UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22310
NAME OF REGISTRANT: ETF Managers Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 30 Maple Street, Suite 2
Summit, NJ 07901
NAME AND ADDRESS OF AGENT FOR SERVICE: U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 908-897-0518
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2020 to 06/30/2021
AI Powered Equity ETF
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10X GENOMICS, INC. Agenda Number: 935414728
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Security: 88025U109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: TXG
ISIN: US88025U1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Bryan E. Roberts,
Ph.D.
1B. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Kimberly J.
Popovits
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm to audit our
financial statements for our fiscal year
ending December 31, 2021.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
paid to our named executive officers.
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3D SYSTEMS CORPORATION Agenda Number: 935383606
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Security: 88554D205
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: DDD
ISIN: US88554D2053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Malissia R. Clinton Mgmt For For
1B. Election of Director: William E. Curran Mgmt For For
1C. Election of Director: Thomas W. Erickson Mgmt For For
1D. Election of Director: Jeffrey A. Graves Mgmt For For
1E. Election of Director: Charles W. Hull Mgmt For For
1F. Election of Director: William D. Humes Mgmt For For
1G. Election of Director: Jim D. Kever Mgmt For For
1H. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1I. Election of Director: Kevin S. Moore Mgmt For For
1J. Election of Director: Vasant Padmanabhan Mgmt For For
1K. Election of Director: John J. Tracy Mgmt For For
1L. Election of Director: Jeffrey Wadsworth Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal to reduce the Shr For Against
ownership required for stockholders to call
a special meeting.
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ABBVIE INC. Agenda Number: 935357891
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
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Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
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Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
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Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
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ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935398708
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Security: 018581108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ADS
ISIN: US0185811082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ralph J. Andretta Mgmt For For
1.2 Election of Director: Roger H. Ballou Mgmt For For
1.3 Election of Director: John C. Gerspach, Jr. Mgmt For For
1.4 Election of Director: Karin J. Kimbrough Mgmt For For
1.5 Election of Director: Rajesh Natarajan Mgmt For For
1.6 Election of Director: Timothy J. Theriault Mgmt For For
1.7 Election of Director: Laurie A. Tucker Mgmt For For
1.8 Election of Director: Sharen J. Turney Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Alliance Data
Systems Corporation for 2021.
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ALPHABET INC. Agenda Number: 935406264
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Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
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AMAZON.COM, INC. Agenda Number: 935397592
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Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
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AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935402759
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Security: 02553E106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AEO
ISIN: US02553E1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Janice E. Page Mgmt For For
1.2 Election of Director: David M. Sable Mgmt For For
1.3 Election of Director: Noel J. Spiegel Mgmt For For
2. Proposal Two. Ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 29,
2022.
3. Proposal Three. Hold an advisory vote on Mgmt Against Against
the compensation of our named executive
officers.
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AMICUS THERAPEUTICS, INC. Agenda Number: 935410679
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Security: 03152W109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FOLD
ISIN: US03152W1099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Wheeler Mgmt For For
Burke W. Whitman Mgmt For For
2. Approval of the Amended and Restated 2007 Mgmt For For
Equity Incentive Plan to add 7,000,000
shares to the equity pool.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Approval, on an advisory basis, the Mgmt For For
Company's executive compensation.
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AMPHENOL CORPORATION Agenda Number: 935397782
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Security: 032095101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: APH
ISIN: US0320951017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stanley L. Clark Mgmt For For
1.2 Election of Director: John D. Craig Mgmt For For
1.3 Election of Director: David P. Falck Mgmt For For
1.4 Election of Director: Edward G. Jepsen Mgmt For For
1.5 Election of Director: Rita S. Lane Mgmt For For
1.6 Election of Director: Robert A. Livingston Mgmt For For
1.7 Election of Director: Martin H. Loeffler Mgmt For For
1.8 Election of Director: R. Adam Norwitt Mgmt For For
1.9 Election of Director: Anne Clarke Wolff Mgmt For For
2. Ratify the Selection of Deloitte & Touche Mgmt For For
LLP as Independent Public Accountants.
3. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers.
4. Ratify and Approve the Amended and Restated Mgmt Against Against
2017 Stock Purchase Option Plan for Key
Employees of Amphenol and Subsidiaries.
5. Approve an Amendment to the Company's Mgmt For For
Certificate of Incorporation to Increase
the Number of Authorized Shares.
6. Stockholder Proposal: Improve Our Catch-22 Shr Against For
Proxy Access.
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ANTERO MIDSTREAM CORPORATION Agenda Number: 935422915
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Security: 03676B102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: AM
ISIN: US03676B1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael N. Kennedy Mgmt For For
Brooks J. Klimley Mgmt For For
John C. Mollenkopf Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Antero Midstream Corporation's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Midstream
Corporation's named executive officers.
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APPLE INC. Agenda Number: 935323167
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Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
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APPLIED MATERIALS, INC. Agenda Number: 935329373
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Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
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ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935429957
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Security: 03969T109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: ARCT
ISIN: US03969T1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Peter Farrell Mgmt For For
Joseph E. Payne Mgmt For For
Andy Sassine Mgmt For For
James Barlow Mgmt For For
Dr. Edward W. Holmes Mgmt For For
Dr. Magda Marquet Mgmt For For
Karah Parschauer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
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ARES CAPITAL CORPORATION Agenda Number: 935238077
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Security: 04010L103
Meeting Type: Special
Meeting Date: 13-Aug-2020
Ticker: ARCC
ISIN: US04010L1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders (including,
without limitation, that the number of
shares issued does not exceed 25% of the
Company's then outstanding common stock).
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AVIENT CORPORATION Agenda Number: 935372475
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Security: 05368V106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AVNT
ISIN: US05368V1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Abernathy Mgmt For For
Richard H. Fearon Mgmt For For
Gregory J. Goff Mgmt For For
William R. Jellison Mgmt For For
Sandra Beach Lin Mgmt For For
Kim Ann Mink Ph.D. Mgmt For For
Robert M. Patterson Mgmt For For
Kerry J. Preete Mgmt For For
Patricia Verduin Ph.D. Mgmt For For
William A. Wulfsohn Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2021.
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B. RILEY FINANCIAL, INC. Agenda Number: 935411506
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Security: 05580M108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: RILY
ISIN: US05580M1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bryant R. Riley Mgmt For For
1.2 Election of Director: Thomas J. Kelleher Mgmt For For
1.3 Election of Director: Robert L. Antin Mgmt For For
1.4 Election of Director: Robert D'Agostino Mgmt For For
1.5 Election of Director: Randall E. Paulson Mgmt For For
1.6 Election of Director: Michael J. Sheldon Mgmt For For
1.7 Election of Director: Mimi K. Walters Mgmt For For
1.8 Election of Director: Mikel H. Williams Mgmt For For
2. To ratify the selection of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve the B. Riley Financial, Inc. Mgmt For For
2021 Stock Incentive Plan.
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BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
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BELDEN INC. Agenda Number: 935393051
--------------------------------------------------------------------------------------------------------------------------
Security: 077454106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BDC
ISIN: US0774541066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David J. Aldrich Mgmt For For
1B. Election of Director: Lance C. Balk Mgmt For For
1C. Election of Director: Steven W. Berglund Mgmt For For
1D. Election of Director: Diane D. Brink Mgmt For For
1E. Election of Director: Judy L. Brown Mgmt For For
1F. Election of Director: Nancy Calderon Mgmt For For
1G. Election of Director: Bryan C. Cressey Mgmt For For
1H. Election of Director: Jonathan C. Klein Mgmt For For
1I. Election of Director: George E. Minnich Mgmt For For
1J. Election of Director: Roel Vestjens Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young as the Company's Independent
Registered Public Accounting Firm for 2021.
3. Advisory vote on executive compensation for Mgmt For For
2020.
4. Approval of the Belden Inc. 2021 Long Term Mgmt For For
Incentive Plan.
5. Approval of the Belden Inc. 2021 Employee Mgmt For For
Stock Purchase Program.
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BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
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BEYOND MEAT, INC. Agenda Number: 935385749
--------------------------------------------------------------------------------------------------------------------------
Security: 08862E109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: BYND
ISIN: US08862E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally Grimes Mgmt For For
Muktesh "Micky" Pant Mgmt For For
Ned Segal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes to approve the compensation
paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Mgmt For For
Johnson
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021.
4A. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Provide shareholders with the right to
call a special meeting.
4B. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain supermajority vote
requirements.
4C. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain provisions that are
no longer applicable and make certain other
technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 935350190
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Dennis C. Cuneo Mgmt For For
1C. Election of Director: David S. Haffner Mgmt For For
1D. Election of Director: Michael S. Hanley Mgmt For For
1E. Election of Director: Frederic B. Lissalde Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Shaun E. McAlmont Mgmt For For
1H. Election of Director: Deborah D. McWhinney Mgmt For For
1I. Election of Director: Alexis P. Michas Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
Company for 2021.
4. Stockholder proposal to enable 10% of Shr For Against
shares to request a record date to initiate
stockholder written consent.
--------------------------------------------------------------------------------------------------------------------------
BOX INC Agenda Number: 935228658
--------------------------------------------------------------------------------------------------------------------------
Security: 10316T104
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: BOX
ISIN: US10316T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sue Barsamian Mgmt For For
Carl Bass Mgmt For For
Jack Lazar Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935279984
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Leslie
A. Brun
1B. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Pamela
L. Carter
1C. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Richard J. Daly
1D. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Robert
N. Duelks
1E. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Timothy C. Gokey
1F. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Brett
A. Keller
1G. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Maura
A. Markus
1H. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Thomas
J. Perna
1I. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Alan
J. Weber
1J. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Amit
K. Zavery
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2021.
4. Stockholder Proposal on Political Shr Against For
Contributions.
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. Agenda Number: 935424438
--------------------------------------------------------------------------------------------------------------------------
Security: 12769G100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CZR
ISIN: US12769G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Carano Mgmt For For
Bonnie S. Biumi Mgmt For For
Jan Jones Blackhurst Mgmt For For
Frank J. Fahrenkopf Mgmt For For
Don R. Kornstein Mgmt For For
Courtney R. Mather Mgmt For For
Michael E. Pegram Mgmt For For
Thomas R. Reeg Mgmt For For
David P. Tomick Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
5. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK TO
500,000,000.
6. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE THE ISSUANCE
OF 150,000,000 SHARES OF PREFERRED STOCK.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CASSAVA SCIENCES, INC. Agenda Number: 935406428
--------------------------------------------------------------------------------------------------------------------------
Security: 14817C107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: SAVA
ISIN: US14817C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Remi Barbier Mgmt For For
Sanford R. Robertson Mgmt For For
P. J. Scannon, MD, Ph.D Mgmt For For
2. Approve amendment No. 1 to the Company's Mgmt Against Against
2018 Omnibus Incentive Plan which increases
the authorized number of shares issuable
thereunder by 4,000,000, from 1,000,000 to
5,000,000 authorized shares.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2021.
4. Approve, by a non-binding advisory vote, Mgmt Against Against
the 2020 executive compensation for the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935271293
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt For For
1B. Election of Director: J. Martin Carroll Mgmt For For
1C. Election of Director: Rolf Classon Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Christa Kreuzburg Mgmt For For
1F. Election of Director: Gregory T. Lucier Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935415617
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr For Against
Policy.
5. Shareholder Proposal - Report on Diversity Shr For Against
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CBDMD, INC. Agenda Number: 935333055
--------------------------------------------------------------------------------------------------------------------------
Security: 12482W101
Meeting Type: Annual
Meeting Date: 12-Mar-2021
Ticker: YCBD
ISIN: US12482W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin A. Sumichrast Mgmt No vote
R. Scott Coffman Mgmt No vote
Bakari Sellers Mgmt No vote
William F. Raines, III Mgmt No vote
Peter J. Ghiloni Mgmt No vote
Scott G. Stephen Mgmt No vote
Sim Farar Mgmt No vote
2. The ratification of the appointment of Mgmt No vote
Cherry Bekaert LLP as the Company's
independent registered public firm.
3. The approval of the 2021 Equity Mgmt No vote
Compensation Plan.
4. Non-binding vote on executive compensation. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CENTENNIAL RESOURCE DEVELOPMENT, INC. Agenda Number: 935348690
--------------------------------------------------------------------------------------------------------------------------
Security: 15136A102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CDEV
ISIN: US15136A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of Mgmt For For
three years: Karl E. Bandtel
1B. Election of Class II Director for a term of Mgmt For For
three years: Matthew G. Hyde
1C. Election of Class II Director for a term of Mgmt For For
three years: Jeffrey H. Tepper
2. To approve, by a non-binding advisory vote, Mgmt For For
the Company's named executive officer
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CENTURY ALUMINUM COMPANY Agenda Number: 935416760
--------------------------------------------------------------------------------------------------------------------------
Security: 156431108
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: CENX
ISIN: US1564311082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jarl Berntzen Mgmt For For
Michael Bless Mgmt For For
Errol Glasser Mgmt For For
Wilhelm van Jaarsveld Mgmt For For
Andrew Michelmore Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered accounting firm for
the fiscal year ending December 31, 2021.
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935370483
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert Bertolini Mgmt For For
1D. Election of Director: Deborah T. Kochevar Mgmt For For
1E. Election of Director: George Llado, Sr. Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: George M. Milne, Jr. Mgmt For For
1I. Election of Director: C. Richard Reese Mgmt For For
1J. Election of Director: Richard F. Wallman Mgmt For For
1K. Election of Director: Virginia M. Wilson Mgmt For For
2. Say on Pay. Mgmt Against Against
3. Ratification of Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935350772
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: Kimberly A. Ross Mgmt For For
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Cigna Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2021.
5. Shareholder proposal - Shareholder right to Shr For Against
act by written consent.
6. Shareholder proposal - Gender pay gap Shr Against For
report.
7. Shareholder proposal - Board ideology Shr Against For
disclosure policy.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935359097
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class I Director: Lisa A. Mgmt For For
Stewart
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve Amended and Restated 2019 Equity Mgmt For For
Incentive Plan.
4. Proposal to amend and restate our Mgmt For For
Certificate of Incorporation to provide for
the annual election of all directors.
5. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr Against For
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CLOUDERA, INC. Agenda Number: 935412724
--------------------------------------------------------------------------------------------------------------------------
Security: 18914U100
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CLDR
ISIN: US18914U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Hu Mgmt For For
Kevin Klausmeyer Mgmt For For
Michael A. Stankey Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm, Ernst & Young LLP,
for the fiscal year ending January 31,
2022.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COEUR MINING, INC. Agenda Number: 935360127
--------------------------------------------------------------------------------------------------------------------------
Security: 192108504
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CDE
ISIN: US1921085049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda L. Adamany Mgmt For For
1B. Election of Director: Sebastian Edwards Mgmt For For
1C. Election of Director: Randolph E. Gress Mgmt For For
1D. Election of Director: Mitchell J. Krebs Mgmt For For
1E. Election of Director: Eduardo Luna Mgmt For For
1F. Election of Director: Jessica L. McDonald Mgmt For For
1G. Election of Director: Robert E. Mellor Mgmt For For
1H. Election of Director: John H. Robinson Mgmt For For
1I. Election of Director: J. Kenneth Thompson Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval of amendment to the Coeur Mining, Mgmt For For
Inc. 2018 Long Term Incentive Plan to
increase the number of common shares
reserved for issuance under the Plan by
16.7 million.
4. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 935359720
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director for the term ending in Mgmt For For
2024: Sachin Lawande
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC. Agenda Number: 935356091
--------------------------------------------------------------------------------------------------------------------------
Security: 20337X109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: COMM
ISIN: US20337X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the classified structure of the Company's
Board of Directors.
3A. Election of Class II director: Mary S. Chan Mgmt For For
3B. Election of Class II director: Stephen C. Mgmt For For
Gray
3C. Election of Class II director: L. William Mgmt For For
Krause
3D. Election of Class III director: Derrick A. Mgmt For For
Roman
4. Non-binding, advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers as described in the proxy
statement.
5. Approval of additional shares under the Mgmt For For
Company's 2019 Long-Term Incentive Plan.
6. Approval of the termination of executive Mgmt Against Against
performance options and grant of selective
performance-based retention equity awards.
7. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 935259374
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anil Arora Mgmt For For
1B. Election of Director: Thomas K. Brown Mgmt For For
1C. Election of Director: Sean M. Connolly Mgmt For For
1D. Election of Director: Joie A. Gregor Mgmt For For
1E. Election of Director: Rajive Johri Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: Melissa Lora Mgmt For For
1H. Election of Director: Ruth Ann Marshall Mgmt For For
1I. Election of Director: Craig P. Omtvedt Mgmt For For
1J. Election of Director: Scott Ostfeld Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditor for fiscal 2021.
3. Advisory approval of our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CONCERT PHARMACEUTICALS, INC. Agenda Number: 935416809
--------------------------------------------------------------------------------------------------------------------------
Security: 206022105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CNCE
ISIN: US2060221056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Barton Hutt Mgmt For For
Wilfred E. Jaeger, M.D. Mgmt For For
Roger D. Tung, Ph.D. Mgmt For For
2. Approval, on a non-binding, advisory basis, Mgmt Against Against
of our executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CONDUENT INCORPORATED Agenda Number: 935388505
--------------------------------------------------------------------------------------------------------------------------
Security: 206787103
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: CNDT
ISIN: US2067871036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Clifford Skelton Mgmt For For
1.2 Election of Director: Hunter Gary Mgmt For For
1.3 Election of Director: Kathy Higgins Victor Mgmt For For
1.4 Election of Director: Scott Letier Mgmt For For
1.5 Election of Director: Jesse A. Lynn Mgmt For For
1.6 Election of Director: Steven Miller Mgmt For For
1.7 Election of Director: Michael Montelongo Mgmt For For
1.8 Election of Director: Margarita Mgmt For For
Palau-Hernandez
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Approve, on an advisory basis, the 2020 Mgmt For For
compensation of our named executive
officers.
4. Approve the Conduent Incorporated 2021 Mgmt For For
Performance Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935230754
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christy Clark Mgmt For For
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt For For
Ernesto M. Hernandez Mgmt For For
S. Somersille Johnson Mgmt For For
James A. Locke III Mgmt For For
J. Manuel Madero Garza Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2021.
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935407684
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt For For
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt For For
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Mgmt For For
Nassetta
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Proposal to approve, on an advisory basis, Mgmt Against Against
the Company's executive compensation.
4. Proposal to approve the adoption of the Mgmt For For
Company's Fourth Amended and Restated
Certificate of Incorporation to increase
the total number of shares of common stock
that the Company is authorized to issue
from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number
of shares of capital stock that the Company
is authorized to issue from 62,000,000 to
1,202,000,000.
5. Proposal to approve the amendment and Mgmt For For
restatement of the CoStar Employee Stock
Purchase Plan to increase the number of
shares authorized for issuance thereunder.
6. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935223735
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 06-Jul-2020
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denis J. O'Leary Mgmt For For
Joseph E. Sexton Mgmt For For
Godfrey R. Sullivan Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for its fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt Against Against
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DARLING INGREDIENTS INC. Agenda Number: 935355708
--------------------------------------------------------------------------------------------------------------------------
Security: 237266101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: DAR
ISIN: US2372661015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall C. Stuewe Mgmt For For
1B. Election of Director: Charles Adair Mgmt For For
1C. Election of Director: Beth Albright Mgmt For For
1D. Election of Director: Linda Goodspeed Mgmt For For
1E. Election of Director: Dirk Kloosterboer Mgmt For For
1F. Election of Director: Mary R. Korby Mgmt For For
1G. Election of Director: Gary W. Mize Mgmt For For
1H. Election of Director: Michael E. Rescoe Mgmt For For
1I. Election of Director: Nicole M. Ringenberg Mgmt For For
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
DELL TECHNOLOGIES INC. Agenda Number: 935431673
--------------------------------------------------------------------------------------------------------------------------
Security: 24703L202
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: DELL
ISIN: US24703L2025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael S. Dell* Mgmt For For
David W. Dorman* Mgmt For For
Egon Durban* Mgmt For For
William D. Green* Mgmt For For
Simon Patterson* Mgmt For For
Lynn M. Vojvodich* Mgmt For For
Ellen J. Kullman# Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Dell
Technologies Inc.'s independent registered
public accounting firm for fiscal year
ending January 28, 2022.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of Dell Technologies Inc.'s
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION Agenda Number: 935377425
--------------------------------------------------------------------------------------------------------------------------
Security: 24869P104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: DENN
ISIN: US24869P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bernadette S. Mgmt For For
Aulestia
1B. Election of Director: Olu Beck Mgmt For For
1C. Election of Director: Gregg R. Dedrick Mgmt For For
1D. Election of Director: Jose M. Gutierrez Mgmt For For
1E. Election of Director: Brenda J. Lauderback Mgmt For For
1F. Election of Director: John C. Miller Mgmt For For
1G. Election of Director: Donald C. Robinson Mgmt For For
1H. Election of Director: Laysha Ward Mgmt For For
1I. Election of Director: F. Mark Wolfinger Mgmt For For
2. A proposal to ratify the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm of Denny's Corporation and
its subsidiaries for the fiscal year ending
December 29, 2021.
3. An advisory resolution to approve the Mgmt For For
executive compensation of the Company.
4. A proposal to approve the Denny's Mgmt For For
Corporation 2021 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935407444
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to approve an amendment to the Mgmt For For
Company's amended and restated certificate
of incorporation to increase the total
number of authorized shares of common stock
from 200,000,000 shares to 400,000,000
shares.
4. Proposal to approve the Company's 2021 Mgmt For For
Amended and Restated Equity Incentive Plan.
5. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 935412887
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: William J. Colombo
1B. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Sandeep Mathrani
1C. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Desiree Ralls-Morrison
1D. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Larry D. Stone
2. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to provide for the annual election
of directors and eliminate the classified
Board structure.
3. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the maximum number of
directors to 13.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
5. Non-binding advisory vote to approve Mgmt For For
compensation of named executive officers,
as disclosed in the Company's 2021 proxy
statement.
6. An amendment and restatement of the Mgmt Against Against
Company's 2012 Stock and Incentive Plan (as
Amended and Restated) to increase the
number of authorized shares reserved for
issuance under the plan and eliminate
certain provisions related to
performance-based compensation.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt For For
Peter Solvik Mgmt For For
Inhi Cho Suh Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt Abstain Against
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr For Against
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DROPBOX INC Agenda Number: 935374847
--------------------------------------------------------------------------------------------------------------------------
Security: 26210C104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DBX
ISIN: US26210C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew W. Houston Mgmt For For
Donald W. Blair Mgmt For For
Lisa Campbell Mgmt For For
Paul E. Jacobs Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Karen Peacock Mgmt For For
Michael Seibel Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 935245832
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Special
Meeting Date: 23-Jul-2020
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to the Restated Mgmt For For
Articles of Incorporation of EQT
Corporation to increase the authorized
number of shares of common stock from
320,000,000 shares to 640,000,000 shares
(the "Amendment Proposal").
2. Approve one or more adjournments of this Mgmt For For
special meeting, if necessary or
appropriate, to permit solicitation of
additional votes if there are not
sufficient votes to approve the Amendment
Proposal.
--------------------------------------------------------------------------------------------------------------------------
ESPERION THERAPEUTICS INC Agenda Number: 935395283
--------------------------------------------------------------------------------------------------------------------------
Security: 29664W105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ESPR
ISIN: US29664W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Jeffrey Mgmt For For
Berkowitz, J.D.
1B. Election of Class II Director: Antonio M. Mgmt For For
Gotto Jr., M.D., D.Phil.
1C. Election of Class II Director: Nicole Mgmt For For
Vitullo
2. To approve the advisory resolution on the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935381020
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Goff Mgmt For *
Kaisa Hietala Mgmt Withheld *
Alexander A. Karsner Mgmt For *
Anders Runevad Mgmt Withheld *
MGT NOM. M.J. Angelakis Mgmt For *
MGT NOM. Susan K. Avery Mgmt For *
MGT NOM. Angela F Braly Mgmt For *
MGT NOM. Ursula M Burns Mgmt For *
MGT NOM. K. C. Frazier Mgmt For *
MGT NOM. J. L. Hooley Mgmt For *
MGT NOM. J. W. Ubben Mgmt For *
MGT NOM. D. W. Woods Mgmt For *
2. Company proposal to ratify the appointment Mgmt For *
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm to audit the Company's
financial statements for 2021.
3. Company proposal to approve, on an advisory Mgmt For *
basis, the compensation of the Company's
Named Executive Officers.
4. Independent Chairman Mgmt Against *
5. Special Shareholder Meetings Mgmt Against *
6. Report on Scenario Analysis Mgmt For *
7. Report on Environment Expenditures Mgmt Against *
8. Report on Political Contributions Mgmt Against *
9. Report on Lobbying Mgmt Against *
10. Report on Climate Lobbying Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
FATE THERAPEUTICS, INC. Agenda Number: 935398710
--------------------------------------------------------------------------------------------------------------------------
Security: 31189P102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FATE
ISIN: US31189P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Hershberg, M.D, Ph.D Mgmt For For
Michael Lee Mgmt For For
W.H. Rastetter, Ph.D. Mgmt For For
2. To approve the ratification of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's Amended and Restated
Certificate of Incorporation to increase
the amount of authorized common stock from
150,000,000 shares to 250,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 21-Sep-2020
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA Mgmt For For
GRIFFITH
1C. Election of Director: JOHN C. ("CHRIS") Mgmt For For
INGLIS
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as FedEx's independent registered public
accounting firm for fiscal year 2021.
4. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
5. Stockholder proposal regarding political Shr Against For
disclosure.
6. Stockholder proposal regarding employee Shr Against For
representation on the Board of Directors.
7. Stockholder proposal regarding shareholder Shr For Against
right to act by written consent.
8. Stockholder proposal regarding integrating Shr Against For
ESG metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 935380559
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis J. Gilmore Mgmt For For
Margaret M. McCarthy Mgmt For For
Martha B. Wyrsch Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935361523
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt For For
1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1E. Election of Director: Boris Groysberg Mgmt For For
1F. Election of Director: Sandra R. Hernandez Mgmt For For
1G. Election of Director: Pamela J. Joyner Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: Duncan L. Niederauer Mgmt For For
1J. Election of Director: George G.C. Parker Mgmt For For
2. To ratify KPMG LLP as the independent Mgmt For For
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2021.
3. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 935364783
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kimberly A. Casiano Mgmt For For
1B. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1C. Election of Director: Alexandra Ford Mgmt For For
English
1D. Election of Director: James D. Farley, Jr. Mgmt For For
1E. Election of Director: Henry Ford III Mgmt For For
1F. Election of Director: William Clay Ford, Mgmt For For
Jr.
1G. Election of Director: William W. Helman IV Mgmt For For
1H. Election of Director: Jon M. Huntsman, Jr. Mgmt For For
1I. Election of Director: William E. Kennard Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: John L. Thornton Mgmt For For
1L. Election of Director: John B. Veihmeyer Mgmt For For
1M. Election of Director: Lynn M. Vojvodich Mgmt For For
1N. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Relating to Consideration of a Shr For Against
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 935352473
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ann F. Mgmt For For
Hackett
1B. Election of Class I Director: John G. Mgmt For For
Morikis
1C. Election of Class I Director: Jeffery S. Mgmt For For
Perry
1D. Election of Class I Director: Ronald V. Mgmt For For
Waters, III
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 935257976
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Kerry Clark Mgmt For For
1B. Election of Director: David M. Cordani Mgmt For For
1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1D. Election of Director: Jeffrey L. Harmening Mgmt For For
1E. Election of Director: Maria G. Henry Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Elizabeth C. Lempres Mgmt For For
1H. Election of Director: Diane L. Neal Mgmt For For
1I. Election of Director: Steve Odland Mgmt For For
1J. Election of Director: Maria A. Sastre Mgmt For For
1K. Election of Director: Eric D. Sprunk Mgmt For For
1L. Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935420632
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Carol M. Stephenson Mgmt For For
1J. Election of Director: Mark A. Tatum Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
1L. Election of Director: Margaret C. Whitman Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
4. Shareholder Proposal Regarding Shareholder Shr For Against
Written Consent.
5. Shareholder Proposal Regarding a Report on Shr For Against
Greenhouse Gas Emissions Targets as a
Performance Element of Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 935371853
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Special
Meeting Date: 26-Apr-2021
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
(as it may be amended from time to time,
the "Merger Agreement"), dated as of
February 8, 2021, by and among Electronic
Arts Inc. ("Electronic Arts"), a Delaware
corporation, Giants Acquisition Sub, Inc.,
a Delaware corporation and wholly owned
subsidiary of Electronic Arts, and Glu
Mobile Inc., a Delaware corporation.
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation that may be paid or
become payable to our named executive
officers that is based on or otherwise
relates to the Merger.
3. To approve the adjournment of the virtual Mgmt For For
special meeting to a later date or dates,
if our board of directors determines that
it is necessary or appropriate, and is
permitted by the Merger Agreement, to (i)
solicit additional proxies if (a) there is
not a quorum present or represented by
proxy or (b) there are insufficient votes
to adopt the Merger Agreement, (ii) give
holders of our common stock, par value
$0.0001 per share, additional time to
evaluate any supplemental or amended
disclosure or (iii) otherwise comply with
applicable law.
--------------------------------------------------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 935362967
--------------------------------------------------------------------------------------------------------------------------
Security: 390607109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GLDD
ISIN: US3906071093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lasse J. Petterson Mgmt For For
1B. Election of Director: Kathleen M. Shanahan Mgmt For For
2. To ratify Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
4. To approve the Great Lakes Dredge & Dock Mgmt For For
Corporation 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935428828
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Salaman Mgmt For For
Darren Lampert Mgmt For For
Stephen Aiello Mgmt For For
Sean Stiefel Mgmt For For
Paul Ciasullo Mgmt For For
2. To approve and ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2021 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 935229725
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher A. Simon Mgmt For For
Robert E. Abernathy Mgmt For For
Michael J. Coyle Mgmt For For
Charles J. Dockendorff Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
HEALTHPEAK PROPERTIES, INC Agenda Number: 935346280
--------------------------------------------------------------------------------------------------------------------------
Security: 42250P103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: PEAK
ISIN: US42250P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian G. Cartwright Mgmt For For
1B. Election of Director: Christine N. Garvey Mgmt For For
1C. Election of Director: R. Kent Griffin, Jr. Mgmt For For
1D. Election of Director: David B. Henry Mgmt For For
1E. Election of Director: Thomas M. Herzog Mgmt For For
1F. Election of Director: Lydia H. Kennard Mgmt For For
1G. Election of Director: Sara G. Lewis Mgmt For For
1H. Election of Director: Katherine M. Mgmt For For
Sandstrom
2. Approval of 2020 executive compensation on Mgmt For For
an advisory basis.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Healthpeak Properties,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HORIZON THERAPEUTICS PLC Agenda Number: 935347282
--------------------------------------------------------------------------------------------------------------------------
Security: G46188101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: William F. Mgmt For For
Daniel
1B. Election of Class I Director: H. Thomas Mgmt For For
Watkins
1C. Election of Class I Director: Pascale Witz Mgmt For For
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of the Amended and Restated 2020 Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 935375572
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mary L. Baglivo Mgmt For For
1.2 Election of Director: Richard E. Marriott Mgmt For For
1.3 Election of Director: Sandeep L. Mathrani Mgmt For For
1.4 Election of Director: John B Morse, Jr. Mgmt For For
1.5 Election of Director: Mary Hogan Preusse Mgmt For For
1.6 Election of Director: Walter C. Rakowich Mgmt For For
1.7 Election of Director: James F. Risoleo Mgmt For For
1.8 Election of Director: Gordon H. Smith Mgmt For For
1.9 Election of Director: A. William Stein Mgmt For For
2. Ratify appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935338649
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of TCF Financial Mgmt For For
Corporation ("TCF") with and into
Huntington Bancshares Incorporated
("Huntington"), as contemplated by the
Agreement and Plan of Merger, dated as of
December 13, 2020 (as it may be amended
from time to time), by and between
Huntington and TCF, with Huntington as the
surviving corporation (the "Huntington
merger proposal").
2. Approval of an amendment to Huntington's Mgmt For For
charter to increase the number of
authorized shares of Huntington common
stock from one billion five hundred million
shares (1,500,000,000) to two billion two
hundred fifty million shares
(2,250,000,000) (the "Huntington authorized
share count proposal").
3. Approval of the adjournment of special Mgmt For For
meeting of Huntington shareholders, if
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes at the time of the Huntington special
meeting to approve the Huntington merger
proposal or the Huntington authorized share
count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of Huntington common
stock (the "Huntington adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935345252
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Amended and Restated 2018 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
IHEARTMEDIA, INC. Agenda Number: 935362234
--------------------------------------------------------------------------------------------------------------------------
Security: 45174J509
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: IHRT
ISIN: US45174J5092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Bressler Mgmt For For
K. Sivaramakrishnan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. The approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of our named
executive officers.
4. The approval of the iHeartMedia, Inc. 2021 Mgmt For For
Long-Term Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935371411
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
Mary Dotz Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IMMUNITYBIO, INC Agenda Number: 935430897
--------------------------------------------------------------------------------------------------------------------------
Security: 45256X103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: IBRX
ISIN: US45256X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick Soon-Shiong, MD Mgmt For For
Richard Adcock Mgmt For For
Michael D. Blaszyk Mgmt For For
John Owen Brennan Mgmt For For
Wesley Clark Mgmt For For
Cheryl L. Cohen Mgmt For For
Linda Maxwell, M.D. Mgmt For For
Christobel Selecky Mgmt For For
Barry J. Simon, M.D. Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement, or Say on Pay.
3. To approve, in a non-binding vote, the Mgmt 1 Year Against
frequency at which the Say on Pay vote at
future annual meetings of stockholders will
be held.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as ImmunityBio's Independent Registered
Public Accounting Firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS BANCORP, INC. Agenda Number: 935392681
--------------------------------------------------------------------------------------------------------------------------
Security: 46146L101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ISBC
ISIN: US46146L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Cummings Mgmt For For
John E. Harmon, Sr. Mgmt For For
Michele N. Siekerka Mgmt For For
Paul N. Stathoulopoulos Mgmt For For
Kim Wales Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
proposal to approve the compensation paid
to our Named Executive Officers.
3. The approval of a non-binding, advisory Mgmt 1 Year For
proposal to vote on the frequency of
stockholder voting on executive
compensation.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for Investors Bancorp, Inc.
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935268335
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Special
Meeting Date: 01-Oct-2020
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote on a proposal to adopt the Mgmt For For
Agreement and Plan of Merger and Plan of
Reorganization, dated as of June 21, 2020,
by and among Invitae Corporation, Apollo
Merger Sub A Inc., Apollo Merger Sub B LLC,
ArcherDX, Inc. and Kyle Lefkoff, solely in
his capacity as holders' representative,
and approve the merger contemplated
thereby.
2. To vote on a proposal to approve, for the Mgmt For For
purpose of complying with the applicable
provisions of NYSE Listing Rule 312.03, the
issuance of up to an aggregate of
approximately 16.3 million shares of
Invitae common stock in a private placement
and the issuance of warrants to purchase
1.0 million shares of Invitae common stock
in connection with a senior secured term
loan facility.
3. To vote on a proposal to approve the Mgmt For For
adjournment of the special meeting to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
in the event there are not sufficient votes
at the time of the special meeting to
approve the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935412736
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kimber D. Mgmt For For
Lockhart
1B. Election of Class II Director: Chitra Nayak Mgmt For For
2. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal concerning proxy Shr Against For
access.
5. Stockholder proposal concerning majority Shr For Against
voting in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KEURIG DR PEPPER INC. Agenda Number: 935422953
--------------------------------------------------------------------------------------------------------------------------
Security: 49271V100
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: KDP
ISIN: US49271V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Gamgort Mgmt For For
1B. Election of Director: Olivier Goudet Mgmt For For
1C. Election of Director: Peter Harf Mgmt For For
1D. Election of Director: Juliette Hickman Mgmt For For
1E. Election of Director: Genevieve Hovde Mgmt For For
1F. Election of Director: Paul S. Michaels Mgmt For For
1G. Election of Director: Pamela H. Patsley Mgmt For For
1H. Election of Director: Gerhard Pleuhs Mgmt For For
1I. Election of Director: Lubomira Rochet Mgmt For For
1J. Election of Director: Debra Sandler Mgmt For For
1K. Election of Director: Robert Singer Mgmt For For
1L. Election of Director: Justine Tan Mgmt For For
1M. Election of Director: Nelson Urdaneta Mgmt For For
1N. Election of Director: Larry D. Young Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
Keurig Dr Pepper Inc.'s executive
compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Keurig Dr Pepper Inc.'s
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVONGO HEALTH, INC. Agenda Number: 935274302
--------------------------------------------------------------------------------------------------------------------------
Security: 539183103
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: LVGO
ISIN: US5391831030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Livongo Merger Agreement Mgmt For For
Proposal: To adopt the Agreement and Plan
of Merger, dated as of August 5, 2020, by
and among Teladoc Health, Inc. ("Teladoc"),
Livongo Health, Inc. ("Livongo") and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (such
agreement, the "merger agreement" and such
proposal, the "Livongo merger agreement
proposal").
2. Approval of Livongo Compensation Proposal: Mgmt Against Against
To approve, on an advisory (non-binding)
basis, the executive officer compensation
that will or may be paid to Livongo's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement (the
"Livongo compensation proposal").
3. Approval of Livongo Adjournment Proposal: Mgmt For For
To approve the adjournment of the Livongo
stockholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Livongo stockholder
meeting to approve the Livongo merger
agreement proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Livongo stockholders (the
"Livongo adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION Agenda Number: 935354453
--------------------------------------------------------------------------------------------------------------------------
Security: 546347105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LPX
ISIN: US5463471053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: F. Nicholas Mgmt For For
Grasberger, III
1B. Election of Class III Director: Ozey K. Mgmt For For
Horton, Jr.
1C. Election of Class III Director: W. Bradley Mgmt For For
Southern
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as LP's independent auditor for
2021.
3 Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD. Agenda Number: 935354770
--------------------------------------------------------------------------------------------------------------------------
Security: 573075108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: MRTN
ISIN: US5730751089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randolph L. Marten Mgmt For For
Larry B. Hagness Mgmt For For
Thomas J. Winkel Mgmt For For
Jerry M. Bauer Mgmt For For
Robert L. Demorest Mgmt For For
Ronald R. Booth Mgmt For For
Kathleen P. Iverson Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Proposal to confirm the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants of the company for the fiscal
year ending December 31, 2021.
4. To transact other business if properly Mgmt Against Against
brought before the Annual Meeting or any
adjournment thereof.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935330035
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John J. Haley Mgmt For For
1B. Election of Class II Director: Jan D. Mgmt For For
Madsen
1C. Election of Class III Director: Bruce L. Mgmt For For
Caswell
1D. Election of Class III Director: Richard A. Mgmt For For
Montoni
1E. Election of Class III Director: Raymond B. Mgmt For For
Ruddy
2. The approval of 2021 Omnibus Incentive Mgmt For For
Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountants for our 2021 fiscal year.
4. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
5. A shareholder proposal pertaining to the Shr Against For
disclosure by the Company of certain
lobbying expenditures and activities.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935248357
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steve Sanghi Mgmt For For
1b. Election of Director: Matthew W. Chapman Mgmt For For
1c. Election of Director: L.B. Day Mgmt For For
1d. Election of Director: Esther L. Johnson Mgmt For For
1e. Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2021.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MICROVISION, INC. Agenda Number: 935380725
--------------------------------------------------------------------------------------------------------------------------
Security: 594960304
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MVIS
ISIN: US5949603048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Simon Biddiscombe Mgmt For For
Robert P. Carlile Mgmt For For
Judith Curran Mgmt For For
Seval Oz Mgmt For For
Sumit Sharma Mgmt For For
Mark Spitzer Mgmt For For
Brian Turner Mgmt For For
2. To approve the proposed amendment to the Mgmt For For
2020 MicroVision, Inc. Incentive Plan.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the Company's independent registered
public accounting firm for the current
fiscal year.
4. To hold a non-binding advisory vote on the Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935347206
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MRNA
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Langer, Sc.D. Mgmt For For
Elizabeth Nabel, M.D. Mgmt For For
Elizabeth Tallett Mgmt For For
2. To cast a non-binding, advisory vote to Mgmt For For
approve the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our registered independent public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935349452
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Daniel Cooperman
(Class I)
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Stephen H.
Lockhart (Class I)
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Richard M.
Schapiro (Class I)
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Ronna E. Romney
(Class III)
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Dale B. Wolf
(Class III)
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Joseph M.
Zubretsky (Class III)
2. To consider and approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935437853
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Dev Ittycheria Mgmt For For
John McMahon Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935419499
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
3. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers.
4. To consider a stockholder proposal Shr Against For
regarding a by-law amendment for an annual
vote and report on climate change; if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MYRIAD GENETICS, INC. Agenda Number: 935407824
--------------------------------------------------------------------------------------------------------------------------
Security: 62855J104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: MYGN
ISIN: US62855J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: S. Louise
Phanstiel
1B. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Daniel M.
Skovronsky, M.D., Ph.D.
1C. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Daniel K.
Spiegelman
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
NANTKWEST INC Agenda Number: 935333093
--------------------------------------------------------------------------------------------------------------------------
Security: 63016Q102
Meeting Type: Special
Meeting Date: 08-Mar-2021
Ticker: NK
ISIN: US63016Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
NantKwest common stock to security holders
of ImmunityBio as contemplated by the
merger agreement (the "stock issuance
proposal").
2. To approve the merger contemplated by the Mgmt For For
merger agreement (the "merger proposal").
3. To approve the adjournment of the NantKwest Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the stock issuance proposal or
the merger proposal (the "adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 935244575
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 19-Aug-2020
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lewis Cirne Mgmt For For
Michael Christenson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NEWS CORP Agenda Number: 935282323
--------------------------------------------------------------------------------------------------------------------------
Security: 65249B109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: NWSA
ISIN: US65249B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt For
ANNUAL MEETING OF STOCKHOLDERS OF NEWS
CORPORATION (THE "COMPANY") TO BE HELD ON
WEDNESDAY, NOVEMBER 18, 2020 AT 3:00 PM EST
EXCLUSIVELY VIA LIVE WEBCAST. PLEASE USE
THE FOLLOWING URL TO ACCESS THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/NWS2020)
.
--------------------------------------------------------------------------------------------------------------------------
NOVAVAX, INC. Agenda Number: 935426761
--------------------------------------------------------------------------------------------------------------------------
Security: 670002401
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: NVAX
ISIN: US6700024010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Richard H. Douglas, Ph.D.
1B. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Margaret G. McGlynn, R. Ph.
1C. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: David M. Mott
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation paid to our Named Executive
Officers.
3. Amendment and restatement of the Amended Mgmt For For
and Restated Novavax, Inc. 2015 Stock Plan
to increase the number of shares of Common
Stock available for issuance thereunder by
1,500,000 shares.
4. Ratification of certain April 2020 equity Mgmt For For
awards.
5. Ratification of certain June 2020 equity Mgmt For For
awards.
6. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OCULAR THERAPEUTIX, INC. Agenda Number: 935413562
--------------------------------------------------------------------------------------------------------------------------
Security: 67576A100
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: OCUL
ISIN: US67576A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Antony Mattessich Mgmt For For
Charles Warden Mgmt For For
2. To approve an advisory vote on Named Mgmt For For
Executive Officer Compensation.
3. To approve the Ocular Therapeutix 2021 Mgmt Against Against
Stock Incentive Plan.
4. To approve the Certificate of Amendment of Mgmt For For
Ocular Therapeutix's Restated Certificate
of Incorporation to increase the number of
authorized shares of common stock.
5. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as Ocular
Therapeutix's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935365470
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barclay F. Corbus Mgmt For For
Jonathan E. Johnson III Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. The approval of the Overstock.com, Inc. Mgmt For For
2021 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Agenda Number: 935421533
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Randy Mgmt For For
Livingston
1.2 Election of Class II Director: Marshall Mgmt For For
Mohr
1.3 Election of Class II Director: Hannah Mgmt For For
Valantine, MD
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PENNYMAC FINANCIAL SERVICES INC. Agenda Number: 935400591
--------------------------------------------------------------------------------------------------------------------------
Security: 70932M107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: PFSI
ISIN: US70932M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: David A. Spector
1B. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: James K. Hunt
1C. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Jonathon S.
Jacobson
1D. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Patrick Kinsella
1E. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Anne D. McCallion
1F. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Joseph Mazzella
1G. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Farhad Nanji
1H. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Jeffrey A.
Perlowitz
1I. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Lisa M. Shalett
1J. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Theodore W. Tozer
1K. Election of Nominee for a term expiring at Mgmt For For
the 2022 Annual Meeting: Emily Youssouf
2. To ratify the appointment of our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve by non-binding vote, our Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PERSONALIS, INC. Agenda Number: 935366597
--------------------------------------------------------------------------------------------------------------------------
Security: 71535D106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: PSNL
ISIN: US71535D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: John West Mgmt For For
1.2 Election of Class II Director: Alan Mgmt For For
Colowick, M.D.
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt For For
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr Against For
chair policy.
5. Shareholder proposal regarding political Shr Against For
spending report.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION Agenda Number: 935382414
--------------------------------------------------------------------------------------------------------------------------
Security: 74267C106
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: PRA
ISIN: US74267C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. James Gorrie Mgmt For For
Ziad R. Haydar, M.D. Mgmt For For
Frank A. Spinosa, D.P.M Mgmt For For
Thomas A.S Wilson Jr MD Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent auditor.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935365646
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: J. Phillip Holloman Mgmt For For
1H. Election of Director: Ryan R. Marshall Mgmt For For
1I. Election of Director: John R. Peshkin Mgmt For For
1J. Election of Director: Scott F. Powers Mgmt For For
1K. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAMBUS INC. Agenda Number: 935367032
--------------------------------------------------------------------------------------------------------------------------
Security: 750917106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: RMBS
ISIN: US7509171069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Emiko Mgmt For For
Higashi
1B. Election of Class II Director: Meera Rao Mgmt For For
1C. Election of Class II Director: Karen Rogge Mgmt For For
1D. Election of Class II Director: Sanjay Saraf Mgmt For For
1E. Election of Class II Director: Eric Stang Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 935416695
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Austin Ligon Mgmt For For
1B. Election of Class I Director: David Lissy Mgmt For For
1C. Election of Class I Director: James Slavet Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
4. A stockholder proposal regarding majority Shr For Against
vote for election of directors.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
RH Agenda Number: 935230689
--------------------------------------------------------------------------------------------------------------------------
Security: 74967X103
Meeting Type: Annual
Meeting Date: 22-Jul-2020
Ticker: RH
ISIN: US74967X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilary Krane Mgmt For For
Katie Mitic Mgmt For For
Ali Rowghani Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Advisory vote on frequency of advisory vote Mgmt 1 Year For
on executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 935279946
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Fabiana Mgmt For For
Chubbs
1B. Election of Class III Director: Kevin Mgmt For For
McArthur
1C. Election of Class III Director: Sybil Mgmt For For
Veenman
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accountant for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
SERVISFIRST BANCSHARES, INC. Agenda Number: 935345442
--------------------------------------------------------------------------------------------------------------------------
Security: 81768T108
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: SFBS
ISIN: US81768T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Broughton III Mgmt For For
J. Richard Cashio Mgmt For For
James J. Filler Mgmt For For
Michael D. Fuller Mgmt For For
Christopher J. Mettler Mgmt For For
Hatton C.V. Smith Mgmt For For
Irma L. Tuder Mgmt For For
2. To approve, on an advisory vote basis, our Mgmt For For
executive compensation as described in the
accompanying Proxy Statement.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for the term Mgmt For For
until 2024: Paul D. Colucci
1B. Election of Class III Director for the term Mgmt For For
until 2024: Thomas C. Dircks
1C. Election of Class III Director for the term Mgmt For For
until 2024: Colleen Sullivan
2. Ratify the appointment of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Batey Mgmt For For
1b. Election of Director: Kevin L. Beebe Mgmt For For
1c. Election of Director: Timothy R. Furey Mgmt For For
1d. Election of Director: Liam K. Griffin Mgmt For For
1e. Election of Director: Christine King Mgmt For For
1f. Election of Director: David P. McGlade Mgmt For For
1g. Election of Director: Robert A. Schriesheim Mgmt For For
1h. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve the Company's Amended and Mgmt For For
Restated 2015 Long-Term Incentive Plan.
5. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC. Agenda Number: 935332623
--------------------------------------------------------------------------------------------------------------------------
Security: 83088V102
Meeting Type: Special
Meeting Date: 02-Mar-2021
Ticker: WORK
ISIN: US83088V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to adopt the Agreement and Plan Mgmt For For
of Merger, dated as of December 1, 2020 (as
it may be amended from time to time, the
"merger agreement"), among salesforce.com,
inc., Skyline Strategies I Inc., Skyline
Strategies II LLC and Slack Technologies,
Inc. ("Slack") and approve the transactions
contemplated thereby.
2. A proposal to approve, by a non-binding Mgmt For For
advisory vote, certain compensation that
may be paid or become payable to Slack's
named executive officers that is based on
or otherwise relates to the mergers
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
SMILEDIRECTCLUB, INC. Agenda Number: 935411811
--------------------------------------------------------------------------------------------------------------------------
Security: 83192H106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SDC
ISIN: US83192H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander Fenkell Mgmt For For
Dr. William H. Frist Mgmt For For
Richard F. Wallman Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
company's independent registered accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt For For
1B. Election of Director: Avery More Mgmt For For
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SORRENTO THERAPEUTICS, INC Agenda Number: 935267042
--------------------------------------------------------------------------------------------------------------------------
Security: 83587F202
Meeting Type: Annual
Meeting Date: 16-Oct-2020
Ticker: SRNE
ISIN: US83587F2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry Ji, Ph.D. Mgmt For For
(Please note that an Abstain vote is
treated as a Withhold)
1B. Election of Director: Dorman Followwill Mgmt For For
(Please note that an Abstain vote is
treated as a Withhold)
1C. Election of Director: Kim D. Janda, Ph.D. Mgmt For For
(Please note that an Abstain vote is
treated as a Withhold)
1D. Election of Director: David Lemus (Please Mgmt For For
note that an Abstain vote is treated as a
Withhold)
1E. Election of Director: Jaisim Shah (Please Mgmt For For
note that an Abstain vote is treated as a
Withhold)
1F. Election of Director: Dr. Robin L. Smith Mgmt For For
(Please note that an Abstain vote is
treated as a Withhold)
1G. Election of Director: Yue Alexander Wu, Mgmt For For
Ph.D. (Please note that an Abstain vote is
treated as a Withhold)
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Proposal to approve the Sorrento Mgmt For For
Therapeutics, Inc. 2020 Employee Stock
Purchase Plan.
4. Proposal to approve the amendment to the Mgmt For For
Sorrento Therapeutics, Inc. 2019 Stock
Incentive Plan to increase the number of
shares authorized for issuance thereunder
by 12,500,000 shares.
5. Proposal to approve the CEO Performance Mgmt Against Against
Award for Henry Ji, Ph.D.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935382717
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan E. Michael Mgmt For For
2. The approval of the compensation of the Mgmt For For
named executive officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as SS&C's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STITCH FIX, INC. Agenda Number: 935289442
--------------------------------------------------------------------------------------------------------------------------
Security: 860897107
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: SFIX
ISIN: US8608971078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. William Gurley Mgmt For For
1b. Election of Director: Kirsten Lynch Mgmt For For
1c. Election of Director: Mikkel Svane Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935372754
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Francois Badoual Mgmt For For
Denis Toulouse Mgmt For For
Patrick Wood III Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNDAX PHARMACEUTICALS, INC Agenda Number: 935371473
--------------------------------------------------------------------------------------------------------------------------
Security: 87164F105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SNDX
ISIN: US87164F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Jarrett Mgmt For For
William Meury Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNEOS HEALTH, INC. Agenda Number: 935369101
--------------------------------------------------------------------------------------------------------------------------
Security: 87166B102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SYNH
ISIN: US87166B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Allen Mgmt For For
1B. Election of Director: Linda A. Harty Mgmt For For
1C. Election of Director: Alistair Macdonald Mgmt For For
2. To approve on an advisory (nonbinding) Mgmt For For
basis our executive compensation.
3. To ratify the appointment of the Company's Mgmt For For
independent auditors Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC. Agenda Number: 935417558
--------------------------------------------------------------------------------------------------------------------------
Security: 87184Q107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: SYRS
ISIN: US87184Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. Akkaraju, M.D Ph.D. Mgmt For For
Phillip A. Sharp, Ph.D. Mgmt For For
Richard A. Young, Ph.D. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J. Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE ANDERSONS, INC. Agenda Number: 935349971
--------------------------------------------------------------------------------------------------------------------------
Security: 034164103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ANDE
ISIN: US0341641035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Bowe Mgmt For For
Michael J. Anderson, Sr Mgmt For For
Gerard M. Anderson Mgmt For For
Gary A. Douglas Mgmt For For
Stephen F. Dowdle Mgmt For For
Pamela S. Hershberger Mgmt For For
Catherine M. Kilbane Mgmt For For
Robert J. King, Jr. Mgmt For For
Ross W. Manire Mgmt For For
John T. Stout, Jr. Mgmt For For
2. An advisory vote on executive compensation, Mgmt For For
approving the resolution provided in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 935281383
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Richard H. Carmona Mgmt For For
1C. Election of Director: Benno Dorer Mgmt For For
1D. Election of Director: Spencer C. Fleischer Mgmt For For
1E. Election of Director: Esther Lee Mgmt For For
1F. Election of Director: A.D. David Mackay Mgmt For For
1G. Election of Director: Paul Parker Mgmt For For
1H. Election of Director: Linda Rendle Mgmt For For
1I. Election of Director: Matthew J. Shattock Mgmt For For
1J. Election of Director: Kathryn Tesija Mgmt For For
1K. Election of Director: Pamela Thomas-Graham Mgmt For For
1L. Election of Director: Russell Weiner Mgmt For For
1M. Election of Director: Christopher J. Mgmt For For
Williams
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Clorox Company's
Independent Registered Public Accounting
Firm.
4. Approval of the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting Provision.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935377348
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Oscar P. Bernardes Mgmt For For
1C. Election of Director: Gregory L. Ebel Mgmt For For
1D. Election of Director: Timothy S. Gitzel Mgmt For For
1E. Election of Director: Denise C. Johnson Mgmt For For
1F. Election of Director: Emery N. Koenig Mgmt For For
1G. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1H. Election of Director: David T. Seaton Mgmt For For
1I. Election of Director: Steven M. Seibert Mgmt For For
1J. Election of Director: Luciano Siani Pires Mgmt For For
1K. Election of Director: Gretchen H. Watkins Mgmt For For
1L. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2021.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. Stockholder proposal relating to adoption Shr For Against
of written consent right.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr Against For
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Against For
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935363731
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia T. Jamison Mgmt For For
Joy Brown Mgmt For For
Ricardo Cardenas Mgmt For For
Denise L. Jackson Mgmt For For
Thomas A. Kingsbury Mgmt For For
Ramkumar Krishnan Mgmt For For
Edna K. Morris Mgmt For For
Mark J. Weikel Mgmt For For
Harry A. Lawton III Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
3. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
4. Stockholder Proposal titled "Transition to Shr Against For
Public Benefit Corporation".
--------------------------------------------------------------------------------------------------------------------------
TRONOX HOLDINGS PLC Agenda Number: 935386448
--------------------------------------------------------------------------------------------------------------------------
Security: G9087Q102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: TROX
ISIN: GB00BJT16S69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ilan Kaufthal Mgmt For For
1B. Election of Director: Mutlaq Al-Morished Mgmt For For
1C. Election of Director: Vanessa Guthrie Mgmt For For
1D. Election of Director: Peter Johnston Mgmt For For
1E. Election of Director: Ginger Jones Mgmt For For
1F. Election of Director: Stephen Jones Mgmt For For
1G. Election of Director: Moazzam Khan Mgmt For For
1H. Election of Director: Sipho Nkosi Mgmt For For
1I. Election of Director: John Romano Mgmt For For
1J. Election of Director: Jean-Francois Turgeon Mgmt For For
2. A non-binding advisory vote to approve Mgmt For For
executive compensation.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP (U.S.) as the
Company's independent registered public
accounting firm.
4. Approve receipt of our U.K. audited annual Mgmt For For
report and accounts and related directors'
and auditor's reports for the fiscal year
ended December 31, 2020.
5. Approve on a non-binding advisory basis our Mgmt For For
U.K. directors' remuneration report for the
fiscal year ended December 31, 2020.
6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
our U.K. statutory auditor for the year
ended December 31, 2020.
7. Authorize the Board or the Audit Committee Mgmt For For
to determine the remuneration of PwC U.K.
in its capacity as the Company's U.K.
statutory auditor.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935395120
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jesse Cohn Mgmt For For
1B. Election of Director: Martha Lane Fox Mgmt For For
1C. Election of Director: Fei-Fei Li Mgmt For For
1D. Election of Director: David Rosenblatt Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers ("Say-on-Pay").
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
5. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
6. Shareholder proposal no. 6 has been Shr Abstain Against
withdrawn
7. A stockholder proposal regarding a director Shr For Against
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
U.S. WELL SERVICES, INC. Agenda Number: 935404878
--------------------------------------------------------------------------------------------------------------------------
Security: 91274U101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: USWS
ISIN: US91274U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ryan Carroll Mgmt For For
David L. Treadwell Mgmt For For
Eddie Watson Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Second Amended and Restated Certificate of
Incorporation to effect, at the discretion
of our board of directors, at a ratio of
not less than one-for-two (1:2) and not
greater than one-for-ten (1:10), a reverse
split of our common stock.
3. To ratify and approve the Amended and Mgmt Against Against
Restated U.S. Well Services, Inc. 2018
Stock Incentive Plan (the "A&R LTIP") to
increase the maximum number of shares of
Class A Common Stock that may be issued
under the A&R LTIP by 10,789,174 shares,
subject to adjustment in accordance with
the terms of the A&R LTIP if Proposal No. 2
above is implemented.
4. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as our independent public accountant
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935369341
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt For For
1E. Election of Director: Amanda Ginsberg Mgmt For For
1F. Election of Director: Dara Khosrowshahi Mgmt For For
1G. Election of Director: Wan Ling Martello Mgmt For For
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt For For
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2020 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of amendments to Certificate of Mgmt For For
Incorporation and Bylaws to remove
supermajority voting requirements.
5. Stockholder proposal to prepare an annual Shr Against For
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 935387781
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Roth Mgmt For For
Candace K. Beinecke Mgmt For For
Michael D. Fascitelli Mgmt For For
Beatrice Hamza Bassey Mgmt For For
William W. Helman IV Mgmt For For
David M. Mandelbaum Mgmt For For
Mandakini Puri Mgmt For For
Daniel R. Tisch Mgmt For For
Richard R. West Mgmt For For
Russell B. Wight, Jr. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3. NON-BINDING, ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935372297
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt For For
1B. Election of Director: Rick R. Holley Mgmt For For
1C. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1D. Election of Director: Deidra C. Merriwether Mgmt For For
1E. Election of Director: Al Monaco Mgmt For For
1F. Election of Director: Nicole W. Piasecki Mgmt For For
1G. Election of Director: Lawrence A. Selzer Mgmt For For
1H. Election of Director: Devin W. Stockfish Mgmt For For
1I. Election of Director: Kim Williams Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
XERIS PHARMACEUTICALS, INC Agenda Number: 935414881
--------------------------------------------------------------------------------------------------------------------------
Security: 98422L107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: XERS
ISIN: US98422L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul R. Edick Mgmt For For
Marla S. Persky Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935348854
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt For For
Amit Sinha Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZYNGA INC. Agenda Number: 935376017
--------------------------------------------------------------------------------------------------------------------------
Security: 98986T108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: ZNGA
ISIN: US98986T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting: Mark Pincus
1b. Election of Director to serve until the Mgmt For For
next annual meeting: Frank Gibeau
1c. Election of Director to serve until the Mgmt For For
next annual meeting: Dr. Regina E. Dugan
1d. Election of Director to serve until the Mgmt For For
next annual meeting: William "Bing" Gordon
1e. Election of Director to serve until the Mgmt For For
next annual meeting: Louis J. Lavigne, Jr.
1f. Election of Director to serve until the Mgmt For For
next annual meeting: Carol G. Mills
1g. Election of Director to serve until the Mgmt For For
next annual meeting: Janice M. Roberts
1h. Election of Director to serve until the Mgmt For For
next annual meeting: Ellen F. Siminoff
1i. Election of Director to serve until the Mgmt For For
next annual meeting: Noel B. Watson
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of Zynga's named executive
officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of Zynga for its fiscal
year ending December 31, 2021.
4. Shareholder proposal to amend the Shr For Against
shareholding threshold to call a Special
Meeting.
BlueStar Israel Technology ETF
--------------------------------------------------------------------------------------------------------------------------
888 HOLDINGS PLC Agenda Number: 713944242
--------------------------------------------------------------------------------------------------------------------------
Security: X19526106
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GI000A0F6407
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE REMUNERATION POLICY Mgmt For For
4 ELECT JON MENDELSOHN AS DIRECTOR Mgmt For For
5 RE-ELECT ANNE DE KERCKHOVE AS DIRECTOR Mgmt For For
6 RE-ELECT MARK SUMMERFIELD AS DIRECTOR Mgmt For For
7 ELECT LIMOR GANOT AS DIRECTOR Mgmt For For
8 RE-ELECT ITAI PAZNER AS DIRECTOR Mgmt For For
9 ELECT YARIV DAFNA AS DIRECTOR Mgmt For For
10 REAPPOINT ERNST AND YOUNG LLP AND EY Mgmt For For
LIMITED, GIBRALTAR AS AUDITORS
11 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
12 APPROVE FINAL DIVIDEND Mgmt For For
13 APPROVE ADDITIONAL ONE-OFF DIVIDEND Mgmt For For
14 AUTHORISE ISSUE OF EQUITY Mgmt For For
15 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
89BIO, INC. Agenda Number: 935401048
--------------------------------------------------------------------------------------------------------------------------
Security: 282559103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ETNB
ISIN: US2825591033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Altschuler, M.D. Mgmt For For
M Hayden, M.B Ch.B, PhD Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALLOT LTD. Agenda Number: 935273665
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Annual
Meeting Date: 14-Oct-2020
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION, EFFECTIVE
IMMEDIATELY UPON THE APPROVAL OF THIS
PROPOSAL 1, TO PROVIDE FOR THE ELIMINATION
OF THE DIFFERENT CLASSES OF MEMBERS OF THE
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD"), SO THAT AFTER COMPLETION OF THEIR
CURRENT TERM, THE TERM OF EACH DIRECTOR WHO
IS ELECTED OR REELECTED AT OR AFTER THE
ANNUAL MEETING (OTHER THAN OUTSIDE
DIRECTORS, WHO SHALL CONTINUE TO SERVE FOR
FIXED THREE-YEAR TERMS IN ACCORDANCE ..
(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL).
2. TO REELECT ITSIK (ITZHAK) DANZIGER AS A Mgmt For For
CLASS II DIRECTOR, TO SERVE UNTIL THE 2023
ANNUAL MEETING OF SHAREHOLDERS (OR, IF
PROPOSAL 1 IS APPROVED, UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS), AND UNTIL
HIS SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
3. TO REELECT MIRON (RONNIE) KENNETH AS A Mgmt For For
CLASS II DIRECTOR, TO SERVE UNTIL THE 2023
ANNUAL MEETING OF SHAREHOLDERS (OR, IF
PROPOSAL 1 IS APPROVED, UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS), AND UNTIL
HIS SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
4. TO APPROVE A GRANT OF 30,000 RESTRICTED Mgmt For For
SHARE UNITS ("RSUS") OF THE COMPANY TO
YIGAL JACOBY, THE COMPANY'S CHAIRMAN OF THE
BOARD.
5. TO APPROVE A GRANT OF 60,000 RSUS OF THE Mgmt For For
COMPANY TO EREZ ANTEBI, THE COMPANY'S
PRESIDENT AND CHIEF EXECUTIVE OFFICER.
5A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt For
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAEL COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 5, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 5
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU DO NOT CHECK THE BOX FOR (YES)
THEN YOUR VOTE WILL NOT COUNT FOR THE
PROPOSAL #5. MARK "FOR" = YES OR "AGAINST"
= NO.
6. TO APPROVE THE REAPPOINTMENT OF KOST FORER Mgmt For For
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020 AND
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS, AND TO AUTHORIZE THE BOARD,
UPON RECOMMENDATION OF THE AUDIT COMMITTEE,
TO FIX THE REMUNERATION OF SAID INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 935319409
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt For For
1B. Election of Director: Adrian Gardner Mgmt For For
1C. Election of Director: James S. Kahan Mgmt For For
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
2. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.3275 per share to $0.36 per share
(Proposal II).
3. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2020 (Proposal III).
4. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2021, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
IV).
--------------------------------------------------------------------------------------------------------------------------
ARAD LTD, DALIA Agenda Number: 713428868
--------------------------------------------------------------------------------------------------------------------------
Security: M1492B104
Meeting Type: OGM
Meeting Date: 29-Dec-2020
Ticker:
ISIN: IL0010916513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
CMMT 04 DEC 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM SGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 935263157
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT DR. EYAL KISHON AS AN OUTSIDE Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
1A. PLEASE NOTE: with respect to Proposal 1, Mgmt For
please indicate by checking the "FOR" box
at the right, that you are NOT a
controlling shareholder and that you do NOT
have a personal interest in this resolution
(see explanation at the bottom of this
card). Please confirm you are a controlling
shareholder/have a personal interest If you
do not check the box FOR then your vote
will not count for the Proposal # 1.
2. TO REELECT MR. JOSEPH TENNE AS A CLASS II Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
3. TO ADOPT NEW ARTICLES OF ASSOCIATION AND Mgmt For For
MEMORANDUM OF ASSOCIATION.
4. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2020 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BATM ADVANCED COMMUNICATIONS LTD Agenda Number: 713408830
--------------------------------------------------------------------------------------------------------------------------
Security: M19199112
Meeting Type: AGM
Meeting Date: 17-Dec-2020
Ticker:
ISIN: IL0010849045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 RECEIPT OF THE DIRECTORS' REPORT AND ANNUAL Mgmt For For
ACCOUNTS
2 APPROVAL OF THE REPORT OF THE REMUNERATION Mgmt For For
COMMITTEE
3 RE-APPOINTMENT OF THE AUDITORS AND Mgmt For For
AUTHORISING THE BOARD OF DIRECTORS TO FIX
THE AUDITOR'S REMUNERATION
4.1 ELECTION OF DIRECTOR: RE-APPOINTMENT OF DR. Mgmt For For
GIDEON CHITAYAT
4.2 ELECTION OF DIRECTOR: RE-APPOINTMENT OF DR. Mgmt For For
ZVI MAROM
4.3 ELECTION OF DIRECTOR: RE-APPOINTMENT OF MR. Mgmt For For
MOTI NAGAR
5 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION, BY ADDING NEW
ARTICLES 10A-10D, AS SET FORTH IN ANNEX A
TO THE NOTICE OF AGM
6 TO APPROVE AN AMENDMENT TO ARTICLE 35.2.1 Mgmt For For
OF THE COMPANY'S ARTICLES OF ASSOCIATION,
AS SET FORTH IN ANNEX B TO THE NOTICE OF
AGM
7 TO APPROVE THE EXTENSION OF THE CURRENT Mgmt For For
REMUNERATION POLICY FOR THE COMPANY'S
EXECUTIVE OFFICERS FOR AN ADDITIONAL
ONE-YEAR PERIOD UNTIL THE NEXT AGM OF THE
COMPANY
8 TO APPROVE THE PAYMENT OF A ONE-TIME ANNUAL Mgmt For For
BONUS TO THE CHIEF FINANCIAL OFFICER, MOTI
NAGAR, OF USD 120,000 FOR 2019 (AT THE
REPRESENTATIVE RATE OF THE ISRAELI NIS ON
THE DATE OF APPROVAL BY THE BOARD), IN
ACCORDANCE WITH HIS ENTITLEMENT UNDER HIS
EMPLOYMENT CONTRACT
CMMT 24 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
16 DEC 2020 TO 07 DEC 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRAINSTORM CELL THERAPEUTICS INC. Agenda Number: 935282082
--------------------------------------------------------------------------------------------------------------------------
Security: 10501E201
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: BCLI
ISIN: US10501E2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Jacob Frenkel Mgmt For For
Dr. Irit Arbel Mgmt For For
Sankesh Abbhi Mgmt For For
Dr. June S. Almenoff Mgmt For For
Dr. Anthony Polverino Mgmt For For
Malcolm Taub Mgmt For For
Uri Yablonka Mgmt For For
2. To approve amendments to the Company's 2014 Mgmt Against Against
Stock Incentive Plan and the Company's 2014
Global Share Option Plan to increase the
shared pool of shares available for
issuance under the Company's equity plans
by 1,600,000 additional shares (from
4,000,000 to 5,600,000 shares) of Company
Common Stock.
3. To ratify the appointment of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as the Company's
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 935239536
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Special
Meeting Date: 07-Jul-2020
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of a special cash bonus to the Mgmt No vote
Company's CEO
1B Approval of the 2019 equity grant to the Mgmt No vote
Company's CEO
1AA Do you have a "personal interest" in this Mgmt No vote
item 1? Under the Companies Law, in
general, a person is deemed to have a
personal interest if any member of his or
her immediate family or spouse, has a
personal interest in adoption of proposal
or if a company, other than Camtek, For
further information regarding "personal
interest", please see the Proxy Statement.
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
1; you do not have a personal interest in
adoption of this proposal because you own
our shares. Mark for=yes or against=NO
2 Approval of a new compensation policy for Mgmt No vote
the Company's office holders, in accordance
with the requirements of the Israeli
Companies Law.
2A Do you have a "personal interest" in this Mgmt No vote
item 2? [Please find explanation regarding
"personal interest" under item 1 above].
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
2; you do not have a personal interest in
the adoption of this proposal just because
you own our shares. Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 935267383
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of New Director: Orit Stav Mgmt No vote
1B Re-election of Director: Rafi Amit Mgmt No vote
1C Re-election of Director: Yotam Stern Mgmt No vote
1D Re-election of Director: Leo Huang Mgmt No vote
1E Re-election of Director: I-Shih Tseng Mgmt No vote
1F Re-election of Director: Moty Ben-Arie Mgmt No vote
2 Approval of equity grant to Rafi Amit, the Mgmt No vote
Company's CEO, for the year 2020.
2A Do you have a "personal interest" in this Mgmt No vote
item 2? Under the Companies Law, in
general, a person is deemed to have a
personal interest if any member of his or
her immediate family, or the immediate
family of its spouse,.. (due to space
limits, see proxy material for full
proposal). PLEASE NOTE THAT IT IS HIGHLY
UNLIKELY THAT YOU HAVE A PERSONAL INTEREST
IN THIS ITEM 2; you do not have a personal
interest in the adoption of this proposal
just because you own Camtek shares. Mark
"For" = Yes or "Against" = No.
3A Re-approval of the grant of indemnification Mgmt No vote
and exemption letters to Rafi Amit.
3AA Do you have a "personal interest" in this Mgmt No vote
item 3A? [Please find explanation regarding
"personal interest" under item 2 above].
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
3A; you do not have a personal interest in
the adoption of this proposal just because
you own Camtek shares. Mark "for" = yes or
"against" = no.
3B Re-approval of the grant of indemnification Mgmt No vote
and exemption letters to Yotam Stern.
3BA Do you have a "personal interest" in this Mgmt No vote
item 3B? [Please find explanation regarding
"personal interest" under item 2 on the
reverse side]. PLEASE NOTE THAT IT IS
HIGHLY UNLIKELY THAT YOU HAVE A PERSONAL
INTEREST IN THIS ITEM 3B; you do not have a
personal interest in the adoption of this
proposal just because you own Camtek
shares. Mark "for" = yes or "against" = no.
4 Re-appointment of Somekh Chaikin, a member Mgmt No vote
firm of KPMG International, as the
Company's independent auditors until the
conclusion of the 2021 annual general
meeting of shareholders and authorization
of the Company's Board of Directors to set
the annual compensation of the independent
auditors, at the Audit Committee's
recommendation, in accordance with the
volume and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935243345
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 20-Jul-2020
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a cash bonus plan to our Chief Mgmt For For
Executive Officer for 2020.
1A. Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest. If
you do not vote AGAINST = NO your vote will
not count for Proposal 1. Mark For = Yes or
Against = No.
2. To approve an amendment to the Company's Mgmt For For
Executives & Directors Compensation Policy.
2A. Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest. If
you do not vote AGAINST = NO your vote will
not count for Proposal 2. Mark For = Yes or
Against = No.
3. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt For For
a Member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2020 and
until immediately following the next annual
general meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 935390207
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andrietti Mgmt For For
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Jaclyn Liu Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the Company for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935245729
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 03-Aug-2020
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gil Shwed Mgmt For For
1b. Election of Director: Jerry Ungerman Mgmt For For
1c. Election of Director: Dan Propper Mgmt For For
1d. Election of Director: Dr. Tal Shavit Mgmt For For
1e. Election of Director: Eyal Waldman Mgmt For For
1f. Election of Director: Shai Weiss Mgmt For For
2a. To elect Irwin Federman as outside director Mgmt For For
for an additional three-year term.
2b. To elect Ray Rothrock as outside director Mgmt For For
for an additional three-year term
3. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2020.
4. To approve compensation to Check Point's Mgmt For For
Chief Executive Officer.
5. To amend the Company's non-executive Mgmt For For
director compensation arrangement.
6a. The undersigned is not a controlling Mgmt Against
shareholder and does not have a personal
interest in item 2.
6b. The undersigned is not a controlling Mgmt Against
shareholder and does not have a personal
interest in item 4.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935260771
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Re-election of Director: Paul Sekhri Mgmt No vote
1B Re-election of Director: Anat Cohen-Dayag, Mgmt No vote
Ph.D.
1C Re-election of Director: Eran Perry Mgmt No vote
1D Re-election of Director: Gilead Halevy Mgmt No vote
1E Re-election of Director: Jean-Pierre Mgmt No vote
Bizzari, M.D.
1F Re-election of Director: Kinneret Livnat Mgmt No vote
Savitzky, Ph.D.
1G Re-election of Director: Sanford (Sandy) Mgmt No vote
Zweifach
2 To approve the Amended and Restated Mgmt No vote
Compensation Policy of the Company.
2A Are you a "controlling shareholder" or do Mgmt No vote
you have a "personal interest" in Item 2?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 2.
3A To approve the compensation to the Mgmt No vote
Company's Chief Executive Officer: A gross
monthly base salary of NIS 134,125
effective as of March 1, 2020.
3AA Are you a "controlling shareholder" or do Mgmt No vote
you have a "personal interest" in Item 3A?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3A.
3B To approve the compensation to the Mgmt No vote
Company's Chief Executive Officer: A
payment of a special cash bonus in the
amount of NIS 395,840.
3BA Are you a "controlling shareholder" or do Mgmt No vote
you have a "personal interest" in Item 3B?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3B.
3C To approve the compensation to the Mgmt No vote
Company's Chief Executive Officer: Annual
cash bonus plan for the years 2021, 2022
and 2023.
3CA Are you a "controlling shareholder" or do Mgmt No vote
you have a "personal interest" in Item 3C?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3C.
3D To approve the compensation to the Mgmt No vote
Company's Chief Executive Officer: Annual
equity award plan for the years 2021, 2022
and 2023 and an employee share purchase
plan for the years 2020, 2021, 2022 and
2023.
3DA Are you a "controlling shareholder" or do Mgmt No vote
you have a "personal interest" in Item 3D?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3D.
4 To approve an annual equity award plan to Mgmt No vote
the non-executive members of the Board of
Directors.
5 To re-appoint Kost Forer Gabbay & Kasierer Mgmt No vote
(a member of Ernst & Young Global), as the
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020, and until the
next annual general meeting and to
authorize the Board, upon recommendation of
the Audit Committee, to determine the
remuneration of Kost Forer Gabbay &
Kasierer (a member of Ernst & Young
Global), in accordance with the volume and
nature of its services.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935448678
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: Ehud (Udi) Mokady
1B. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: David Schaeffer
2. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2021 and until the
Company's 2022 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DSP GROUP, INC. Agenda Number: 935430330
--------------------------------------------------------------------------------------------------------------------------
Security: 23332B106
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: DSPG
ISIN: US23332B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHIRA FAYANS BIRENBAUM Mgmt For For
OFER ELYAKIM Mgmt For For
THOMAS A. LACEY Mgmt For For
CYNTHIA L. PAUL Mgmt For For
YAIR SEROUSSI Mgmt For For
NORMAN P. TAFFE Mgmt For For
KENNETH H. TRAUB Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KOST Mgmt For For
FORER GABBAY & KASIERER, A MEMBER OF ERNST
& YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2021.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712934048
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 10-Aug-2020
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT NOAZ BAR NIR AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 713328917
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: AGM
Meeting Date: 02-Dec-2020
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT MICHAEL FEDERMANN AS DIRECTOR Mgmt For For
1.2 REELECT RINA BAUM AS DIRECTOR Mgmt For For
1.3 REELECT YORAM BEN-ZEEV AS DIRECTOR Mgmt For For
1.4 REELECT DAVID FEDERMANN AS DIRECTOR Mgmt For For
1.5 REELECT DOV NINVEH AS DIRECTOR Mgmt For For
1.6 REELECT EHOOD (UDI) NISAN AS DIRECTOR Mgmt For For
1.7 REELECT YULI TAMIR AS DIRECTOR Mgmt For For
2 ISSUE EXTENSION OF INDEMNIFICATION Mgmt For For
AGREEMENT TO MICHAEL FEDERMANN AND DAVID
FEDERMANN, DIRECTORS
3 REAPPOINT KOST, FORER,GABBAY & KASIERER AS Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 713671015
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: EGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO APPROVE THE AMENDED COMPENSATION POLICY Mgmt For For
OF THE COMPANY, SUBSTANTIALLY IN THE FORM
ATTACHED AS EXHIBIT A TO THE PROXY
STATEMENT (AS SPECIFIED)
2 TO APPROVE THE AMENDED EMPLOYMENT AGREEMENT Mgmt For For
OF THE COMPANY'S PRESIDENT AND CHIEF
EXECUTIVE OFFICER, MR. BEZHALEL MACHLIS
3 TO APPROVE THE PROVISION OF EXEMPTION Mgmt Against Against
LETTERS, SUBSTANTIALLY IN THE FORM ATTACHED
AS EXHIBIT B TO THE PROXY STATEMENT (THE
"EXEMPTION LETTERS"), TO MR. BEZHALEL
MACHLIS, MR. MICHAEL FEDERMANN AND MR.
DAVID FEDERMANN
4 TO APPROVE THE PROVISION OF EXEMPTION Mgmt Against Against
LETTERS TO THE COMPANY'S CURRENT AND FUTURE
DIRECTORS WHO ARE NOT DIRECT OR INDIRECT
CONTROLLING SHAREHOLDERS OF THE COMPANY OR
RELATIVES THEREOF
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 3.A AND 3.B. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELECTREON WIRELESS LTD Agenda Number: 713589325
--------------------------------------------------------------------------------------------------------------------------
Security: M3R52R181
Meeting Type: SGM
Meeting Date: 08-Mar-2021
Ticker:
ISIN: IL0003680191
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT RACHEL (HELI) BENNUN AS DIRECTOR Mgmt For For
2 ELECT JOSEPH (YOSSI) TENNE AS EXTERNAL Mgmt For For
DIRECTOR
3 APPROVE GRANT OF UNREGISTERED OPTIONS Mgmt For For
EXERCISABLE INTO ORDINARY SHARES TO RACHEL
(HELI) BENNUN, DIRECTOR, JOSEPH (YOSSI)
TENNE, EXTERNAL DIRECTOR (SUBJECT TO THEIR
ELECTION), RONIT NOAM, EXTERNAL DIRECTOR
AND ZEEV BRONFELD, DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
ENERGIX-RENEWABLE ENERGIES LTD Agenda Number: 712857866
--------------------------------------------------------------------------------------------------------------------------
Security: M4047G115
Meeting Type: SGM
Meeting Date: 02-Jul-2020
Ticker:
ISIN: IL0011233553
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE ADDITIONAL INCREASE REGISTERED Mgmt For For
SHARE CAPITAL AND AMEND ARTICLES
ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
ENERGIX-RENEWABLE ENERGIES LTD Agenda Number: 713031184
--------------------------------------------------------------------------------------------------------------------------
Security: M4047G115
Meeting Type: EGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: IL0011233553
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ALLOWING THE COMPANY TO PAY FOR ITS SHARE Mgmt For For
IN THE PURCHASE OF AN UMBRELLA INSURANCE
FOR D AND O IN THE ALONY HETZ GROUP FOR THE
TERM OF JULY 15TH 2020-JULY 14TH 2021 OUT
OF A TOTAL OF 298,798 DOLLAR
2 PROVIDED THAT THE PREMIUM FOR THE Mgmt For For
ADDITIONAL D AND O INSURANCE POLICIES
PURCHASED BY THE COMPANY OVER THE NEXT YEAR
AS PART OF AN UMBRELLA INSURANCE POLICY FOR
THE GROUP BE DETERMINED AS PART OF
NEGOTIATIONS BETWEEN THE GROUP AND THE
INSURANCE COMPANIES AND REINSURERS, AND
THAT ITS COST WILL NOT BE FUNDAMENTAL TO
THE COMPANY AT THAT TIME, THE PREMIUM
CEILINGS DETERMINED AT THE MAY 2018 MEETING
WILL NOT APPLY TO THOSE POLICIES
--------------------------------------------------------------------------------------------------------------------------
ENLIGHT RENEWABLE ENERGY LTD Agenda Number: 713134079
--------------------------------------------------------------------------------------------------------------------------
Security: M4056D110
Meeting Type: OGM
Meeting Date: 15-Oct-2020
Ticker:
ISIN: IL0007200111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 RE-APPOINT SOMEKH CHAIKIN AS AUDITORS AND Mgmt For For
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
3.1 RE-ELECT YAIR SEROUSSI AS DIRECTOR AND Mgmt For For
APPROVE HIS REMUNERATION
3.2 RE-ELECT SHAI WEIL YESHAYAHU AS DIRECTOR Mgmt For For
AND APPROVE HIS REMUNERATION
3.3 RE-ELECT ITZIK BEZALEL AS DIRECTOR AND Mgmt For For
APPROVE HIS REMUNERATION
3.4 RE-ELECT GILAD YAVETZ AS DIRECTOR AND Mgmt For For
APPROVE HIS REMUNERATION
3.5 ELECT ZVI FURMAN AS DIRECTOR AND APPROVE Mgmt For For
HIS REMUNERATION
4 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
CMMT 22 SEP 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM MIX TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENLIGHT RENEWABLE ENERGY LTD Agenda Number: 713675532
--------------------------------------------------------------------------------------------------------------------------
Security: M4056D110
Meeting Type: SGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: IL0007200111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT MICHAL TZUK AS EXTERNAL DIRECTOR AND Mgmt For For
APPROVE HER EMPLOYMENT TERMS
2 ELECT LIAT BINYAMINI AS EXTERNAL DIRECTOR Mgmt For For
AND APPROVE HER EMPLOYMENT TERMS
3 APPROVE INCREASE REGISTERED SHARE CAPITAL Mgmt For For
AND AMEND ARTICLES ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
FIVERR INTERNATIONAL LTD Agenda Number: 935252940
--------------------------------------------------------------------------------------------------------------------------
Security: M4R82T106
Meeting Type: Annual
Meeting Date: 20-Aug-2020
Ticker: FVRR
ISIN: IL0011582033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I Director: Philippe Mgmt For For
Botteri
1B. Re-election of Class I Director: Jonathan Mgmt For For
Kolber
2. To adopt the 2020 Employee Share Purchase Mgmt Against Against
Plan and approve the participation of the
chief executive officer.
3. To re-appoint Kost, Forer, Gabbay & Mgmt For For
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accounting firm for the year ending
December 31, 2020 and until the next Annual
General Meeting of Shareholders, and to
authorize the Company's board of directors
(with power of delegation to its audit
committee) to set the fees to be paid to
such auditors.
