement Plan Services, Inc.
84-06219
SEC File Number
N
Y
Access Investments, Inc.
8-49750
SEC File Number
N
N
Avantax Wealth Management, Inc
8-29533
SEC File Number
N
N
Coastal Equities, Inc.
8-40822
SEC File Number
N
N
Cetera Investment Services LLC
254900HBKNJ13M56N432
N
N
World Equity Group, Incorporated
25490078J1OM7KOXR686
N
N
Fintrust Brokerage Services, LLC
8-49514
SEC File Number
N
N
L.S.Y. Incorporated
8-17613
SEC File Number
N
N
Investments For You, Inc.
8-44179
SEC File Number
N
N
American Independent Securities Group, LLC
8-66905
SEC File Number
N
N
Nicol Investors Corporation
8-65566
SEC File Number
N
N
Capital City Securities, LLC
8-67771
SEC File Number
N
N
Pruco Securities, LLC
8-16402
SEC File Number
N
N
Northwestern Mutual Investment Services, LLC
CYO86L8D7HTXW9SOZX28
N
N
Arque Capital, Ltd.
8-65390
SEC File Number
N
N
BFT Financial Group, LLC
8-53487
SEC File Number
N
N
Aufhauser Securities, Inc
8-48786
SEC File Number
N
N
Concorde Investment Services, LLC
8-68388
SEC File Number
N
N
USA Financial Securities Corporation
8-52342
SEC File Number
N
N
American Capital Partners, LLC
254900I8NH46ZJJ4Z956
N
N
Finance 500, Inc.
8-28302
SEC File Number
N
N
Transam Securities, Inc.
8-37065
SEC File Number
N
N
Securities Equity Group
8-51706
SEC File Number
N
N
Syndicated Capital, Inc.
8-44162
SEC File Number
N
N
Key Investment Services LLC
8-66999
SEC File Number
N
N
Huntleigh Securities Corporation
8-21893
SEC File Number
N
N
Thompson Davis & Co., Inc.
8-49386
SEC File Number
N
N
American Heritage Securities, Inc.
8-44466
SEC File Number
N
N
Cetera Financial Specialists LLC
8-27082
SEC File Number
N
N
Regulus Advisors, LLC
8-68275
SEC File Number
N
N
Standard Insurance Company
549300KVA8DBYKHPXO21
N
Y
Reliance Trust Company
549300NV8FSQRNOUQO50
N
Y
D.M. Kelly & Company
8-48398
SEC File Number
N
N
Devenir, LLC
8-65837
SEC File Number
N
N
Regal Securities, Inc.
8-21765
SEC File Number
N
N
The GMS Group, L.L.C.
254900OXZT27TA5CGU56
N
N
The Lawrence D. Vitez Corporation
8-48642
SEC File Number
N
N
Paradigm Equities, Inc.
8-45593
SEC File Number
N
N
Rnr Securities, L.L.C.
8-50366
SEC File Number
N
N
Apex Clearing Corporation
5493000418CITRF5BO80
N
N
ProEquities, Inc.
8-32590
SEC File Number
N
N
Principled Advisors, Inc.
8-66451
SEC File Number
N
N
Institutional Securities Corporation
2549007EJ1PSLA8XVA50
N
N
Girard Investment Services, LLC
8-14145
SEC File Number
N
N
Verity Investments, Inc.
8-49474
SEC File Number
N
N
Herndon Plant Oakley Ltd.
8-50912
SEC File Number
N
N
Allstate Financial Services, LLC
8-36365
SEC File Number
N
N
Parkland Securities, LLC
8-53482
SEC File Number
N
N
Symphonic Securities LLC
8-67220
SEC File Number
N
N
Nations Financial Group, Inc.
8-50588
SEC File Number
N
N
Abacus International Capital Corp.
8-46418
SEC File Number
N
N
FNBB Capital Markets, L.L.C.
8-66553
SEC File Number
N
N
Colliers Securities LLC
549300OD1C69R64IVC38
N
N
Capital Institutional Services, Inc.
54930061X8RDWFDJIS05
N
N
Ascensus Financial Services, LLC
8-67891
SEC File Number
N
N
First National Bank Alaska
25490089V5DJHFQMOA03
N
N
Oberweis Securities, Inc.
5493008EZH6DO1631P71
N
N
Digital Retirement Solutions, Inc.
84-1477138
Tax ID
N
Y
Cardinal Investments, Inc.
8-47493
SEC File Number
N
N
Wells Fargo Clearing Services, LLC
88KRVSOEKUGQZJ3DKW55
N
Y
Santander Securities LLC
8-49571
SEC File Number
N
N
Ballew Investments, Inc.
8-45660
SEC File Number
N
N
SFA Financial LLC
8-68156
SEC File Number
N
N
D.H. Hill Securities, LLLP
8-49475
SEC File Number
N
N
Pershing Advisor Solutions LLC
549300KTC63JRN36GZ84
N
N
Buckman, Buckman & Reid, Inc.
254900D688L15B5HJB06
N
N
Wells Fargo Bank, National Association
KB1H1DSPRFMYMCUFXT09
N
N
Hantz Financial Services, Inc.
8-51291
SEC File Number
N
N
Alight Financial Solutions, LLC
8-47344
SEC File Number
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
BlackRock Advisors, LLC
5493001LN9MRM6A35J74
Y
N
N
BlackRock Investments, LLC
8-48436
000038642
54930061FBHCKXL2G714
0.00000000
BlackRock Execution Services
8-48719
000039438
549300HFCRQ0NT5KY652
0.00000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
5131.76000000
5131.76000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
32779054.15000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
173977445.45000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
209484033.48000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
68882554.90000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
49156721.10000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
88501109.10000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
176542197.55000000
BlackRock Liquidity Funds - MuniCash
N/A
N/A
549300RWBJ885673DL84
1687179164.33000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
140867451.25000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
68998200.55000000
2902504231.45000000
N
1598232139.11846153
Committed
1750000000.00000000
N
N
N
N
true