--------------------------------------------------------------------------------------------------------------------------
FORMULA SYSTEMS (1985) LTD. Agenda Number: 713162016
--------------------------------------------------------------------------------------------------------------------------
Security: M46518102
Meeting Type: AGM
Meeting Date: 02-Nov-2020
Ticker:
ISIN: IL0002560162
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT MAREK PANEK AS DIRECTOR Mgmt For For
1.2 REELECT RAFAL KOZLOWSKI AS DIRECTOR Mgmt For For
1.3 REELECT OHAD MELNIK AS DIRECTOR Mgmt For For
2 REAPPOINT KOST FORER, GABBAY, AND KASIERER Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
3 APPROVE AWARD OF EQUITY-BASED COMPENSATION Mgmt For For
CEO, GUY BERNSTEIN
4 APPROVE AMENDED TERMS FOR THE COMPANY'S Mgmt For For
RENEWED D&O LIABILITY INSURANCE POLICY
5 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
CMMT 19 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GALMED PHARMACEUTICALS LTD. Agenda Number: 935252421
--------------------------------------------------------------------------------------------------------------------------
Security: M47238106
Meeting Type: Annual
Meeting Date: 13-Aug-2020
Ticker: GLMD
ISIN: IL0011313900
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To approve the re-election of Prof. David Mgmt No vote
Sidransky as Class III director, to serve
as member of the Board until the annual
general meeting to be held in 2023 and to
approve the compensation paid to him as a
director.
1B. To approve the election of Mr. Amir Mgmt No vote
Poshinski as Class III director, to serve
as member of the Board until the annual
general meeting to be held in 2023 and to
approve the compensation paid to him as a
director.
2. To approve the new Compensation Policy for Mgmt No vote
the Company's directors and officers, in
accordance with the requirements of the
Israeli Companies Law, 5759-1999 (the
"Companies Law")
2A. Are you a controlling shareholder or do you Mgmt No vote
have personal interest in the approval of
Proposal 2?
3. To ratify and approve a framework of terms Mgmt No vote
and conditions for the extension, renewal
and entering into an insurance policy for
directors' and officers' liability, subject
to, and in accordance with, the provisions
of the Companies Law.
3A. Are you a controlling shareholder or do you Mgmt No vote
have personal interest in the approval of
Proposal 3?
4. To approve certain amendments to the Mgmt No vote
directors' compensation scheme.
4A. Are you a controlling shareholder or do you Mgmt No vote
have personal interest in the approval of
Proposal 4?
5. To approve an annual cash bonus and related Mgmt No vote
objectives and terms thereof for 2020, for
Mr. Allen Baharaff, the Company's President
and Chief Executive Officer.
5A. Are you a controlling shareholder or do you Mgmt No vote
have personal interest in the approval of
Proposal 5?
6. To approve the grant of options to purchase Mgmt No vote
ordinary shares of the Company to Mr. Allen
Baharaff, the President and Chief Executive
Officer of the Company.
6A. Are you a controlling shareholder or do you Mgmt No vote
have personal interest in the approval of
Proposal 6?
7. To reappoint Brightman Almagor Zohar & Co., Mgmt No vote
a member firm of Deloitte Touche Tohmatsu
Limited, as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020 until
the 2021 annual general meeting of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
GILAT SATELLITE NETWORKS LTD Agenda Number: 713426357
--------------------------------------------------------------------------------------------------------------------------
Security: M51474118
Meeting Type: AGM
Meeting Date: 28-Dec-2020
Ticker:
ISIN: IL0010825102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT DOV BAHARAV AS DIRECTOR Mgmt For For
1.2 REELECT AMIRAM BOEHM AS DIRECTOR Mgmt For For
1.3 REELECT ISHAY DAVIDI AS DIRECTOR Mgmt For For
1.4 REELECT AYLON (LONNY) RAFAELI AS DIRECTOR Mgmt For For
1.5 REELECT MEIR SHAMIR AS DIRECTOR Mgmt For For
1.6 REELECT DAFNA SHARIR AS DIRECTOR Mgmt For For
2 ELECT AMI SHAFRAN AS EXTERNAL DIRECTOR Mgmt For For
3 APPROVE GRANT OF OPTIONS TO AMI SHAFRAN, Mgmt For For
EXTERNAL DIRECTOR (PENDING APPROVAL OF ITEM
2)
4 APPROVE AMENDED COMPENSATION POLICY RE: Mgmt For For
LIABILITY INSURANCE POLICY
5 APPROVE EMPLOYMENT TERMS OF ADI SFADIA, CEO Mgmt For For
6 APPROVE ISSUE EXTENSION OF INDEMNIFICATION Mgmt For For
AGREEMENT TO AMIRAM BOEHM AND ISHAY DAVIDI
WHO ARE CONTROLLERS' AFFILIATED
7 REAPPOINT KOST FORER GABBAY & KASIERER, A Mgmt For For
MEMBER OF ERNST & YOUNG GLOBAL AS AUDITORS
AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
8 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
GILAT SATELLITE NETWORKS LTD Agenda Number: 714045069
--------------------------------------------------------------------------------------------------------------------------
Security: M51474118
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IL0010825102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 556878 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 2. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1.1 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: ISAAC ANGEL, BOARD
CHAIRMAN
1.2 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: AMIRAM BOEHM
1.3 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: ISHAY DAVIDI
1.4 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: AYLON (LONNY) RAFAELI
1.5 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: MEIR SHAMIR
1.6 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTOR: DAFNA SHARIR
2 APPROVAL OF THE TERMS OF EMPLOYMENT, THE Mgmt For For
BASE COMPENSATION AND THE CHAIRMAN BONUS
PLAN OF MR. ISAAC ANGEL, COMPANY BOARD
CHAIRMAN
3 GRANT OF OPTIONS TO ISAAC ANGEL, COMPANY Mgmt For For
BOARD CHAIRMAN
4 GRANT OF OPTIONS TO MR. ADI SFADIA, COMPANY Mgmt For For
CEO
5 REAPPOINTMENT OF KOST FORER GABBAY AND Mgmt For For
KASIERER (E AND Y) CPA FIRM AS COMPANY
AUDITING ACCOUNTANTS FOR 2021 AND FOR THE
TERM ENDING AT THE CLOSE OF THE NEXT ANNUAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 713184543
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: MIX
Meeting Date: 11-Nov-2020
Ticker:
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2.1 REELECT AVRAHAM BAUM AS DIRECTOR Mgmt For For
2.2 REELECT RAM ENTIN AS DIRECTOR Mgmt Against Against
2.3 REELECT MIRON OREN AS DIRECTOR Mgmt For For
3 REAPPOINT KOST, FORER, GABBAY AND KASIERER Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
4 AMEND ARTICLES EXCLUDING SECTION 137 Mgmt For For
5 AMEND ARTICLES: SECTION 137 Mgmt For For
CMMT 23 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS 4 & 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 714214056
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: SGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 REELECT NOGA KNAZ BREIER AS EXTERNAL Mgmt For For
DIRECTOR
2 APPROVE UPDATES TO COMPENSATION POLICY FOR Mgmt For For
THE DIRECTORS AND OFFICERS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935342511
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect Dr. Michael Anghel to serve as Mgmt For For
a Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
1B. To re-elect Mr. Bruce Mann to serve as a Mgmt For For
Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
2. To approve the re-appointment of Kesselman Mgmt For For
& Kesselman Certified Public Accounts, a
member of PWC, as the Company's independent
auditors for the fiscal year ending
December 31, 2021, and its service until
the annual general meeting of shareholders
to be held in 2022.
3. To approve and ratify the grant to each of Mgmt For For
the following Directors of the Company: Dr.
Michael Anghel, Mr. Bruce Mann and Dr.
Hadar Ron, 1,000 restricted share units
under the Company's 2018 Incentive Plan
totaling 3,000 restricted share units, half
of which shall vest on December 31, 2021
and the remaining half shall vest on
December 31, 2022, subject to their
continued services on the date of vesting.
--------------------------------------------------------------------------------------------------------------------------
INTEC PHARMA LTD Agenda Number: 935241086
--------------------------------------------------------------------------------------------------------------------------
Security: M53644106
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: NTEC
ISIN: IL0011177958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Dr. John W. Mgmt For For
Kozarich
1B. Re-election of Director: Jeffrey A. Meckler Mgmt For For
1C. Re-election of Director: Anthony J. Mgmt For For
Maddaluna
1D. Re-election of Director: Hila Karah Mgmt For For
1E. Re-election of Director: Dr. Roger J. Mgmt For For
Pomerantz
1F. Re-election of Director: William B. Hayes Mgmt For For
2. To approve a grant of an option to Mr. Mgmt Against Against
Meckler, the Chief Executive Officer of the
Company.
2A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 2? (Please
note: If you do not mark either Yes or No,
these shares will not be voted for Proposal
No. 2). Mark "for" = yes or "against" = no.
3. To approve an amendment to the Company's Mgmt For For
Articles of Association to increase the
Company's authorized share capital by an
additional 250,000,000 ordinary shares of
the Company, no par value, such that
following the increase, the Company's
authorized share capital will consist of
350,000,000 ordinary shares of the Company,
with no par value, prior to the
consummation of a reverse share split.
4. To approve amendments to the Company's Mgmt For For
Articles of Association to effect a reverse
share split of the Company's ordinary
shares at a ratio with the range from 1 for
5 to 1 for 25, to be effective at the ratio
and on a date to be determined by the Board
in its sole discretion.
5. To approve an amendment to the Company's Mgmt Against Against
2015 Equity Incentive Plan, or the 2015
Plan, to increase the aggregate number of
ordinary shares authorized for issuance
under the 2015 Plan by 3,500,000 ordinary
shares of the Company, with no par value,
prior to the consummation of a reverse
share split.
6. To approve the Company's Compensation Mgmt For For
Policy for Directors and Officers.
6A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 6? (Please
note: If you do not mark either Yes or No,
these shares will not be voted for Proposal
No. 6). Mark "for" = yes or "against" = no.
7. To approve amendments to director Mgmt For For
compensation scheme.
7A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 7? (Please
note: If you do not mark either Yes or No,
these shares will not be voted for Proposal
No. 7). Mark "for" = yes or "against" = no.
8. To approve and ratify the re-appointment of Mgmt For For
Kesselman & Kesselman, Certified Public
Accountant (Isr.), independent registered
public accounting firm, a member of
PricewaterhouseCoopers International
Limited as the independent auditors of the
Company for the period ending at the close
of the next annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 935299467
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Fahn Kanne & Co. as the Mgmt No vote
Company's independent auditors for the
fiscal year 2020 and until the close of the
next Shareholders' Annual General Meeting.
2a. Election of Class B Director: Nir Sheratzky Mgmt No vote
2b. Election of Class B Director: Yigal Shani Mgmt No vote
2c. Election of Class B Director: Yehuda Kahane Mgmt No vote
3. To re-elect Mr. Israel Baron, an external Mgmt No vote
director of the Company, to office for an
additional term of three years which will
commence on December 21, 2020.
3a. Are you a "controlling shareholder" of the Mgmt No vote
Company or do you have "personal interest"
in the appointment only due to your
relations with the "controlling
shareholder"? If you do not vote YES=FOR or
NO=AGAINST the vote on the corresponding
proposal 3 will not count.
4. To approve the extension of service Mgmt No vote
agreements as independent contractors, of
Messrs. Izzy Sheratzky, Eyal Sheratzky, Nir
Sheratzky and Gil Sheratzky for a period of
additional three years.
--------------------------------------------------------------------------------------------------------------------------
JFROG LTD Agenda Number: 935406175
--------------------------------------------------------------------------------------------------------------------------
Security: M6191J100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: FROG
ISIN: IL0011684185
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shlomi Ben Haim Mgmt For For
1B. Election of Director: Jessica Neal Mgmt For For
1C. Election of Director: Jeff Horing Mgmt For For
2. To approve and ratify the re-appointment of Mgmt For For
Kost, Forer, Gabbay & Kasierer, a member of
Ernst & Young Global, as the independent
auditors of the Company for the period
ending at the close of the next annual
general meeting.
3. To approve changes to the compensation of Mgmt For For
Shlomi Ben Haim, our Chief Executive
Officer.
4. To approve changes to the compensation of Mgmt For For
Yoav Landman, our Chief Technology Officer.
5. To approve changes to the compensation of Mgmt For For
Frederic Simon, our Chief Data Scientist.
--------------------------------------------------------------------------------------------------------------------------
KAMADA LTD Agenda Number: 713357300
--------------------------------------------------------------------------------------------------------------------------
Security: M6240T109
Meeting Type: AGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: IL0010941198
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT LILACH ASHER TOPILSKY AS DIRECTOR Mgmt Against Against
1.2 REELECT AVRAHAM BERGER AS DIRECTOR Mgmt For For
1.3 REELECT AMIRAM BOEHM AS DIRECTOR Mgmt Against Against
1.4 REELECT ISHAY DAVIDI AS DIRECTOR Mgmt Against Against
1.5 REELECT KARNIT GOLDWASSER AS DIRECTOR Mgmt For For
1.6 REELECT JONATHAN HAHN AS DIRECTOR Mgmt Against Against
1.7 REELECT LEON RECANATI AS DIRECTOR Mgmt For For
1.8 ELECT ARI SHAMISS AS DIRECTOR Mgmt For For
1.9 REELECT DAVID TSUR AS DIRECTOR Mgmt Against Against
2 ISSUE INDEMNIFICATION AND EXCULPATION Mgmt Against Against
AGREEMENTS AND AWARD OF OPTIONS TO ARI
SHAMISS, DIRECTOR (PENDING APPROVAL OF ITEM
1.8)
3 APPROVE AMENDED COMPENSATION POLICY RE: Mgmt For For
LIABILITY INSURANCE POLICY
4 REAPPOINT KOST FORER GABBAY & KASIERER AS Mgmt For For
AUDITORS
5 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
KORNIT DIGITAL LTD. Agenda Number: 935247444
--------------------------------------------------------------------------------------------------------------------------
Security: M6372Q113
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: KRNT
ISIN: IL0011216723
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a To re-elect Mr. Ofer Ben Zur for a Mgmt No vote
three-year term as a Class II director of
the Company, until the Company's annual
general meeting of shareholders in 2023 and
until his successor is duly elected and
qualified.
1b To re-elect Ms. Lauri Hanover for a Mgmt No vote
three-year term as a Class II director of
the Company, until the Company's annual
general meeting of shareholders in 2023 and
until her successor is duly elected and
qualified.
1c To re-elect Mr. Gabi Seligsohn for a Mgmt No vote
three-year term as a Class II director of
the Company, until the Company's annual
general meeting of shareholders in 2023 and
until his successor is duly elected and
qualified.
2. To re-elect Mr. Yehoshua (Shuki) Nir for a Mgmt No vote
two-year term as a Class I director of the
Company, until the Company's annual general
meeting of shareholders in 2022 and until
his successor is duly elected and
qualified.
3. Re-appointment of Kost Forer Gabbay & Mgmt No vote
Kasierer, registered public accounting
firm, a member firm of Ernst & Young
Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the
Company's board of directors (or the audit
committee thereof) to fix such accounting
firm's annual compensation.
4. Re-adoption and amendment of the Mgmt No vote
compensation policy for the Company's
office holders (as defined in the Israeli
Companies Law, 5759-1999 (the "Companies
Law")).
4a By checking the box marked "FOR", the Mgmt No vote
undersigned hereby confirms that he, she or
it is not a "controlling shareholder" and
does not have a "personal interest" (i.e.,
a conflict of interest) in the approval of
Proposal 4 (in each case as defined in the
Companies Law and described in the Proxy
Statement). If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST".[MUST
COMPLETE ITEM 4A]
5 Approval of an amended compensation package Mgmt No vote
for Mr. Ronen Samuel, the Company's chief
executive officer.
5a By checking the box marked "FOR", the Mgmt No vote
undersigned hereby confirms that he, she or
it is not a "controlling shareholder" and
does not have a "personal interest" (i.e.,
a conflict of interest) in the approval of
Proposal 5 (in each case as defined in the
Companies Law and described in the Proxy
Statement). If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST". [MUST
COMPLETE ITEM 5A]
6. Approval of the terms of an updated annual Mgmt No vote
compensation package for all current and
future non-employee directors of the
Company, including cash compensation,
grants of restricted share units and other
customary compensation elements.
--------------------------------------------------------------------------------------------------------------------------
LEMONADE, INC. Agenda Number: 935416796
--------------------------------------------------------------------------------------------------------------------------
Security: 52567D107
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LMND
ISIN: US52567D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel Schreiber Mgmt For For
Michael Eisenberg Mgmt For For
Caryn Seidman-Becker Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVEPERSON INC Agenda Number: 714032226
--------------------------------------------------------------------------------------------------------------------------
Security: 538146101
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: US5381461012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF CLASS III DIRECTOR TO SERVE Mgmt For For
UNTIL THE 2024 ANNUAL MEETING OF
STOCKHOLDERS, OR UNTIL SUCH DIRECTOR'S
SUCCESSOR SHALL HAVE BEEN DULY ELECTED AND
QUALIFIED: KEVIN C. LAVAN
1.B ELECTION OF CLASS III DIRECTOR TO SERVE Mgmt For For
UNTIL THE 2024 ANNUAL MEETING OF
STOCKHOLDERS, OR UNTIL SUCH DIRECTOR'S
SUCCESSOR SHALL HAVE BEEN DULY ELECTED AND
QUALIFIED: ROBERT P. LOCASCIO
2 RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021
3 ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
4 APPROVAL OF AN AMENDMENT TO THE 2019 STOCK Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE
--------------------------------------------------------------------------------------------------------------------------
MAGIC SOFTWARE ENTERPRISES LTD Agenda Number: 713571481
--------------------------------------------------------------------------------------------------------------------------
Security: 559166103
Meeting Type: OGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: IL0010823123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECTION OF THE FOLLOWING DIRECTOR: MR. Mgmt For For
GUY BERNSTEIN
1.2 REELECTION OF THE FOLLOWING DIRECTOR: MS. Mgmt For For
NAAMIT SALOMON
1.3 REELECTION OF THE FOLLOWING DIRECTOR: MR. Mgmt For For
AVI ZAKAY
2 REELECTION OF MR. RON ETTINGER AS EXTERNAL Mgmt For For
DIRECTOR FOR A THREE-YEAR TERM
3 APPROVAL OF AMENDED TERMS FOR COMPANY Mgmt For For
RENEWED D AND O LIABILITY INSURANCE POLICY
4 APPROVAL OF A REVISED COMPENSATION POLICY Mgmt Against Against
FOR COMPANY D AND O
5 REAPPOINTMENT OF THE KOST FORER GABBAY AND Mgmt For For
KASIERER (E AND Y) CPA FIRM AS COMPANY
AUDITING ACCOUNTANT FOR THE YEAR ENDING
DECEMBER 31ST 2020 AND AUTHORIZATION OF THE
BOARD TO DETERMINE ITS COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MALAM-TEAM LTD, PETAH TIKVA Agenda Number: 713062418
--------------------------------------------------------------------------------------------------------------------------
Security: M87437105
Meeting Type: EGM
Meeting Date: 13-Oct-2020
Ticker:
ISIN: IL0001560189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF COMPANY FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2019, INCLUDING REPORT OF AUDITING
ACCOUNTANT'S COMPENSATION
2 REAPPOINTMENT OF THE BRIGHTMAN ALMAGOR Mgmt For For
ZOHAR AND CO. CPA FIRM AS COMPANY AUDITING
ACCOUNTANTS
3.1 REAPPOINTMENT OF THE FOLLOWING EXTERNAL Mgmt For For
DIRECTOR: MR. SHLOMO EISENBERG, BOARD
CHAIRMAN
3.2 REAPPOINTMENT OF THE FOLLOWING EXTERNAL Mgmt For For
DIRECTOR: MS. ESTER LEVANON, INDEPENDENT
DIRECTOR
3.3 REAPPOINTMENT OF THE FOLLOWING EXTERNAL Mgmt For For
DIRECTOR: MR. YOAV CHELOUCHE, INDEPENDENT
DIRECTOR
4 EXTENSION OF THE ENGAGEMENT CONDITIONS WITH Mgmt For For
MR. SHLOMO EISENBERG, COMPANY CONTROLLING
SHAREHOLDER AS AN ACTIVE BOARD CHAIRMAN,
AND APPROVAL OF THE TARGET BONUS FOR
2021-2023
5 EXTENSION OF THE INDEMNIFICATION Mgmt For For
UNDERTAKING INSTRUMENT GRANTED TO MR.
SHLOMO EISENBERG
--------------------------------------------------------------------------------------------------------------------------
MATRIX IT LTD Agenda Number: 712857791
--------------------------------------------------------------------------------------------------------------------------
Security: M6859E153
Meeting Type: SGM
Meeting Date: 23-Jul-2020
Ticker:
ISIN: IL0004450156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE LIABILITY INSURANCE POLICY TO Mgmt For For
DIRECTORS/OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MATRIX IT LTD Agenda Number: 713360725
--------------------------------------------------------------------------------------------------------------------------
Security: M6859E153
Meeting Type: EGM
Meeting Date: 13-Dec-2020
Ticker:
ISIN: IL0004450156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT KOST, FORER, GABBAY AND KASIERER Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
3.1 REELECT GUY BERNSTEIN AS DIRECTOR Mgmt For For
3.2 REELECT ELIEZER OREN AS DIRECTOR Mgmt For For
4 REELECT ITIEL EFRAT AS EXTERNAL DIRECTOR Mgmt For For
CMMT 27 NOV 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO EGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAYTRONICS LTD Agenda Number: 713068749
--------------------------------------------------------------------------------------------------------------------------
Security: M68728100
Meeting Type: EGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: IL0010910656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 RAISE THE SALARY OF THE COMPANY'S CEO, MR. Mgmt For For
EYAL TRIBER, TO 90,000 NIS GROSS
--------------------------------------------------------------------------------------------------------------------------
MAYTRONICS LTD Agenda Number: 713431257
--------------------------------------------------------------------------------------------------------------------------
Security: M68728100
Meeting Type: EGM
Meeting Date: 04-Jan-2021
Ticker:
ISIN: IL0010910656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 EXTENSION OF COMPANY ENGAGEMENT WITH ITS Mgmt For For
INDIRECT CONTROLLING SHAREHOLDER UNDER A
MANAGEMENT SERVICES AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
MENLO THERAPEUTICS Agenda Number: 935240717
--------------------------------------------------------------------------------------------------------------------------
Security: 586858102
Meeting Type: Annual
Meeting Date: 03-Aug-2020
Ticker: MNLO
ISIN: US5868581027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sharon Barbari Mgmt For For
Rex Bright Mgmt For For
2. To ratify the selection, by the Audit Mgmt For For
Committee of the Company's Board of
Directors, of PricewaterhouseCoopers LLP as
the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
3. To approve and adopt amendments to the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation (the "Reverse Stock Split
Amendment") to (i) effect a reverse stock
split of Company's common stock on or
before August 3, 2021 at a ratio ranging
from 1-for-2 shares up to a ratio of
1-for-7 shares, which ratio will be
selected by the Company's Board of
Directors and set forth in a public
announcement (the "Reverse Stock Split"), &
(ii) reduce number of authorized shares of
Company's common stock by a corresponding
ratio ("Authorized Share Reduction").
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935332863
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Special
Meeting Date: 15-Feb-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To increase the Company's registered share Mgmt For For
capital and to amend and restate the
Company's Amended and Restated Articles of
Association to reflect the same.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935429541
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Somekh Chaikin as the Company's Mgmt No vote
independent registered public accounting
firm for the year ending December 31, 2021,
and until the next annual general meeting,
and to authorize the Company's Board of
Directors to determine their compensation.
2. To re-appoint Mr. Amit Dror and Mr. Roni Mgmt No vote
Kleinfeld as Class I directors of the
Company for a term of three years that
expires at the third annual general meeting
of shareholders following such re-election
or until they cease to serve in their
office in accordance with the provisions of
the Company's Amended and Restated Articles
of Association or any law, whichever is the
earlier.
3. To authorize Yoav Stern to serve as both Mgmt No vote
the Company's Chairman of the Board of
Directors and Chief Executive Officer for a
three-year term following the date of the
Meeting.
3A. I/We confirm that I am/ we are NOT a Mgmt No vote
controlling shareholder of the Company and/
or do NOT have a personal interest in
Proposal No. 3. If you do not indicate a
response YES for this item 3a, your shares
will not be voted for Proposal No. 3. Mark
For=Yes or Against=No
4. To grant Mr. Simon Anthony-Fried, Mr. Amit Mgmt No vote
Dror, Mr. Yaron Eitan, Mr. Roni Kleinfeld,
Mr. Christopher Moran, Dr. Eli David, Ms.
Nira Poran and Mr. Oded Gera, options to
purchase Ordinary Shares, as set forth in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NANO-X IMAGING LTD. Agenda Number: 935326478
--------------------------------------------------------------------------------------------------------------------------
Security: M70700105
Meeting Type: Special
Meeting Date: 09-Feb-2021
Ticker: NNOX
ISIN: IL0011681371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Company's Mgmt For For
Compensation Policy required in accordance
with the Israeli Companies Law 5759-1999
(the "Companies Law").
1A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
2. Proposal to approve of the Company's Equity Mgmt Against Against
Compensation Plan required in accordance
with regulations under the Companies Law.
2A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
3. Proposal to approve additional cash Mgmt For For
compensation for directors who serve on
committees of the Company's Board of
Directors in accordance with the Company's
Compensation Policy.
3A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
4. Proposal to approve the appointment of Mr. Mgmt For For
Dan Suesskind as an "External Director" of
the Company (as such term is defined in the
Companies Law) and to approve his
compensation.
4A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
5. Proposal to approve the appointment of Mrs. Mgmt For For
Noga Kainan as an "External Director" of
the Company (as such term is defined in the
Companies Law) and to approve her
compensation.
5A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
6. Proposal to approve the amendment to the Mgmt For For
employment agreement of Mr. Ran Poliakine,
the Chairman and Chief Executive Officer of
the Company, regarding his cash bonus
entitlement.
6A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
7. Proposal to approve compensation to Dr. Mgmt Against Against
Floyd Katske for services provided to the
Company that are not connected to his
duties as director in accordance with the
Company's Compensation Policy.
7A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
8. Proposal to approve Mr. Erez Meltzer as a Mgmt For For
Designated Director pursuant to the
Company's Compensation Policy and to
approve his additional compensation in such
capacity.
8A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against
vote YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
9. With respect to all of the proposals, Mgmt Against
please indicate if you are a Controlling
shareholder, otherwise your votes will not
be counted. YES=FOR or NO=AGAINST
10. With respect to all of the proposals, Mgmt Against
please indicate if you are a Senior office
holder, otherwise your votes will not be
counted. YES=FOR or NO=AGAINST
11. With respect to all of the proposals, Mgmt Against
please indicate if you are an Israeli
Institutional Investor, otherwise your
votes will not be counted. YES=FOR or
NO=AGAINST
--------------------------------------------------------------------------------------------------------------------------
NICE LTD Agenda Number: 713022351
--------------------------------------------------------------------------------------------------------------------------
Security: M7494X101
Meeting Type: OGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: IL0002730112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT DAVID KOSTMAN AS DIRECTOR Mgmt For For
1.2 REELECT RIMON BEN-SHAOUL AS DIRECTOR Mgmt For For
1.3 REELECT YEHOSHUA (SHUKI) EHRLICH AS Mgmt For For
DIRECTOR
1.4 REELECT LEO APOTHEKER AS DIRECTOR Mgmt For For
1.5 REELECT JOSEPH (JOE) COWAN AS DIRECTOR Mgmt For For
2 APPROVE CURRENT LIABILITY INSURANCE POLICY Mgmt For For
AND FUTURE AMENDED LIABILITY INSURANCE
POLICY TO DIRECTORS/OFFICERS
3 APPROVE EXTENSION OF ANNUAL BONUS PLAN OF Mgmt For For
CEO
4 REAPPOINT KOST FORER GABAY & KASIERER AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
5 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD FOR 2016
CMMT 26 AUG 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NICE LTD Agenda Number: 713748474
--------------------------------------------------------------------------------------------------------------------------
Security: M7494X101
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IL0002730112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 "RESOLVED, THAT MR. DAVID KOSTMAN BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.2 "RESOLVED, THAT MR. RIMON BEN-SHAOUL BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.3 "RESOLVED, THAT MR. YEHOSHUA (SHUKI) Mgmt For For
EHRLICH BE ELECTED TO SERVE AS A MEMBER OF
THE BOARD OF THE COMPANY UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY,
EFFECTIVE IMMEDIATELY."
1.4 "RESOLVED, THAT MR. LEO APOTHEKER BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.5 "RESOLVED, THAT MR. JOSEPH (JOE) COWAN BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
2 RESOLVED, THAT MS. ZEHAVA SIMON BE ELECTED Mgmt For For
TO A THREE-YEAR TERM AS OUTSIDE DIRECTOR OF
THE COMPANY, EFFECTIVE AS OF JULY 9, 2021
3 RESOLVED, THAT THE COMPENSATION POLICY, IN Mgmt Against Against
THE FORM ATTACHED AS EXHIBIT A TO THE
COMPANY'S PROXY STATEMENT, BE, AND IT
HEREBY IS, REAPPROVED
4 RESOLVED, THAT THE AWARD FRAMEWORK AND Mgmt For For
SPECIAL LONG-TERM AWARD, AS DESCRIBED IN
ITEM 4 OF THE PROXY STATEMENT AND UPON THE
TERMS DETAILED THEREIN, BE, AND THEY HEREBY
ARE, APPROVED
5 RESOLVED, THAT KOST FORER GABAY & KASIERER, Mgmt For For
CPA, A MEMBER OF ERNST & YOUNG GLOBAL, BE
REAPPOINTED AS THE INDEPENDENT AUDITORS OF
THE COMPANY UNTIL THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND THAT THE BOARD
OF DIRECTORS OF THE COMPANY BE AUTHORIZED
TO SET THEIR COMPENSATION IN ACCORDANCE
WITH THE AMOUNT AND NATURE OF THEIR
SERVICES, OR TO DELEGATE SUCH POWER TO THE
AUDIT COMMITTEE OF THE COMPANY
6 TO DISCUSS THE COMPANY'S AUDITED ANNUAL Non-Voting
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2020
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND CHANGE IN MEETING TYPE FROM
AGM TO OGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD Agenda Number: 714174098
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT MICHAEL BRUNSTEIN AS DIRECTOR Mgmt For For
1.2 REELECT EITAN OPPENHAIM AS DIRECTOR Mgmt For For
1.3 REELECT AVI COHEN AS DIRECTOR Mgmt For For
1.4 REELECT RAANAN COHEN AS DIRECTOR Mgmt For For
1.5 REELECT DAFNA GRUBER AS DIRECTOR Mgmt For For
1.6 REELECT ZEHAVA SIMON AS DIRECTOR Mgmt For For
2 APPROVE AMENDED EMPLOYMENT TERMS OF EITAN Mgmt For For
OPPENHAIM, PRESIDENT AND CEO
3 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
4 APPROVAL AMENDMENTS TO ARTICLES OF Mgmt Against Against
ASSOCIATION
5 ISSUE AMENDMENT TO INDEMNIFICATION Mgmt For For
AGREEMENTS FOR DIRECTORS/OFFICERS
6 APPROVE AND RATIFY REAPPOINT KOST FORER Mgmt For For
GABBAY AND KASIERER AS AUDITORS
7 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
CMMT 02 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVOCURE LIMITED Agenda Number: 935397871
--------------------------------------------------------------------------------------------------------------------------
Security: G6674U108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: NVCR
ISIN: JE00BYSS4X48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Asaf Danziger Mgmt For For
1B. Election of Director: William Doyle Mgmt For For
1C. Election of Director: Jeryl Hilleman Mgmt For For
1D. Election of Director: David Hung Mgmt For For
1E. Election of Director: Kinyip Gabriel Leung Mgmt For For
1F. Election of Director: Martin Madden Mgmt For For
1G. Election of Director: Sherilyn McCoy Mgmt For For
1H. Election of Director: Timothy Scannell Mgmt For For
1I. Election of Director: William Vernon Mgmt For For
2. The approval and ratification of the Mgmt For For
appointment, by the Audit Committee of our
Board of Directors, of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young Global,
as the auditor and independent registered
public accounting firm of the Company for
the Company's fiscal year ending December
31, 2021.
3. A non-binding advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 712918880
--------------------------------------------------------------------------------------------------------------------------
Security: M9866H102
Meeting Type: MIX
Meeting Date: 04-Aug-2020
Ticker:
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN, ALMAGOR, ZOHAR & CO. Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
3.1 REELECT NITZAN SAPIR AS DIRECTOR Mgmt For For
3.2 REELECT ADI EYAL AS DIRECTOR Mgmt For For
3.3 REELECT DINA AMIR AS DIRECTOR Mgmt For For
3.4 REELECT IZHAK BADER AS DIRECTOR Mgmt For For
4 ELECT YACOV NIMKOVSKY AS DIRECTOR Mgmt For For
5 APPROVE LIABILITY INSURANCE POLICY TO Mgmt For For
DIRECTORS/OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 713431269
--------------------------------------------------------------------------------------------------------------------------
Security: M75260113
Meeting Type: EGM
Meeting Date: 04-Jan-2021
Ticker:
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 UPDATE OF COMPANY REMUNERATION POLICY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 713944103
--------------------------------------------------------------------------------------------------------------------------
Security: M75260113
Meeting Type: SGM
Meeting Date: 18-May-2021
Ticker:
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN, ALMAGOR, ZOHAR & CO. Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
3.1 REELECT NITZAN SAPIR AS DIRECTOR Mgmt For For
3.2 REELECT ADI EYAL AS DIRECTOR Mgmt For For
3.3 REELECT DINA AMIR AS DIRECTOR Mgmt For For
3.4 REELECT IZHAK BADER AS DIRECTOR Mgmt For For
3.5 REELECT YACOV NIMKOVSKY AS INDEPENDENT Mgmt For For
DIRECTOR
4 APPROVE SERVICE AGREEMENT WITH TECHLEASE Mgmt For For
AND COMPUTER DIRECT GROUP, CONTROLLER
CMMT 5 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE TO
SGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 714039472
--------------------------------------------------------------------------------------------------------------------------
Security: M75260113
Meeting Type: SGM
Meeting Date: 31-May-2021
Ticker:
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE 1:10 STOCK SPLIT AND Mgmt For For
RE-DISTRIBUTION AND AMEND ARTICLES OF
ASSOCIATION ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES INC Agenda Number: 713857033
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES
1.A ELECTION OF DIRECTOR: ISAAC ANGEL Mgmt For For
1.B ELECTION OF DIRECTOR: ALBERTUS BRUGGINK Mgmt For For
1.C ELECTION OF DIRECTOR: DAN FALK Mgmt For For
1.D ELECTION OF DIRECTOR: DAVID GRANOT Mgmt For For
1.E ELECTION OF DIRECTOR: MIKE NIKKEL Mgmt For For
1.F ELECTION OF DIRECTOR: DAFNA SHARIR Mgmt For For
1.G ELECTION OF DIRECTOR: STANLEY B. STERN Mgmt For For
1.H ELECTION OF DIRECTOR: HIDETAKE TAKAHASHI Mgmt For For
1.I ELECTION OF DIRECTOR: BYRON G. WONG Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KESSELMAN Mgmt For For
KESSELMAN, A MEMBER FIRM OF
PRICEWATERHOUSECOOPERS INTERNATIONAL
LIMITED, AS INDEPENDENT AUDITORS OF THE
COMPANY FOR 2021
3 TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
PERION NETWORK LTD Agenda Number: 935311201
--------------------------------------------------------------------------------------------------------------------------
Security: M78673114
Meeting Type: Annual
Meeting Date: 23-Dec-2020
Ticker: PERI
ISIN: IL0010958192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To approve the re-election of Mr. Michael Mgmt For For
Vorhaus, to serve as a director of the
Company for a period commencing on the date
of the Meeting and until the third annual
general meeting of the shareholders of the
Company following the Meeting or his
earlier resignation or removal, as
applicable.
1b. To approve the re-election of Ms. Joy Mgmt For For
Marcus, to serve as a director of the
Company for a period commencing on the date
of the Meeting and until the third annual
general meeting of the shareholders of the
Company following the Meeting or her
earlier resignation or removal, as
applicable.
2. To approve the amendment of equity-based Mgmt For For
compensation terms of the Company's
non-executive directors and chairperson, as
well as a special one-time grant for Mr.
Kaplan, our chairperson of the Board, as
detailed in the Proxy Statement, dated
November 16, 2020.
3. To approve amendments to the terms of Mgmt Against Against
employment of Mr. Doron Gerstel, Company's
Chief Executive Officer, as detailed in the
Proxy Statement, dated November 16, 2020.
4. To approve the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the independent public
auditors of the Company for the year ending
on December 31, 2020, and until the next
annual general meeting of shareholders, and
to authorize the board of directors, upon
the recommendation of the audit committee
of the Company, to determine the
compensation of said independent auditors
in accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
PLURISTEM THERAPEUTICS INC Agenda Number: 714047796
--------------------------------------------------------------------------------------------------------------------------
Security: 72940R300
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: US72940R3003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEES TO THE BOARD OF
DIRECTORS TO SERVE AS DIRECTORS OF THE
COMPANY UNTIL THE NEXT ANNUAL MEETING OF
THE STOCKHOLDERS AND UNTIL THEIR SUCCESSORS
SHALL HAVE BEEN DULY ELECTED AND QUALIFIED:
ZAMI ABERMAN
1.2 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEES TO THE BOARD OF
DIRECTORS TO SERVE AS DIRECTORS OF THE
COMPANY UNTIL THE NEXT ANNUAL MEETING OF
THE STOCKHOLDERS AND UNTIL THEIR SUCCESSORS
SHALL HAVE BEEN DULY ELECTED AND QUALIFIED:
MARK GERMAIN
1.3 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEES TO THE BOARD OF
DIRECTORS TO SERVE AS DIRECTORS OF THE
COMPANY UNTIL THE NEXT ANNUAL MEETING OF
THE STOCKHOLDERS AND UNTIL THEIR SUCCESSORS
SHALL HAVE BEEN DULY ELECTED AND QUALIFIED:
MORIA KWIAT
1.4 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEES TO THE BOARD OF
DIRECTORS TO SERVE AS DIRECTORS OF THE
COMPANY UNTIL THE NEXT ANNUAL MEETING OF
THE STOCKHOLDERS AND UNTIL THEIR SUCCESSORS
SHALL HAVE BEEN DULY ELECTED AND QUALIFIED:
MAITAL SHEMESH-RASMUSSEN
1.5 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEES TO THE BOARD OF
DIRECTORS TO SERVE AS DIRECTORS OF THE
COMPANY UNTIL THE NEXT ANNUAL MEETING OF
THE STOCKHOLDERS AND UNTIL THEIR SUCCESSORS
SHALL HAVE BEEN DULY ELECTED AND QUALIFIED:
RAMI LEVI
1.6 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEES TO THE BOARD OF
DIRECTORS TO SERVE AS DIRECTORS OF THE
COMPANY UNTIL THE NEXT ANNUAL MEETING OF
THE STOCKHOLDERS AND UNTIL THEIR SUCCESSORS
SHALL HAVE BEEN DULY ELECTED AND QUALIFIED:
DORON SHORRER
1.7 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEES TO THE BOARD OF
DIRECTORS TO SERVE AS DIRECTORS OF THE
COMPANY UNTIL THE NEXT ANNUAL MEETING OF
THE STOCKHOLDERS AND UNTIL THEIR SUCCESSORS
SHALL HAVE BEEN DULY ELECTED AND QUALIFIED:
YAKY YANAY
2 TO RATIFY THE SELECTION OF KESSELMAN & Mgmt For For
KESSELMAN, CERTIFIED PUBLIC ACCOUNTANTS
(ISR.), A MEMBER FIRM OF
PRICEWATERHOUSECOOPERS INTERNATIONAL
LIMITED, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2021
3 TO CONSIDER AND APPROVE, BY A NONBINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXY EDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 713023430
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 16-Sep-2020
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO RE-ELECT PENELOPE JUDD, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR (IF
RE-ELECTED, MS. JUDD SHALL CONTINUE TO
SERVE AS CHAIRMAN OF THE COMPANY'S BOARD OF
DIRECTORS FOLLOWING THE ANNUAL GENERAL
MEETING)
2 TO RE-ELECT GAL HABER, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
3 TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
4 TO RE-ELECT ELAD EVEN-CHEN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
5 TO RE-ELECT STEVEN BALDWIN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO ELECT ANNE GRIM AS AN EXTERNAL DIRECTOR Mgmt For For
AND INDEPENDENT NONEXECUTIVE DIRECTOR OF
THE COMPANY FOR A THREE YEAR TERM IN
ACCORDANCE WITH ISRAELI LAW REQUIREMENTS
7 TO RE-APPOINT KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER FIRM OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR FOR 2020
8 TO AUTHORISE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS (OR, THE AUDIT COMMITTEE, IF
AUTHORISED BY THE BOARD OF DIRECTORS) TO
FIX THE REMUNERATION OF THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR
9 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT AND ISSUE UP TO
5,298,958 ORDINARY SHARES (REPRESENTING
JUST UNDER 5 PER CENT. OF THE COMPANY'S
ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD
IN TREASURY)) FOR CASH AS IF ARTICLE 10(B)
OF THE ARTICLES OF ASSOCIATION DID NOT
APPLY TO SUCH ALLOTMENT
10 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT AND ISSUE UP TO
5,298,958 ORDINARY SHARES (REPRESENTING
JUST UNDER 5 PER CENT. OF THE COMPANY'S
ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD
IN TREASURY)) FOR CASH AS IF ARTICLE 10(B)
OF THE ARTICLES OF ASSOCIATION DID NOT
APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH
AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES, TO BE USED ONLY FOR THE PURPOSES
OF: (I) FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE; OR (II)
REDUCING ANY DEBT SERVICE COSTS THE COMPANY
MAY INCUR IN THE FUTURE
11 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt For For
OF UP TO 10,597,917 ORDINARY SHARES
(REPRESENTING JUST UNDER 10 PER CENT. OF
THE COMPANY'S ISSUED SHARE CAPITAL
(EXCLUDING SHARES HELD IN TREASURY)) FOR
CASH
12 TO AMEND ARTICLE 41 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO INCREASE THE
MAXIMUM SIZE OF THE COMPANY'S BOARD OF
DIRECTORS FROM SEVEN DIRECTORS TO EIGHT
DIRECTORS
13 AS REQUIRED BY ISRAELI LAW, TO AMEND THE Mgmt For For
COMPANY'S REMUNERATION POLICY FOR DIRECTORS
AND EXECUTIVES TO INCORPORATE CLAWBACK AND
MALUS PROVISIONS
14 TO APPROVE THE FEES PAYABLE TO ANNE GRIM Mgmt For For
FOR HER SERVICES AS A NON-EXECUTIVE
DIRECTOR OF GBP 65,000 GROSS PER ANNUM
(WHICH AMOUNT SHALL INCREASE IN THE FUTURE
TO GBP 75,000 GROSS PER ANNUM IN THE EVENT
SHE IS APPOINTED AT A LATER DATE TO CHAIR A
COMMITTEE OF THE BOARD)
15 TO APPROVE AN INCREASE TO THE FEES PAYABLE Mgmt For For
TO STEVEN BALDWIN FOR HIS SERVICES AS A
NON-EXECUTIVE DIRECTOR FROM GBP 65,000
GROSS PER ANNUM TO GBP 75,000 GROSS PER
ANNUM EFFECTIVE 1 SEPTEMBER 2020
16 TO APPROVE AN INCREASE TO THE FEES PAYABLE Mgmt For For
TO DANIEL KING FOR HIS SERVICES AS A
NON-EXECUTIVE DIRECTOR FROM GBP 65,000
GROSS PER ANNUM TO GBP 75,000 GROSS PER
ANNUM EFFECTIVE 1 SEPTEMBER 2020
17 TO APPROVE A SPECIAL BONUS PAYMENT OF NIS Mgmt Against Against
4,250,000 (APPROX. USD 1,227,000) TO ELAD
EVEN-CHEN, THE COMPANY'S EXECUTIVE DIRECTOR
AND CHIEF FINANCIAL OFFICER, FOR HIS
EXTRAORDINARY CONTRIBUTION AND COMMITMENT
IN OBTAINING IN JULY 2020 A HIGHLY
BENEFICIAL APPROVAL FROM THE ISRAEL TAX
AUTHORITY (ITA) AND THE ISRAEL INNOVATION
AUTHORITY (IIA), AS SET FORTH IN THE
EXPLANATORY NOTES
18 TO APPROVE AN INCREASE TO THE ANNUAL SALARY Mgmt For For
OF DAVID ZRUIA, THE COMPANY'S NEW EXECUTIVE
DIRECTOR AND CHIEF EXECUTIVE OFFICER, FROM
NIS 1,100,000 (APPROX. USD 318,000) PER
ANNUM TO NIS 1,520,000 (APPROX. USD
439,000) PER ANNUM, EFFECTIVE 20 APRIL 2020
19 TO APPROVE THE GRANT TO DAVID ZRUIA, THE Mgmt For For
COMPANY'S NEW EXECUTIVE DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF A RESTRICTED SHARE
UNIT (RSU) AWARD UNDER AN ISRAELI COMPLIANT
INCENTIVE PROGRAM IN LIEU OF A SIMILAR LTIP
AWARD PREVIOUSLY GRANTED TO MR ZRUIA IN HIS
PRIOR ROLE AS CHIEF OPERATING OFFICER, WITH
AN AGGREGATE VALUE OF UP TO NIS 800,000
(APPROX. USD 231,000), SUBJECT TO THE TERMS
SET FORTH IN THE EXPLANATORY NOTES
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 713600105
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: EGM
Meeting Date: 16-Mar-2021
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO ELECT TAMI GOTTLIEB AS AN EXTERNAL Mgmt For For
DIRECTOR AND INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY FOR A THREE YEAR
TERM
2 TO APPROVE THE FEES PAYABLE TO TAMI Mgmt For For
GOTTLIEB FOR HER SERVICES AS AN EXTERNAL
DIRECTOR AND INDEPENDENT NON-EXECUTIVE
DIRECTOR OF 75,000 GBP
3 TO APPROVE AN INCREASE IN THE FEES PAYABLE Mgmt For For
TO ANNE GRIM FOR HER SERVICES AS AN
EXTERNAL DIRECTOR AND INDEPENDENT
NON-EXECUTIVE DIRECTOR
4 TO APPROVE THE FEES PAYABLE TO SIGALIA Mgmt For For
HEIFETZ FOR HER SERVICES AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF 75,000 GBP GROSS
PER ANNUM
5 TO AMEND ARTICLE 41 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO INCREASE THE
MAXIMUM SIZE OF THE COMPANY'S BOARD OF
DIRECTORS FROM EIGHT DIRECTORS TO NINE
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 713728698
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
2 TO RE-ELECT ELAD EVEN-CHEN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
3 TO RE-ELECT STEVE BALDWIN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT SIGALIA HEIFETZ, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO ELECT PROF JACOB A. FRENKEL PURSUANT TO Mgmt For For
ARTICLE 42 OF THE COMPANY'S ARTICLES OF
ASSOCIATION, AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR (IF ELECTED, PROF
FRENKEL SHALL SERVE AS CHAIR OF THE
COMPANY'S BOARD OF DIRECTORS FOLLOWING THE
ANNUAL GENERAL MEETING)
6 TO RE-APPOINT KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER FIRM OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR FOR 2021
7 TO AUTHORISE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS (OR, THE AUDIT COMMITTEE, IF
AUTHORISED BY THE BOARD OF DIRECTORS) TO
FIX THE REMUNERATION OF THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR
8 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION ("ARTICLES") TO ALLOT AND ISSUE
UP TO 5,099,475 ORDINARY SHARES
(REPRESENTING JUST UNDER 5 PER CENT. OF THE
COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING
SHARES HELD IN TREASURY)) FOR CASH AS IF
ARTICLE 10(B) OF THE ARTICLES OF
ASSOCIATION DID NOT APPLY TO SUCH
ALLOTMENT. -THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL EXPIRE AT THE CONCLUSION
OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2022 OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022,
UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THIS TIME. UNDER THE AUTHORITY CONFERRED BY
THIS RESOLUTION, THE DIRECTORS MAY BEFORE
SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO, SHARES TO BE GRANTED AFTER THE
AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
(AS THE CASE MAY BE) IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE RELEVANT
AUTHORITY CONFERRED IN THIS RESOLUTION HAD
NOT EXPIRED
9 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT AND ISSUE UP TO
5,099,475 ORDINARY SHARES (REPRESENTING
JUST UNDER 5 PER CENT. OF THE COMPANY'S
ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD
IN TREASURY)) FOR CASH AS IF ARTICLE 10(B)
OF THE ARTICLES OF ASSOCIATION DID NOT
APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH
AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES, TO BE USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE BOARD OF THE COMPANY DETERMINES TO BE
AN ACQUISITION OR OTHER CAPITAL INVESTMENT
OF A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE. - THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL EXPIRE AT THE CONCLUSION
OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2022 OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022,
UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THIS TIME. UNDER THE AUTHORITY CONFERRED BY
THIS RESOLUTION THE DIRECTORS MAY BEFORE
SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO, SHARES TO BE GRANTED AFTER THE
AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
(AS THE CASE MAY BE) IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE RELEVANT
AUTHORITY CONFERRED IN THIS RESOLUTION HAD
NOT EXPIRED
10 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt For For
OF UP TO 10,198,950 ORDINARY SHARES
(REPRESENTING JUST UNDER 10 PER CENT. OF
THE COMPANY'S ISSUED SHARE CAPITAL
(EXCLUDING SHARES HELD IN TREASURY)) FOR
CASH, PROVIDED THAT: A. THE MINIMUM PRICE
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
NIS 0.01, SUCH MINIMUM PRICE BEING
EXCLUSIVE OF ANY EXPENSES; B. THE MAXIMUM
PRICE WHICH MAY BE PAID FOR AN ORDINARY
SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL
TO 105 PER CENT. OF THE AVERAGE OF THE
MARKET VALUE FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE PLC
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) AN AMOUNT EQUAL TO THE
HIGHER OF THE PRICE OF THE LAST INDEPENDENT
TRADE OF AN ORDINARY SHARE AND THE HIGHEST
CURRENT INDEPENDENT BID FOR AN ORDINARY
SHARE ON THE LONDON STOCK EXCHANGE AT THE
TIME THE PURCHASE IS CARRIED OUT, SUCH
MAXIMUM PRICE BEING EXCLUSIVE OF ANY
EXPENSES; AND C. THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2022 OR, IF EARLIER, AT THE CLOSE OF
BUSINESS ON 4 AUGUST 2022, UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO THIS TIME. -
UNDER THE AUTHORITY CONFERRED BY THIS
RESOLUTION, THE COMPANY MAY BEFORE THE
AUTHORITY EXPIRES MAKE AN OFFER OR ENTER
INTO AN AGREEMENT TO PURCHASE ORDINARY
SHARES UNDER THIS AUTHORITY WHICH WOULD OR
MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, AND THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT AS IF THE POWER
CONFERRED IN THIS RESOLUTION HAD NOT
EXPIRED
11 AS REQUIRED BY THE ISRAELI COMPANIES LAW, Mgmt For For
5759-1999 ("COMPANIES LAW"), TO RENEW THE
COMPANY'S REMUNERATION POLICY FOR DIRECTORS
AND EXECUTIVES, IN THE FORM ATTACHED HERETO
AS ANNEX A
12 TO APPROVE THE FEES PAYABLE TO PROF JACOB Mgmt For For
FRENKEL FOR HIS SERVICES AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF NIS 1,605,000
(APPROX. GBP 350,000) (PLUS VAT) GROSS PER
ANNUM, EFFECTIVE AS OF THE DATE OF THE AGM,
WHICH SHALL BE PAID TO PROF FRENKEL AS
FOLLOWS: (A) NIS 1,260,000 (APPROX. GBP
275,000) AND VAT IN CASH, AND (B) NIS
345,000 (APPROX. GBP 75,000) BY THE
ALLOTMENT OF ORDINARY SHARES OF THE COMPANY
13 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR DAVID ZRUIA, THE
CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE
DIRECTOR OF THE COMPANY: (A) AN INCREASE IN
THE FEES PAYABLE TO MR ZRUIA, AS AN
AMENDMENT TO HIS EMPLOYMENT CONTRACT, FOR
HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND
EXECUTIVE DIRECTOR FROM NIS 1,520,000
(APPROX. GBP 343,000) TO NIS 2,060,000
(APPROX. GBP 450,000) GROSS PER ANNUM,
EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT
TO MR ZRUIA OF AN ANNUAL BONUS FOR THE YEAR
ENDING 31 DECEMBER 2021, WITH AN AGGREGATE
VALUE OF UP TO 250 PER CENT. OF THE SERVICE
FEE (NIS 5,150,000 (APPROX. GBP
1,125,000)), AS SET FORTH IN THE
EXPLANATORY NOTES. (C) THE GRANT TO MR
ZRUIA OF AN LTIP AWARD WITH AN AGGREGATE
VALUE OF UP TO 250 PER CENT. OF THE SERVICE
FEE (NIS 5,150,000 (APPROX. GBP
1,125,000)), THE EFFECTIVE GRANT DATE OF
WHICH SHALL BE 1 JANUARY 2021, AS SET FORTH
IN THE EXPLANATORY NOTES
14 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR ELAD EVEN-CHEN,
THE CHIEF FINANCIAL OFFICER AND AN
EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN
INCREASE IN THE SERVICE CONTRACT FEE
PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS
CHIEF FINANCIAL OFFICER AND EXECUTIVE
DIRECTOR FROM NIS 1,700,000 (APPROX. GBP
384,000) TO NIS 2,060,000 (APPROX. GBP
450,000) (PLUS VAT) PER ANNUM, EFFECTIVE 1
JANUARY 2021. (B) THE PAYMENT TO EVEN-CHEN
OF AN ANNUAL BONUS FOR THE YEAR ENDING 31
DECEMBER 2021, WITH AN AGGREGATE VALUE OF
UP TO 250 PER CENT. OF THE SERVICE CONTRACT
FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)
(PLUS VAT)), ALL AS SET FORTH IN THE
EXPLANATORY NOTES. (C) THE GRANT TO
EVEN-CHEN OF AN LTIP AWARD WITH AN
AGGREGATE VALUE OF UP TO 250 PER CENT. OF
THE SERVICE CONTRACT FEE (NIS 5,150,000
(APPROX. GBP 1,125,000) (PLUS VAT)), THE
EFFECTIVE GRANT DATE OF WHICH SHALL BE 1
JANUARY 2021, AS SET FORTH IN THE
EXPLANATORY NOTES
15 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE A TAX BONUS PAYMENT
OF NIS 4,250,000 (PLUS VAT) (APPROX. GBP
927,000), WHICH SHALL BE PAID TO EVEN-CHEN
BY THE ALLOTMENT OF ORDINARY SHARES OF THE
COMPANY FOR THE EXTRAORDINARY CONTRIBUTION
AND COMMITMENT IN OBTAINING A HIGHLY
BENEFICIAL APPROVAL FROM THE ISRAEL TAX
AUTHORITY (ITA) AND THE ISRAEL INNOVATION
AUTHORITY (IIA), THE EFFECTIVE PAYMENT DATE
OF WHICH SHALL BE 1 JANUARY 2021, TO BE
HELD BY EVEN-CHEN FOR A MINIMUM PERIOD OF
TWO YEARS, AS SET FORTH IN THE EXPLANATORY
NOTES
16 AS AN ADVISORY VOTE, TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT, IN THE FORM
SET OUT ON PAGES 67 TO 75 OF THE COMPANY'S
ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
--------------------------------------------------------------------------------------------------------------------------
POWERFLEET, INC. Agenda Number: 935235893
--------------------------------------------------------------------------------------------------------------------------
Security: 73931J109
Meeting Type: Annual
Meeting Date: 09-Jul-2020
Ticker: PWFL
ISIN: US73931J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Brodsky Mgmt For For
Michael Casey Mgmt For For
Charles Frumberg Mgmt For For
David Mahlab Mgmt For For
Chris Wolfe Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RADA ELECTRONIC INDUSTRIES LTD. Agenda Number: 935442905
--------------------------------------------------------------------------------------------------------------------------
Security: M81863124
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: RADA
ISIN: IL0010826506
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: YOSSI BEN
SHALOM
1B. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: JOSEPH
WEISS
1C. Re-election of Director for term expiring Mgmt For For
at 2022 Annual General Meeting: ALON
DUMANIS
1D. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: GUY ZUR
1E. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: HAIM REGEV
2. To approve the amendments of the Company's Mgmt Against Against
existing Articles of Association as marked
in the Form attached as Annex A to the
Proxy Statement.
3. To approve certain amendments to the Mgmt For For
Company's Compensation Policy mainly with
respect to the terms of payment of the
annual performance bonus to the Company's
CEO, the grant of long-term equity-based
compensation to the Company's directors and
the terms of the D&O insurance.
3A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Item 3 as such
terms are explained in the proxy statement?
If you do not vote YES=FOR or NO=AGAINST
the vote on the corresponding proposal will
not count.
4. To approve the terms of service including a Mgmt For For
grant of options to purchase the Company's
shares to all of the Company's directors
(other than the External Directors).
5. To approve the amendment of the terms of Mgmt For For
employment of Mr. Dov Sella, the Company's
Chief Executive Officer.
5A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Item 5 as such
terms are explained in the proxy statement?
If you do not vote YES=FOR or NO=AGAINST
the vote on the corresponding proposal will
not count.
6. To approve the reservation of additional Mgmt For For
Ordinary Shares under the Company's U.S.
Taxpayers Appendix to the Company's 2015
Share Option Plan.
7. To ratify and approve the reappointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accounting firm, a member of Ernst &
Young Global, as the Company's independent
registered public accountants for the year
ending December 31, 2021 and to authorize
the Company's Board of Directors to
determine their compensation based on the
recommendation of the Company's Audit
Committee.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935284303
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Gabi
Seligsohn
1B. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Stanley
B. Stern
1C. Election of Class II director until the Mgmt For For
Annual General Meeting of 2022: Ms. Naama
Zeldis
2. To approve certain amendments to the Mgmt For For
Company's Articles of Association relating
to shareholder proposals
3. To approve grants of equity-based awards to Mgmt For For
the President and Chief Executive Officer
of the Company.
3A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 3, check the "NO" box.
As described under the heading "Required
Vote" in item 3 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
4. To approve amendments to the Company's Mgmt For For
Compensation Policy for Executive Officers
and Directors.
4A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
5. To authorize Mr. Yehuda Zisapel to act as Mgmt Against Against
Chairman of the Board of Directors for a
period of three years
5A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
6. To approve the reappointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
REDHILL BIOPHARMA LTD. Agenda Number: 935278273
--------------------------------------------------------------------------------------------------------------------------
Security: 757468103
Meeting Type: Special
Meeting Date: 26-Oct-2020
Ticker: RDHL
ISIN: US7574681034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Compensation Policy regarding the D&O
insurance premium.
1a. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in the approval of
proposal 1 above? (Response required for
vote to be counted.) MARK "FOR" = YES OR
"AGAINST" = NO.
2. To approve an amendment to the Amended and Mgmt Against Against
Restated Articles of Association of the
Company to add a forum selection provision.
3. To approve amendments to the employment Mgmt Against Against
terms of Mr. Dror Ben-Asher, the Company's
Chief Executive Officer.
3a. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in the approval of
proposal 3 above? (Response required for
vote to be counted.). MARK "FOR" = YES OR
"AGAINST" = NO.
4. To approve an amendment to the employment Mgmt For For
terms of Mr. Rick Scruggs, the Company's
Chief Commercial Officer
5. To approve the repricing of options Mgmt Against Against
exercisable into American Depository Shares
("ADSs") of the Company granted to Mr. Rick
Scruggs.
6. To approve the extension of options to Mgmt Against Against
purchase ADSs of the Company previously
granted to members of the board of
directors.
7. To approve the extension of options to Mgmt Against Against
purchase ADSs of the Company previously
granted to Mr. Dror Bern-Asher.
7a. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in the approval of
proposal 7 above? (Response required for
vote to be counted.). MARK "FOR" = YES OR
"AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORPORATION NV Agenda Number: 713278162
--------------------------------------------------------------------------------------------------------------------------
Security: G7T16G103
Meeting Type: AGM
Meeting Date: 24-Nov-2020
Ticker:
ISIN: KYG7T16G1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A REELECT GUY BERNSTEIN AS DIRECTOR Mgmt For For
1.B REELECT RONI AL DOR AS DIRECTOR Mgmt For For
1.C REELECT EYAL BEN-CHLOUCHE AS DIRECTOR Mgmt For For
1.D REELECT YACOV ELINAV AS DIRECTOR Mgmt For For
1.E REELECT UZI NETANEL AS DIRECTOR Mgmt For For
1.F REELECT NAAMIT SALOMON AS DIRECTOR Mgmt For For
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
3 APPROVE KOST FORER GABBAY & KASIERER AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES
--------------------------------------------------------------------------------------------------------------------------
SILICOM LTD. Agenda Number: 935434528
--------------------------------------------------------------------------------------------------------------------------
Security: M84116108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SILC
ISIN: IL0010826928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the re-election of Mr. Eli Doron Mgmt For For
to hold office as Director for a three-year
term commencing on the date of the Meeting
until the Annual General Meeting of
Shareholders to be held in the year 2024,
and until his successor has been duly
elected.
2. To approve the grant of 13,333 Plan options Mgmt For For
to purchase ordinary shares of the Company
pursuant to the Plan and in compliance with
the Compensation Policy and the
Compensation Policy Cap, to Mr. Avi
Eizenman, the Company's active chairman of
the Board of Directors.
3. To approve the grant of 13,333 Plan options Mgmt For For
to purchase ordinary shares of the Company
pursuant to the Plan and in compliance with
the Compensation Policy and the
Compensation Policy Cap, to Mr Yeshayahu
("Shaike") Orbach, the President and Chief
Executive Officer of the Company.
3A. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt Against
DEFINED BELOW) WITH RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 3? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU WILL BE
DEEMED AS HAVING A PERSONAL INTEREST WITH
RESPECT TO PROPOSAL 3 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED FOR THE
APPROVAL OF PROPOSAL 3).MARK FOR = YES,
AGAINST = NO.
4. Appointment of Kesselman & Kesselman, Mgmt For For
Certified Public Accountants (Isr.), PWC
Israel, as independent accountants of the
Company for year ending December 31, 2021,
and until the next annual general meeting
of the shareholders of the Company, and to
authorize the Audit Committee of the Board
of Directors to fix the compensation of
such auditors in accordance with the amount
and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt For For
1B. Election of Director: Avery More Mgmt For For
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SPLITIT PAYMENTS LTD Agenda Number: 713044016
--------------------------------------------------------------------------------------------------------------------------
Security: M8T02E105
Meeting Type: OGM
Meeting Date: 16-Sep-2020
Ticker:
ISIN: IL0011570806
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 TO 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RATIFICATION OF PRIOR ISSUE OF PLACEMENT Mgmt For For
SHARES ISSUED UNDER ASX LISTING RULE 7.1 ON
7 MAY 2020: THAT, FOR THE PURPOSES OF ASX
LISTING RULE 7.4 AND FOR ALL OTHER
PURPOSES, SHAREHOLDERS RATIFY THE ISSUE AND
ALLOTMENT OF 7,798,583 MAY PLACEMENT SHARES
UNDER ASX LISTING RULE 7.1 ON 7 MAY 2020 ON
THE TERMS AND CONDITIONS AS SET OUT IN THE
EXPLANATORY MEMORANDUM
2 RATIFICATION OF PRIOR ISSUE OF PLACEMENT Mgmt For For
SHARES ISSUED UNDER ASX LISTING RULE 7.1A
ON 7 MAY 2020: THAT, FOR THE PURPOSES OF
ASX LISTING RULE 7.4 AND FOR ALL OTHER
PURPOSES, SHAREHOLDERS RATIFY THE ISSUE AND
ALLOTMENT OF 31,225,808 MAY PLACEMENT
SHARES UNDER ASX LISTING RULE 7.1A ON 7 MAY
2020 ON THE TERMS AND CONDITIONS AS SET OUT
IN THE EXPLANATORY MEMORANDUM
3 RATIFICATION OF PRIOR ISSUE OF PLACEMENT Mgmt For For
SHARES ISSUED UNDER ASX LISTING RULE 7.1 ON
12 AUGUST 2020
4 APPROVAL OF ISSUE OF PLACEMENT SHARES UNDER Mgmt For For
ASX LISTING RULE 7.1
5 APPROVAL OF ISSUE OF PLACEMENT SHARES TO Mgmt For For
SPIRO PAPPAS UNDER ASX LISTING RULE 10.11
6 APPROVAL OF ISSUE OF PLACEMENT SHARES TO Mgmt For For
BRAD PATERSON UNDER ASX LISTING RULE 10.11
7 APPROVAL OF ISSUE OF PLACEMENT SHARES TO Mgmt For For
THIERRY DENIS UNDER ASX LISTING RULE 10.11
8 APPROVAL OF ISSUE OF PLACEMENT SHARES TO Mgmt For For
ALON FEIT AND A RELATED PARTY OF ALON FEIT
UNDER ASX LISTING RULE 10.11
9 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SPLITIT PAYMENTS LTD Agenda Number: 713145250
--------------------------------------------------------------------------------------------------------------------------
Security: M8T02E105
Meeting Type: AGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: IL0011570806
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 6, 7 AND 8 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF DIRECTOR - MR ALON FEIT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR MARK ANTIPOF Mgmt For For
3 RE-ELECTION OF DIRECTOR - MR JAN KOELBLE Mgmt For For
4 APPOINTMENT OF AUDITOR: DELOITTE BRIGHTMAN Mgmt For For
ALMAGOR ZOHAR & CO
5 APPROVAL OF MODIFICATIONS TO EIP, INCLUDING Mgmt For For
ADOPTION OF THE AUSTRALIAN SUB-PLAN AND THE
UK SUB-PLAN
6 RATIFICATION OF PRIOR ISSUE OF SECURITIES Mgmt For For
UNDER THE EIP ISSUED UNDER ASX LISTING RULE
7.1
7 APPROVAL OF VARIATION OF OPTION TERMS TO Mgmt For For
PERMIT CASHLESS EXRCISE
8 APPROVAL OF 10% PLACEMENT CAPACITY Mgmt For For
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES
CMMT 23 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SPLITIT PAYMENTS LTD Agenda Number: 713709270
--------------------------------------------------------------------------------------------------------------------------
Security: M8T02E105
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: IL0011570806
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 5 TO 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 APPOINTMENT OF NON-EXECUTIVE EXTERNAL Mgmt For For
DIRECTOR - MS VANESSA LEFEBVRE
2 APPOINTMENT OF NON-EXECUTIVE EXTERNAL Mgmt For For
DIRECTOR - MR SCOTT MAHONEY
3 APPROVAL TO INCREASE NON-EXECUTIVE Mgmt For For
DIRECTORS' REMUNERATION POOL
4 RATIFICATION OF THE APPOINTMENT OF MS DAWN Mgmt For For
ROBERTSON AS CHAIR
5 APPROVAL OF MODIFICATIONS TO THE Mgmt For For
COMPENSATION PACKAGE, INCLUDING THE
PROPOSED ISSUE OF OPTIONS - MS DAWN
ROBERTSON
6 APPROVAL OF MODIFICATIONS TO THE Mgmt For For
COMPENSATION PACKAGE, INCLUDING THE
PROPOSED ISSUE OF OPTIONS - MR THIERRY
DENIS
7 APPROVAL OF MODIFICATIONS TO THE Mgmt For For
COMPENSATION PACKAGE, INCLUDING THE
PROPOSED ISSUE OF OPTIONS - MR JAN KOELBLE
8 APPROVAL OF COMPENSATION PACKAGE, INCLUDING Mgmt For For
THE PROPOSED ISSUE OF OPTIONS - MS VANESSA
LEFEBVRE
9 APPROVAL OF COMPENSATION PACKAGE, INCLUDING Mgmt For For
THE PROPOSED ISSUE OF OPTIONS - MR SCOTT
MAHONEY
10 APPROVAL OF REMUNERATION POLICY Mgmt Against Against
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935289670
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 30-Nov-2020
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election or re-election of Director: Dov Mgmt No vote
Ofer
1b. Election or re-election of Director: Zeev Mgmt No vote
Holtzman
1c. Election or re-election of Director: John Mgmt No vote
J. McEleney
1d. Election or re-election of Director: Ziva Mgmt No vote
Patir
1e. Election or re-election of Director: David Mgmt No vote
Reis
1f. Election or re-election of Director: Mgmt No vote
Michael Schoellhorn
1g. Election or re-election of Director: Yair Mgmt No vote
Seroussi
1h. Election or re-election of Director: Adina Mgmt No vote
Shorr
2. Approval of the continuation of the payment Mgmt No vote
of the current annual compensation packages
(consisting of annual cash fees for Board
and committee service, annual option grants
and per meeting cash fees) to the
non-employee directors of the Company in
respect of their directorship services on
the Company's Board of Directors (the
"Board").
3. Approval of compensation for the Company's Mgmt No vote
new Chairman of the Board, Dov Ofer.
4. Approval of an increase by 500,000 in the Mgmt No vote
number of ordinary shares available for
issuance under the Company's 2012 Omnibus
Equity Incentive Plan.
5. Approval of amendment to Compensation Mgmt No vote
Policy to amend D&O insurance coverage and
premium/deductible parameters.
5a. The undersigned hereby confirms that he, Mgmt No vote
she or it is not a "controlling
shareholder" (under the Israeli Companies
Law, as described in the Proxy Statement)
and does not have a conflict of interest
(referred to as a "personal interest" under
the Israeli Companies Law, as described in
the Proxy Statement) in the approval of
Proposal 5 [MUST COMPLETE].
6. Reappointment of Kesselman & Kesselman, a Mgmt No vote
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2020 and until the Company's
next annual general meeting of
shareholders, and authorization of the
Board (upon recommendation of the audit
committee of the Board) to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
TOWER SEMICONDUCTOR LTD Agenda Number: 713022301
--------------------------------------------------------------------------------------------------------------------------
Security: M87915274
Meeting Type: OGM
Meeting Date: 17-Sep-2020
Ticker:
ISIN: IL0010823792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. AMIR ELSTEIN
1.2 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. RUSSELL ELLWANGER
1.3 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. KALMAN KAUFMAN
1.4 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. ALEX KORNHAUSER
1.5 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MS. DANA GROSS
1.6 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. ILAN FLATO
1.7 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. RAMI GUZMAN
1.8 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. YOAV CHELOUCHE
1.9 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MS. IRIS AVNER
1.10 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MS. MICHAL VAKRAT WOLKIN
1.11 ELECT MEMBER TO THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS: MR. AVI HASSON
2 ELECT MR. AMIR ELSTEIN TO SERVE AS THE Mgmt For For
COMPANY'S CHAIRMAN OF THE BOARD OF
DIRECTORS AND APPROVE THE TERMS OF HIS
COMPENSATION
3 APPROVE THE COMPANY'S REVISED EXECUTIVE Mgmt For For
COMPENSATION POLICY
4 INCREASE THE BASE SALARY OF MR. RUSSELL Mgmt For For
ELLWANGER, THE COMPANY'S CEO
5 AWARD EQUITY-BASED COMPENSATION TO MR. Mgmt For For
RUSSELL ELLWANGER, THE COMPANY'S CEO
6 APPROVE THE AMENDED TERMS OF COMPENSATION Mgmt For For
FOR EACH OF THE MEMBERS OF THE COMPANY'S
BOARD OF DIRECTORS (OTHER THAN AMIR ELSTEIN
AND RUSSELL ELLWANGER)
7 APPROVE THE PROPOSED EQUITY GRANT FOR EACH Mgmt For For
OF THE MEMBERS OF THE COMPANY'S BOARD OF
DIRECTORS (OTHER THAN AMIR ELSTEIN AND
RUSSELL ELLWANGER)
8 APPOINT BRIGHTMAN ALMAGOR ZOHAR AND CO, A Mgmt For For
MEMBER FIRM OF DELOITTE, AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS AND
AUTHORIZE THE BOARD OF DIRECTORS TO SET ITS
FEES
--------------------------------------------------------------------------------------------------------------------------
TREMOR INTERNATIONAL LIMITED Agenda Number: 713889218
--------------------------------------------------------------------------------------------------------------------------
Security: M8T80P105
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IL0011320343
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 548937 DUE TO CHANGE IN RECORD
DATE FROM 29 APR 2021 TO 31 MAR 2021. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 TO ELECT LISA KLINGER AS AN EXTERNAL Mgmt For For
DIRECTOR AND INDEPENDENT NON-EXECUTIVE
DIRECTOR
2 TO RATIFY AND APPROVE THE REMUNERATION OF Mgmt For For
CHRISTOPHER STIBBS AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
3 TO APPROVE THE REMUNERATION OF LISA KLINGER Mgmt For For
AS AN EXTERNAL DIRECTOR AND INDEPENDENT
NON-EXECUTIVE DIRECTOR
4 TO APPROVE NEW REMUNERATION FOR OFER Mgmt For For
DRUKER, THE COMPANY'S CHIEF EXECUTIVE
OFFICER AND EXECUTIVE DIRECTOR
5 TO APPROVE NEW REMUNERATION FOR YANIV Mgmt For For
CARMI, THE COMPANY'S CHIEF OPERATING
OFFICER AND EXECUTIVE DIRECTOR
6 TO APPROVE NEW REMUNERATION FOR SAGI NIRI, Mgmt For For
THE COMPANY'S CHIEF FINANCIAL OFFICER AND
EXECUTIVE DIRECTOR
7 TO APPROVE AN INCREASE TO THE AVAILABLE Mgmt For For
POOL OF THE COMPANY'S 2017 EQUITY INCENTIVE
PLAN
8 TO AMEND AND EXTEND THE TERM OF THE Mgmt For For
COMPANY'S REMUNERATION POLICY FOR DIRECTORS
AND EXECUTIVES
9 TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION
10 TO ADOPT NEW DIRECTOR AND OFFICER Mgmt For For
INDEMNIFICATION AGREEMENTS
11 TO APPROVE THE WAIVER OF SHAREHOLDERS Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH THE
U.S. DUAL LISTING
--------------------------------------------------------------------------------------------------------------------------
TUFIN SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935247418
--------------------------------------------------------------------------------------------------------------------------
Security: M8893U102
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: TUFN
ISIN: IL0011571556
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Mr. Yuval Shachar Mgmt For For
1B. Re-election of Director: Mr. Reuven Mgmt For For
Harrison
1C. Re-election of Director: Mr. Edouard Mgmt For For
Cukierman
2. To approve amendments to the compensation Mgmt For For
terms of the Company's non-executive
directors.
2A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 2? (Please
note: In the event that Proposal No. 3 is
rejected, if you do not mark either Yes or
No, your shares will not be voted for
Proposal No. 2). Mark "for" = yes or
"against" = no.
3. To approve an amendment to the Company's Mgmt For For
compensation policy.
3A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 3? (Please
note: If you do not mark either Yes or No,
your shares will not be voted for Proposal
No. 3). Mark "for" = yes or "against" = no.
4. To approve amendments to the Company's Mgmt Against Against
Articles of Association to add a forum
selection provision.
5. To approve and ratify the purchase by the Mgmt For For
Company of D&O insurance policy.
5A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 5? (Please
note: If you do not mark either Yes or No,
your shares will not be voted for Proposal
No. 5). Mark "for" = yes or "against" = no.
6. To approve a grant of RSUs to the Company's Mgmt For For
chairman and chief executive officer.
7. To approve a grant of RSUs to the Company's Mgmt For For
director and chief technology officer.
8. To approve and ratify the re-appointment of Mgmt For For
Kesselman & Kesselman, Certified Public
Accountant (Isr.), independent registered
public accounting firm, a member of
PricewaterhouseCoopers International
Limited as the independent auditors of the
Company for the period ending at the close
of the next Annual General Meeting.
--------------------------------------------------------------------------------------------------------------------------
UROGEN PHARMA LTD Agenda Number: 935429096
--------------------------------------------------------------------------------------------------------------------------
Security: M96088105
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: URGN
ISIN: IL0011407140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arie Belldegrun Mgmt For For
Elizabeth Barrett Mgmt For For
Cynthia M. Butitta Mgmt For For
Fred E. Cohen Mgmt For For
Kathryn E. Falberg Mgmt For For
Stuart Holden Mgmt For For
Ran Nussbaum Mgmt For For
Shawn C. Tomasello Mgmt For For
2. To approve an amendment to the Company's Mgmt Against Against
2017 Equity Incentive Plan to increase the
number of ordinary shares authorized for
issuance under the plan by 400,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Company's proxy statement for the annual
meeting.
4. To approve the engagement of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as the
Company's auditor until the Company's 2022
annual meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VARONIS SYSTEMS, INC. Agenda Number: 935385345
--------------------------------------------------------------------------------------------------------------------------
Security: 922280102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VRNS
ISIN: US9222801022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gili Iohan Mgmt For For
Rachel Prishkolnik Mgmt For For
Ofer Segev Mgmt For For
2. To approve, on a non-binding basis, the Mgmt Against Against
executive compensation of our named
executive officers.
3. To ratify the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global Limited, as the independent
registered public accounting firm of the
Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935427179
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
Linda Crawford Mgmt For For
John Egan Mgmt For For
Reid French Mgmt For For
Stephen Gold Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accountants for the year ending January 31,
2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935282157
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Deirdre Bigley
1B. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Allon Bloch
2. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and until the next annual general meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
XLMEDIA PLC Agenda Number: 712822914
--------------------------------------------------------------------------------------------------------------------------
Security: G9828U107
Meeting Type: EGM
Meeting Date: 02-Jul-2020
Ticker:
ISIN: JE00BH6XDL31
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RESOLVE THAT THE XLMEDIA 2020 GLOBAL Mgmt Abstain Against
SHARE INCENTIVE PLAN (THE '2020 LTIP') BE
HEREBY APPROVED
ETFMG Alternative Harvest ETF
--------------------------------------------------------------------------------------------------------------------------
22ND CENTURY GROUP, INC. Agenda Number: 935414653
--------------------------------------------------------------------------------------------------------------------------
Security: 90137F103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: XXII
ISIN: US90137F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard M. Sanders Mgmt For For
Michael Koganov Mgmt For For
2. To approve, by non-binding vote, 2020 Mgmt Abstain Against
executive compensation.
3. To approve the 22nd Century Group, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
4. Ratification of the appointment of Freed Mgmt For For
Maxick CPA's as the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Mgmt For For
Jr.
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Munoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm.
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers.
4. Shareholder Proposal - Review and Report on Shr For Against
Underage Tobacco Prevention Policies and
Marketing Practices.
5. Shareholder Proposal - Disclosure of Shr For Against
Lobbying Policies and Practices.
--------------------------------------------------------------------------------------------------------------------------
APHRIA INC. Agenda Number: 935284492
--------------------------------------------------------------------------------------------------------------------------
Security: 03765K104
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: APHA
ISIN: CA03765K1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Irwin D. Simon Mgmt No vote
Renah Persofsky Mgmt No vote
Jodi Butts Mgmt No vote
John M. Herhalt Mgmt No vote
David Hopkinson Mgmt No vote
Tom Looney Mgmt No vote
Walter Robb Mgmt No vote
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
APHRIA INC. Agenda Number: 935356750
--------------------------------------------------------------------------------------------------------------------------
Security: 03765K104
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker: APHA
ISIN: CA03765K1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if thought advisable, to Mgmt For For
pass a special resolution, the full text of
which is set forth in Appendix "C" to the
accompanying joint proxy
statement/management information circular
(the "Circular"), approving an arrangement
pursuant to Section 182 of the Business
Corporations Act (Ontario) involving, among
other things, the acquisition by Tilray,
Inc. of all of the outstanding shares of
Aphria Inc., all as more particularly
described in the Circular.
--------------------------------------------------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC. Agenda Number: 935418497
--------------------------------------------------------------------------------------------------------------------------
Security: 040047607
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ARNA
ISIN: US0400476075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jayson Dallas, M.D. Mgmt For For
Oliver Fetzer, Ph.D. Mgmt For For
Kieran T. Gallahue Mgmt For For
Jennifer Jarrett Mgmt For For
Katharine Knobil, M.D. Mgmt For For
Amit D. Munshi Mgmt For For
Garry A. Neil, M.D. Mgmt For For
Tina S. Nova, Ph.D. Mgmt For For
Nawal Ouzren Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement accompanying this notice.
3. To approve the Arena Pharmaceuticals, Inc. Mgmt For For
2021 Long-Term Incentive Plan.
4. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as our independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AURORA CANNABIS INC. Agenda Number: 935281395
--------------------------------------------------------------------------------------------------------------------------
Security: 05156X884
Meeting Type: Annual and Special
Meeting Date: 12-Nov-2020
Ticker: ACB
ISIN: CA05156X8843
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at eight Mgmt For For
(8).
2 DIRECTOR
Miguel Martin Mgmt For For
Michael Singer Mgmt For For
Ron Funk Mgmt For For
Norma Beauchamp Mgmt For For
Margaret Shan Atkins Mgmt For For
Adam Szweras Mgmt For For
Michael Detlefsen Mgmt For For
Lance Friedmann Mgmt For For
3 Appointment of KPMG LLP as Auditors of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 To consider, and if thought advisable, to Mgmt For For
pass an ordinary resolution for the
continuation of the Company's 10% "rolling"
share option plan and to authorize the
grant of all currently available option
entitlements issuable thereunder until
November 12, 2023, as more particularly
described in the accompanying Management
Information Circular.
5 To consider, and if thought advisable, to Mgmt For For
pass an ordinary resolution to approve the
Company's new Performance Share Unit Plan,
as more particularly described in the
accompanying Management Information
Circular.
6 To consider, and if thought advisable, to Mgmt For For
pass an ordinary resolution that approves
an amendment to the Company's Fixed
Restricted Share Unit Plan, as more
particularly described in the accompanying
Management Information Circular.
7 To consider, and if thought advisable, to Mgmt For For
pass an ordinary resolution that approves
an amendment to the Company's Fixed
Deferred Share Unit Plan, as more
particularly described in the accompanying
Management Information Circular.
8 To consider and, if deemed appropriate, to Mgmt For For
pass with or without variation, a
non-binding advisory resolution on the
Company's approach to executive
compensation, as more particularly
described in the accompanying Management
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORPORATION Agenda Number: 935259083
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: Annual and Special
Meeting Date: 21-Sep-2020
Ticker: CGC
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Judy A. Schmeling Mgmt For For
1B Election of Director: David Klein Mgmt For For
1C Election of Director: Robert Hanson Mgmt For For
1D Election of Director: David Lazzarato Mgmt For For
1E Election of Director: William Newlands Mgmt For For
1F Election of Director: Jim Sabia Mgmt For For
1G Election of Director: Theresa Yanofsky Mgmt For For
02 The re-appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as the Company's
independent registered public accounting
firm for fiscal year 2021 and to authorize
the Board of Directors of the Company to
fix their remuneration.
03 To approve certain amendments to the Mgmt For For
Company's Amended and Restated Omnibus
Incentive Plan and all unallocated awards
issuable under the Amended and Restated
Omnibus Incentive Plan, as described in the
proxy statement.
04 To approve certain amendments to the Mgmt For For
Company's 2017 Employee Stock Purchase
Plan, as described in the proxy statement.
05 To adopt, on an advisory (non-binding) Mgmt For For
basis, a resolution approving the
compensation of the Company's named
executive officers, as described in the
proxy statement.
06 To adopt, on an advisory (non-binding) Mgmt 1 Year For
basis, a resolution on the frequency of
future "say-on-pay" votes as described in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CANOPY RIVERS INC. Agenda Number: 935261329
--------------------------------------------------------------------------------------------------------------------------
Security: 138041108
Meeting Type: Annual and Special
Meeting Date: 24-Sep-2020
Ticker: CNPOF
ISIN: CA1380411084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Narbe Alexandrian Mgmt For For
Asha Daniere Mgmt For For
Garth Hankinson Mgmt For For
Mike Lee Mgmt For For
Richard Mavrinac Mgmt For For
Joseph Mimran Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors of the
Company for the ensuing year and
authorizing the directors to fix their
remuneration.
3 To consider and, if deemed advisable, to Mgmt For For
pass, an ordinary resolution approving the
Company's non-employee director share unit
plan, including any previous grants of
restricted share units and all unallocated
restricted share units issuable thereunder,
as more particularly described in the
accompanying management information
circular.
4 To consider and, if deemed advisable, to Mgmt For For
pass, an ordinary resolution approving the
Company's long-term incentive plan,
including any previous grants of
performance share units and all unallocated
awards issuable thereunder, as more
particularly described in the accompanying
management information circular.
--------------------------------------------------------------------------------------------------------------------------
CHARLOTTE'S WEB HOLDINGS, INC. Agenda Number: 935432168
--------------------------------------------------------------------------------------------------------------------------
Security: 16106R109
Meeting Type: Annual and Special
Meeting Date: 09-Jun-2021
Ticker: CWBHF
ISIN: CA16106R1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of directors to be Mgmt For For
elected at the Meeting at five (5).
2 DIRECTOR
Adrienne Elsner Mgmt For For
John Held Mgmt For For
Jacques Tortoroli Mgmt For For
Jean Birch Mgmt For For
Susan Vogt Mgmt For For
3 To appoint Ernst & Young LLP as auditors Mgmt For For
for the ensuing year and to authorize the
directors to fix the remuneration to be
paid to the auditors.
4 To consider and, if deemed appropriate, Mgmt For For
pass, with or without variation, an
ordinary resolution, the full text of which
is set forth in Appendix A to the
management information circular dated April
30, 2021 (the "Information Circular"), to
approve the amended long term incentive
plan of the Company, as more fully
described in the Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CORBUS PHARMACEUTICALS HOLDINGS, INC. Agenda Number: 935384278
--------------------------------------------------------------------------------------------------------------------------
Security: 21833P103
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: CRBP
ISIN: US21833P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Yuval Cohen Mgmt For For
Alan Holmer Mgmt For For
Avery W. Catlin Mgmt For For
Peter Salzmann Mgmt For For
John Jenkins Mgmt For For
Rachelle Jacques Mgmt For For
2. Ratification of EisnerAmper LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
executive compensation of the Company's
named executive officers.
4. To approve an amendment to the Company's Mgmt For For
certificate of incorporation, as amended,
to increase the Company's authorized shares
of common stock from 150,000,000 to
300,000,000.
--------------------------------------------------------------------------------------------------------------------------
CRONOS GROUP INC. Agenda Number: 935429440
--------------------------------------------------------------------------------------------------------------------------
Security: 22717L101
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: CRON
ISIN: CA22717L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason Adler Mgmt For For
Kendrick Ashton, Jr. Mgmt For For
Jody Begley Mgmt For For
Murray Garnick Mgmt For For
Michael Gorenstein Mgmt For For
Heather Newman Mgmt For For
James Rudyk Mgmt For For
2. Adoption of an advisory (non-binding) Mgmt Abstain Against
resolution approving the compensation of
the Company's named executive officers as
disclosed in the proxy statement of the
Company dated April 27, 2021.
3. Appointment of KPMG LLP to serve as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021 and to
authorize the board of directors of the
Company to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935428828
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Salaman Mgmt For For
Darren Lampert Mgmt For For
Stephen Aiello Mgmt For For
Sean Stiefel Mgmt For For
Paul Ciasullo Mgmt For For
2. To approve and ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2021 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC Agenda Number: 935358374
--------------------------------------------------------------------------------------------------------------------------
Security: 36197T103
Meeting Type: Special
Meeting Date: 23-Apr-2021
Ticker: GWPH
ISIN: US36197T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 To approve (with or without modification) a Mgmt For For
scheme of arrangement pursuant to Part 26
of the UK Companies Act 2006 (the
"Scheme").
S1 Special Resolution: To authorize the Board Mgmt For For
of Directors of GW Pharmaceuticals plc (the
"Company") to take all such action to give
effect to the Scheme, including the
amendments to the Articles of Association
of the Company.
O1 Ordinary Resolution: To approve (on a Mgmt For For
non-binding, advisory basis) certain
compensation arrangements that may be paid
or become payable to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HEXO CORP. Agenda Number: 935295837
--------------------------------------------------------------------------------------------------------------------------
Security: 428304109
Meeting Type: Annual and Special
Meeting Date: 11-Dec-2020
Ticker: HEXO
ISIN: CA4283041099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Vincent Chiara Mgmt For For
Jason Ewart Mgmt For For
Emilio Imbriglio Mgmt For For
Adam Miron Mgmt For For
Dr. Michael Munzar Mgmt For For
Sebastien St-Louis Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
3 To pass, with or without modification, a Mgmt For For
special resolution to consolidate the
common shares of the corporation on the
basis of eight (8) old common shares for
one (1) new common share, as more
particularly described in the accompanying
Management Information Circular.
--------------------------------------------------------------------------------------------------------------------------
HYDROFARM HOLDINGS GROUP, INC. Agenda Number: 935417798
--------------------------------------------------------------------------------------------------------------------------
Security: 44888K209
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: HYFM
ISIN: US44888K2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve for a Mgmt For For
three-year term expiring in 2024: William
Toler
1B. Election of Class I Director to serve for a Mgmt For For
three-year term expiring in 2024: Patrick
Chung
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021;
--------------------------------------------------------------------------------------------------------------------------
MEDIPHARM LABS CORP. Agenda Number: 935245731
--------------------------------------------------------------------------------------------------------------------------
Security: 58504D100
Meeting Type: Annual and Special
Meeting Date: 05-Aug-2020
Ticker: MEDIF
ISIN: CA58504D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patrick McCutcheon Mgmt For For
Christopher Hobbs Mgmt For For
Shelley Martin Mgmt For For
Miriam McDonald Mgmt For For
Marufur Raza Mgmt For For
Keith Strachan Mgmt For For
Dr. Paul Tam Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To consider and, if thought advisable, to Mgmt For For
pass, with or without variation, a
resolution authorizing and approving the
2020 Equity Incentive Plan, as more
particularly described in the Management
Information Circular dated June 29, 2020.
4 To consider and, if thought advisable, to Mgmt For For
pass, with or without variation, a
resolution authorizing and approving
matters related to a private placement, as
more particularly described in the
Management Information Circular dated June
29, 2020.
--------------------------------------------------------------------------------------------------------------------------
MEDIPHARM LABS CORP. Agenda Number: 935435227
--------------------------------------------------------------------------------------------------------------------------
Security: 58504D100
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MEDIF
ISIN: CA58504D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patrick McCutcheon Mgmt For For
Keith Strachan Mgmt For For
Chris Taves Mgmt For For
Chris Halyk Mgmt For For
Dr. Paul Tam Mgmt For For
Miriam McDonald Mgmt For For
Shelley Martin Mgmt For For
Warren Everitt Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
ORGANIGRAM HOLDINGS INC. Agenda Number: 935331847
--------------------------------------------------------------------------------------------------------------------------
Security: 68620P101
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: OGI
ISIN: CA68620P1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Peter Amirault Mgmt For For
Greg Engel Mgmt For For
Dexter John Mgmt For For
Geoffrey Machum Mgmt For For
Ken Manget Mgmt For For
Sherry Porter Mgmt For For
Stephen Smith Mgmt For For
Marni Wieshofer Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
PHARMACIELO LTD. Agenda Number: 935250720
--------------------------------------------------------------------------------------------------------------------------
Security: 71716K101
Meeting Type: Annual and Special
Meeting Date: 06-Aug-2020
Ticker: PCLOF
ISIN: CA71716K1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at six (6). Mgmt No vote
2 DIRECTOR
Simon Langelier Mgmt No vote
David Attard Mgmt No vote
Douglas Bache Mgmt No vote
Matteo Pellegrini Mgmt No vote
Henning Von Koss Mgmt No vote
Claudia Jimenez Mgmt No vote
3 Appointment of MNP LLP as Auditors of the Mgmt No vote
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan Jose Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Agenda Number: 935362068
--------------------------------------------------------------------------------------------------------------------------
Security: 808541106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SWM
ISIN: US8085411069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly E. Ritrievi Mgmt For For
John D. Rogers Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
3. Hold a Non-binding advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE FLOWR CORPORATION Agenda Number: 935279174
--------------------------------------------------------------------------------------------------------------------------
Security: 34354X108
Meeting Type: Annual and Special
Meeting Date: 22-Oct-2020
Ticker: FLWPF
ISIN: CA34354X1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Karen Basian Mgmt For For
Donald Duet Mgmt For For
Steve Klein Mgmt For For
Maurice Levesque Mgmt For For
David Miller Mgmt For For
Dr. Lyle Oberg Mgmt For For
Vinay Tolia Mgmt For For
Thomas Flow Mgmt For For
Pauric Duffy Mgmt For For
2 The appointment of MNP LLP as auditor of Mgmt For For
the Corporation for the ensuing year and
authorizing the directors of the
Corporation to fix the Auditors'
remuneration.
3 To consider and, if deemed advisable, pass, Mgmt For For
with or without variation, an ordinary
resolution to approve the Corporation's
stock option plan, as amended (the "SOP"),
as more particularly described in the
Corporation's management information
circular dated September 18, 2020 (the
"Circular") (the full text of the SOP and
the proposed ordinary resolution are
attached to the Circular as Appendix "A"
and Appendix "B", respectively).
4 To consider and, if deemed advisable, to Mgmt For For
pass, with or without variation, a special
resolution approving the amendment of the
articles of the Corporation to change the
place of the registered office of the
Corporation from 461 King Street West,
Floor 2, Toronto, Ontario M5V 1K4 to 60
Adelaide Street East, Suite 1000, Toronto,
Ontario M5C 3E4 (the "Registered Office
Resolution") (the full text of the
Registered Office Resolution is attached to
the Circular as Appendix "D").
--------------------------------------------------------------------------------------------------------------------------
THE GREEN ORGANIC DUTCHMAN HOLDINGS LTD. Agenda Number: 935295887
--------------------------------------------------------------------------------------------------------------------------
Security: 393210208
Meeting Type: Annual and Special
Meeting Date: 15-Dec-2020
Ticker: TGODF
ISIN: CA3932102088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Jeffrey J. Scott Mgmt For For
1B Election of Director: Brian D. Athaide Mgmt For For
1C Election of Director: Nicholas Kirton Mgmt For For
1D Election of Director: Dr. Caroline Mgmt For For
MacCallum
1E Election of Director: Marc Bertrand Mgmt For For
1F Election of Director: Jacques Dessureault Mgmt For For
02 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as auditor of the
Corporation for the ensuing year and to
authorize the directors to fix its
remuneration.
03 Consideration of and, if deemed Mgmt For For
appropriate, passing of, with or without
variation, an ordinary resolution to
ratify, confirm and approve the
Corporation's amended and restated employee
stock purchase plan, as more particularly
described in the Information Circular.
04 Consideration of and, if deemed Mgmt For For
appropriate, passing of, with or without
variation, an ordinary resolution to
ratify, confirm and approve the
Corporation's amended and restated
restricted share unit plan, as more
particularly described in the Information
Circular.
05 Consideration of and, if deemed Mgmt For For
appropriate, passing of, with or without
variation, an ordinary resolution to
ratify, confirm and approve the
Corporation's amended and restated By-Law
No.1, as more particularly described in the
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
THE GREEN ORGANIC DUTCHMAN HOLDINGS LTD. Agenda Number: 935443919
--------------------------------------------------------------------------------------------------------------------------
Security: 393210208
Meeting Type: Annual and Special
Meeting Date: 29-Jun-2021
Ticker: TGODF
ISIN: CA3932102088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Fixing the number of directors of the Mgmt For For
Corporation to be elected at seven (7).
2A ELECTION OF DIRECTORS: Election of Mgmt For For
Director: Jeffrey James Scott
2B Election of Director: Sean Bovingdon Mgmt For For
2C Election of Director: Marc Bertrand Mgmt For For
2D Election of Director: Nicholas Kirton Mgmt For For
2E Election of Director: Dr. Caroline Mgmt For For
MacCallum
2F Election of Director: Jacques Dessureault Mgmt For For
2G Election of Director: Adam Jaffe Mgmt For For
3 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as auditor of the
Corporation for the ensuing year and to
authorize the directors to fix its
remuneration.
4 Consideration of and, if deemed Mgmt For For
appropriate, passing of, with or without
variation, an ordinary resolution for the
approval of all unallocated option
entitlements issuable under the
Corporation's 10% rolling share option plan
until June 29, 2024, as more particularly
described in the accompanying management
information circular dated May 13, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY Agenda Number: 935315588
--------------------------------------------------------------------------------------------------------------------------
Security: 810186106
Meeting Type: Annual
Meeting Date: 25-Jan-2021
Ticker: SMG
ISIN: US8101861065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas N. Kelly Jr. Mgmt For For
Peter E. Shumlin Mgmt For For
John R. Vines Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE SUPREME CANNABIS COMPANY, INC. Agenda Number: 935280153
--------------------------------------------------------------------------------------------------------------------------
Security: 86860J106
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: SPRWF
ISIN: CA86860J1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Michael La Brier Mgmt For For
1B Election of Director: Beena Goldenberg Mgmt For For
1C Election of Director: Jackie Mgmt For For
Poriadjian-Asch
1D Election of Director: Ronald Factor Mgmt For For
1E Election of Director: Colin Moore Mgmt For For
1F Election of Director: Kenneth Mckinnon Mgmt For For
02 Reappoint KPMG LLP, as the auditor of the Mgmt For For
Company for the ensuing year and authorize
the directors to fix their remuneration and
the terms of their engagement.
--------------------------------------------------------------------------------------------------------------------------
TILRAY INC. Agenda Number: 935354883
--------------------------------------------------------------------------------------------------------------------------
Security: 88688T100
Meeting Type: Special
Meeting Date: 30-Apr-2021
Ticker: TLRY
ISIN: US88688T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Tilray Charter Amendment Mgmt For For
Proposal. To approve an amendment to the
Tilray Second Amended and Restated
Certificate of Incorporation to increase
the authorized capital stock of Tilray from
743,333,333 shares to 900,000,000 shares of
capital stock, consisting of 890,000,000
shares of Class 2 common stock and
10,000,000 shares of preferred stock.
2. Approval of the Tilray Share Issuance Mgmt For For
Proposal. To approve the issuance of Tilray
Class 2 common stock to Aphria shareholders
pursuant to the arrangement agreement dated
December 15, 2020, as amended on February
19, 2021, between Aphria Inc. and Tilray,
Inc. (the "Arrangement Agreement").
3. Approval of the Tilray Advisory Mgmt For For
Compensation Proposal. To approve, on an
advisory (non-binding) basis, the
compensation that may be paid to Tilray's
named executive officers that is based on
or otherwise relates to the transactions
contemplated by the Arrangement Agreement.
4. Approval of the Tilray Adjournment Mgmt For For
Proposal. To approve the adjournment of the
Tilray special meeting to a later date or
dates, if necessary or appropriate, to
solicit additional proxies in the event
there are not sufficient votes at the time
of the Tilray special meeting to approve
the Tilray Charter Amendment Proposal and
the Tilray Share Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
TURNING POINT BRANDS, INC. Agenda Number: 935363628
--------------------------------------------------------------------------------------------------------------------------
Security: 90041L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: TPB
ISIN: US90041L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory H. A. Baxter Mgmt For For
H.C. Charles Diao Mgmt For For
Ashley D. Frushone Mgmt For For
David Glazek Mgmt For For
Assia Grazioli-Venier Mgmt For For
Stephen Usher Mgmt For For
Lawrence S. Wexler Mgmt For For
Arnold Zimmerman Mgmt For For
2. Approval of the Turning Point Brands, Inc. Mgmt For For
2021 Equity Incentive Plan.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL CORPORATION Agenda Number: 935243472
--------------------------------------------------------------------------------------------------------------------------
Security: 913456109
Meeting Type: Annual
Meeting Date: 04-Aug-2020
Ticker: UVV
ISIN: US9134561094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George C. Freeman, III Mgmt For For
Lennart R. Freeman Mgmt For For
Jacqueline T. Williams Mgmt For For
2. Approve a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VECTOR GROUP LTD. Agenda Number: 935409272
--------------------------------------------------------------------------------------------------------------------------
Security: 92240M108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VGR
ISIN: US92240M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bennett S. LeBow Mgmt For For
Howard M. Lorber Mgmt For For
Richard J. Lampen Mgmt For For
Stanley S. Arkin Mgmt For For
Henry C. Beinstein Mgmt For For
Ronald J. Bernstein Mgmt For For
Paul V. Carlucci Mgmt For For
Jean E. Sharpe Mgmt For For
Barry Watkins Mgmt For For
2. Advisory approval of executive compensation Mgmt Abstain Against
(say on pay).
3. Approval of ratification of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the year ending
December 31, 2021.
4. Advisory approval of a shareholder proposal Shr For Against
regarding the adoption of a by-law for
directors to be elected by a majority vote.
--------------------------------------------------------------------------------------------------------------------------
VILLAGE FARMS INTERNATIONAL, INC. Agenda Number: 935436166
--------------------------------------------------------------------------------------------------------------------------
Security: 92707Y108
Meeting Type: Annual and Special
Meeting Date: 10-Jun-2021
Ticker: VFF
ISIN: CA92707Y1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Michael A. DeGiglio Mgmt For For
John P. Henry Mgmt For For
David Holewinski Mgmt For For
John R. McLernon Mgmt For For
Stephen C. Ruffini Mgmt For For
Christopher C. Woodward Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 An ordinary resolution, in the form Mgmt For For
attached as Appendix B to the Proxy
Statement, to approve unallocated awards
under the Company's Amended and Restated
Equity Plan, and the Company's ability to
continue granting awards under the Amended
and Restated Equity Plan until June 10,
2024.
4 An ordinary resolution, in the form Mgmt For For
attached as Appendix C to the Proxy
Statement, to approve certain amendments to
the Company's Amended and Restated Equity
Plan.
ETFMG Prime Cyber Security ETF
--------------------------------------------------------------------------------------------------------------------------
A10 NETWORKS, INC. Agenda Number: 935349969
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Tor R.
Braham. (Abstain vote is treated as a
Withhold)
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Peter
Y. Chung. (Abstain vote is treated as a
Withhold)
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Mary
Dotz. (Abstain vote is treated as a
Withhold)
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Eric
Singer. (Abstain vote is treated as a
Withhold)
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Dhrupad
Trivedi. (Abstain vote is treated as a
Withhold)
2. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Armanino LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ABSOLUTE SOFTWARE CORP Agenda Number: 713360383
--------------------------------------------------------------------------------------------------------------------------
Security: 00386B109
Meeting Type: AGM
Meeting Date: 09-Dec-2020
Ticker:
ISIN: CA00386B1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.6 AND
3. THANK YOU
1 APPROVAL OF FIXING THE NUMBER OF DIRECTORS Mgmt For For
AT SIX
2.1 ELECTION OF DIRECTOR: DANIEL RYAN Mgmt For For
2.2 ELECTION OF DIRECTOR: LYNN ATCHISON Mgmt For For
2.3 ELECTION OF DIRECTOR: GREGORY MONAHAN Mgmt For For
2.4 ELECTION OF DIRECTOR: SALVATORE VISCA Mgmt For For
2.5 ELECTION OF DIRECTOR: GERHARD WATZINGER Mgmt For For
2.6 ELECTION OF DIRECTOR: CHRISTY WYATT Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS EXTERNAL Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
AHNLAB INC, SEONGNAM Agenda Number: 713346573
--------------------------------------------------------------------------------------------------------------------------
Security: Y0027T108
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: KR7053800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF OUTSIDE DIRECTOR: WON YU JAE Mgmt For For
1.2 ELECTION OF OUTSIDE DIRECTOR: WON JAE CHEON Mgmt For For
1.3 ELECTION OF OUTSIDE DIRECTOR: GO DEUK SEONG Mgmt For For
2.1 ELECTION OF AUDIT COMMITTEE MEMBER: WON YU Mgmt For For
JAE
2.2 ELECTION OF AUDIT COMMITTEE MEMBER: WON JAE Mgmt For For
CHEON
2.3 ELECTION OF AUDIT COMMITTEE MEMBER: GO DEUK Mgmt For For
SEONG
--------------------------------------------------------------------------------------------------------------------------
AHNLAB INC, SEONGNAM Agenda Number: 713595354
--------------------------------------------------------------------------------------------------------------------------
Security: Y0027T108
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7053800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: GIM GI IN Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AVAST PLC Agenda Number: 713837182
--------------------------------------------------------------------------------------------------------------------------
Security: G0713S109
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB00BDD85M81
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2020, THE
REPORT OF THE DIRECTORS, TOGETHER WITH THE
REPORTS OF THE AUDITORS THEREON
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 TO DECLARE A FINAL DIVIDEND OF 11.2 US Mgmt For For
CENTS PER ORDINARY SHARE
4 TO RE-ELECT JOHN SCHWARZ AS A DIRECTOR Mgmt Against Against
5 TO RE-ELECT ONDREJ VLCEK AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT PHILIP MARSHALL AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT PAVEL BAUDIS AS A DIRECTOR Mgmt Against Against
8 TO RE-ELECT EDUARD KUCERA AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT WARREN FINEGOLD AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MAGGIE CHAN JONES AS A DIRECTOR Mgmt For For
11 TO RE-ELECT TAMARA MINICK-SCOKALO AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT BELINDA RICHARDS AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
14 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
AUDITOR'S REMUNERATION
15 TO AUTHORISE THE COMPANY TO MAKE "POLITICAL Mgmt For For
DONATIONS" AND INCUR "POLITICAL
EXPENDITURE"
16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
WITHOUT RESTRICTION AS TO USE
18 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR CAPITAL
INVESTMENT
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO APPROVE THE AVAST EMPLOYEE BENEFIT TRUST Mgmt For For
21 TO AUTHORISE THE COMPANY TO CALL A GENERAL Mgmt For For
MEETING (OTHER THAN AN ANNUAL GENERAL
MEETING) ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC Agenda Number: 713754427
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REPORT AND ACCOUNTS Mgmt For For
02 REMUNERATION REPORT Mgmt Against Against
03 FINAL DIVIDEND: 14.3 PENCE PER ORDINARY Mgmt For For
SHARE
04 RE-ELECT THOMAS ARSENEAULT Mgmt For For
05 RE-ELECT SIR ROGER CARR Mgmt For For
06 RE-ELECT DAME ELIZABETH CORLEY Mgmt For For
07 RE-ELECT BRADLEY GREVE Mgmt For For
08 RE-ELECT JANE GRIFFITHS Mgmt For For
09 RE-ELECT CHRISTOPHER GRIGG Mgmt For For
10 RE-ELECT STEPHEN PEARCE Mgmt For For
11 RE-ELECT NICOLE PIASECKI Mgmt For For
12 RE-ELECT IAN TYLER Mgmt For For
13 RE-ELECT CHARLES WOODBURN Mgmt For For
14 ELECT NICHOLAS ANDERSON Mgmt For For
15 ELECT DAME CAROLYN FAIRBAIRN Mgmt For For
16 RE-APPOINTMENT OF AUDITORS: DELOITTE LLP Mgmt For For
17 REMUNERATION OF AUDITORS Mgmt For For
18 POLITICAL DONATIONS UP TO SPECIFIED LIMITS Mgmt For For
19 AUTHORITY TO ALLOT NEW SHARES Mgmt For For
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 PURCHASE OWN SHARES Mgmt For For
22 NOTICE OF GENERAL MEETINGS Mgmt For For
23 AMEND ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKBERRY LTD Agenda Number: 714131303
--------------------------------------------------------------------------------------------------------------------------
Security: 09228F103
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: CA09228F1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU.
1.1 ELECT DIRECTOR: JOHN CHEN Mgmt For For
1.2 ELECT DIRECTOR: MICHAEL A. DANIELS Mgmt For For
1.3 ELECT DIRECTOR: TIMOTHY DATTELS Mgmt For For
1.4 ELECT DIRECTOR: LISA DISBROW Mgmt For For
1.5 ELECT DIRECTOR: RICHARD LYNCH Mgmt For For
1.6 ELECT DIRECTOR: LAURIE SMALDONE ALSUP Mgmt For For
1.7 ELECT DIRECTOR: BARBARA STYMIEST Mgmt For For
1.8 ELECT DIRECTOR: V. PREM WATSA Mgmt For For
1.9 ELECT DIRECTOR: WAYNE WOUTERS Mgmt For For
2 APPROVE PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
3 ADVISORY VOTE TO RATIFY NAMED EXECUTIVE Mgmt Against Against
OFFICERS' COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935238508
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph W. Shrader Mgmt For For
1B. Election of Director: Joan Lordi C. Amble Mgmt For For
1C. Election of Director: Michele A. Flournoy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the adoption of the Fifth Mgmt For For
Amended and Restated Certificate of
Incorporation to, among other things,
eliminate classification of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935274198
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: Susan M. Gordon Mgmt For For
1C. Election of Director: William L. Jews Mgmt For For
1D. Election of Director: Gregory G. Johnson Mgmt For For
1E. Election of Director: J. Phillip London Mgmt For For
1F. Election of Director: John S. Mengucci Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt For For
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt For For
1K. Election of Director: William S. Wallace Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve an amendment of the Company's Mgmt For For
2016 Amended and Restated Incentive
Compensation Plan to authorize an
additional 1,200,000 shares for issuance.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935245729
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 03-Aug-2020
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gil Shwed Mgmt For For
1b. Election of Director: Jerry Ungerman Mgmt For For
1c. Election of Director: Dan Propper Mgmt For For
1d. Election of Director: Dr. Tal Shavit Mgmt For For
1e. Election of Director: Eyal Waldman Mgmt For For
1f. Election of Director: Shai Weiss Mgmt For For
2a. To elect Irwin Federman as outside director Mgmt For For
for an additional three-year term.
2b. To elect Ray Rothrock as outside director Mgmt For For
for an additional three-year term
3. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2020.
4. To approve compensation to Check Point's Mgmt For For
Chief Executive Officer.
5. To amend the Company's non-executive Mgmt For For
director compensation arrangement.
6a. The undersigned is not a controlling Mgmt Against
shareholder and does not have a personal
interest in item 2.
6b. The undersigned is not a controlling Mgmt Against
shareholder and does not have a personal
interest in item 4.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt For For
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935406062
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria Eitel Mgmt For For
Matthew Prince Mgmt For For
Katrin Suder Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC. Agenda Number: 935247848
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 27-Aug-2020
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: R. Todd Bradley Mgmt For For
1B Election of Director: Charles Moran Mgmt For For
1C Election of Director: Allison Pickens Mgmt For For
1D Election of Director: Arlen Shenkman Mgmt For For
2. Approve amendments to the Company's Mgmt For For
articles of incorporation to de-classify
the Board of Directors.
3. Ratify the appointment of Ernst & Young as Mgmt For For
independent public accountants for the
fiscal year ending March 31, 2021.
4. Approve amendment providing additional Mgmt For For
shares for grant under Company's Omnibus
Incentive Plan.
5. Approve, by non-binding vote, the Company's Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935223735
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 06-Jul-2020
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denis J. O'Leary Mgmt For For
Joseph E. Sexton Mgmt For For
Godfrey R. Sullivan Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for its fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt Against Against
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935448678
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: Ehud (Udi) Mokady
1B. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: David Schaeffer
2. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2021 and until the
Company's 2022 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL ARTS INC. Agenda Number: 714257309
--------------------------------------------------------------------------------------------------------------------------
Security: J1228V105
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3549020000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Dogu, Toshio
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsumoto,
Takuya
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kuwayama,
Chise
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Sasaki,
Komei
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935386056
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alison Dean Mgmt For For
Kent Mathy Mgmt For For
Simon Paris Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") to declassify our board of
directors after the Annual Meeting of
Stockholders.
5. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate, the
supermajority voting requirement for (i)
amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to our Amended and Restated
Bylaws.
--------------------------------------------------------------------------------------------------------------------------
F-SECURE CORP Agenda Number: 713602072
--------------------------------------------------------------------------------------------------------------------------
Security: X3034C101
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: FI0009801310
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
CONSOLIDATED ANNUAL ACCOUNTS, THE REPORT OF
THE BOARD OF DIRECTORS AND THE AUDITOR'S
REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS AND THE Mgmt For For
CONSOLIDATED ANNUAL ACCOUNTS
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 HANDLING OF THE SPECIFIED REMUNERATION Mgmt For For
POLICY FOR GOVERNING BODIES
11 HANDLING OF THE REMUNERATION REPORT FOR Mgmt Against Against
GOVERNING BODIES
12 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
13 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS
14 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: REELECT RISTO SIILASMAA, KEITH
BANNISTER, PERTTI ERVI, PAIVI REKONEN AND
TUOMAS SYRJANEN AS DIRECTORS ELECT ASA
RIISBERG AND ROBIN WIKSTROM AS NEW
DIRECTORS
15 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
16 ELECTION OF THE AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS
17 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
18 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
19 CLOSING OF THE MEETING Non-Voting
CMMT 11 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTIONS 14 AND 16 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 11 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt Against Against
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FFRI SECURITY,INC. Agenda Number: 714297214
--------------------------------------------------------------------------------------------------------------------------
Security: J1347P104
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3166830004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ukai, Yuji
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kanai, Ryoji
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanaka,
Shigeki
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawahara,
Ichiro
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Umehashi,
Kazumi
--------------------------------------------------------------------------------------------------------------------------
FINGERPRINT CARDS AB Agenda Number: 714030450
--------------------------------------------------------------------------------------------------------------------------
Security: W3147N292
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: SE0008374250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 496289 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE MEETING Non-Voting
2.1 ELECTION OF CHAIRMAN OF THE MEETING: BJORN Non-Voting
KRISTIANSSON
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO ATTEST THE Non-Voting
MINUTES: HELEN FASTH GILLSTEDT
(REPRESENTING HANDELSBANKEN FONDER),
ELISABETH JAMAL BERGSTROM (REPRESENTING SEB
INVESTMENT MANAGEMENT)
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION OF THE SUBMITTED ANNUAL REPORT Non-Voting
AND THE AUDITOR'S REPORT, AND THE
CONSOLIDATED FINANCIAL STATEMENTS AND THE
AUDITOR'S REPORT ON THE CONSOLIDATED
FINANCIAL STATEMENTS
8.A RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET, AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8.B RESOLUTION REGARDING APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT/LOSS ACCORDING TO THE
ADOPTED BALANCE SHEET
8.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: JOHAN CARLSTROM (CHAIRMAN OF THE
BOARD)
8.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: SOFIA BERTLING (MEMBER OF THE
BOARD)
8.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: TED ELVHAGE (MEMBER OF THE
BOARD)
8.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: ALEXANDER KOTSINAS (MEMBER OF
THE BOARD)
8.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: TOMAS MIKAELSSON (MEMBER OF THE
BOARD)
8.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: DIMITRIJ TITOV (MEMBER OF THE
BOARD)
8.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: JUAN VALLEJO (MEMBER OF THE
BOARD)
8.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTOR AND THE
PRESIDENT: CHRISTIAN FREDRIKSSON
(PRESIDENT)
9 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
10 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS: THE NOMINATION COMMITTEE PROPOSES
THAT THE BOARD OF DIRECTORS COMPRISE OF
SEVEN (7) REGULAR MEMBERS AND NO DEPUTY
MEMBERS
11 DETERMINATION OF REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS
12 DETERMINATION OF REMUNERATION OF THE Mgmt For For
AUDITORS
13.11 ELECTION OF BOARD MEMBER: SOFIA BERTLING Mgmt For For
(RE-ELECTION)
13.12 ELECTION OF BOARD MEMBER: JOHAN CARLSTROM Mgmt For For
(RE-ELECTION)
13.13 ELECTION OF BOARD MEMBER: TED ELVHAGE Mgmt For For
(RE-ELECTION)
13.14 ELECTION OF BOARD MEMBER: ALEXANDER Mgmt For For
KOTSINAS (RE-ELECTION)
13.15 ELECTION OF BOARD MEMBER: TOMAS MIKAELSSON Mgmt For For
(RE-ELECTION)
13.16 ELECTION OF BOARD MEMBER: DIMITRIJ TITOV Mgmt For For
(RE-ELECTION)
13.17 ELECTION OF BOARD MEMBER: JUAN VALLEJO Mgmt For For
(RE-ELECTION)
13.21 ELECTION OF CHAIRMAN OF THE BOARD: JOHAN Mgmt For For
CARLSTROM (RE-ELECTION)
14.1 ELECTION OF AUDITORS: BDO MALARDALEN AB, Mgmt For For
JOHAN PHARMANSON (AUDITOR-IN-CHARGE)
14.2 ELECTION OF AUDITORS: CARL-JOHAN KJELLMAN Mgmt For For
(AUDITOR)
15 RESOLUTION REGARDING THE NOMINATION Mgmt For For
COMMITTEE
16 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AUTHORIZATION OF THE BOARD TO DECIDE ON THE
REPURCHASE AND TRANSFER OF CLASS B TREASURY
SHARES
17.A BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AUTHORIZATION OF THE BOARD TO DECIDE ON THE
ISSUE OF NEW SHARES WITH OR WITHOUT
PREFERENTIAL RIGHTS FOR THE SHAREHOLDERS:
AUTHORIZATION OF 20 PER CENT
17.B BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AUTHORIZATION OF THE BOARD TO DECIDE ON THE
ISSUE OF NEW SHARES WITH OR WITHOUT
PREFERENTIAL RIGHTS FOR THE SHAREHOLDERS:
AUTHORIZATION OF 10 PER CENT
18 BOARD OF DIRECTORS' MOTION TO: A. REDUCE Mgmt For For
THE SHARE CAPITAL BY WAY OF CANCELLATION OF
REPURCHASED SHARES B. INCREASE OF THE SHARE
CAPITAL BY WAY OF A BONUS ISSUE
19 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION
20 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AUTHORIZATION OF THE BOARD TO EXECUTE MINOR
ADJUSTMENTS TO RESOLUTIONS PASSED AT THE
AGM IN CONJUNCTION WITH REGISTRATION WITH
THE SWEDISH COMPANIES REGISTRATION OFFICE
AND EUROCLEAR SWEDEN AB
21 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FIREEYE, INC. Agenda Number: 935405096
--------------------------------------------------------------------------------------------------------------------------
Security: 31816Q101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: FEYE
ISIN: US31816Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Sara C. Mgmt For For
Andrews
1B. Election of Class II Director: Adrian Mgmt For For
McDermott
1C. Election of Class II Director: Robert E. Mgmt For For
Switz
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting: Ken
Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kenneth A. Goldman
1.5 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Jean Hu
1.7 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
William Neukom
1.8 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935369024
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary Daichendt Mgmt For For
1B. Election of Director: Anne DelSanto Mgmt For For
1C. Election of Director: Kevin DeNuccio Mgmt For For
1D. Election of Director: James Dolce Mgmt For For
1E. Election of Director: Christine Gorjanc Mgmt For For
1F. Election of Director: Janet Haugen Mgmt For For
1G. Election of Director: Scott Kriens Mgmt For For
1H. Election of Director: Rahul Merchant Mgmt For For
1I. Election of Director: Rami Rahim Mgmt For For
1J. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 935402432
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George J. Pedersen Mgmt For For
Kevin M. Phillips Mgmt For For
Richard L. Armitage Mgmt For For
Mary K. Bush Mgmt For For
Barry G. Campbell Mgmt For For
Richard J. Kerr Mgmt For For
Peter B. LaMontagne Mgmt For For
Kenneth A. Minihan Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MCAFEE CORP Agenda Number: 935405173
--------------------------------------------------------------------------------------------------------------------------
Security: 579063108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: MCFE
ISIN: US5790631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon Winkelried Mgmt For For
Kathy Willard Mgmt For For
Jeff Woolard Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Our
Independent Registered Public Accounting
Firm for Fiscal 2021.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Advisory Vote to Approve the Frequency of Mgmt 1 Year Against
Future Stockholder Advisory Votes on
Compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935281333
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Christopher FitzGerald as a Mgmt For For
Class II director of the Company.
2. To re-elect Neil Murray as a Class II Mgmt For For
director of the Company.
3. To re-elect Robert P. Schechter as a Class Mgmt For For
II director of the Company.
4. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as the Company's independent
auditor.
5. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
6. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2020, together with
the directors' report and the independent
auditor's report on those accounts.
7. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
8. To approve the reauthorization of the Board Mgmt For For
of Directors to repurchase, and hold as
treasury shares, the ordinary shares of the
Company.
--------------------------------------------------------------------------------------------------------------------------
MOBILEIRON, INC. Agenda Number: 935290964
--------------------------------------------------------------------------------------------------------------------------
Security: 60739U204
Meeting Type: Special
Meeting Date: 24-Nov-2020
Ticker: MOBL
ISIN: US60739U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on the proposal to Mgmt For For
adopt the Agreement and Plan of Merger (as
it may be amended from time to time), dated
September 26, 2020, by and among
MobileIron, Ivanti, Inc. and Oahu Merger
Sub, Inc. (the "merger agreement").
2. To consider and vote on the proposal to Mgmt Against Against
approve, on a non- binding, advisory basis,
the compensation that will or may become
payable by MobileIron to its named
executive officers in connection with the
merger of Oahu Merger Sub, Inc., a wholly
owned subsidiary of Ivanti, Inc., with and
into MobileIron pursuant to the merger
agreement (the "merger").
3. To consider and vote on any proposal to Mgmt For For
adjourn the special meeting to a later date
or time, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes to adopt the merger
agreement at the time of the special
meeting.
--------------------------------------------------------------------------------------------------------------------------
NCC GROUP PLC Agenda Number: 713134409
--------------------------------------------------------------------------------------------------------------------------
Security: G64319109
Meeting Type: AGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: GB00B01QGK86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 MAY 2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY) FOR THE FINANCIAL YEAR
ENDED 31 MAY 2020
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY (AS CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31
MAY 2020)
4 TO DECLARE A FINAL DIVIDEND OF 3.15P PER Mgmt For For
SHARE
5 TO REAPPOINT KPMG LLP AS AUDITOR Mgmt For For
6 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
7 TO RE-ELECT ADAM PALSER AS A DIRECTOR Mgmt For For
8 TO RE-ELECT CHRIS STONE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT JONATHAN BROOKS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT CHRIS BATTERHAM AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JENNIFER DUVALIER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MIKE ETTLING AS A DIRECTOR Mgmt For For
13 TO RE-ELECT TIM KOWALSKI AS A DIRECTOR Mgmt For For
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
15 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO 5 PER CENT OF THE
ISSUED SHARE CAPITAL
16 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5 PER
CENT IN RELATION TO AN ACQUISITION OR OTHER
CAPITAL INVESTMENT
17 TO AUTHORISE THE PURCHASE OF OWN SHARES Mgmt For For
PURSUANT TO SECTION 701 OF THE COMPANIES
ACT 2006
18 TO REDUCE THE NOTICE PERIOD REQUIRED FOR Mgmt For For
GENERAL MEETINGS
19 TO AUTHORISE THE MAKING OF POLITICAL Mgmt For For
DONATIONS AND INCURRING POLITICAL
EXPENDITURE
20 TO APPROVE THE ADOPTION OF THE NCC GROUP Mgmt For For
PLC 2020 LONG TERM INCENTIVE PLAN
21 TO APPROVE THE ADOPTION OF THE NCC GROUP Mgmt For For
PLC 2020 RESTRICTED SHARE PLAN
22 TO APPROVE THE ADOPTION OF THE NCC GROUP Mgmt For For
PLC 2020 DEFERRED ANNUAL BONUS SHARE PLAN
--------------------------------------------------------------------------------------------------------------------------
NCC GROUP PLC Agenda Number: 714174062
--------------------------------------------------------------------------------------------------------------------------
Security: G64319109
Meeting Type: OGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: GB00B01QGK86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE ACQUISITION OF THE Mgmt For For
INTELLECTUAL PROPERTY MANAGEMENT BUSINESS
OF IRON MOUNTAIN
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 935252736
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph G. Hadzima, Jr. Mgmt For For
Christopher Perretta Mgmt For For
Susan L. Spradley Mgmt For For
2. To approve an amendment and restatement of Mgmt Against Against
the NetScout Systems, Inc. 2019 Equity
Incentive Plan as described in Proposal 2
in the proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as NetScout's
independent registered public accounting
firm for the fiscal year ended March 31,
2021.
4. To approve, on an advisory basis, the Mgmt For For
compensation of NetScout's named executive
officers as disclosed in the proxy
statement in accordance with Securities and
Exchange Commission rules.
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935251190
--------------------------------------------------------------------------------------------------------------------------
Security: 668771108
Meeting Type: Annual
Meeting Date: 08-Sep-2020
Ticker: NLOK
ISIN: US6687711084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Eric K. Brandt Mgmt For For
1C. Election of Director: Frank E. Dangeard Mgmt For For
1D. Election of Director: Nora M. Denzel Mgmt For For
1E. Election of Director: Peter A. Feld Mgmt For For
1F. Election of Director: Kenneth Y. Hao Mgmt For For
1G. Election of Director: David W. Humphrey Mgmt For For
1H. Election of Director: Vincent Pilette Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal regarding political Shr Against For
spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935426418
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd McKinnon Mgmt For For
Michael Stankey Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ONESPAN INC Agenda Number: 935417293
--------------------------------------------------------------------------------------------------------------------------
Security: 68287N100
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: OSPN
ISIN: US68287N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc D. Boroditsky Mgmt For For
1B. Election of Director: Garry L. Capers Mgmt For For
1C. Election of Director: Scott M. Clements Mgmt For For
1D. Election of Director: John N. Fox, Jr. Mgmt For For
1E. Election of Director: Jean K. Holley Mgmt For For
1F. Election of Director: Marianne Johnson Mgmt For For
1G. Election of Director: Matthew Moog Mgmt For For
1H. Election of Director: Alfred Nietzel Mgmt For For
1I. Election of Director: Marc Zenner Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, our named executive officer
compensation.
3. To ratify, on an advisory (non-binding) Mgmt For For
basis, the appointment of KPMG LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935287501
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Nikesh Mgmt Abstain Against
Arora
1b. Election of Class III Director: Carl Mgmt Abstain Against
Eschenbach
1c. Election of Class III Director: Lorraine Mgmt Abstain Against
Twohill
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935343284
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark K. Holdsworth Mgmt For For
Steven F. Leer Mgmt For For
M. Christian Mitchell Mgmt For For
David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
fiscal year 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PING IDENTITY HOLDING CORP. Agenda Number: 935355518
--------------------------------------------------------------------------------------------------------------------------
Security: 72341T103
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: PING
ISIN: US72341T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rod Aliabadi Mgmt For For
Diane Gherson Mgmt For For
Andre Durand Mgmt For For
Paul Martin Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. To recommend, by an advisory vote, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PROOFPOINT, INC. Agenda Number: 935420745
--------------------------------------------------------------------------------------------------------------------------
Security: 743424103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PFPT
ISIN: US7434241037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until the third annual meeting: Dana Evan
1B. Election of Class III Director to serve Mgmt For For
until the third annual meeting: Kristen Gil
1C. Election of Class III Director to serve Mgmt For For
until the third annual meeting: Gary Steele
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QINETIQ GROUP PLC Agenda Number: 712822926
--------------------------------------------------------------------------------------------------------------------------
Security: G7303P106
Meeting Type: AGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: GB00B0WMWD03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 TO RE-ELECT LYNN BRUBAKER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ADMIRAL SIR JAMES Mgmt For For
BURNELL-NUGENT AS A DIRECTOR
6 TO RE-ELECT MICHAEL HARPER AS A DIRECTOR Mgmt For For
7 TO ELECT SHONAID JEMMETT-PAGE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT NEIL JOHNSON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT IAN MASON AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SUSAN SEARLE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SMITH AS A DIRECTOR Mgmt For For
12 TO RE-ELECT STEVE WADEY AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
14 TO AUTHORISE THE AUDIT COMMITTEE TP Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
15 TO MAKE POLITICAL DONATIONS Mgmt For For
16 AUTHORITY TO ALLOT NEW SHARES Mgmt For For
17 TO DISAPPLY PRE-EMPTION RIGHTS STANDARD Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS ACQUISITIONS Mgmt For For
19 TO AUTHORISE THE PURCHASE OF OWN SHARES Mgmt For For
20 NOTICE PERIOD FOR EXTRAORDINARY GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935410693
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey P. Hank Mgmt For For
Sumedh Thakar Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the Proxy Statement.
4. To approve Qualys, Inc.'s 2021 Employee Mgmt For For
Stock Purchase Plan and its material terms.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935284303
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Gabi
Seligsohn
1B. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Stanley
B. Stern
1C. Election of Class II director until the Mgmt For For
Annual General Meeting of 2022: Ms. Naama
Zeldis
2. To approve certain amendments to the Mgmt For For
Company's Articles of Association relating
to shareholder proposals
3. To approve grants of equity-based awards to Mgmt For For
the President and Chief Executive Officer
of the Company.
3A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 3, check the "NO" box.
As described under the heading "Required
Vote" in item 3 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
4. To approve amendments to the Company's Mgmt For For
Compensation Policy for Executive Officers
and Directors.
4A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
5. To authorize Mr. Yehuda Zisapel to act as Mgmt Against Against
Chairman of the Board of Directors for a
period of three years
5A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
6. To approve the reappointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
RAPID7, INC. Agenda Number: 935409638
--------------------------------------------------------------------------------------------------------------------------
Security: 753422104
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: RPD
ISIN: US7534221046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Berry Mgmt For For
Marc Brown Mgmt For For
Christina Kosmowski Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the independent registered public
accounting first of the Company for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SAILPOINT TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935351394
--------------------------------------------------------------------------------------------------------------------------
Security: 78781P105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SAIL
ISIN: US78781P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. McClain Mgmt For For
Tracey E. Newell Mgmt For For
2. Ratify the selection by the Audit Committee Mgmt For For
of our Board of Directors of Grant Thornton
LLP to serve as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935394837
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee: Robert A. Bedingfield Mgmt For For
1B. Election of Nominee: Carol A. Goode Mgmt For For
1C. Election of Nominee: Garth N. Graham Mgmt For For
1D. Election of Nominee: John J. Hamre Mgmt For For
1E. Election of Nominee: Yvette M. Kanouff Mgmt For For
1F. Election of Nominee: Nazzic S. Keene Mgmt For For
1G. Election of Nominee: Timothy J. Mayopoulos Mgmt For For
1H. Election of Nominee: Katharina G. McFarland Mgmt For For
1I. Election of Nominee: Donna S. Morea Mgmt For For
1J. Election of Nominee: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 28, 2022.
--------------------------------------------------------------------------------------------------------------------------
SECUREWORKS CORP Agenda Number: 935430316
--------------------------------------------------------------------------------------------------------------------------
Security: 81374A105
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: SCWX
ISIN: US81374A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela Daley Mgmt For For
Kyle Paster Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as SecureWorks
Corp.'s independent registered public
accounting firm for fiscal year ending
January 28, 2022.
3. Approval of amendment to SecureWorks Corp. Mgmt For For
2016 Long-Term Incentive Plan to increase
the number of shares of Class A common
stock issuable under the plan.
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS CORPORATION Agenda Number: 935392770
--------------------------------------------------------------------------------------------------------------------------
Security: 83417Q105
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SWI
ISIN: US83417Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Hoffmann Mgmt Withheld Against
Dennis Howard Mgmt For For
Douglas Smith Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935422624
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Sara Baack Mgmt For For
1B. Election of Class III Director: Sean Boyle Mgmt For For
1C. Election of Class III Director: Douglas Mgmt For For
Merritt
1D. Election of Class III Director: Graham Mgmt For For
Smith
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
TENABLE HOLDINGS, INC. Agenda Number: 935387844
--------------------------------------------------------------------------------------------------------------------------
Security: 88025T102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TENB
ISIN: US88025T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arthur W. Coviello, Jr. Mgmt For For
Kimberly L. Hammonds Mgmt For For
Jerry M. Kennelly Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 713625804
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
3.1 Appoint a Director Chang Ming-Jang Mgmt Against Against
3.2 Appoint a Director Eva Chen Mgmt Against Against
3.3 Appoint a Director Mahendra Negi Mgmt Against Against
3.4 Appoint a Director Omikawa, Akihiko Mgmt Against Against
3.5 Appoint a Director Nonaka, Ikujiro Mgmt For For
3.6 Appoint a Director Koga, Tetsuo Mgmt For For
4.1 Appoint a Corporate Auditor Sempo, Masaru Mgmt For For
4.2 Appoint a Corporate Auditor Hasegawa, Fumio Mgmt For For
4.3 Appoint a Corporate Auditor Kameoka, Yasuo Mgmt For For
4.4 Appoint a Corporate Auditor Fujita, Koji Mgmt For For
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
TUFIN SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935247418
--------------------------------------------------------------------------------------------------------------------------
Security: M8893U102
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: TUFN
ISIN: IL0011571556
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Mr. Yuval Shachar Mgmt For For
1B. Re-election of Director: Mr. Reuven Mgmt For For
Harrison
1C. Re-election of Director: Mr. Edouard Mgmt For For
Cukierman
2. To approve amendments to the compensation Mgmt For For
terms of the Company's non-executive
directors.
2A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 2? (Please
note: In the event that Proposal No. 3 is
rejected, if you do not mark either Yes or
No, your shares will not be voted for
Proposal No. 2). Mark "for" = yes or
"against" = no.
3. To approve an amendment to the Company's Mgmt For For
compensation policy.
3A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 3? (Please
note: If you do not mark either Yes or No,
your shares will not be voted for Proposal
No. 3). Mark "for" = yes or "against" = no.
4. To approve amendments to the Company's Mgmt Against Against
Articles of Association to add a forum
selection provision.
5. To approve and ratify the purchase by the Mgmt For For
Company of D&O insurance policy.
5A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 5? (Please
note: If you do not mark either Yes or No,
your shares will not be voted for Proposal
No. 5). Mark "for" = yes or "against" = no.
6. To approve a grant of RSUs to the Company's Mgmt For For
chairman and chief executive officer.
7. To approve a grant of RSUs to the Company's Mgmt For For
director and chief technology officer.
8. To approve and ratify the re-appointment of Mgmt For For
Kesselman & Kesselman, Certified Public
Accountant (Isr.), independent registered
public accounting firm, a member of
PricewaterhouseCoopers International
Limited as the independent auditors of the
Company for the period ending at the close
of the next Annual General Meeting.
--------------------------------------------------------------------------------------------------------------------------
ULTRA ELECTRONICS HOLDINGS PLC Agenda Number: 713932653
--------------------------------------------------------------------------------------------------------------------------
Security: G9187G103
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0009123323
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE SUMMARY
OF THE DIRECTORS' REMUNERATION POLICY) AS
SET OUT ON PAGES 88 TO 101 OF THE ANNUAL
REPORT AND ACCOUNTS FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO DECLARE A FINAL DIVIDEND FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2020 OF
41.5P PER ORDINARY SHARE, AS RECOMMENDED BY
THE DIRECTORS, PAYABLE ON 14 MAY 2021 TO
SHAREHOLDERS ON THE REGISTER OF MEMBERS OF
THE COMPANY AT THE CLOSE OF BUSINESS ON 9
APRIL 2021
4 TO ELECT LT GEN (RET) K W HUNZEKER AS A Mgmt For For
DIRECTOR OF THE COMPANY, WHO HAVING BEEN
APPOINTED SINCE THE LAST AGM, OFFERS
HIMSELF FOR ELECTION IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION
5 TO RE-ELECT MR. M. BROADHURST AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO RE-ELECT MS. G. GOPALAN AS DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT MS. V. HULL AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR. S. PRYCE AS DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT MR. W. A. RICE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR. M. J. SCLATER AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT MR. D. J. SHOOK AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITOR TO HOLD OFFICE FROM THE CONCLUSION
OF THE AGM UNTIL THE CONCLUSION OF THE NEXT
AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY
13 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
14 AUTHORITY TO ALLOT SHARES Mgmt For For
15 AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS Mgmt For For
16 ADDITIONAL AUTHORITY TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
17 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
18 THAT A GENERAL MEETING, OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING, MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
VARONIS SYSTEMS, INC. Agenda Number: 935385345
--------------------------------------------------------------------------------------------------------------------------
Security: 922280102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VRNS
ISIN: US9222801022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gili Iohan Mgmt For For
Rachel Prishkolnik Mgmt For For
Ofer Segev Mgmt For For
2. To approve, on a non-binding basis, the Mgmt Against Against
executive compensation of our named
executive officers.
3. To ratify the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global Limited, as the independent
registered public accounting firm of the
Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 935395889
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: D. James Bidzos Mgmt For For
1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For
1.3 Election of Director: Kathleen A. Cote Mgmt For For
1.4 Election of Director: Thomas F. Frist III Mgmt For For
1.5 Election of Director: Jamie S. Gorelick Mgmt For For
1.6 Election of Director: Roger H. Moore Mgmt For For
1.7 Election of Director: Louis A. Simpson Mgmt For For
1.8 Election of Director: Timothy Tomlinson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
ZIX CORPORATION Agenda Number: 935409777
--------------------------------------------------------------------------------------------------------------------------
Security: 98974P100
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: ZIXI
ISIN: US98974P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Bonney Mgmt For For
Marcy Campbell Mgmt For For
Taher A. Elgamal Mgmt For For
James H. Greene, Jr. Mgmt For For
Robert C. Hausmann Mgmt For For
Maribess L. Miller Mgmt For For
Brandon Van Buren Mgmt For For
David J. Wagner Mgmt For For
2. Ratification of appointment of Whitley Penn Mgmt For For
LLP as independent registered public
accountants.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approve the Zix Corporation 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt For For
Amit Sinha Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
ETFMG Prime Junior Silver Miners ETF
--------------------------------------------------------------------------------------------------------------------------
ALEXCO RESOURCE CORP. Agenda Number: 935431875
--------------------------------------------------------------------------------------------------------------------------
Security: 01535P106
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: AXU
ISIN: CA01535P1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at six (6). Mgmt For For
2 DIRECTOR
Clynton R. Nauman Mgmt For For
Elaine Sanders Mgmt For For
Karen McMaster Mgmt For For
Richard N. Zimmer Mgmt For For
Rick Van Nieuwenhuyse Mgmt For For
Terry Krepiakevich Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants ("PwC")
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
4 To pass an ordinary resolution approving Mgmt For For
all unallocated awards under the
Corporation's Restricted Share Unit Plan,
as more particularly described in the
accompanying Information Circular.
--------------------------------------------------------------------------------------------------------------------------
AMERICAS GOLD AND SILVER CORPORATION Agenda Number: 714064576
--------------------------------------------------------------------------------------------------------------------------
Security: 03062D100
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CA03062D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.7 AND
3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 7 Mgmt For For
2.1 ELECTION OF DIRECTOR: DARREN BLASUTTI Mgmt For For
2.2 ELECTION OF DIRECTOR: ALEX DAVIDSON Mgmt For For
2.3 ELECTION OF DIRECTOR: ALAN R. EDWARDS Mgmt For For
2.4 ELECTION OF DIRECTOR: BRADLEY R. KIPP Mgmt For For
2.5 ELECTION OF DIRECTOR: GORDON E. PRIDHAM Mgmt For For
2.6 ELECTION OF DIRECTOR: MANUEL RIVERA Mgmt For For
2.7 ELECTION OF DIRECTOR: LORIE WAISBERG Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
AURYN RESOURCES INC Agenda Number: 713091938
--------------------------------------------------------------------------------------------------------------------------
Security: 05208W108
Meeting Type: MIX
Meeting Date: 05-Oct-2020
Ticker:
ISIN: CA05208W1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 8 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 8 Mgmt For For
2.1 ELECTION OF DIRECTOR: IVAN JAMES BEBEK Mgmt For For
2.2 ELECTION OF DIRECTOR: SHAWN WALLACE Mgmt For For
2.3 ELECTION OF DIRECTOR: STEVE COOK Mgmt For For
2.4 ELECTION OF DIRECTOR: GORDON J. FRETWELL Mgmt For For
2.5 ELECTION OF DIRECTOR: JEFFREY R. MASON Mgmt For For
2.6 ELECTION OF DIRECTOR: ANTONIO ARRIBAS Mgmt For For
2.7 ELECTION OF DIRECTOR: ALISON SAGATEH Mgmt For For
WILLIAMS
2.8 ELECTION OF DIRECTOR: MICHAEL TIMMINS Mgmt For For
3 TO APPOINT DELOITTE LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF
THE COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
4 TO CONSIDER, AND IF THOUGHT ADVISABLE, PASS Mgmt For For
AN ORDINARY RESOLUTION, TO APPROVE THE
CONTINUATION OF THE 10% ROLLING SHARE
OPTION PLAN FOR A FURTHER THREE-YEAR
PERIOD, AS MORE PARTICULARLY SET OUT IN THE
INFORMATION CIRCULAR
5 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt Against Against
PASS A SPECIAL RESOLUTION TO APPROVE THE
ADOPTION OF 2020 ARTICLES OF THE COMPANY IN
SUBSTITUTION FOR AND CANCELLATION OF THE
COMPANY'S CURRENT CORPORATE ARTICLES, AS
MORE PARTICULARLY SET OUT IN THE
INFORMATION CIRCULAR
6 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, A SPECIAL
RESOLUTION APPROVING A PLAN OF ARRANGEMENT
UNDER SECTION 288 OF THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA), TO
DISTRIBUTE ASSETS AND REORGANIZE AND
CONSOLIDATE THE SHARE CAPITAL OF THE
COMPANY, THE FULL TEXT OF WHICH RESOLUTION
IS SET FORTH IN APPENDIX "B" TO THE
ACCOMPANYING CIRCULAR
7 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION, TO AUTHORIZE THE
COMPANY TO ISSUE UP TO 53.1 MILLION SHARES
(37.3 MILLION SHARES POST REORGANIZATION
ARRANGEMENT) IN ORDER TO ACQUIRE 100%
OWNERSHIP OF EASTMAIN RESOURCES INC.
PURSUANT TO ARRANGEMENT AGREEMENT, THE FULL
TEXT OF WHICH RESOLUTION IS SET FORTH IN
APPENDIX "B" TO THE ACCOMPANYING CIRCULAR
8 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION OF
DISINTERESTED SHAREHOLDERS TO APPROVE THE
FINANCING OF THE COMPANY INVOLVING
7,500,000 SUBSCRIPTION RECEIPTS SOLD AT AN
AVERAGE PRICE OF CAD3.00 PER FURY GOLD
COMMON SHARE (INCLUDING FLOW THROUGH
SHARES) AS SUCH FURY GOLD SHARES ARE
CONSTITUTED AFTER EFFECTING THE
REORGANIZATION ARRANGEMENT AND EASTMAIN
ACQUISITION, REPRESENTING 6.8% EQUITY
DILUTION IN FURY GOLD, THE FULL TEXT OF
WHICH RESOLUTION IS SET FORTH IN APPENDIX
"B" TO THE ACCOMPANYING CIRCULAR
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
--------------------------------------------------------------------------------------------------------------------------
AYA GOLD & SILVER INC Agenda Number: 714177599
--------------------------------------------------------------------------------------------------------------------------
Security: 05466C109
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CA05466C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.7 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: DR. ELENA CLARICI Mgmt For For
1.2 ELECTION OF DIRECTOR: YVES GROU Mgmt For For
1.3 ELECTION OF DIRECTOR: DR. JURGEN HAMBRECHT Mgmt For For
1.4 ELECTION OF DIRECTOR: BENOIT LA SALLE Mgmt For For
1.5 ELECTION OF DIRECTOR: MARC NOLET DE Mgmt For For
BRAUWERE
1.6 ELECTION OF DIRECTOR: NIKOLAOS SOFRONIS Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT TAUB Mgmt For For
2 THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR Mgmt For For
THE ENSUING YEAR AND THE AUTHORIZATION FOR
THE DIRECTORS TO FIX THEIR REMUNERATION
3 THE APPROVAL OF OUR 2021 STOCK OPTION PLAN Mgmt For For
AND THE RATIFICATION OF THE OPTIONS GRANTED
THEREUNDER
4 THE APPROVAL OF OUR RESTRICTED SHARE UNIT Mgmt For For
PLAN AND THE RATIFICATION OF THE RESTRICTED
SHARE UNITS GRANTED THEREUNDER
5 THE APPROVAL OF OUR DEFERRED SHARE UNIT Mgmt For For
PLAN AND THE RATIFICATION OF THE DEFERRED
SHARE UNITS GRANTED THEREUNDER
CMMT 20 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BEAR CREEK MINING CORP Agenda Number: 714042380
--------------------------------------------------------------------------------------------------------------------------
Security: 07380N104
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: CA07380N1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT EIGHT (8) Mgmt For For
2.1 ELECTION OF DIRECTOR: CATHERINE Mgmt For For
MCLEOD-SELTZER
2.2 ELECTION OF DIRECTOR: ANTHONY HAWKSHAW Mgmt For For
2.3 ELECTION OF DIRECTOR: ANDREW SWARTHOUT Mgmt For For
2.4 ELECTION OF DIRECTOR: KEVIN MORANO Mgmt For For
2.5 ELECTION OF DIRECTOR: STEPHEN LANG Mgmt For For
2.6 ELECTION OF DIRECTOR: ERFAN KAZEMI Mgmt For For
2.7 ELECTION OF DIRECTOR: ALFREDO BULLARD Mgmt For For
2.8 ELECTION OF DIRECTOR: ALAN HAIR Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO CONSIDER AND, IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION TO RE-APPROVE THE
COMPANY'S 10% "ROLLING" STOCK OPTION PLAN
--------------------------------------------------------------------------------------------------------------------------
CANADA SILVER COBALT WORKS INC Agenda Number: 713725919
--------------------------------------------------------------------------------------------------------------------------
Security: 134852102
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: CA1348521024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.5 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE (5) Mgmt For For
2.1 ELECTION OF DIRECTOR: FRANK J. BASA Mgmt For For
2.2 ELECTION OF DIRECTOR: ROBERT SETTER Mgmt For For
2.3 ELECTION OF DIRECTOR: JACQUES F. MONETTE Mgmt For For
2.4 ELECTION OF DIRECTOR: MATTHEW HALLIDAY Mgmt For For
2.5 ELECTION OF DIRECTOR: DIANNE TOOKENAY Mgmt For For
3 APPOINTMENT OF MCGOVERN, HURLEY, CUNNINGHAM Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO RATIFY AND APPROVE CONTINUATION OF THE Mgmt For For
COMPANY'S SHARE OPTION PLAN AND AUTHORIZE
THE DIRECTORS TO MAKE MODIFICATIONS IN
ACCORDANCE WITH THE SHARE OPTION PLAN AND
THE POLICIES OF THE TSX VENTURE EXCHANGE
--------------------------------------------------------------------------------------------------------------------------
CAPSTONE MINING CORP Agenda Number: 713714219
--------------------------------------------------------------------------------------------------------------------------
Security: 14068G104
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CA14068G1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT EIGHT Mgmt For For
2.1 ELECTION OF DIRECTOR: GEORGE BRACK Mgmt For For
2.2 ELECTION OF DIRECTOR: ROBERT GALLAGHER Mgmt For For
2.3 ELECTION OF DIRECTOR: ANNE GIARDINI Mgmt For For
2.4 ELECTION OF DIRECTOR: PETER MEREDITH Mgmt For For
2.5 ELECTION OF DIRECTOR: DALE PENIUK Mgmt For For
2.6 ELECTION OF DIRECTOR: DARREN PYLOT Mgmt For For
2.7 ELECTION OF DIRECTOR: SEUNGWAN SHON Mgmt For For
2.8 ELECTION OF DIRECTOR: RICHARD ZIMMER Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
CAPSTONE FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO APPROVE AND RATIFY THE RESOLUTION SET Mgmt For For
OUT IN THE INFORMATION CIRCULAR APPROVING
THE TREASURY SHARE UNIT PLAN AND ALL GRANTS
AWARDED BY THE BOARD OF DIRECTORS ON MARCH
2, 2021 UNDER SUCH PLAN
5 PASS AN ADVISORY VOTE ON CAPSTONE'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COEUR MINING, INC. Agenda Number: 935360127
--------------------------------------------------------------------------------------------------------------------------
Security: 192108504
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CDE
ISIN: US1921085049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda L. Adamany Mgmt For For
1B. Election of Director: Sebastian Edwards Mgmt For For
1C. Election of Director: Randolph E. Gress Mgmt For For
1D. Election of Director: Mitchell J. Krebs Mgmt For For
1E. Election of Director: Eduardo Luna Mgmt For For
1F. Election of Director: Jessica L. McDonald Mgmt For For
1G. Election of Director: Robert E. Mellor Mgmt For For
1H. Election of Director: John H. Robinson Mgmt For For
1I. Election of Director: J. Kenneth Thompson Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval of amendment to the Coeur Mining, Mgmt For For
Inc. 2018 Long Term Incentive Plan to
increase the number of common shares
reserved for issuance under the Plan by
16.7 million.
4. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A Agenda Number: 935245806
--------------------------------------------------------------------------------------------------------------------------
Security: 204448104
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: BVN
ISIN: US2044481040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the 2019 Annual Report. Mgmt For
2. Approval of the Financial Statements for Mgmt For
the year ended on December 31, 2019.
3. Compensation for the Board of Directors - Mgmt For
2019.
4. Amendment to the Bylaws. Mgmt For
5. Amendment to the Policy on Compensation for Mgmt For
the Board of Directors.
6. Appointment of Independent Auditors for Mgmt For
Year 2020.
7.1 Appointment of the member of the Board of Mgmt For
Directors for the 2020-2022 term: Roque
Benavides
7.2 Appointment of the member of the Board of Mgmt For
Directors for the 2020-2022 term: Felipe
Ortiz de Zevallos
7.3 Appointment of the member of the Board of Mgmt For
Directors for the 2020-2022 term: Nicole
Bernex
7.4 Appointment of the member of the Board of Mgmt For
Directors for the 2020-2022 term: William
Champion
7.5 Appointment of the member of the Board of Mgmt For
Directors for the 2020-2022 term: Diego de
La Torre
7.6 Appointment of the member of the Board of Mgmt For
Directors for the 2020-2022 term: Jose
Miguel Morales
7.7 Appointment of the member of the Board of Mgmt For
Directors for the 2020-2022 term: Marco
Antonio Zaldivar
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A Agenda Number: 935324169
--------------------------------------------------------------------------------------------------------------------------
Security: 204448104
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: BVN
ISIN: US2044481040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of "Syndicated Guarantee Letter of Mgmt For For
Payment" Transaction and Granting of
Guarantees.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A Agenda Number: 935349072
--------------------------------------------------------------------------------------------------------------------------
Security: 204448104
Meeting Type: Annual
Meeting Date: 30-Mar-2021
Ticker: BVN
ISIN: US2044481040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the 2020 Annual Report. Mgmt For
2. Approval of the Financial Statements for Mgmt For
the year ended on December 31, 2020.
3. Compensation for the Board of Directors - Mgmt For
2020.
4. Amendment to the Policy on Compensation for Mgmt For
the Board of Directors.
5. Appointment of Independent Auditors for Mgmt For
Year 2021.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A Agenda Number: 935434554
--------------------------------------------------------------------------------------------------------------------------
Security: 204448104
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: BVN
ISIN: US2044481040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Issuance of negotiable obligations in an Mgmt For
aggregate amount of up to US$550,000,000
(Five hundred and fifty million United
States Dollars) and delegation of authority
in favor of the Company's board of
directors for it to adopt any agreements as
may be necessary or convenient in order to
determine the terms, conditions,
characteristics and timing of the Company's
program governing such negotiable
obligations.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY SILVER CORP Agenda Number: 714227510
--------------------------------------------------------------------------------------------------------------------------
Security: 254677107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CA2546771072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 2.A TO 2.G. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 7 Mgmt For For
2.A ELECTION OF DIRECTOR: MURRAY JOHN Mgmt For For
2.B ELECTION OF DIRECTOR: MARK O'DEA Mgmt For For
2.C ELECTION OF DIRECTOR: JEFF PARR Mgmt For For
2.D ELECTION OF DIRECTOR: MOIRA SMITH Mgmt For For
2.E ELECTION OF DIRECTOR: DANIEL VICKERMAN Mgmt For For
2.F ELECTION OF DIRECTOR: JENNIFER WAGNER Mgmt For For
2.G ELECTION OF DIRECTOR: TAJ SINGH Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS, Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITOR OF THE
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 RE-APPROVAL OF STOCK OPTION PLAN OF THE Mgmt For For
COMPANY
CMMT PLEASE NOTE THAT RESOLUTION 5 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU
5 RE-APPROVAL OF RESTRICTED SHARE UNIT PLAN Mgmt For For
AND DEFERRED SHARE UNIT PLAN OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC Agenda Number: 713833158
--------------------------------------------------------------------------------------------------------------------------
Security: 265269209
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA2652692096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JAIMIE DONOVAN Mgmt For For
1.2 ELECTION OF DIRECTOR: R. PETER GILLIN Mgmt For For
1.3 ELECTION OF DIRECTOR: JONATHAN GOODMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: JEREMY KINSMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI Mgmt For For
1.6 ELECTION OF DIRECTOR: JUANITA MONTALVO Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID RAE Mgmt For For
1.8 ELECTION OF DIRECTOR: MARIE-ANNE TAWIL Mgmt For For
1.9 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO SET THE
AUDITOR'S REMUNERATION
3 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt For For
PASS A NON-BINDING, ADVISORY RESOLUTION
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORP Agenda Number: 714064425
--------------------------------------------------------------------------------------------------------------------------
Security: 284902509
Meeting Type: MIX
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CA2849025093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: GEORGE ALBINO Mgmt For For
1.2 ELECTION OF DIRECTOR: GEORGE BURNS Mgmt For For
1.3 ELECTION OF DIRECTOR: TERESA CONWAY Mgmt For For
1.4 ELECTION OF DIRECTOR: CATHARINE FARROW Mgmt For For
1.5 ELECTION OF DIRECTOR: PAMELA GIBSON Mgmt For For
1.6 ELECTION OF DIRECTOR: JUDITH MOSELY Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVEN REID Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN WEBSTER Mgmt For For
2 APPOINTMENT OF KPMG AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR
3 AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S PAY
4 APPROVE AN ORDINARY RESOLUTION AS SET OUT Mgmt For For
IN THE MANAGEMENT PROXY CIRCULAR SUPPORTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION ON AN ADVISORY BASIS
5 APPROVE AN ORDINARY RESOLUTION APPROVING Mgmt For For
AMENDMENTS TO THE PERFORMANCE SHARE UNIT
PLAN AND THE ADOPTION OF THE AMENDED AND
RESTATED PERFORMANCE SHARE UNIT PLAN
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR SILVER CORP. Agenda Number: 935388377
--------------------------------------------------------------------------------------------------------------------------
Security: 29258Y103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: EXK
ISIN: CA29258Y1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Margaret M. Beck Mgmt For For
Ricardo M. Campoy Mgmt For For
Bradford J. Cooke Mgmt For For
Geoffrey A. Handley Mgmt For For
Rex J. McLennan Mgmt For For
Kenneth Pickering Mgmt For For
Mario D. Szotlender Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To reconfirm the Company's rolling Mgmt For For
percentage Stock Option Plan, as amended,
by approving the unallocated securities
that may be grantable thereunder.
4 To approve the adoption of a new Mgmt For For
Equity-Based Share Unit Plan.
--------------------------------------------------------------------------------------------------------------------------
EXCELLON RESOURCES INC Agenda Number: 712940003
--------------------------------------------------------------------------------------------------------------------------
Security: 30069C207
Meeting Type: AGM
Meeting Date: 13-Aug-2020
Ticker:
ISIN: CA30069C2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.7 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: BRENDAN CAHILL Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDRE FORTIER Mgmt For For
1.3 ELECTION OF DIRECTOR: ANDREW FARNCOMB Mgmt For For
1.4 ELECTION OF DIRECTOR: LAURENCE CURTIS Mgmt For For
1.5 ELECTION OF DIRECTOR: CRAIG LINDSAY Mgmt For For
1.6 ELECTION OF DIRECTOR: ROGER NORWICH Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL TIMMINS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOPPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR RENUMERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION APPROVING ALL UNALLOCATED
DEFERRED SHARE UNITS UNDER THE
CORPORATION'S DEFERRED SHARE UNIT PLAN AND
TO RATIFY AND APPROVE AN AGGREGATE OF
558,393 DEFERRED SHARE UNITS ISSUED, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
4 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION APPROVING ALL UNALLOCATED
RESTRICTED SHARE UNITS UNDER THE
CORPORATION'S RESTRICTED SHARE UNIT PLAN
AND TO RATIFY AND APPROVE AN AGGREGATE OF
1,032,467 RESTRICTED SHARE UNITS ISSUED, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
EXCELLON RESOURCES INC Agenda Number: 713900959
--------------------------------------------------------------------------------------------------------------------------
Security: 30069C801
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: CA30069C8016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.H AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: BRENDAN CAHILL Mgmt For For
1.B ELECTION OF DIRECTOR: ANDRE FORTIER Mgmt For For
1.C ELECTION OF DIRECTOR: ANDREW FARNCOMB Mgmt For For
1.D ELECTION OF DIRECTOR: LAWRENCE CURTIS Mgmt For For
1.E ELECTION OF DIRECTOR: ANNA LADD-KRUGER Mgmt For For
1.F ELECTION OF DIRECTOR: CRAIG LINDSAY Mgmt For For
1.G ELECTION OF DIRECTOR: ROGER NORWICH Mgmt For For
1.H ELECTION OF DIRECTOR: MICHAEL TIMMINS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOPPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
FIRST MAJESTIC SILVER CORP. Agenda Number: 935414970
--------------------------------------------------------------------------------------------------------------------------
Security: 32076V103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: AG
ISIN: CA32076V1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at six (6). Mgmt For For
2 DIRECTOR
Keith Neumeyer Mgmt For For
Marjorie Co Mgmt For For
Thomas Fudge, Jr. Mgmt For For
Ana Lopez Mgmt For For
Douglas Penrose Mgmt For For
Jean des Rivieres Mgmt For For
3 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 Approval of an advisory resolution with Mgmt For For
respect to the Company's approach to
executive compensation, as more
particularly set out in the section of the
Information Circular entitled "Advisory
Vote on Executive Compensation".
--------------------------------------------------------------------------------------------------------------------------
FORTUNA SILVER MINES INC Agenda Number: 714250951
--------------------------------------------------------------------------------------------------------------------------
Security: 349915108
Meeting Type: MIX
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CA3499151080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 02 JUNE 2021: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 3 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2 AND
4.1 TO 4.6. THANK YOU
1 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION (THE "SHARE ISSUANCE
RESOLUTION") TO AUTHORIZE AND APPROVE THE
ISSUANCE OF COMMON SHARES IN THE CAPITAL OF
THE COMPANY IN CONNECTION WITH THE PROPOSED
ACQUISITION BY THE COMPANY OF ALL OF THE
OUTSTANDING COMMON SHARES OF ROXGOLD INC.
("ROXGOLD") PURSUANT TO THE PROPOSED PLAN
OF ARRANGEMENT UNDER THE PROVISIONS OF
DIVISION 5 OF PART 9 OF THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA)
INVOLVING THE COMPANY AND ROXGOLD. THE FULL
TEXT OF THE SHARE ISSUANCE RESOLUTION IS
SET FORTH IN SCHEDULE "A" TO THE FORTUNA
MANAGEMENT INFORMATION CIRCULAR DATED MAY
26, 2021
2 TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL Mgmt For For
ACCOUNTANTS AS FORTUNA'S AUDITORS FOR THE
ENSUING YEAR AND TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
3 TO DETERMINE THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED TO BE SIX
4.1 ELECTION OF DIRECTOR: JORGE GANOZA DURANT Mgmt For For
4.2 ELECTION OF DIRECTOR: DAVID LAING Mgmt For For
4.3 ELECTION OF DIRECTOR: MARIO SZOTLENDER Mgmt For For
4.4 ELECTION OF DIRECTOR: DAVID FARRELL Mgmt For For
4.5 ELECTION OF DIRECTOR: ALFREDO SILLAU Mgmt For For
4.6 ELECTION OF DIRECTOR: KYLIE DICKSON Mgmt For For
CMMT 02 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION Agenda Number: 935406656
--------------------------------------------------------------------------------------------------------------------------
Security: 38068T105
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GORO
ISIN: US38068T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alex G. Morrison Mgmt For For
Allen Palmiere Mgmt For For
Lila Manassa Murphy Mgmt For For
Joseph Driscoll Mgmt For For
Ronald Little Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratify Plante & Moran, PLLC as independent Mgmt For For
registered accounting firm for 2021.
4. To approve an amendment to the Company's Mgmt For For
articles of incorporation to increase the
number of authorized shares of common stock
from 100 million shares to 200 million
shares.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN MINERALS COMPANY Agenda Number: 935369240
--------------------------------------------------------------------------------------------------------------------------
Security: 381119106
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: AUMN
ISIN: US3811191069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey G. Clevenger Mgmt For For
Warren M. Rehn Mgmt For For
W. Durand Eppler Mgmt For For
Kevin R. Morano Mgmt For For
Terry M. Palmer Mgmt For For
Andrew N. Pullar Mgmt For For
David H. Watkins Mgmt For For
2. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To increase the Company's authorized common Mgmt For For
stock from 200,000,000 to 350,000,000
shares by amending the Company's Amended
and Restated Certificate of Incorporation.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GRAN COLOMBIA GOLD CORP Agenda Number: 713988600
--------------------------------------------------------------------------------------------------------------------------
Security: 38501D808
Meeting Type: MIX
Meeting Date: 27-May-2021
Ticker:
ISIN: CA38501D8089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.F AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 6 Mgmt For For
2.A ELECTION OF DIRECTOR: SERAFINO IACONO Mgmt For For
2.B ELECTION OF DIRECTOR: MIGUEL DE LA CAMPA Mgmt For For
2.C ELECTION OF DIRECTOR: DE LYLE BLOOMQUIST Mgmt For For
2.D ELECTION OF DIRECTOR: H.J.J. MARTINEZ Mgmt For For
TORRES
2.E ELECTION OF DIRECTOR: ROBERT METCALFE Mgmt For For
2.F ELECTION OF DIRECTOR: JAIME PEREZ BRANGER Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO PASS A SPECIAL RESOLUTION ALTERING THE Mgmt For For
CORPORATION'S NOTICE OF ARTICLES AND
ARTICLES, AS APPLICABLE, TO INCREASE THE
QUORUM REQUIREMENTS FOR SHAREHOLDER AND
DIRECTOR MEETINGS AND RESTRICT THE ISSUANCE
OF PREFERRED SHARES AS MORE PARTICULARLY
SET OUT IN THE MANAGEMENT INFORMATION
CIRCULAR
5 TO PASS AN ORDINARY RESOLUTION AUTHORIZING Mgmt For For
THE ISSUANCE OF UP TO 43,641,774 COMMON
SHARES OF THE CORPORATION IN CONNECTION
WITH THE PROPOSED ACQUISITION BY THE
CORPORATION OF ALL OF THE ISSUED AND
OUTSTANDING COMMON SHARES OF GOLD X MINING
CORP. BY WAY OF PLAN OF ARRANGEMENT OF GOLD
X MINING CORP. UNDER THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA) AS MORE
PARTICULARLY SET OUT IN THE MANAGEMENT
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
GREAT PANTHER MINING LIMITED Agenda Number: 935434023
--------------------------------------------------------------------------------------------------------------------------
Security: 39115V101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: GPL
ISIN: CA39115V1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at nine (9). Mgmt For For
2 DIRECTOR
David Garofalo Mgmt For For
Trudy M. Curran Mgmt For For
Joseph Gallucci Mgmt For For
Alan Hair Mgmt For For
Robert Henderson Mgmt For For
John Jennings Mgmt For For
Elise Rees Mgmt For For
Kevin J. Ross Mgmt For For
Dana Williams Mgmt For For
3 To reappoint KPMG LLP as the Company's Mgmt For For
auditor to serve until the close of the
next annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
GT GOLD CORP Agenda Number: 713833691
--------------------------------------------------------------------------------------------------------------------------
Security: 36251Y105
Meeting Type: SGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA36251Y1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE A SPECIAL RESOLUTION, THE FULL Mgmt For For
TEXT OF WHICH IS SET FORTH IN APPENDIX "B"
TO THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR OF THE CORPORATION DATED APRIL 6,
2021 (THE "CIRCULAR"), APPROVING A
STATUTORY PLAN OF ARRANGEMENT UNDER SECTION
288 OF THE BUSINESS CORPORATIONS ACT
(BRITISH COLUMBIA) INVOLVING THE
CORPORATION, NEWMONT CORPORATION AND
1292373 B.C. LTD., ALL AS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED Agenda Number: 935288553
--------------------------------------------------------------------------------------------------------------------------
Security: 413216300
Meeting Type: Annual
Meeting Date: 20-Nov-2020
Ticker: HMY
ISIN: US4132163001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To elect Boipelo Lekubo as a director Mgmt For
O2 To re-elect Dr Patrice Motsepe as a Mgmt For
director
O3 To re-elect John Wetton as a director Mgmt For
O4 To re-elect Joaquim Chissano as a director Mgmt For
O5 To re-elect Modise Motloba as a director Mgmt For
O6 To re-elect Mavuso Msimang as a director Mgmt Against
O7 To re-elect Fikile De Buck as a member of Mgmt For
the audit and risk committee.
O8 To re-elect Karabo Nondumo as a member of Mgmt For
the audit and risk committee.
O9 To re-elect Dr Simo Lushaba as a member of Mgmt For
the audit and risk committee
O10 To re-elect John Wetton as a member of the Mgmt For
audit and risk committee
O11 To re-elect Given Sibiya as a member of the Mgmt For
audit and risk committee
O12 To re-appoint PricewaterhouseCoopers Mgmt For
Incorporated as the external auditor of the
Company
O13 Approval of remuneration policy Mgmt For
O14 Approval of the implementation report Mgmt For
O15 General authority to issue shares for cash Mgmt For
S1 Pre-approval of non-executive directors' Mgmt For
remuneration
--------------------------------------------------------------------------------------------------------------------------
HECLA MINING COMPANY Agenda Number: 935384254
--------------------------------------------------------------------------------------------------------------------------
Security: 422704106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HL
ISIN: US4227041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: Stephen F. Mgmt For For
Ralbovsky
1B. ELECTION OF CLASS II DIRECTOR: Catherine J. Mgmt For For
Boggs
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP, as our independent registered public
accounting firm for 2021.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval of Amendment to the Hecla Mining Mgmt For For
Company Key Employee Deferred Compensation
Plan.
--------------------------------------------------------------------------------------------------------------------------
HOCHSCHILD MINING PLC Agenda Number: 713970730
--------------------------------------------------------------------------------------------------------------------------
Security: G4611M107
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: GB00B1FW5029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE 2020 ANNUAL REPORT ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO APPROVE THE FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT GRAHAM BIRCH AS A DIRECTOR Mgmt For For
6 TO RE-ELECT JORGE BORN JR AS A DIRECTOR Mgmt For For
7 TO RE-ELECT IGNACIO BUSTAMANTE AS A Mgmt For For
DIRECTOR
8 TO ELECT JILL GARDINER AS A DIRECTOR Mgmt For For
9 TO RE-ELECT EDUARDO HOCHSCHILD AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT EILEEN KAMERICK AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DIONISIO ROMERO PAOLETTI AS A Mgmt Against Against
DIRECTOR
12 TO RE-ELECT MICHAEL RAWLINSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT SANJAY SARMA AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
15 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
AUDITORS' REMUNERATION
16 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
ON A NON-PRE-EMPTIVE BASIS
18 TO AUTHORISE THE DIRECTORS TO ALLOT AN Mgmt For For
ADDITIONAL 5% OF SHARE CAPITAL ON A
NON-PRE-EMPTIVE BASIS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO REPURCHASE ITS Mgmt For For
OWN SHARES
20 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
21 TO AUTHORISE THE CALLING OF GENERAL Mgmt For For
MEETINGS (OTHER THAN AN ANNUAL GENERAL
MEETING) ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
HUDBAY MINERALS INC Agenda Number: 713870512
--------------------------------------------------------------------------------------------------------------------------
Security: 443628102
Meeting Type: MIX
Meeting Date: 17-May-2021
Ticker:
ISIN: CA4436281022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.J AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: CAROL T. BANDUCCI Mgmt For For
1.B ELECTION OF DIRECTOR: IGOR A. GONZALES Mgmt For For
1.C ELECTION OF DIRECTOR: RICHARD HOWES Mgmt For For
1.D ELECTION OF DIRECTOR: SARAH B. KAVANAGH Mgmt For For
1.E ELECTION OF DIRECTOR: CARIN S. KNICKEL Mgmt For For
1.F ELECTION OF DIRECTOR: PETER KUKIELSKI Mgmt For For
1.G ELECTION OF DIRECTOR: STEPHEN A. LANG Mgmt For For
1.H ELECTION OF DIRECTOR: DANIEL MUNIZ Mgmt For For
QUINTANILLA
1.I ELECTION OF DIRECTOR: COLIN OSBORNE Mgmt For For
1.J ELECTION OF DIRECTOR: DAVID S. SMITH Mgmt For For
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
HUDBAY FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION
3 ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF HUDBAY'S
BOARD, YOU ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN OUR 2021
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GOLD CORP Agenda Number: 714038773
--------------------------------------------------------------------------------------------------------------------------
Security: 53056H104
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: CA53056H1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: MARK O'DEA Mgmt For For
1.2 ELECTION OF DIRECTOR: SEAN TETZLAFF Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT PEASE Mgmt For For
1.4 ELECTION OF DIRECTOR: DONALD MCINNES Mgmt For For
1.5 ELECTION OF DIRECTOR: BARBARA WOMERSLEY Mgmt For For
1.6 ELECTION OF DIRECTOR: GREG ETTER Mgmt For For
1.7 ELECTION OF DIRECTOR: CALVIN EVERETT Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
MAG SILVER CORP Agenda Number: 714213585
--------------------------------------------------------------------------------------------------------------------------
Security: 55903Q104
Meeting Type: MIX
Meeting Date: 21-Jun-2021
Ticker:
ISIN: CA55903Q1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: PETER BARNES Mgmt For For
1.2 ELECTION OF DIRECTOR: GEORGE PASPALAS Mgmt For For
1.3 ELECTION OF DIRECTOR: TIM BAKER Mgmt For For
1.4 ELECTION OF DIRECTOR: JILL LEVERSAGE Mgmt For For
1.5 ELECTION OF DIRECTOR: SELMA LUSSENBURG Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL MACINNIS Mgmt For For
1.7 ELECTION OF DIRECTOR: SUSAN MATHIEU Mgmt For For
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, Mgmt For For
APPROVE A NON-BINDING ADVISORY RESOLUTION
TO ACCEPT THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MANDALAY RESOURCES CORP Agenda Number: 713993889
--------------------------------------------------------------------------------------------------------------------------
Security: 562568402
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: CA5625684025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: BRADFORD A. MILLS Mgmt For For
1.B ELECTION OF DIRECTOR: ABRAHAM JONKER Mgmt For For
1.C ELECTION OF DIRECTOR: AMY FREEDMAN Mgmt For For
1.D ELECTION OF DIRECTOR: DOMINIC DUFFY Mgmt For For
1.E ELECTION OF DIRECTOR: JULIE GALLOWAY Mgmt For For
1.F ELECTION OF DIRECTOR: ROBERT DOYLE Mgmt For For
1.G ELECTION OF DIRECTOR: TERRELL ACKERMAN Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
MCEWEN MINING INC. Agenda Number: 935433968
--------------------------------------------------------------------------------------------------------------------------
Security: 58039P107
Meeting Type: Annual
Meeting Date: 28-Jun-2021
Ticker: MUX
ISIN: US58039P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT R. MCEWEN Mgmt For For
ALLEN V. AMBROSE Mgmt For For
MICHELE L. ASHBY Mgmt For For
RICHARD W. BRISSENDEN Mgmt For For
ROBIN E. DUNBAR Mgmt For For
GREGORY P. FAUQUIER Mgmt For For
DONALD R.M. QUICK Mgmt For For
MICHAEL L. STEIN Mgmt For For
2. To adopt an amendment to the Company's Mgmt For For
Second Amended and Restated Articles of
Incorporation to increase the number of
shares of common stock authorized to be
issued from 500,000,000 to 675,000,000.
3. To adopt an amendment to the Company's Mgmt For For
Amended and Restated Equity Incentive Plan
to increase the number of shares authorized
to be issued under the Plan from 17,500,000
to 30,000,000 and to extend the expiration
date of the Plan to April 15, 2031.
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
METALLA ROYALTY AND STREAMING LTD Agenda Number: 713154312
--------------------------------------------------------------------------------------------------------------------------
Security: 59124U605
Meeting Type: AGM
Meeting Date: 04-Nov-2020
Ticker:
ISIN: CA59124U6051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: BRETT HEATH Mgmt For For
2.2 ELECTION OF DIRECTOR: LAWRENCE ROULSTON Mgmt For For
2.3 ELECTION OF DIRECTOR: E.B. TUCKER Mgmt For For
2.4 ELECTION OF DIRECTOR: ALEXANDER MOLYNEUX Mgmt For For
2.5 ELECTION OF DIRECTOR: JAMES BEEBY Mgmt For For
2.6 ELECTION OF DIRECTOR: TERRY KREPIAKEVICH Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO RATIFY AND APPROVE THE CORPORATION'S Mgmt For For
SHARE COMPENSATION PLAN
5 TO CONSIDER AND APPROVE AN ORDINARY Mgmt For For
RESOLUTION OF DISINTERESTED SHAREHOLDERS TO
AMEND THE CORPORATION'S SHARE COMPENSATION
PLAN TO INCREASE THE TOTAL NUMBER OF
RESTRICTED SHARE UNITS (RSUS) AVAILABLE FOR
AWARD THEREUNDER TO 800,000 RSUS
--------------------------------------------------------------------------------------------------------------------------
METALLA ROYALTY AND STREAMING LTD Agenda Number: 714115789
--------------------------------------------------------------------------------------------------------------------------
Security: 59124U605
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: CA59124U6051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.7 AND 3. THANK YOU.
1 TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) Mgmt For For
2.1 ELECTION OF DIRECTOR: BRETT HEATH Mgmt For For
2.2 ELECTION OF DIRECTOR: LAWRENCE ROULSTON Mgmt For For
2.3 ELECTION OF DIRECTOR: E.B. TUCKER Mgmt For For
2.4 ELECTION OF DIRECTOR: ALEXANDER MOLYNEUX Mgmt Against Against
2.5 ELECTION OF DIRECTOR: JAMES BEEBY Mgmt For For
2.6 ELECTION OF DIRECTOR: TERRY KREPIAKEVICH Mgmt For For
2.7 ELECTION OF DIRECTOR: DOUGLAS SILVER Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO RATIFY AND APPROVE THE CORPORATION'S Mgmt For For
SHARE COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
MINAURUM GOLD INC Agenda Number: 713397885
--------------------------------------------------------------------------------------------------------------------------
Security: 60252Q101
Meeting Type: AGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: CA60252Q1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.E AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE Mgmt For For
2.A ELECTION OF DIRECTOR: DARRELL RADER Mgmt For For
2.B ELECTION OF DIRECTOR: DAVID JONES Mgmt For For
2.C ELECTION OF DIRECTOR: LAWRENCE W.E. TALBOT Mgmt For For
2.D ELECTION OF DIRECTOR: DAVID MEDILEK Mgmt For For
2.E ELECTION OF DIRECTOR: PETER MEGAW Mgmt For For
3 APPOINTMENT OF DAVIDSON & COMPANY LLP AS Mgmt For For
AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO APPROVE THE STOCK OPTION PLAN OF THE Mgmt For For
CORPORATION
--------------------------------------------------------------------------------------------------------------------------
MINCO SILVER CORP Agenda Number: 714270713
--------------------------------------------------------------------------------------------------------------------------
Security: 60254C100
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: CA60254C1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.4 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FOUR Mgmt Against Against
2.1 ELECTION OF DIRECTOR: MR. KEN Z. CAI Mgmt For For
2.2 ELECTION OF DIRECTOR: MS. MARIA TANG Mgmt For For
2.3 ELECTION OF DIRECTOR: MR. GEORGE LIAN Mgmt For For
2.4 ELECTION OF DIRECTOR: MR. TIM SUN Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 TO CONSIDER AND, IF THOUGHT FIT, TO PASS, Mgmt For For
WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION TO APPROVE THE UNALLOCATED
ENTITLEMENTS UNDER MINCO SILVER
CORPORATION'S LONG-TERM INCENTIVE PLAN
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF
--------------------------------------------------------------------------------------------------------------------------
MIRASOL RESOURCES LTD Agenda Number: 712816808
--------------------------------------------------------------------------------------------------------------------------
Security: 604680108
Meeting Type: MIX
Meeting Date: 08-Jul-2020
Ticker:
ISIN: CA6046801081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: DANA H. PRINCE Mgmt For For
2.2 ELECTION OF DIRECTOR: NICK DEMARE Mgmt For For
2.3 ELECTION OF DIRECTOR: JOHN TOGNETTI Mgmt For For
2.4 ELECTION OF DIRECTOR: PATRICK C. EVANS Mgmt For For
2.5 ELECTION OF DIRECTOR: DIANE NICOLSON Mgmt For For
2.6 ELECTION OF DIRECTOR: NORMAN PITCHER Mgmt For For
3 APPOINTMENT OF DAVIDSON & COMPANY, Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 APPROVAL OF STOCK OPTION PLAN Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTION 5 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU
5 APPROVAL OF RESTRICTED SHARE UNIT PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MIRASOL RESOURCES LTD Agenda Number: 713931764
--------------------------------------------------------------------------------------------------------------------------
Security: 604680108
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: CA6046801081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.4 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FOUR 4 Mgmt For For
2.1 ELECTION OF DIRECTOR: PATRICK EVANS Mgmt For For
2.2 ELECTION OF DIRECTOR: NICK DEMARE Mgmt For For
2.3 ELECTION OF DIRECTOR: JOHN TOGNETTI Mgmt For For
2.4 ELECTION OF DIRECTOR: DIANE NICOLSON Mgmt For For
3 APPOINTMENT OF DAVIDSON & COMPANY LLP AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO RE-APPROVE THE COMPANY'S 10% STOCK Mgmt For For
OPTION PLAN
CMMT PLEASE NOTE THAT RESOLUTION 5 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU
5 TO RE-APPROVE THE COMPANY'S RESTRICTED Mgmt For For
SHARE UNIT PLAN
6 TO APPROVE THE TRANSACTION OF SUCH OTHER Mgmt Against Against
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING
--------------------------------------------------------------------------------------------------------------------------
NEW GOLD INC Agenda Number: 713725654
--------------------------------------------------------------------------------------------------------------------------
Security: 644535106
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CA6445351068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2.1 ELECTION OF DIRECTOR: RENAUD ADAMS Mgmt For For
2.2 ELECTION OF DIRECTOR: GEOFFREY CHATER Mgmt For For
2.3 ELECTION OF DIRECTOR: NICHOLAS CHIREKOS Mgmt For For
2.4 ELECTION OF DIRECTOR: GILLIAN DAVIDSON Mgmt For For
2.5 ELECTION OF DIRECTOR: JAMES GOWANS Mgmt For For
2.6 ELECTION OF DIRECTOR: THOMAS MCCULLEY Mgmt For For
2.7 ELECTION OF DIRECTOR: MARGARET MULLIGAN Mgmt For For
2.8 ELECTION OF DIRECTOR: IAN PEARCE Mgmt For For
2.9 ELECTION OF DIRECTOR: MARILYN SCHONBERNER Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 SAY ON PAY ADVISORY VOTE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEW PACIFIC METALS CORP Agenda Number: 713070629
--------------------------------------------------------------------------------------------------------------------------
Security: 647824101
Meeting Type: MIX
Meeting Date: 30-Sep-2020
Ticker:
ISIN: CA6478241012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 7 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 6 Mgmt For For
2.1 ELECTION OF DIRECTOR: JACK AUSTIN Mgmt For For
2.2 ELECTION OF DIRECTOR: RUI FENG Mgmt For For
2.3 ELECTION OF DIRECTOR: DAVID KONG Mgmt For For
2.4 ELECTION OF DIRECTOR: T. GREGORY HAWKINS Mgmt For For
2.5 ELECTION OF DIRECTOR: MARTIN G. WAFFORN Mgmt For For
2.6 ELECTION OF DIRECTOR: MARK CRUISE Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION RATIFYING, APPROVING AND
ADOPTING THE COMPANY'S AMENDED AND RESTATED
SHARE BASED COMPENSATION PLAN (THE "OMNIBUS
PLAN"), APPROVED BY THE COMPANY'S BOARD OF
DIRECTORS ON AUGUST 25, 2020, THE FULL TEXT
OF WHICH IS SET OUT IN THE CIRCULAR
5 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION APPROVING THE COMPANY'S EXISTING
SHARE BASED COMPENSATION PLAN (ONLY IF THE
OMNIBUS PLAN IS NOT APPROVED)
6 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION APPROVING AN ARRANGEMENT UNDER
DIVISION 5 OF PART 9 OF THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA), WHICH
INVOLVES, AMONG OTHER THINGS, THE
DISTRIBUTION OF COMMON SHARES OF WHITEHORSE
GOLD CORP. TO THE SHAREHOLDERS OF THE
COMPANY, THE FULL TEXT OF WHICH IS ATTACHED
AS SCHEDULE "A" TO THE CIRCULAR
7 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION OF THE DISINTERESTED
SHAREHOLDERS (WITHIN THE MEANING OF THE
CIRCULAR) APPROVING THE PRIVATE PLACEMENT
OF COMMON SHARES OF WHITEHORSE GOLD CORP.
FOR GROSS PROCEEDS OF UP TO CAD 9,000,000,
THE FULL TEXT OF WHICH IS ATTACHED AS
SCHEDULE "B" TO THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NEXA RESOURCES S.A. Agenda Number: 935429375
--------------------------------------------------------------------------------------------------------------------------
Security: L67359106
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: NEXA
ISIN: LU1701428291
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consider and approve the Company's annual Mgmt For For
accounts for the financial year ended
December 31, 2020.
2. Consider and approve the Company's Mgmt For For
consolidated financial statements for the
financial year ended December 31, 2020.
3. Resolve (i) to confirm the advance on Mgmt For For
dividends decided by the Board of Directors
of the Company during the financial year
ended December 31, 2020 and (ii) to carry
forward the the loss for the year ended
December 31, 2020.
4. Grant discharge (quitus) to all members of Mgmt For For
the Board of Directors of the Company who
were in office during the financial year
ended December 31, 2020 for the proper
performance of their duties.
5A. To Elect Mr. Jaime Ardila, as director Mgmt For For
until the 2022 annual general meeting of
the shareholders.
5B. To Elect Mr. Diego Cristobal Hernandez Mgmt For For
Cabrera, as director until the 2022 annual
general meeting of the shareholders.
5C. To Elect Mr. Gianfranco Castagnola, as Mgmt For For
director until the 2022 annual general
meeting of the shareholders.
5D. To Elect Ms. Daniella Elena Dimitrov, as Mgmt For For
director until the 2022 annual general
meeting of the shareholders.
5E. To Elect Mr. Eduardo Borges de Andrade Mgmt For For
Filho, as director until the 2022 annual
general meeting of the shareholders.
5F. To Elect Mr. Luis Ermirio de Moraes, as Mgmt For For
director until the 2022 annual general
meeting of the shareholders.
5G. To Elect Mr. Ian Wilton Pearce, as director Mgmt For For
until the 2022 annual general meeting of
the shareholders.
5H. To Elect Mr. Edward Ruiz, as director until Mgmt For For
the 2022 annual general meeting of the
shareholders.
5I. To Elect Ms. Jane Sadowsky, as director Mgmt For For
until the 2022 annual general meeting of
the shareholders.
5J. To Elect Mr. Joao Henrique Batista de Souza Mgmt For For
Schmidt, as director until the 2022 annual
general meeting of the shareholders.
6. Determine the 2021 overall remuneration of Mgmt For For
the members of the Board of Directors and
ratify the 2020 overall remuneration of the
members of the Board of Directors.
7. Appoint PricewaterhouseCoopers, societe Mgmt For For
cooperative as statutory auditor (reviseur
d'entreprises agree) of the Company for the
period ending at the 2022 annual general
meeting of the shareholders.
8. Approve the amendments to article 10 of the Mgmt For For
articles of association of the Company to
be read as set out in the agenda.
--------------------------------------------------------------------------------------------------------------------------
ORLA MINING LTD Agenda Number: 713931815
--------------------------------------------------------------------------------------------------------------------------
Security: 68634K106
Meeting Type: MIX
Meeting Date: 14-May-2021
Ticker:
ISIN: CA68634K1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: CHARLES JEANNES Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD HALL Mgmt For For
1.3 ELECTION OF DIRECTOR: JASON SIMPSON Mgmt For For
1.4 ELECTION OF DIRECTOR: JEAN ROBITAILLE Mgmt For For
1.5 ELECTION OF DIRECTOR: GEORGE ALBINO Mgmt For For
1.6 ELECTION OF DIRECTOR: TIM HALDANE Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID STEPHENS Mgmt For For
1.8 ELECTION OF DIRECTOR: ELIZABETH MCGREGOR Mgmt For For
1.9 ELECTION OF DIRECTOR: ERIC COLBY Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO APPROVE ALL
UNALLOCATED STOCK OPTIONS UNDER THE
CORPORATION'S STOCK OPTION PLAN, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP Agenda Number: 713823880
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.8 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: MICHAEL CARROLL Mgmt For For
1.2 ELECTION OF DIRECTOR: NEIL DE GELDER Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES JEANNES Mgmt For For
1.4 ELECTION OF DIRECTOR: JENNIFER MAKI Mgmt For For
1.5 ELECTION OF DIRECTOR: WALTER SEGSWORTH Mgmt For For
1.6 ELECTION OF DIRECTOR: KATHLEEN SENDALL Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL STEINMANN Mgmt For For
1.8 ELECTION OF DIRECTOR: GILLIAN WINCKLER Mgmt For For
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO Mgmt For For
PASS AN ORDINARY, NON-BINDING "SAY ON PAY"
RESOLUTION APPROVING THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION, THE COMPLETE
TEXT OF WHICH IS SET OUT IN THE INFORMATION
CIRCULAR FOR THE MEETING
--------------------------------------------------------------------------------------------------------------------------
PREMIER GOLD MINES LIMITED Agenda Number: 713331940
--------------------------------------------------------------------------------------------------------------------------
Security: 74051D104
Meeting Type: AGM
Meeting Date: 24-Nov-2020
Ticker:
ISIN: CA74051D1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: JOHN A. BEGEMAN Mgmt For For
1.B ELECTION OF DIRECTOR: EVA BELLISSIMO Mgmt For For
1.C ELECTION OF DIRECTOR: EWAN S. DOWNIE Mgmt For For
1.D ELECTION OF DIRECTOR: RONALD LITTLE Mgmt For For
1.E ELECTION OF DIRECTOR: JOHN SEAMAN Mgmt For For
1.F ELECTION OF DIRECTOR: MICHAEL VITTON Mgmt For For
1.G ELECTION OF DIRECTOR: ISTVAN ZOLLEI Mgmt For For
2 TO APPOINT GRANT THORNTON LLP AS THE Mgmt For For
AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND TO AUTHORIZE THE DIRECTORS OF THE
CORPORATION TO FIX THE REMUNERATION OF THE
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
PREMIER GOLD MINES LIMITED Agenda Number: 713580137
--------------------------------------------------------------------------------------------------------------------------
Security: 74051D104
Meeting Type: SGM
Meeting Date: 23-Feb-2021
Ticker:
ISIN: CA74051D1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT RESOLUTION 4 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU
1 TO CONSIDER, PURSUANT TO AN INTERIM ORDER Mgmt For For
OF THE ONTARIO SUPERIOR COURT OF JUSTICE,
AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR
WITHOUT AMENDMENT, A SPECIAL RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH IN
APPENDIX "B" TO THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, TO APPROVE A
STATUTORY PLAN OF ARRANGEMENT UNDER SECTION
182 OF THE BUSINESS CORPORATIONS ACT
(ONTARIO) (THE "ARRANGEMENT"), SUBJECT TO
THE TERMS AND CONDITIONS OF AN ARRANGEMENT
AGREEMENT DATED DECEMBER 16, 2020 ENTERED
INTO AMONG PREMIER, EQUINOX GOLD CORP. AND
I-80 GOLD CORP
2 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
PREMIER ("PREMIER SHAREHOLDERS"), THE FULL
TEXT OF WHICH IS SET FORTH IN APPENDIX "C"
TO THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, APPROVING CERTAIN AMENDMENTS TO
THE AMENDED AND RESTATED SHARE INCENTIVE
PLAN OF PREMIER DATED MAY 23, 2019, ALL AS
MORE PARTICULARLY SET FORTH IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, PROVIDED THAT SUCH RESOLUTION
SHALL NOT BECOME EFFECTIVE UNLESS THE
ARRANGEMENT BECOMES EFFECTIVE
3 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION OF THE PREMIER
SHAREHOLDERS, THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "D" TO THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR, APPROVING
AN OMNIBUS SHARE INCENTIVE PLAN FOR SPINCO,
ALL AS MORE PARTICULARLY SET FORTH IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, PROVIDED THAT SUCH RESOLUTION
SHALL NOT BECOME EFFECTIVE UNLESS THE
ARRANGEMENT BECOMES EFFECTIVE
4 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION OF THE DISINTERESTED
SHAREHOLDERS (AS SUCH TERM IS DEFINED IN
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR), THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "E" OF THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR, APPROVING
THE PRIVATE PLACEMENT OF SUBSCRIPTION
RECEIPTS OF SPINCO (THE "SPINCO
SUBSCRIPTION RECEIPTS") EXCHANGEABLE FOR
COMMON SHARES OF SPINCO AT A PRICE OF AT
LEAST CAD2.50 PER SPINCO SUBSCRIPTION
RECEIPT (THE FINAL SUBSCRIPTION PRICE FOR
EACH SPINCO SUBSCRIPTION RECEIPT BEING THE
"OFFERING PRICE") FOR GROSS PROCEEDS OF UP
TO USD 75 MILLION, ALL AS MORE PARTICULARLY
SET FORTH IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, PROVIDED THAT SUCH
RESOLUTION SHALL NOT BECOME EFFECTIVE
UNLESS THE ARRANGEMENT BECOMES EFFECTIVE
5 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX "Y" TO THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, APPROVING THE EXERCISE PRICE OF
COMMON SHARE PURCHASE WARRANTS OF SPINCO
ISSUABLE TO AFFILIATES OF WATERTON GLOBAL
RESOURCE MANAGEMENT, INC. ("WATERTON") IN
CONNECTION WITH THE ACQUISITION OF THE
GETCHELL GOLD PROJECT FROM WATERTON, AT A
PRICE EQUAL TO THE OFFERING PRICE
MULTIPLIED BY 1.4, ALL AS MORE PARTICULARLY
SET FORTH IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, PROVIDED THAT SUCH
RESOLUTION SHALL NOT BECOME EFFECTIVE
UNLESS THE SPINCO FINANCING RESOLUTION
BECOMES EFFECTIVE
--------------------------------------------------------------------------------------------------------------------------
SABINA GOLD & SILVER CORP Agenda Number: 714020005
--------------------------------------------------------------------------------------------------------------------------
Security: 785246109
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: CA7852461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt For For
EIGHT (8)
2.1 ELECTION OF DIRECTOR: DAVID A. FENNELL Mgmt For For
2.2 ELECTION OF DIRECTOR: DAVID RAE Mgmt For For
2.3 ELECTION OF DIRECTOR: ANNA TUDELA Mgmt For For
2.4 ELECTION OF DIRECTOR: D. BRUCE MCLEOD Mgmt For For
2.5 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt For For
2.6 ELECTION OF DIRECTOR: LEO ZHAO Mgmt For For
2.7 ELECTION OF DIRECTOR: WALTER SEGSWORTH Mgmt For For
2.8 ELECTION OF DIRECTOR: ANNA EL-ERIAN Mgmt For For
3 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITOR OF THE COMPANY
4 TO TRANSACT SUCH FURTHER OR OTHER BUSINESS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING AND
ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF
--------------------------------------------------------------------------------------------------------------------------
SEABRIDGE GOLD INC Agenda Number: 714184037
--------------------------------------------------------------------------------------------------------------------------
Security: 811916105
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: CA8119161054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: TRACE ARLAUD Mgmt For For
1.2 ELECTION OF DIRECTOR: RUDI P. FRONK Mgmt For For
1.3 ELECTION OF DIRECTOR: ELISEO GONZALEZ-URIEN Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD C. KRAUS Mgmt For For
1.5 ELECTION OF DIRECTOR: JAY S. LAYMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: MELANIE R. MILLER Mgmt For For
1.7 ELECTION OF DIRECTOR: CLEMENT A. PELLETIER Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN W. SABINE Mgmt For For
1.9 ELECTION OF DIRECTOR: GARY A. SUGAR Mgmt For For
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR
3 TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION TO BE PAID TO THE AUDITORS
4 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
SIERRA METALS INC Agenda Number: 714173363
--------------------------------------------------------------------------------------------------------------------------
Security: 82639W106
Meeting Type: MIX
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CA82639W1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.8 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: JOSE VIZQUERRA Mgmt For For
BENAVIDES
1.2 ELECTION OF DIRECTOR: J. ALBERTO ARIAS Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN G. DEAN Mgmt For For
1.4 ELECTION OF DIRECTOR: DOUGLAS F. CATER Mgmt For For
1.5 ELECTION OF DIRECTOR: RICARDO ARRARTE Mgmt For For
1.6 ELECTION OF DIRECTOR: LUIS MARCHESE Mgmt For For
1.7 ELECTION OF DIRECTOR: DIONISIO ROMERO Mgmt For For
1.8 ELECTION OF DIRECTOR: KOKO YAMAMOTO Mgmt For For
2 TO REAPPOINT PRICEWATERHOUSECOOPERS, Mgmt For For
CHARTERED ACCOUNTANTS, AS THE CORPORATION'S
AUDITORS FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
--------------------------------------------------------------------------------------------------------------------------
SILVERCORP METALS INC Agenda Number: 713035637
--------------------------------------------------------------------------------------------------------------------------
Security: 82835P103
Meeting Type: AGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CA82835P1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.5 AND
3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE (5) Mgmt For For
2.1 ELECTION OF DIRECTOR: DR. RUI FENG Mgmt For For
2.2 ELECTION OF DIRECTOR: S. PAUL SIMPSON Mgmt For For
2.3 ELECTION OF DIRECTOR: DAVID KONG Mgmt For For
2.4 ELECTION OF DIRECTOR: YIKANG LIU Mgmt For For
2.5 ELECTION OF DIRECTOR: MARINA KATUSA Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
SILVERCREST METALS INC Agenda Number: 714093539
--------------------------------------------------------------------------------------------------------------------------
Security: 828363101
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: CA8283631015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.7 AND 3. THANK YOU
1 TO FIX THE NUMBER OF DIRECTORS AT SEVEN Mgmt For For
2.1 ELECTION OF DIRECTOR: N. ERIC FIER Mgmt For For
2.2 ELECTION OF DIRECTOR: LAURA DIAZ Mgmt For For
2.3 ELECTION OF DIRECTOR: ROSS O. GLANVILLE Mgmt For For
2.4 ELECTION OF DIRECTOR: ANI MARKOVA Mgmt For For
2.5 ELECTION OF DIRECTOR: HANNES P. PORTMANN Mgmt For For
2.6 ELECTION OF DIRECTOR: GRAHAM C. THODY Mgmt For For
2.7 ELECTION OF DIRECTOR: JOHN H. WRIGHT Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE COMPANY FOR THE ENSUING
YEAR
4 TO APPROVE THE ADOPTION OF A NEW EQUITY Mgmt For For
SHARE UNIT PLAN
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC Agenda Number: 712801910
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: SGM
Meeting Date: 10-Jul-2020
Ticker:
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt Abstain Against
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION (THE "SSR SHARE
RESOLUTION") TO APPROVE THE ISSUANCE OF
COMMON SHARES IN THE CAPITAL OF THE COMPANY
IN CONNECTION WITH A PLAN OF ARRANGEMENT
PURSUANT TO SECTION 195 OF THE BUSINESS
CORPORATIONS ACT (YUKON) INVOLVING THE
COMPANY, ALACER GOLD CORP. ("ALACER") AND
THE SHAREHOLDERS OF ALACER. THE FULL TEXT
OF THE SSR SHARE RESOLUTION IS SET FORTH IN
APPENDIX A TO THE JOINT MANAGEMENT
INFORMATION CIRCULAR DATED JUNE 2, 2020
(THE "CIRCULAR
2 TO SET THE NUMBER OF DIRECTORS AT TEN, Mgmt Abstain Against
CONDITIONAL ON THE COMPLETION OF THE
ARRANGEMENT (AS DEFINED IN THE CIRCULAR)
CMMT 11 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC Agenda Number: 713964092
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker:
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.10 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: A.E. MICHAEL ANGLIN Mgmt For For
1.2 ELECTION OF DIRECTOR: ROD ANTAL Mgmt For For
1.3 ELECTION OF DIRECTOR: THOMAS R. BATES, JR Mgmt For For
1.4 ELECTION OF DIRECTOR: BRIAN R. BOOTH Mgmt For For
1.5 ELECTION OF DIRECTOR: EDWARD C. DOWLING, JR Mgmt For For
1.6 ELECTION OF DIRECTOR: SIMON A. FISH Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN P. KRUSI Mgmt For For
1.8 ELECTION OF DIRECTOR: BEVERLEE F. PARK Mgmt For For
1.9 ELECTION OF DIRECTOR: GRACE KAY PRIESTLY Mgmt For For
1.10 ELECTION OF DIRECTOR: ELIZABETH A. WADEMAN Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
THE COMPANY'S AUDITOR FOR THE ENSUING YEAR
AND AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO SET THE AUDITOR'S REMUNERATION
3 TO CONSIDER A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ACCEPTING THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION
4 TO CONSIDER, AND, IF DEEMED ADVISABLE, Mgmt For For
APPROVE, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION, APPROVING THE
COMPANY'S 2021 SHARE COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC. Agenda Number: 935238130
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: Special
Meeting Date: 10-Jul-2020
Ticker: SSRM
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if thought advisable, to Mgmt For For
pass, with or without variation, an
ordinary resolution (the "SSR Share
Resolution") to approve the issuance of
common shares in the capital of the Company
in connection with a plan of arrangement
pursuant to section 195 of the Business
Corporations Act (Yukon) involving the
Company, Alacer Gold Corp. ("Alacer") and
the shareholders of Alacer. The full text
of the SSR Share Resolution is set forth in
Appendix A to the joint management
information circular dated June 2, 2020
(the "Circular").
2 To set the number of directors at ten, Mgmt For For
conditional on the completion of the
Arrangement (as defined in the Circular).
--------------------------------------------------------------------------------------------------------------------------
TREVALI MINING CORP Agenda Number: 713030740
--------------------------------------------------------------------------------------------------------------------------
Security: 89531J109
Meeting Type: AGM
Meeting Date: 16-Sep-2020
Ticker:
ISIN: CA89531J1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: RUSSELL D. BALL Mgmt For For
1.2 ELECTION OF DIRECTOR: ALINE COTE Mgmt For For
1.3 ELECTION OF DIRECTOR: JILL V. GARDINER Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHANNES F. (RICUS) Mgmt For For
GRIMBEEK
1.5 ELECTION OF DIRECTOR: DAN ISSEROW Mgmt For For
1.6 ELECTION OF DIRECTOR: NICKOLA (NICK) Mgmt For For
POPOVIC
1.7 ELECTION OF DIRECTOR: RICHARD WILLIAMS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 PASS AN ADVISORY VOTE ON TREVALI'S APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION ("SAY ON PAY")
--------------------------------------------------------------------------------------------------------------------------
TREVALI MINING CORP Agenda Number: 713870574
--------------------------------------------------------------------------------------------------------------------------
Security: 89531J109
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: CA89531J1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.8 AND
2. THANK YOU.
1.1 ELECTION OF DIRECTOR: JILL V. GARDINER Mgmt For For
1.2 ELECTION OF DIRECTOR: RUSSELL D. BALL Mgmt For For
1.3 ELECTION OF DIRECTOR: ALINE COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHANNES F. (RICUS) Mgmt For For
GRIMBEEK
1.5 ELECTION OF DIRECTOR: JEANE L. HULL Mgmt For For
1.6 ELECTION OF DIRECTOR: DAN ISSEROW Mgmt For For
1.7 ELECTION OF DIRECTOR: NIKOLA (NICK) POPOVIC Mgmt For For
1.8 ELECTION OF DIRECTOR: RICHARD WILLIAMS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 PASS AN ADVISORY VOTE ON TREVALI'S APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION ("SAY ON PAY")
--------------------------------------------------------------------------------------------------------------------------
TURQUOISE HILL RESOURCES LTD Agenda Number: 712939834
--------------------------------------------------------------------------------------------------------------------------
Security: 900435108
Meeting Type: MIX
Meeting Date: 24-Jul-2020
Ticker:
ISIN: CA9004351081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 427839 DUE TO APPLICATION OF
SPIN CONTROL FOR RESOLUTIONS 1.1 TO 1.8.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
CMMT PLEASE NOTE THIS IS A CONTESTED MEETING. Non-Voting
THIS IS THE MANAGEMENT SLATE. PLEASE NOTE
YOU ARE NOT PERMITTED TO VOTE ON BOTH
MANAGEMENT AND OPPOSITION. YOU ARE ONLY
REQUIRED TO VOTE ON ONE SLATE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2.
THANK YOU
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 8 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 7 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 7 OF THE 8 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
1.1 ELECTION OF DIRECTOR: GEORGE BURNS Mgmt No vote
1.2 ELECTION OF DIRECTOR: ALAN CHIRGWIN Mgmt No vote
1.3 ELECTION OF DIRECTOR: R. PETER GILLIN Mgmt No vote
1.4 ELECTION OF DIRECTOR: STEPHEN JONES Mgmt No vote
1.5 ELECTION OF DIRECTOR: ULF QUELLMANN Mgmt No vote
1.6 ELECTION OF DIRECTOR: RUSSEL C. ROBERTSON Mgmt No vote
1.7 ELECTION OF DIRECTOR: MARYSE SAINT-LAURENT Mgmt No vote
1.8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR:
MATTHEW HALBOWER
2 TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt No vote
CORPORATION AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS
3 SPECIAL RESOLUTION TO AUTHORIZE THE Mgmt No vote
CONSOLIDATION OF THE CORPORATION'S ISSUED
AND OUTSTANDING COMMON SHARES
4 NON-BINDING ADVISORY VOTE TO ACCEPT THE Mgmt No vote
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING INFORMATION
CIRCULAR
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: ORDINARY RESOLUTION
TO AUTHORIZE THE BOARD TO TAKE STEPS TO
AMEND THE ARTICLES OF THE CORPORATION TO
PROVIDE A MINORITY SHAREHOLDER NOMINATION
RIGHT
--------------------------------------------------------------------------------------------------------------------------
TURQUOISE HILL RESOURCES LTD Agenda Number: 712941954
--------------------------------------------------------------------------------------------------------------------------
Security: 900435108
Meeting Type: MIX
Meeting Date: 24-Jul-2020
Ticker:
ISIN: CA9004351081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THIS IS A CONTESTED MEETING. Non-Voting
THIS IS THE OPPOSITION SLATE. PLEASE NOTE
YOU ARE NOT PERMITTED TO VOTE ON BOTH
MANAGEMENT AND OPPOSITION. YOU ARE ONLY
REQUIRED TO VOTE ON ONE SLATE
1.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: PENTWATER NOMINEE:
MATTHEW HALBOWER
1.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: TURQUOISE HILL
MANAGEMENT NOMINEES: GEORGE R. BURNS
1.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: TURQUOISE HILL
MANAGEMENT NOMINEES: ALAN CHIRGWIN
1.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: TURQUOISE HILL
MANAGEMENT NOMINEES: R. PETER GILLIN
1.5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: TURQUOISE HILL
MANAGEMENT NOMINEES: STEPHEN JONES
1.6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: TURQUOISE HILL
MANAGEMENT NOMINEES: ULF QUELLMANN
1.7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: TURQUOISE HILL
MANAGEMENT NOMINEES: RUSSEL C. ROBERTSON
1.8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
OF TURQUOISE HILL: TURQUOISE HILL
MANAGEMENT NOMINEES: MARYSE SAINT-LAURENT
2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: MINORITY SHAREHOLDER
REPRESENTATION PROPOSAL. ORDINARY
RESOLUTION TO AUTHORIZE THE BOARD OF
DIRECTORS OF TURQUOISE HILL TO TAKE STEPS
TO AMEND THE ARTICLES OF TURQUOISE HILL TO
PROVIDE A MINORITY SHAREHOLDER NOMINATION
RIGHT
3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: APPOINTMENT OF
AUDITORS. TO APPOINT KPMG LLP AS AUDITORS
OF TURQUOISE HILL AT A REMUNERATION TO BE
FIXED BY THE BOARD OF DIRECTORS
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SHARE CONSOLIDATION
RESOLUTION: SPECIAL RESOLUTION TO AUTHORIZE
THE CONSOLIDATION OF TURQUOISE HILL'S
ISSUED AND OUTSTANDING COMMON SHARES
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: SAY ON PAY ADVISORY
RESOLUTION: NON-BINDING ADVISORY VOTE TO
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN TURQUOISE HILL'S
MANAGEMENT INFORMATION CIRCULAR DATED JUNE
17, 2020
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8, 2 AND 3. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TURQUOISE HILL RESOURCES LTD Agenda Number: 713756433
--------------------------------------------------------------------------------------------------------------------------
Security: 900435207
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: CA9004352071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.7, 2 AND 3.
THANK YOU
1.1 ELECTION OF DIRECTOR: GEORGE BURNS Mgmt For For
1.2 ELECTION OF DIRECTOR: R. PETER GILLIN Mgmt For For
1.3 ELECTION OF DIRECTOR: ALFRED P. GRIGG Mgmt For For
1.4 ELECTION OF DIRECTOR: STEPHEN JONES Mgmt For For
1.5 ELECTION OF DIRECTOR: RUSSEL C. ROBERTSON Mgmt For For
1.6 ELECTION OF DIRECTOR: MARYSE SAINT-LAURENT Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVE THIBEAULT Mgmt For For
2 TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
CORPORATION AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS
3 NON-BINDING ADVISORY VOTE TO ACCEPT THE Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 935381169
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
John Begeman Mgmt For For
Christiane Bergevin Mgmt For For
Alexander Davidson Mgmt For For
Richard Graff Mgmt For For
Kimberly Keating Mgmt For For
Peter Marrone Mgmt For For
Daniel Racine Mgmt For For
Jane Sadowsky Mgmt For For
Dino Titaro Mgmt For For
2 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 On an advisory basis, and not to diminish Mgmt For For
the role and responsibilities of our board,
you accept the approach to executive
compensation disclosed in our 2021
management information circular.
ETFMG Prime Mobile Payments ETF
--------------------------------------------------------------------------------------------------------------------------
ACI WORLDWIDE, INC. Agenda Number: 935400212
--------------------------------------------------------------------------------------------------------------------------
Security: 004498101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ACIW
ISIN: US0044981019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Odilon Almeida Mgmt For For
Charles K. Bobrinskoy Mgmt For For
Janet O. Estep Mgmt For For
James C. Hale III Mgmt For For
Mary P. Harman Mgmt For For
Didier R. Lamouche Mgmt For For
Charles E. Peters, Jr. Mgmt For For
Adalio T. Sanchez Mgmt For For
Thomas W. Warsop III Mgmt For For
Samir M. Zabaneh Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
3. An advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
AFTERPAY LTD Agenda Number: 713234526
--------------------------------------------------------------------------------------------------------------------------
Security: Q3583G105
Meeting Type: AGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: AU000000APT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5, 7 AND 8 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A ELECTION OF GARY BRIGGS AS A DIRECTOR Mgmt For For
2.B ELECTION OF PATRICK O'SULLIVAN AS A Mgmt For For
DIRECTOR
2.C ELECTION OF SHARON ROTHSTEIN AS A DIRECTOR Mgmt For For
2.D RE-ELECTION OF NICHOLAS MOLNAR AS A Mgmt For For
DIRECTOR
3 ADOPTION OF REMUNERATION REPORT Mgmt For For
4 RATIFICATION OF ISSUE OF SHARES PURSUANT TO Mgmt For For
JULY 2020 PLACEMENT
5 APPROVAL OF ISSUE OF CONVERTIBLE NOTE Mgmt For For
PURSUANT TO PAGANTIS ACQUISITION
6 APPLICATION OF SUPPLEMENTARY TERMS OF Mgmt For For
AFTERPAY EQUITY INCENTIVE PLAN TO EQUITY
AWARDS ISSUED TO PARTICIPANTS IN CALIFORNIA
7 LTI GRANT TO THE CEO AND MANAGING DIRECTOR Mgmt For For
8 LTI GRANT TO THE GLOBAL CHIEF REVENUE Mgmt For For
OFFICER AND EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
BOKU INC Agenda Number: 713999386
--------------------------------------------------------------------------------------------------------------------------
Security: U7744C106
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: USU7744C1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECTION OF KEITH BUTCHER AS A CLASS I Mgmt For For
DIRECTOR OF THE COMPANY
2 ELECTION OF CHARLOTTA GINMAN AS A CLASS I Mgmt For For
DIRECTOR OF THE COMPANY
3 REAPPOINTMENT OF BDO LLP AS AUDITOR OF THE Mgmt For For
COMPANY
4 AUTHORISE THE COMPANY'S AUDIT COMMITTEE TO Mgmt For For
DETERMINE BDO'S REMUNERATION
5 APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
SET OUT ON PAGES 37-43 (INCLUSIVE) IN THE
ANNUAL REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
--------------------------------------------------------------------------------------------------------------------------
CIELO SA Agenda Number: 712876587
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: AGM
Meeting Date: 24-Jul-2020
Ticker:
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ANALYZE THE MANAGEMENT ACCOUNTS, EXAMINE Mgmt For For
AND VOTE ON THE MANAGEMENT REPORT AND THE
COMPANY'S FINANCIAL AND ACCOUNTING
STATEMENTS, ACCOMPANIED BY REPORTS OF THE
FISCAL COUNCIL, INDEPENDENT AUDITORS AND
THE AUDIT COMMITTEE, ALL OF THEM REFERRING
TO THE FISCAL YEAR ENDED DECEMBER 31, 2019
2 RESOLVE ON THE ALLOCATION OF NET PROFIT FOR Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2019,
COMPRISING THE RATIFICATION OF AMOUNTS
PAID, IN ACCORDANCE WITH THE MANAGEMENT
PROPOSAL
3 SET AT ELEVEN 11 THE NUMBER OF BOARD Mgmt For For
MEMBERS FOR THE COMING TERM OF OFFICE, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Against Against
MULTIPLE VOTING PROCESS FOR THE ELECTION OF
THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE
141 OF LAW 6,404.76. FOR FURTHER
INFORMATION ON THE MULTIPLE VOTING PROCESS,
PLEASE REFER TO THE MANUAL FOR
PARTICIPATING IN SHAREHOLDERS MEETINGS AND
CIELOS MANAGEMENT PROPOSAL
5.1 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. ALDO LUIZ MENDES,
INDEPENDENT MEMBER
5.2 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . CARLOS HAMILTON
VASCONCELOS ARAUJO
5.3 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. CARLOS MOTTA DOS
SANTOS
5.4 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. EDSON MARCELO MORETO
5.5 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. EDSON ROGERIO DA COSTA
5.6 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. FRANCISCO AUGUSTO DA
COSTA E SILVA, INDEPENDENT MEMBER
5.7 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. FRANCISCO JOSE PEREIRA
TERRA
5.8 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. GILBERTO MIFANO,
INDEPENDENT MEMBER
5.9 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. MARCELO DE ARAUJO
NORONHA
5.10 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. MAURO RIBEIRO NETO
5.11 INDICATION OF CANDIDATES FOR THE BOARD OF Mgmt Against Against
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
11. THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS VINICIUS URIAS FAVARAO
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.11 IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS.
6 IN THE EVENT OF THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
7.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ALDO LUIZ MENDES, INDEPENDENT MEMBER
7.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CARLOS HAMILTON VASCONCELOS ARAUJO
7.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Against Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CARLOS MOTTA DOS SANTOS
7.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
EDSON MARCELO MORETO
7.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
EDSON ROGERIO DA COSTA
7.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
FRANCISCO AUGUSTO DA COSTA E SILVA,
INDEPENDENT MEMBER
7.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
FRANCISCO JOSE PEREIRA TERRA
7.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
GILBERTO MIFANO, INDEPENDENT MEMBER
7.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCELO DE ARAUJO NORONHA
7.10 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MAURO RIBEIRO NETO
7.11 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
VINICIUS URIAS FAVARAO
8 IF YOU HAVE CONTINUOUSLY HELD VOTING COMMON Mgmt For For
SHARES FOR THE THREE 3 MONTHS IMMEDIATELY
PRIOR TO THE SHAREHOLDERS MEETING, DO YOU
WISH TO REQUEST A SEPARATE ELECTION OF
BOARD MEMBERS, PURSUANT TO ARTICLE 141,
PARAGRAPH 4, ITEM I, OF LAW 6,404.76
9 DO YOU WISH TO REQUEST THE INSTALLATION OF Mgmt For For
THE FISCAL COUNCIL, PURSUANT TO ARTICLE 161
OF LAW 6,404.76
10 SET AT FIVE 5 THE NUMBER OF FISCAL COUNCIL Mgmt For For
MEMBERS FOR THE NEXT TERM OF OFFICE, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL
11.1 INDICATION OF CANDIDATES FOR THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 5
SHAREHOLDERS MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE NUMBER OF VACANCIES
TO BE FILLED IN THE GENERAL ELECTION.
MARCOS APARECIDO GALEDE, CARLOS ROBERTO
MENDONCA DA SILVA
11.2 INDICATION OF CANDIDATES FOR THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 5
SHAREHOLDERS MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE NUMBER OF VACANCIES
TO BE FILLED IN THE GENERAL ELECTION.
HERCULANO ANIBAL ALVES, FABIANA PINTO
FONSECA
11.3 INDICATION OF CANDIDATES FOR THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 5
SHAREHOLDERS MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE NUMBER OF VACANCIES
TO BE FILLED IN THE GENERAL ELECTION.
FELIPE GUIMARAES GEISSLER PRINCE, ADELAR
VALENTIM DIAS
11.4 INDICATION OF CANDIDATES FOR THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 5
SHAREHOLDERS MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE NUMBER OF VACANCIES
TO BE FILLED IN THE GENERAL ELECTION. JULIO
CESAR RODRIGUES DA SILVA, RAIMUNDO MOREIRA
11.5 INDICATION OF CANDIDATES FOR THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 5
SHAREHOLDERS MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE NUMBER OF VACANCIES
TO BE FILLED IN THE GENERAL ELECTION.
HAROLDO REGINALDO LEVY NETO, INDEPENDENT
MEMBER. MILTON LUIZ MILIONI, INDEPENDENT
MEMBER
12 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE FISCAL COUNCIL,
UNDER THE TERMS OF ARTICLE 161, 4, A OF LAW
6,404 OF 1976
13 RESOLVING ON THE OVERALL COMPENSATION FOR Mgmt For For
THE MEMBERS OF THE MANAGEMENT AND FISCAL
COUNCIL, TOTALING BRL 52,307,040.61 FOR THE
FISCAL YEAR OF 2020, ACCORDING TO THE
MANAGEMENTS PROPOSAL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CIELO SA Agenda Number: 712887895
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: EGM
Meeting Date: 24-Jul-2020
Ticker:
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 RESOLVING ON THE AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS, TO A COMPLEMENT ARTICLE 2 WITH TWO
ITEMS IN THE DESCRIPTION OF THE CORPORATE
PURPOSE, PURSUANT TO THE MANAGEMENTS
PROPOSAL, AND B ADJUST TWO CROSS REFERENCES
IN ARTICLES 35 AND 36, WITHOUT MATERIAL
EFFECTS
2 APPROVING THE CONSOLIDATION OF THE Mgmt For For
COMPANY'S BYLAWS
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT 14 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
21 JUL 2020 TO 22 JUL 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIELO SA Agenda Number: 713727127
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO ANALYZE MANAGEMENT ACCOUNTS, EXAMINE AND Mgmt For For
VOTE ON THE MANAGEMENT REPORT AND THE
FINANCIAL STATEMENTS, ACCOMPANIED BY
REPORTS OF THE FISCAL COUNCIL, INDEPENDENT
AUDITORS AND AUDIT COMMITTEE, ALL OF WHICH
REFERRING TO THE FISCAL YEAR ENDED DECEMBER
31, 2020
2 TO RESOLVE ON THE ALLOCATION OF NET PROFIT Mgmt For For
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2020, COMPRISING THE RATIFICATION OF
AMOUNTS PAID, IN ACCORDANCE WITH THE
MANAGEMENT PROPOSAL
3 DO YOU WISH TO REQUEST THE INSTALLATION OF Mgmt For For
THE FISCAL COUNCIL, PURSUANT TO ARTICLE 161
OF LAW 6,404.76
4 SET AT FIVE 5 THE NUMBER OF FISCAL COUNCIL Mgmt For For
MEMBERS FOR THE NEXT TERM OF OFFICE, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL
5.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Against Against
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 5. MARCOS
APARECIDO GALENDE. ARTHUR JOSE ANDRE NETO
5.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 5.
HERCULANO ANIBAL ALVES. FABIANA PINTO
FONSECA
5.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 5. FELIPE
GUIMARAES GEISSLER PRINCE. ADELAR VALENTIM
DIAS
5.4 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 5. JULIO
CESAR RODRIGUES DA SILVA. RAIMUNDO MOREIRA
5.5 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
POSITIONS LIMIT TO BE COMPLETED, 5. HAROLDO
REGINALDO LEVY NETO. INDEPENDENTE MEMBER.
MILTON LUIZ MILIONI. INDEPENDENTE MEMBER
6 DO YOU WISH TO REQUEST A SEPARATE ELECTION Mgmt Abstain Against
OF A FISCAL COUNCIL MEMBER, AS PER
PARAGRAPH 4 A OF ARTICLE 161 OF LAW
6,404.76
7 TO RESOLVE ON THE DEFINITION OF THE OVERALL Mgmt For For
COMPENSATION FOR THE MANAGEMENT AND MEMBERS
OF THE BOARD OF DIRECTORS AND FISCAL
COUNCIL FOR THE FISCAL YEAR OF 2021, AS PER
THE MANAGEMENT PROPOSAL
8 TO ELECT MR. GUSTAVO DE SOUZA FOSSE AS Mgmt Against Against
SITTING MEMBER OF THE COMPANY'S BOARD OF
DIRECTORS, AS PER ARTICLE 150 OF LAW
6,404.76 AND PARAGRAPH 4 OF ARTICLE 15 OF
THE COMPANY'S BYLAWS, AS PER THE MANAGEMENT
PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
CIELO SA Agenda Number: 713727139
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: EGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RESOLVE ON THE AMENDMENTS TO ARTICLES 2, Mgmt For For
15, 17 AND 28 OF THE COMPANY'S BYLAWS, AS
PER THE MANAGEMENT PROPOSAL
2 TO APPROVE THE CONSOLIDATION OF THE Mgmt For For
COMPANY'S BYLAWS
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
EML PAYMENTS LTD Agenda Number: 713152774
--------------------------------------------------------------------------------------------------------------------------
Security: Q3482X100
Meeting Type: AGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: AU000000EML7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt For For
3.A RE-ELECTION OF MS MELANIE WILSON AS A Mgmt For For
DIRECTOR
3.B RE-ELECTION OF MR TONY ADCOCK AS A DIRECTOR Mgmt For For
3.C ELECTION OF MR GEORGE GRESHAM AS A DIRECTOR Mgmt For For
4 GRANT OF SHORT-TERM INCENTIVE OPTIONS TO MR Mgmt For For
TOM CREGAN
5 GRANT OF LONG-TERM INCENTIVE OPTIONS TO MR Mgmt For For
TOM CREGAN
6 APPROVAL OF PRIOR ISSUES OF SECURITIES TO Mgmt For For
REFRESH THE COMPANY'S 15% PLACEMENT
CAPACITY
7 RENEW RULE 38 OF THE COMPANY'S CONSTITUTION Mgmt For For
8 AMENDMENT TO THE COMPANY'S CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935381866
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul S. Althasen Mgmt For For
Thomas A. McDonnell Mgmt For For
Michael N. Frumkin Mgmt For For
2. Approval of amendments to the amended 2006 Mgmt Against Against
Stock Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2021.
4. Advisory vote on executive compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935388149
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank G. D'Angelo Mgmt For For
1B. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of Director: Kelly Barrett Mgmt For For
1D. Election of Director: Olga Botero Mgmt For For
1E. Election of Director: Jorge A. Junquera Mgmt For For
1F. Election of Director: Ivan Pagan Mgmt For For
1G. Election of Director: Aldo J. Polak Mgmt For For
1H. Election of Director: Alan H. Schumacher Mgmt For For
1I. Election of Director: Brian J. Smith Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
4. Advisory Vote on the Frequency of the Mgmt 1 Year For
Executive Compensation Advisory Vote.
--------------------------------------------------------------------------------------------------------------------------
EVO PAYMENTS, INC. Agenda Number: 935381688
--------------------------------------------------------------------------------------------------------------------------
Security: 26927E104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EVOP
ISIN: US26927E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vahe A. Dombalagian Mgmt For For
James G. Kelly Mgmt For For
Rafik R. Sidhom Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
3. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval, for purposes of Nasdaq Listing Mgmt For For
Rules, of the elimination of the limitation
on conversions contained in the Company's
outstanding Series A convertible preferred
stock.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Steven T. Stull
1B. Election of Director for a one-year term: Mgmt For For
Michael Buckman
1C. Election of Director for a one-year term: Mgmt For For
Thomas M. Hagerty
1D. Election of Director for a one-year term: Mgmt For For
Mark A. Johnson
1E. Election of Director for a one-year term: Mgmt For For
Archie L. Jones, Jr.
1F. Election of Director for a one-year term: Mgmt For For
Hala G. Moddelmog
1G. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Sloan
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal for a shareholder Shr For Against
right to act by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Advisory vote on shareholder proposal Shr For Against
regarding shareholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
GMO PAYMENT GATEWAY,INC. Agenda Number: 713434669
--------------------------------------------------------------------------------------------------------------------------
Security: J18229104
Meeting Type: AGM
Meeting Date: 20-Dec-2020
Ticker:
ISIN: JP3385890003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kumagai, Masatoshi Mgmt Against Against
2.2 Appoint a Director Ainoura, Issei Mgmt Against Against
2.3 Appoint a Director Muramatsu, Ryu Mgmt Against Against
2.4 Appoint a Director Isozaki, Satoru Mgmt Against Against
2.5 Appoint a Director Hisada, Yuichi Mgmt Against Against
2.6 Appoint a Director Yasuda, Masashi Mgmt Against Against
2.7 Appoint a Director Yamashita, Hirofumi Mgmt Against Against
2.8 Appoint a Director Kaneko, Takehito Mgmt Against Against
2.9 Appoint a Director Onagi, Masaya Mgmt For For
2.10 Appoint a Director Sato, Akio Mgmt For For
2.11 Appoint a Director Kawasaki, Yuki Mgmt Against Against
3 Appoint a Corporate Auditor Yoshida, Mgmt For For
Kazutaka
--------------------------------------------------------------------------------------------------------------------------
GREEN DOT CORPORATION Agenda Number: 935396374
--------------------------------------------------------------------------------------------------------------------------
Security: 39304D102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: GDOT
ISIN: US39304D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: J. Chris Brewster Mgmt For For
1.2 Election of Director: Glinda Bridgforth Mgmt For For
Hodges
1.3 Election of Director: Rajeev V. Date Mgmt For For
1.4 Election of Director: Saturnino Fanlo Mgmt For For
1.5 Election of Director: William I Jacobs Mgmt For For
1.6 Election of Director: Dan R. Henry Mgmt For For
1.7 Election of Director: Jeffrey B. Osher Mgmt For For
1.8 Election of Director: Ellen Richey Mgmt For For
1.9 Election of Director: George T. Shaheen Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Green Dot's independent
registered public accounting firm for 2021.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. Amendment and restatement of Green Dot's Mgmt For For
2010 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HUIFU PAYMENT LIMITED Agenda Number: 713573651
--------------------------------------------------------------------------------------------------------------------------
Security: G4644R107
Meeting Type: EGM
Meeting Date: 19-Feb-2021
Ticker:
ISIN: KYG4644R1074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0126/2021012601273.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0126/2021012601277.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
S.1 TO APPROVE THE SCHEME BETWEEN THE COMPANY Mgmt For For
AND THE SCHEME SHAREHOLDERS AND THE
REDUCTION OF THE ISSUED SHARE CAPITAL OF
THE COMPANY BY CANCELLING AND EXTINGUISHING
THE SCHEME SHARES
O.1 TO APPROVE THE RESTORATION OF THE ISSUED Mgmt For For
SHARE CAPITAL OF THE COMPANY AS MORE
PARTICULARLY SET OUT IN THE EGM NOTICE AND
TO AUTHORISE ANY ONE OF THE DIRECTORS OF
THE COMPANY TO DO ALL ACTS AND THINGS
CONSIDERED BY HIM TO BE NECESSARY OR
DESIRABLE IN CONNECTION WITH THE
IMPLEMENTATION OF THE SCHEME AND TO APPLY
TO THE STOCK EXCHANGE OF HONG KONG LIMITED
FOR THE WITHDRAWAL OF THE LISTING OF THE
SHARES
--------------------------------------------------------------------------------------------------------------------------
HUIFU PAYMENT LIMITED Agenda Number: 713573649
--------------------------------------------------------------------------------------------------------------------------
Security: G4644R107
Meeting Type: CRT
Meeting Date: 19-Feb-2021
Ticker:
ISIN: KYG4644R1074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0126/2021012601271.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0126/2021012601259.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 APPROVE THE SCHEME Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
I3 VERTICALS, INC. Agenda Number: 935329309
--------------------------------------------------------------------------------------------------------------------------
Security: 46571Y107
Meeting Type: Annual
Meeting Date: 26-Feb-2021
Ticker: IIIV
ISIN: US46571Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Daily Mgmt For For
Clay Whitson Mgmt For For
Elizabeth S. Courtney Mgmt For For
John Harrison Mgmt For For
Burton Harvey Mgmt For For
Timothy McKenna Mgmt For For
David Morgan Mgmt For For
David Wilds Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTELLIGENT WAVE INC. Agenda Number: 713084945
--------------------------------------------------------------------------------------------------------------------------
Security: J2402Y105
Meeting Type: AGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: JP3153100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iseki, Tsukasa Mgmt For For
2.2 Appoint a Director Sato, Kunimitsu Mgmt For For
2.3 Appoint a Director Oyama, Keiji Mgmt For For
2.4 Appoint a Director Goto, Taisuke Mgmt For For
2.5 Appoint a Director Watanabe, Akira Mgmt For For
2.6 Appoint a Director Miki, Kenichi Mgmt For For
3.1 Appoint a Corporate Auditor Sato, Hiroshi Mgmt For For
3.2 Appoint a Corporate Auditor Kato, Yoshinori Mgmt Against Against
3.3 Appoint a Corporate Auditor Takebayashi, Mgmt For For
Noboru
3.4 Appoint a Corporate Auditor Horie, Masayuki Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MONEY EXPRESS, INC. Agenda Number: 935433223
--------------------------------------------------------------------------------------------------------------------------
Security: 46005L101
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: IMXI
ISIN: US46005L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Lisy Mgmt For For
Adam Godfrey Mgmt For For
Michael Purcell Mgmt For For
2. Ratification of BDO USA, LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JACCS CO.,LTD. Agenda Number: 714265344
--------------------------------------------------------------------------------------------------------------------------
Security: J26609107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3388600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Itagaki, Yasuyoshi Mgmt Against Against
2.2 Appoint a Director Yamazaki, Toru Mgmt Against Against
2.3 Appoint a Director Sugano, Minekazu Mgmt Against Against
2.4 Appoint a Director Chino, Hitoshi Mgmt Against Against
2.5 Appoint a Director Saito, Takashi Mgmt Against Against
2.6 Appoint a Director Ogata, Shigeki Mgmt Against Against
2.7 Appoint a Director Oshima, Kenichi Mgmt Against Against
2.8 Appoint a Director Murakami, Ryo Mgmt Against Against
2.9 Appoint a Director Hara, Kuniaki Mgmt For For
2.10 Appoint a Director Suzuki, Masahito Mgmt For For
2.11 Appoint a Director Nishiyama, Junko Mgmt For For
2.12 Appoint a Director Okada, Kyoko Mgmt For For
3 Appoint a Corporate Auditor Okumoto, Mgmt Against Against
Yasuyuki
4 Appoint a Substitute Corporate Auditor Mgmt For For
Yokota, Takuya
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935341278
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Gregory Blank Mgmt For For
1C. Election of Director: Catherine L. Burke Mgmt For For
1D. Election of Director: Deborah A. Farrington Mgmt For For
1E. Election of Director: Michael D. Hayford Mgmt For For
1F. Election of Director: Georgette D. Kiser Mgmt For For
1G. Election of Director: Kirk T. Larsen Mgmt For For
1H. Election of Director: Frank R. Martire Mgmt For For
1I. Election of Director: Martin Mucci Mgmt For For
1J. Election of Director: Matthew A. Thompson Mgmt For For
2. To approve, on a non-binding and advisory Mgmt Against Against
basis, the compensation of the named
executive officers as more particularly
described in the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021 as more particularly described in
the proxy materials.
--------------------------------------------------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC. Agenda Number: 935279667
--------------------------------------------------------------------------------------------------------------------------
Security: 64107N206
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: UEPS
ISIN: US64107N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jabu A. Mabuza Mgmt For For
Alex M.R. Smith Mgmt For For
Antony C. Ball Mgmt For For
Ian O. Greenstreet Mgmt For For
Ali Mazanderani Mgmt For For
Kuben Pillay Mgmt For For
Ekta Singh-Bushell Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING JUNE 30,
2021.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE REGARDING WHETHER AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION WILL OCCUR
EVERY ONE , TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
NETWORK INTERNATIONAL HOLDINGS PLC Agenda Number: 713869886
--------------------------------------------------------------------------------------------------------------------------
Security: G6457T104
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB00BH3VJ782
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020, AS SET OUT ON PAGES 132 TO
148 OF THE ANNUAL REPORT AND ACCOUNTS 2020
3 TO RE-ELECT ROHINTON KALIFA, OBE AS A Mgmt For For
DIRECTOR
4 TO ELECT NANDAN MER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DARREN POPE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ANIL DUA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT VICTORIA HULL AS A DIRECTOR Mgmt For For
8 TO ELECT ROHIT MALHOTRA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ALI HAERI MAZANDERANI AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT HABIB AL MULLA AS A DIRECTOR Mgmt For For
11 TO ELECT DIANE RADLEY AS A DIRECTOR Mgmt For For
12 TO ELECT MONIQUE SHIVANANDAN AS A DIRECTOR Mgmt For For
13 TO RE-ELECT SURYANARAYAN SUBRAMANIAN AS A Mgmt For For
DIRECTOR
14 TO RE-APPOINT KPMG LLP AS AUDITORS UNTIL Mgmt For For
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT WHICH THE ACCOUNTS ARE LAID
15 TO AUTHORISE THE AUDIT & RISK COMMITTEE FOR Mgmt For For
AND ON BEHALF OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITORS
16 POLITICAL DONATIONS Mgmt For For
17 AUTHORITY TO ALLOT SHARES Mgmt For For
18 GENERAL AUTHORITY TO DIS-APPLY PRE-EMPTION Mgmt For For
RIGHTS
19 ADDITIONAL AUTHORITY TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
20 MARKET PURCHASE OF OWN SHARES Mgmt For For
21 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 713578295
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: MIX
Meeting Date: 03-Mar-2021
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE PROJECT OF CROSS-BORDER Mgmt For For
MERGER BY INCORPORATION OF NETS TOPCO 2
S.A' R.L. IN NEXI S.P.A. RESOLUTIONS
RELATED THERETO
O.1.1 TO INCREASE THE CURRENT NUMBER OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS FROM THIRTEEN TO
FIFTEEN
O.1.2 TO APPOINT TWO DIRECTORS: BO NILSSON AND Mgmt For For
STEFAN GOETZ AS DIRECTORS
O.1.3 TO APPROVE THE TERM OF OFFICE OF THE TWO Mgmt For For
NEW DIRECTORS
O.1.4 TO APPROVE THE EMOLUMENT OF THE TWO NEW Mgmt For For
DIRECTORS
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF TEXT OF RESOLUTION O.1.2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 713794089
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt Abstain Against
DECEMBER 2020, ACCOMPANIED BY THE BOARD OF
DIRECTORS' REPORT, THE INTERNAL AUDITORS'
AND THE EXTERNAL AUDITORS' REPORT. TO
PRESENT THE CONSOLIDATED BALANCE SHEET AS
OF 31 DECEMBER 2020 AND THE CONSOLIDATED
NON-FINANCIAL STATEMENT AS PER LEGISLATIVE
DECREE 254/2016. RESOLUTIONS RELATED
THERETO
O.2 RESOLUTIONS AS PER ART. 123-TER, PARAGRAPH Mgmt Abstain Against
6 OF LEGISLATIVE DECREE 24 FEBRUARY 1998,
N. 58 RELATED TO THE SECOND SECTION OF THE
REPORT ON THE REWARDING POLICY AND
EMOLUMENT PAID AS PER ARTICLE 123-TER OF
LEGISLATIVE DECREE NO. 24 FEBRUARY 1998,
NO. 58 AND BY ART. 84-QUATER OF THE
REGULATION ADOPTED WITH CONSOB RESOLUTION
NO. 11971 OF MAY 14, 1999
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt Abstain Against
OWN SHARES, SUBJECT TO REVOCATION OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING HELD ON 5 MAY 2020. RESOLUTIONS
RELATED THERETO
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITIONAL OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 08 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 714209459
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: EGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO APPROVE THE PROJECT OF THE MERGER FOR Mgmt For For
THE INCORPORATION OF SIA SPA INTO NEXI SPA.
BYLAWS' AMENDMETS AND RESOLUTIONS RELATED
THERETO
CMMT 27 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 27 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NUVEI CORPORATION Agenda Number: 714093464
--------------------------------------------------------------------------------------------------------------------------
Security: 67079A102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CA67079A1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.5 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: PHILIP FAYER Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL HANLEY Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID LEWIN Mgmt For For
1.4 ELECTION OF DIRECTOR: DANIELA MIELKE Mgmt For For
1.5 ELECTION OF DIRECTOR: PASCAL TREMBLAY Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THE AUDITORS' REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL, LTD-CIA Agenda Number: 935243701
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: PAGS
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the consolidated Mgmt For For
financial statements for the year ended
December 31, 2019 together with the
auditor's report, as filed with the U.S.
Securities and Exchange Commission in the
Company's annual report on Form 20-F on
April 22, 2020
2.1 Re-election of Director: Luis Frias Mgmt For For
2.2 Re-election of Director: Maria Judith de Mgmt For For
Brito
2.3 Re-election of Director: Eduardo Alcaro Mgmt For For
2.4 Re-election of Director: Noemia Mayumi Mgmt For For
Fukugauti Gushiken
2.5 Re-election of Director: Cleveland Prates Mgmt For For
Teixeira
2.6 Re-election of Director: Marcia Nogueira de Mgmt For For
Mello
2.7 Re-election of Director: Ricardo Dutra da Mgmt For For
Silva
3. To sanction the ratification of a Long-Term Mgmt For For
Incentive Plan (the "LTIP Goals") in the
form approved by the directors and as filed
with the U.S. Securities and Exchange
Commission in the Company's annual report
on Form 20-F on April 22, 2020, subject to
the number of Shares granted under the LTIP
Goals in any financial year not exceeding
one percent of the total issued and
outstanding Shares of the Company in any
such year.
4. To ratify and confirm all actions taken by Mgmt For For
the directors and officers of the Company
in relation to the business of the Company
during the financial year ended December
31, 2019 and up to the date of the Annual
General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL, LTD-CIA Agenda Number: 935425567
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: PAGS
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Luis Frias Mgmt For For
1B. Re-election of Director: Maria Judith de Mgmt For For
Brito
1C. Re-election of Director: Eduardo Alcaro Mgmt For For
1D. Re-election of Director: Noemia Mayumi Mgmt For For
Fukugauti Gushiken
1E. Re-election of Director: Cleveland Prates Mgmt For For
Teixeira
1F. Re-election of Director: Marcia Nogueira de Mgmt For For
Mello
1G. Re-election of Director: Ricardo Dutra da Mgmt For For
Silva
2. To receive and adopt the consolidated Mgmt For For
financial statements for the year ended
December 31, 2020 together with the
auditor's report, as filed with the U.S.
Securities and Exchange Commission in the
Company's annual report on Form 20-F on or
around April 26, 2021.
3. To sanction the ratification of a Long-Term Mgmt For For
Incentive Plan (the "LTIP Goals") in the
form approved by the directors and as filed
with the U.S. Securities and Exchange
Commission in the Company's annual report
on Form 20-F on or around April 26, 2021,
subject to the number of Shares granted
under the LTIP Goals in any financial year
not exceeding one percent of the total
issued and outstanding Shares of the
Company in any such year.
4. To ratify and confirm all actions taken by Mgmt For For
the directors and officers of the Company
in relation to the business of the Company
during the financial year ended December
31, 2020 and up to the date of the Annual
General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
PAX GLOBAL TECHNOLOGY LTD Agenda Number: 713901646
--------------------------------------------------------------------------------------------------------------------------
Security: G6955J103
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: BMG6955J1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300017.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300015.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, THE REPORT OF THE DIRECTORS OF THE
COMPANY AND THE REPORT OF THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.10 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LU JIE AS A DIRECTOR Mgmt For For
4 TO RE-ELECT MR. MAN KWOK KUEN, CHARLES AS A Mgmt For For
DIRECTOR
5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX ITS REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
9 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY OF AN
AMOUNT REPRESENTING THE TOTAL NUMBER OF
SHARES TO BE REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PAYPOINT PLC Agenda Number: 712858046
--------------------------------------------------------------------------------------------------------------------------
Security: G6962B101
Meeting Type: AGM
Meeting Date: 24-Jul-2020
Ticker:
ISIN: GB00B02QND93
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTORS' REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION POLICY Mgmt Against Against
3 DIRECTORS' REMUNERATION REPORT Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 ELECTION OF DIRECTOR - BEN WISHART Mgmt For For
6 RE-ELECTION OF DIRECTOR - GILL BARR Mgmt For For
7 RE-ELECTION OF DIRECTOR - GILES KERR Mgmt For For
8 RE-ELECTION OF DIRECTOR - RAKESH SHARMA Mgmt For For
9 RE-ELECTION OF DIRECTOR - NICK WILES Mgmt For For
10 APPOINTMENT OF AUDITOR: KPMG LLP Mgmt For For
11 AUDITOR'S REMUNERATION Mgmt For For
12 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
13 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
14 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
15 COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
16 CALLING OF GENERAL MEETINGS ON 14 DAYS' Mgmt For For
NOTICE
17 PAYPOINT RESTRICTED SHARE PLAN Mgmt For For
CMMT 24 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PAYSIGN, INC. Agenda Number: 935304600
--------------------------------------------------------------------------------------------------------------------------
Security: 70451A104
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: PAYS
ISIN: US70451A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark R. Newcomer Mgmt No vote
Daniel H. Spence Mgmt No vote
Joan M. Herman Mgmt No vote
Dan R. Henry Mgmt No vote
Bruce Mina Mgmt No vote
Quinn Williams Mgmt No vote
Dennis Triplett Mgmt No vote
2. A proposal to ratify the appointment of BDO Mgmt No vote
USA, LLP as the independent registered
public accounting firm to audit the
financial statements for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 935255136
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 04-Aug-2020
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 THAT audited consolidated financial Mgmt For
statements of the Company for the 2019
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
A2 THAT audited standalone financial Mgmt For
statements of the Company for the 2019
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
B1 THAT EY be and are hereby re-appointed as Mgmt For
the Company's Auditors to hold office from
the conclusion of that annual general
meeting until the conclusion of the next
annual general meeting at which accounts
are laid before the Company.
B2 THAT the Auditor's remuneration amount is Mgmt For
fixed in the lump sum amount of RUB 46 000
000 (VAT excluding) and EUR 24 250 (VAT
excluding) for the ensuing year.
C1A DIRECTOR
Mr. Alexey Marey Mgmt For For
Ms. Elena Titova Mgmt For For
Mr. Marcus James Rhodes Mgmt For For
C2A Election of Director: Mr. Boris Kim Mgmt For
C2B Election of Director: Ms. Nadiya Cherkasova Mgmt For
C2C Election of Director: Mr. Sergey Solonin Mgmt For
C2D Election of Director: Ms. Tatiana Zharkova Mgmt For
D1 THAT (i) an annual fee in the amount of US$ Mgmt For
150,000 gross for participation in the
Board meetings; (ii) an annual fee in the
amount of US$ 12,500 gross for
participation in the Board committees;
(iii) an annual fee in the amount of US$
25,000 gross for chairing the meetings of
the Board or any of the Board Committees,
be and is hereby approved.
D2 THAT no remuneration shall be fixed for Mgmt For
executive Directors of the Company.
E THAT the shareholders resolve to waive and Mgmt For
hereby waive their pre-emption rights in
relation to all new shares and/or other
securities giving right to the purchase of
shares in the Company or which are
convertible into shares of the Company, as
provided in Regulation 8(a) of the
Company's articles of association and
sections 59A and 60B(5) of the Companies
Law, Cap. 113, as amended, (the
"Disapplication") provided that: (a) The
Disapplication shall relate to a maximum of
3,100,000 ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 935444618
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 THAT audited consolidated financial Mgmt No vote
statements of the Company for the 2020
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
A2 THAT audited standalone financial Mgmt No vote
statements of the Company for the 2020
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
B1 THAT EY be and are hereby re-appointed as Mgmt No vote
the Company's Auditors to hold office from
the conclusion of that annual general
meeting until the conclusion of the next
annual general meeting at which accounts
are laid before the Company.
B2 THAT the Auditor's remuneration amount is Mgmt No vote
fixed in the lump sum amount of up to RUB
50 000 000 (VAT excluding) and up to EUR 22
000 (VAT excluding) for the ensuing year.
C1A Election of Director: Mr. Alexey Marey Mgmt No vote
C1B Election of Director: Ms. Elena Titova Mgmt No vote
C1C Election of Director: Mr. Marcus James Mgmt No vote
Rhodes
D1 THAT (i) an annual fee in the amount of US$ Mgmt No vote
150,000 gross in consideration of any time
(including travel time) committed for the
purpose of carrying out the duties of a
Director; (ii) an annual fee in the amount
of US$ 250,000 gross in consideration of
any time (including travel time) committed
for the purpose of carrying out the duties
of a chairperson of the Board of Directors;
(iii) an annual fee in the amount of US$
20,000 gross in consideration of any time
(including travel time) committed ...(due
to space limits, see proxy material for
full proposal).
D2 THAT no remuneration shall be fixed for Mgmt No vote
executive Directors of the Company and the
Directors, being direct representatives of
the shareholder(-s), having a significant
interest in the Company.
E THAT the amended and restated Articles of Mgmt No vote
Association of the Company be and are
hereby approved.
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 935444682
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C2A Election of Director: Mr. Andrey Protopopov Mgmt No vote
C2B Election of Director: Ms. Nadiya Cherkasova Mgmt No vote
C2C Election of Director: Mr. Sergey Solonin Mgmt No vote
C2D Election of Director: Ms. Tatiana Zharkova Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SEZZLE INC Agenda Number: 714200603
--------------------------------------------------------------------------------------------------------------------------
Security: U8180P106
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: AU0000050981
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 8 TO 12 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECTION OF CHARLIE YOUAKIM Mgmt Split 63% For Split
3 RE-ELECTION OF PAUL VICTOR PARADIS Mgmt Split 63% For Split
4 RE-ELECTION OF KATHLEEN PIERCE-GILMORE Mgmt Split 63% For Split
5 RE-ELECTION OF PAUL PURCELL Mgmt Split 63% For Split
6 RE-ELECTION OF PAUL ALAN LAHIFF Mgmt Split 63% For Split
7 RE-ELECTION OF MICHAEL CUTTER Mgmt Split 63% For Split
8 RATIFICATION OF PRIOR ISSUE OF CDIS - JULY Mgmt Split 63% For Split
2020 PLACEMENT
9 RATIFICATION OF PRIOR ISSUE OF OPTIONS AND Mgmt Split 63% For Split
RSUS
10 APPROVAL OF 2021 EQUITY INCENTIVE PLAN Mgmt Split 63% For Split
11 APPROVAL TO ISSUE 13,832 RESTRICTED STOCK Mgmt Split 63% For Split
UNITS AND UP TO 1,500,000 PERFORMANCE-BASED
RESTRICTED STOCK UNITS TO EXECUTIVE
DIRECTOR - CHARLIE YOUAKIM
12 APPROVAL TO ISSUE 13,606 RESTRICTED STOCK Mgmt Split 63% For Split
UNITS AND UP TO 1,500,000 PERFORMANCE-BASED
RESTRICTED STOCK UNITS TO EXECUTIVE
DIRECTOR - PAUL VICTOR PARADIS
13 APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt Split 63% For Split
INCORPORATION
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTIONS 2 TO 7, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT IF YOU APPLY TO ATTEND AND Non-Voting
VOTE ON THIS MEETING, THE REQUEST COULD BE
REJECTED AS CDI HOLDERS CAN ONLY ATTEND AND
VOTE IN SHAREHOLDER MEETINGS SUBJECT TO
CERTAIN CRITERIA OUTSIDE OF OUR CONTROL. IF
YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
--------------------------------------------------------------------------------------------------------------------------
SHIFT4 PAYMENTS, INC. Agenda Number: 935415528
--------------------------------------------------------------------------------------------------------------------------
Security: 82452J109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FOUR
ISIN: US82452J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jared Isaacman Mgmt For For
Andrew Frey Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
STONECO LTD Agenda Number: 935294215
--------------------------------------------------------------------------------------------------------------------------
Security: G85158106
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: STNE
ISIN: KYG851581069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andre Street Mgmt For For
Eduardo Pontes Mgmt For For
Roberto Thompson Motta Mgmt For For
Thomas A. Patterson Mgmt For For
Ali Mazanderani Mgmt For For
Silvio Jose Morais Mgmt For For
Luciana Aguiar Mgmt For For
2. To resolve, as an ordinary resolution, that Mgmt For For
the Company's financial statements and the
Company's Annual Report on Form 20-F for
the fiscal year ended December 31, 2019 be
approved and ratified.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 935371005
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Hikmet Ersek Mgmt For For
1c. Election of Director: Richard A. Goodman Mgmt For For
1d. Election of Director: Betsy D. Holden Mgmt For For
1e. Election of Director: Jeffrey A. Joerres Mgmt For For
1f. Election of Director: Michael A. Miles, Jr. Mgmt For For
1g. Election of Director: Timothy P. Murphy Mgmt For For
1h. Election of Director: Joyce A. Phillips Mgmt For For
1i. Election of Director: Jan Siegmund Mgmt For For
1j. Election of Director: Angela A. Sun Mgmt For For
1k. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2021
4. Stockholder Proposal Regarding Stockholder Shr Against For
Right to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
USA TECHNOLOGIES, INC. Agenda Number: 935370673
--------------------------------------------------------------------------------------------------------------------------
Security: 90328S500
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: USAT
ISIN: US90328S5001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lisa P. Baird Mgmt For For
1B. Election of Director: Douglas G. Bergeron Mgmt For For
1C. Election of Director: Douglas L. Braunstein Mgmt For For
1D. Election of Director: Sean Feeney Mgmt For For
1E. Election of Director: Jacob Lamm Mgmt For For
1F. Election of Director: Michael K. Passilla Mgmt For For
1G. Election of Director: Ellen Richey Mgmt For For
1H. Election of Director: Anne M. Smalling Mgmt For For
1I. Election of Director: Shannon S. Warren Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
year ending June 30, 2021.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935406923
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three-years term: Mgmt For For
Nancy Altobello
1B. Election of Director for three-years term: Mgmt For For
Bhavana Bartholf
1C. Election of Director for three-years term: Mgmt For For
Derrick Roman
1D. Election of Director for three-years term: Mgmt For For
Regina O. Sommer
1E. Election of Director for three-years term: Mgmt For For
Jack VanWoerkom
2. Advisory (non-binding) vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. To approve the WEX Inc. Amended and Mgmt Against Against
Restated 2019 Equity and Incentive Plan to
increase the number of shares issuable
thereunder.
4. To approve the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
5. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WORLDLINE SA Agenda Number: 713932449
--------------------------------------------------------------------------------------------------------------------------
Security: F9867T103
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0011981968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU.
1 APPROVAL OF THE COMPANY FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDING
DECEMBER 31, 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDING
DECEMBER 31, 2020
3 ALLOCATION OF THE NET INCOME FOR THE Mgmt For For
FINANCIAL YEAR ENDING DECEMBER 31, 2020
4 APPROVAL OF THE AGREEMENTS ENTERED INTO Mgmt For For
BETWEEN WORLDLINE AND SIX GROUP AG - SECOND
SETTLEMENT AGREEMENT AND LOCK-UP AGREEMENT
- AS REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE
5 APPROVAL OF THE AMENDMENT TO THE BUSINESS Mgmt For For
COMBINATION AGREEMENT ENTERED INTO BETWEEN
WORLDLINE AND DEUTSCHER SPARKASSEN VERLAG
GMBH (DSV) AS REFERRED TO IN ARTICLE
L.225-38 OF THE FRENCH COMMERCIAL CODE
6 RENEWAL OF MS. AGNES AUDIER AS DIRECTOR Mgmt For For
7 RENEWAL OF MS. NAZAN SOMER OZELGIN AS Mgmt For For
DIRECTOR
8 RENEWAL OF MS. DANIELLE LAGARDE AS DIRECTOR Mgmt For For
9 RENEWAL OF MR. LORENZ VON HABSBURG Mgmt For For
LOTHRINGEN AS DIRECTOR
10 RENEWAL OF MR. DANIEL SCHMUCKI AS DIRECTOR Mgmt For For
11 RENEWAL OF MR. JOHANNES DIJSSELHOF AS Mgmt Against Against
CENSOR
12 APPROVAL OF THE INFORMATION ON CORPORATE Mgmt For For
OFFICERS' COMPENSATION REFERRED TO IN I OF
ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL
CODE RELATED TO THE COMPENSATION PAID
DURING THE FINANCIAL YEAR ENDING DECEMBER
31, 2020 OR AWARDED FOR THE SAME TO THE
CORPORATE OFFICERS
13 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2020 OR AWARDED FOR THE
SAME TO MR. GILLES GRAPINET, CHIEF
EXECUTIVE OFFICER
14 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2019 OR AWARDED FOR THE
SAME TO MR. MARC-HENRI DESPORTES, DEPUTY
CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
16 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICER
17 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
18 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO NON-EXECUTIVE DIRECTORS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE PURPOSE OF PURCHASING, HOLDING OR
TRANSFERRING SHARES OF THE COMPANY
20 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT INSTRUMENTS -
WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION
RIGHTS
21 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT INSTRUMENT
THROUGH PUBLIC OFFERINGS, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS,
CONFERRING ON THE SHAREHOLDERS A PRIORITY
SUBSCRIPTION
22 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT SECURITIES
THROUGH PUBLIC OFFERINGS MENTIONED IN
ARTICLE L.411-2 II OF THE FRENCH MONETARY
AND FINANCIAL CODE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN CONNECTION WITH
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
24 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND RELATING TO EQUITY SECURITIES OR
SECURITIES GIVING ACCESS TO THE CAPITAL
(OTHER THAN PUBLIC EXCHANGE OFFERINGS)
25 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS,
RESERVED FOR PEOPLE WITH CERTAIN
CHARACTERISTICS
26 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE SHARE CAPITAL OF
THE COMPANY WITH CANCELATION OF THE
SHAREHOLDER'S PREFERENTIAL SUBSCRIPTION
RIGHTS TO THE BENEFIT OF MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN AS EMPLOYEES
AND/OR EXECUTIVE OFFICERS OF THE COMPANY
AND ITS AFFILIATED COMPANIES
27 DELEGATION OF POWER TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL, WITH CANCELATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT FOR THE
BENEFIT OF A CATEGORY OF BENEFICIARIES
CONSISTING OF EMPLOYEES AND/OR CORPORATE
OFFICERS OF THE COMPANY'S FOREIGN
SUBSIDIARIES, WITHIN THE MEANING OF ARTICLE
L. 233-15 OF THE FRENCH COMMERCIAL CODE, IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDING
PLAN
28 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
GRANT OPTIONS TO SUBSCRIBE FOR OR TO
PURCHASE SHARES TO THE EMPLOYEES AND/OR
CORPORATE OFFICERS OF THE COMPANY AND/OR
ITS AFFILIATED COMPANIES
29 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
GRANT FREE PERFORMANCE SHARES TO THE
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND/OR ITS AFFILIATED COMPANIES
30 APPROVAL OF THE DRAFT CONTRIBUTION Mgmt For For
AGREEMENT SUBJECT TO THE REGIME GOVERNING
SPIN-OFFS BY THE COMPANY OF ITS OPERATIONAL
AND COMMERCIAL ACTIVITIES, AND THE RELATED
SUPPORT FUNCTIONS, FOR THE BENEFIT OF
WORLDLINE FRANCE SAS, A WHOLLY OWNED
SUBSIDIARY OF THE COMPANY; APPROVAL OF THE
CONTRIBUTION, ITS VALUATION, AND ITS
CONSIDERATION
31 POWERS Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100865-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101233-53 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 713147292
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: EGM
Meeting Date: 13-Oct-2020
Ticker:
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0923/2020092300424.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0923/2020092300558.pdf
1 TO APPROVE THE ADOPTION OF THE SHARE OPTION Mgmt For For
SCHEME AND TO AUTHORIZE THE DIRECTORS OF
THE COMPANY TO GRANT OPTIONS THEREUNDER AND
TO ALLOT AND ISSUE SHARES PURSUANT TO
EXERCISE OF OPTIONS
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 713575237
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: EGM
Meeting Date: 22-Feb-2021
Ticker:
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0128/2021012800558.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0128/2021012800590.pdf
1 (A) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
SHARE PURCHASE AGREEMENT (THE "AGREEMENT")
DATED DECEMBER 24, 2020 ENTERED INTO AMONG
(I) THE COMPANY AS THE PURCHASER, (II)
SOURCEWINNER LIMITED, BRIGHT USENING
LIMITED, BETTER ONE LIMITED, NICE GLOBE
LIMITED AND SUMMER.A LIMITED AS THE VENDORS
(COLLECTIVELY, THE "VENDORS"); AND (III)
MR. QIN LINGJIN (AS SPECIFIED), MR. ZHANG
GUOXIAN (AS SPECIFIED), MR. PEI XIAO (AS
SPECIFIED) AND MR. ZHANYANG (AS SPECIFIED)
AS THE FOUNDERS AND CHUANGXINZHONG LTD IN
RELATION TO THE ACQUISITION BY THE COMPANY
OF ADDITIONAL 42.5% EQUITY INTEREST IN
BEIJING CHUANGXINZHONG TECHNOLOGY CO., LTD.
(AS SPECIFIED) FOR AN AGGREGATE
CONSIDERATION OF RMB170,000,000 AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER; (B)
TO APPROVE THE ALLOTMENT AND ISSUE OF
4,902,718 NEW SHARES OF USD 0.000025 EACH
IN THE SHARE CAPITAL OF THE COMPANY (THE
"CONSIDERATION SHARES"), CREDITED AS FULLY
PAID, AT THE ISSUE PRICE OF HKD 37.50 PER
CONSIDERATION SHARE TO THE VENDORS PURSUANT
TO THE TERMS AND CONDITIONS OF THE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER; AND (C) TO AUTHORIZE ANY ONE
DIRECTOR OF THE COMPANY (THE "DIRECTOR") TO
DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL
SUCH DOCUMENTS WHICH HE/SHE CONSIDERS
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF, OR IN CONNECTION WITH, THE
IMPLEMENTATION OF AND GIVING EFFECT TO THE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER, INCLUDING THE ALLOTMENT AND
ISSUE OF THE CONSIDERATION SHARES, AS ARE,
IN THE OPINION OF THE DIRECTOR, IN THE
INTERESTS OF THE COMPANY AND ITS
SHAREHOLDERS AS A WHOLE
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 713938275
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900930.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900944.pdf
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTOR(S)") AND AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE YEAR ENDED
DECEMBER 31, 2020
2.A1 MR. LIU YINGQI AS AN EXECUTIVE DIRECTOR OF Mgmt Against Against
THE COMPANY
2.A2 MR. YAO ZHIJIAN AS AN EXECUTIVE DIRECTOR OF Mgmt Against Against
THE COMPANY
2.A3 MR. LUO XIAOHUI AS AN EXECUTIVE DIRECTOR OF Mgmt Against Against
THE COMPANY
2.A4 MR. MATHIAS NICOLAUS SCHILLING AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.A5 MR. AKIO TANAKA AS A NON-EXECUTIVE DIRECTOR Mgmt Against Against
OF THE COMPANY
2.A6 MR. TAM BING CHUNG BENSON AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.A7 MR. YAO WEI AS AN INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.A8 MR. YANG TAO AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO AUTHORISE THE BOARD OF THE DIRECTORS TO Mgmt For For
FIX THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITORS AND AUTHORISE THE BOARD OF THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION
6 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt Against Against
RESOLUTIONS 4 AND 5, THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 4 BY ADDING
THERETO THE SHARES OF THE COMPANY
REPURCHASED PURSUANT TO THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 5
ETFMG Sit Ultra Short ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ETFMG 2x Daily Travel Tech ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ETFMG U.S. Alternative Harvest ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ETFMG Prime 2x Daily Inverse Junior Silver Miners ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ETFMG Prime 2x Daily Junior Silver Miners ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ETFMG Travel Tech ETF
--------------------------------------------------------------------------------------------------------------------------
ACCESSO TECHNOLOGY GROUP PLC Agenda Number: 713956843
--------------------------------------------------------------------------------------------------------------------------
Security: G1150H101
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: GB0001771426
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 ELECT FERN MACDONALD AS DIRECTOR Mgmt For For
3 ELECT JODY MADDEN AS DIRECTOR Mgmt For For
4 RE-ELECT STEVE BROWN AS DIRECTOR Mgmt For For
5 RE-ELECT ANDREW MALPASS AS DIRECTOR Mgmt For For
6 RE-ELECT WILLIAM RUSSELL AS DIRECTOR Mgmt For For
7 RE-ELECT KAREN SLATFORD AS DIRECTOR Mgmt For For
8 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
9 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
10 AUTHORISE ISSUE OF EQUITY Mgmt For For
11 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
12 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
13 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ADVENTURE,INC. Agenda Number: 713096091
--------------------------------------------------------------------------------------------------------------------------
Security: J0021C108
Meeting Type: AGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: JP3122380003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamura, Shunichi Mgmt For For
2.2 Appoint a Director Nakashima, Akira Mgmt For For
2.3 Appoint a Director Mishima, Ken Mgmt For For
2.4 Appoint a Director LEI Lei Mgmt For For
3 Appoint a Corporate Auditor Ogura, Akiko Mgmt For For
4 Approve Reduction of Capital Reserve Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ADVENTURE,INC. Agenda Number: 713433073
--------------------------------------------------------------------------------------------------------------------------
Security: J0021C108
Meeting Type: EGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: JP3122380003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint a Corporate Auditor Tsunoda, Chika Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIRBNB INC Agenda Number: 935427004
--------------------------------------------------------------------------------------------------------------------------
Security: 009066101
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: ABNB
ISIN: US0090661010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Angela Ahrendts Mgmt For For
Brian Chesky Mgmt Withheld Against
Kenneth Chenault Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers ("Say-on-Pay Vote").
4. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of future Say-on-Pay
Votes.
--------------------------------------------------------------------------------------------------------------------------
AIRTRIP CORP. Agenda Number: 713449230
--------------------------------------------------------------------------------------------------------------------------
Security: J0065P106
Meeting Type: AGM
Meeting Date: 25-Dec-2020
Ticker:
ISIN: JP3167240005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Reduction of Stated Capital and Mgmt For For
Capital Reserve, and Appropriation of
Surplus
2 Approve Appropriation of Surplus Mgmt For For
3 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
4.1 Appoint a Director Shibata, Yusuke Mgmt For For
4.2 Appoint a Director Oishi, Munenori Mgmt For For
4.3 Appoint a Director Yoshimura, Hideki Mgmt For For
4.4 Appoint a Director Wang Shen Mgmt For For
4.5 Appoint a Director Niiya, Sho Mgmt For For
4.6 Appoint a Director Akiyama, Masahide Mgmt For For
4.7 Appoint a Director Masuda, Takeshi Mgmt For For
4.8 Appoint a Director Tamura, Satoshi Mgmt For For
4.9 Appoint a Director Sakai, Kazuma Mgmt For For
4.10 Appoint a Director Moribe, Yoshiki Mgmt For For
4.11 Appoint a Director Omori, Yasuhito Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMADEUS IT GROUP S.A Agenda Number: 714182906
--------------------------------------------------------------------------------------------------------------------------
Security: E04648114
Meeting Type: OGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: ES0109067019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582439 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUNE 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
FINANCIAL STATEMENTS
2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt For For
3 APPROVE TREATMENT OF NET LOSS Mgmt For For
4 APPROVE DISCHARGE OF BOARD Mgmt For For
5.1 ELECT JANA EGGERS AS DIRECTOR Mgmt For For
5.2 ELECT AMANDA MESLER AS DIRECTOR Mgmt For For
5.3 REELECT LUIS MAROTO CAMINO AS DIRECTOR Mgmt For For
5.4 REELECT DAVID WEBSTER AS DIRECTOR Mgmt For For
5.5 REELECT CLARA FURSE AS DIRECTOR Mgmt For For
5.6 REELECT NICOLAS HUSS AS DIRECTOR Mgmt For For
5.7 REELECT STEPHAN GEMKOW AS DIRECTOR Mgmt For For
5.8 REELECT PETER KUERPICK AS DIRECTOR Mgmt For For
5.9 REELECT PILAR GARCIA CEBALLOS ZUNIGA AS Mgmt For For
DIRECTOR
5.10 REELECT FRANCESCO LOREDAN AS DIRECTOR Mgmt For For
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE PERFORMANCE SHARE PLAN Mgmt For For
10.1 AMEND ARTICLE 11 RE: SHARE CAPITAL INCREASE Mgmt For For
10.2 AMEND ARTICLE 24 RE: REMOTE VOTING Mgmt For For
10.3 ADD NEW ARTICLE 24 BIS RE: ALLOW Mgmt For For
SHAREHOLDER MEETINGS TO BE HELD IN
VIRTUAL-ONLY FORMAT
10.4 AMEND ARTICLES RE: BOARD FUNCTIONS AND Mgmt For For
REMUNERATION
10.5 AMEND ARTICLES RE: BOARD COMMITTEES Mgmt For For
11.1 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: COMPANY'S NAME AND
CORPORATE WEBSITE
11.2 AMEND ARTICLE 7 OF GENERAL MEETING Mgmt For For
REGULATIONS RE: RIGHT TO INFORMATION
11.3 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: HOLDING OF THE GENERAL
MEETING
11.4 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: CONSTITUTION AND START OF
THE SESSION
12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt Abstain Against
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Agenda Number: 713107084
--------------------------------------------------------------------------------------------------------------------------
Security: P3R154102
Meeting Type: AGM
Meeting Date: 09-Oct-2020
Ticker:
ISIN: BRCVCBACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 REPORT FROM THE MANAGEMENT AND APPROVAL, Mgmt For For
WITH RESERVATIONS, OF THE ACCOUNTS FROM THE
MANAGERS IN REFERENCE TO THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2019
2 CONDITIONAL ON THE REJECTION OF THE MATTER Mgmt Against Against
THAT IS INDICATED IN ITEM I ABOVE, THE
REPORT FROM THE MANAGEMENT AND APPROVAL,
WITHOUT RESERVATIONS, OF THE ACCOUNTS FROM
THE MANAGERS IN REFERENCE TO THE FISCAL
YEAR THAT ENDED ON DECEMBER 31, 2019
3 COMPANY FINANCIAL STATEMENTS ACCOMPANIED BY Mgmt For For
THE INDEPENDENT AUDITORS REPORT AND FISCAL
COUNCIL REPORT REGARDING THE FISCAL YEAR
ENDED ON DECEMBER 31, 2019
4 TO APPROVE THE PROPOSAL FOR THE DESTINATION Mgmt For For
OF THE RESULTS FOR THE YEAR 2020
5 MANAGEMENT PROPOSAL FOR INSTALLATION OF THE Mgmt For For
FISCAL COUNCIL
6.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
3.. SERGIO CITERONI. LUIZ CARLOS NANNINI
6.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
3. . EVELYN VELOSO TRINDADE. CARLOS AUGUSTO
SULTANUM CORDEIRO
6.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY
APPOINT AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. POSITIONS LIMIT TO BE COMPLETED,
3. . LEONARDO GUIMARAES PINTO. ANDERSON
NUNES DA SILVA
7 TO SET THE GLOBAL REMUNERATION OF THE OF Mgmt Against Against
THE MANAGERS AND MEMBERS OF THE FISCAL
COUNCIL IN THE AMOUNT OF BRL 26,678,616.43
--------------------------------------------------------------------------------------------------------------------------
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Agenda Number: 713433681
--------------------------------------------------------------------------------------------------------------------------
Security: P3R154102
Meeting Type: EGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: BRCVCBACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I APPROVAL OF THE LONG TERM INCENTIVE PLAN Mgmt For For
BASED ON SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Agenda Number: 713598083
--------------------------------------------------------------------------------------------------------------------------
Security: P3R154102
Meeting Type: EGM
Meeting Date: 11-Mar-2021
Ticker:
ISIN: BRCVCBACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
CMMT PLEASE NOTE THAT THE VOTES INDICATED IN Non-Voting
RESOLUTIONS 2.1 TO 2.7 WILL BE DISREGARDED
IF THE SHAREHOLDER HOLDING VOTING SHARES
ALSO FILLS IN THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND SUCH SEPARATE ELECTION
OCCURS. THANK YOU
2.1 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 7.
APPOINTMENT OF THE CANDIDATES FOR THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS: VALDECYR MACIEL
GOMES
2.2 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 7.
APPOINTMENT OF THE CANDIDATES FOR THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS: SANDOVAL MARTINS
PEREIRA
2.3 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 7.
APPOINTMENT OF THE CANDIDATES FOR THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS: LILIAN MARIA
FEREZIM GUIMARAES
2.4 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 7.
APPOINTMENT OF THE CANDIDATES FOR THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS: EDUARDO DE BRITTO
PEREIRA AZEVEDO
2.5 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 7.
APPOINTMENT OF THE CANDIDATES FOR THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS: RACHEL DE
OLIVEIRA MAIA
2.6 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 7.
APPOINTMENT OF THE CANDIDATES FOR THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS: FLAVIO UCHOA
TELES DE MENEZES
2.7 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 7.
APPOINTMENT OF THE CANDIDATES FOR THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS: FELIPE VILLELA
DIAS
CMMT FOR THE PROPOSAL 3 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 4.1 TO 4.7. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
3 IN THE EVENT OF ADOPTION OF MULTIPLE Mgmt For For
VOTING, DO YOU WISH TO DISTRIBUTE THE VOTE
ADOPTED IN EGALITARIAN PERCENTAGES TO THE
CANDIDATES WHO MAKE UP THE CHOSEN SLATE. IF
THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE MULTIPLE
VOTING, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
4.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
VALDECYR MACIEL GOMES
4.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
SANDOVAL MARTINS PEREIRA
4.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
LILIAN MARIA FEREZIM GUIMARAES
4.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
EDUARDO DE BRITTO PEREIRA AZEVEDO
4.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
RACHEL DE OLIVEIRA MAIA
4.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
FLAVIO UCHOA TELES DE MENEZES
4.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED:
FELIPE VILLELA DIAS
5 THE APPOINTMENT, FROM AMONG THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS WHO ARE ELECTED, OF
THE CHAIRPERSON AND OF THE VICE CHAIRPERSON
OF THE BOARD OF DIRECTORS
6 THE CLASSIFICATION OF THE INDEPENDENT Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Agenda Number: 713743943
--------------------------------------------------------------------------------------------------------------------------
Security: P3R154102
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRCVCBACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 MANAGEMENT REPORT AND MANAGEMENTS ACCOUNTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2020
2 CONDITIONED ON THE REJECTION OF THE MATTER Mgmt Against Against
THAT IS INDICATED IN ITEM I ABOVE. THE
MANAGEMENT REPORT, MANAGEMENTS ACCOUNTS AND
COMPANY FINANCIAL STATEMENTS, FOR THE YEAR
ENDED DECEMBER 31, 2020
3 COMPANY FINANCIAL STATEMENTS ACCOMPANIED BY Mgmt For For
THE INDEPENDENT AUDITORS REPORT AND FISCAL
COUNCIL REGARDING THE FISCAL YEAR ENDED ON
DECEMBER 31, 2020
4 TO DECIDE ON THE ALLOCATION OF THE RESULT Mgmt For For
OF THE FISCAL YEAR ENDED DECEMBER 31, 2020
5 MANAGEMENT PROPOSAL FOR THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL OF THE COMPANY
6.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 3
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. SERGIO
CITERONI, LUIZ CARLOS NANNINI
6.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 3
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. EVELYN
VELOSO TRINDADE, CARLOS AUGUSTO SULTANUM
CORDEIRO
6.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 3
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. LEONARDO
GUIMARAES PINTO, ANDERSON NUNES DA SILVA
7 ESTABLISHMENT OF THE AGGREGATE ANNUAL Mgmt Against Against
REMUNERATION OF THE MANAGERS AND OF THE
FISCAL COUNCIL, THE FISCAL YEAR OF 2021
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Agenda Number: 713743955
--------------------------------------------------------------------------------------------------------------------------
Security: P3R154102
Meeting Type: EGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRCVCBACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 THE FILING OF A LAWSUIT FOR LIABILITY, Mgmt For For
UNDER THE TERMS OF ARTICLE 159 OF THE SHARE
CORPORATIONS LAW, AGAINST THE FORMER
MANAGERS OF THE COMPANY WHO ARE RESPONSIBLE
FOR ACCOUNTING DISTORTIONS IDENTIFIED IN
THE FINANCIAL STATEMENTS OF THE COMPANY, IN
REFERENCE TO THE PREVIOUS FISCAL YEARS
2 CORRECTION OF THE RESOLUTIONS OF THE ANNUAL Mgmt For For
GENERAL MEETINGS OF THE COMPANY THAT
APPROVED, WITHOUT RESERVATION, THE ACCOUNTS
FROM THE MANAGERS IN REFERENCE TO THE
FISCAL YEARS THAT ENDED ON DECEMBER 31,
2015, 2016, 2017 AND 2018
3 RE-RATIFY OF THE AGGREGATE ANNUAL Mgmt Against Against
REMUNERATION OF THE MANAGERS AND OF THE
FISCAL COUNCIL, THE FISCAL YEAR OF 2021
4 TO RATIFY AGAIN THE CEO STOCK BASED Mgmt For For
INCENTIVE PLAN OF THE COMPANY, WHICH WAS
APPROVED AT THE EXTRAORDINARY GENERAL
MEETING THAT WAS HELD ON MARCH 24, 2020
5 AUTHORIZATION FOR THE MANAGERS TO DO ALL OF Mgmt For For
THE ACTS THAT ARE NECESSARY FOR THE
EFFECTUATION OF THE RESOLUTIONS ABOVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DESPEGAR.COM, CORP. Agenda Number: 935298984
--------------------------------------------------------------------------------------------------------------------------
Security: G27358103
Meeting Type: Annual
Meeting Date: 01-Dec-2020
Ticker: DESP
ISIN: VGG273581030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class III Director: Nilesh Mgmt For For
Lakhani
1.2 Re-Election of Class III Director: Damian Mgmt Against Against
Scokin
--------------------------------------------------------------------------------------------------------------------------
EDREAMS ODIGEO S.A. Agenda Number: 712941930
--------------------------------------------------------------------------------------------------------------------------
Security: L2841H108
Meeting Type: AGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: LU1048328220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE INTEGRATED ANNUAL REPORT Non-Voting
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE ANNUAL ACCOUNTS Mgmt For For
4 APPROVE ALLOCATION OF INCOME Mgmt For For
5 RENEW APPOINTMENT OF ERNST YOUNG AS AUDITOR Mgmt For For
6 APPROVE DISCHARGE OF ERNST YOUNG AS AUDITOR Mgmt For For
7 ELECT CARMEN ALLO PEREZ AS DIRECTOR Mgmt For For
8 REELECT LISE FAUCONNIER AS DIRECTOR Mgmt Against Against
9 REELECT PEDRO LOPEZ DE GUZMAN AS DIRECTOR Mgmt Against Against
10 REELECT BENOIT VAUCHY AS DIRECTOR Mgmt Against Against
11 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
12 APPROVE REMUNERATION REPORT Mgmt For For
13 APPROVE ANNUAL CORPORATE GOVERNANCE REPORT Mgmt For For
OF COMPANY
14 TRANSACT OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EDREAMS ODIGEO S.A. Agenda Number: 712941942
--------------------------------------------------------------------------------------------------------------------------
Security: L2841H108
Meeting Type: EGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: LU1048328220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMEND ARTICLE 21 RE: SHAREHOLDERS' Mgmt For For
NATIONALITY
2 TRANSACT OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EDREAMS ODIGEO S.A. Agenda Number: 712955674
--------------------------------------------------------------------------------------------------------------------------
Security: L2841H108
Meeting Type: EGM
Meeting Date: 23-Sep-2020
Ticker:
ISIN: LU1048328220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGE LOCATION OF REGISTERED OFFICE AND Mgmt For For
AMEND CORPORATE NAME
2 ADOPT NEW BYLAWS Mgmt For For
3 APPOINT IBERCLEAR Mgmt For For
4 APPOINT ERNST AND YOUNG, S.L. AS AUDITORS Mgmt For For
5 RATIFY CORPORATE WEBSITE Mgmt For For
6 ADOPT NEW REGULATION OF COMPANY'S GENERAL Mgmt For For
MEETING
7 FIX NUMBER OF DIRECTORS AT NINE AND REELECT Mgmt For For
DIRECTORS
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
10 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES WITHOUT PREEMPTIVE
RIGHTS
11 AUTHORIZE ISSUANCE OF BONDS/DEBENTURES AND Mgmt Abstain Against
OTHER FIXED ONCOME SECURITIES, CONVERTIBLE
AND/OR EXCHANGED FOR SHARES, AS WELL AS
WARRANTS AND OTHER ANALOGUE VALUES
12 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
13 AUTHORIZE BOARD AND THE SECRETARY Mgmt For For
NON-MEMBER OF THE BOARD TO RATIFY AND
EXECUTE APPROVED RESOLUTIONS
14 TRANSACT OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 445228 DUE TO CHANGE IN THE
VOTING STATUS OF RESOLUTION 14. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr Against For
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FACEDRIVE INC Agenda Number: 713156645
--------------------------------------------------------------------------------------------------------------------------
Security: 30311W100
Meeting Type: MIX
Meeting Date: 29-Oct-2020
Ticker:
ISIN: CA30311W1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT THE MEETING TO SIX (6)
2.1 ELECTION OF DIRECTOR: WILLIAM A. KANTERS Mgmt Against Against
2.2 ELECTION OF DIRECTOR: JAY WILGAR Mgmt Against Against
2.3 ELECTION OF DIRECTOR: PAUL ZED Mgmt For For
2.4 ELECTION OF DIRECTOR: HAMILTON JEYARAJ Mgmt For For
2.5 ELECTION OF DIRECTOR: SAYAN NAVARATNAM Mgmt Against Against
2.6 ELECTION OF DIRECTOR: JUNAID RAZVI Mgmt Against Against
3 TO APPOINT NVS PROFESSIONAL CORPORATION AS Mgmt For For
THE AUDITOR OF THE CORPORATION UNTIL THE
NEXT ANNUAL MEETING OF SHAREHOLDERS AND
AUTHORIZING THE DIRECTORS TO FIX THE
REMUNERATION THEREOF
4 TO PASS, WITH OR WITHOUT VARIATION, AN Mgmt For For
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN THE MANAGEMENT INFORMATION
CIRCULAR OF THE CORPORATION DATED SEPTEMBER
18, 2020, (THE "INFORMATION CIRCULAR")
APPROVING THE OPTION PLAN OF THE
CORPORATION
5 TO PASS, WITH OR WITHOUT VARIATION, AN Mgmt For For
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN THE INFORMATION CIRCULAR,
APPROVING THE PERFORMANCE AND RESTRICTED
SHARE UNIT PLAN OF THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
HANATOUR SERVICE INC Agenda Number: 713645539
--------------------------------------------------------------------------------------------------------------------------
Security: Y2997Y109
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7039130000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF CAPITAL RESERVE REDUCTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOTTE TOUR DEVELOPMENT CO LTD Agenda Number: 713088397
--------------------------------------------------------------------------------------------------------------------------
Security: Y53351105
Meeting Type: EGM
Meeting Date: 21-Sep-2020
Ticker:
ISIN: KR7032350001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 461030 DUE TO RECEIPT NAMES
UNDER RES.2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: GIM HAN JUN Mgmt Against Against
2.2 ELECTION OF OUTSIDE DIRECTOR: O MYEONG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOTTE TOUR DEVELOPMENT CO LTD Agenda Number: 713630261
--------------------------------------------------------------------------------------------------------------------------
Security: Y53351105
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7032350001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF PERMANENT DIRECTOR CANDIDATE: Mgmt Against Against
BAEK HYEON
4 ELECTION OF AUDITOR CANDIDATE: KIM HONG GU Mgmt For For
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
CMMT 01 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 3 & 4. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LVJI TECHNOLOGY HOLDINGS INC. Agenda Number: 714172866
--------------------------------------------------------------------------------------------------------------------------
Security: G5804E109
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: KYG5804E1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700605.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700584.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS (THE
"DIRECTOR(S)") AND THE INDEPENDENT AUDITORS
(THE "AUDITORS") FOR THE YEAR ENDED
DECEMBER 31, 2020
2.A TO RE-ELECT MS. SUN HONGYAN AS AN EXECUTIVE Mgmt Against Against
DIRECTOR
2.B TO RE-ELECT MR. LONG CHAO AS AN EXECUTIVE Mgmt Against Against
DIRECTOR
2.C TO RE-ELECT MR. FAN BAOGUO AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MS. WU DAXIANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.E TO RE-ELECT MS. GU RUIZHEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.F TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO DETERMINE THE DIRECTORS'
REMUNERATION
3 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
AND TO AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NUMBER OF THE ISSUED SHARES
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NUMBER OF
ISSUED SHARES OF THE COMPANY
4.C CONDITIONAL ON THE PASSING OF RESOLUTIONS Mgmt Against Against
NUMBERED 4(A) AND 4(B) ABOVE, TO EXTEND THE
GENERAL MANDATE GRANTED BY RESOLUTION
NUMBERED 4(A) BY ADDING THERETO THE SHARES
OF THE COMPANY BOUGHT BACK PURSUANT TO THE
GENERAL MANDATE GRANTED BY RESOLUTION
NUMBERED 4(B)
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt For For
Valerie Jarrett Mgmt For For
David Lawee Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. A stockholder proposal regarding a report Shr Against For
disclosing certain lobbying expenditures
and activities, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935272409
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG (Mauritius) as the Mgmt For For
independent auditor of the Company for the
fiscal year ending March 31, 2021, and to
authorize the Company's Board of Directors
to fix such auditor's remuneration.
2. To adopt the Company's consolidated and Mgmt For For
separate financial statements for the
fiscal year ended March 31, 2020, audited
by KPMG (Mauritius).
3. To re-elect Deep Kalra as a director on the Mgmt Against Against
Board of Directors of the Company.
4. To re-elect Rajesh Magow as a director on Mgmt Against Against
the Board of Directors of the Company.
5. To re-elect James Jianzhang Liang as a Mgmt Against Against
director on the Board of Directors of the
Company.
6. To re-elect Hyder Aboobakar as a director Mgmt For For
on the Board of Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
ON THE BEACH GROUP PLC Agenda Number: 713496544
--------------------------------------------------------------------------------------------------------------------------
Security: G6754C101
Meeting Type: AGM
Meeting Date: 05-Feb-2021
Ticker:
ISIN: GB00BYM1K758
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 30 SEPTEMBER
2020 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITOR THEREON
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE PART CONTAINING THE
SUMMARY OF THE DIRECTORS' REMUNERATION
POLICY) FOR THE YEAR ENDED 30 SEPTEMBER
2020
3 TO REAPPOINT RICHARD PENNYCOOK AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
4 TO REAPPOINT SIMON COOPER AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
5 TO APPOINT SHAUN MORTON AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
6 TO REAPPOINT DAVID KELLY AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO REAPPOINT ELAINE O'DONNELL AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO REAPPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
TO THE COMPANY FOR THE PERIOD FROM THE
CONCLUSION OF THIS MEETING TO THE
CONCLUSION OF THE NEXT GENERAL MEETING OF
THE COMPANY AT WHICH ACCOUNTS ARE LAID
9 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
10 THAT THE DIRECTORS ARE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO
SECTION 551 OF THE COMPANIES ACT 2006 TO
EXERCISE ALL THE POWERS OF THE COMPANY TO
ALLOT SHARES IN THE COMPANY AND TO GRANT
RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO SUCH SHARES (ALLOTMENT
RIGHTS), BUT SO THAT: (A) THE MAXIMUM
AMOUNT OF SHARES THAT MAY BE ALLOTTED OR
MADE THE SUBJECT OF ALLOTMENT RIGHTS UNDER
THIS AUTHORITY ARE SHARES WITH AN AGGREGATE
NOMINAL VALUE OF GBP 1,049,588.24, OF WHICH
ONE-HALF MAY BE ALLOTTED OR MADE THE
SUBJECT OF ALLOTMENT RIGHTS IN ANY
CIRCUMSTANCES AND THE OTHER HALF MAY BE
ALLOTTED OR MADE THE SUBJECT OF ALLOTMENT
RIGHTS PURSUANT TO ANY RIGHTS ISSUE (AS
REFERRED TO IN THE FINANCIAL CONDUCT
AUTHORITY'S LISTING RULES) OR PURSUANT TO
ANY ARRANGEMENTS MADE FOR THE PLACING OR
UNDERWRITING OR OTHER ALLOCATION OF ANY
SHARES OR OTHER SECURITIES INCLUDED IN, BUT
NOT TAKEN UP UNDER, SUCH RIGHTS ISSUE; (B)
THIS AUTHORITY SHALL EXPIRE ON 31 MARCH
2022 OR, IF EARLIER, ON THE CONCLUSION OF
THE COMPANY'S NEXT ANNUAL GENERAL MEETING;
(C) THE COMPANY MAY MAKE ANY OFFER OR
AGREEMENT BEFORE SUCH EXPIRY WHICH WOULD OR
MIGHT REQUIRE SHARES TO BE ALLOTTED OR
ALLOTMENT RIGHTS TO BE GRANTED AFTER SUCH
EXPIRY AND THE DIRECTORS MAY ALLOT SHARES
OR GRANT ALLOTMENT RIGHTS UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE AUTHORITY HAD
NOT EXPIRED; AND (D) ALL AUTHORITIES VESTED
IN THE DIRECTORS ON THE DATE OF THE NOTICE
OF THIS MEETING TO ALLOT SHARES OR TO GRANT
ALLOTMENT RIGHTS THAT REMAIN UNEXERCISED AT
THE COMMENCEMENT OF THIS MEETING ARE
REVOKED
11 THAT, FROM THE DATE OF THIS RESOLUTION Mgmt For For
UNTIL THE EARLIER OF 31 MARCH 2022 AND THE
CONCLUSION OF THE COMPANY'S NEXT ANNUAL
GENERAL MEETING, THE COMPANY AND ALL
COMPANIES WHICH ARE ITS SUBSIDIARIES AT ANY
TIME DURING SUCH PERIOD ARE AUTHORISED: (A)
TO MAKE DONATIONS TO POLITICAL PARTIES OR
INDEPENDENT ELECTION CANDIDATES; (B) TO
MAKE DONATIONS TO POLITICAL ORGANISATIONS
OTHER THAN POLITICAL PARTIES; AND (C) TO
INCUR POLITICAL EXPENDITURE, UP TO AN
AGGREGATE TOTAL AMOUNT OF GBP 50,000, WITH
THE AMOUNT AUTHORISED FOR EACH OF HEADS (A)
TO (C) ABOVE BEING LIMITED TO THE SAME
TOTAL. ANY SUCH AMOUNTS MAY COMPRISE SUMS
PAID OR INCURRED IN ONE OR MORE CURRENCIES.
ANY SUM PAID OR INCURRED IN A CURRENCY
OTHER THAN STERLING SHALL BE CONVERTED INTO
STERLING AT SUCH RATE AS THE BOARD MAY
DECIDE IS APPROPRIATE. TERMS USED IN THIS
RESOLUTION HAVE, WHERE APPLICABLE, THE
MEANINGS THAT THEY HAVE IN PART 14 OF THE
COMPANIES ACT 2006 ON "CONTROL OF POLITICAL
DONATIONS AND EXPENDITURE
12 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
10 IN THE NOTICE OF THIS MEETING, THE
DIRECTORS ARE EMPOWERED PURSUANT TO SECTION
570 OF THE COMPANIES ACT 2006 TO ALLOT
EQUITY SECURITIES (AS DEFINED IN SECTION
560 OF THAT ACT) FOR CASH, PURSUANT TO THE
AUTHORITY CONFERRED ON THEM BY RESOLUTION
10 IN THE NOTICE OF THIS MEETING OR BY WAY
OF A SALE OF TREASURY SHARES AS IF SECTION
561 OF THAT ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT, PROVIDED THAT THIS POWER IS
LIMITED TO: (A) THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH ANY RIGHTS
ISSUE OR OPEN OFFER (EACH AS REFERRED TO IN
THE FINANCIAL CONDUCT AUTHORITY'S LISTING
RULES) OR ANY OTHER PRE-EMPTIVE OFFER THAT
IS OPEN FOR ACCEPTANCE FOR A PERIOD
DETERMINED BY THE DIRECTORS TO THE HOLDERS
OF ORDINARY SHARES ON THE REGISTER ON ANY
FIXED RECORD DATE IN PROPORTION TO THEIR
HOLDINGS OF ORDINARY SHARES (AND, IF
APPLICABLE, TO THE HOLDERS OF ANY OTHER
CLASS OF EQUITY SECURITY IN ACCORDANCE WITH
THE RIGHTS ATTACHED TO SUCH CLASS), SUBJECT
IN EACH CASE TO SUCH EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY DEEM
NECESSARY OR APPROPRIATE IN RELATION TO
FRACTIONS OF SUCH SECURITIES, THE USE OF
MORE THAN ONE CURRENCY FOR MAKING PAYMENTS
IN RESPECT OF SUCH OFFER, ANY SUCH SHARES
OR OTHER SECURITIES BEING REPRESENTED BY
DEPOSITARY RECEIPTS, TREASURY SHARES, ANY
LEGAL OR PRACTICAL PROBLEMS IN RELATION TO
ANY TERRITORY OR THE REQUIREMENTS OF ANY
REGULATORY BODY OR ANY STOCK EXCHANGE; AND
(B) THE ALLOTMENT OF EQUITY SECURITIES
(OTHER THAN PURSUANT TO PARAGRAPH 15(A)
ABOVE) WITH AN AGGREGATE NOMINAL VALUE OF
GBP 78,719.12, AND SHALL EXPIRE ON THE
REVOCATION OR EXPIRY (UNLESS RENEWED) OF
THE AUTHORITY CONFERRED ON THE DIRECTORS BY
RESOLUTION 10 IN THE NOTICE OF THIS
MEETING, SAVE THAT, BEFORE THE EXPIRY OF
THIS POWER, THE COMPANY MAY MAKE ANY OFFER
OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH
EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE POWER HAD NOT EXPIRED
13 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
10 IN THE NOTICE OF THIS MEETING AND IN
ADDITION TO THE POWER CONTAINED IN
RESOLUTION 12 SET OUT IN THE NOTICE OF THIS
MEETING, THE DIRECTORS ARE EMPOWERED
PURSUANT TO SECTION 570 OF THE COMPANIES
ACT 2006 TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560 OF THAT ACT) FOR
CASH, PURSUANT TO THE AUTHORITY CONFERRED
ON THEM BY RESOLUTION 10 IN THE NOTICE OF
THIS MEETING OR BY WAY OF SALE OF TREASURY
SHARES AS IF SECTION 561 OF THAT ACT DID
NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED
THAT THIS POWER IS: (A) LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES UP TO AN
AGGREGATE NOMINAL VALUE OF GBP 78,719.12;
AND (B) USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE POWER IS
TO BE EXERCISED WITHIN SIX MONTHS AFTER THE
DATE OF THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE DIRECTORS DETERMINE
TO BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES ON DISAPPLYING
PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED
BY THE PRE-EMPTION GROUP PRIOR TO THE DATE
OF THE NOTICE OF THIS MEETING, AND SHALL
EXPIRE ON THE REVOCATION OR EXPIRY (UNLESS
RENEWED) OF THE AUTHORITY CONFERRED ON THE
DIRECTORS BY RESOLUTION 10 IN THE NOTICE OF
THIS MEETING, SAVE THAT, BEFORE THE EXPIRY
OF THIS POWER, THE COMPANY MAY MAKE ANY
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE POWER HAD NOT
EXPIRED
14 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED TO MAKE
MARKET PURCHASES (AS DEFINED IN SECTION
693(4) OF THE COMPANIES ACT 2006) OF ITS
OWN SHARES UP TO AN AGGREGATE NUMBER OF
15,743,824 ORDINARY SHARES (REPRESENTING
APPROXIMATELY 10% OF THE COMPANY'S ISSUED
ORDINARY SHARE CAPITAL) SUBJECT TO: (A) THE
MINIMUM PRICE PER ORDINARY SHARE, EXCLUDING
EXPENSES, BEING GBP 0.01; AND (B) THE
MAXIMUM PRICE PER ORDINARY SHARE, EXCLUDING
EXPENSES, BEING THE HIGHER OF: (I) 5% ABOVE
THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS
AS DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR AN ORDINARY SHARE
OVER FIVE BUSINESS DAYS BEFORE THE
PURCHASE; AND (II) THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT BID ON THE
MARKET WHERE THE PURCHASE IS CARRIED OUT.
THIS AUTHORITY SHALL EXPIRE ON 31 MARCH
2022 OR, IF EARLIER, ON THE CONCLUSION OF
THE COMPANY'S NEXT ANNUAL GENERAL MEETING
(UNLESS PREVIOUSLY REVOKED OR VARIED BY THE
COMPANY IN GENERAL MEETING) SAVE THAT UNDER
SUCH AUTHORITY THE COMPANY MAY, BEFORE SUCH
EXPIRY, ENTER INTO ANY CONTRACT FOR THE
PURCHASE OF ITS OWN SHARES WHICH MIGHT BE
EXECUTED AND COMPLETED WHOLLY OR PARTLY
AFTER SUCH EXPIRY AND TO MAKE PURCHASES OF
ITS OWN SHARES IN PURSUANT OF ANY SUCH
CONTRACT OR CONTRACTS
15 THAT ANY GENERAL MEETING OF THE COMPANY Mgmt For For
THAT IS NOT AN ANNUAL GENERAL MEETING MAY
BE CALLED BY NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
OPEN DOOR INC. Agenda Number: 714252361
--------------------------------------------------------------------------------------------------------------------------
Security: J3072J105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3173560008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Sekine, Daisuke Mgmt For For
2.2 Appoint a Director Suzuki, Hideaki Mgmt For For
2.3 Appoint a Director Nakano, Masaharu Mgmt For For
2.4 Appoint a Director Shimizu, Junko Mgmt For For
2.5 Appoint a Director Koide, Ichiro Mgmt For For
3.1 Appoint a Substitute Corporate Auditor Mgmt For For
Haga, Yuichiro
3.2 Appoint a Substitute Corporate Auditor Mgmt Against Against
Miyamoto, Kohei
--------------------------------------------------------------------------------------------------------------------------
SABRE CORPORATION Agenda Number: 935349680
--------------------------------------------------------------------------------------------------------------------------
Security: 78573M104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SABR
ISIN: US78573M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: George
Bravante, Jr.
1B. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Herve Couturier
1C. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Gary Kusin
1D. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Gail Mandel
1E. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Sean Menke
1F. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Phyllis
Newhouse
1G. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Karl Peterson
1H. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Zane Rowe
1I. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Gregg Saretsky
1J. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: John Scott
1K. Election of Director for a term to expire Mgmt For For
at the 2022 Annual Meeting: Wendi Sturgis
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2021.
3. To approve our 2021 Omnibus Incentive Mgmt For For
Compensation Plan.
4. To hold an advisory vote on the Mgmt Against Against
compensation of our named executive
officers.
5. To hold an advisory vote on the frequency Mgmt 1 Year For
of the advisory stockholder vote on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TEMAIRAZU,INC. Agenda Number: 713062456
--------------------------------------------------------------------------------------------------------------------------
Security: J1946J103
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: JP3783300001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Watanabe, Tetsuo Mgmt For For
2.2 Appoint a Director Suzuki, Kazuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TONGCHENG-ELONG HOLDINGS LIMITED Agenda Number: 713447882
--------------------------------------------------------------------------------------------------------------------------
Security: G8918W106
Meeting Type: EGM
Meeting Date: 31-Dec-2020
Ticker:
ISIN: KYG8918W1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1211/2020121100033.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1211/2020121100029.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE, RATIFY AND CONFIRM THE PAYMENT Mgmt For For
SERVICES AGREEMENT (THE "TENCENT PAYMENT
SERVICES FRAMEWORK AGREEMENT") DATED
DECEMBER 8, 2020 ENTERED INTO BETWEEN THE
COMPANY AND SHENZHEN TENCENT COMPUTER
SYSTEMS COMPANY LIMITED, IN RELATION TO THE
PROVISION OF PAYMENT AND SETTLEMENT
SERVICES BY TENCENT HOLDINGS LIMITED, ITS
SUBSIDIARIES AND CONTROLLED ENTITIES (THE
"TENCENT GROUP") THROUGH ITS PAYMENT
CHANNELS TO THE COMPANY AND ITS
SUBSIDIARIES AND CONSOLIDATED AFFILIATED
ENTITIES FROM TIME TO TIME (THE "GROUP") IN
RETURN FOR CERTAIN FEES, AND TO APPROVE THE
RELEVANT ANNUAL CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER (ORDINARY
RESOLUTION 1 AS SET OUT IN THE NOTICE OF
THE MEETING)
2 TO AUTHORIZE ANY DIRECTOR OF THE COMPANY Mgmt For For
FOR AND ON BEHALF OF THE COMPANY TO SIGN,
SEAL, EXECUTE, PERFECT, DELIVER AND DO ALL
SUCH DOCUMENTS, DEEDS, ACTS, MATTERS AND
THINGS AS HE MAY IN HIS DISCRETION CONSIDER
NECESSARY OR DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF OR IN CONNECTION WITH THE
TENCENT PAYMENT SERVICES FRAMEWORK
AGREEMENT AND TO MAKE AND AGREE SUCH
VARIATIONS OF A NON-MATERIAL NATURE IN OR
TO THE TERMS OF THE TENCENT PAYMENT
SERVICES FRAMEWORK AGREEMENT AS HE MAY IN
HIS DISCRETION CONSIDER TO BE DESIRABLE AND
IN THE INTERESTS OF THE COMPANY
3 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
TRAVELLING RESOURCES PROVISION FRAMEWORK
AGREEMENT (THE "TRIP.COM TRAVELLING
RESOURCES PROVISION FRAMEWORK AGREEMENT")
DATED DECEMBER 8, 2020 ENTERED INTO BETWEEN
THE COMPANY AND C-TRAVEL INTERNATIONAL
LIMITED, IN RELATION TO THE PROVISION OF
ACCESS TO THE GROUP'S PLATFORMS FOR THE
OFFERING OF TRANSPORTATION SERVICES
(INCLUDING TRANSPORTATION TICKETING AND CAR
RENTAL), ATTRACTION TICKETING SERVICES AND
ACCOMMODATION BOOKING SERVICES BY TRIP.COM
GROUP LIMITED AND/OR ITS ASSOCIATES, AND TO
APPROVE THE RELEVANT ANNUAL CAPS AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
(ORDINARY RESOLUTION 2 AS SET OUT IN THE
NOTICE OF MEETING)
4 TO AUTHORIZE ANY DIRECTOR OF THE COMPANY Mgmt For For
FOR AND ON BEHALF OF THE COMPANY TO SIGN,
SEAL, EXECUTE, PERFECT, DELIVER AND DO ALL
SUCH DOCUMENTS, DEEDS, ACTS, MATTERS AND
THINGS AS HE MAY IN HIS DISCRETION CONSIDER
NECESSARY OR DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF OR IN CONNECTION WITH THE
TRIP.COM TRAVELLING RESOURCES PROVISION
FRAMEWORK AGREEMENT AND TO MAKE AND AGREE
SUCH VARIATIONS OF A NON-MATERIAL NATURE IN
OR TO THE TERMS OF THE TRIP.COM TRAVELLING
RESOURCES PROVISION FRAMEWORK AGREEMENT AS
HE MAY IN HIS DISCRETION CONSIDER TO BE
DESIRABLE AND IN THE INTERESTS OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
TONGCHENG-ELONG HOLDINGS LIMITED Agenda Number: 713993891
--------------------------------------------------------------------------------------------------------------------------
Security: G8918W106
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: KYG8918W1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600904.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600880.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020 AND THE REPORTS OF THE DIRECTORS AND
AUDITOR THEREON
2.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt Against Against
OF THE COMPANY: MR. JIANG HAO AS A
NON-EXECUTIVE DIRECTOR;
2.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MR. DAI XIAOJING AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
2AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MS. HAN YULING AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS")
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2021
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO OFFER, ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LTD Agenda Number: 713147393
--------------------------------------------------------------------------------------------------------------------------
Security: Y8972V101
Meeting Type: EGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: CNE1000004J3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0923/2020092300318.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0923/2020092300340.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "THAT: (A) THE GRANT OF A
GENERAL MANDATE FOR A PERIOD OF THREE YEARS
ENDING 31 DECEMBER 2023 TO THE DIRECTORS TO
CARRY OUT THE EASTERN AIRLINES TRANSACTIONS
AND ALL THE TRANSACTIONS CONTEMPLATED
THEREUNDER; AND (B) THE PROPOSED ANNUAL
CAPS FOR THE EASTERN AIRLINES TRANSACTIONS
FOR THE THREE YEARS ENDING 31 DECEMBER
2023, BE AND ARE HEREBY APPROVED AND THAT
THE BOARD BE AND IS HEREBY AUTHORIZED TO
TAKE ANY STEP AS THEY CONSIDER NECESSARY,
DESIRABLE OR EXPEDIENT IN CONNECTION WITH
THE EASTERN AIRLINES TRANSACTIONS AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER."
--------------------------------------------------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LTD Agenda Number: 713498245
--------------------------------------------------------------------------------------------------------------------------
Security: Y8972V101
Meeting Type: EGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: CNE1000004J3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0107/2021010700468.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0107/2021010700510.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE APPOINTMENT OF MS. TANG
LICHAO AS A SHAREHOLDER REPRESENTATIVE
SUPERVISOR OF THE SEVENTH SESSION OF THE
SUPERVISORY COMMITTEE FOR THE SAME TERM AS
OTHER MEMBERS OF THE SEVENTH SESSION OF THE
SUPERVISORY COMMITTEE COMMENCING FROM THE
CONCLUSION OF THE EGM
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION, DETAILS OF WHICH
ARE MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR TO THE SHAREHOLDERS DATED 8
JANUARY 2021
--------------------------------------------------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LTD Agenda Number: 713979598
--------------------------------------------------------------------------------------------------------------------------
Security: Y8972V101
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: CNE1000004J3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200715.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200625.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE REPORT OF THE BOARD OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUDITED FINANCIAL
STATEMENTS OF THE GROUP (I.E. THE COMPANY
AND ITS SUBSIDIARIES) FOR THE YEAR ENDED 31
DECEMBER 2020
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ALLOCATION OF PROFIT AND
DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR
ENDED 31 DECEMBER 2020
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE APPOINTMENT OF AUDITOR FOR
THE YEAR ENDING 31 DECEMBER 2021 AND THE
AUTHORIZATION TO THE BOARD TO FIX THE
REMUNERATION THEREOF
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Special
Meeting Date: 18-Mar-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of Mgmt For
the 175,000,000 issued and unissued
ordinary shares of a nominal or par value
of US$0.01 each in the capital of the
Company be and is hereby subdivided into
eight ordinary shares of a nominal or par
value of US$0.00125 each in the capital of
the Company (the "Subdivision"), such that,
following the Subdivision, the authorised
share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000
ordinary shares of a nominal or par value
of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935418144
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt For For
Stephen Kaufer Mgmt For For
Jay C. Hoag Mgmt Withheld Against
Betsy L. Morgan Mgmt For For
M. Greg O'Hara Mgmt For For
Jeremy Philips Mgmt For For
Albert E. Rosenthaler Mgmt For For
Jane Sun Mgmt For For
Trynka Shineman Blake Mgmt For For
Robert S. Wiesenthal Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
TripAdvisor, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of Amendment to TripAdvisor, Inc. Mgmt Against Against
2018 Stock and Annual Incentive Plan.
4. Advisory Vote on Compensation of Named Mgmt For For
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
TRIVAGO N.V. Agenda Number: 935455104
--------------------------------------------------------------------------------------------------------------------------
Security: 89686D105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: TRVG
ISIN: US89686D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Adoption of the annual accounts over the Mgmt For
financial year 2020
5. Appointment of the external auditor for the Mgmt For
financial year 2021
6. Release of the managing directors from Mgmt For
liability for the exercise of their duties
during the financial year 2020
7. Release of the supervisory directors from Mgmt For
liability for the exercise of their duties
during the financial year 2020
8. Re-appointment of R. Dzielak as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2024
9. Appointment of E. Hart as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2024
10. Appointment of J. Breidenbach as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2024
11. Authorization of the management board to Mgmt For
acquire shares in the Company's capital
12. Authorization of the management board to Mgmt Against
(i) issue and/or grant rights to subscribe
for shares in the Company's capital and
(ii) limit or exclude pre-emption rights in
relation to an issuance of, or a granting
of rights to subscribe for, such shares
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935369341
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt For For
1E. Election of Director: Amanda Ginsberg Mgmt For For
1F. Election of Director: Dara Khosrowshahi Mgmt For For
1G. Election of Director: Wan Ling Martello Mgmt For For
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt For For
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2020 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of amendments to Certificate of Mgmt For For
Incorporation and Bylaws to remove
supermajority voting requirements.
5. Stockholder proposal to prepare an annual Shr Against For
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
WEBJET LTD Agenda Number: 713136112
--------------------------------------------------------------------------------------------------------------------------
Security: Q9570B108
Meeting Type: AGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: AU000000WEB7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5, 6, 7 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR DON CLARKE Mgmt For For
3 RE-ELECTION OF DIRECTOR - MR BRAD HOLMAN Mgmt For For
4 RATIFICATION OF ISSUE OF SHARES UNDER Mgmt For For
INSTITUTIONAL PLACEMENT
5 APPROVAL FOR THE ISSUE OF EQUITY SETTLED Mgmt For For
NOTES TO REPLACE THE EXISTING CASH SETTLED
NOTES
6 APPROVAL OF WEBJET LONG TERM INCENTIVE PLAN Mgmt For For
7 APPROVAL OF MANAGING DIRECTOR PARTICIPATION Mgmt For For
IN LONG TERM INCENTIVE PLAN
ETFMG Treatments, Testing and Advancements ETF
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935345125
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt For For
M.F. Roman Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr Against For
6. Shareholder Proposal - Report on Racial Shr Against For
Justice.
7. Shareholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ABCELLERA BIOLOGICS, INC. Agenda Number: 935419879
--------------------------------------------------------------------------------------------------------------------------
Security: 00288U106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: ABCL
ISIN: CA00288U1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of class I Director to serve until Mgmt For For
the 2024 annual meeting: Veronique Lecault,
Ph.D.
1B. Election of class I Director to serve until Mgmt For For
the 2024 annual meeting: John Edward Hamer,
Ph.D.
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION Agenda Number: 935406012
--------------------------------------------------------------------------------------------------------------------------
Security: 00650F109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ADPT
ISIN: US00650F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michelle Griffin Mgmt For For
Peter Neupert Mgmt For For
Leslie Trigg Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers as described in the
proxy statement.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on named executive officers'
compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935410124
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Special
Meeting Date: 11-May-2021
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 12, 2020 (as it may be
amended from time to time, the "merger
agreement") by and among Alexion,
AstraZeneca PLC ("AstraZeneca"), Delta
Omega Sub Holdings Inc., a wholly owned
subsidiary of AstraZeneca ("Bidco"), Delta
Omega Sub Holdings Inc. 1, a direct, wholly
owned subsidiary of Bidco and Delta Omega
Sub Holdings LLC 2, a direct, wholly owned
subsidiary of Bidco (the "merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Alexion's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the merger agreement.
3. To approve the adjournment of the Alexion Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Alexion special meeting to
approve the merger proposal or to ensure
that any supplement or amendment to this
proxy statement/ prospectus is timely
provided to Alexion stockholders.
--------------------------------------------------------------------------------------------------------------------------
ALIGOS THERAPEUTICS, INC. Agenda Number: 935425187
--------------------------------------------------------------------------------------------------------------------------
Security: 01626L105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ALGS
ISIN: US01626L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence M. Blatt PhD Mgmt For For
James Scopa Mgmt For For
2. To ratify the appointment, by the Audit Mgmt For For
Committee of the Company's Board of
Directors, of Ernst & Young LLP, as the
independent registered public accounting
firm of the Company for its fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 935378465
--------------------------------------------------------------------------------------------------------------------------
Security: 02043Q107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ALNY
ISIN: US02043Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: Dennis A. Ausiello,
M.D.
1B. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: Olivier Brandicourt,
M.D.
1C. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: Marsha H. Fanucci
1D. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: David E.I. Pyott
2. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of Alnylam's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
Alnylam's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARBUTUS BIOPHARMA CORPORATION Agenda Number: 935401771
--------------------------------------------------------------------------------------------------------------------------
Security: 03879J100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ABUS
ISIN: CA03879J1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Frank Torti, M.D. Mgmt For For
1b. Election of Director: William H. Collier Mgmt For For
1c. Election of Director: Daniel Burgess Mgmt For For
1d. Election of Director: Richard C. Henriques Mgmt For For
1e. Election of Director: Keith Manchester, Mgmt For For
M.D.
1f. Election of Director: Eric Venker, M.D., Mgmt For For
Pharm.D.
1g. Election of Director: James Meyers Mgmt For For
1h. Election of Director: Andrew Cheng, M.D., Mgmt For For
Ph.D.
2. Approval of an amendment to the Arbutus Mgmt Against Against
Biopharma Corporation 2016 Omnibus Share
and Incentive Plan to (a) increase the
aggregate number of common shares
authorized for issuance thereunder by
9,000,000 common shares and (b) increase
the aggregate number of common shares that
may be issued pursuant to incentive stock
options granted thereunder by 9,000,000
common shares.
3. Advisory vote to approve the compensation Mgmt For For
of Arbutus' named executive officers.
4. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of Arbutus' named executive officers.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Arbutus' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935285139
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to increase
the number of shares of common stock we are
authorized to issue from 30,000,000 shares
to 60,000,000 shares.
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935429957
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Peter Farrell Mgmt For For
Joseph E. Payne Mgmt For For
Andy Sassine Mgmt For For
James Barlow Mgmt For For
Dr. Edward W. Holmes Mgmt For For
Dr. Magda Marquet Mgmt For For
Karah Parschauer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ASSEMBLY BIOSCIENCES INC. Agenda Number: 935383000
--------------------------------------------------------------------------------------------------------------------------
Security: 045396108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ASMB
ISIN: US0453961080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony E. Altig Mgmt For For
1B. Election of Director: Gina Consylman Mgmt For For
1C. Election of Director: Richard D. DiMarchi, Mgmt For For
Ph.D.
1D. Election of Director: Myron Z. Holubiak Mgmt For For
1E. Election of Director: Lisa R. Mgmt For For
Johnson-Pratt, M.D.
1F. Election of Director: Susan Mahony, Ph.D. Mgmt For For
1G. Election of Director: John G. McHutchison, Mgmt For For
A.O., M.D.
1H. Election of Director: William R. Ringo, Jr. Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of our named executive officers'
compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Approval of an amendment to our 2018 Stock Mgmt Against Against
Incentive Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
5. Approval of an amendment and restatement of Mgmt For For
our 2018 Employee Stock Purchase Plan to
increase the number of shares reserved for
issuance thereunder by 900,000 shares and
increase the maximum number of shares
purchasable under the plan to 2,500 per
offering period.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935414057
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2020.
2. To confirm dividends. Mgmt For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For
Auditor.
4. To authorise the Directors to agree the Mgmt For
remuneration of the Auditor.
5A. Re-election of Director: Leif Johansson Mgmt For
5B. Re-election of Director: Pascal Soriot Mgmt For
5C. Re-election of Director: Marc Dunoyer Mgmt For
5D. Re-election of Director: Philip Broadley Mgmt For
5E. Election of Director: Euan Ashley Mgmt For
5F. Re-election of Director: Michel Demare Mgmt For
5G. Re-election of Director: Deborah DiSanzo Mgmt For
5H. Election of Director: Diana Layfield Mgmt For
5I. Re-election of Director: Sheri McCoy Mgmt For
5J. Re-election of Director: Tony Mok Mgmt For
5K. Re-election of Director: Nazneen Rahman Mgmt For
5L. Re-election of Director: Marcus Wallenberg Mgmt For
6. To approve the Annual Report on Mgmt For
Remuneration for the year ended 31 December
2020.
7. To approve the Directors' Remuneration Mgmt Against
Policy.
8. To authorise limited political donations. Mgmt For
9. To authorise the Directors to allot shares. Mgmt For
10. Special Resolution: To authorise the Mgmt For
Directors to disapply pre- emption rights.
11. Special Resolution: To authorise the Mgmt For
Directors to further disapply pre-emption
rights for acquisitions and specified
capital investments.
12. Special Resolution: To authorise the Mgmt For
Company to purchase its own shares.
13. Special Resolution: To reduce the notice Mgmt For
period for general meetings.
14. To approve amendments to the Performance Mgmt For
Share Plan 2020.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935416013
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a) the proposed acquisition by the Company Mgmt For
of Alexion Pharmaceuticals, Inc. and the
associated arrangements to be entered into,
all as described in the circular to the
shareholders of the Company dated 12 April
2021 and substantially on the terms and
subject to the conditions set out in the
Merger Agreement dated 12 December 2020
between the Company and Alexion
Pharmaceuticals, Inc. (among others) (the
"Transaction"), be and is hereby approved;
and (b) the directors ...(due to space
limits, see proxy statement for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
ATEA PHARMACEUTICALS, INC. Agenda Number: 935422989
--------------------------------------------------------------------------------------------------------------------------
Security: 04683R106
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: AVIR
ISIN: US04683R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Pierre S, Ph.D. Mgmt For For
Franklin Berger Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ATHERSYS, INC. Agenda Number: 935434895
--------------------------------------------------------------------------------------------------------------------------
Security: 04744L106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: ATHX
ISIN: US04744L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ismail Kola Mgmt For For
1B. Election of Director: John Harrington Mgmt For For
1C. Election of Director: Hardy TS Kagimoto Mgmt For For
1D. Election of Director: Katherine Kalin Mgmt For For
1E. Election of Director: Lorin Randall Mgmt For For
1F. Election of Director: Baiju Shah Mgmt For For
1G. Election of Director: Kenneth Traub Mgmt For For
1H. Election of Director: Jane Wasman Mgmt For For
1I. Election of Director: Jack Wyszomierski Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for the
fiscal year ending December 31, 2021.
3. Approval of an amendment to the Certificate Mgmt For For
of Incorporation to increase the number of
shares of authorized common stock.
4. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935380686
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee: Melinda Litherland Mgmt For For
1.2 Election of Nominee: Arnold A. Pinkston Mgmt For For
2. PROPOSAL to ratify the selection of KPMG Mgmt For For
LLP to serve as the Company's independent
auditors.
--------------------------------------------------------------------------------------------------------------------------
BIOCRYST PHARMACEUTICALS, INC. Agenda Number: 935387894
--------------------------------------------------------------------------------------------------------------------------
Security: 09058V103
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: BCRX
ISIN: US09058V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy J. Hutson, Ph.D. Mgmt For For
Robert A. Ingram Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To approve an amendment to the Stock Mgmt Against Against
Incentive Plan to increase the number of
shares available for issuance under the
Stock Incentive Plan by 7,500,000 shares.
5. To approve an amendment to the Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares available for issuance under the
Employee Stock Purchase Plan by 3,500,000
shares.
--------------------------------------------------------------------------------------------------------------------------
BIONTECH SE Agenda Number: 935445672
--------------------------------------------------------------------------------------------------------------------------
Security: 09075V102
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: BNTX
ISIN: US09075V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 Approval of the actions of the Management Mgmt For For
Board.
3 Approval of the actions of the Supervisory Mgmt For For
Board.
4 Appointment of the auditor for the Mgmt For For
financial year 2021.
5 Resolution on the revocation of the Mgmt For For
existing authorized capital and the
creation of a new authorized capital
(Authorized Capital 2021) against
contributions in cash and/or in kind with
the possibility of excluding subscription
rights and corresponding amendments to the
Articles of Association.
6 Amendment of the authorization to issue Mgmt For For
stock options.
7 Resolution on the partial revocation and Mgmt For For
amendment of the current authorization to
issue stock options (Stock Option Program
2017/2019) and on the partial revocation of
Conditional Capital ESOP 2017/2019;
Resolution on the authorization to issue
stock options (Stock Option Program 2021)
and on the implementation of a new
Conditional Capital 2021 and corresponding
amendments of the Articles of Association.
8 Amendment to the existing authorization to Mgmt For For
acquire treasury shares and their use, also
excluding subscription rights.
9 Extending the authorization to acquire Mgmt Against Against
treasury shares and to use them, also
excluding subscription rights.
10 Resolution on the approval of the system Mgmt For For
for the compensation of the members of the
Management Board.
11 Resolution on the compensation and on the Mgmt For For
compensation system for the members of the
Supervisory Board and an amendment of Sec.
9 para. 6 of the Articles of Association.
12 Resolution on the revocation of the Mgmt For For
resolution of the Company's Annual General
Meeting of June 26, 2020 (agenda item 8
lit. d)) on the consent to the conclusion
of the domination and profit and loss
transfer agreement between the Company as
controlling company and JPT Peptide
Technologies GmbH as dependent company.
13A Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and JPT Peptide
Technologies GmbH as dependent company.
13B Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and BioNTech
Manufacturing Marburg GmbH as dependent
company.
13C Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and reSano GmbH as
dependent company.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
CHIMERIX INC. Agenda Number: 935434441
--------------------------------------------------------------------------------------------------------------------------
Security: 16934W106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: CMRX
ISIN: US16934W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martha J. Demski Mgmt For For
Pratik S. Multani, M.D. Mgmt For For
Vicki Vakiener Mgmt For For
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
company for the fiscal year ending December
31, 2021.
3. To approve, by non-binding vote, the Mgmt For For
compensation of Chimerix, Inc.'s named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CO-DIAGNOSTICS, INC. Agenda Number: 935290091
--------------------------------------------------------------------------------------------------------------------------
Security: 189763105
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: CODX
ISIN: US1897631057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dwight H. Egan Mgmt For For
Eugene Durenard Mgmt For For
Edward L. Murphy Mgmt For For
Richard S. Serbin Mgmt For For
James B. Nelson Mgmt For For
2. To ratify the appointment of Haynie & Mgmt For For
Company as our independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CODIAK BIOSCIENCES, INC. Agenda Number: 935429414
--------------------------------------------------------------------------------------------------------------------------
Security: 192010106
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: CDAK
ISIN: US1920101060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve a Mgmt For For
three-year term expiring at the 2024 Annual
Meeting: Steven Gillis, Ph.D.
1B. Election of Class I Director to serve a Mgmt For For
three-year term expiring at the 2024 Annual
Meeting: Theo Melas-Kyriazi
1C. Election of Class I Director to serve a Mgmt For For
three-year term expiring at the 2024 Annual
Meeting: Douglas E. Williams, Ph.D.
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Codiak BioSciences, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CONTRAFECT CORPORATION Agenda Number: 935396362
--------------------------------------------------------------------------------------------------------------------------
Security: 212326300
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CFRX
ISIN: US2123263004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lishan Aklog, M.D. Mgmt For For
Sol J. Barer, Ph.D. Mgmt Withheld Against
Jane F. Barlow, M.D. Mgmt For For
Steven C. Gilman, Ph.D. Mgmt For For
David N. Low, Jr. Mgmt For For
Michael J. Otto, Ph.D. Mgmt For For
R.J Pomerantz M.D FACP Mgmt For For
Cary W. Sucoff, J.D. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of the named
executive officers of ContraFect
Corporation.
--------------------------------------------------------------------------------------------------------------------------
CORMEDIX INC. Agenda Number: 935291699
--------------------------------------------------------------------------------------------------------------------------
Security: 21900C308
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: CRMD
ISIN: US21900C3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Khoso Baluch Mgmt For For
Janet Dillione Mgmt For For
Alan W. Dunton Mgmt For For
Myron Kaplan Mgmt For For
Steven Lefkowitz Mgmt For For
Paulo F. Costa Mgmt For For
Greg Duncan Mgmt For For
2. To ratify the appointment of Friedman LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CUE BIOPHARMA, INC. Agenda Number: 935416493
--------------------------------------------------------------------------------------------------------------------------
Security: 22978P106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CUE
ISIN: US22978P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel R. Passeri Mgmt For For
Frank Morich Mgmt For For
Frederick Driscoll Mgmt For For
Aaron Fletcher Mgmt For For
Cameron Gray Mgmt For For
Tamar Howson Mgmt For For
Peter Kiener Mgmt For For
2. The ratification of the appointment of RSM Mgmt For For
US LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DICERNA PHARMACEUTICALS, INC. Agenda Number: 935401125
--------------------------------------------------------------------------------------------------------------------------
Security: 253031108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: DRNA
ISIN: US2530311081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Fambrough, Mgmt For For
III
1B. Election of Director: J. Kevin Buchi Mgmt For For
1C. Election of Director: Stephen Doberstein Mgmt For For
1D. Election of Director: Martin Freed Mgmt For For
1E. Election of Director: Patrick M. Gray Mgmt For For
1F. Election of Director: Stephen J. Hoffman Mgmt For For
1G. Election of Director: Adam M. Koppel Mgmt For For
1H. Election of Director: Marc Kozin Mgmt For For
1I. Election of Director: Cynthia Smith Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION Agenda Number: 935400236
--------------------------------------------------------------------------------------------------------------------------
Security: 268158201
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DVAX
ISIN: US2681582019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Francis R. Cano, Ph.D. Mgmt For For
Peter Paradiso, Ph.D. Mgmt For For
Peggy V. Phillips Mgmt For For
2. To amend and restate the Dynavax Mgmt For For
Technologies Corporation 2014 Employee
Stock Purchase Plan to increase the
aggregate number of shares of common stock
authorized for issuance under the plan by
1,000,000.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement accompanying this Notice.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt For For
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr Against For
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr Against For
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 935382779
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Jerome Hauer, Ph.D.
1B. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Robert Kramer
1C. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Marvin White
2. To ratify the appointment by the audit Mgmt For For
committee of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. To approve an amendment to our stock Mgmt For For
incentive plan.
--------------------------------------------------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC. Agenda Number: 935326353
--------------------------------------------------------------------------------------------------------------------------
Security: 29251M106
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: ENTA
ISIN: US29251M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristine Peterson Mgmt For For
Terry Vance Mgmt For For
2. To approve an amendment to our 2019 Equity Mgmt Against Against
Incentive Plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Enanta's
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ENOCHIAN BIOSCIENCES, INC. Agenda Number: 935334160
--------------------------------------------------------------------------------------------------------------------------
Security: 29350E104
Meeting Type: Annual
Meeting Date: 05-Mar-2021
Ticker: ENOB
ISIN: US29350E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Rene Sindlev Mgmt For For
Dr. Mark Dybul Mgmt For For
Dr. Carol Brosgart Mgmt For For
Mr. Gregg Alton Mgmt For For
Ms. Evelyn D'An Mgmt For For
Mr. James Sapirstein Mgmt For For
Mr. Carl Sandler Mgmt For For
Mr. Henrik Gronfeldt Mgmt For For
2. Non-Binding. Advisory Approval of Executive Mgmt For For
Compensation. The approval, on a
non-binding advisory basis of the
compensation paid to our named executive
officers.
3. Non-Binding. Advisory Vote on Frequency of Mgmt 1 Year Against
Future Advisory Votes on the Compensation
Paid to our Named Executive Officers. The
approval, on a non-binding advisory basis
of the frequency of holding an advisory
vote on the compensation paid to our named
executive officers.
4. Ratification of Independent Registered Mgmt For For
Public Accounting Firm. To ratify the
appointment of Sadler, Gibb & Associates
LLC ("Sadler") as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ENZO BIOCHEM, INC. Agenda Number: 935311578
--------------------------------------------------------------------------------------------------------------------------
Security: 294100102
Meeting Type: Annual
Meeting Date: 04-Jan-2021
Ticker: ENZ
ISIN: US2941001024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for a Mgmt For For
three-year term: Elazar Rabbani
1B. Election of Class III Director for a Mgmt For For
three-year term: Ian Walters
1C. Election of Class II Director for a Mgmt For For
two-year term: Mary Tagliaferri
2. Company proposal to approve, on an advisory Mgmt For For
basis, Named Executive Officer
compensation.
3. Company proposal to ratify the appointment Mgmt For For
of EisnerAmper LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
4. Company proposal to approve the amendment Mgmt For For
and restatement of the Company's Amended
and Restated 2011 Incentive Plan including
an increase in the number of shares of
common stock authorized for grant under
such plan.
--------------------------------------------------------------------------------------------------------------------------
EVAXION BIOTECH A/S Agenda Number: 935433576
--------------------------------------------------------------------------------------------------------------------------
Security: 29970R105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: EVAX
ISIN: US29970R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting. Mgmt For For
3. Presentation of the audited annual report Mgmt For For
for approval.
4. Resolution on the appropriation of the loss Mgmt For For
recorded in the approved annual report.
5A. Re-election of Marianne Sogaard as member Mgmt For For
to the board of directors.
5B. Re-election of Roberto Prego Pineda as Mgmt For For
member to the board of directors.
5C. Re-election of Steven J. Projan as member Mgmt For For
to the board of directors.
5D. Election of Lars Holtug as member to the Mgmt For For
board of directors.
6. Re-election of EY Godkendt Mgmt For For
Revisionspartnerselskab, CVR no. 30700228.
7. Review of the authorization to issue Mgmt For For
warrants.
8. The board of directors proposes to amend Mgmt For For
the Company's articles of association in
accordance with the draft articles of
association enclosed hereto as Appendix 1
in order to reflect the recent listing of
American Depositary Shares on Nasdaq, New
York.
9. Authorization to the chairman of the Mgmt For For
meeting.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 935376562
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2020 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt For For
remuneration
3. To re-elect Sir Jonathan Symonds as a Mgmt For For
Director
4. To re-elect Emma Walmsley as a Director Mgmt For For
5. To re-elect Charles Bancroft as a Director Mgmt For For
6. To re-elect Vindi Banga as a Director Mgmt For For
7. To re-elect Dr Hal Barron as a Director Mgmt For For
8. To re-elect Dr Vivienne Cox as a Director Mgmt For For
9. To re-elect Lynn Elsenhans as a Director Mgmt For For
10. To re-elect Dr Laurie Glimcher as a Mgmt For For
Director
11. To re-elect Dr Jesse Goodman as a Director Mgmt For For
12. To re-elect Iain Mackay as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt For For
14. To re-appoint the auditor Mgmt For For
15. To determine remuneration of the auditor Mgmt For For
16. To authorise the Company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
17. To authorise allotment of shares Mgmt For For
18. To disapply pre-emption rights - general Mgmt For For
power (Special resolution)
19. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (Special resolution)
20. To authorise the Company to purchase its Mgmt For For
own shares (Special resolution)
21. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
22. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (Special
resolution)
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 935326579
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen P. MacMillan Mgmt For For
1B. Election of Director: Sally W. Crawford Mgmt For For
1C. Election of Director: Charles J. Mgmt For For
Dockendorff
1D. Election of Director: Scott T. Garrett Mgmt For For
1E. Election of Director: Ludwig N. Hantson Mgmt For For
1F. Election of Director: Namal Nawana Mgmt For For
1G. Election of Director: Christiana Stamoulis Mgmt For For
1H. Election of Director: Amy M. Wendell Mgmt For For
2. A non-binding advisory resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
HOOKIPA PHARMA INC. Agenda Number: 935402521
--------------------------------------------------------------------------------------------------------------------------
Security: 43906K100
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: HOOK
ISIN: US43906K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Charles Soria Mgmt For For
Michael A. Kelly Mgmt For For
2. To ratify the selection of PwC Mgmt For For
Wirtschaftsprufung GmbH as HOOKIPA Pharma
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IBIO, INC Agenda Number: 935298718
--------------------------------------------------------------------------------------------------------------------------
Security: 451033203
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: IBIO
ISIN: US4510332038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seymour Flug Mgmt For For
John D. McKey, Jr. Mgmt For For
Gary Sender Mgmt For For
2. To ratify the appointment of CohnReznick Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
on June 30, 2021.
3. Approval of, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers ("say-on-pay").
4. Approval of an amendment to our Certificate Mgmt For For
of Incorporation, as amended, to increase
the number of authorized shares of our
common stock from 275,000,000 to
425,000,000, such amendment to be effected
after stockholder approval thereof only in
the event the Board of Directors still
deems it advisable.
5. Approval of the adoption of the iBio, Inc. Mgmt Against Against
2020 Omnibus Equity Incentive Plan.
6. Approval of an adjournment of the 2020 Mgmt For For
Annual Meeting, if the Board of Directors
determines it to be necessary or
appropriate to solicit additional proxies
if there are not sufficient votes in favor
of either Proposal 4 or Proposal 5 above.
--------------------------------------------------------------------------------------------------------------------------
IMMUNITYBIO, INC Agenda Number: 935430897
--------------------------------------------------------------------------------------------------------------------------
Security: 45256X103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: IBRX
ISIN: US45256X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick Soon-Shiong, MD Mgmt For For
Richard Adcock Mgmt For For
Michael D. Blaszyk Mgmt For For
John Owen Brennan Mgmt For For
Wesley Clark Mgmt For For
Cheryl L. Cohen Mgmt For For
Linda Maxwell, M.D. Mgmt For For
Christobel Selecky Mgmt For For
Barry J. Simon, M.D. Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement, or Say on Pay.
3. To approve, in a non-binding vote, the Mgmt 1 Year Against
frequency at which the Say on Pay vote at
future annual meetings of stockholders will
be held.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as ImmunityBio's Independent Registered
Public Accounting Firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IMMUNOME INC Agenda Number: 935400806
--------------------------------------------------------------------------------------------------------------------------
Security: 45257U108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: IMNM
ISIN: US45257U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John LaMattina, Ph.D. Mgmt For For
Michael Rapoport Mgmt For For
Purnanand D. Sarma, PhD Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IMV INC. Agenda Number: 935439213
--------------------------------------------------------------------------------------------------------------------------
Security: 44974L103
Meeting Type: Annual and Special
Meeting Date: 18-Jun-2021
Ticker: IMV
ISIN: CA44974L1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Andrew Sheldon Mgmt For For
Michael Kalos Mgmt For For
Julia P. Gregory Mgmt For For
Frederic Ors Mgmt For For
Kyle Kuvalanka Mgmt For For
Shermaine Tilley Mgmt For For
Markus Warmuth Mgmt For For
Michael Bailey Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt For For
LLP as auditor and to authorize the
directors to fix its remuneration.
3 Adopting a resolution, the text of which is Mgmt For For
set out in Schedule "A" to the management
information circular of the Corporation
dated May 11, 2021 (the "Circular"),
approving certain amendments to the
Corporation's stock option plan, as more
particularly described in the Circular.
--------------------------------------------------------------------------------------------------------------------------
INFLARX N.V. Agenda Number: 935425353
--------------------------------------------------------------------------------------------------------------------------
Security: N44821101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: IFRX
ISIN: NL0012661870
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of Dutch statutory annual accounts Mgmt For For
for the fiscal year ended December 31,
2020.
2. Instruction to Ernst & Young Accountants Mgmt For For
LLP for the external audit of the Company's
annual accounts for the financial year
2021.
3. Release from liability for the Company's Mgmt For For
directors with respect to the performance
of their duties during the fiscal year
ended December 31, 2020.
4. Re-appointment of Mr. Mark Kubler as Mgmt For For
non-executive director of the Company.
5. Re-appointment of Ms. Lina Ma as Mgmt For For
non-executive director of the Company.
6. Appointment of Mr. Anthony Gibney as Mgmt For For
non-executive director of the Company.
7. Extension of authorization for the Mgmt For For
Company's board of directors (the "Board")
to issue shares and grant rights to
subscribe for shares.
8. Extension of authorization for the Board to Mgmt Against Against
limit and exclude pre-emption rights.
9. Extension of authorization for the Board to Mgmt For For
acquire shares and depository receipts for
shares in the Company's capital.
--------------------------------------------------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS,INC. Agenda Number: 935365014
--------------------------------------------------------------------------------------------------------------------------
Security: 45773H201
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INO
ISIN: US45773H2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Joseph Kim, Ph.D. Mgmt For For
Simon X. Benito Mgmt For For
Ann C. Miller, M.D. Mgmt For For
Jay P. Shepard Mgmt For For
David B. Weiner, Ph.D. Mgmt For For
Wendy L. Yarno Mgmt For For
Lota S. Zoth Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the resolution regarding
compensation of our named executive
officers described in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935373059
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: Kathryn E. Wengel Mgmt For For
1J. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder proposal seeking an amendment Shr Against For
to our proxy access by-law to remove the
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LUMINEX CORPORATION Agenda Number: 935379289
--------------------------------------------------------------------------------------------------------------------------
Security: 55027E102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LMNX
ISIN: US55027E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward A. Ogunro, Mgmt For For
Ph.D.
1B. Election of Director: Kevin M. McNamara Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of the amendment and restatement Mgmt For For
of the Luminex Corporation Employee Stock
Purchase Plan.
4. Approval of the amendment and restatement Mgmt Against Against
of the Luminex Corporation 2018 Equity
Incentive Plan.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
LUMINEX CORPORATION Agenda Number: 935446193
--------------------------------------------------------------------------------------------------------------------------
Security: 55027E102
Meeting Type: Special
Meeting Date: 21-Jun-2021
Ticker: LMNX
ISIN: US55027E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of April 11, 2021, as it may be
amended, supplemented or modified from time
to time, by and among Luminex Corporation,
DiaSorin S.p.A., and Diagonal Subsidiary
Inc. and approve the Merger.
2. To adjourn the Special Meeting, if Mgmt For For
necessary and for a minimum period of time
reasonable under the circumstances, to
ensure that any necessary supplement or
amendment to the proxy statement is
provided to the stockholders of Luminex
Corporation a reasonable amount of time in
advance of the Special Meeting, or to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the proposal to
adopt the Merger Agreement and approve the
Merger.
3. To approve, by non-binding, advisory vote, Mgmt For For
the compensation that will or may be paid
or become payable to Luminex Corporation's
named executive officers that is based on
or otherwise relates to the Merger.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC. Agenda Number: 935316150
--------------------------------------------------------------------------------------------------------------------------
Security: 589584101
Meeting Type: Annual
Meeting Date: 27-Jan-2021
Ticker: VIVO
ISIN: US5895841014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES M. ANDERSON Mgmt For For
ANTHONY P. BIHL III Mgmt For For
DWIGHT E. ELLINGWOOD Mgmt For For
JACK KENNY Mgmt For For
JOHN C. MCILWRAITH Mgmt For For
DAVID C. PHILLIPS Mgmt For For
JOHN M. RICE, JR. Mgmt For For
CATHERINE A. SAZDANOFF Mgmt For For
FELICIA WILLIAMS Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as Meridian's independent
registered public accountants for fiscal
year 2021.
3. Approval of the 2021 Omnibus Award Plan. Mgmt For For
4. Approval on an advisory basis of the Mgmt Against Against
compensation of named executive officers,
as disclosed in the Proxy Statement
("Say-on -Pay" Proposal).
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935347206
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MRNA
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Langer, Sc.D. Mgmt For For
Elizabeth Nabel, M.D. Mgmt For For
Elizabeth Tallett Mgmt For For
2. To cast a non-binding, advisory vote to Mgmt For For
approve the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our registered independent public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NANTKWEST INC Agenda Number: 935333093
--------------------------------------------------------------------------------------------------------------------------
Security: 63016Q102
Meeting Type: Special
Meeting Date: 08-Mar-2021
Ticker: NK
ISIN: US63016Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Mgmt For For
NantKwest common stock to security holders
of ImmunityBio as contemplated by the
merger agreement (the "stock issuance
proposal").
2. To approve the merger contemplated by the Mgmt For For
merger agreement (the "merger proposal").
3. To approve the adjournment of the NantKwest Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the stock issuance proposal or
the merger proposal (the "adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
NOVAVAX, INC. Agenda Number: 935426761
--------------------------------------------------------------------------------------------------------------------------
Security: 670002401
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: NVAX
ISIN: US6700024010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Richard H. Douglas, Ph.D.
1B. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Margaret G. McGlynn, R. Ph.
1C. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: David M. Mott
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation paid to our Named Executive
Officers.
3. Amendment and restatement of the Amended Mgmt For For
and Restated Novavax, Inc. 2015 Stock Plan
to increase the number of shares of Common
Stock available for issuance thereunder by
1,500,000 shares.
4. Ratification of certain April 2020 equity Mgmt For For
awards.
5. Ratification of certain June 2020 equity Mgmt For For
awards.
6. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OPKO HEALTH, INC. Agenda Number: 935428397
--------------------------------------------------------------------------------------------------------------------------
Security: 68375N103
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: OPK
ISIN: US68375N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Phillip Frost, M.D. Mgmt For For
Jane H. Hsiao, PhD, MBA Mgmt For For
Steven D. Rubin Mgmt For For
Jon R. Cohen, M.D. Mgmt For For
Robert S. Fishel, M.D. Mgmt For For
Richard M. Krasno, Ph.D Mgmt For For
Prem A. Lachman, M.D. Mgmt For For
Richard A. Lerner, M.D. Mgmt For For
Roger J. Medel, M.D. Mgmt For For
John A. Paganelli Mgmt For For
Richard C Pfenniger, Jr Mgmt For For
A. Lin-Tsing Yu, MD PhD Mgmt For For
2. A non-binding advisory vote to approve the Mgmt For For
compensation paid to named executive
officers of the Company ("Say on Pay").
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC. Agenda Number: 935377603
--------------------------------------------------------------------------------------------------------------------------
Security: 68554V108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: OSUR
ISIN: US68554V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF Class III DIRECTOR (Expiring Mgmt For For
2024): Michael Celano
1B. ELECTION OF Class III DIRECTOR (Expiring Mgmt For For
2024): James A. Datin
1C. ELECTION OF Class III DIRECTOR (Expiring Mgmt For For
2024): Lelio Marmora
2. Ratification of Appointment of KPMG LLP as Mgmt For For
the Independent Registered Public
Accounting Firm for Fiscal Year 2021.
3. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
OXFORD IMMUNOTEC GLOBAL PLC Agenda Number: 935332433
--------------------------------------------------------------------------------------------------------------------------
Security: G6855A103
Meeting Type: Annual
Meeting Date: 26-Feb-2021
Ticker: OXFD
ISIN: GB00BGFBB958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorize the Board of Directors to take Mgmt For For
all such actions that it considers
necessary or appropriate to carry the
Scheme into effect and to approve an
amendment to the Company's articles of
association as set forth in the Notice of
General Meeting of the Proxy
Statement/Scheme Circular.
2. Subject to and conditional on the Scheme Mgmt For For
becoming Effective (as defined in the Proxy
Statement/Scheme Circular), approve to re-
register the Company as a private limited
company with the name "Oxford Immunotec
Global Limited".
--------------------------------------------------------------------------------------------------------------------------
OXFORD IMMUNOTEC GLOBAL PLC Agenda Number: 935332445
--------------------------------------------------------------------------------------------------------------------------
Security: G6855A111
Meeting Type: Annual
Meeting Date: 26-Feb-2021
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme as set forth in the Mgmt For For
Proxy Statement/Scheme Circular.
--------------------------------------------------------------------------------------------------------------------------
OXFORD IMMUNOTEC GLOBAL PLC Agenda Number: 935340290
--------------------------------------------------------------------------------------------------------------------------
Security: G6855A103
Meeting Type: Annual
Meeting Date: 26-Feb-2021
Ticker: OXFD
ISIN: GB00BGFBB958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorize the Board of Directors to take Mgmt For For
all such actions that it considers
necessary or appropriate to carry the
Scheme into effect and to approve an
amendment to the Company's articles of
association as set forth in the Notice of
General Meeting of the Proxy
Statement/Scheme Circular.
2. Subject to and conditional on the Scheme Mgmt For For
becoming Effective (as defined in the Proxy
Statement/Scheme Circular), approve to re-
register the Company as a private limited
company with the name "Oxford Immunotec
Global Limited".
--------------------------------------------------------------------------------------------------------------------------
OXFORD IMMUNOTEC GLOBAL PLC Agenda Number: 935340303
--------------------------------------------------------------------------------------------------------------------------
Security: G6855A111
Meeting Type: Annual
Meeting Date: 26-Feb-2021
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme as set forth in the Mgmt For For
Proxy Statement/Scheme Circular.
--------------------------------------------------------------------------------------------------------------------------
PARATEK PHARMACEUTICALS, INC. Agenda Number: 935410516
--------------------------------------------------------------------------------------------------------------------------
Security: 699374302
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PRTK
ISIN: US6993743029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rolf K. Hoffmann Mgmt For For
Kristine Peterson Mgmt For For
Jeffrey Stein, Ph.D. Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the number of
authorized shares of our common stock from
100,000,000 shares to 200,000,000 shares.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt For For
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr Against For
chair policy.
5. Shareholder proposal regarding political Shr Against For
spending report.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
PHASEBIO PHARMACEUTICALS INC Agenda Number: 935428462
--------------------------------------------------------------------------------------------------------------------------
Security: 717224109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: PHAS
ISIN: US7172241090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy J. Hutson Mgmt For For
Caroline M. Loewy Mgmt For For
Alex C. Sapir Mgmt For For
2. To approve the Company's 2018 Equity Mgmt Against Against
Incentive Plan, as amended, to increase the
automatic increase to the share reserve
that occurs on January 1st of each calendar
year until (and including) January 1, 2028
from 3% to 4% of the total number of shares
of capital stock outstanding on December
31st of the preceding calendar year.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the independent registered public
accounting firm of the Company for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935378819
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Wright L. Lassiter Mgmt For For
III
1.3 Election of Director: Timothy L. Main Mgmt For For
1.4 Election of Director: Denise M. Morrison Mgmt For For
1.5 Election of Director: Gary M. Pfeiffer Mgmt For For
1.6 Election of Director: Timothy M. Ring Mgmt For For
1.7 Election of Director: Stephen H. Rusckowski Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2021 proxy statement.
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Stockholder proposal regarding the right to Shr For Against
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION Agenda Number: 935412750
--------------------------------------------------------------------------------------------------------------------------
Security: 74838J101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: QDEL
ISIN: US74838J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas C. Bryant Mgmt For For
Kenneth F. Buechler Mgmt For For
Edward L. Michael Mgmt For For
Kathy P. Ordonez Mgmt For For
Mary Lake Polan Mgmt For For
Ann D. Rhoads Mgmt For For
Charles P. Slacik Mgmt For For
Matthew W. Strobeck Mgmt For For
Kenneth J. Widder Mgmt For For
Joseph D. Wilkins Jr. Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 935384848
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the individual company Mgmt For For
financial statements for the year ended
December 31, 2020.
2. Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2020.
3. Appropriation of results for the year ended Mgmt For For
December 31, 2020 and declaration of
dividend.
4. Ratification of the co-opting of Gilles Mgmt For For
Schnepp as a director.
5. Reappointment of Fabienne Lecorvaisier as a Mgmt For For
Director.
6. Reappointment of Melanie Lee as a director. Mgmt For For
7. Appointment of Barbara Lavernos as a Mgmt For For
director.
8. Approval of the report on the compensation Mgmt For For
of corporate officers issued in accordance
with Article L. 22-10-9 of the French
Commercial Code.
9. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Serge
Weinberg, Chairman of the Board.
10. Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2020 to Paul
Hudson, Chief Executive Officer.
11. Approval of the compensation policy for Mgmt For For
directors.
12. Approval of the compensation policy for the Mgmt For For
Chairman of the Board of Directors.
13. Approval of the compensation policy for the Mgmt For For
Chief Executive Officer.
14. Authorization to the Board of Directors to Mgmt For For
carry out transactions in the Company's
shares (usable outside the period of a
public tender offer).
15. Authorization to the Board of Directors to Mgmt For For
reduce the share capital by cancellation of
treasury shares.
16. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
17. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
18. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
19. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
20. Delegation to the Board of Directors of Mgmt For For
competence to increase ...(due to space
limits, see proxy statement for full
proposal).
21. Delegation to the Board of Directors of Mgmt For For
competence with a view ...(due to space
limits, see proxy statement for full
proposal).
22. Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy statement for full
proposal).
23. Delegation to the Board of Directors of Mgmt For For
competence to decide on ...(due to space
limits, see proxy statement for full
proposal).
24. Authorization to the Board of Directors to Mgmt For For
carry out consideration-free allotments of
existing or new shares to some or all of
the salaried employees and corporate
officers of the Group.
25. Amendment to Article 13 of the Articles of Mgmt For For
Association to allow the Board of Directors
to take decisions by written consultation.
26. Amendment to Articles 14 and 17 of the Mgmt For For
Articles of Association to align their
content with the PACTE law.
27. Powers for formalities. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIGA TECHNOLOGIES, INC. Agenda Number: 935426420
--------------------------------------------------------------------------------------------------------------------------
Security: 826917106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SIGA
ISIN: US8269171067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Antal Mgmt For For
Jaymie A. Durnan Mgmt For For
Phillip L. Gomez Mgmt For For
Julie M. Kane Mgmt For For
Joseph W. Marshall, III Mgmt For For
Gary J. Nabel Mgmt For For
Julian Nemirovsky Mgmt For For
Holly L. Phillips Mgmt For For
Michael C. Plansky Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of SIGA Technologies, Inc. for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SILVERBACK THERAPEUTICS, INC. Agenda Number: 935403066
--------------------------------------------------------------------------------------------------------------------------
Security: 82835W108
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: SBTX
ISIN: US82835W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vickie L. Capps Mgmt For For
Robert Hershberg MD.PhD Mgmt For For
Maria Koehler M.D.Ph.D. Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for our
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SQZ BIOTECHNOLOGIES COMPANY Agenda Number: 935418699
--------------------------------------------------------------------------------------------------------------------------
Security: 78472W104
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQZ
ISIN: US78472W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Elia Mgmt For For
Pushkal Garg, M.D. Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO LTD Agenda Number: 935457437
--------------------------------------------------------------------------------------------------------------------------
Security: 874060205
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: TAK
ISIN: US8740602052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appropriation of Surplus Mgmt For
2 Partial Amendment to the Articles of Mgmt For
Incorporation
3A Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Christophe
Weber
3B Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masato
Iwasaki
3C Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Andrew Plump
3D Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Costa
Saroukos
3E Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masahiro
Sakane
3F Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Oliver Bohuon
3G Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Jean-Luc
Butel
3H Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Ian Clark
3I Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Yoshiaki
Fujimori
3J Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Steven Gillis
3K Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Shiro Kuniya
3L Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Toshiyuki
Shiga
4.1 Election of Director who is an Audit and Mgmt For
Supervisory Committee Member: Masami Iijima
5 Payment of Bonuses to Directors who are not Mgmt For
Audit and Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
TRANSLATE BIO, INC. Agenda Number: 935416532
--------------------------------------------------------------------------------------------------------------------------
Security: 89374L104
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TBIO
ISIN: US89374L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Owen Hughes Mgmt For For
Ronald C. Renaud, Jr. Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of our say-on- pay advisory vote.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VAXART, INC. Agenda Number: 935421812
--------------------------------------------------------------------------------------------------------------------------
Security: 92243A200
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: VXRT
ISIN: US92243A2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Wheadon, M.D. Mgmt For For
Karen J. Wilson Mgmt For For
Todd C. Davis Mgmt For For
Michael J. Finney PhD Mgmt For For
Andrei Floroiu Mgmt For For
Robert A. Yedid Mgmt For For
2. To approve an amendment to the 2019 Equity Mgmt For For
Incentive Plan to increase the shares
authorized for issuance thereunder by
8,900,000 to 16,900,000.
3. To ratify the selection by our Audit Mgmt For For
Committee of OUM & Co. LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VAXCYTE, INC. Agenda Number: 935402913
--------------------------------------------------------------------------------------------------------------------------
Security: 92243G108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PCVX
ISIN: US92243G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rob Hopfner, Ph.D. Mgmt For For
Patrick Heron, M.B.A. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VBI VACCINES INC. Agenda Number: 935415530
--------------------------------------------------------------------------------------------------------------------------
Security: 91822J103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: VBIV
ISIN: CA91822J1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Gillis Mgmt For For
Jeffrey R. Baxter Mgmt For For
Michel De Wilde Mgmt For For
Blaine H. McKee Mgmt For For
Joanne Cordeiro Mgmt For For
Christopher McNulty Mgmt For For
Damian Braga Mgmt For For
2. Appointment of the Independent Registered Mgmt For For
Public Accounting Firm: Appointment of
EisnerAmper LLP as the independent
registered public accounting firm of the
Company until the next annual meeting of
shareholders and authorization of the Audit
Committee to set EisnerAmper LLP's
remuneration.
--------------------------------------------------------------------------------------------------------------------------
VIR BIOTECHNOLOGY, INC. Agenda Number: 935372615
--------------------------------------------------------------------------------------------------------------------------
Security: 92764N102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: VIR
ISIN: US92764N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Robert Mgmt For For
Nelsen
1B. Election of Class II Director: Robert Perez Mgmt For For
1C. Election of Class II Director: Phillip Mgmt For For
Sharp, Ph.D.
2. Advisory vote on the frequency of Mgmt 1 Year For
solicitation of advisory stockholder
approval of executive compensation.
3. Ratification of selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
XBIOTECH INC Agenda Number: 935423272
--------------------------------------------------------------------------------------------------------------------------
Security: 98400H102
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: XBIT
ISIN: CA98400H1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Simard Mgmt For For
W. Thorpe McKenzie Mgmt For For
Jan-Paul Waldin, Esq. Mgmt For For
Donald MacAdam Mgmt For For
Peter Libby, M.D. Mgmt For For
2. Ratify the selection by the Audit Committee Mgmt For For
of the Board of Directors of Ernst & Young
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending 2021.
3 Approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
4 Approve, on an advisory basis, the Mgmt 1 Year For
frequency (every one, two or three years)
of the advisory vote on the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935262004
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Special
Meeting Date: 04-Sep-2020
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. AS AN ORDINARY RESOLUTION: That the Mgmt For For
shareholders of the Company hereby
authorize, approve, and confirm with
immediate effect that the authorized share
capital of the Company be increased to
US$30,000 divided into 500,000,000 shares
of a nominal or par value of US$0.00006.
S2. AS A SPECIAL RESOLUTION: That, in Mgmt For For
connection with the increase in share
capital, the shareholders of the Company
hereby authorize, approve, and confirm with
immediate effect that the Fourth Amended
and Restated Memorandum of Association of
the Company be replaced in its entirety
with the consolidated version as tabled at
the Meeting and as attached to the notice
of the Extraordinary General Meeting.
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935433831
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A special resolution to consider and Mgmt For For
approve amending and restating the Fourth
Amended and Restated Articles of
Association of Zai Lab Limited, or the
Current Articles, to provide for the annual
election of each of the Company's
directors.
2. A special resolution to consider and Mgmt For For
approve amending and restating the Current
Articles to reflect changes required or
recommended by The Stock Exchange of Hong
Kong Limited.
3. A special resolution to consider and Mgmt For For
approve that, conditional upon the approval
of special resolutions 1 and 2, the Current
Articles be amended, restated and replaced
in their entirety by the Fifth Amended and
Restated Articles of Association in the
form attached to the proxy statement as
Exhibit A.
4. An ordinary resolution to ratify the Mgmt For For
selection of Deloitte Touche Tohmatsu
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as the Company's
independent auditors for the fiscal year
ending December 31, 2021.
Etho Climate Leadership U.S. ETF
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 935242761
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy E. Puhy Mgmt For For
Paul G. Thomas Mgmt For For
C.D. Van Gorder Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935427749
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt Against Against
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2021.
4. Advisory vote on the stockholder proposal, Shr Against For
if presented at the Annual Meeting,
regarding amending our proxy access rights
to remove the shareholder aggregation
limit.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS, INC./WMS Agenda Number: 935235881
--------------------------------------------------------------------------------------------------------------------------
Security: 00790R104
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: WMS
ISIN: US00790R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: D. Scott Barbour Mgmt For For
1B. Election of Director: Michael B. Coleman Mgmt For For
1C. Election of Director: Tanya Fratto Mgmt For For
1D. Election of Director: Carl A. Nelson, Jr. Mgmt For For
1E. Election of Director: Anesa T. Chaibi Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for
fiscal year 2021.
4. Approval of amendments to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") to declassify the Board of
Directors over a three-year period and
provide that directors elected on or after
the 2021 Annual Meeting serve for one-year
terms.
5. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation to eliminate
provisions requiring supermajority
stockholder approval to amend certain
provisions of the Certificate of
Incorporation and to amend the Bylaws.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 935411467
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Karen L. Alvingham
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Tracy A. Atkinson
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Dwight D. Churchill
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jay C. Horgen
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Reuben Jeffery III
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Felix V. Matos
Rodriguez
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Tracy P. Palandjian
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935355556
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next Annual Meeting: Daniel P. Amos
1B. Election of Director to serve until the Mgmt For For
next Annual Meeting: W. Paul Bowers
1C. Election of Director to serve until the Mgmt For For
next Annual Meeting: Toshihiko Fukuzawa
1D. Election of Director to serve until the Mgmt For For
next Annual Meeting: Thomas J. Kenny
1E. Election of Director to serve until the Mgmt For For
next Annual Meeting: Georgette D. Kiser
1F. Election of Director to serve until the Mgmt For For
next Annual Meeting: Karole F. Lloyd
1G. Election of Director to serve until the Mgmt For For
next Annual Meeting: Nobuchika Mori
1H. Election of Director to serve until the Mgmt For For
next Annual Meeting: Joseph L. Moskowitz
1I. Election of Director to serve until the Mgmt For For
next Annual Meeting: Barbara K. Rimer, DrPH
1J. Election of Director to serve until the Mgmt For For
next Annual Meeting: Katherine T. Rohrer
1K. Election of Director to serve until the Mgmt For For
next Annual Meeting: Melvin T. Stith
2. to consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2021
Annual Meeting of Shareholders and Proxy
Statement".
3. to consider and act upon the ratification Mgmt For For
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 935336330
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the proposed sale of the Mgmt For For
oncology portfolio of Agios
Pharmaceuticals, Inc. ("Agios") to Servier
Pharmaceuticals, LLC ("Servier") pursuant
to the terms of the Purchase and Sale
Agreement, dated as of December 20, 2020,
by and among Agios, Servier and Servier
S.A.S.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 935386498
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kaye Foster Mgmt For For
Maykin Ho Mgmt For For
John Maraganore Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
named executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935355936
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Elect nominee to the Board of Director: Mgmt For For
Mary Lauren Brlas
2B. Elect nominee to the Board of Director: J. Mgmt For For
Kent Masters, Jr.
2C. Elect nominee to the Board of Director: Mgmt For For
Glenda J. Minor
2D. Elect nominee to the Board of Director: Mgmt For For
James J. O'Brien
2E. Elect nominee to the Board of Director: Mgmt For For
Diarmuid B. O'Connell
2F. Elect nominee to the Board of Director: Mgmt For For
Dean L. Seavers
2G. Elect nominee to the Board of Director: Mgmt For For
Gerald A. Steiner
2H. Elect nominee to the Board of Director: Mgmt For For
Holly A. Van Deursen
2I. Elect nominee to the Board of Director: Mgmt For For
Alejandro D. Wolff
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935395257
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ARE
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel S. Marcus Mgmt For For
1B. Election of Director: Steven R. Hash Mgmt For For
1C. Election of Director: James P. Cain Mgmt For For
1D. Election of Director: Maria C. Freire Mgmt For For
1E. Election of Director: Jennifer Friel Mgmt For For
Goldstein
1F. Election of Director: Richard H. Klein Mgmt For For
1G. Election of Director: Michael A. Woronoff Mgmt For For
2. To cast a non-binding, advisory vote on a Mgmt For For
resolution to approve the compensation of
the Company's named executive officers, as
more particularly described in the
accompanying Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending December 31, 2021, as more
particularly described in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt Against Against
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 935378465
--------------------------------------------------------------------------------------------------------------------------
Security: 02043Q107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ALNY
ISIN: US02043Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: Dennis A. Ausiello,
M.D.
1B. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: Olivier Brandicourt,
M.D.
1C. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: Marsha H. Fanucci
1D. Election of Class II Director to serve for Mgmt For For
a term ending in 2024: David E.I. Pyott
2. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of Alnylam's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
Alnylam's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 935374900
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
John B. Berding Mgmt For For
Virginia C. Drosos Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
Evans N. Nwankwo Mgmt For For
William W. Verity Mgmt For For
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2021.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY Agenda Number: 935372843
--------------------------------------------------------------------------------------------------------------------------
Security: 029899101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AWR
ISIN: US0298991011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Sarah J. Anderson Mgmt For For
Mr. Steven D. Davis Mgmt For For
Ms. Anne M. Holloway Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935369074
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935352586
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three years term: Mgmt For For
Tod E. Carpenter
1B. Election of Director for three years term: Mgmt For For
Karleen M. Oberton
2. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC. Agenda Number: 935346331
--------------------------------------------------------------------------------------------------------------------------
Security: 001744101
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: AMN
ISIN: US0017441017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark G. Foletta Mgmt For For
1B. Election of Director: Teri G. Fontenot Mgmt For For
1C. Election of Director: R. Jeffrey Harris Mgmt For For
1D. Election of Director: Daphne E. Jones Mgmt For For
1E. Election of Director: Martha H. Marsh Mgmt For For
1F. Election of Director: Susan R. Salka Mgmt For For
1G. Election of Director: Sylvia Trent-Adams Mgmt For For
1H. Election of Director: Douglas D. Wheat Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of the Company's named
executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. A shareholder proposal entitled: "Improve Shr Against For
Our Catch-22 Proxy Access".
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 935397782
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stanley L. Clark Mgmt For For
1.2 Election of Director: John D. Craig Mgmt For For
1.3 Election of Director: David P. Falck Mgmt For For
1.4 Election of Director: Edward G. Jepsen Mgmt For For
1.5 Election of Director: Rita S. Lane Mgmt For For
1.6 Election of Director: Robert A. Livingston Mgmt For For
1.7 Election of Director: Martin H. Loeffler Mgmt For For
1.8 Election of Director: R. Adam Norwitt Mgmt For For
1.9 Election of Director: Anne Clarke Wolff Mgmt For For
2. Ratify the Selection of Deloitte & Touche Mgmt For For
LLP as Independent Public Accountants.
3. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers.
4. Ratify and Approve the Amended and Restated Mgmt Against Against
2017 Stock Purchase Option Plan for Key
Employees of Amphenol and Subsidiaries.
5. Approve an Amendment to the Company's Mgmt For For
Certificate of Incorporation to Increase
the Number of Authorized Shares.
6. Stockholder Proposal: Improve Our Catch-22 Shr Against For
Proxy Access.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935371459
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr For Against
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935359631
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andreas C. Kramvis Mgmt For For
1B. Election of Director: Maritza Gomez Montiel Mgmt For For
1C. Election of Director: Jesse Wu Mgmt For For
1D. Election of Director: Ralf K. Wunderlich Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION Agenda Number: 935426329
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt For For
1B. Election of Director: Antoinette Bush Mgmt For For
1C. Election of Director: Paul G. Joubert Mgmt For For
1D. Election of Director: R. Kipp deVeer Mgmt For For
1E. Election of Director: David B. Kaplan Mgmt For For
1F. Election of Director: Michael Lynton Mgmt For For
1G. Election of Director: Dr. Judy D. Olian Mgmt For For
1H. Election of Director: Antony P. Ressler Mgmt For For
1I. Election of Director: Bennett Rosenthal Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935400325
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kelly Battles Mgmt For For
Andreas Bechtolsheim Mgmt For For
Jayshree Ullal Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 935414956
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stan A. Askren Mgmt For For
Victor D. Grizzle Mgmt For For
Tao Huang Mgmt For For
Barbara L. Loughran Mgmt For For
Larry S. McWilliams Mgmt For For
James C. Melville Mgmt For For
Wayne R. Shurts Mgmt For For
Roy W. Templin Mgmt For For
Cherryl T. Thomas Mgmt For For
2. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, our Mgmt For For
Executive Compensation Program.
--------------------------------------------------------------------------------------------------------------------------
ARRAY TECHOLOGIES INC. Agenda Number: 935419603
--------------------------------------------------------------------------------------------------------------------------
Security: 04271T100
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: ARRY
ISIN: US04271T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Troy Alstead Mgmt For For
Orlando D. Ashford Mgmt For For
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1E. Election of Director: David S. Johnson Mgmt For For
1F. Election of Director: Kay W. McCurdy Mgmt For For
1G. Election of Director: Christopher C. Miskel Mgmt For For
1H. Election of Director: Ralph J. Nicoletti Mgmt For For
1I. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2021.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
ATN INTERNATIONAL, INC. Agenda Number: 935416986
--------------------------------------------------------------------------------------------------------------------------
Security: 00215F107
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ATNI
ISIN: US00215F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bernard J. Bulkin Mgmt For For
1B. Election of Director: James S. Eisenstein Mgmt For For
1C. Election of Director: Richard J. Ganong Mgmt For For
1D. Election of Director: John C. Kennedy Mgmt For For
1E. Election of Director: Pamela F. Lenehan Mgmt For For
1F. Election of Director: Liane J. Pelletier Mgmt For For
1G. Election of Director: Michael T. Prior Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
4. Stockholder proposal, if properly presented Shr Against For
at the meeting, to prepare a Report on
Employee Representation on the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 935342294
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley Alford Mgmt For For
1B. Election of Director: Anthony Anderson Mgmt For For
1C. Election of Director: Mark Barrenechea Mgmt For For
1D. Election of Director: Mitchell Butier Mgmt For For
1E. Election of Director: Ken Hicks Mgmt For For
1F. Election of Director: Andres Lopez Mgmt For For
1G. Election of Director: Patrick Siewert Mgmt For For
1H. Election of Director: Julia Stewart Mgmt For For
1I. Election of Director: Martha Sullivan Mgmt For For
2. Approval, on an advisory basis, of our Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
BADGER METER, INC. Agenda Number: 935355520
--------------------------------------------------------------------------------------------------------------------------
Security: 056525108
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: BMI
ISIN: US0565251081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd A. Adams Mgmt For For
Kenneth C. Bockhorst Mgmt For For
Gale E. Klappa Mgmt For For
Gail A. Lione Mgmt For For
James W. McGill Mgmt For For
Tessa M. Myers Mgmt For For
James F. Stern Mgmt For For
Glen E. Tellock Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2021.
4. APPROVE BADGER METER, INC. 2021 OMNIBUS Mgmt For For
INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
BOARD DIVERSITY.
--------------------------------------------------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION Agenda Number: 935347244
--------------------------------------------------------------------------------------------------------------------------
Security: 062540109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: BOH
ISIN: US0625401098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Haunani Apoliona Mgmt For For
1B. Election of Director: Mark A. Burak Mgmt For For
1C. Election of Director: John C. Erickson Mgmt For For
1D. Election of Director: Joshua D. Feldman Mgmt For For
1E. Election of Director: Peter S. Ho Mgmt For For
1F. Election of Director: Michelle E. Hulst Mgmt For For
1G. Election of Director: Kent T. Lucien Mgmt For For
1H. Election of Director: Alicia E. Moy Mgmt For For
1I. Election of Director: Victor K. Nichols Mgmt For For
1J. Election of Director: Barbara J. Tanabe Mgmt For For
1K. Election of Director: Dana M. Tokioka Mgmt For For
1L. Election of Director: Raymond P. Vara, Jr. Mgmt For For
1M. Election of Director: Robert W. Wo Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
3. Ratification of Re-appointment of Ernst & Mgmt For For
Young LLP for 2021.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal seeking to lower the Shr For Against
ownership threshold required to call a
special shareholders meeting, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BEYOND MEAT, INC. Agenda Number: 935385749
--------------------------------------------------------------------------------------------------------------------------
Security: 08862E109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: BYND
ISIN: US08862E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally Grimes Mgmt For For
Muktesh "Micky" Pant Mgmt For For
Ned Segal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes to approve the compensation
paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935270570
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: TECH
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: Julie L. Bushman Mgmt For For
2C. Election of Director: John L. Higgins Mgmt For For
2D. Election of Director: Joseph D. Keegan Mgmt For For
2E. Election of Director: Charles R. Kummeth Mgmt For For
2F. Election of Director: Roeland Nusse Mgmt For For
2G. Election of Director: Alpna Seth Mgmt For For
2H. Election of Director: Randolph Steer Mgmt For For
2I. Election of Director: Rupert Vessey Mgmt For For
3. Cast a non-binding vote on named executive Mgmt For For
officer compensation.
4. Approve an amendment and restatement to the Mgmt For For
Company's Second Amended and Restated 2010
Equity Incentive Plan to allocate 1,300,000
additional shares to the Plan reserve and
to make certain additional amendments.
5. Ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt Abstain Against
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: David J. Roux Mgmt For For
1H. Election of Director: John E. Sununu Mgmt For For
1I. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2021 fiscal year.
4. To consider and vote upon a stockholder Shr Against For
proposal requesting a report to
stockholders describing any benefits to the
company related to employee participation
in company governance.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt For For
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935279984
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Leslie
A. Brun
1B. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Pamela
L. Carter
1C. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Richard J. Daly
1D. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Robert
N. Duelks
1E. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Timothy C. Gokey
1F. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Brett
A. Keller
1G. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Maura
A. Markus
1H. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Thomas
J. Perna
1I. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Alan
J. Weber
1J. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Amit
K. Zavery
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2021.
4. Stockholder Proposal on Political Shr Against For
Contributions.
--------------------------------------------------------------------------------------------------------------------------
BROWN & BROWN, INC. Agenda Number: 935355772
--------------------------------------------------------------------------------------------------------------------------
Security: 115236101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BRO
ISIN: US1152361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Hyatt Brown Mgmt For For
Hugh M. Brown Mgmt For For
J. Powell Brown Mgmt For For
L. L. Gellerstedt III Mgmt For For
James C. Hays Mgmt For For
Theodore J. Hoepner Mgmt For For
James S. Hunt Mgmt For For
Toni Jennings Mgmt For For
Timothy R.M. Main Mgmt For For
H. Palmer Proctor, Jr. Mgmt For For
Wendell S. Reilly Mgmt For For
Chilton D. Varner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Brown & Brown, Inc.'s
independent registered public accountants
for the fiscal year ending December 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt For For
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP Agenda Number: 935404094
--------------------------------------------------------------------------------------------------------------------------
Security: 130788102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CWT
ISIN: US1307881029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Aliff Mgmt For For
1B. Election of Director: Terry P. Bayer Mgmt For For
1C. Election of Director: Shelly M. Esque Mgmt For For
1D. Election of Director: Martin A. Kropelnicki Mgmt For For
1E. Election of Director: Thomas M. Krummel, Mgmt For For
M.D.
1F. Election of Director: Richard P. Magnuson Mgmt For For
1G. Election of Director: Yvonne A. Maldonado, Mgmt For For
M.D.
1H. Election of Director: Scott L. Morris Mgmt For For
1I. Election of Director: Peter C. Nelson Mgmt For For
1J. Election of Director: Carol M. Pottenger Mgmt For For
1K. Election of Director: Lester A. Snow Mgmt For For
1L. Election of Director: Patricia K. Wagner Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Group's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CANNAE HOLDINGS, INC. Agenda Number: 935422763
--------------------------------------------------------------------------------------------------------------------------
Security: 13765N107
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: CNNE
ISIN: US13765N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt For For
David Aung Mgmt For For
Frank R. Martire Mgmt For For
Richard N. Massey Mgmt For For
2. Approval of a non-binding advisory Mgmt Against Against
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CANOO INC. Agenda Number: 935429010
--------------------------------------------------------------------------------------------------------------------------
Security: 13803R102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: GOEV
ISIN: US13803R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Debra von Storch Mgmt For For
Foster Chiang Mgmt For For
Greg Ethridge Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. Agenda Number: 935251289
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: H. Lynn Horak Mgmt For For
1b. Election of Director: Diane C. Bridgewater Mgmt For For
1c. Election of Director: David K. Lenhardt Mgmt For For
1d. Election of Director: Darren M. Rebelez Mgmt For For
1e. Election of Director: Larree M. Renda Mgmt For For
1f. Election of Director: Judy A. Schmeling Mgmt For For
1g. Election of Director: Allison M. Wing Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the
fiscal year ending April 30, 2021.
3. To hold an advisory vote on our named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 935372300
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward T. Tilly Mgmt For For
1B. Election of Director: Eugene S. Sunshine Mgmt For For
1C. Election of Director: William M. Farrow, Mgmt For For
III
1D. Election of Director: Edward J. Fitzpatrick Mgmt For For
1E. Election of Director: Ivan K. Fong Mgmt For For
1F. Election of Director: Janet P. Froetscher Mgmt For For
1G. Election of Director: Jill R. Goodman Mgmt For For
1H. Election of Director: Alexander J. Mgmt For For
Matturri, Jr.
1I. Election of Director: Jennifer J. McPeek Mgmt For For
1J. Election of Director: Roderick A. Palmore Mgmt For For
1K. Election of Director: James E. Parisi Mgmt For For
1L. Election of Director: Joseph P. Ratterman Mgmt For For
1M. Election of Director: Jill E. Sommers Mgmt For For
1N. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the Mgmt For For
compensation paid to our executive
officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935349604
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jessica L. Blume Mgmt For For
1B. Election of Director: Frederick H. Eppinger Mgmt For For
1C. Election of Director: David L. Steward Mgmt For For
1D. Election of Director: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2021.
4. APPROVAL OF THE AMENDMENT TO THE 2012 STOCK Mgmt For For
INCENTIVE PLAN, AS AMENDED.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S CERTIFICATE OF
INCORPORATION AS DESCRIBED IN THE PROXY
STATEMENT.
6. THE STOCKHOLDER PROPOSAL TO ELECT EACH Shr For For
DIRECTOR ANNUALLY AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935364822
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mitchell E. Mgmt For For
Daniels, Jr.
1B. Election of Class II Director: Elder Mgmt For For
Granger, M.D.
1C. Election of Class II Director: John J. Mgmt For For
Greisch
1D. Election of Class II Director: Melinda J. Mgmt For For
Mount
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cerner Corporation for
2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Shareholder proposal to eliminate Shr For Against
supermajority voting, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt For For
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt For For
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2021.
3. Stockholder proposal regarding lobbying Shr Against For
activities.
4. Stockholder proposal regarding Chairman of Shr Against For
the Board and CEO roles.
5. Stockholder proposal regarding diversity Shr For Against
and inclusion efforts.
6. Stockholder proposal regarding disclosure Shr Against For
of greenhouse gas emissions.
7. Stockholder proposal regarding EEO-1 Shr For Against
reports.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935348753
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: James R. Craigie
1B. Election of Director for a term of one Mgmt For For
year: Matthew T. Farrell
1C. Election of Director for a term of one Mgmt For For
year: Bradley C. Irwin
1D. Election of Director for a term of one Mgmt For For
year: Penry W. Price
1E. Election of Director for a term of one Mgmt For For
year: Susan G. Saideman
1F. Election of Director for a term of one Mgmt For For
year: Ravichandra K. Saligram
1G. Election of Director for a term of one Mgmt For For
year: Robert K. Shearer
1H. Election of Director for a term of one Mgmt For For
year: Janet S. Vergis
1I. Election of Director for a term of one Mgmt For For
year: Arthur B. Winkleblack
1J. Election of Director for a term of one Mgmt For For
year: Laurie J. Yoler
2. An advisory vote to approve compensation of Mgmt For For
our named executive officers.
3. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement for holders of two-
thirds of our outstanding stock to fill
vacancies on the Board of Directors.
4. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement to have holders of
two-thirds of our outstanding stock approve
certain mergers, consolidations or
dispositions of substantial assets.
5. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove certain procedural provisions that
will no longer be required once the Board
is fully declassified.
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt For For
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935350772
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: Kimberly A. Ross Mgmt For For
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Approval of the Amended and Restated Cigna Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2021.
5. Shareholder proposal - Shareholder right to Shr For Against
act by written consent.
6. Shareholder proposal - Gender pay gap Shr Against For
report.
7. Shareholder proposal - Board ideology Shr Against For
disclosure policy.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. Agenda Number: 935257217
--------------------------------------------------------------------------------------------------------------------------
Security: 171871502
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: CBB
ISIN: US1718715022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one-year term Mgmt For For
expiring in 2021: Meredith J. Ching
1B. Election of Director for one-year term Mgmt For For
expiring in 2021: Walter A. Dods, Jr.
1C. Election of Director for one-year term Mgmt For For
expiring in 2021: John W. Eck
1D. Election of Director for one-year term Mgmt For For
expiring in 2021: Leigh R. Fox
1E. Election of Director for one-year term Mgmt For For
expiring in 2021: Jakki L. Haussler
1F. Election of Director for one-year term Mgmt For For
expiring in 2021: Craig F. Maier
1G. Election of Director for one-year term Mgmt For For
expiring in 2021: Russel P. Mayer
1H. Election of Director for one-year term Mgmt For For
expiring in 2021: Theodore H. Torbeck
1I. Election of Director for one-year term Mgmt For For
expiring in 2021: Lynn A. Wentworth
1J. Election of Director for one-year term Mgmt For For
expiring in 2021: Martin J. Yudkovitz
2. Approval, by a non-binding advisory vote, Mgmt For For
of our executive officers' compensation.
3. Ratification of our Audit and Finance Mgmt For For
Committee's appointment of our independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 935351762
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Aaron Mgmt For For
1B. Election of Director: William F. Bahl Mgmt For For
1C. Election of Director: Nancy C. Benacci Mgmt For For
1D. Election of Director: Linda W. Mgmt For For
Clement-Holmes
1E. Election of Director: Dirk J. Debbink Mgmt For For
1F. Election of Director: Steven J. Johnston Mgmt For For
1G. Election of Director: Kenneth C. Mgmt For For
Lichtendahl
1H. Election of Director: Jill P. Meyer Mgmt For For
1I. Election of Director: David P. Osborn Mgmt For For
1J. Election of Director: Gretchen W. Schar Mgmt For For
1K. Election of Director: Charles O. Schiff Mgmt For For
1L. Election of Director: Douglas S. Skidmore Mgmt For For
1M. Election of Director: John F. Steele, Jr. Mgmt For For
1N. Election of Director: Larry R. Webb Mgmt For For
2. A nonbinding proposal to approve Mgmt For For
compensation for the company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr Against For
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt For For
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS, INC. Agenda Number: 935405008
--------------------------------------------------------------------------------------------------------------------------
Security: 174740100
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CIA
ISIN: US1747401008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Christopher W. Claus Mgmt For For
1.2 Election of Director: Jerry D. Davis, Jr. Mgmt For For
1.3 Election of Director: E. Dean Gage Mgmt For For
1.4 Election of Director: Francis A. Keating II Mgmt For For
1.5 Election of Director: Terry S. Maness Mgmt For For
1.6 Election of Director: Gerald W. Shields Mgmt For For
1.7 Election of Director: Robert B. Sloan, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
Named Executive Officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt Against Against
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935359340
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935346444
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: Michael E. Collins Mgmt For For
02 ELECTION OF DIRECTOR: Roger A. Cregg Mgmt For For
03 ELECTION OF DIRECTOR: T. Kevin DeNicola Mgmt For For
04 ELECTION OF DIRECTOR: Curtis C. Farmer Mgmt For For
05 ELECTION OF DIRECTOR: Jacqueline P. Kane Mgmt For For
06 ELECTION OF DIRECTOR: Richard G. Lindner Mgmt For For
07 ELECTION OF DIRECTOR: Barbara R. Smith Mgmt For For
08 ELECTION OF DIRECTOR: Robert S. Taubman Mgmt For For
09 ELECTION OF DIRECTOR: Reginald M. Turner, Mgmt For For
Jr.
10 ELECTION OF DIRECTOR: Nina G. Vaca Mgmt For For
11 ELECTION OF DIRECTOR: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Approval of the Comerica Incorporated Mgmt For For
Amended and Restated 2018 Long-Term
Incentive Plan.
5. Approval of the Comerica Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 935345290
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry D. Bassham Mgmt For For
John W. Kemper Mgmt For For
Jonathan M. Kemper Mgmt For For
Kimberly G. Walker Mgmt For For
2. Ratification of the Selection of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for 2021.
3. Say on Pay - Advisory Approval of the Mgmt For For
Company's Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 935277409
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Special
Meeting Date: 17-Nov-2020
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Remove J. David Chatham as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1B. To Remove Douglas C. Curling as director of Mgmt Abstain *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1C. To Remove John C. Dorman as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1D. To Remove Paul F. Folino as director of the Mgmt For *
Company (For = remove director,
Abstain/withhold = do not remove director)
1E. To Remove Thomas C. O'Brien as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1F. To Remove Pamela H. Patenaude as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1G. To Remove Vikrant Raina as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1H. To Remove J. Michael Shepherd as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1I. To Remove David F. Walker as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
2A. To Nominate W. Steve Albrecht for Mgmt For *
appointment to the Board
2B. To Nominate Martina Lewis Bradford for Mgmt Against *
appointment to the Board
2C. To Nominate Gail Landis for appointment to Mgmt Against *
the Board
2D. To Nominate Wendy Lane for appointment to Mgmt For *
the Board
2E. To Nominate Ryan McKendrick for appointment Mgmt For *
to the Board
2F. To Nominate Katherine "KT" Rabin for Mgmt Against *
appointment to the Board
2G. To Nominate Sreekanth Ravi for appointment Mgmt Against *
to the Board
2H. To Nominate Lisa Wardell for appointment to Mgmt Against *
the Board
2I. To Nominate Henry W. "Jay" Winship for Mgmt For *
appointment to the Board
3. To Repeal Any Bylaw Amendment to the Mgmt For *
Version Filed on July 6, 2020 (other than
any amendments to the Bylaws set forth in
these Proposals)
4. To Amend Article II, Section 2.2 of the Mgmt For *
Bylaws to provide mechanics for calling a
special meeting if no or less than a
majority of directors are then in office
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 935382046
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Special
Meeting Date: 28-Apr-2021
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated as of February 4, 2021 (as it
may be amended from time to time, the
"Merger Agreement"), by and among
Celestial-Saturn Parent Inc.,
Celestial-Saturn Merger Sub Inc., and
CoreLogic, Inc.
2. Non-binding, advisory proposal to approve Mgmt For For
compensation that will or may become
payable by CoreLogic, Inc. to its named
executive officers in connection with the
merger contemplated by the Merger
Agreement.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935407684
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt For For
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt For For
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Mgmt For For
Nassetta
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Proposal to approve, on an advisory basis, Mgmt Against Against
the Company's executive compensation.
4. Proposal to approve the adoption of the Mgmt For For
Company's Fourth Amended and Restated
Certificate of Incorporation to increase
the total number of shares of common stock
that the Company is authorized to issue
from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number
of shares of capital stock that the Company
is authorized to issue from 62,000,000 to
1,202,000,000.
5. Proposal to approve the amendment and Mgmt For For
restatement of the CoStar Employee Stock
Purchase Plan to increase the number of
shares authorized for issuance thereunder.
6. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
CREE, INC. Agenda Number: 935269882
--------------------------------------------------------------------------------------------------------------------------
Security: 225447101
Meeting Type: Annual
Meeting Date: 26-Oct-2020
Ticker: CREE
ISIN: US2254471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda M. Dorchak Mgmt For For
John C. Hodge Mgmt For For
Clyde R. Hosein Mgmt For For
Darren R. Jackson Mgmt For For
Duy-Loan T. Le Mgmt For For
Gregg A. Lowe Mgmt For For
John B. Replogle Mgmt For For
Thomas H. Werner Mgmt For For
Anne C. Whitaker Mgmt For For
2. APPROVAL OF THE 2020 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
27, 2021.
4. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 935348638
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carlos Alvarez Mgmt For For
1b. Election of Director: Chris M. Avery Mgmt For For
1c. Election of Director: Anthony R. Chase Mgmt For For
1d. Election of Director: Cynthia J. Comparin Mgmt For For
1e. Election of Director: Samuel G. Dawson Mgmt For For
1f. Election of Director: Crawford H. Edwards Mgmt For For
1g. Election of Director: Patrick B. Frost Mgmt For For
1h. Election of Director: Phillip D. Green Mgmt For For
1i. Election of Director: David J. Haemisegger Mgmt For For
1j. Election of Director: Karen E. Jennings Mgmt For For
1k. Election of Director: Charles W. Matthews Mgmt For For
1l. Election of Director: Ida Clement Steen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost Bankers, Inc. for the fiscal
year that began January 1, 2021
3. To provide nonbinding approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY, INC. Agenda Number: 935417902
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Beck Mgmt For For
Robert L. Johnson Mgmt For For
J. David Wargo Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Discovery,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935317506
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt For For
Peter Gotcher Mgmt For For
Micheline Chau Mgmt For For
David Dolby Mgmt For For
Simon Segars Mgmt For For
Roger Siboni Mgmt For For
Anjali Sud Mgmt For For
Avadis Tevanian, Jr. Mgmt For For
2. An advisory vote to approve Named Executive Mgmt For For
Officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 24, 2021.
--------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. Agenda Number: 935278994
--------------------------------------------------------------------------------------------------------------------------
Security: 257651109
Meeting Type: Annual
Meeting Date: 20-Nov-2020
Ticker: DCI
ISIN: US2576511099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tod E. Carpenter Mgmt For For
Pilar Cruz Mgmt For For
Ajita G. Rajendra Mgmt For For
2. A non-binding advisory vote on the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Donaldson
Company, Inc.'s independent registered
public accounting firm for the fiscal year
ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 935360672
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah L. DeHaas Mgmt For For
1B. Election of Director: H. J. Gilbertson, Jr. Mgmt For For
1C. Election of Director: K. C. Graham Mgmt For For
1D. Election of Director: M. F. Johnston Mgmt For For
1E. Election of Director: E. A. Spiegel Mgmt For For
1F. Election of Director: R. J. Tobin Mgmt For For
1G. Election of Director: S. M. Todd Mgmt For For
1H. Election of Director: S. K. Wagner Mgmt For For
1I. Election of Director: K. E. Wandell Mgmt For For
1J. Election of Director: M. A. Winston Mgmt For For
2. To adopt the Dover Corporation 2021 Omnibus Mgmt For For
Incentive Plan.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
5. To consider a shareholder proposal Shr Against For
regarding the right to allow shareholders
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935339095
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: John P. Case
1B. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: James B. Connor
1C. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Tamara D. Fischer
1D. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Norman K. Jenkins
1E. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Kelly T. Killingsworth
1F. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Melanie R. Sabelhaus
1G. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Peter M. Scott, III
1H. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: David P. Stockert
1I. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Chris T. Sultemeier
1J. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Michael E. Szymanczyk
1K. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Warren M. Thompson
1L. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 935240298
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Special
Meeting Date: 17-Jul-2020
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt Abstain Against
Merger, dated as of February 20, 2020 (as
it may be amended from time to time, the
"merger agreement"), by and among Morgan
Stanley, Moon-Eagle Merger Sub, Inc. and
E*TRADE Financial Corporation ("E*TRADE").
2. Proposal to approve, on an advisory Mgmt Abstain Against
(non-binding) basis, certain compensation
that may be paid or become payable to
E*TRADE's named executive officers in
connection with the merger.
3. Proposal to adjourn the E*TRADE special Mgmt Abstain Against
meeting, if necessary or appropriate, to
solicit additional proxies in favor of the
merger agreement proposal if there are not
sufficient votes at the time of such
adjournment to adopt the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt For For
1B. Election of Director: Adriane M. Brown Mgmt For For
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt For For
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt For For
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt For For
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Executive Compensation, if properly Shr Against For
presented.
5. Right to Act by Written Consent, if Shr For Against
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935355405
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Christophe Beck Mgmt For For
1E. Election of Director: Jeffrey M. Ettinger Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Michael Larson Mgmt For For
1H. Election of Director: David W. MacLennan Mgmt For For
1I. Election of Director: Tracy B. McKibben Mgmt For For
1J. Election of Director: Lionel L. Nowell, III Mgmt For For
1K. Election of Director: Victoria J. Reich Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
1M. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt For For
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt For For
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt For For
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt For For
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr Against For
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr Against For
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 935410528
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Altmeyer Mgmt For For
1B. Election of Director: Anthony J. Guzzi Mgmt For For
1C. Election of Director: Ronald L. Johnson Mgmt For For
1D. Election of Director: David H. Laidley Mgmt For For
1E. Election of Director: Carol P. Lowe Mgmt For For
1F. Election of Director: M. Kevin McEvoy Mgmt For For
1G. Election of Director: William P. Reid Mgmt For For
1H. Election of Director: Steven B. Mgmt For For
Schwarzwaelder
1I. Election of Director: Robin Walker-Lee Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
named executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for 2021.
4. Stockholder proposal regarding written Shr For Against
consent.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 935317190
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. A. Blinn Mgmt For For
A. F. Golden Mgmt For For
C. Kendle Mgmt For For
J. S. Turley Mgmt For For
2. Ratification of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm.
3. Approval, by non-binding advisory vote, of Mgmt For For
Emerson Electric Co. executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
ENERGY RECOVERY, INC. Agenda Number: 935232619
--------------------------------------------------------------------------------------------------------------------------
Security: 29270J100
Meeting Type: Annual
Meeting Date: 16-Jul-2020
Ticker: ERII
ISIN: US29270J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander J. Buehler Mgmt For For
Robert Yu Lang Mao Mgmt For For
2. To approve the Energy Recovery, Inc. 2020 Mgmt Against Against
Incentive Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2020.
4. To approve, on an advisory basis, our Mgmt For For
executive compensation for the fiscal year
ended December 31, 2019 as described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ENERGY RECOVERY, INC. Agenda Number: 935408585
--------------------------------------------------------------------------------------------------------------------------
Security: 29270J100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ERII
ISIN: US29270J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify our Board over
a three-year phase out period, which when
completed will allow for the election of
all directors on an annual basis, beginning
with the 2023 annual meeting of
stockholders.
2. DIRECTOR
Olav Fjell Mgmt For For
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2021.
4. To approve, on an advisory basis, our Mgmt For For
executive compensation for the fiscal year
ended December 31, 2020 as described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ERIE INDEMNITY COMPANY Agenda Number: 935345327
--------------------------------------------------------------------------------------------------------------------------
Security: 29530P102
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ERIE
ISIN: US29530P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Non-Voting agenda Mgmt For
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC. Agenda Number: 935378441
--------------------------------------------------------------------------------------------------------------------------
Security: 30225T102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXR
ISIN: US30225T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth M. Woolley Mgmt For For
1B. Election of Director: Joseph D. Margolis Mgmt For For
1C. Election of Director: Roger B. Porter Mgmt For For
1D. Election of Director: Joseph J. Bonner Mgmt For For
1E. Election of Director: Gary L. Crittenden Mgmt For For
1F. Election of Director: Spencer F. Kirk Mgmt For For
1G. Election of Director: Dennis J. Letham Mgmt For For
1H. Election of Director: Diane Olmstead Mgmt For For
1I. Election of Director: Julia Vander Ploeg Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
4. Advisory vote on frequency of stockholder Mgmt 1 Year For
vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt Against Against
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 935289896
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 17-Dec-2020
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robin A. Abrams (To Mgmt For For
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
1b. Election of Director: Laurie Siegel (To Mgmt For For
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
1c. Election of Director: Malcolm Frank (To Mgmt For For
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
1d. Election of Director: Siew Kai Choy (To Mgmt For For
serve a one-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2021.)
1e. Election of Director: Lee Shavel (To serve Mgmt For For
a one-year term expiring in concurrence
with the Annual Meeting of Stockholders for
2021.)
2. To ratify the appointment of the accounting Mgmt For For
firm of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending August 31,
2021.
3. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 935342270
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 24-Apr-2021
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott A. Satterlee Mgmt For For
1B. Election of Director: Michael J. Ancius Mgmt For For
1C. Election of Director: Stephen L. Eastman Mgmt For For
1D. Election of Director: Daniel L. Florness Mgmt For For
1E. Election of Director: Rita J. Heise Mgmt For For
1F. Election of Director: Hsenghung Sam Hsu Mgmt For For
1G. Election of Director: Daniel L. Johnson Mgmt For For
1H. Election of Director: Nicholas J. Lundquist Mgmt For For
1I. Election of Director: Reyne K. Wisecup Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the 2021 fiscal year.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIREEYE, INC. Agenda Number: 935405096
--------------------------------------------------------------------------------------------------------------------------
Security: 31816Q101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: FEYE
ISIN: US31816Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Sara C. Mgmt For For
Andrews
1B. Election of Class II Director: Adrian Mgmt For For
McDermott
1C. Election of Class II Director: Robert E. Mgmt For For
Switz
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935361523
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt For For
1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1E. Election of Director: Boris Groysberg Mgmt For For
1F. Election of Director: Sandra R. Hernandez Mgmt For For
1G. Election of Director: Pamela J. Joyner Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: Duncan L. Niederauer Mgmt For For
1J. Election of Director: George G.C. Parker Mgmt For For
2. To ratify KPMG LLP as the independent Mgmt For For
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2021.
3. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935368008
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt For For
1B. Election of Director: Sharon L. Allen Mgmt For For
1C. Election of Director: Richard D. Chapman Mgmt For For
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Kathryn A. Hollister Mgmt For For
1F. Election of Director: Molly E. Joseph Mgmt For For
1G. Election of Director: Craig Kennedy Mgmt For For
1H. Election of Director: William J. Post Mgmt For For
1I. Election of Director: Paul H. Stebbins Mgmt For For
1J. Election of Director: Michael Sweeney Mgmt For For
1K. Election of Director: Mark R. Widmar Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting
Firm for the year ending December 31, 2021.
3. Shareholder proposal requesting a report on Shr For Against
board diversity.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
FISKER INC. Agenda Number: 935412116
--------------------------------------------------------------------------------------------------------------------------
Security: 33813J106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FSR
ISIN: US33813J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wendy J. Greuel Mgmt For For
Roderick K. Randall Mgmt For For
Mitchell S. Zuklie Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Fisker Inc. for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda Number: 935382589
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: FLS
ISIN: US34354P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Scott Rowe Mgmt For For
1B. Election of Director: Sujeet Chand Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Gayla J. Delly Mgmt For For
1E. Election of Director: Roger L. Fix Mgmt For For
1F. Election of Director: John R. Friedery Mgmt For For
1G. Election of Director: John L. Garrison Mgmt For For
1H. Election of Director: Michael C. McMurray Mgmt For For
1I. Election of Director: David E. Roberts Mgmt For For
1J. Election of Director: Carlyn R. Taylor Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent auditor for 2021.
4. Management proposal to amend the Company's Mgmt For For
Restated Certificate of Incorporation to
delete Article Tenth regarding
supermajority approval of business
combinations with certain interested
parties.
--------------------------------------------------------------------------------------------------------------------------
FTI CONSULTING, INC. Agenda Number: 935380345
--------------------------------------------------------------------------------------------------------------------------
Security: 302941109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FCN
ISIN: US3029411093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brenda J. Bacon Mgmt For For
1B. Election of Director: Mark S. Bartlett Mgmt For For
1C. Election of Director: Claudio Costamagna Mgmt For For
1D. Election of Director: Vernon Ellis Mgmt For For
1E. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1F. Election of Director: Steven H. Gunby Mgmt For For
1G. Election of Director: Gerard E. Holthaus Mgmt For For
1H. Election of Director: Laureen E. Seeger Mgmt For For
2. Ratify the appointment of KPMG LLP as FTI Mgmt For For
Consulting, Inc.'s independent registered
public accounting firm for the year ending
December 31, 2021.
3. Vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the named executive officers for the year
ended December 31, 2020 at the 2021 Annual
Meeting of Shareholders.
--------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION Agenda Number: 935348397
--------------------------------------------------------------------------------------------------------------------------
Security: 361448103
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: GATX
ISIN: US3614481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Diane M. Aigotti Mgmt For For
1.2 Election of Director: Anne L. Arvia Mgmt For For
1.3 Election of Director: Brian A. Kenney Mgmt For For
1.4 Election of Director: James B. Ream Mgmt For For
1.5 Election of Director: Adam L. Stanley Mgmt For For
1.6 Election of Director: David S. Sutherland Mgmt For For
1.7 Election of Director: Stephen R. Wilson Mgmt For For
1.8 Election of Director: Paul G. Yovovich Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 935340478
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth W. Camp Mgmt For For
Richard Cox, Jr. Mgmt For For
Paul D. Donahue Mgmt For For
Gary P. Fayard Mgmt For For
P. Russell Hardin Mgmt For For
John R. Holder Mgmt For For
Donna W. Hyland Mgmt For For
John D. Johns Mgmt For For
Jean-Jacques Lafont Mgmt For For
Robert C Loudermilk Jr. Mgmt For For
Wendy B. Needham Mgmt For For
Juliette W. Pryor Mgmt For For
E. Jenner Wood III Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Auditor for the Fiscal Year Ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Advisory vote on shareholder proposal Shr For Against
regarding shareholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
GLOBE LIFE INC. Agenda Number: 935357752
--------------------------------------------------------------------------------------------------------------------------
Security: 37959E102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GL
ISIN: US37959E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Adair Mgmt For For
1B. Election of Director: Linda L. Addison Mgmt For For
1C. Election of Director: Marilyn A. Alexander Mgmt For For
1D. Election of Director: Cheryl D. Alston Mgmt For For
1E. Election of Director: Jane M. Buchan Mgmt For For
1F. Election of Director: Gary L. Coleman Mgmt For For
1G. Election of Director: Larry M. Hutchison Mgmt For For
1H. Election of Director: Robert W. Ingram Mgmt For For
1I. Election of Director: Steven P. Johnson Mgmt For For
1J. Election of Director: Darren M. Rebelez Mgmt For For
1K. Election of Director: Mary E. Thigpen Mgmt For For
2. Ratification of Auditors. Mgmt For For
3. Approval of 2020 Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY Agenda Number: 935367614
--------------------------------------------------------------------------------------------------------------------------
Security: 384637104
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GHC
ISIN: US3846371041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony Allen Mgmt For For
Christopher C. Davis Mgmt For For
Anne M. Mulcahy Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 935254223
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Brown Mgmt For For
1B. Election of Director: Robert A. Gerard Mgmt For For
1C. Election of Director: Anuradha (Anu) Gupta Mgmt For For
1D. Election of Director: Richard A. Johnson Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: David Baker Lewis Mgmt For For
1G. Election of Director: Yolande G. Piazza Mgmt For For
1H. Election of Director: Victoria J. Reich Mgmt For For
1I. Election of Director: Bruce C. Rohde Mgmt For For
1J. Election of Director: Matthew E. Winter Mgmt For For
1K. Election of Director: Christianna Wood Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending April 30, 2021.
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 935343474
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Stephen B. Bratspies Mgmt For For
1C. Election of Director: Geralyn R. Breig Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: James C. Johnson Mgmt For For
1F. Election of Director: Franck J. Moison Mgmt For For
1G. Election of Director: Robert F. Moran Mgmt For For
1H. Election of Director: Ronald L. Nelson Mgmt For For
1I. Election of Director: Ann E. Ziegler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2021 fiscal year.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation as described
in the proxy statement for the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935400363
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Clarence D. Armbrister Mgmt For For
Teresa M. Brenner Mgmt For For
Michael T. Eckhart Mgmt For For
Nancy C. Floyd Mgmt For For
Simone F. Lagomarsino Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935373807
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Bronfin Mgmt For For
1B. Election of Director: Michael R. Burns Mgmt For For
1C. Election of Director: Hope F. Cochran Mgmt For For
1D. Election of Director: Lisa Gersh Mgmt For For
1E. Election of Director: Brian D. Goldner Mgmt For For
1F. Election of Director: Tracy A. Leinbach Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Laurel J. Richie Mgmt For For
1I. Election of Director: Richard S. Stoddart Mgmt For For
1J. Election of Director: Mary Best West Mgmt For For
1K. Election of Director: Linda K. Zecher Mgmt For For
2. The adoption, on an advisory basis, of a Mgmt For For
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2021 Proxy
Statement.
3. Ratification of the selection of KPMG LLP Mgmt For For
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
HILLENBRAND, INC. Agenda Number: 935319512
--------------------------------------------------------------------------------------------------------------------------
Security: 431571108
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: HI
ISIN: US4315711089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Helen W. Cornell Mgmt For For
Jennifer W. Rumsey Mgmt For For
Stuart A. Taylor, II Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. To approve the amendment and restatement of Mgmt For For
the Company's Stock Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935341331
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Kurt J. Hilzinger Mgmt For For
1B) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1C) Election of Director: Bruce D. Broussard Mgmt For For
1D) Election of Director: Frank A. D'Amelio Mgmt For For
1E) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1F) Election of Director: John W. Garratt Mgmt For For
1G) Election of Director: David A. Jones, Jr. Mgmt For For
1H) Election of Director: Karen W. Katz Mgmt For For
1I) Election of Director: Marcy S. Klevorn Mgmt For For
1J) Election of Director: William J. McDonald Mgmt For For
1K) Election of Director: Jorge S. Mesquita Mgmt For For
1L) Election of Director: James J. O'Brien Mgmt For For
1M) Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2021 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HYLIION HOLDINGS CORP. Agenda Number: 935417786
--------------------------------------------------------------------------------------------------------------------------
Security: 449109107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: HYLN
ISIN: US4491091074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent T. Cubbage Mgmt For For
Thomas Healy Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2021 fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 935399495
--------------------------------------------------------------------------------------------------------------------------
Security: 44891N109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: IAC
ISIN: US44891N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve amendments to the IAC restated Mgmt Abstain Against
certificate of incorporation that will
effect the separation of IAC's Vimeo
business from the remaining businesses of
IAC through a series of transaction
(referred to as the "Spin-off") by:
Reclassifying each share of IAC par value
$0.001 common stock into (i) one share of
IAC par value $0.0001 common stock and (ii)
1/100th of a share of IAC par value $0.01
Series 1 mandatorily exchangeable preferred
stock that will automatically exchange into
a number of shares.
2. To approve amendments to the IAC restated Mgmt Abstain Against
certificate of incorporation pursuant to
which, following the Spin-off, IAC would
renounce any interest or expectancy in
certain corporate opportunities, which
generally would have the effect that no
officer or director of IAC who is also an
officer or director of SpinCo will be
liable to IAC or its stockholders for
breach of any fiduciary duty by reason of
the fact that any such individual directs a
corporate opportunity to SpinCo instead of
IAC.
3. To approve one or more adjournments or Mgmt For For
postponements of the annual meeting, if
necessary or appropriate, including to
solicit additional proxies if there are not
sufficient votes to approve the foregoing
proposals.
4a. Election of Director: Chelsea Clinton Mgmt For For
4b. Election of Director: Barry Diller Mgmt For For
4c. Election of Director: Michael D. Eisner Mgmt For For
4d. Election of Director: Bonnie S. Hammer Mgmt For For
4e. Election of Director: Victor A. Kaufman Mgmt For For
4f. Election of Director: Joseph Levin Mgmt For For
4g. Election of Director: Bryan Lourd (To be Mgmt For For
voted upon by the holders of Common Stock
voting as a separate class)
4h. Election of Director: Westley Moore Mgmt For For
4i. Election of Director: David Rosenblatt Mgmt For For
4j. Election of Director: Alan G. Spoon (To be Mgmt For For
voted upon by the holders of Common Stock
voting as a separate class)
4k. Election of Director: Alexander von Mgmt For For
Furstenberg
4l. Election of Director: Richard F. Zannino Mgmt For For
(To be voted upon by the holders of Common
Stock voting as a separate class)
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as IAC's independent registered public
accounting firm for the 2021 fiscal year.
6. To hold a non-binding advisory vote on Mgmt Abstain Against
IAC's executive compensation.
7. To hold a non-binding advisory vote on the Mgmt Abstain Against
frequency of holding the advisory vote on
executive compensation in the future.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr For Against
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935403977
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brett Monia Mgmt For For
Frederick Muto Mgmt For For
Peter Reikes Mgmt For For
2. To approve an amendment of the Ionis Mgmt For For
Pharmaceuticals, Inc. 2011 Equity Incentive
Plan to, among other things, increase the
aggregate number of shares of common stock
authorized for issuance under such plan by
6,700,000 shares to an aggregate of
29,700,000 shares and add a fungible share
counting ratio.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
4. Ratify the Audit Committee's selection of Mgmt For For
Ernst & Young LLP as independent auditors
for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935389014
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1.2 Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1.3 Election of Director: Michael C. Child Mgmt For For
1.4 Election of Director: Jeanmarie F. Desmond Mgmt For For
1.5 Election of Director: Gregory P. Dougherty Mgmt For For
1.6 Election of Director: Eric Meurice Mgmt For For
1.7 Election of Director: Natalia Pavlova Mgmt For For
1.8 Election of Director: John R. Peeler Mgmt For For
1.9 Election of Director: Thomas J. Seifert Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935361737
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas L. Deitrich Mgmt For For
1B. Election of Director: Timothy M. Leyden Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935329361
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ronald S. Nersesian Mgmt For For
1.2 Election of Director: Charles J. Mgmt For For
Dockendorff
1.3 Election of Director: Robert A. Rango Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the stockholder
vote on the compensation of Keysight's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935275176
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Edward Barnholt
1B. Election of Director for a one-year term: Mgmt For For
Robert Calderoni
1C. Election of Director for a one-year term: Mgmt For For
Jeneanne Hanley
1D. Election of Director for a one-year term: Mgmt For For
Emiko Higashi
1E. Election of Director for a one-year term: Mgmt For For
Kevin Kennedy
1F. Election of Director for a one-year term: Mgmt For For
Gary Moore
1G. Election of Director for a one-year term: Mgmt For For
Marie Myers
1H. Election of Director for a one-year term: Mgmt For For
Kiran Patel
1I. Election of Director for a one-year term: Mgmt For For
Victor Peng
1J. Election of Director for a one-year term: Mgmt For For
Robert Rango
1K. Election of Director for a one-year term: Mgmt For For
Richard Wallace
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly submitted at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935373059
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: Kathryn E. Wengel Mgmt For For
1J. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder proposal seeking an amendment Shr Against For
to our proxy access by-law to remove the
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935257178
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Bensen Mgmt Against Against
1B. Election of Director: Charles A. Blixt Mgmt For For
1C. Election of Director: Robert J. Coviello Mgmt For For
1D. Election of Director: Andre J. Hawaux Mgmt For For
1E. Election of Director: W.G. Jurgensen Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Robert A. Niblock Mgmt For For
1H. Election of Director: Hala G. Moddelmog Mgmt For For
1I. Election of Director: Maria Renna Sharpe Mgmt For For
1J. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2021.
--------------------------------------------------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC. Agenda Number: 935374912
--------------------------------------------------------------------------------------------------------------------------
Security: 526107107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LII
ISIN: US5261071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry L. Buck Mgmt For For
Gregory T. Swienton Mgmt For For
Todd J. Teske Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers as
disclosed in our proxy statement.
3. Ratifying the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC. Agenda Number: 935359237
--------------------------------------------------------------------------------------------------------------------------
Security: 533900106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LECO
ISIN: US5339001068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Curtis E. Espeland Mgmt For For
Patrick P. Goris Mgmt For For
Stephen G. Hanks Mgmt For For
Michael F. Hilton Mgmt For For
G. Russell Lincoln Mgmt For For
Kathryn Jo Lincoln Mgmt For For
William E MacDonald III Mgmt For For
Christopher L. Mapes Mgmt For For
Phillip J. Mason Mgmt For For
Ben P. Patel Mgmt For For
Hellene S. Runtagh Mgmt For For
Kellye L. Walker Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LINDSAY CORPORATION Agenda Number: 935307808
--------------------------------------------------------------------------------------------------------------------------
Security: 535555106
Meeting Type: Annual
Meeting Date: 05-Jan-2021
Ticker: LNN
ISIN: US5355551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Brunner Mgmt For For
Randy A. Wood Mgmt For For
2. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
4. Non-binding vote on resolution to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935344337
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: William Noglows Mgmt For For
1I. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 935413411
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maverick Carter Mgmt For For
1B. Election of Director: Ariel Emanuel Mgmt For For
1C. Election of Director: Ping Fu Mgmt For For
1D. Election of Director: Jeffrey T. Hinson Mgmt For For
1E. Election of Director: Chad Hollingsworth Mgmt For For
1F. Election of Director: James Iovine Mgmt For For
1G. Election of Director: James S. Kahan Mgmt For For
1H. Election of Director: Gregory B. Maffei Mgmt For For
1I. Election of Director: Randall T. Mays Mgmt For For
1J. Election of Director: Michael Rapino Mgmt For For
1K. Election of Director: Mark S. Shapiro Mgmt For For
1L. Election of Director: Dana Walden Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Live Nation Entertainment's
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LUMEN TECHNOLOGIES, INC. Agenda Number: 935382832
--------------------------------------------------------------------------------------------------------------------------
Security: 550241103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LUMN
ISIN: US5502411037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Quincy L. Allen Mgmt For For
1B. Election of Director: Martha Helena Bejar Mgmt For For
1C. Election of Director: Peter C. Brown Mgmt For For
1D. Election of Director: Kevin P. Chilton Mgmt For For
1E. Election of Director: Steven T. "Terry" Mgmt For For
Clontz
1F. Election of Director: T. Michael Glenn Mgmt For For
1G. Election of Director: W. Bruce Hanks Mgmt For For
1H. Election of Director: Hal Stanley Jones Mgmt For For
1I. Election of Director: Michael Roberts Mgmt For For
1J. Election of Director: Laurie Siegel Mgmt For For
1K. Election of Director: Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2021.
3. Ratify the amendment to our Amended and Mgmt For For
Restated NOL Rights Plan.
4. Advisory vote to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt For For
Valerie Jarrett Mgmt For For
David Lawee Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. A stockholder proposal regarding a report Shr Against For
disclosing certain lobbying expenditures
and activities, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935345733
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
Calvin G. Butler, Jr. Mgmt For For
T. J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Leslie V. Godridge Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt For For
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Rudina Seseri Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 935359174
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark M. Besca Mgmt For For
1B. Election of Director: K. Bruce Connell Mgmt For For
1C. Election of Director: Thomas S. Gayner Mgmt For For
1D. Election of Director: Greta J. Harris Mgmt For For
1E. Election of Director: Diane Leopold Mgmt For For
1F. Election of Director: Lemuel E. Lewis Mgmt For For
1G. Election of Director: Anthony F. Markel Mgmt For For
1H. Election of Director: Steven A. Markel Mgmt For For
1I. Election of Director: Harold L. Morrison, Mgmt For For
Jr.
1J. Election of Director: Michael O'Reilly Mgmt For For
1K. Election of Director: A. Lynne Puckett Mgmt For For
1L. Election of Director: Richard R. Whitt, III Mgmt For For
2. Advisory vote on approval of executive Mgmt For For
compensation.
3. Ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935410491
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Kourtney Gibson Mgmt For For
1I. Election of Director: Justin G. Gmelich Mgmt For For
1J. Election of Director: Richard G. Ketchum Mgmt For For
1K. Election of Director: Emily H. Portney Mgmt For For
1L. Election of Director: Richard L. Prager Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2021
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935372817
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation.
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935270455
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 12, 2020 (as it may be
amended from time to time, the "Merger
Agreement"), by and among Analog Devices,
Inc. ("Analog Devices"), Magneto Corp., a
Delaware corporation and wholly-owned
subsidiary of Analog Devices, and Maxim
Integrated Products, Inc. ("Maxim" and,
this proposal, the "Maxim merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Maxim's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the Merger Agreement (the "Maxim
compensation proposal").
3. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Maxim merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to Maxim stockholders (the "Maxim
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935275506
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 05-Nov-2020
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. Sullivan Mgmt For For
1B. Election of Director: Tunc Doluca Mgmt For For
1C. Election of Director: Tracy C. Accardi Mgmt For For
1D. Election of Director: James R. Bergman Mgmt For For
1E. Election of Director: Joseph R. Bronson Mgmt For For
1F. Election of Director: Robert E. Grady Mgmt For For
1G. Election of Director: Mercedes Johnson Mgmt For For
1H. Election of Director: William D. Watkins Mgmt For For
1I. Election of Director: MaryAnn Wright Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Maxim
Integrated's independent registered public
accounting firm for the fiscal year ending
June 26, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935333586
--------------------------------------------------------------------------------------------------------------------------
Security: 579780206
Meeting Type: Annual
Meeting Date: 31-Mar-2021
Ticker: MKC
ISIN: US5797802064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt No vote
ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK
& COMPANY, INCORPORATED (THE "COMPANY") TO
BE HELD VIA A VIRTUAL SHAREHOLDER MEETING
ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM
EDT. PLEASE USE THE FOLLOWING URL TO ACCESS
THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2021)
.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935424274
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl W. Grise Mgmt For For
1B. Election of Director: Carlos M. Gutierrez Mgmt For For
1C. Election of Director: Gerald L. Hassell Mgmt For For
1D. Election of Director: David L. Herzog Mgmt For For
1E. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1F. Election of Director: Edward J. Kelly, III Mgmt For For
1G. Election of Director: William E. Kennard Mgmt For For
1H. Election of Director: Michel A. Khalaf Mgmt For For
1I. Election of Director: Catherine R. Kinney Mgmt For For
1J. Election of Director: Diana L. McKenzie Mgmt For For
1K. Election of Director: Denise M. Morrison Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2021.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935248357
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steve Sanghi Mgmt For For
1b. Election of Director: Matthew W. Chapman Mgmt For For
1c. Election of Director: L.B. Day Mgmt For For
1d. Election of Director: Esther L. Johnson Mgmt For For
1e. Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2021.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935308975
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 14-Jan-2021
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Beyer Mgmt For For
1b. Election of Director: Lynn A. Dugle Mgmt For For
1c. Election of Director: Steven J. Gomo Mgmt For For
1d. Election of Director: Mary Pat McCarthy Mgmt For For
1e. Election of Director: Sanjay Mehrotra Mgmt For For
1f. Election of Director: Robert E. Switz Mgmt For For
1g. Election of Director: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt Against Against
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR Mgmt For For
AMENDED AND RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935372374
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Alan B. Graf, Jr. Mgmt For For
1C. Election of Director: Toni Jennings Mgmt For For
1D. Election of Director: Edith Kelly-Green Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt For For
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt For For
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY Agenda Number: 935390310
--------------------------------------------------------------------------------------------------------------------------
Security: 596680108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MSEX
ISIN: US5966801087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis W. Doll Mgmt For For
Kim C. Hanemann Mgmt For For
Ann L. Noble Mgmt For For
Joshua Bershad, M.D. Mgmt For For
2. To provide a non-binding advisory vote to Mgmt For For
approve named executive officer
compensation.
3. To ratify the appointment of Baker Tilly Mgmt For For
US, LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 935361650
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MORN
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joe Mansueto Mgmt For For
1B. Election of Director: Kunal Kapoor Mgmt For For
1C. Election of Director: Robin Diamonte Mgmt For For
1D. Election of Director: Cheryl Francis Mgmt For For
1E. Election of Director: Steve Joynt Mgmt For For
1F. Election of Director: Steve Kaplan Mgmt For For
1G. Election of Director: Gail Landis Mgmt For For
1H. Election of Director: Bill Lyons Mgmt For For
1I. Election of Director: Doniel Sutton Mgmt For For
1J. Election of Director: Caroline Tsay Mgmt For For
2. Approve the Morningstar, Inc. Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as Morningstar's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt For For
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt For For
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 935317227
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 27-Jan-2021
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mitchell Jacobson Mgmt Withheld Against
Erik Gershwind Mgmt For For
Louise Goeser Mgmt For For
Michael Kaufmann Mgmt For For
Steven Paladino Mgmt For For
Philip Peller Mgmt For For
Rudina Seseri Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the amendment and restatement of Mgmt For For
our associate stock purchase plan.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935348006
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Wayne Edmunds Mgmt For For
1D. Election of Director: Catherine R. Kinney Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Sandy C. Rattray Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Marcus L. Smith Mgmt For For
1I. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC. Agenda Number: 935318180
--------------------------------------------------------------------------------------------------------------------------
Security: 624758108
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: MWA
ISIN: US6247581084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shirley C. Franklin Mgmt For For
1B. Election of Director: Scott Hall Mgmt For For
1C. Election of Director: Thomas J. Hansen Mgmt For For
1D. Election of Director: Jerry W. Kolb Mgmt For For
1E. Election of Director: Mark J. O'Brien Mgmt For For
1F. Election of Director: Christine Ortiz Mgmt For For
1G. Election of Director: Bernard G. Rethore Mgmt For For
1H. Election of Director: Lydia W. Thomas Mgmt For For
1I. Election of Director: Michael T. Tokarz Mgmt For For
1J. Election of Director: Stephen C. Van Mgmt For For
Arsdell
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935359732
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gayla J. Delly Mgmt For For
Gerhard P. Fettweis Mgmt For For
Duy-Loan T. Le Mgmt For For
2. To approve an advisory (non-binding) Mgmt For For
proposal concerning National Instruments
Corporation's executive compensation
program.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935341278
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Gregory Blank Mgmt For For
1C. Election of Director: Catherine L. Burke Mgmt For For
1D. Election of Director: Deborah A. Farrington Mgmt For For
1E. Election of Director: Michael D. Hayford Mgmt For For
1F. Election of Director: Georgette D. Kiser Mgmt For For
1G. Election of Director: Kirk T. Larsen Mgmt For For
1H. Election of Director: Frank R. Martire Mgmt For For
1I. Election of Director: Martin Mucci Mgmt For For
1J. Election of Director: Matthew A. Thompson Mgmt For For
2. To approve, on a non-binding and advisory Mgmt Against Against
basis, the compensation of the named
executive officers as more particularly
described in the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021 as more particularly described in
the proxy materials.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 935253877
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: T. Michael Nevens Mgmt For For
1B. Election of Director: Deepak Ahuja Mgmt For For
1C. Election of Director: Gerald Held Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: Deborah L. Kerr Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Scott F. Schenkel Mgmt For For
1H. Election of Director: George T. Shaheen Mgmt For For
2. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 30, 2021.
4. To approve a stockholder proposal for Shr For Against
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEWELL BRANDS INC. Agenda Number: 935352687
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bridget Ryan Berman Mgmt For For
1B. Election of Director: Patrick D. Campbell Mgmt For For
1C. Election of Director: James R. Craigie Mgmt For For
1D. Election of Director: Brett M. Icahn Mgmt For For
1E. Election of Director: Jay L. Johnson Mgmt For For
1F. Election of Director: Gerardo I. Lopez Mgmt For For
1G. Election of Director: Courtney R. Mather Mgmt For For
1H. Election of Director: Ravichandra K. Mgmt For For
Saligram
1I. Election of Director: Judith A. Sprieser Mgmt For For
1J. Election of Director: Robert A. Steele Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. A stockholder proposal to amend the Shr Against For
stockholder right to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 935342333
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Walker Bynoe Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Dean M. Harrison Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Marcy S. Klevorn Mgmt For For
1F. Election of Director: Siddharth N. (Bobby) Mgmt For For
Mehta
1G. Election of Director: Michael G. O'Grady Mgmt For For
1H. Election of Director: Jose Luis Prado Mgmt For For
1I. Election of Director: Thomas E. Richards Mgmt Against Against
1J. Election of Director: Martin P. Slark Mgmt For For
1K. Election of Director: David H. B. Smith, Mgmt For For
Jr.
1L. Election of Director: Donald Thompson Mgmt For For
1M. Election of Director: Charles A. Tribbett Mgmt For For
III
2. Approval, by an advisory vote, of the 2020 Mgmt For For
compensation of the Corporation's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Corporation's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 935416621
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a three year term, Mgmt For For
expiring in 2024: Amanda Kulesa
1B. Election of Director for a three year term, Mgmt For For
expiring in 2024: Keith Larson
1C. Election of Director for a three year term, Mgmt For For
expiring in 2024: Richard Roman
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935362121
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, as independent auditors for the
fiscal year ending December 31, 2021.
4. Shareholder proposal entitled "Improve Our Shr Against For
Catch-22 Proxy Access."
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935330946
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 15-Mar-2021
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah Gero Mgmt For For
1B. Election of Director: Craig Jacobson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Independent Registered Public
Accounting Firm for the Company for the
fiscal year ending September 30, 2021.
3. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of the
Company to be issued pursuant to the
Agreement and Plan of Merger, dated as of
October 28, 2020, among Oaktree Strategic
Income Corporation, a Delaware corporation
("OCSI"), the Company, Lion Merger Sub,
Inc., a Delaware corporation and a direct
wholly-owned subsidiary of the Company,
and, for the limited purposes set forth
therein, Oaktree Fund Advisors, LLC, a
Delaware limited liability company and
investment adviser to each of the Company
and OCSI.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 935363666
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John D. Wren Mgmt For For
1.2 Election of Director: Mary C. Choksi Mgmt For For
1.3 Election of Director: Leonard S. Coleman, Mgmt For For
Jr.
1.4 Election of Director: Susan S. Denison Mgmt For For
1.5 Election of Director: Ronnie S. Hawkins Mgmt For For
1.6 Election of Director: Deborah J. Kissire Mgmt For For
1.7 Election of Director: Gracia C. Martore Mgmt For For
1.8 Election of Director: Linda Johnson Rice Mgmt For For
1.9 Election of Director: Valerie M. Williams Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
the 2021 fiscal year.
4. Approval of the Omnicom Group Inc. 2021 Mgmt For For
Incentive Award Plan.
5. Shareholder proposal regarding political Shr Against For
spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935372348
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Atsushi Abe
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Alan Campbell
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Susan K. Carter
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Thomas L. Deitrich
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gilles Delfassy
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Hassane S. El-Khoury
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Bruce E. Kiddoo
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Paul A. Mascarenas
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gregory L. Waters
1J. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Christine Y. Yan
2. Advisory (non-binding) resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
4. Approval of an amendment to the ON Mgmt For For
Semiconductor Corporation 2000 Employee
Stock Purchase Plan.
5. Approval of amendments to the ON Mgmt For For
Semiconductor Corporation Amended and
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935363806
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Isaac Angel Mgmt For For
1B. Election of Director: Albertus Bruggink Mgmt For For
1C. Election of Director: Dan Falk Mgmt For For
1D. Election of Director: David Granot Mgmt For For
1E. Election of Director: Mike Nikkel Mgmt For For
1F. Election of Director: Dafna Sharir Mgmt For For
1G. Election of Director: Stanley B. Stern Mgmt For For
1H. Election of Director: Hidetake Takahashi Mgmt For For
1I. Election of Director: Byron G. Wong Mgmt For For
2. To ratify the appointment of Kesselman Mgmt For For
Kesselman, a member firm of
PricewaterhouseCoopers International
Limited, as independent auditors of the
Company for 2021.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935287501
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Nikesh Mgmt Abstain Against
Arora
1b. Election of Class III Director: Carl Mgmt Abstain Against
Eschenbach
1c. Election of Class III Director: Lorraine Mgmt Abstain Against
Twohill
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 935267066
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 15-Oct-2020
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Thomas Golisano Mgmt For For
1B. Election of Director: Thomas F. Bonadio Mgmt For For
1C. Election of Director: Joseph G. Doody Mgmt For For
1D. Election of Director: David J.S. Flaschen Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Martin Mucci Mgmt For For
1G. Election of Director: Joseph M. Tucci Mgmt For For
1H. Election of Director: Joseph M. Velli Mgmt For For
1I. Election of Director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 Mgmt For For
STOCK INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr For Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt For For
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr Against For
chair policy.
5. Shareholder proposal regarding political Shr Against For
spending report.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935355506
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Class 1 Director for a one-year Mgmt For For
term: Alejandro M. Ballester
1b) Election of Class 1 Director for a one-year Mgmt For For
term: Richard L. Carrion
1c) Election of Class 1 Director for a one-year Mgmt For For
term: Carlos A. Unanue
2) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
3) Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
Corporation's executive compensation.
4) Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Popular,
Inc.'s independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda Number: 935383935
--------------------------------------------------------------------------------------------------------------------------
Security: 739276103
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: POWI
ISIN: US7392761034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wendy Arienzo Mgmt For For
Balu Balakrishnan Mgmt For For
Nicholas E. Brathwaite Mgmt For For
Anita Ganti Mgmt For For
William George Mgmt For For
Balakrishnan S. Iyer Mgmt For For
Jennifer Lloyd Mgmt For For
Necip Sayiner Mgmt For For
Steven J. Sharp Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Power Integrations' named
executive officers, as disclosed in the
proxy statement.
3. To approve the amendment and restatement of Mgmt For For
the Power Integrations, Inc. 2016 Incentive
Award Plan, as described in the proxy
statement.
4. To approve the amendment and restatement of Mgmt For For
the Power Integrations, Inc. 1997 Employee
Stock Purchase Plan, as described in the
proxy statement.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of Power
Integrations for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PRICESMART, INC. Agenda Number: 935317479
--------------------------------------------------------------------------------------------------------------------------
Security: 741511109
Meeting Type: Annual
Meeting Date: 04-Feb-2021
Ticker: PSMT
ISIN: US7415111092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry S. Bahrambeygui Mgmt For For
Jeffrey Fisher Mgmt For For
Gordon H. Hanson Mgmt For For
Beatriz V. Infante Mgmt For For
Leon C. Janks Mgmt For For
Mitchell G. Lynn Mgmt For For
Patricia Marquez Mgmt For For
Robert E. Price Mgmt For For
David Snyder Mgmt For For
Edgar Zurcher Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's executive
officers for fiscal year 2020.
3. To approve a proposed amendment to the Mgmt For For
Company's 2013 Equity Incentive Award Plan
to increase the number of shares of Common
Stock available for the grant of awards by
500,000 shares.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PROG HOLDINGS, INC. Agenda Number: 935433691
--------------------------------------------------------------------------------------------------------------------------
Security: 74319R101
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: PRG
ISIN: US74319R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy T. Betty Mgmt For For
1B. Election of Director: Douglas C. Curling Mgmt For For
1C. Election of Director: Cynthia N. Day Mgmt For For
1D. Election of Director: Curtis L. Doman Mgmt For For
1E. Election of Director: Steven A. Michaels Mgmt For For
1F. Election of Director: Ray M. Robinson Mgmt For For
1G. Election of Director: James Smith Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution to approve the Company's
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
4. Amendment to the PROG Holdings, Inc. Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935350912
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Mgmt For For
Millstone-Shroff
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt For For
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of the 2021 Equity and Mgmt For For
Performance-Based Incentive Compensation
Plan.
5. Approval of the amendment to the Mgmt For For
Declaration of Trust to eliminate
cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
QORVO, INC. Agenda Number: 935242191
--------------------------------------------------------------------------------------------------------------------------
Security: 74736K101
Meeting Type: Annual
Meeting Date: 04-Aug-2020
Ticker: QRVO
ISIN: US74736K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph G. Quinsey Mgmt For For
Robert A. Bruggeworth Mgmt For For
Jeffery R. Gardner Mgmt For For
John R. Harding Mgmt For For
David H. Y. Ho Mgmt For For
Roderick D. Nelson Mgmt For For
Dr. Walden C. Rhines Mgmt For For
Susan L. Spradley Mgmt For For
Walter H. Wilkinson, Jr Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers (as defined in the proxy
statement).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAMBUS INC. Agenda Number: 935367032
--------------------------------------------------------------------------------------------------------------------------
Security: 750917106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: RMBS
ISIN: US7509171069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Emiko Mgmt For For
Higashi
1B. Election of Class II Director: Meera Rao Mgmt For For
1C. Election of Class II Director: Karen Rogge Mgmt For For
1D. Election of Class II Director: Sanjay Saraf Mgmt For For
1E. Election of Class II Director: Eric Stang Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935360634
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Joseph F. Azrack Mgmt For For
1C. Election of Director: Bryce Blair Mgmt For For
1D. Election of Director: C. Ronald Blankenship Mgmt For For
1E. Election of Director: Deirdre J. Evens Mgmt For For
1F. Election of Director: Thomas W. Furphy Mgmt For For
1G. Election of Director: Karin M. Klein Mgmt For For
1H. Election of Director: Peter D. Linneman Mgmt For For
1I. Election of Director: David P. O'Connor Mgmt For For
1J. Election of Director: Lisa Palmer Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2020.
3. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935318534
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
William P. Gipson Mgmt For For
J. Phillip Holloman Mgmt For For
Steven R. Kalmanson Mgmt For For
Lawrence D. Kingsley Mgmt For For
Lisa A. Payne Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. Agenda Number: 935349921
--------------------------------------------------------------------------------------------------------------------------
Security: 775711104
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ROL
ISIN: US7757111049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary W. Rollins Mgmt For For
Harry J. Cynkus Mgmt For For
Pamela R. Rollins Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm of the Company for fiscal
year ending December 31, 2021.
3. To amend the Restated Certificate of Mgmt For For
Incorporation of the Company to increase
the total number of authorized shares of
capital stock from 550,500,000 shares to
800,500,000 shares, such that authorized
shares of common stock would be increased
from 550,000,000 to 800,000,000 and
authorized shares of preferred stock would
remain 500,000.
--------------------------------------------------------------------------------------------------------------------------
ROMEO POWER, INC Agenda Number: 935422004
--------------------------------------------------------------------------------------------------------------------------
Security: 776153108
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: RMO
ISIN: US7761531083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lionel E. Selwood, Jr. Mgmt For For
Lauren Webb Mgmt For For
Robert S. Mancini Mgmt For For
Susan S. Brennan Mgmt For For
Brady Ericson Mgmt For For
Donald S. Gottwald Mgmt For For
Philip Kassin Mgmt For For
Timothy E. Stuart Mgmt For For
Paul S. Williams Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935329816
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the S&P Global Share Issuance. Mgmt For For
To vote on a proposal to approve the
issuance of S&P Global Inc. common stock,
par value $1.00 per share, to the
shareholders of IHS Markit Ltd. in
connection with the merger contemplated by
Agreement and Plan of Merger dated Nov. 29,
2020, as amended by Amendment No. 1, dated
as of January 20, 2021, and as it may
further be amended from time to time, by
and among S&P Global Inc., Sapphire
Subsidiary, Ltd. and IHS Markit Ltd.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt Abstain Against
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935375938
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: Mary
S. Chan
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: George
R. Krouse, Jr.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2021 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935369668
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: SGEN
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for term Mgmt For For
expiring in 2024: Felix J. Baker, Ph.D.
1B. Election of Class II Director for term Mgmt For For
expiring in 2024: Clay B. Siegall, Ph.D
1C. Election of Class II Director for term Mgmt For For
expiring in 2024: Nancy A. Simonian, M.D.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Seagen's named executive
officers as disclosed in the accompanying
proxy statement.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Seagen's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 935428246
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carl A. Guarino Mgmt For For
1B. Election of Director: Carmen V. Romeo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 935362804
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan R. Buckwalter Mgmt For For
Anthony L. Coelho Mgmt For For
Jakki L. Haussler Mgmt For For
Victor L. Lund Mgmt For For
Clifton H. Morris, Jr. Mgmt For For
Ellen Ochoa Mgmt For For
Thomas L. Ryan Mgmt For For
Sara Martinez Tucker Mgmt For For
W. Blair Waltrip Mgmt For For
Marcus A. Watts Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, by advisory vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt Against Against
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC. Agenda Number: 935357384
--------------------------------------------------------------------------------------------------------------------------
Security: 829073105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: SSD
ISIN: US8290731053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the next annual meeting: James S. Andrasick
1B. Election of Director to hold office until Mgmt For For
the next annual meeting: Jennifer A.
Chatman
1C. Election of Director to hold office until Mgmt For For
the next annual meeting: Karen Colonias
1D. Election of Director to hold office until Mgmt For For
the next annual meeting: Gary M. Cusumano
1E. Election of Director to hold office until Mgmt For For
the next annual meeting: Philip E.
Donaldson
1F. Election of Director to hold office until Mgmt For For
the next annual meeting: Celeste Volz Ford
1G. Election of Director to hold office until Mgmt For For
the next annual meeting: Robin G.
MacGillivray
2. Approve, on an advisory, non-binding basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Ratify the Board of Directors' selection of Mgmt For For
Grant Thornton LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 935405995
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Blau Mgmt For For
Eddy W. Hartenstein Mgmt For For
Robin P. Hickenlooper Mgmt For For
James P. Holden Mgmt For For
Gregory B. Maffei Mgmt For For
Evan D. Malone Mgmt For For
James E. Meyer Mgmt For For
Jonelle Procope Mgmt For For
Michael Rapino Mgmt For For
Kristina M. Salen Mgmt For For
Carl E. Vogel Mgmt For For
Jennifer C. Witz Mgmt For For
David M. Zaslav Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935366799
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Batey Mgmt For For
1b. Election of Director: Kevin L. Beebe Mgmt For For
1c. Election of Director: Timothy R. Furey Mgmt For For
1d. Election of Director: Liam K. Griffin Mgmt For For
1e. Election of Director: Christine King Mgmt For For
1f. Election of Director: David P. McGlade Mgmt For For
1g. Election of Director: Robert A. Schriesheim Mgmt For For
1h. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve the Company's Amended and Mgmt For For
Restated 2015 Long-Term Incentive Plan.
5. To approve a stockholder proposal regarding Shr For
supermajority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC. Agenda Number: 935332623
--------------------------------------------------------------------------------------------------------------------------
Security: 83088V102
Meeting Type: Special
Meeting Date: 02-Mar-2021
Ticker: WORK
ISIN: US83088V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to adopt the Agreement and Plan Mgmt For For
of Merger, dated as of December 1, 2020 (as
it may be amended from time to time, the
"merger agreement"), among salesforce.com,
inc., Skyline Strategies I Inc., Skyline
Strategies II LLC and Slack Technologies,
Inc. ("Slack") and approve the transactions
contemplated thereby.
2. A proposal to approve, by a non-binding Mgmt For For
advisory vote, certain compensation that
may be paid or become payable to Slack's
named executive officers that is based on
or otherwise relates to the mergers
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 935406668
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: SLM
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul G. Child Mgmt For For
1B. Election of Director: Mary Carter Warren Mgmt For For
Franke
1C. Election of Director: Marianne M. Keler Mgmt For For
1D. Election of Director: Mark L. Lavelle Mgmt For For
1E. Election of Director: Ted Manvitz Mgmt For For
1F. Election of Director: Jim Matheson Mgmt For For
1G. Election of Director: Frank C. Puleo Mgmt For For
1H. Election of Director: Vivian C. Mgmt For For
Schneck-Last
1I. Election of Director: William N. Shiebler Mgmt For For
1J. Election of Director: Robert S. Strong Mgmt For For
1K. Election of Director: Jonathan W. Witter Mgmt For For
1L. Election of Director: Kirsten O. Wolberg Mgmt For For
2. Approval of the 2021 Omnibus Incentive Mgmt For For
Plan, including the number of shares of
Common Stock authorized for issuance under
the 2021 Omnibus Incentive Plan.
3. Advisory approval of SLM Corporation's Mgmt For For
executive compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as SLM Corporation's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935267054
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Hill, Jr. Mgmt For For
Jean E. Davis Mgmt For For
Martin B. Davis Mgmt For For
John H. Holcomb III Mgmt For For
Charles. W. McPherson Mgmt For For
Ernest S. Pinner Mgmt For For
G. Ruffner Page, Jr. Mgmt For For
Joshua A. Snively Mgmt For For
John C. Corbett Mgmt For For
William K. Pou, Jr. Mgmt For For
David G. Salyers Mgmt For For
2. Approval of an amendment to South State Mgmt For For
Corporation's Articles of Incorporation to
eliminate the classified structure of the
Board of Directors.
3. Approval of the amendment and restatement Mgmt For For
of South State Corporation's Employee Stock
Purchase Plan to increase the number of
shares of our common stock that may be
issued under the plan by up to 1,400,000
shares.
4. Approval of the 2020 Omnibus Incentive Mgmt For For
Plan.
5. Approval, as an advisory, non-binding vote, Mgmt Against Against
of the compensation of our named executive
officers.
6. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Dixon Hughes
Goodman LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935347294
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John C. Corbett Mgmt For For
1B. Election of Director: Jean E. Davis Mgmt For For
1C. Election of Director: Martin B. Davis Mgmt For For
1D. Election of Director: Robert H. Demere, Jr. Mgmt For For
1E. Election of Director: Cynthia A. Hartley Mgmt For For
1F. Election of Director: Robert R. Hill, Jr. Mgmt For For
1G. Election of Director: John H. Holcomb III Mgmt For For
1H. Election of Director: Robert R. Horger Mgmt For For
1I. Election of Director: Charles W. McPherson Mgmt For For
1J. Election of Director: G. Ruffner Page, Jr. Mgmt For For
1K. Election of Director: Ernest S. Pinner Mgmt For For
1L. Election of Director: John C. Pollok Mgmt For For
1M. Election of Director: William Knox Pou, Jr. Mgmt For For
1N. Election of Director: David G. Salyers Mgmt For For
1O. Election of Director: Joshua A. Snively Mgmt For For
1P. Election of Director: Kevin P. Walker Mgmt For For
2. Approval, as an advisory, non-binding vote, Mgmt Against Against
of the compensation of our named executive
officers.
3. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Dixon Hughes
Goodman LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935422624
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Sara Baack Mgmt For For
1B. Election of Class III Director: Sean Boyle Mgmt For For
1C. Election of Class III Director: Douglas Mgmt For For
Merritt
1D. Election of Class III Director: Graham Mgmt For For
Smith
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 935394813
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Murley Mgmt For For
1B. Election of Director: Cindy J. Miller Mgmt For For
1C. Election of Director: Brian P. Anderson Mgmt For For
1D. Election of Director: Lynn D. Bleil Mgmt For For
1E. Election of Director: Thomas F. Chen Mgmt For For
1F. Election of Director: J. Joel Hackney, Jr. Mgmt For For
1G. Election of Director: Veronica M. Hagen Mgmt For For
1H. Election of Director: Stephen C. Hooley Mgmt For For
1I. Election of Director: James J. Martell Mgmt For For
1J. Election of Director: Kay G. Priestly Mgmt For For
1K. Election of Director: James L. Welch Mgmt For For
1L. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the Stericycle, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
5. Stockholder proposal entitled Improve our Shr For Against
Excess Baggage Special Shareholder Meeting
"Right".
6. Stockholder proposal with respect to Shr Against For
amendment of our compensation clawback
policy.
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC EDUCATION, INC. Agenda Number: 935348018
--------------------------------------------------------------------------------------------------------------------------
Security: 86272C103
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: STRA
ISIN: US86272C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Silberman Mgmt For For
1B. Election of Director: J. Kevin Gilligan Mgmt For For
1C. Election of Director: Robert R. Grusky Mgmt For For
1D. Election of Director: Dr. Charlotte F. Mgmt For For
Beason
1E. Election of Director: Rita D. Brogley Mgmt For For
1F. Election of Director: Dr. John T. Casteen, Mgmt For For
III
1G. Election of Director: H. James Dallas Mgmt For For
1H. Election of Director: Nathaniel C. Fick Mgmt For For
1I. Election of Director: Jerry L. Johnson Mgmt For For
1J. Election of Director: Karl McDonnell Mgmt For For
1K. Election of Director: William J. Slocum Mgmt For For
1L. Election of Director: G. Thomas Waite, III Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935359972
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Mary K. Brainerd Mgmt For For
1B) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1C) Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1D) Election of Director: Allan C. Golston Mgmt For For
(Lead Independent Director)
1E) Election of Director: Kevin A. Lobo (Chair Mgmt For For
of the Board and Chief Executive Officer)
1F) Election of Director: Sherilyn S. McCoy Mgmt For For
1G) Election of Director: Andrew K. Silvernail Mgmt For For
1H) Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I) Election of Director: Ronda E. Stryker Mgmt For For
1J) Election of Director: Rajeev Suri Mgmt For For
2. Ratification of Appointment of our Mgmt For For
Independent Registered Public Accounting
Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Shareholder Proposal Regarding Workforce Shr Against For
Involvement in Corporate Governance.
5. Shareholder Proposal Regarding Right to Shr For Against
Call Special Meetings
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935372754
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Francois Badoual Mgmt For For
Denis Toulouse Mgmt For For
Patrick Wood III Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935339982
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
John Clendening Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Roger Dunbar Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SWITCH INC Agenda Number: 935416544
--------------------------------------------------------------------------------------------------------------------------
Security: 87105L104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SWCH
ISIN: US87105L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rob Roy Mgmt For For
Angela Archon Mgmt For For
Liane Pelletier Mgmt For For
Zareh Sarrafian Mgmt For For
Kim Sheehy Mgmt For For
Donald D. Snyder Mgmt For For
Tom Thomas Mgmt For For
Bryan Wolf Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Switch,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To vote on an advisory (non-binding) Mgmt For For
proposal to approve the compensation of the
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr For Against
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt For For
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
Dominique Leroy Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt For For
Kelvin R. Westbrook Mgmt For For
Michael Wilkens Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935357586
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
4. Stockholder proposal for a report on voting Shr Against For
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J. Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TEGNA INC. Agenda Number: 935375724
--------------------------------------------------------------------------------------------------------------------------
Security: 87901J105
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TGNA
ISIN: US87901J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gina L. Bianchini Mgmt For For
Howard D. Elias Mgmt For For
Stuart J. Epstein Mgmt For For
Lidia Fonseca Mgmt For For
Karen H. Grimes Mgmt For For
David T. Lougee Mgmt For For
Scott K. McCune Mgmt For For
Henry W. McGee Mgmt For For
Susan Ness Mgmt For For
Bruce P. Nolop Mgmt For For
Neal Shapiro Mgmt For For
Melinda C. Witmer Mgmt For For
2. PROPOSAL TO RATIFY the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2021 fiscal year.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
the compensation of the Company's named
executive officers.
4. COMPANY PROPOSAL TO APPROVE the Elimination Mgmt For For
of Supermajority Voting Provisions.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 935371194
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Candace H. Duncan Mgmt For For
1B. Election of Director: Stephen K. Klasko, Mgmt For For
M.D.
1C. Election of Director: Stuart A. Randle Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal, if properly presented Shr For
at the Annual Meeting, to declassify our
Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY Agenda Number: 935350811
--------------------------------------------------------------------------------------------------------------------------
Security: 880345103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TNC
ISIN: US8803451033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Azita Arvani Mgmt For For
1B. Election of Director: Timothy R. Morse Mgmt For For
1C. Election of Director: Steven A. Sonnenberg Mgmt For For
1D. Election of Director: David W. Huml Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2021.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TERRAFORM POWER INC. Agenda Number: 935245844
--------------------------------------------------------------------------------------------------------------------------
Security: 88104R209
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: TERP
ISIN: US88104R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Plan of Merger set forth as Mgmt For For
Exhibit B to the Reorganization Agreement
referred to below and to approve (i) the
Agreement and Plan of Reorganization, dated
as of March 16, 2020 (as amended from time
to time, the "Reorganization Agreement"),
by and among Brookfield Renewable Partners
L.P., Brookfield Renewable Corporation,
2252876 Alberta ULC, TerraForm Power, Inc.
and TerraForm Power NY Holdings, Inc. and
(ii) the Reincorporation Merger and the
Share Exchange contemplated by the
Reorganization Agreement ("Merger
Proposal")
2a. Election of Director: Brian Lawson Mgmt For For
2b. Election of Director: Carolyn Burke Mgmt For For
2c. Election of Director: Christian S. Fong Mgmt For For
2d. Election of Director: Harry Goldgut Mgmt For For
2e. Election of Director: Richard Legault Mgmt For For
2f. Election of Director: Mark McFarland Mgmt For For
2g. Election of Director: Sachin Shah Mgmt For For
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as TerraForm Power Inc.'s independent
registered public accounting firm for 2020.
4. To ratify, on a non-binding, advisory Mgmt Against Against
basis, the compensation paid to TerraForm
Power Inc.'s named executive officers.
5. To approve the adjournment of the Annual Mgmt For For
Meeting of Stockholders, if necessary, to
solicit additional proxies if there are not
sufficient votes to approve the Merger
Proposal.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
7. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 935369226
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring in Mgmt For For
2022: Kathie J. Andrade
1B. Election of Director for a term expiring in Mgmt For For
2022: Paul G. Boynton
1C. Election of Director for a term expiring in Mgmt For For
2022: Ian D. Clough
1D. Election of Director for a term expiring in Mgmt For For
2022: Susan E. Docherty
1E. Election of Director for a term expiring in Mgmt For For
2022: Michael J. Herling
1F. Election of Director for a term expiring in Mgmt For For
2022: A. Louis Parker
1G. Election of Director for a term expiring in Mgmt For For
2022: Douglas A. Pertz
1H. Election of Director for a term expiring in Mgmt For For
2022: George I. Stoeckert
2. Approval of an advisory resolution on named Mgmt Against Against
executive officer compensation.
3. Approval of the selection of KPMG LLP as Mgmt For For
the Company's independent accounting firm
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr For Against
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935329715
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen E. Jay Mgmt For For
1B. Election of Director: William A. Kozy Mgmt For For
1C. Election of Director: Jody S. Lindell Mgmt For For
1D. Election of Director: Teresa S. Madden Mgmt For For
1E. Election of Director: Gary S. Petersmeyer Mgmt For For
1F. Election of Director: Robert S. Weiss Mgmt For For
1G. Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2021.
3. An advisory vote on the compensation of our Mgmt For For
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935283630
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard A. Beck Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Dean Hollis Mgmt For For
1d. Election of Director: Shervin J. Korangy Mgmt For For
1e. Election of Director: Mark L. Schiller Mgmt For For
1f. Election of Director: Michael B. Sims Mgmt For For
1g. Election of Director: Glenn W. Welling Mgmt For For
1h. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 935369480
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Harriett "Tee" Mgmt For For
Taggart - Two-year term expiring in 2023
1.2 Election of Director: Kevin J. Bradicich - Mgmt For For
Three-year term expiring in 2024
1.3 Election of Director: J. Paul Condrin III - Mgmt For For
Three-year term expiring in 2024
1.4 Election of Director: Cynthia L. Egan - Mgmt For For
Three-year term expiring in 2024
1.5 Election of Director: Kathleen S. Lane - Mgmt For For
Three-year term expiring in 2024
2. To approve the advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent, registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt For For
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt For For
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt For For
1G. Election of Director: Michael G. Morris Mgmt For For
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 935395372
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jocelyn Carter-Miller Mgmt For For
1B. Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1C. Election of Director: Dawn Hudson Mgmt For For
1D. Election of Director: Philippe Krakowsky Mgmt For For
1E. Election of Director: Jonathan F. Miller Mgmt For For
1F. Election of Director: Patrick Q. Moore Mgmt For For
1G. Election of Director: Michael I. Roth Mgmt For For
1H. Election of Director: Linda S. Sanford Mgmt For For
1I. Election of Director: David M. Thomas Mgmt For For
1J. Election of Director: E. Lee Wyatt Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Interpublic's
independent registered public accounting
firm for the year 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal entitled "Special Shr For Against
Stockholder Meetings."
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 935352409
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amanpal S. Bhutani Mgmt For For
Beth Brooke Mgmt For For
Brian P. McAndrews Mgmt For For
Doreen Toben Mgmt For For
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as auditors for the fiscal year
ending December 26, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 935330528
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet K. Cooper Mgmt For For
Gary L. Ellis Mgmt For For
Michael G. Vale Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
October 31, 2021.
3. Approval of, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935363731
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia T. Jamison Mgmt For For
Joy Brown Mgmt For For
Ricardo Cardenas Mgmt For For
Denise L. Jackson Mgmt For For
Thomas A. Kingsbury Mgmt For For
Ramkumar Krishnan Mgmt For For
Edna K. Morris Mgmt For For
Mark J. Weikel Mgmt For For
Harry A. Lawton III Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
3. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
4. Stockholder Proposal titled "Transition to Shr Against For
Public Benefit Corporation".
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935365393
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
James C. Dalton Mgmt For For
Borje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 935387654
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Ainsworth Mgmt For For
Brandon B. Boze Mgmt For For
John J. Diez Mgmt For For
Leldon E. Echols Mgmt For For
Tyrone M. Jordan Mgmt For For
S. Todd Maclin Mgmt For For
E. Jean Savage Mgmt For For
Dunia A. Shive Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935345288
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Jennifer S. Banner
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: K. David Boyer, Jr.
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Agnes Bundy Scanlan
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Anna R. Cablik
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dallas S. Clement
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul D. Donahue
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul R. Garcia
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Patrick C. Graney III
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Linnie M. Haynesworth
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kelly S. King
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Easter A. Maynard
1L. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Donna S. Morea
1M. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Charles A. Patton
1N. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Nido R. Qubein
1O. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: David M. Ratcliffe
1P. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: William H. Rogers, Jr.
1Q. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Frank P. Scruggs, Jr.
1R. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christine Sears
1S. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas E. Skains
1T. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Bruce L. Tanner
1U. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas N. Thompson
1V. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Steven C. Voorhees
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 935395942
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Steven V. Abramson
1B. Election of Director to serve for a Mgmt For For
one-year term: Cynthia J. Comparin
1C. Election of Director to serve for a Mgmt For For
one-year term: Richard C. Elias
1D. Election of Director to serve for a Mgmt For For
one-year term: Elizabeth H. Gemmill
1E. Election of Director to serve for a Mgmt For For
one-year term: C. Keith Hartley
1F. Election of Director to serve for a Mgmt For For
one-year term: Celia M. Joseph
1G. Election of Director to serve for a Mgmt For For
one-year term: Lawrence Lacerte
1H. Election of Director to serve for a Mgmt For For
one-year term: Sidney D. Rosenblatt
1I. Election of Director to serve for a Mgmt For For
one-year term: Sherwin I. Seligsohn
2. Advisory resolution to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 935274821
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Special
Meeting Date: 15-Oct-2020
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of August 2, 2020 (as
it may be amended from time to time, the
"merger agreement").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies in favor of the proposal
to approve and adopt the merger agreement
if there are not sufficient votes at the
time of such adjournment to approve and
adopt the merger agreement.
3. To approve, on a non-binding, advisory Mgmt For For
basis, certain compensation that will or
may be paid or become payable to Varian's
named executive officers that is based on
or otherwise relates to the merger.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 935395889
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: D. James Bidzos Mgmt For For
1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For
1.3 Election of Director: Kathleen A. Cote Mgmt For For
1.4 Election of Director: Thomas F. Frist III Mgmt For For
1.5 Election of Director: Jamie S. Gorelick Mgmt For For
1.6 Election of Director: Roger H. Moore Mgmt For For
1.7 Election of Director: Louis A. Simpson Mgmt For For
1.8 Election of Director: Timothy Tomlinson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935235831
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VIAVI SOLUTIONS INC. Agenda Number: 935278564
--------------------------------------------------------------------------------------------------------------------------
Security: 925550105
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: VIAV
ISIN: US9255501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Belluzzo Mgmt For For
Keith Barnes Mgmt For For
Laura Black Mgmt For For
Tor Braham Mgmt For For
Timothy Campos Mgmt For For
Donald Colvin Mgmt For For
Glenda Dorchak Mgmt For For
Masood A. Jabbar Mgmt For For
Oleg Khaykin Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending July 3,
2021.
3. The approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended June 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935225993
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Bates Mgmt For For
2. An advisory vote to approve named executive Mgmt Against Against
officer compensation, as described in
VMware's Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of VMware's Board of Directors of
PricewaterhouseCoopers LLP as VMware's
independent auditor for the fiscal year
ending January 29, 2021.
--------------------------------------------------------------------------------------------------------------------------
VONTIER CORPORATION Agenda Number: 935383911
--------------------------------------------------------------------------------------------------------------------------
Security: 928881101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VNT
ISIN: US9288811014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Karen C. Francis Mgmt For For
1B. Election of Director: Mark D. Morelli Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vontier's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, Vontier's Mgmt For For
named executive officer compensation as
disclosed in the Proxy Statement.
4. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency of holding an advisory vote on
Vontier's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 935387438
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Yvette S. Butler Mgmt For For
1B. Election of Director: Jane P. Chwick Mgmt For For
1C. Election of Director: Kathleen DeRose Mgmt For For
1D. Election of Director: Ruth Ann M. Gillis Mgmt For For
1E. Election of Director: Aylwin B. Lewis Mgmt For For
1F. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1G. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1H. Election of Director: Joseph V. Tripodi Mgmt For For
1I. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION Agenda Number: 935412798
--------------------------------------------------------------------------------------------------------------------------
Security: 084423102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WRB
ISIN: US0844231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William R. Berkley Mgmt For For
1B. Election of Director: Christopher L. Mgmt For For
Augostini
1C. Election of Director: Mark E. Brockbank Mgmt For For
1D. Election of Director: Mark L. Shapiro Mgmt For For
1E. Election of Director: Jonathan Talisman Mgmt For For
2. To approve an increase in the number of Mgmt For For
shares reserved under the W. R. Berkley
Corporation 2009 Directors Stock Plan as
Amended and Restated.
3. Non-binding advisory vote on a resolution Mgmt For For
approving the compensation of the Company's
named executive officers pursuant to the
compensation disclosure rules of the U.S.
Securities and Exchange Commission, or
"say-on-pay" vote.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC. Agenda Number: 935315069
--------------------------------------------------------------------------------------------------------------------------
Security: 938824109
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: WAFD
ISIN: US9388241096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark N. Tabbutt Mgmt For For
Brent J. Beardall Mgmt For For
S. Steven Singh Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For
WASHINGTON FEDERAL'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. Agenda Number: 935370281
--------------------------------------------------------------------------------------------------------------------------
Security: 942749102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: WTS
ISIN: US9427491025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Conway Mgmt For For
Michael J. Dubose Mgmt For For
David A. Dunbar Mgmt For For
Louise K. Goeser Mgmt For For
Jes Munk Hansen Mgmt For For
W. Craig Kissel Mgmt For For
Joseph T. Noonan Mgmt For For
Robert J. Pagano, Jr. Mgmt For For
Merilee Raines Mgmt For For
Joseph W. Reitmeier Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 935389862
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Engel Mgmt For For
Matthew J. Espe Mgmt For For
Bobby J. Griffin Mgmt For For
John K. Morgan Mgmt For For
Steven A. Raymund Mgmt For For
James L. Singleton Mgmt For For
Easwaran Sundaram Mgmt For For
Laura K. Thompson Mgmt For For
Lynn M. Utter Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the WESCO International, Inc. 2021 Mgmt For For
Omnibus Incentive Plan.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes
concerning the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935240527
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis Segers Mgmt For For
1.2 Election of Director: Raman K. Chitkara Mgmt For For
1.3 Election of Director: Saar Gillai Mgmt For For
1.4 Election of Director: Ronald S. Jankov Mgmt For For
1.5 Election of Director: Mary Louise Krakauer Mgmt For For
1.6 Election of Director: Thomas H. Lee Mgmt For For
1.7 Election of Director: Jon A. Olson Mgmt For For
1.8 Election of Director: Victor Peng Mgmt For For
1.9 Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935346735
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated October 26, 2020, as it may
be amended from time to time, which is
referred to as the "merger agreement,"
among Advanced Micro Devices, Inc., which
is referred to as "AMD," Thrones Merger
Sub, Inc., a wholly owned subsidiary of
AMD, which is referred to as "Merger Sub,"
and Xilinx, which proposal is referred to
as the "Xilinx merger proposal".
2. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation that may
be paid or become payable to Xilinx's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement, which
proposal is referred to as the "Xilinx
compensation proposal".
3. Proposal to approve the adjournment of the Mgmt For For
Xilinx special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Xilinx special meeting to approve
the Xilinx merger proposal or to ensure
that any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Xilinx stockholders, which proposal is
referred to as the "Xilinx adjournment
proposal".
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935365658
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt For For
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt For For
1F. Election of Director: Steven R. Loranger Mgmt For For
1G. Election of Director: Surya N. Mohapatra, Mgmt For For
Ph.D.
1H. Election of Director: Jerome A. Peribere Mgmt For For
1I. Election of Director: Markos I. Tambakeras Mgmt For For
1J. Election of Director: Lila Tretikov Mgmt For For
1K. Election of Director: Uday Yadav Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our Independent Registered
Public Accounting Firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Shareholder proposal requesting amendments Shr Against For
to our proxy access by-law, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935369252
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chirantan "CJ" Desai Mgmt For For
Richard L. Keyser Mgmt For For
Ross W. Manire Mgmt For For
2. Proposal to approve, by non-binding vote, Mgmt For For
compensation of named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935348854
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr For Against
majority vote.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
Wedbush ETFMG Global Cloud Technology ETF
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 935242785
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100
Meeting Type: Annual
Meeting Date: 10-Aug-2020
Ticker: EGHT
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan R. Martin Mgmt For For
Vikram Verma Mgmt For For
Eric Salzman Mgmt For For
Jaswinder Pal Singh Mgmt For For
Vladimir Jacimovic Mgmt For For
Monique Bonner Mgmt For For
Todd Ford Mgmt For For
Elizabeth Theophille Mgmt For For
2. To ratify the appointment of Moss Adams LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
3. To approve proposed amendments to the 8x8, Mgmt For For
Inc. Amended and Restated 1996 Employee
Stock Purchase Plan, including the
reservation of 3,000,000 additional shares
thereunder.
4. To vote, on an advisory and non-binding Mgmt For For
basis, on the compensation of the Company's
named executive officers (as set forth in
the proxy statement).
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935363084
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anjali Joshi Mgmt For For
Timothy I. Maudlin Mgmt For For
Eileen M. Schloss Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ANAPLAN, INC. Agenda Number: 935406416
--------------------------------------------------------------------------------------------------------------------------
Security: 03272L108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PLAN
ISIN: US03272L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Conte Mgmt For For
Suresh Vasudevan Mgmt For For
Yvonne Wassenaar Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022;
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPFOLIO, INC. Agenda Number: 935369606
--------------------------------------------------------------------------------------------------------------------------
Security: 03783C100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: APPF
ISIN: US03783C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Bliss Mgmt For For
Jason Randall Mgmt For For
Winifred Webb Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, on a non-binding, advisory basis, Mgmt Abstain Against
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 935416974
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Calkins Mgmt For For
Robert C. Kramer Mgmt For For
A.G.W. Jack Biddle, III Mgmt For For
Prashanth PV Boccassam Mgmt For For
Michael G. Devine Mgmt For For
Barbara Bobbie Kilberg Mgmt For For
Michael J. Mulligan Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To approve the Appian Corporation Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
BLACKBAUD, INC. Agenda Number: 935408775
--------------------------------------------------------------------------------------------------------------------------
Security: 09227Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: BLKB
ISIN: US09227Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class B Director: George H. Mgmt For For
Ellis
1B. Election of Class B Director: Andrew M. Mgmt For For
Leitch
2. ADVISORY VOTE TO APPROVE THE 2020 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE BLACKBAUD, INC. 2016 EQUITY AND
INCENTIVE COMPENSATION PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BOX INC Agenda Number: 935228658
--------------------------------------------------------------------------------------------------------------------------
Security: 10316T104
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: BOX
ISIN: US10316T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sue Barsamian Mgmt For For
Carl Bass Mgmt For For
Jack Lazar Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHINASOFT INTERNATIONAL LTD Agenda Number: 713938504
--------------------------------------------------------------------------------------------------------------------------
Security: G2110A111
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: KYG2110A1114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900194.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900198.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND INDEPENDENT AUDITOR OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
2.I TO RE-ELECT MRS. GAVRIELLA SCHUSTER AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.II TO RE-ELECT PROFESSOR MO LAI LAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.III TO RE-ELECT DR. LAI GUANRONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT GENERAL MANDATE TO ISSUE AND ALLOT Mgmt Against Against
NEW SHARES
6 TO GRANT GENERAL MANDATE TO REPURCHASE Mgmt For For
SHARES
7 TO EXTEND GENERAL MANDATE GRANTED TO ISSUE Mgmt Against Against
NEW SHARES
8 TO APPROVE REFRESHMENT OF THE SCHEME Mgmt For For
MANDATE LIMIT
9 TO APPROVE PAYMENT OF A DIVIDEND OF HKD Mgmt For For
0.029 PER ORDINARY SHARE FROM THE SHARE
PREMIUM ACCOUNT OF THE COMPANY IN RESPECT
OF THE YEAR ENDED 31 DECEMBER 2020
--------------------------------------------------------------------------------------------------------------------------
CLOUDERA, INC. Agenda Number: 935412724
--------------------------------------------------------------------------------------------------------------------------
Security: 18914U100
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CLDR
ISIN: US18914U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Hu Mgmt For For
Kevin Klausmeyer Mgmt For For
Michael A. Stankey Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm, Ernst & Young LLP,
for the fiscal year ending January 31,
2022.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935406062
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria Eitel Mgmt For For
Matthew Prince Mgmt For For
Katrin Suder Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC. Agenda Number: 935247848
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 27-Aug-2020
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: R. Todd Bradley Mgmt For For
1B Election of Director: Charles Moran Mgmt For For
1C Election of Director: Allison Pickens Mgmt For For
1D Election of Director: Arlen Shenkman Mgmt For For
2. Approve amendments to the Company's Mgmt For For
articles of incorporation to de-classify
the Board of Directors.
3. Ratify the appointment of Ernst & Young as Mgmt For For
independent public accountants for the
fiscal year ending March 31, 2021.
4. Approve amendment providing additional Mgmt For For
shares for grant under Company's Omnibus
Incentive Plan.
5. Approve, by non-binding vote, the Company's Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 935372689
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Stuckey Mgmt For For
Paul E. Szurek Mgmt For For
Jean A. Bua Mgmt For For
Kelly C. Chambliss Mgmt For For
Patricia L. Higgins Mgmt For For
Michael R. Koehler Mgmt For For
Michael H. Millegan Mgmt For For
David A. Wilson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. The advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 935391639
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Siboni Mgmt For For
Tayloe Stansbury Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Advisory (non-binding) vote to approve Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CYBOZU,INC. Agenda Number: 713654665
--------------------------------------------------------------------------------------------------------------------------
Security: J1146T109
Meeting Type: AGM
Meeting Date: 28-Mar-2021
Ticker:
ISIN: JP3312100005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Approve Minor Revisions
2 Approve Corporate Philosophy Mgmt For For
3.1 Appoint a Director Nishibata, Yoshihisa Mgmt Against Against
3.2 Appoint a Director Ishiguro, Teruaki Mgmt Against Against
3.3 Appoint a Director Ushirosako, Takashi Mgmt Against Against
3.4 Appoint a Director Otsuki, Yukio Mgmt Against Against
3.5 Appoint a Director Okada, Riku Mgmt Against Against
3.6 Appoint a Director Kuriyama, Keita Mgmt Against Against
3.7 Appoint a Director Sakamoto, Kentaro Mgmt Against Against
3.8 Appoint a Director Suzuki, Akiko Mgmt Against Against
3.9 Appoint a Director Tajiri, Yumika Mgmt Against Against
3.10 Appoint a Director Chiba, Taisei Mgmt Against Against
3.11 Appoint a Director Dave Landa Mgmt Against Against
3.12 Appoint a Director Nakamura, Asami Mgmt Against Against
3.13 Appoint a Director Hayashi, Tadamasa Mgmt Against Against
3.14 Appoint a Director Fukasawa, Shuichiro Mgmt Against Against
3.15 Appoint a Director Morioka, Takakazu Mgmt Against Against
3.16 Appoint a Director Yamaguchi, Hodaka Mgmt Against Against
3.17 Appoint a Director Yamada, Midori Mgmt Against Against
4 Appoint a Corporate Auditor Ogawa, Mgmt For For
Yoshitatsu
5 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935383454
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Duncan Mgmt For For
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
T. Tod Nielsen Mgmt For For
Denise Olsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Recommendation, by advisory (non-binding) Mgmt 1 Year For
vote, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DATA#3 LIMITED Agenda Number: 713182222
--------------------------------------------------------------------------------------------------------------------------
Security: Q3118R105
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000DTL4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For
2 ELECTION OF MR RICHARD ANDERSON Mgmt For For
3 ELECTION OF MR MARK GRAY Mgmt For For
4 APPROVAL TO ISSUE RIGHTS TO A RELATED Mgmt For For
PARTY: MR LAURENCE BAYNHAM
--------------------------------------------------------------------------------------------------------------------------
DATADOG, INC. Agenda Number: 935406644
--------------------------------------------------------------------------------------------------------------------------
Security: 23804L103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DDOG
ISIN: US23804L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt Abstain Against
office until Annual Meeting in 2024: Alexis
Le-Quoc
1B. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024:
Michael Callahan
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote to recommend the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of our named executive officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DATTO HOLDING CORP Agenda Number: 935426660
--------------------------------------------------------------------------------------------------------------------------
Security: 23821D100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MSP
ISIN: US23821D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Breach Mgmt For For
Maneet S. Saroya Mgmt For For
John Stalder Mgmt For For
2. To approve, by an advisory vote, to retain Mgmt Against Against
the classified structure of the Board of
Directors.
3. To approve, by an advisory vote, to retain Mgmt Against Against
the supermajority voting standards in the
Company's Third Amended and Restated
Certificate of Incorporation and Amended
and Restated Bylaws.
4. To approve the Datto Holding Corp. Employee Mgmt Against Against
Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOMO,INC. Agenda Number: 935400589
--------------------------------------------------------------------------------------------------------------------------
Security: 257554105
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: DOMO
ISIN: US2575541055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joshua G. James Mgmt For For
Carine S. Clark Mgmt For For
Daniel Daniel Mgmt For For
Joy Driscoll Durling Mgmt For For
Dana Evan Mgmt For For
Mark Gorenberg Mgmt For For
Jeff Kearl Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DROPBOX INC Agenda Number: 935374847
--------------------------------------------------------------------------------------------------------------------------
Security: 26210C104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DBX
ISIN: US26210C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew W. Houston Mgmt For For
Donald W. Blair Mgmt For For
Lisa Campbell Mgmt For For
Paul E. Jacobs Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Karen Peacock Mgmt For For
Michael Seibel Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ELASTIC N.V. Agenda Number: 935278982
--------------------------------------------------------------------------------------------------------------------------
Security: N14506104
Meeting Type: Annual
Meeting Date: 21-Oct-2020
Ticker: ESTC
ISIN: NL0013056914
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of non-executive Director: Mgmt For For
Jonathan Chadwick
1B. Election of non-executive Director: Mgmt For For
Michelangelo Volpi
2. Adoption of Dutch Statutory Annual Accounts Mgmt For For
for fiscal year 2020.
3. Grant of full discharge of the Company's Mgmt For For
executive director from liability with
respect to the performance of his duties
during fiscal year 2020.
4. Grant of full discharge of the Company's Mgmt For For
non-executive directors from liability with
respect to the performance of their duties
during fiscal year 2020.
5. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
6. Authorization of the Board of Directors to Mgmt For For
repurchase shares in the capital of the
Company.
7. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future non-binding advisory votes on the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935386056
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alison Dean Mgmt For For
Kent Mathy Mgmt For For
Simon Paris Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") to declassify our board of
directors after the Annual Meeting of
Stockholders.
5. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate, the
supermajority voting requirement for (i)
amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to our Amended and Restated
Bylaws.
--------------------------------------------------------------------------------------------------------------------------
FASTLY INC. Agenda Number: 935424351
--------------------------------------------------------------------------------------------------------------------------
Security: 31188V100
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: FSLY
ISIN: US31188V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Hornik Mgmt For For
Kelly Wright Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935250946
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Re-election of Mr. Gary J. Wojtaszek as a Mgmt For For
director of the Company.
2. Re-election of Mr. Satoshi Okada as a Mgmt For For
director of the Company.
3. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2020.
4. Approval of the amendment to Section 3(a) Mgmt For For
of the 2016 Equity Incentive Plan of the
Company (the "ESOP Amendment") as follows:
"Subject to the provisions of Section 9 and
paragraph (b) of this Section 3, the
maximum number of Shares which may be
issuable pursuant to Awards under the Plan
is 56,707,560 Shares, provided, however,
that the maximum number of unallocated
Shares which may be issuable pursuant to
Awards under the Plan shall be
automatically increased on the first day of
each fiscal year ...(due to space limits,
see proxy material for full proposal).
5. Authorization of the Board of Directors of Mgmt For For
the Company to approve allotment or
issuance, in the 12-month period from the
date of the Meeting, of ordinary shares or
other equity or equity-linked securities of
the Company up to an aggregate twenty per
cent. (20%) of its existing issued share
capital of the Company at the date of the
Meeting, whether in a single transaction or
a series of transactions (OTHER THAN any
allotment or issues of shares on the
exercise of any options that have been
granted by the Company).
6. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
GDS HOLDINGS LIMITED Agenda Number: 935460559
--------------------------------------------------------------------------------------------------------------------------
Security: 36165L108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: GDS
ISIN: US36165L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. Re-election of Mr. Lim Ah Doo as a director Mgmt For For
of the Company.
O2. Re-election of Mr. Chang Sun as a director Mgmt For For
of the Company.
O3. Re-election of Ms. Judy Qing Ye as a Mgmt For For
director of the Company.
O4. Confirmation of the appointment of KPMG Mgmt For For
Huazhen LLP as independent auditor of the
Company for the fiscal year ending December
31, 2021.
O5. Authorization of the Board of Directors of Mgmt For For
the Company to approve allotment or
issuance, in the 12-month period from the
date of the Meeting, of ordinary shares or
other equity or equity-linked securities of
the Company up to an aggregate twenty per
cent. (20%) of its existing issued share
capital of the Company at the date of the
Meeting, whether in a single transaction or
a series of transactions (OTHER THAN any
allotment or issues of shares on the
exercise of any options that have been
granted by the Company).
S6. Approval of the amendment and restatement Mgmt For For
of the Company's Articles of Association to
reflect such amendments as detailed in the
proxy statement and set forth in Exhibit A
hereto and thereto, a copy of which has
been produced to the Meeting marked "A" and
for identification purpose signed by the
chairman of the Meeting (the "New
Articles"), and the approval and adoption
of the New Articles in substitution for and
to the exclusion of the existing articles
of association of the Company with
immediate effect after the close of the
Meeting.
O7. Authorization of each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
HENNGE K.K. Agenda Number: 713436853
--------------------------------------------------------------------------------------------------------------------------
Security: J20457107
Meeting Type: AGM
Meeting Date: 25-Dec-2020
Ticker:
ISIN: JP3835150008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Ogura, Kazuhiro Mgmt Against Against
1.2 Appoint a Director Miyamoto, Kazuaki Mgmt Against Against
1.3 Appoint a Director Nagatome, Yoshiki Mgmt Against Against
1.4 Appoint a Director Amano, Haruo Mgmt Against Against
1.5 Appoint a Director Goto, Fumiaki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INSEEGO CORP. Agenda Number: 935236960
--------------------------------------------------------------------------------------------------------------------------
Security: 45782B104
Meeting Type: Annual
Meeting Date: 22-Jul-2020
Ticker: INSG
ISIN: US45782B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James B. Avery Mgmt For For
Jeffrey Tuder Mgmt For For
2. Ratify the appointment of Marcum LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers, as presented in the
proxy statement.
4. Approve an amendment of the Company's 2018 Mgmt For For
Omnibus Incentive Compensation Plan to
increase the number of shares issuable
under the plan by 1,500,000 shares.
--------------------------------------------------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORPORATION Agenda Number: 714203736
--------------------------------------------------------------------------------------------------------------------------
Security: J25022104
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3143900003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company Location Mgmt For For
3.1 Appoint a Director Tsuge, Ichiro Mgmt For For
3.2 Appoint a Director Eda, Hisashi Mgmt For For
3.3 Appoint a Director Seki, Mamoru Mgmt For For
3.4 Appoint a Director Iwasaki, Naoko Mgmt For For
3.5 Appoint a Director Motomura, Aya Mgmt For For
3.6 Appoint a Director Kajiwara, Hiroshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAMF HOLDING CORP Agenda Number: 935382577
--------------------------------------------------------------------------------------------------------------------------
Security: 47074L105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: JAMF
ISIN: US47074L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Breach Mgmt For For
Michael Fosnaugh Mgmt For For
Christina Lema Mgmt For For
2. To approve, by an advisory vote, the Mgmt Against Against
retention of the classified structure of
Jamf's Board.
3. To approve, by an advisory vote, the Mgmt Against Against
retention of the supermajority voting
standards in Jamf's Amended and Restated
Certificate of Incorporation and Jamf's
Amended and Restated Bylaws.
4. To approve the Jamf Holding Corp. 2021 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Jamf's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
KEPPEL DC REIT Agenda Number: 713742004
--------------------------------------------------------------------------------------------------------------------------
Security: Y47230100
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: SG1AF6000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, Mgmt For For
THE MANAGER'S STATEMENT, THE AUDITED
FINANCIAL STATEMENTS OF KEPPEL DC REIT FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
AND THE AUDITOR'S REPORT THEREON
2 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITOR OF KEPPEL DC REIT AND
AUTHORISE THE MANAGER TO FIX THE AUDITOR'S
REMUNERATION
3 TO RE-ENDORSE THE APPOINTMENT OF DR TAN TIN Mgmt For For
WEE AS DIRECTOR
4 TO RE-ENDORSE THE APPOINTMENT OF MR THOMAS Mgmt For For
PANG THIENG HWI AS DIRECTOR
5 TO AUTHORISE THE MANAGER TO ISSUE UNITS AND Mgmt For For
TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
KINX INC, SEOUL Agenda Number: 713680329
--------------------------------------------------------------------------------------------------------------------------
Security: Y4791X105
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7093320000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 APPOINTMENT OF DIRECTOR: KIM JI WOOK Mgmt Against Against
3 APPOINTMENT OF AUDITOR: LIM BYUNG HAK Mgmt Against Against
4 CASH DIVIDEND Mgmt For For
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC. Agenda Number: 935402468
--------------------------------------------------------------------------------------------------------------------------
Security: 53261M104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LLNW
ISIN: US53261M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Doug Bewsher Mgmt For For
1B. Election of Director: Marc DeBevoise Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
MEGAPORT LTD Agenda Number: 713151114
--------------------------------------------------------------------------------------------------------------------------
Security: Q5941Y108
Meeting Type: AGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: AU000000MP15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 3 TO 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR BEVAN SLATTERY AS A Mgmt For For
DIRECTOR
3 RATIFICATION AND APPROVAL OF THE ISSUE OF Mgmt For For
DECEMBER 2019 PLACEMENT SHARES
4 RATIFICATION AND APPROVAL OF THE ISSUE OF Mgmt For For
APRIL 2020 PLACEMENT SHARES
5 GRANT OF OPTIONS TO MR VINCENT ENGLISH Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICRO FOCUS INTERNATIONAL PLC Agenda Number: 713625688
--------------------------------------------------------------------------------------------------------------------------
Security: G6117L194
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: GB00BJ1F4N75
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS TOGETHER Mgmt For For
WITH THE REPORTS OF THE DIRECTORS OF THE
COMPANY AND THE AUDITOR FOR THE YEAR ENDED
31 OCTOBER 2020
02 TO DECLARE A FINAL DIVIDEND OF 15.5 CENTS Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
OCTOBER 2020
03 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 OCTOBER 2020
04 TO RE-ELECT GREG LOCK AS A DIRECTOR Mgmt For For
05 TO RE-ELECT STEPHEN MURDOCH AS A DIRECTOR Mgmt For For
06 TO RE-ELECT BRIAN MCARTHUR-MUSCROFT AS A Mgmt For For
DIRECTOR
07 TO RE-ELECT KAREN SLATFORD AS A DIRECTOR Mgmt For For
08 TO RE-ELECT RICHARD ATKINS AS A DIRECTOR Mgmt For For
09 TO RE-ELECT AMANDA BROWN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT LAWTON FITT AS A DIRECTOR Mgmt For For
11 TO ELECT ROBERT YOUNGJOHNS AS A DIRECTOR Mgmt For For
12 TO ELECT SANDER VAN T NOORDENDE AS A Mgmt For For
DIRECTOR
13 TO APPROVE THE RE-APPOINTMENT OF KPMG LLP Mgmt For For
AS AUDITOR OF THE COMPANY
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR OF THE COMPANY
15 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
ORDINARY SHARES IN THE COMPANY
16 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY Mgmt For For
SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS
17 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY Mgmt For For
SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS
FOR PURPOSES OF ACQUISITIONS OR SPECIFIED
CAPITAL INVESTMENTS
18 TO AUTHORISE THE COMPANY TO ITS OWN SHARES Mgmt For For
19 TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS ON 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED Agenda Number: 935395411
--------------------------------------------------------------------------------------------------------------------------
Security: 594972408
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MSTR
ISIN: US5949724083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Saylor Mgmt For For
Stephen X. Graham Mgmt For For
Jarrod M. Patten Mgmt For For
Leslie J. Rechan Mgmt For For
Carl J. Rickertsen Mgmt For For
2. Approve Amendment No. 5 to the Mgmt Against Against
MicroStrategy Incorporated 2013 Stock
Incentive Plan to increase the number of
shares of class A common stock authorized
for issuance under such plan from 2,300,000
to 2,750,000;
3. Approve the MicroStrategy Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan; and
4. Ratify the selection of KPMG LLP as Mgmt For For
MicroStrategy Incorporated's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935222632
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 10-Jul-2020
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Archana Agrawal Mgmt For For
Hope Cochran Mgmt For For
Dwight Merriman Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935437853
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Dev Ittycheria Mgmt For For
John McMahon Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 935253877
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: T. Michael Nevens Mgmt For For
1B. Election of Director: Deepak Ahuja Mgmt For For
1C. Election of Director: Gerald Held Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: Deborah L. Kerr Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Scott F. Schenkel Mgmt For For
1H. Election of Director: George T. Shaheen Mgmt For For
2. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 30, 2021.
4. To approve a stockholder proposal for Shr For Against
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 935244575
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 19-Aug-2020
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lewis Cirne Mgmt For For
Michael Christenson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTDC LTD Agenda Number: 713181105
--------------------------------------------------------------------------------------------------------------------------
Security: Q6750Y106
Meeting Type: AGM
Meeting Date: 13-Nov-2020
Ticker:
ISIN: AU000000NXT8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF MR STUART DAVIS, AS A Mgmt For For
DIRECTOR
3 ELECTION OF DR EILEEN DOYLE, AS A DIRECTOR Mgmt For For
4 INCREASE IN THE MAXIMUM AGGREGATE ANNUAL Mgmt For For
REMUNERATION OF NON-EXECUTIVE DIRECTORS
5 RATIFICATION OF ISSUE OF SHARES UNDER APRIL Mgmt Against Against
2020 PLACEMENT
6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
MR CRAIG SCROGGIE
--------------------------------------------------------------------------------------------------------------------------
NICE LTD Agenda Number: 713022351
--------------------------------------------------------------------------------------------------------------------------
Security: M7494X101
Meeting Type: OGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: IL0002730112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT DAVID KOSTMAN AS DIRECTOR Mgmt For For
1.2 REELECT RIMON BEN-SHAOUL AS DIRECTOR Mgmt For For
1.3 REELECT YEHOSHUA (SHUKI) EHRLICH AS Mgmt For For
DIRECTOR
1.4 REELECT LEO APOTHEKER AS DIRECTOR Mgmt For For
1.5 REELECT JOSEPH (JOE) COWAN AS DIRECTOR Mgmt For For
2 APPROVE CURRENT LIABILITY INSURANCE POLICY Mgmt For For
AND FUTURE AMENDED LIABILITY INSURANCE
POLICY TO DIRECTORS/OFFICERS
3 APPROVE EXTENSION OF ANNUAL BONUS PLAN OF Mgmt For For
CEO
4 REAPPOINT KOST FORER GABAY & KASIERER AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
5 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD FOR 2016
CMMT 26 AUG 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NICE LTD Agenda Number: 713748474
--------------------------------------------------------------------------------------------------------------------------
Security: M7494X101
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IL0002730112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 "RESOLVED, THAT MR. DAVID KOSTMAN BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.2 "RESOLVED, THAT MR. RIMON BEN-SHAOUL BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.3 "RESOLVED, THAT MR. YEHOSHUA (SHUKI) Mgmt For For
EHRLICH BE ELECTED TO SERVE AS A MEMBER OF
THE BOARD OF THE COMPANY UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY,
EFFECTIVE IMMEDIATELY."
1.4 "RESOLVED, THAT MR. LEO APOTHEKER BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.5 "RESOLVED, THAT MR. JOSEPH (JOE) COWAN BE Mgmt For For
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
2 RESOLVED, THAT MS. ZEHAVA SIMON BE ELECTED Mgmt For For
TO A THREE-YEAR TERM AS OUTSIDE DIRECTOR OF
THE COMPANY, EFFECTIVE AS OF JULY 9, 2021
3 RESOLVED, THAT THE COMPENSATION POLICY, IN Mgmt Against Against
THE FORM ATTACHED AS EXHIBIT A TO THE
COMPANY'S PROXY STATEMENT, BE, AND IT
HEREBY IS, REAPPROVED
4 RESOLVED, THAT THE AWARD FRAMEWORK AND Mgmt For For
SPECIAL LONG-TERM AWARD, AS DESCRIBED IN
ITEM 4 OF THE PROXY STATEMENT AND UPON THE
TERMS DETAILED THEREIN, BE, AND THEY HEREBY
ARE, APPROVED
5 RESOLVED, THAT KOST FORER GABAY & KASIERER, Mgmt For For
CPA, A MEMBER OF ERNST & YOUNG GLOBAL, BE
REAPPOINTED AS THE INDEPENDENT AUDITORS OF
THE COMPANY UNTIL THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND THAT THE BOARD
OF DIRECTORS OF THE COMPANY BE AUTHORIZED
TO SET THEIR COMPENSATION IN ACCORDANCE
WITH THE AMOUNT AND NATURE OF THEIR
SERVICES, OR TO DELEGATE SUCH POWER TO THE
AUDIT COMMITTEE OF THE COMPANY
6 TO DISCUSS THE COMPANY'S AUDITED ANNUAL Non-Voting
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2020
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND CHANGE IN MEETING TYPE FROM
AGM TO OGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NS SOLUTIONS CORPORATION Agenda Number: 714226429
--------------------------------------------------------------------------------------------------------------------------
Security: J59332106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3379900008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Transition to a Company
with Supervisory Committee, Approve Minor
Revisions
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Morita,
Hiroyuki
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oshiro,
Takashi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsumura,
Atsuki
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fukushima,
Tetsuji
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamaoki,
Kazuhiko
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Katsuhiko
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Aoshima,
Yaichi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishii, Atsuko
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishii, Ichiro
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Funakoshi,
Hirofumi
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takahara,
Masayuki
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Higuchi,
Tetsuro
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hoshi,
Shuichiro
4 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
5 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
6 Shareholder Proposal: Approve Appropriation Shr Against For
of Surplus
7 Shareholder Proposal: Approve Purchase of Shr Against For
Own Shares
8 Shareholder Proposal: Approve Details of Shr Against For
the Restricted-Share Compensation to be
received by Directors (Excluding Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 935288298
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Susan L. Mgmt For For
Bostrom
1b. Election of Class I Director: Steven J. Mgmt For For
Gomo
1c. Election of Class I Director: Max de Groen Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
OPEN TEXT CORP Agenda Number: 713030764
--------------------------------------------------------------------------------------------------------------------------
Security: 683715106
Meeting Type: MIX
Meeting Date: 14-Sep-2020
Ticker:
ISIN: CA6837151068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.11 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: P. THOMAS JENKINS Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK J. BARRENECHEA Mgmt For For
1.3 ELECTION OF DIRECTOR: RANDY FOWLIE Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID FRASER Mgmt For For
1.5 ELECTION OF DIRECTOR: GAIL E. HAMILTON Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT HAU Mgmt For For
1.7 ELECTION OF DIRECTOR: STEPHEN J. SADLER Mgmt For For
1.8 ELECTION OF DIRECTOR: HARMIT SINGH Mgmt For For
1.9 ELECTION OF DIRECTOR: MICHAEL SLAUNWHITE Mgmt For For
1.10 ELECTION OF DIRECTOR: KATHARINE B. Mgmt For For
STEVENSON
1.11 ELECTION OF DIRECTOR: DEBORAH WEINSTEIN Mgmt For For
2 RE-APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS INDEPENDENT AUDITORS FOR THE COMPANY
3 THE NON-BINDING SAY-ON-PAY RESOLUTION, THE Mgmt For For
FULL TEXT OF WHICH IS ATTACHED AS SCHEDULE
"A" TO THE CIRCULAR, WITH OR WITHOUT
VARIATION, ON THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY DESCRIBED IN THE MANAGEMENT
PROXY CIRCULAR (THE "CIRCULAR")
4 THE 2004 STOCK PURCHASE PLAN RESOLUTION, Mgmt For For
THE FULL TEXT IS ATTACHED AS SCHEDULE "B"
TO THE CIRCULAR, WITH OR WITHOUT VARIATION,
TO APPROVE THE AMENDMENT OF THE COMPANY'S
2004 STOCK PURCHASE PLAN TO RESERVE FOR
ISSUANCE AN ADDITIONAL 4,000,000 COMMON
SHARES UNDER SUCH PLAN, AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR
5 THE 2004 STOCK OPTION PLAN RESOLUTION, THE Mgmt For For
FULL TEXT OF WHICH IS ATTACHED AS SCHEDULE
"D" TO THE CIRCULAR, WITH OR WITHOUT
VARIATION, TO APPROVE THE AMENDMENT TO THE
COMPANY'S 2004 STOCK OPTION PLAN TO RESERVE
FOR ISSUANCE AN ADDITIONAL 6,000,000 COMMON
SHARES UNDER SUCH PLAN, AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935428169
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alec Gallimore Mgmt For For
Rathi Murthy Mgmt For For
Alex Solomon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of the Company for
its fiscal year ending January 31, 2022.
3. To conduct an advisory, non-binding vote to Mgmt For For
approve the compensation of our named
executive officers.
4. To conduct an advisory, non-binding vote on Mgmt 1 Year For
the frequency of future advisory,
non-binding votes to approve the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935420771
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Rothschild Mgmt For For
Anita Sands Mgmt For For
Susan Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
QTS REALTY TRUST, INC. Agenda Number: 935360141
--------------------------------------------------------------------------------------------------------------------------
Security: 74736A103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: QTS
ISIN: US74736A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chad L. Williams Mgmt For For
John W. Barter Mgmt For For
Joan A. Dempsey Mgmt For For
Catherine R. Kinney Mgmt For For
Peter A. Marino Mgmt For For
Scott D. Miller Mgmt For For
Mazen Rawashdeh Mgmt For For
Wayne M. Rehberger Mgmt For For
Philip P. Trahanas Mgmt For For
Stephen E. Westhead Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's named executive officers.
3. To approve an amendment and restatement of Mgmt For For
the QTS Realty Trust, Inc. 2013 Equity
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE TECHNOLOGY INC Agenda Number: 935359427
--------------------------------------------------------------------------------------------------------------------------
Security: 750102105
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: RXT
ISIN: US7501021056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Arthur Mgmt For For
Jeffrey Benjamin Mgmt For For
Aaron Sobel Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the Company's
executive compensation.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent public accounting firm for
Rackspace Technology for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SCSK CORPORATION Agenda Number: 714242865
--------------------------------------------------------------------------------------------------------------------------
Security: J70081104
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3400400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tabuchi, Masao
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanihara, Toru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamefusa, Koji
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fukunaga,
Tetsuya
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kato, Kei
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Haga, Bin
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsuda,
Kiyoto
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kubo, Tetsuya
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Anzai,
Yasunori
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yabuki,
Kimitoshi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakamura,
Masaichi
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713288098
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF CHAIRMAN OF THE MEETING: THE Non-Voting
CHAIRMAN OF THE BOARD ERIK FROBERG, OR, IN
HIS ABSENCE, THE PERSON DESIGNATED BY THE
BOARD OF DIRECTORS, IS PROPOSED AS CHAIRMAN
OF THE GENERAL MEETING
3 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION THAT THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 RESOLUTION ON INCENTIVE PROGRAM II 2020 AND Mgmt For For
ISSUE OF WARRANTS AND EMPLOYEE STOCK
OPTIONS
8 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713931536
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
8.C1 APPROVE DISCHARGE OF ERIK FROBERG Mgmt For For
8.C2 APPROVE DISCHARGE OF BRIDGET COSGRAVE Mgmt For For
8.C3 APPROVE DISCHARGE OF RENEE ROBINSON Mgmt For For
STROMBERG
8.C4 APPROVE DISCHARGE OF JOHAN STUART Mgmt For For
8.C5 APPROVE DISCHARGE OF BJORN ZETHRAEUS Mgmt For For
8.C6 APPROVE DISCHARGE OF OSCAR WERNER Mgmt For For
8.C7 APPROVE DISCHARGE OF ROBERT GERSTMANN Mgmt For For
9.1 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
9.2 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
10 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 1.5 MILLION FOR CHAIRMAN AND
SEK 700 ,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK APPROVE
REMUNERATION OF AUDITORS
111.1 REELECT ERIK FROBERG AS DIRECTOR Mgmt For For
111.2 REELECT BRIDGET COSGRAVE AS DIRECTOR Mgmt For For
111.3 REELECT RENEE ROBINSON STROMBERG AS Mgmt For For
DIRECTOR
111.4 REELECT JOHAN STUART AS DIRECTOR Mgmt For For
111.5 REELECT BJORN ZETHRAEUS AS DIRECTOR Mgmt For For
111.6 ELECT LUCIANA CARVALHO AS NEW DIRECTOR Mgmt For For
11.2 REELECT ERIK FROBERG AS BOARD CHAIRMAN Mgmt For For
11.3 RATIFY DELOITTE AS AUDITORS Mgmt For For
12 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF FOUR OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
13 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
14 APPROVE REMUNERATION REPORT Mgmt For For
15 APPROVE ISSUANCE OF UP TO 20 PERCENT OF Mgmt For For
SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
16 APPROVE 10:1 STOCK SPLIT AMEND ARTICLES Mgmt For For
ACCORDINGLY
17 APPROVE STOCK OPTION PLAN LTI 2021 FOR KEY Mgmt For For
EMPLOYEES
18 CLOSE MEETING Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SMARTSHEET INC. Agenda Number: 935428943
--------------------------------------------------------------------------------------------------------------------------
Security: 83200N103
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SMAR
ISIN: US83200N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alissa Abdullah Mgmt For For
Brent Frei Mgmt For For
Michael Gregoire Mgmt For For
Rowan Trollope Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SOFTWARE AG Agenda Number: 713737332
--------------------------------------------------------------------------------------------------------------------------
Security: D7045M190
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000A2GS401
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.76 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt Abstain Against
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt Abstain Against
FISCAL YEAR 2020
5 RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 14.8 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 750
MILLION; APPROVE CREATION OF EUR 14.8
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
11 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
12 AMEND ARTICLES RE: AGE LIMIT FOR Mgmt For For
SUPERVISORY BOARD MEMBERS
13 APPROVE AFFILIATION AGREEMENT WITH Mgmt For For
CUMULOCITY GMBH
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 3 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS CORPORATION Agenda Number: 935392770
--------------------------------------------------------------------------------------------------------------------------
Security: 83417Q105
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SWI
ISIN: US83417Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Hoffmann Mgmt Withheld Against
Dennis Howard Mgmt For For
Douglas Smith Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SUNEVISION HOLDINGS LTD Agenda Number: 713150439
--------------------------------------------------------------------------------------------------------------------------
Security: G85700105
Meeting Type: AGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: KYG857001054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0924/2020092401050.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0924/2020092401046.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 30 JUNE
2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.I.A TO RE-ELECT MR. CHAN MAN-YUEN, MARTIN AS Mgmt For For
DIRECTOR
3.I.B TO RE-ELECT MS. LAU YEUK-HUNG, FIONA AS Mgmt For For
DIRECTOR
3.I.C TO RE-ELECT MS. CHENG KA-LAI, LILY AS Mgmt For For
DIRECTOR
3.I.D TO RE-ELECT MR. KWOK PING-LUEN, RAYMOND AS Mgmt For For
DIRECTOR
3.I.E TO RE-ELECT MR. CHEUNG WING-YUI AS DIRECTOR Mgmt For For
3.I.F TO RE-ELECT MR. KWOK KAI-WANG, CHRISTOPHER Mgmt For For
AS DIRECTOR
3.I.G TO RE-ELECT MR. CHAN HONG-KI, ROBERT AS Mgmt For For
DIRECTOR
3.I.H TO RE-ELECT MR. WONG KAI-MAN AS DIRECTOR Mgmt For For
3.II TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX ITS REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
SUNEVISION HOLDINGS LTD Agenda Number: 713405846
--------------------------------------------------------------------------------------------------------------------------
Security: G85700105
Meeting Type: EGM
Meeting Date: 22-Dec-2020
Ticker:
ISIN: KYG857001054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1123/2020112300293.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1123/2020112300299.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE, CONFIRM AND RATIFY THE ENTERING Mgmt For For
INTO OF THE BUILDING CONTRACT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935418067
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until 2023 annual meeting: Sara Liu
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
SWITCH INC Agenda Number: 935416544
--------------------------------------------------------------------------------------------------------------------------
Security: 87105L104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SWCH
ISIN: US87105L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rob Roy Mgmt For For
Angela Archon Mgmt For For
Liane Pelletier Mgmt For For
Zareh Sarrafian Mgmt For For
Kim Sheehy Mgmt For For
Donald D. Snyder Mgmt For For
Tom Thomas Mgmt For For
Bryan Wolf Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Switch,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To vote on an advisory (non-binding) Mgmt For For
proposal to approve the compensation of the
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TECHMATRIX CORPORATION Agenda Number: 714295830
--------------------------------------------------------------------------------------------------------------------------
Security: J82271107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3545130001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yuri, Takashi
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoda,
Yoshihisa
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yai, Takaharu
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suzuki,
Takeshi
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasutake,
Hiroaki
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kaifu, Michi
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Horie, Ari
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sasaki,
Hideyuki
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takayama, Ken
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miura, Ryota
2.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sugihara, Akio
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 935350847
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Lisa R. Mgmt For For
Bacus
1B. Election of Class II Director: Timothy C.K. Mgmt For For
Chou
1C. Election of Class II Director: John G. Mgmt For For
Schwarz
1D. Election of Class I Director: Stephen Mgmt For For
McMillan
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. Approval of the amended and restated Mgmt For For
Teradata 2012 Stock Incentive Plan.
4. Approval of the amended and restated Mgmt For For
Teradata Employee Stock Purchase Plan.
5. Approval of the ratification of the Mgmt For For
appointment of the independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
UNISYS CORPORATION Agenda Number: 935349060
--------------------------------------------------------------------------------------------------------------------------
Security: 909214306
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: UIS
ISIN: US9092143067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter A. Altabef Mgmt For For
1B. Election of Director: Jared L. Cohon Mgmt For For
1C. Election of Director: Nathaniel A. Davis Mgmt For For
1D. Election of Director: Matthew J. Desch Mgmt For For
1E. Election of Director: Denise K. Fletcher Mgmt For For
1F. Election of Director: Philippe Germond Mgmt For For
1G. Election of Director: Lisa A. Hook Mgmt For For
1H. Election of Director: Deborah Lee James Mgmt For For
1I. Election of Director: Paul E. Martin Mgmt For For
1J. Election of Director: Regina Paolillo Mgmt For For
1K. Election of Director: Lee D. Roberts Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935367210
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ZEN
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Archana Mgmt For For
Agrawal
1B. Election of Class I Director: Hilarie Mgmt For For
Koplow-McAdams
1C. Election of Class I Director: Michelle Mgmt For For
Wilson
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Zendesk's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
Wedbush ETFMG Video Game Tech ETF
--------------------------------------------------------------------------------------------------------------------------
11 BIT STUDIOS S.A. Agenda Number: 714182552
--------------------------------------------------------------------------------------------------------------------------
Security: X5969U105
Meeting Type: AGM
Meeting Date: 14-Jun-2021
Ticker:
ISIN: PL11BTS00015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING RESOLUTIONS
4 ADOPTION OF A RESOLUTION ON THE ADOPTION OF Mgmt For For
THE AGENDA
5.A PRESENTATION BY THE SUPERVISORY BOARD OF: Mgmt For For
CONCISE EVALUATION OF THE COMPANY'S
SITUATION, INCLUDING THE EVALUATION OF THE
CONTROL SYSTEM INTERNAL AND SIGNIFICANT
RISK MANAGEMENT SYSTEM FOR THE COMPANY
5.B PRESENTATION BY THE SUPERVISORY BOARD OF: Mgmt For For
REPORTS ON THE ACTIVITIES OF THE
SUPERVISORY BOARD FOR 2020 AND EVALUATION
OF THE WORK OF THE SUPERVISORY BOARD
SUPERVISORY BOARD IN 2020
6 CONSIDERATION AND APPROVAL OF THE Mgmt For For
SUPERVISORY BOARD'S REPORT ON THE
ASSESSMENT FINANCIAL STATEMENTS AND THE
MANAGEMENT BOARD'S REPORT FOR 2020
7 CONSIDERATION AND APPROVAL OF THE Mgmt For For
MANAGEMENT BOARD'S REPORT ON THE COMPANY'S
ACTIVITIES IN 2020 AND THE COMPANY'S
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2020
8 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF THE PROFIT DISCLOSED IN THE
FINANCIAL STATEMENTS FOR 2020
9 ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES Mgmt For For
BY THE MEMBERS OF THE MANAGEMENT BOARD OF
THE COMPANY IN FINANCIAL YEAR 2020
10 GRANTING A VOTE OF APPROVAL TO THE MEMBERS Mgmt For For
OF THE COMPANY'S SUPERVISORY BOARD FOR THE
FULFILLMENT BY THEM DUTIES IN THE FINANCIAL
YEAR 2020
11 ADOPTION OF A RESOLUTION ON THE OPINION OF Mgmt For For
THE COMPANY'S SUPERVISORY BOARD ON ITS
IMPLEMENTATION THE REMUNERATION POLICY IN
THE FINANCIAL YEAR 2020
12 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE CO-OPTION BY APPOINTING A MEMBER OF THE
SUPERVISORY BOARD SUPERVISORY BOARD
13 ADOPTION OF A RESOLUTION ON AMENDMENTS TO Mgmt Against Against
THE COMPANY'S ARTICLES OF ASSOCIATION
14 CLOSING OF THE GENERAL MEETING Non-Voting
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ACER INCORPORATED Agenda Number: 714163956
--------------------------------------------------------------------------------------------------------------------------
Security: Y0003F171
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002353000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION PROPOSAL OF THE FINANCIAL Mgmt For For
STATEMENTS AND BUSINESS REPORT FOR THE YEAR
2020
2 DISCUSSION PROPOSAL OF PROFIT AND LOSS Mgmt For For
APPROPRIATION FOR THE YEAR 2020. PROPOSED
CASH DIVIDEND :TWD 1.5 PER SHARE.
3 TO APPROVE THE PROPOSAL OF AMENDMENTS TO Mgmt For For
ACERS INTERNAL RULES: I. PROCEDURES
GOVERNING ACQUIRING OR DISPOSING OF ASSETS
II. PROCEDURES GOVERNING LENDING OF CAPITAL
TO OTHERS
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935427749
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt Against Against
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ACTOZ SOFT CO LTD, SEOUL Agenda Number: 713671697
--------------------------------------------------------------------------------------------------------------------------
Security: Y0010K106
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: KR7052790003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: TANG RYANG
4 ELECTION OF OUTSIDE DIRECTOR: GAO SHAO SING Mgmt For For
5.1 ELECTION OF AUDIT COMMITTEE MEMBER: CHI HAI Mgmt Against Against
ING
5.2 ELECTION OF AUDIT COMMITTEE MEMBER: GAO Mgmt For For
SHAO SING
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 19 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 26 MAR 2021 TO 31 MAR 2021. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AERIA INC. Agenda Number: 713690091
--------------------------------------------------------------------------------------------------------------------------
Security: J00223107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3105290005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nagashima, Takayuki Mgmt Against Against
2.2 Appoint a Director Kobayashi, Yusuke Mgmt Against Against
2.3 Appoint a Director Miyake, Tomohiro Mgmt For For
2.4 Appoint a Director Yoshimura, Takashi Mgmt Against Against
3.1 Appoint a Corporate Auditor Tanaami, Mgmt For For
Kazuyoshi
3.2 Appoint a Corporate Auditor Kato, Toshio Mgmt For For
3.3 Appoint a Corporate Auditor Wada, Yasuteru Mgmt Against Against
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
AFREECATV CO., LTD. Agenda Number: 713681131
--------------------------------------------------------------------------------------------------------------------------
Security: Y63806106
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7067160002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT :CASH Mgmt Against Against
DIVIDEND OF KRW 650 PER SHARE :CASH
DIVIDEND OF KRW 650 PER SHARE
2.1 NUMBER AND CONTENTS OF PREFERRED SHARE Mgmt For For
2.2 STOCK PURCHASE OPTION Mgmt For For
2.3 RECORD DATE OF DIVIDEND FOR NEW SHARES Mgmt For For
2.4 TRANSFER AGENT Mgmt For For
2.5 RECORD DATE AND CLOSING OF SHAREHOLDER LIST Mgmt For For
2.6 ISSUANCE OF CONVERTIBLE BONDS Mgmt For For
2.7 ISSUANCE OF BONDS WITH WARRANT Mgmt For For
2.8 ELECTION OF AUDITOR Mgmt For For
3 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION
4 ELECTION OF OUTSIDE DIRECTOR: JEONG JAE MIN Mgmt For For
5 ELECTION OF AUDITOR: GIM SEONG U Mgmt Against Against
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
7 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 1 & 2.1 TO 2.8. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AIMING INC. Agenda Number: 713662989
--------------------------------------------------------------------------------------------------------------------------
Security: J0R63K100
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3161050004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Reduction of Stated Capital and Mgmt For For
Capital Reserve, and Appropriation of
Surplus
2.1 Appoint a Director Shiiba, Tadashi Mgmt Against Against
2.2 Appoint a Director Hagiwara, Kazuyuki Mgmt Against Against
2.3 Appoint a Director Tamura, Noritaka Mgmt Against Against
2.4 Appoint a Director Takechi, Tomoyuki Mgmt For For
2.5 Appoint a Director Shin Joon Oh Mgmt Against Against
3 Appoint a Corporate Auditor Suehiro, Mgmt For For
Takashi
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
AKATSUKI INC. Agenda Number: 714272591
--------------------------------------------------------------------------------------------------------------------------
Security: J0105L107
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3107000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Koda, Tetsuro Mgmt For For
2.2 Appoint a Director Totsuka, Yuki Mgmt For For
2.3 Appoint a Director Katsuya, Hisashi Mgmt For For
2.4 Appoint a Director Mizuguchi, Tetsuya Mgmt For For
3 Appoint a Corporate Auditor Okamoto, Mgmt For For
Kentaro
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 714130969
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND: TWD
26 PER SHARE.
3 AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For For
4 AMENDMENT TO THE RULES FOR ELECTION OF Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ATARI SA Agenda Number: 713499285
--------------------------------------------------------------------------------------------------------------------------
Security: F04280107
Meeting Type: MIX
Meeting Date: 15-Feb-2021
Ticker:
ISIN: FR0010478248
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 20 JAN 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. PLEASE
NOTE THAT DUE TO THE CURRENT COVID19 CRISIS
AND IN ACCORDANCE WITH THE PROVISIONS
ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW
NO. 2020-1379 OF NOVEMBER 14, 2020,
EXTENDED AND MODIFIED BY LAW N DECREE
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE. THANK YOU
CMMT 27 JAN 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202101082004883-4 ; PLEASE NOTE THAT
THIS IS A REVISION DUE TO MODIFICATION OF
THE TEXT OF RESOLUTIONS 16 AND 23. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020 AND DISCHARGE GRANTED TO THE
MEMBERS OF THE BOARD OF DIRECTORS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 MARCH 2020
4 RATIFICATION OF THE CO-OPTATION OF MR. WADE Mgmt For For
ROSEN AS DIRECTOR, AS A REPLACEMENT FOR MR.
ERICK EUVRARD, WHO RESIGNED
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ALYSSA PADIA WALLES AS DIRECTOR
6 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt For For
KELLY BIANUCCI AS DIRECTOR, AS A
REPLACEMENT FOR MRS. ISABELLE ANDRES, WHO
RESIGNED
7 RENEWAL OF THE TERM OF OFFICE OF MRS. KELLY Mgmt For For
BIANUCCI AS DIRECTOR
8 APPOINTMENT OF MR. FREDERIC CHESNAIS AS Mgmt Against Against
DIRECTOR
9 SETTING OF THE ATTENDANCE FEES AMOUNT Mgmt For For
10 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
11 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR GRANTED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 MARCH 2020 TO MR.
FREDERIC CHESNAIS, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt Against Against
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER
13 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES
14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES ACQUIRED UNDER A BUYBACK
PROGRAM
15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO ISSUE SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL OR DEBT SECURITIES OF THE COMPANY,
WITH RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO ISSUE SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL OR DEBT SECURITIES OF THE COMPANY
OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF
DEBT SECURITIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF A PUBLIC OFFERING, WITH
THE EXCEPTION OF THE OFFERS REFERRED TO IN
PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING TRANSFERABLE SECURITIES OF THE
COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT FOR THE BENEFIT OF MEMBERS OF A
COMPANY SAVINGS PLAN
18 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF
OVERSUBSCRIPTION IN THE EVENT OF AN ISSUE
OF TRANSFERABLE SECURITIES REFERRED TO IN
RESOLUTIONS 15, 16 AND 17, WITHIN THE LIMIT
OF 15% OF THE INITIAL ISSUE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY, OUTSIDE OF A PUBLIC EXCHANGE
OFFER (OPE)
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF SHARES AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY, IN THE CONTEXT OF A PUBLIC
EXCHANGE OFFER(OPE)
21 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt Against Against
GRANT OPTIONS TO SUBSCRIBE FOR AND/OR
PURCHASE SHARE OF THE COMPANY
22 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO SET THE ISSUE PRICE OF SHARES
OR ANY TRANSFERABLE SECURITIES GRANTING
ACCESS, IMMEDIATELY OR IN THE FUTURE, TO
THE CAPITAL IN THE EVENT OF CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, WITHIN THE ANNUAL LIMIT OF 10% OF
THE CAPITAL
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS IN ORDER TO PROCEED WITH
THE ISSUE OF COMMON SHARES OR ANY
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, WITHIN THE LIMIT OF 20% OF THE
SHARE CAPITAL PER YEAR, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY AN OFFER REFERRED TO
IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF
THE FRENCH MONETARY AND FINANCIAL CODE
24 OVERALL CEILING OF DELEGATIONS Mgmt For For
25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
BY CAPITALIZATION OF RESERVES, PROFITS OR
OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE
ALLOWED
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC. Agenda Number: 714218371
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606D102
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3778630008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Taguchi, Mitsuaki Mgmt Against Against
2.2 Appoint a Director Kawaguchi, Masaru Mgmt Against Against
2.3 Appoint a Director Otsu, Shuji Mgmt Against Against
2.4 Appoint a Director Asako, Yuji Mgmt Against Against
2.5 Appoint a Director Miyakawa, Yasuo Mgmt Against Against
2.6 Appoint a Director Kono, Satoshi Mgmt Against Against
2.7 Appoint a Director Asanuma, Makoto Mgmt Against Against
2.8 Appoint a Director Kawasaki, Hiroshi Mgmt Against Against
2.9 Appoint a Director Kawana, Koichi Mgmt For For
2.10 Appoint a Director Kuwabara, Satoko Mgmt For For
2.11 Appoint a Director Noma, Mikiharu Mgmt For For
2.12 Appoint a Director Shimada, Toshio Mgmt For For
3 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
CAPCOM CO.,LTD. Agenda Number: 714183439
--------------------------------------------------------------------------------------------------------------------------
Security: J05187109
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3218900003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsujimoto,
Kenzo
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tsujimoto,
Haruhiro
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyazaki,
Satoshi
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Egawa, Yoichi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nomura,
Kenkichi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muranaka, Toru
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizukoshi,
Yutaka
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kotani, Wataru
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 712888556
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS ABLE TO ADOPT
BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION OF THE REPORTS OF THE Mgmt For For
COMPANY'S GOVERNING BODIES, THE COMPANY'S
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR 2019
6 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS FOR 2019
7 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE CD PROJEKT CAPITAL GROUP
FOR 2019
8 ADOPTION OF A RESOLUTION APPROVING THE Mgmt For For
MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES
OF THE CD PROJEKT CAPITAL GROUP AND CD
PROJEKT S.A. FOR 2019
9 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
DISTRIBUTION OF THE COMPANY'S PROFIT FOR
2019
10 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE PRESIDENT
OF THE MANAGEMENT BOARD, ADAM KICINSKI,
FROM JANUARY 1 TO DECEMBER 31, 2019
11 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE MANAGEMENT BOARD, MARCIN
IWI SKI, FROM JANUARY 1 TO DECEMBER 31,
2019
12 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE MANAGEMENT BOARD, PIOTR
NIELUBOWICZ, FROM JANUARY 1 TO DECEMBER 31,
2019
13 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE MEMBER OF
THE MANAGEMENT BOARD, ADAM BADOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
14 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY MEMBER OF THE
MANAGEMENT BOARD, MICHAL NOWAKOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
15 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY MEMBER OF THE
MANAGEMENT BOARD, PIOTR KARWOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
16 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE MEMBER OF
THE MANAGEMENT BOARD, MR OLEG KLAPOVSKIY,
FROM JANUARY 1 TO MAY 23, 2019
17 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE CHAIRWOMAN
OF THE SUPERVISORY BOARD, KATARZYNA SZWARC,
FROM JANUARY 1 TO DECEMBER 31, 2019
18 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE SUPERVISORY BOARD, PIOTR P
GOWSKI, FROM JANUARY 1 TO DECEMBER 31, 2019
19 ADOPTION OF A RESOLUTION ON DISCHARGING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, MR. MICHAL
BIENI, FROM DISCHARGING HIS DUTIES FROM
JANUARY 1 TO DECEMBER 31, 2019
20 ADOPTION OF A RESOLUTION ON DISCHARGING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, MR
KRZYSZTOF KILIAN, FROM PERFORMANCE OF HIS
DUTIES IN THE PERIOD FROM JANUARY 1 TO
DECEMBER 31, 2019
21 ADOPTION OF A RESOLUTION ON GRANTING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD MR. MACIEJ
NIELUBOWICZ THE VOTE OF APPROVAL FOR THE
FULFILLMENT OF DUTIES IN THE PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2019
22 ADOPTION OF A RESOLUTION REGARDING THE Mgmt Against Against
ADOPTION OF A REMUNERATION POLICY FOR
MEMBERS OF THE MANAGEMENT BOARD AND MEMBERS
OF THE COMPANY'S SUPERVISORY BOARD
23 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
PROVISIONS OF THE RESOLUTION INTRODUCING
THE INCENTIVE PROGRAM FOR 2016-2021
24 ADOPTION OF A RESOLUTION AUTHORIZING THE Mgmt For For
COMPANY'S MANAGEMENT BOARD TO PURCHASE THE
COMPANY'S OWN SHARES AND TO CREATE A
RESERVE CAPITAL TO PURCHASE THE COMPANY'S
OWN SHARES
25 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
INTRODUCTION OF THE INCENTIVE PROGRAM
26 ADOPTION OF A RESOLUTION REGARDING THE Mgmt Against Against
ISSUE OF THE INCENTIVE PROGRAM,
SUBSCRIPTION WARRANTS WITH DEPRIVATION OF
THE PRE-EMPTIVE RIGHT OF EXISTING
SHAREHOLDERS, ENTITLING THEM TO SUBSCRIBE
FOR SERIES N SHARES AND A CONDITIONAL
INCREASE OF THE SHARE CAPITAL BY ISSUING
SERIES N SHARES, DEPRIVING EXISTING
SHAREHOLDERS OF PRE-EMPTIVE RIGHTS,
APPLYING FOR ADMISSION AND INTRODUCTION OF
NEW SERIES N SHARES TO TRADING ON THE
REGULATED MARKET OPERATED BY THE WARSAW
STOCK EXCHANGE AND RELATED CHANGES IN THE
COMPANY'S ARTICLES OF ASSOCIATION
27 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
DISSOLUTION OF THE RESERVE CAPITAL CREATED
TO COVER EXPENSES FOR THE PURCHASE OF OWN
SHARES
28 CLOSING THE MEETING Non-Voting
CMMT 29 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 713062886
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: EGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
PROVISIONS OF THE RESOLUTION INTRODUCING
THE INCENTIVE SCHEME
6 ADOPTION OF A RESOLUTION ON THE ISSUE FOR Mgmt For For
THE IMPLEMENTATION OF THE INCENTIVE SCHEME,
SUBSCRIPTION WARRANTS DEPRIVING THE
EXISTING SHAREHOLDERS OF THE SUBSCRIPTION
RIGHT, ENTITLING TO TAKE UP N SERIES SHARES
AND A CONDITIONAL INCREASE OF THE SHARE
CAPITAL BY ISSUING N SERIES SHARES,
DEPRIVING THE EXISTING SHAREHOLDERS OF THE
SUBSCRIPTION RIGHT, APPLYING FOR ADMISSION
AND INTRODUCTION OF THE SHARES OF THE NEW
SERIES N ISSUE TO TRADING ON THE REGULATED
MARKET OPERATED BY THE WARSAW STOCK
EXCHANGE AND THE RELATED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
7 CLOSING THE MEETING Non-Voting
CMMT 02 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
06 SEP 2020 TO 04 SEP 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 714067318
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 569715 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION OF THE REPORTS OF THE Mgmt For For
COMPANY'S BODIES, THE COMPANY'S FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2020
6 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE COMPANY'S FINANCIAL STATEMENTS FOR 2020
7 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE CD PROJEKT CAPITAL GROUP FOR 2020
8 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE MANAGEMENT BOARD'S REPORT ON THE
ACTIVITIES OF THE CD PROJEKT CAPITAL GROUP
AND CD PROJEKT S.A. FOR 2020
9 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF THE COMPANY'S PROFIT FOR
2020
10 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE PRESIDENT OF THE
MANAGEMENT BOARD, MR. ADAM KICI SKI, FOR
THE PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
11 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE VICE PRESIDENT OF THE
MANAGEMENT BOARD, MR. MARCIN IWI SKI, FOR
THE PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
12 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE VICE-PRESIDENT OF THE
MANAGEMENT BOARD, MR. PIOTR NIELUBOWICZ,
FOR THE PERFORMANCE OF HIS DUTIES IN THE
PERIOD FROM 1 JANUARY TO 31 DECEMBER 2020
13 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE MEMBER OF THE MANAGEMENT
BOARD, MR. ADAM BADOWSKI, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
14 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
MEMBER OF THE MANAGEMENT BOARD, MR. MICHA
NOWAKOWSKI, FROM PERFORMING HIS DUTIES IN
THE PERIOD FROM 1 JANUARY TO 31 DECEMBER
2020
15 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
MEMBER OF THE MANAGEMENT BOARD, MR. PIOTR
KARWOWSKI FROM THE PERFORMANCE OF HIS
DUTIES IN THE PERIOD FROM 1 JANUARY TO 31
DECEMBER 2020
16 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
CHAIRWOMAN OF THE SUPERVISORY BOARD, MS
KATARZYNA SZWARC, FROM THE PERFORMANCE OF
HER DUTIES IN THE PERIOD FROM 1 JANUARY TO
31 DECEMBER 2020
17 ADOPTION OF A RESOLUTION ON DISCHARGING MR. Mgmt For For
PIOTR P GOWSKI, VICE-CHAIRMAN OF THE
SUPERVISORY BOARD, FOR THE PERFORMANCE OF
HIS DUTIES IN THE PERIOD FROM 1 JANUARY TO
31 DECEMBER 2020
18 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO A MEMBER OF THE SUPERVISORY
BOARD, MR. MICHA BIE , FOR THE PERFORMANCE
OF HIS DUTIES IN THE PERIOD FROM 1 JANUARY
TO 31 DECEMBER 2020
19 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO A MEMBER OF THE SUPERVISORY
BOARD, MR. KRZYSZTOF KILIAN, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
20 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO MACIEJ NIELUBOWICZ, MEMBER
OF THE SUPERVISORY BOARD, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
21 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
EXPRESSION OF AN OPINION ON THE REPORT OF
THE SUPERVISORY BOARD OF CD PROJEKT S.A. ON
THE REMUNERATION OF MEMBERS OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD FOR
2019-2020
22 ADOPTION OF RESOLUTIONS ON THE APPOINTMENT Mgmt Abstain Against
OF MEMBERS OF THE SUPERVISORY BOARD FOR A
NEW TERM OF OFFICE
23 ADOPTION OF A RESOLUTION ON AMENDMENTS TO Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
24 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ADOPTION OF A
RESOLUTION ON CHANGING THE REMUNERATION OF
THE MEMBERS OF THE SUPERVISORY BOARD OF THE
COMPANY
25 CLOSING THE MEETING Non-Voting
CMMT 07 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 13. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINESE GAMER INTERNATIONAL CORP Agenda Number: 714135286
--------------------------------------------------------------------------------------------------------------------------
Security: Y1520P106
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0003083002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION FOR 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 RATIFICATION FOR THE PROPOSAL FOR 2020 Mgmt For For
DEFICIT COMPENSATION.
3 DISCUSSION ON PARTIAL AMENDMENTS TO THE Mgmt For For
ARTICLES OF INCORPORATION.
4 DISCUSSION ON PARTIAL AMENDMENTS TO THE Mgmt For For
PROCEDURES FOR ELECTION OF DIRECTORS AND
SUPERVISORS.
5 DISCUSSION ON PARTIAL AMENDMENTS TO THE Mgmt For For
RULES OF PROCEDURE FOR SHAREHOLDERS
MEETINGS.
6.1 THE ELECTION OF THE DIRECTOR:SOFT-WORLD Mgmt Against Against
INTERNATIONAL CORP. ,SHAREHOLDER NO.1,WANG,
CHIN-PO AS REPRESENTATIVE
6.2 THE ELECTION OF THE DIRECTOR:SHYUE-SEN Mgmt Against Against
LEU,SHAREHOLDER NO.41
6.3 THE ELECTION OF THE DIRECTOR:YU-MIN Mgmt Against Against
LIU,SHAREHOLDER NO.39
6.4 THE ELECTION OF THE DIRECTOR:CHIH-MIN Mgmt Against Against
CHEN,SHAREHOLDER NO.169
6.5 THE ELECTION OF THE DIRECTOR:MING-LONG Mgmt Against Against
WANG,SHAREHOLDER NO.C100552XXX
6.6 THE ELECTION OF THE DIRECTOR:JIESHENG Mgmt Against Against
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.431,FENG-CHAO PAI AS REPRESENTATIVE
6.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HSUAN- CHU LIN,SHAREHOLDER
NO.E122270XXX
6.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:SHEEN-YIE FANG,SHAREHOLDER
NO.Q120091XXX
6.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CHEN, SIN- HORNG,SHAREHOLDER
NO.L101793XXX
7 RELEASE OF THE NINTH DIRECTOR FROM THE Mgmt For For
PROHIBITION
--------------------------------------------------------------------------------------------------------------------------
CODEMASTERS GROUP HOLDINGS PLC Agenda Number: 712916204
--------------------------------------------------------------------------------------------------------------------------
Security: G2252A101
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: GB00BFWZ2G72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 RE-ELECT GERHARD FLORIN AS DIRECTOR Mgmt For For
3 ELECT IAN BELL AS DIRECTOR Mgmt For For
4 ELECT LISA THOMAS AS DIRECTOR Mgmt For For
5 REAPPOINT GRANT THORNTON UK LLP AS AUDITORS Mgmt For For
6 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
7 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
8 AUTHORISE ISSUE OF EQUITY Mgmt For For
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
10 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
CODEMASTERS GROUP HOLDINGS PLC Agenda Number: 713456463
--------------------------------------------------------------------------------------------------------------------------
Security: G2252A101
Meeting Type: CRT
Meeting Date: 21-Dec-2020
Ticker:
ISIN: GB00BFWZ2G72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 FOR THE PURPOSE OF CONSIDERING AND, IF Mgmt No vote
THOUGHT FIT, APPROVING (WITH OR WITHOUT
MODIFICATION) A SCHEME OF ARRANGEMENT
PROPOSED TO BE MADE PURSUANT TO PART 26 OF
THE COMPANIES ACT 2006 (THE "SCHEME")
BETWEEN THE COMPANY AND THE SCHEME
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
CODEMASTERS GROUP HOLDINGS PLC Agenda Number: 713456451
--------------------------------------------------------------------------------------------------------------------------
Security: G2252A101
Meeting Type: OGM
Meeting Date: 21-Dec-2020
Ticker:
ISIN: GB00BFWZ2G72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FOR THE PURPOSES OF THE SCHEME: (A) TO Mgmt No vote
AUTHORISE THE DIRECTORS TO TAKE ALL SUCH
ACTION AS THEY CONSIDER NECESSARY OR
APPROPRIATE FOR CARRYING THE SCHEME INTO
EFFECT; (B) THE CANCELLATION OF THE
ADMISSION OF CODEMASTERS SHARES TO TRADING
ON AIM; (C) THE COMPANY'S RE-REGISTRATION
AS A PRIVATE LIMITED COMPANY; AND (D)
AMENDING THE ARTICLES OF ASSOCIATION OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CODEMASTERS GROUP HOLDINGS PLC Agenda Number: 713498865
--------------------------------------------------------------------------------------------------------------------------
Security: G2252A101
Meeting Type: CRT
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB00BFWZ2G72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 FOR THE PURPOSE OF CONSIDERING AND, IF Mgmt For For
THOUGHT FIT, APPROVING (WITH OR WITHOUT
MODIFICATION) A SCHEME OF ARRANGEMENT
PROPOSED TO BE MADE PURSUANT TO PART 26 OF
THE COMPANIES ACT 2006 (THE "SCHEME")
BETWEEN THE COMPANY AND THE SCHEME
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
CODEMASTERS GROUP HOLDINGS PLC Agenda Number: 713498877
--------------------------------------------------------------------------------------------------------------------------
Security: G2252A101
Meeting Type: OGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB00BFWZ2G72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FOR THE PURPOSES OF THE SCHEME: (A) TO Mgmt For For
AUTHORISE THE DIRECTORS TO TAKE ALL SUCH
ACTION AS THEY MAY CONSIDER NECESSARY OR
APPROPRIATE FOR CARRYING THE SCHEME INTO
EFFECT; (B) THE CANCELLATION OF THE
ADMISSION OF CODEMASTERS SHARES TO TRADING
ON AIM; (C) THE COMPANY'S RE-REGISTRATION
AS A PRIVATE LIMITED COMPANY; AND (D)
AMENDING THE ARTICLES OF ASSOCIATION OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
COLOPL,INC. Agenda Number: 713421232
--------------------------------------------------------------------------------------------------------------------------
Security: J0815U108
Meeting Type: AGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: JP3305960001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Baba, Naruatsu
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Harai,
Yoshiaki
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ishiwatari,
Ryosuke
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sugai, Kenta
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sakamoto, Yu
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ikeda, Yoichi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ishiwatari,
Shinsuke
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yanagisawa,
Koji
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamesue, Dai
--------------------------------------------------------------------------------------------------------------------------
COM2US CORPORATION Agenda Number: 713680317
--------------------------------------------------------------------------------------------------------------------------
Security: Y1695S109
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7078340007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3.1 ELECTION OF INSIDE DIRECTOR: I JU HWAN Mgmt Against Against
3.2 ELECTION OF OUTSIDE DIRECTOR: I SANG GU Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
5 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
6 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
CORSAIR GAMING, INC. Agenda Number: 935385977
--------------------------------------------------------------------------------------------------------------------------
Security: 22041X102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CRSR
ISIN: US22041X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew J. Paul Mgmt For For
Samuel R. Szteinbaum Mgmt For For
Jason Cahilly Mgmt For For
2. The audit committee of our board of Mgmt For For
directors has selected KPMG LLP, or KPMG,
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021, and is seeking
ratification of such selection by our
stockholders at the 2021 Annual Meeting.
3. Non-Binding, Advisory Resolution To Approve Mgmt For For
The Compensation Of Our Named Executive
Officers.
4. Advisory Vote On The Frequency Of Future Mgmt 1 Year Against
Advisory ("Say-On-Pay") Votes By
Stockholders On The Compensation Of Our
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
CYBERSTEP,INC. Agenda Number: 713022135
--------------------------------------------------------------------------------------------------------------------------
Security: J1029J103
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: JP3311520005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sato, Rui Mgmt Against Against
2.2 Appoint a Director Owada, Yutaka Mgmt Against Against
2.3 Appoint a Director Ogawa, Yusuke Mgmt Against Against
2.4 Appoint a Director Ochiai, Shigemasa Mgmt Against Against
2.5 Appoint a Director Ishii, Yuichi Mgmt Against Against
2.6 Appoint a Director Ogata, Junichi Mgmt Against Against
2.7 Appoint a Director Takahashi, Ryota Mgmt Against Against
2.8 Appoint a Director Futada, Masashi Mgmt Against Against
2.9 Appoint a Director Sawa, Akito Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DENA CO.,LTD. Agenda Number: 714212127
--------------------------------------------------------------------------------------------------------------------------
Security: J1257N107
Meeting Type: AGM
Meeting Date: 19-Jun-2021
Ticker:
ISIN: JP3548610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Namba, Tomoko Mgmt Against Against
2.2 Appoint a Director Okamura, Shingo Mgmt Against Against
2.3 Appoint a Director Oi, Jun Mgmt Against Against
2.4 Appoint a Director Watanabe, Keigo Mgmt Against Against
2.5 Appoint a Director Funatsu, Koji Mgmt For For
2.6 Appoint a Director Asami, Hiroyasu Mgmt For For
2.7 Appoint a Director Miyagi, Haruo Mgmt For For
3 Appoint a Corporate Auditor Koizumi, Mgmt For For
Shinichi
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
DIGITAL BROS SPA Agenda Number: 713134790
--------------------------------------------------------------------------------------------------------------------------
Security: T3520V105
Meeting Type: AGM
Meeting Date: 28-Oct-2020
Ticker:
ISIN: IT0001469995
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
O.1.1 BALANCE SHEET AS OF 30 JUNE 2020 AND PROFIT Mgmt For For
ALLOCATION PROPOSAL: TO APPROVE THE BALANCE
SHEET AS OF 30 JUNE 2020, TOGETHER WITH
DIRECTOR'S REPORT ON MANAGEMENT; INTERNAL
AND EXTERNAL AUDITORS REPORT; TO PRESENT
THE CONSOLIDATED BALANCE SHEET AS OF 30
JUNE 2020
O.1.2 BALANCE SHEET AS OF 30 JUNE 2020 AND PROFIT Mgmt For For
ALLOCATION PROPOSAL: DIGITAL BROS S.P.A.
PROFIT ALLOCATION
O.2.1 REWARDING POLICY AND EMOLUMENT PAID REPORT Mgmt Against Against
AS PER ARTICLE 123-TER, ITEM 3-BIS AND 6 OF
THE LEGISLATIVE DECREE NO. 58/98: BINDING
RESOLUTION ON THE REWARDING POLICY FIRST
SECTION DRAFTED AS PER ARTICLE 123-TER,
ITEM 3, OF THE LEGISLATIVE DECREE NO. 58/98
O.2.2 REWARDING POLICY AND EMOLUMENT PAID REPORT Mgmt Against Against
AS PER ARTICLE 123-TER, ITEM 3-BIS AND 6 OF
THE LEGISLATIVE DECREE NO. 58/98:
NON-BINDING RESOLUTION ON THE REWARDING
POLICY SECOND SECTION DRAFTED AS PER
ARTICLE 123-TER, ITEM 6, OF THE LEGISLATIVE
DECREE NO. 58/98
O.3.1 TO APPOINT BOARD OF DIRECTORS': TO STATE Mgmt For For
BOARD OF DIRECTORS MEMBERS' NUMBER
O.3.2 TO APPOINT BOARD OF DIRECTORS': TO STATE Mgmt For For
BOARD OF DIRECTORS' TERM OF OFFICE
O.3.3 TO APPOINT BOARD OF DIRECTORS': TO APPOINT Mgmt For For
DIRECTORS
O.3.4 TO APPOINT BOARD OF DIRECTORS': TO APPOINT Mgmt Abstain Against
THE CHAIRMAN
O.3.5 TO APPOINT BOARD OF DIRECTORS': TO STATE Mgmt Abstain Against
BOARD OF DIRECTORS' MEMBERS EMOLUMENT
O.4.1 TO APPOINT INTERNAL AUDITORS FOR THE Mgmt For For
THREE-YEAR PERIOD 2021-2023: TO APPOINT
THREE EFFECTIVE AND TWO ALTERNATE AUDITORS
O.4.2 TO APPOINT INTERNAL AUDITORS FOR THE Mgmt For For
THREE-YEAR PERIOD 2021-2023: TO APPOINT
INTERNAL AUDITORS' CHAIRMAN
O.4.3 TO APPOINT INTERNAL AUDITORS FOR THE Mgmt Abstain Against
THREE-YEAR PERIOD 2021-2023: TO STATE
INTERNAL AUDITORS EFFECTIVE MEMBERS' ANNUAL
EMOLUMENT
CMMT 22 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL BROS SPA Agenda Number: 714170937
--------------------------------------------------------------------------------------------------------------------------
Security: T3520V105
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: IT0001469995
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO MODIFY AND TO APPROVE REMUNERATION Mgmt Against Against
POLICY AS PER ART 123.TER ITEM 3-BIS OF
ITALIAN FINANCIAL CODE. RESOLUTIONS RELATED
THERETO
O.2 TO APPROVE AN INCENTIVE MONETARY LONG TERM Mgmt For For
PLANNON BASED ON FINANCIAL INSTRUMENTS FOR
PERIOD 2021-2027 IN FAVOR OF COMPANY
EXECUTIVE DIRECTORS AND KEY MANAGEMENT OF
DIGITAL BROS GROUP. RESOLUTIONS RELATED
THERETO
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt For For
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt For For
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt For For
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
EMBRACER GROUP AB Agenda Number: 713032477
--------------------------------------------------------------------------------------------------------------------------
Security: W2504N101
Meeting Type: AGM
Meeting Date: 16-Sep-2020
Ticker:
ISIN: SE0013121589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE AGENDA OF MEETING Non-Voting
7 RECEIVE PRESENTATION ON BUSINESS ACTIVITIES Non-Voting
8 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
9.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
9.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
9.C APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For
10 DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt Against Against
AGGREGATE AMOUNT OF SEK 1.55 MILLION
APPROVE REMUNERATION OF AUDITORS
12 REELECT DAVID GARDNER, ULF HJALMARSSON, Mgmt Against Against
JACOB JONMYREN, MATTHEW KARCH, ERIK
STENBERG, KICKI WALLJE-LUND (CHAIR) AND
LARS WINGEFORS AS DIRECTORS RATIFY ERNST
YOUNG AS AUDITORS
13 AMEND ARTICLES RE: PARTICIPATION AT GENERAL Mgmt For For
MEETING
14 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
15 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EMBRACER GROUP AB Agenda Number: 713325961
--------------------------------------------------------------------------------------------------------------------------
Security: W2504N101
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: SE0013121589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE AGENDA OF MEETING Non-Voting
7 APPROVE ISSUANCE OF CLASS B SHARES OF UP TO Mgmt For For
10 PERCENT OF ISSUED SHARES WITHOUT
PREEMPTIVE RIGHTS
8 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EMBRACER GROUP AB Agenda Number: 713601741
--------------------------------------------------------------------------------------------------------------------------
Security: W2504N101
Meeting Type: EGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: SE0013121589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE AGENDA OF MEETING Non-Voting
7 APPROVE ISSUANCE OF UP TO 41.7 MILLION Mgmt For For
CLASS B SHARES WITHOUT PREEMPTIVE RIGHTS
8 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt For For
TOTAL AMOUNT OF SHARES WITHOUT PREEMPTIVE
RIGHTS
9 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ENAD GLOBAL 7 AB Agenda Number: 714013365
--------------------------------------------------------------------------------------------------------------------------
Security: W3R06J102
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: SE0010520106
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING ELECT CHAIRMAN OF MEETING Non-Voting
2 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
3 APPROVE AGENDA OF MEETING Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
7.C APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For
8 DETERMINE NUMBER OF MEMBERS (6)AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
9 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 600,000 TO CHAIRMAN AND SEK
250,000 TO OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK APPROVE
REMUNERATION OF AUDITORS
10 REELECT ALEXANDER ALBEDJ (CHAIR), ERIK Mgmt For For
NIELSEN, GUNNAR LINDAND MARIE-LOUISE
GEFWERT AS DIRECTORS ELECT GEORGY
CHUMBRIDZE AND JASON EPSTEIN AS NEW
DIRECTORS RATIFY ERNST YOUNG AS AUDITORS
11 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF THREE OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
12 SET MINIMUM (SEK 3.5 MILLION) AND MAXIMUM Mgmt For For
(SEK 13.9 MILLION) SHARE CAPITAL SET
MINIMUM (86.7MILLION) AND MAXIMUM
(346.8MILLION) NUMBER OF SHARES PROXY AND
POSTAL VOTING PARTICIPATION AT GM
13 APPROVE ISSUANCE OF UP TO 20PERCENT OF Mgmt For For
SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
14 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FOCUS HOME INTERACTIVE SA Agenda Number: 713755126
--------------------------------------------------------------------------------------------------------------------------
Security: F3810K103
Meeting Type: MIX
Meeting Date: 16-Apr-2021
Ticker:
ISIN: FR0012419307
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100717-39,
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103122100495-31
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 RATIFICATION OF THE CO-OPTION OF MRS. Mgmt For For
TIPHANIE LAMY AS MEMBER OF THE SUPERVISORY
BOARD, AS A REPLACEMENT FOR MR. CHRISTOPHE
NOBILEAU, WHO RESIGNED
2 APPOINTMENT OF MRS. THAIMA SAMMAN AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
3 APPOINTMENT OF MRS. LOUISE TINGSTROM AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
4 SETTING OF THE COMPENSATION OF MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
5 APPROVAL OF AN AGREEMENT REFERRED TO IN Mgmt Abstain Against
ARTICLES L.225-86 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
6 AUTHORISATION TO BE GRANTED TO THE Mgmt Against Against
MANAGEMENT BOARD IN ORDER FOR THE COMPANY
TO PURCHASE ITS OWN SHARES PURSUANT TO
ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL
CODE
7 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT BOARD IN ORDER TO DECIDE
EITHER ON THE ISSUE, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
IMMEDIATE OR FUTURE ACCESS TO THE CAPITAL
OR GRANTING ENTITLEMENT TO A DEBT SECURITY,
OR ON THE CAPITALISATION OF PROFITS,
RESERVES OR PREMIUMS
8 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT BOARD IN ORDER TO DECIDE ON
THE ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE OR FUTURE
ACCESS TO THE CAPITAL OR GRANTING
ENTITLEMENT TO A DEBT SECURITY, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WITHOUT INDICATION OF
THE BENEFICIARIES AND BY PUBLIC OFFERING
9 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT BOARD IN ORDER TO DECIDE ON
THE ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE OR FUTURE
ACCESS TO THE CAPITAL OR GRANTING
ENTITLEMENT TO A DEBT SECURITY, BY MEANS OF
AN OFFER REFERRED TO IN SECTION I OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE AND WITHIN THE LIMIT OF 20%
OF THE SHARE CAPITAL PER YEAR, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHOUT INDICATING
BENEFICIARIES
10 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT BOARD IN ORDER TO DECIDE ON
THE ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE OR FUTURE
ACCESS TO THE CAPITAL OR GRANTING
ENTITLEMENT TO A DEBT SECURITY, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF CATEGORIES OF BENEFICIARIES
11 AUTHORISATION TO BE GRANTED TO THE Mgmt Against Against
MANAGEMENT BOARD IN ORDER TO INCREASE THE
NUMBER OF SECURITIES ISSUED PURSUANT TO THE
PROVISIONS OF ARTICLE L.225-135-1 OF THE
FRENCH COMMERCIAL CODE, IN THE EVENT OF
IMPLEMENTATION OF THE DELEGATIONS OF
AUTHORITY REFERRED TO IN THE FOUR PREVIOUS
RESOLUTIONS, WITH RETENTION OR CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, AS
THE CASE MAY BE
12 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGEMENT BOARD IN ORDER TO DECIDE ON
A CAPITAL INCREASE IN CASH RESERVED FOR
EMPLOYEES WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN PURSUANT TO THE PROVISIONS OF
ARTICLES L.225-129-6 OF THE FRENCH
COMMERCIAL CODE AND L.3332-18 AND FOLLOWING
OF THE FRENCH LABOUR CODE, WITH
CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION
RIGHTS RESERVED FOR THE COMPANY'S EMPLOYEES
13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE MANAGEMENT BOARD IN ORDER TO DECIDE, IN
THE EVENT OF A PUBLIC OFFERING, ON THE
ISSUE OF SHARE SUBSCRIPTION WARRANTS
RELATING TO THE COMPANY'S SECURITIES TO BE
FREELY ALLOCATED TO SHAREHOLDERS
14 SETTING OF THE OVERALL CEILING FOR Mgmt For For
AUTHORISATIONS TO ISSUE SHARES AND
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE APPLICABLE CAPITAL AND TRANSFERABLE
SECURITIES REPRESENTING DEBTS
15 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGEMENT BOARD IN ORDER TO REDUCE THE
COMPANY'S SHARE CAPITAL BY CANCELLING
SHARES
16 AMENDMENT TO ARTICLE 19 OF THE COMPANY Mgmt Abstain Against
BY-LAWS
17 STATUTORY AMENDMENTS - ADOPTION OF NEW Mgmt Abstain Against
BY-LAWS
18 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 530241 DUE TO RECEIVED UPDATED
TEXT FOR RESOLUTION 2. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FRONTIER DEVELOPMENTS PLC Agenda Number: 713154603
--------------------------------------------------------------------------------------------------------------------------
Security: G36793100
Meeting Type: AGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: GB00BBT32N39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 MAY 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2 TO RE-APPOINT ALEXANDER BEVIS, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
3 TO RE-APPOINT DAVID BRABEN, WHO RETIRES AND Mgmt For For
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
4 TO RE-APPOINT CHARLES COTTON, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
5 TO RE-APPOINT DAVID GAMMON, WHO RETIRES AND Mgmt For For
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
6 TO RE-APPOINT JAMES MITCHELL, WHO RETIRES Mgmt Against Against
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
7 TO RE-APPOINT DAVID WALSH, WHO RETIRES AND Mgmt For For
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
8 TO RE-APPOINT JONATHAN WATTS, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
9 TO RE-APPOINT ERNST AND YOUNG AS THE Mgmt For For
COMPANY'S AUDITOR TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
10 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
(THE 'DIRECTORS') TO DETERMINE THE
AUDITOR'S REMUNERATION FOR THE ENSUING YEAR
11 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
EQUITY SECURITIES UP TO AN AGGREGATE
NOMINAL AMOUNT OF 64,853.02 GBP
12 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
11 ABOVE, THE DIRECTORS BE EMPOWERED TO
ALLOT EQUITY SECURITIES FOR CASH
--------------------------------------------------------------------------------------------------------------------------
G5 ENTERTAINMENT AB Agenda Number: 714171129
--------------------------------------------------------------------------------------------------------------------------
Security: W3966D102
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: SE0001824004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
3 ELECTION OF CHAIRMAN OF THE GENERAL MEETING Non-Voting
4 PRESENTATION AND APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES TOGETHER WITH THE CHAIRMAN
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITOR'S REPORT, AS WELL AS CONSOLIDATED
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
ON THE CONSOLIDATED ACCOUNTS
8 RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
9 RESOLUTION REGARDING APPROPRIATIONS Mgmt For For
CONCERNING THE COMPANY'S PROFIT AND LOSS IN
ACCORDANCE WITH THE ADOPTED BALANCE SHEET
10.I RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD DIRECTOR AND THE
CEO: PETTER NYLANDER (CHAIRMAN)
10.II RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD DIRECTOR AND THE
CEO: JOHANNA FAGRELL KOHLER (BOARD MEMBER)
10III RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD DIRECTOR AND THE
CEO: JEFFREY W. ROSE (BOARD MEMBER)
10.IV RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD DIRECTOR AND THE
CEO: MARCUS SEGAL (BOARD MEMBER)
10.V RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD DIRECTOR AND THE
CEO: VLADISLAV SUGLOBOV (BOARD MEMBER AND
CEO)
10.VI RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD DIRECTOR AND THE
CEO: STEFAN LUNDBORG (BOARD MEMBER DURING
THE PERIOD 200608 TO 210407)
11 DETERMINATION OF THE NUMBER OF DIRECTORS Mgmt For For
AND AUDITORS
12 DETERMINATION OF REMUNERATION TO THE BOARD Mgmt For For
OF DIRECTORS AND AUDITORS
13.I ELECTION OF BOARD DIRECTOR: PETTER NYLANDER Mgmt For For
13.II ELECTION OF BOARD DIRECTOR: JOHANNA FAGRELL Mgmt For For
KOHLER
13III ELECTION OF BOARD DIRECTOR: JEFFREY W. ROSE Mgmt For For
13.IV ELECTION OF BOARD DIRECTOR: MARCUS SEGAL Mgmt For For
13.V ELECTION OF BOARD DIRECTOR: VLADISLAV Mgmt For For
SUGLOBOV
14 ELECTION OF AUDITOR: RATIFY Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS WITH
ALEKSANDER LYCKOWAS HEAD AUDITOR
15 RESOLUTION REGARDING COMPOSITION OF THE Mgmt For For
NOMINATING COMMITTEE
16 RESOLUTION REGARDING ADOPTION OF GUIDELINES Mgmt For For
FOR REMUNERATION TO SENIOR EXECUTIVES
17 RESOLUTION OF PERFORMANCE BASED, LONG TERM Mgmt For For
SHARE PROGRAM FOR EXECUTIVE MANAGEMENT AND
KEY EMPLOYEES
18 RESOLUTION OF PERFORMANCE BASED, LONG TERM Mgmt For For
SHARE PROGRAM FOR THE COMPANY'S CEO
19 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON ISSUANCE OF CLASS C
SHARES
20 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE TO ACQUIRE OWN CLASS C
SHARES
21 RESOLUTION TO TRANSFER OWN ORDINARY SHARES Mgmt For For
22 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON ISSUE OF ORDINARY
SHARES
23 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE TO ACQUIRE AND
TRANSFER OWN ORDINARY SHARES
24 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO UNDERTAKE MINOR ADJUSTMENTS OF
THE RESOLUTIONS
25 CLOSURE OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 14 AND ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 20 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
GAMANIA DIGITAL ENTERTAINMENT CO LTD Agenda Number: 714204714
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679W108
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: TW0006180003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 STATEMENTS AND REPORTS. Mgmt For For
2 DISTRIBUTION OF 2020 EARNINGS. DISTRIBUTION Mgmt For For
OF EARNINGS AT NTD 4 PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
GAMESTOP CORP. Agenda Number: 935413459
--------------------------------------------------------------------------------------------------------------------------
Security: 36467W109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: GME
ISIN: US36467W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: George E. Sherman Mgmt For For
1.2 Election of Director: Alain (Alan) Attal Mgmt For For
1.3 Election of Director: Lawrence (Larry) Mgmt For For
Cheng
1.4 Election of Director: Ryan Cohen Mgmt For For
1.5 Election of Director: James (Jim) Grube Mgmt For For
1.6 Election of Director: Yang Xu Mgmt For For
2. Provide an advisory, non-binding vote on Mgmt Against Against
the compensation of our named executive
officers.
3. Ratify our Audit Committee's appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for our
fiscal year ending January 29, 2022.
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 935371853
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Special
Meeting Date: 26-Apr-2021
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
(as it may be amended from time to time,
the "Merger Agreement"), dated as of
February 8, 2021, by and among Electronic
Arts Inc. ("Electronic Arts"), a Delaware
corporation, Giants Acquisition Sub, Inc.,
a Delaware corporation and wholly owned
subsidiary of Electronic Arts, and Glu
Mobile Inc., a Delaware corporation.
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation that may be paid or
become payable to our named executive
officers that is based on or otherwise
relates to the Merger.
3. To approve the adjournment of the virtual Mgmt For For
special meeting to a later date or dates,
if our board of directors determines that
it is necessary or appropriate, and is
permitted by the Merger Agreement, to (i)
solicit additional proxies if (a) there is
not a quorum present or represented by
proxy or (b) there are insufficient votes
to adopt the Merger Agreement, (ii) give
holders of our common stock, par value
$0.0001 per share, additional time to
evaluate any supplemental or amended
disclosure or (iii) otherwise comply with
applicable law.
--------------------------------------------------------------------------------------------------------------------------
GRAVITY CO., LTD. Agenda Number: 935349464
--------------------------------------------------------------------------------------------------------------------------
Security: 38911N206
Meeting Type: Annual
Meeting Date: 31-Mar-2021
Ticker: GRVY
ISIN: US38911N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Consolidated and Mgmt Against
Non-consolidated Financial Statements for
the Fiscal Year 2020
2.1 Reappointment of Hyun Chul Park as Director Mgmt For
2.2 Reappointment of Yoshinori Kitamura as Mgmt For
Director
2.3 Reappointment of Kazuki Morishita as Mgmt For
Director
2.4 Reappointment of Kazuya Sakai as Director Mgmt For
2.5 Reappointment of Jung Yoo as Director Mgmt For
2.6 Reappointment of Yong Seon Kwon as Director Mgmt For
2.7 Reappointment of Kee Woong Park as Director Mgmt For
2.8 Appointment of Heung Gon Kim as Director Mgmt For
3. Approval of the Compensation Ceiling for Mgmt For
the Directors in 2021 *For 2021, it is
proposed to maintain KRW 1.4 billion as the
total remuneration limit for Directors
--------------------------------------------------------------------------------------------------------------------------
GREE,INC. Agenda Number: 713068369
--------------------------------------------------------------------------------------------------------------------------
Security: J18807107
Meeting Type: AGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: JP3274070006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Eliminate the Articles
Related to an Executive Officer System,
Transition to a Company with Supervisory
Committee, Allow the Board of Directors to
Authorize Appropriation of Surplus and
Purchase Own Shares
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanaka,
Yoshikazu
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Fujimoto,
Masaki
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Araki, Eiji
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shino, Sanku
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Maeda, Yuta
3.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Oya, Toshiki
3.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamagishi,
Kotaro
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Natsuno,
Takeshi
3.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Iijima,
Kazunobu
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsushima,
Kunihiro
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shima, Koichi
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Watanabe,
Nobuyuki
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
7 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
8 Approve Reduction of Stated Capital Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GUILLEMOT CORPORATION SA Agenda Number: 713981151
--------------------------------------------------------------------------------------------------------------------------
Security: F4693E107
Meeting Type: MIX
Meeting Date: 27-May-2021
Ticker:
ISIN: FR0000066722
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
CMMT 12 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104212101055-48 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105122101673-57 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: EARNINGS FOR THE FINANCIAL
YEAR: EUR 17,692,226.49 ALLOCATION:
RETAINED EARNINGS: EUR 1,933,763.93 LEGAL
RESERVE: EUR 532,388.47 OTHER RESERVES: EUR
11,404,204.09 DIVIDENDS: EUR 3,821,870.00
THE SHAREHOLDERS WILL BE GRANTED A NET
DIVIDEND OF EUR 0.25 PER SHARE, WHICH WILL
BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND WILL BE PAID ON JUNE 18TH
2021. AS REQUIRED BY LAW, IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.00
PER SHARE FOR FISCAL YEAR 2017 AND 2019 EUR
0.13 PER SHARE FOR FISCAL YEAR 2018
3 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE AGREEMENTS REFERRED TO
THEREIN
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR CLAUDE GUILLEMOT, CEO, FOR
THE 2020 FISCAL YEAR
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR MICHEL GUILLEMOT, DEPUTY
MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR YVES GUILLEMOT, DEPUTY
MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR GERARD GUILLEMOT, DEPUTY
MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR CHRISTIAN GUILLEMOT, DEPUTY
MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION MENTIONED IN ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE REGARDING THE
COMPENSATION OF THE CORPORATE OFFICER
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS
12 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO TRADE THE COMPANY'S
SHARES, SUBJECT TO THE CONDITIONS DESCRIBED
BELOW: MAXIMUM PURCHASE PRICE: EUR 40.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10
PERCENT OF THE SHARES COMPOSING THE SHARE
CAPITAL, MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 10,000,000.00. THE
NUMBER OF SHARES ACQUIRED BY THE COMPANY
WITH A VIEW TO RETAINING OR DELIVERING IN
CASH OR IN AN EXCHANGE AS PART OF A MERGER,
DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT
EXCEED 5 PERCENT OF ITS CAPITAL. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON JUNE 4TH 2020. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE SUPERVISORY BOARD TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
13 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY UP TO 10
PERCENT OF THE SHARE CAPITAL OVER A
24-MONTH PERIOD. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GIVEN BY THE SHAREHOLDERS' MEETING ON JUNE
4TH 2020. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE SUPERVISORY
BOARD TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt Against Against
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
8,000,000.00, BY ISSUANCE OF ORDINARY
SHARES, AND-OR EQUITY SECURITIES GIVING
ACCESS TO OTHER EQUITY SECURITIES OR DEBT
SECURITIES AND-OR, SECURITIES GIVING ACCESS
TO EQUITY SECURITIES TO BE ISSUED, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED. THE MAXIMUM NOMINAL AMOUNT OF
DEBT SECURITIES WHICH MAY BE ISSUED SHALL
NOT EXCEED EUR 15,000,000.00. IT BEING
SPECIFIED THAT THE OVERALL VALUE OF
ISSUANCE IS COMMON TO RESOLUTIONS 15, 16
AND 17. THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE SUPERVISORY
BOARD TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt Against Against
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
8,000,000.00, BY WAY OF A PUBLIC OFFERING,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF ORDINARY SHARES,
AND-OR EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OR DEBT SECURITIES
AND-OR, SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
15,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE SUPERVISORY BOARD TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt Against Against
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
8,000,000.00 IN THE LIMIT OF 20 PER CENT
PER YEAR, BY WAY OF A PRIVATE OFFERING,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF ORDINARY SHARES,
AND-OR EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OR DEBT SECURITIES
AND-OR, SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
15,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE SUPERVISORY BOARD TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS, FOR A PERIOD OF 26
MONTHS AND WITHIN THE LIMIT OF 10 PERCENT
OF THE SHARE CAPITAL PER YEAR, TO SET THE
ISSUE PRICE OF THE SHARES AND SECURITIES TO
BE ISSUED BY RESOLUTIONS 16 AND 17 IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
DETERMINED BY THE SHAREHOLDERS' MEETING.
THIS AMOUNT SHALL COUNT AGAINST THE OVERALL
VALUE SET FORTH IN RESOLUTION 24. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE SUPERVISORY BOARD TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 15, 16 AND 17 HEREIN
EXCEED THE INITIAL NUMBER OF SECURITIES TO
BE ISSUED (OVERSUBSCRIPTION). THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION 24. THIS DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD
20 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt Against Against
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10
PERCENT OF THE SHARE CAPITAL, BY ISSUING
ORDINARY SHARES AND-OR SECURITIES GIVING
ACCESS TO THE CAPITAL, IN CONSIDERATION FOR
THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AUTHORIZATION IS GRANTED FOR
A 26-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
SUPERVISORY BOARD TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
21 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF EQUITY SECURITIES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 2 PERCENT OF THE
SHARE CAPITAL. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE SUPERVISORY
BOARD TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING OR FUTURE SHARES, IN FAVOR OF THE
EMPLOYEES OR THE MANAGING CORPORATE
OFFICERS OF THE COMPANY AND RELATED
COMPANIES, FOR AN AMOUNT REPRESENTING 2
PERCENT OF THE SHARE CAPITAL. THE PRESENT
DELEGATION IS GIVEN FOR A 38-MONTH PERIOD.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE SUPERVISORY BOARD TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO GRANT,
IN FAVOR OF EMPLOYEES AND-OR EXECUTIVE
CORPORATE OFFICERS, OPTIONS GIVING THE
RIGHT EITHER TO SUBSCRIBE FOR COMPANY'S
SHARES TO BE ISSUED THROUGH A SHARE CAPITAL
INCREASE, OR TO PURCHASE EXISTING SHARES
PURCHASED BY THE COMPANY, PROVIDED THE
OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, EXCEEDING EUR 800,000.00.
THE PRESENT AUTHORIZATION IS GRANTED FOR A
38-MONTH PERIOD. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE SUPERVISORY
BOARD TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING SETS THE MAXIMUM Mgmt For For
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY VIRTUE OF DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD OF
DIRECTORS BY RESOLUTIONS 15 TO 23 TO EUR
8,000,000.00
25 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE 14 OF THE BYLAWS, PERTAINING TO THE
VOTING PROCEDURES
26 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
GUMI INC. Agenda Number: 712915442
--------------------------------------------------------------------------------------------------------------------------
Security: J17715103
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: JP3273810006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kunimitsu,
Hironao
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawamoto,
Hiroyuki
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Motoyoshi,
Makoto
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Umeda, Yuichi
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shintaro
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Chonan,
Nobuaki
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shimizu, Kenji
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
7 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
GUNGHO ONLINE ENTERTAINMENT,INC. Agenda Number: 713683971
--------------------------------------------------------------------------------------------------------------------------
Security: J18912105
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3235900002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Morishita, Kazuki Mgmt Against Against
1.2 Appoint a Director Sakai, Kazuya Mgmt Against Against
1.3 Appoint a Director Kitamura, Yoshinori Mgmt Against Against
1.4 Appoint a Director Yoshida, Koji Mgmt Against Against
1.5 Appoint a Director Ichikawa, Akihiko Mgmt Against Against
1.6 Appoint a Director Oba, Norikazu Mgmt Against Against
1.7 Appoint a Director Onishi, Hidetsugu Mgmt For For
1.8 Appoint a Director Miyakawa, Keiji Mgmt For For
1.9 Appoint a Director Tanaka, Susumu Mgmt Against Against
2.1 Appoint a Corporate Auditor Ochi, Masato Mgmt For For
2.2 Appoint a Corporate Auditor Uehara, Hiroto Mgmt For For
2.3 Appoint a Corporate Auditor Kaba, Toshiro Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
4 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
HAPPINET CORPORATION Agenda Number: 714243918
--------------------------------------------------------------------------------------------------------------------------
Security: J1877M109
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3770300006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Note, Kazuhiko Mgmt Against Against
2.2 Appoint a Director Enomoto, Seiichi Mgmt Against Against
2.3 Appoint a Director Suzuki, Shigeki Mgmt Against Against
2.4 Appoint a Director Ishimaru, Hiroshi Mgmt Against Against
2.5 Appoint a Director Tokuno, Mariko Mgmt For For
2.6 Appoint a Director Nagase, Shin Mgmt For For
2.7 Appoint a Director Oka, Toshiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOMELAND INTERACTIVE TECHNOLOGY LTD. Agenda Number: 714130577
--------------------------------------------------------------------------------------------------------------------------
Security: G6647P103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: KYG6647P1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 539660 DUE TO RECEIPT OF CHANGE
IN MEETING DATE FROM 24 MAY 2021 TO 29 JUN
2021 AND CHANGE IN RECORD DATE FROM 17 MAY
2021 TO 22 JUN 2021. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0507/2021050701083.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2020
3.I TO RE-ELECT MR. SU BO AS A DIRECTOR Mgmt For For
3.II TO RE-ELECT MR. GUO SHUNSHUN AS A DIRECTOR Mgmt For For
3.III TO RE-ELECT MR. ZHANG YUGUO AS A DIRECTOR Mgmt For For
3.IV TO RE-ELECT MS. GUO YING AS A DIRECTOR Mgmt For For
3.V TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE
EXISTING ISSUED SHARE CAPITAL
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
HTC CORPORATION Agenda Number: 714183326
--------------------------------------------------------------------------------------------------------------------------
Security: Y3732M111
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: TW0002498003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 THE 2020 DEFICIT COMPENSATION PROPOSAL Mgmt For For
3 AMENDMENT OF THE PROCEDURES FOR THE Mgmt For For
ACQUISITION OR DISPOSAL OF ASSETS OF THE
COMPANY
4 AMENDMENT TO THE RULES OF PROCEDURE FOR Mgmt For For
SHAREHOLDERS MEETINGS OF THE COMPANY
5 AMENDMENT TO THE BYLAWS FOR THE ELECTION OF Mgmt For For
DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935354768
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Mr. Tsang Wah Kwong be re-elected and Mgmt For
appointed as a director of the Company,
effective from the closing of this AGM.
--------------------------------------------------------------------------------------------------------------------------
IDREAMSKY TECHNOLOGY HOLDINGS LIMITED Agenda Number: 714215919
--------------------------------------------------------------------------------------------------------------------------
Security: G47081107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: KYG470811079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052500735.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052500757.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2020
2.A.1 TO RE-ELECT MR. CHEN XIANGYU AS AN Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY
2.A.2 TO RE-ELECT MR. MA XIAOYI AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.A.3 TO RE-ELECT MR. YAO XIAOGUANG AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.A.4 TO RE-ELECT MR. CHEN YU AS A NON-EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
2.A.5 TO RE-ELECT MR. LI XINTIAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.A.6 TO RE-ELECT MR. MAO RUI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND/OR DEAL WITH THE
COMPANY'S SHARES NOT EXCEEDING 20% OF THE
TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE THE COMPANY'S SHARES
BY THE NUMBER OF SHARES REPURCHASED BY THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
IGG INC Agenda Number: 713833564
--------------------------------------------------------------------------------------------------------------------------
Security: G6771K102
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: KYG6771K1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040103069.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040103045.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES, THE REPORTS
OF THE DIRECTORS AND THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO RE-ELECT MR. YUAN XU AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY ("DIRECTOR")
3 TO RE-ELECT MR. YUAN CHI AS A NON-EXECUTIVE Mgmt Against Against
DIRECTOR
4 TO RE-ELECT MR. DAJIAN YU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATIONS OF THE
DIRECTORS
6 TO RE-APPOINT KPMG AS AUDITOR OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE BOARD TO FIX
ITS REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING THIS ORDINARY RESOLUTION
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AS AT
THE DATE OF PASSING THIS ORDINARY
RESOLUTION
9 TO EXTEND THE AUTHORITY GRANT TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 7 TO ISSUE SHARES BY ADDING TO THE
ISSUED SHARE CAPITAL OF THE COMPANY THE
NUMBER OF SHARES BOUGHT BACK UNDER ORDINARY
RESOLUTION NO. 8
--------------------------------------------------------------------------------------------------------------------------
IMAGINEER CO.,LTD. Agenda Number: 714266500
--------------------------------------------------------------------------------------------------------------------------
Security: J2358P108
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3149000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumioka,
Kazunori
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kamikura,
Takayuki
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasaoka,
Shigehiro
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Komiyama,
Hiroshi
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sone, Yasunori
2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kobayashi,
Nobuyuki
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935371411
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
Mary Dotz Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
KEYWORDS STUDIOS PLC Agenda Number: 713927032
--------------------------------------------------------------------------------------------------------------------------
Security: G5254U108
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: GB00BBQ38507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO RECEIVE THE REMUNERATION REPORT OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
3 TO RE-ELECT ANDREW DAY AS A DIRECTOR Mgmt For For
4 TO RE-ELECT GEORGES FORNAY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHARLOTTA GINMAN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ROSS GRAHAM AS DIRECTOR Mgmt For For
7 TO RE-ELECT GIORGIO GUASTALLA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DAVID REEVES AS A DIRECTOR Mgmt For For
9 TO RE-ELECT JON HAUCK AS A DIRECTOR Mgmt For For
10 TO ELECT SONIA SEDLER AS A DIRECTOR Mgmt For For
11 TO APPOINT BDO LLP AS AUDITOR Mgmt For For
12 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
GENERALLY
14 DISAPPLICATION OF PRE-EMPTION RIGHTS ON A Mgmt For For
LIMITED BASIS
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 713963800
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 18 MAY 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000775.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000833.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700955.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.20 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. CHI PING LAU AS THE Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.2 TO RE-ELECT MR. SHUN TAK WONG AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.3 TO RE-ELECT MR. DAVID YUEN KWAN TANG AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.4 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
CMMT 18 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KLAB INC. Agenda Number: 713633584
--------------------------------------------------------------------------------------------------------------------------
Security: J34773101
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3268870007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Morita,
Hidekatsu
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Igarashi,
Yosuke
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sanada,
Tetsuya
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takata,
Kazuyuki
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nakane,
Yoshiki
--------------------------------------------------------------------------------------------------------------------------
KOEI TECMO HOLDINGS CO.,LTD. Agenda Number: 714243386
--------------------------------------------------------------------------------------------------------------------------
Security: J8239A103
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3283460008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Erikawa, Keiko Mgmt For For
2.2 Appoint a Director Erikawa, Yoichi Mgmt For For
2.3 Appoint a Director Koinuma, Hisashi Mgmt For For
2.4 Appoint a Director Hayashi, Yosuke Mgmt For For
2.5 Appoint a Director Asano, Kenjiro Mgmt For For
2.6 Appoint a Director Sakaguchi, Kazuyoshi Mgmt For For
2.7 Appoint a Director Erikawa, Mei Mgmt For For
2.8 Appoint a Director Kakihara, Yasuharu Mgmt For For
2.9 Appoint a Director Tejima, Masao Mgmt For For
2.10 Appoint a Director Kobayashi, Hiroshi Mgmt For For
2.11 Appoint a Director Sato, Tatsuo Mgmt For For
2.12 Appoint a Director Ogasawara, Michiaki Mgmt For For
3.1 Appoint a Corporate Auditor Fukui, Mgmt Against Against
Seinosuke
3.2 Appoint a Corporate Auditor Morishima, Mgmt For For
Satoru
3.3 Appoint a Corporate Auditor Takano, Kengo Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
KONAMI HOLDINGS CORPORATION Agenda Number: 714258262
--------------------------------------------------------------------------------------------------------------------------
Security: J3600L101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3300200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kozuki,
Kagemasa
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Higashio,
Kimihiko
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayakawa,
Hideki
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Okita,
Katsunori
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsuura,
Yoshihiro
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Gemma, Akira
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kaori
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kubo, Kimito
4 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
5 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
KOPIN CORPORATION Agenda Number: 935420808
--------------------------------------------------------------------------------------------------------------------------
Security: 500600101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: KOPN
ISIN: US5006001011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John C.C. Fan Mgmt For For
1B. Election of Director: Scott L. Anchin Mgmt For For
1C. Election of Director: James K. Brewington Mgmt For For
1D. Election of Director: David E. Brook Mgmt For For
1E. Election of Director: Morton Collins Mgmt For For
1F. Election of Director: Chi Chia Hsieh Mgmt For For
1G. Election of Director: Jill Avery Mgmt For For
2. Proposal to amend the Company's 2020 Equity Mgmt For For
Incentive Plan to increase the number of
shares of our Common Stock authorized for
issuance thereunder from 4,000,000 to
5,500,000 shares.
3. Proposal to amend our Certificate of Mgmt For For
Incorporation to increase the number of
authorized shares of our Common Stock from
120,000,000 TO 150,000,000 shares.
4. Proposal to ratify the appointment of RSM Mgmt For For
US LLP as the independent registered public
accounting firm of the Company.
5. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LEOVEGAS AB Agenda Number: 713838538
--------------------------------------------------------------------------------------------------------------------------
Security: W5S14M117
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: SE0008091904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 1.60 PER SHARE
7.C.1 APPROVE DISCHARGE OF BOARD CHAIRMAN PER Mgmt For For
NORMAN
7.C.2 APPROVE DISCHARGE OF ANNA FRICK Mgmt For For
7.C.3 APPROVE DISCHARGE OF FREDRIK RUDEN Mgmt For For
7.C.4 APPROVE DISCHARGE OF MATHIAS HALLBERG Mgmt For For
7.C.5 APPROVE DISCHARGE OF CARL LARSSON Mgmt For For
7.C.6 APPROVE DISCHARGE OF TORSTEN SODERBERG Mgmt For For
7.C.7 APPROVE DISCHARGE OF HELENE WESTHOLM Mgmt For For
7.C.8 APPROVE DISCHARGE OF CEO GUSTAF HAGMAN Mgmt For For
7.C.9 APPROVE DISCHARGE OF FORMER BOARD MEMBER Mgmt For For
ROBIN RAMM-ERICSON
7.C10 APPROVE DISCHARGE OF FORMER BOARD MEMBER Mgmt For For
MORTEN FORSTE
7.C11 APPROVE DISCHARGE OF FORMER BOARD MEMBER Mgmt For For
TUVA PALM
8.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF SEK 3 MILLION
8.2 APPROVE REMUNERATION OF AUDITORS Mgmt For For
9.1 DETERMINE NUMBER OF MEMBERS AND DEPUTY Mgmt For For
MEMBERS OF BOARD
9.2 DETERMINE NUMBER OF AUDITORS AND DEPUTY Mgmt For For
AUDITORS
9.3 REELECT PER NORMAN AS DIRECTOR Mgmt For For
9.4 REELECT ANNA FRICK AS DIRECTOR Mgmt For For
9.5 REELECT FREDRIK RUDEN AS DIRECTOR Mgmt For For
9.6 REELECT MATHIAS HALLBERG AS DIRECTOR Mgmt For For
9.7 REELECT CARL LARSSON AS DIRECTOR Mgmt For For
9.8 REELECT TORSTEN SODERBERG AS DIRECTOR Mgmt For For
9.9 REELECT HELENE WESTHOLM AS DIRECTOR Mgmt For For
9.10 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
10 REELECT PER NORMAN AS BOARD CHAIRMAN Mgmt For For
11 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF FOUR OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
12.A APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
12.B APPROVE EQUITY PLAN FINANCING Mgmt For For
13 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
14 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS
15 APPROVE REMUNERATION REPORT Mgmt For For
16 CLOSE MEETING Non-Voting
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 16 ARP 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
LEYOU TECHNOLOGIES HOLDINGS LTD Agenda Number: 713358009
--------------------------------------------------------------------------------------------------------------------------
Security: G5471S100
Meeting Type: EGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: KYG5471S1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1111/2020111100051.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1111/2020111100055.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE REDUCTION OF THE ISSUED Mgmt For For
SHARE CAPITAL OF THE COMPANY FOR THE
PURPOSE OF GIVING EFFECT TO THE SCHEME OF
ARRANGEMENT (THE ''SCHEME'') AS SET OUT IN
THE SCHEME DOCUMENT DATED 11 NOVEMBER 2020
(THE ''SCHEME DOCUMENT'') BETWEEN THE
COMPANY AND THE SCHEME SHAREHOLDERS (AS
DEFINED IN THE SCHEME DOCUMENT)
2 TO APPROVE THE INCREASE IN THE ISSUED SHARE Mgmt For For
CAPITAL OF THE COMPANY TO ITS FORMER
AMOUNT, AND AUTHORISE ANY ONE OF THE
DIRECTORS OF THE COMPANY TO DO ALL ACTS AND
THINGS CONSIDERED BY HIM/HER TO BE
NECESSARY OR DESIRABLE IN CONNECTION WITH
THE IMPLEMENTATION OF THE SCHEME AND TO
APPLY TO THE STOCK EXCHANGE OF HONG KONG
LIMITED FOR THE WITHDRAWAL OF THE LISTING
OF THE SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LEYOU TECHNOLOGIES HOLDINGS LTD Agenda Number: 713357994
--------------------------------------------------------------------------------------------------------------------------
Security: G5471S100
Meeting Type: CRT
Meeting Date: 11-Dec-2020
Ticker:
ISIN: KYG5471S1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1111/2020111100053.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1111/2020111100049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 FOR THE PURPOSE OF CONSIDERING AND, IF Mgmt For For
THOUGHT FIT, APPROVING, WITH OR WITHOUT
MODIFICATIONS, A SCHEME OF ARRANGEMENT (THE
''SCHEME'') AS SET OUT IN THE SCHEME
DOCUMENT DATED 11 NOVEMBER 2020 (THE
''SCHEME DOCUMENT'') BETWEEN THE COMPANY
AND THE SCHEME SHAREHOLDERS (AS DEFINED IN
THE SCHEME DOCUMENT) AS REFERRED TO IN THE
NOTICE OF THE COURT MEETING DATED 11
NOVEMBER 2020 (THE ''NOTICE''), AND AT THE
COURT MEETING (OR AT ANY ADJOURNMENT
THEREOF) TO VOTE FOR ME/US AND IN MY/OUR
NAME(S) FOR THE SCHEME (EITHER WITH OR
WITHOUT MODIFICATION(S), AS MY/OUR PROXY
MAY APPROVE) OR AGAINST THE SCHEME, AS
INDICATED BELOW (NOTE 4), OR IF NO SUCH
INDICATION IS GIVEN, AS MY/OUR PROXY THINKS
FIT AND IN RESPECT OF ANY OTHER RESOLUTION
THAT MAY PROPERLY COME BEFORE THE COURT
MEETING AND/OR ANY ADJOURNMENT THEREOF
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935268816
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
--------------------------------------------------------------------------------------------------------------------------
MARVELOUS INC. Agenda Number: 714243982
--------------------------------------------------------------------------------------------------------------------------
Security: J4077N109
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3860230006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Motoda, Shuichi Mgmt Against Against
1.2 Appoint a Director Aoki, Toshinori Mgmt Against Against
1.3 Appoint a Director Kato, Seiichiro Mgmt Against Against
1.4 Appoint a Director Nakamura, Shunichi Mgmt Against Against
1.5 Appoint a Director Arima, Makoto Mgmt Against Against
1.6 Appoint a Director Hatano, Shinji Mgmt For For
1.7 Appoint a Director Shin Joon Oh Mgmt Against Against
1.8 Appoint a Director Taneda, Yoshiro Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ME2ON CO. LTD Agenda Number: 713680595
--------------------------------------------------------------------------------------------------------------------------
Security: Y5969G105
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7201490000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR: SON CHANG UK Mgmt Against Against
2.2 ELECTION OF INSIDE DIRECTOR: LAU HO MING Mgmt Against Against
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICRO-STAR INTERNATIONAL CO LTD Agenda Number: 714164112
--------------------------------------------------------------------------------------------------------------------------
Security: Y6037M108
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002377009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITS. PROPOSED CASH DIVIDEND: TWD
6.1 PER SHARE.
3 AMENDMENT TO THE RULES OF SHAREHOLDERS Mgmt For For
MEETING OF THE COMPANY.
4.1 THE ELECTION OF THE DIRECTOR:HSU, Mgmt Against Against
HSIANG,SHAREHOLDER NO.1
4.2 THE ELECTION OF THE DIRECTOR:HUANG, Mgmt Against Against
CHIN-CHING,SHAREHOLDER NO.5
4.3 THE ELECTION OF THE DIRECTOR:YU, Mgmt Against Against
HSIEN-NENG,SHAREHOLDER NO.9
4.4 THE ELECTION OF THE DIRECTOR:LIN, Mgmt Against Against
WEN-TUNG,SHAREHOLDER NO.10
4.5 THE ELECTION OF THE DIRECTOR:KUO, Mgmt Against Against
HSU-KUANG,SHAREHOLDER NO.99
4.6 THE ELECTION OF THE DIRECTOR:LIAO, Mgmt Against Against
CHUN-KENG,SHAREHOLDER NO.492
4.7 THE ELECTION OF THE DIRECTOR:HUNG, Mgmt Against Against
YU-SHENG,SHAREHOLDER NO.11864
4.8 THE ELECTION OF THE DIRECTOR:CHEN, Mgmt Against Against
TE-LING,SHAREHOLDER NO.A224121XXX
4.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HSU, JUN-SHYAN,SHAREHOLDER NO.26
4.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HSU, KAO-SHAN,SHAREHOLDER NO.461
4.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:LIU, CHENG-YI,SHAREHOLDER
NO.P120217XXX
CMMT 14 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 4.1 TO 4.10. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MODERN TIMES GROUP MTG AB Agenda Number: 713501030
--------------------------------------------------------------------------------------------------------------------------
Security: W56523116
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: SE0000412371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 504926 DUE TO RECEIPT OF
RESOLUTION NUMBER 12 AS A SINGLE VOTING
ITEM. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES OF THE MEETING
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING WAS Non-Voting
DULY CONVENED
7 RESOLUTION ON APPROVAL OF THE BOARD OF Mgmt For For
DIRECTORS' RESOLUTION TO ISSUE CLASS B
SHARES WITH PREFERENTIAL RIGHTS FOR THE
COMPANY'S SHAREHOLDERS
8 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON ISSUE OF CLASS B
SHARES
9 RESOLUTION ON ISSUE OF CLASS B SHARES TO Mgmt For For
CERTAIN SELLERS OF HUTCH GAMES WITH PAYMENT
BY WAY OF SET-OFF
10 RESOLUTION ON APPROVAL OF ISSUE OF NEW Mgmt For For
SHARES IN MTG ESPORTS HOLDING AB WITH
PAYMENT IN KIND
11 RESOLUTION ON IMPLEMENTATION OF LONG TERM Mgmt For For
INCENTIVE PROGRAM
12 RESOLUTION ON ALTERNATIVE HEDGING AND SHARE Mgmt For For
DELIVERY ARRANGEMENT UNDER THE LONG TERM
INCENTIVE PROGRAM THROUGH: A) AUTHORISATION
FOR THE BOARD OF DIRECTORS TO RESOLVE ON A
DIRECTED ISSUE OF CLASS C SHARES B)
AUTHORISATION FOR THE BOARD OF DIRECTORS TO
RESOLVE ON ACQUISITION OF OWN CLASS C
SHARES C) TRANSFER OF OWN CLASS B SHARES TO
PARTICIPANTS IN THE LONG TERM INCENTIVE
PROGRAM
13 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
MODERN TIMES GROUP MTG AB Agenda Number: 714047049
--------------------------------------------------------------------------------------------------------------------------
Security: W56523116
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: SE0000412371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 551814 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO CHECK AND Non-Voting
VERIFY THE MINUTES: ULRIK GRONWALL,
REPRESENTING SWEDBANK ROBUR, MATS
GUSTAFSSON, REPRESENTING LANNEBO FONDER
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS
7 RESOLUTION ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON THE TREATMENT OF THE Mgmt For For
COMPANY'S RESULTS AS STATED IN THE ADOPTED
BALANCE SHEET
9.A RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: CHRIS CARVALHO
9.B RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: DAVID CHANCE
9.C RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: SIMON DUFFY
9.D RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: GERHARD FLORIN
9.E RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: DAWN HUDSON
9.F RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: MARJORIE LAO
9.G RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: NATALIE TYDEMAN
9.H RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: DONATA HOPFEN
9.I RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: MARIA REDIN
9.J RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: JORGEN MADSEN LINDEMANN
10 PRESENTATION AND RESOLUTION ON THE APPROVAL Mgmt Against Against
OF THE REMUNERATION REPORT
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD
12 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD
13 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
AUDITOR
14.A ELECTION OF BOARD MEMBER: CHRIS CARVALHO Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14.B ELECTION OF BOARD MEMBER: SIMON DUFFY Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14.C ELECTION OF BOARD MEMBER: GERHARD FLORIN Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14.D ELECTION OF BOARD MEMBER: DAWN HUDSON Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14.E ELECTION OF BOARD MEMBER: MARJORIE LAO Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14.F ELECTION OF BOARD MEMBER: NATALIE TYDEMAN Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14.G ELECTION OF BOARD MEMBER: SIMON LEUNG (NEW Mgmt For For
ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
15 ELECTION OF THE CHAIRMAN OF THE BOARD: Mgmt For For
SIMON DUFFY
16 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
ELECTION OF AUDITOR: RATIFY KPMG
17 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO THE SENIOR EXECUTIVES
18 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
TO RESOLVE ON NEW ISSUES OF CLASS B SHARES
--------------------------------------------------------------------------------------------------------------------------
NCSOFT CORP Agenda Number: 713589577
--------------------------------------------------------------------------------------------------------------------------
Security: Y6258Y104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7036570000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: GIM TAEK JIN Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: HWANG CHAN HYEON
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEOWIZ Agenda Number: 713663498
--------------------------------------------------------------------------------------------------------------------------
Security: Y6250V108
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7095660007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR CANDIDATE: LEE Mgmt Against Against
GI WON
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NETDRAGON WEBSOFT HOLDINGS LTD Agenda Number: 714038797
--------------------------------------------------------------------------------------------------------------------------
Security: G6427W104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: KYG6427W1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900759.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900971.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE YEAR
ENDED 31 DECEMBER 2020 AND THE REPORTS OF
THE DIRECTORS AND AUDITORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
3 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS THE AUDITORS OF THE COMPANY AND
TO AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
4.A TO RE-ELECT LIU LUYUAN AS EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
4.B TO RE-ELECT ZHENG HUI AS EXECUTIVE DIRECTOR Mgmt Against Against
OF THE COMPANY
4.C TO RE-ELECT LEE KWAN HUNG, EDDIE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2021
5.A TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ISSUE, ALLOT
AND OTHERWISE DEAL WITH THE COMPANY'S
SHARES
5.B TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO BUY BACK THE
COMPANY'S SHARES
5.C TO ADD THE NUMBER OF THE SHARES BOUGHT BACK Mgmt Against Against
BY THE COMPANY TO THE MANDATE GRANTED TO
THE DIRECTORS UNDER RESOLUTION NO. 5A
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935269452
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt For For
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt For For
Leung
1G. Re-election of Director: Michael Sui Bau Mgmt For For
Tong
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2020 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935447296
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt For For
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt For For
Leung
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2021 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
3. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings, change the quorum for
shareholders' meetings and reflect other
updates.
--------------------------------------------------------------------------------------------------------------------------
NETMARBLE CORPORATION Agenda Number: 713667763
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S5CG100
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7251270005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
4 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 713663068
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Owen Mahoney
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Uemura, Shiro
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Patrick
Soderlund
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kevin Mayer
2 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
3 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
4 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees, etc.
--------------------------------------------------------------------------------------------------------------------------
NEXON GT CO., LTD., SEONGNAM Agenda Number: 713659184
--------------------------------------------------------------------------------------------------------------------------
Security: Y8240N105
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7041140005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: SIN JI HWAN Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: GIM MYEONG Mgmt For For
HYEON
3.3 ELECTION OF INSIDE DIRECTOR: GIM DAE HWON Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR: CHA BYEONG Mgmt For For
GIL
4 ELECTION OF AUDITOR: JU HYEONG HUN Mgmt For For
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NHN CORPORATION Agenda Number: 713595051
--------------------------------------------------------------------------------------------------------------------------
Security: Y6347N101
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: KR7181710005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR GIM SANG UK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
6 GRANT OF STOCK OPTION Mgmt For For
7 EXTENSION OF EXERCISE PERIOD OF STOCK Mgmt For For
OPTION
8 APPROVAL OF EXTENSION OF EXERCISE PERIOD OF Mgmt For For
STOCK OPTION BASED ON THE RESOLUTION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 714265255
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shibata,
Satoru
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chris
Meledandri
--------------------------------------------------------------------------------------------------------------------------
NORDIC SEMICONDUCTOR ASA Agenda Number: 713792819
--------------------------------------------------------------------------------------------------------------------------
Security: R4988P103
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: NO0003055501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538107 DUE TO SPITTING OF RES 6
& 12 . ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 OPENING OF THE SHAREHOLDER MEETING Non-Voting
2 ELECTION OF MEETING CHAIR AND INDIVIDUAL TO Mgmt For For
SIGN THE MINUTES
3 APPROVAL OF INVITATION AND THE AGENDA Mgmt For For
4 APPROVAL OF ANNUAL FINANCIAL STATEMENTS AND Mgmt For For
THE BOARDS REPORT, INCLUDING CONSOLIDATED
ACCOUNTS AND YEAREND ALLOCATIONS, FOR 2020
5 CONSIDERATION OF THE BOARD OF DIRECTORS Non-Voting
REPORT ON CORPORATE GOVERNANCE
6.1 APPROVAL OF COMPENSATION TO THE BOARD, THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDITOR:
APPROVAL OF COMPENSATION TO THE BOARD
6.2 APPROVAL OF COMPENSATION TO THE BOARD, THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDITOR:
APPROVAL OF COMPENSATION TO THE NOMINATION
COMMITTEE
6.3 APPROVAL OF COMPENSATION TO THE BOARD, THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDITOR:
APPROVAL OF COMPENSATION TO THE AUDITOR
7 POWER OF ATTORNEY FOR PURCHASE OF THE Mgmt For For
COMPANY'S OWN SHARES
8 POWER OF ATTORNEY TO INCREASE THE SHARE Mgmt For For
CAPITAL
9.A ELECTION OF MEMBER TO CHAIR : BIRGER Mgmt For For
KRISTIAN STEEN (REELECTION)
9.B ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: JAN FRYKHAMMAR (RE-ELECTION)
9.C ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: INGER BERG ORSTAVIK (RE-ELECTION)
9.D ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: ANITA HUUN (RE-ELECTION)
9.E ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: OYVIND BIRKENES (R-EELECTION)
9.F ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: ENDRE HOLEN (RE-ELECTION)
9.G ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: ANNASTIINA HINTSA (RE-ELECTION)
10.A ELECTION OF MEMBER TO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: CHAIR: JOHN HARALD
HENRIKSEN (RE-ELECTION)
10.B ELECTION OF MEMBERTO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: VIGGO LEISNER
(RE-ELECTION)
10.C ELECTION OF MEMBER TO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: EIVIND LOTSBERG
(RE-ELECTION)
11 AMENDMENT OF THE COMPANYS ARTICLES OF Mgmt For For
ASSOCIATION
12 APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
GUIDELINES ON SALARIES AND OTHER
REMUNERATION OF EXECUTIVE PERSONNEL
12.1 APPROVAL OF THE LONGTERM EUITY LINKED Mgmt For For
INCENTIVE PLAN FOR EXECUTIVE MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
PARADOX INTERACTIVE AB Agenda Number: 713963494
--------------------------------------------------------------------------------------------------------------------------
Security: W7S83E109
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: SE0008294953
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 501979 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
9 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 1.00 PER SHARE
10.A APPROVE DISCHARGE OF FREDRIK WESTER Mgmt For For
10.B APPROVE DISCHARGE OF HAKAN SJUNNESSON Mgmt For For
10.C APPROVE DISCHARGE OF LINDA HOGLUND Mgmt For For
10.D APPROVE DISCHARGE OF MATHIAS HERMANSSON Mgmt For For
10.E APPROVE DISCHARGE OF JOSEPHINE SALENSTEDT Mgmt For For
10.F APPROVE DISCHARGE OF EBBA LJUNGERUD Mgmt For For
11 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
12.A APPROVE REMUNERATION OF CHAIRMAN IN THE Mgmt For For
AMOUNT OF SEK 1
12.B APPROVE REMUNERATION OF VICE CHAIR IN THE Mgmt For For
AMOUNT OF SEK 520,000
12.C APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 260 ,000
12.D APPROVE REMUNERATION OF CHAIRMAN OF THE Mgmt For For
AUDIT COMMITTEE
12.E APPROVE REMUNERATION OF CHAIRMAN OF THE Mgmt For For
REMUNERATION COMMITTEE
12.F APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
12.G APPROVE REMUNERATION OF AUDITORS Mgmt For For
13.A REELECT FREDRIK WESTER AS DIRECTOR Mgmt Against Against
13.B REELECT HAKAN SJUNNESSON AS DIRECTOR Mgmt Against Against
13.C REELECT LINDA HOGLUND AS DIRECTOR Mgmt For For
13.D REELECT MATHIAS HERMANSSON AS DIRECTOR Mgmt For For
13.E REELECT JOSEPHINE SALENSTEDT AS DIRECTOR Mgmt Against Against
13.F REELECT FREDRIK WESTER AS BOARD CHAIR Mgmt For For
13.G REELECT HAKAN SJUNNESSON AS VICE CHAIR Mgmt For For
13.H ELECT ANDRAS VAJLOK AS NEW DIRECTOR Mgmt Against Against
14 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
15 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt Against Against
REPRESENTATIVES OF THREE OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
16 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
17 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
18 APPROVE WARRANT PLAN FOR KEY EMPLOYEES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PEARLABYSS CORP. Agenda Number: 713610079
--------------------------------------------------------------------------------------------------------------------------
Security: Y6803R109
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7263750002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
STOCK SPLIT
3 ELECTION OF OUTSIDE DIRECTOR CHOE HYEONG Mgmt For For
GYU
4 ELECTION OF AUDITOR HONG SEONG JU Mgmt For For
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
6 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PLAYTIKA HOLDING CORP. Agenda Number: 935411354
--------------------------------------------------------------------------------------------------------------------------
Security: 72815L107
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PLTK
ISIN: US72815L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Antokol Mgmt For For
Marc Beilinson Mgmt For For
Tian Lin Mgmt For For
Wei Liu Mgmt For For
Bing Yuan Mgmt For For
2. The ratification of the appointment of Kost Mgmt For For
Forer Gabbay & Kasierer, a member of Ernst
& Young Global, as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. A non-binding advisory proposal to approve Mgmt Against Against
the compensation of our named executive
officers as described in the accompanying
proxy statement.
4. A non-binding advisory vote to approve the Mgmt 1 Year For
frequency of future non-binding advisory
votes by stockholders on the compensation
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAZER INC. Agenda Number: 713943860
--------------------------------------------------------------------------------------------------------------------------
Security: G7397A106
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: KYG7397A1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041601433.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041601353.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2020
2.A TO RE-ELECT MR. CHAU KWOK FUN KEVIN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.B TO RE-ELECT MR. LEE YONG SUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.C TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
RESPECTIVE DIRECTORS' REMUNERATION
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
7 TO FIX THE MAXIMUM NUMBER OF NEW SHARES Mgmt For For
UNDERLYING THE RESTRICTED STOCK UNITS
("RSUS") WHICH MAY BE GRANTED PURSUANT TO
THE 2016 EQUITY INCENTIVE PLAN ADOPTED BY
THE COMPANY WHICH SHALL NOT EXCEED 6% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION AND TO AUTHORISE THE DIRECTORS
TO ALLOT, ISSUE AND DEAL WITH THE SHARES
UNDERLYING THE RSUS GRANTED UNDER THE 2016
EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SCIPLAY CORPORATION Agenda Number: 935409359
--------------------------------------------------------------------------------------------------------------------------
Security: 809087109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: SCPL
ISIN: US8090871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barry L. Cottle Mgmt For For
Joshua J. Wilson Mgmt For For
Gerald D. Cohen Mgmt For For
Michael Marchetti Mgmt For For
William C Thompson, Jr. Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Long-Term Incentive Plan to increase
the number of shares authorized for
issuance thereunder.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SEGA SAMMY HOLDINGS INC. Agenda Number: 714257638
--------------------------------------------------------------------------------------------------------------------------
Security: J7028D104
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3419050004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Satomi, Hajime Mgmt Against Against
1.2 Appoint a Director Satomi, Haruki Mgmt Against Against
1.3 Appoint a Director Fukazawa, Koichi Mgmt Against Against
1.4 Appoint a Director Yoshizawa, Hideo Mgmt Against Against
1.5 Appoint a Director Katsukawa, Kohei Mgmt Against Against
1.6 Appoint a Director Melanie Brock Mgmt For For
1.7 Appoint a Director Murasaki, Naoko Mgmt For For
1.8 Appoint a Director Ishiguro, Fujiyo Mgmt For For
2.1 Appoint a Corporate Auditor Sakaue, Yukito Mgmt For For
2.2 Appoint a Corporate Auditor Okubo, Kazutaka Mgmt Against Against
2.3 Appoint a Corporate Auditor Kinoshita, Mgmt For For
Shione
3 Appoint a Substitute Corporate Auditor Mgmt For For
Inaoka, Kazuaki
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SINA CORPORATION Agenda Number: 935311390
--------------------------------------------------------------------------------------------------------------------------
Security: G81477104
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: SINA
ISIN: KYG814771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the Agreement and Plan of Merger, Mgmt Against Against
dated as of September 28, 2020 (the "Merger
Agreement"), among the Company, New Wave
Holdings Limited, an exempted company with
limited liability incorporated under the
laws of the Cayman Islands ("Parent"), and
New Wave Mergersub Limited, an exempted
company with limited liability incorporated
under the laws of the Cayman Islands and a
wholly owned subsidiary of Parent ("Merger
Sub").
2. THAT each member of a special committee of Mgmt Against Against
the Board, composed solely of independent
and disinterested directors of the Company
(the "Special Committee") and the Chief
Financial Officer of the Company each be
authorized to do all things necessary to
give effect to the Merger Agreement, the
Plan of Merger and the consummation of the
Transactions, including the Merger, the
Variation of Capital and the Adoption of
Amended M&A.
3. THAT the Extraordinary General Meeting be Mgmt Against Against
adjourned in order to allow the Company to
solicit additional proxies in the event
that there are insufficient proxies
received at the time of the Extraordinary
General Meeting to pass the special
resolutions mentioned above to be proposed
at the Extraordinary General Meeting.
--------------------------------------------------------------------------------------------------------------------------
SKILLZ INC. Agenda Number: 935393936
--------------------------------------------------------------------------------------------------------------------------
Security: 83067L109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SKLZ
ISIN: US83067L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Paradise Mgmt For For
1B. Election of Director: Casey Chafkin Mgmt For For
1C. Election of Director: Christopher S. Mgmt For For
Gaffney
1D. Election of Director: Harry E. Sloan Mgmt For For
1E. Election of Director: Jerry Bruckheimer Mgmt For For
1F. Election of Director: Kent Wakeford Mgmt For For
1G. Election of Director: Vandana Mehta-Krantz Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SOFTSTAR ENTERTAINMENT INC Agenda Number: 714041895
--------------------------------------------------------------------------------------------------------------------------
Security: Y8070L104
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: TW0006111008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. PROPOSED CASH DIVIDEND:
TWD 0.2 PER SHARE AND STOCK DIVIDEND: 40
SHS FOR 1000 SHS HELD
3 DISCUSSION ON THE COMPANY'S 2020 EARNINGS Mgmt For For
FOR CAPITAL INCREASE AND ISSUANCE OF NEW
STOCKS.
4 DISCUSSION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION.
5 DISCUSSION ON AMENDMENTS TO THE RULES AND Mgmt For For
PROCEDURES FOR SHAREHOLDERS' MEETINGS.
6 PROPOSAL OF RELEASE THE PROHIBITION ON Mgmt For For
DIRECTORS AND REPRESENTATIVE FROM
PARTICIPATION IN COMPETITIVE BUSINESS.
7 THE COMPANY'S DISPOSAL OF THE EQUITY OF Mgmt For For
SOFTSTAR TECHNOLOGY (BEIJING) CO., LTD. AND
THE INTELLECTUAL PROPERTY RIGHTS OF SWORD
AND FAIRY (ONLY IN MAINLAND CHINA).
--------------------------------------------------------------------------------------------------------------------------
SOHU.COM LIMITED Agenda Number: 935262484
--------------------------------------------------------------------------------------------------------------------------
Security: 83410S108
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: SOHU
ISIN: US83410S1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Charles Zhang Mgmt For For
1B. Election of Class I Director: Zhonghan Deng Mgmt For For
1C. Election of Class I Director: Dave De Yang Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935442234
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenichiro Yoshida Mgmt For For
1B. Election of Director: Hiroki Totoki Mgmt For For
1C. Election of Director: Shuzo Sumi Mgmt For For
1D. Election of Director: Tim Schaaff Mgmt For For
1E. Election of Director: Toshiko Oka Mgmt For For
1F. Election of Director: Sakie Akiyama Mgmt For For
1G. Election of Director: Wendy Becker Mgmt For For
1H. Election of Director: Yoshihiko Hatanaka Mgmt For For
1I. Election of Director: Adam Crozier Mgmt For For
1J. Election of Director: Keiko Kishigami Mgmt For For
1K. Election of Director: Joseph A. Kraft, Jr. Mgmt For For
2. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SQUARE ENIX HOLDINGS CO.,LTD. Agenda Number: 714218573
--------------------------------------------------------------------------------------------------------------------------
Security: J7659R109
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3164630000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsuda,
Yosuke
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamamura,
Yukihiro
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishiura, Yuji
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogawa, Masato
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okamoto,
Mitsuko
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Abdullah
Aldawood
2 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 713402941
--------------------------------------------------------------------------------------------------------------------------
Security: W87819103
Meeting Type: EGM
Meeting Date: 17-Dec-2020
Ticker:
ISIN: SE0007704788
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE STOCK OPTION PLAN LTIP 2020/2024 II Mgmt For For
FOR KEY EMPLOYEES
8 APPROVE 101 STOCK SPLIT AMEND ARTICLES Mgmt For For
ACCORDINGLY
9 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt For For
SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 713936536
--------------------------------------------------------------------------------------------------------------------------
Security: W87819145
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: SE0015346135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
8.C1 APPROVE DISCHARGE OF BOARD CHAIRMAN JAN Mgmt For For
SAMUELSON
8.C2 APPROVE DISCHARGE OF ERIK FORSBERG Mgmt For For
8.C3 APPROVE DISCHARGE OF KATARINA G. BONDE Mgmt For For
8.C4 APPROVE DISCHARGE OF BIRGITTA HENRIKSSON Mgmt For For
8.C5 APPROVE DISCHARGE OF ULRIKA VIKLUND Mgmt For For
8.C6 APPROVE DISCHARGE OF KAI WAWRZINEK Mgmt For For
8.C7 APPROVE DISCHARGE OF CEO JORGEN LARSSON Mgmt For For
9 APPROVE REMUNERATION REPORT Mgmt For For
10 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
11.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 730,000 FOR CHAIRMAN
11.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 260,000 FOR OTHER DIRECTORS
11.3 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.4 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.5 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.6 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.7 APPROVE REMUNERATION OF AUDITORS Mgmt For For
12.1 RE-ELECT JAN SAMUELSON AS DIRECTOR Mgmt For For
12.2 RE-ELECT ERIK FORSBERG AS DIRECTOR Mgmt For For
12.3 RE-ELECT KATARINA G. BONDE AS DIRECTOR Mgmt For For
12.4 RE-ELECT BIRGITTA HENRIKSSON AS DIRECTOR Mgmt For For
12.5 RE-ELECT ULRIKA VIKLUND AS DIRECTOR Mgmt For For
12.6 RE-ELECT KAI WAWRZINEK AS DIRECTOR Mgmt For For
13 RE-ELECT JAN SAMUELSON AS BOARD CHAIRMAN Mgmt For For
14 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
15 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF THREE OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
16 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
17 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
(LTIP 2021/2025)
18 APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
ISSUANCE OF WARRANTS AND THEIR TRANSFER TO
PARTICIPANTS
19 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS
20 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF IMPERIA ONLINE
JSC
21 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF PLAYA GAMES
GMBH
22 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF STORM8, INC
23 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF CANDYWRITER
LLC
24 AMEND ARTICLES RE EDITORIAL CHANGES Mgmt For For
CORPORATE PURPOSE POSTAL VOTING
25 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 714220706
--------------------------------------------------------------------------------------------------------------------------
Security: W87819145
Meeting Type: EGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: SE0015346135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE WARRANT PLAN FOR KEY EMPLOYEES Mgmt For For
8 CLOSE MEETING Non-Voting
CMMT 27 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 27 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUMO GROUP PLC Agenda Number: 714201770
--------------------------------------------------------------------------------------------------------------------------
Security: G8564B109
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: GB00BD3HV384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 REAPPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
3 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
4 RE-ELECT IAN LIVINGSTONE AS DIRECTOR Mgmt Against Against
5 RE-ELECT MICHAEL SHERWIN AS DIRECTOR Mgmt For For
6 RE-ELECT CARL CAVERS AS DIRECTOR Mgmt Against Against
7 RE-ELECT DAVID WILTON AS DIRECTOR Mgmt Against Against
8 RE-ELECT ANDREA DUNSTAN AS DIRECTOR Mgmt For For
9 RE-ELECT PAUL PORTER AS DIRECTOR Mgmt Against Against
10 APPROVE REMUNERATION REPORT Mgmt For For
11 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
12 AUTHORISE ISSUE OF EQUITY Mgmt For For
13 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
14 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
15 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
16 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J. Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TEAM17 GROUP PLC Agenda Number: 714178680
--------------------------------------------------------------------------------------------------------------------------
Security: G8715B107
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: GB00BYVX2X20
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
4 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
5 ELECT MARK CRAWFORD AS DIRECTOR Mgmt For For
6 RE-ELECT CHRISTOPHER BELL AS DIRECTOR Mgmt For For
7 RE-ELECT JENNIFER LAWRENCE AS DIRECTOR Mgmt For For
8 AUTHORISE ISSUE OF EQUITY Mgmt For For
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
10 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
11 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt For For
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
THERMALTAKE TECHNOLOGY CO LTD Agenda Number: 714177246
--------------------------------------------------------------------------------------------------------------------------
Security: Y87504125
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: TW0003540001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2020 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE 2020 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 3.5 PER SHARE.
3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND : 100
SHARES PER 1,000 SHARES.
4 THE REVISION TO THE PART OF ARTICLES OF Mgmt For For
INCORPORATION.
5 THE REVISION TO THE PART OF PROCEDURES OF Mgmt For For
ELECTION OF DIRECTORS AND SUPERVISORS.
6 THE REVISION TO THE PART OF PROCEDURES OF Mgmt For For
ENDORSEMENT AND GUARANTEE.
7 THE REVISION TO THE PART OF PROCEDURES OF Mgmt For For
MONETARY LOANS.
8 THE REVISION TO THE PART OF PROCEDURES OF Mgmt For For
TRADING DERIVATIVES.
9.1 THE ELECTION OF THE Mgmt For For
DIRECTOR.:LIN,PEI-HSI,SHAREHOLDER NO.2
9.2 THE ELECTION OF THE Mgmt For For
DIRECTOR.:PAN,CHIEN-MING,SHAREHOLDER NO.4
9.3 THE ELECTION OF THE Mgmt For For
DIRECTOR.:WU,MENG-LUNG,SHAREHOLDER
NO.B120017XXX
9.4 THE ELECTION OF THE Mgmt For For
DIRECTOR.:SHEN,HSUEH-JEN,SHAREHOLDER
NO.G120145XXX
9.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHEN,PO-TUNG,SHAREHOLDER
NO.F121708XXX
9.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANG,CHENG-PIN,SHAREHOLDER
NO.D121404XXX
9.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANG,CHENG-TE,SHAREHOLDER
NO.A120660XXX
10 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE NEWLY DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THUNDERFUL GROUP AB Agenda Number: 713816861
--------------------------------------------------------------------------------------------------------------------------
Security: W96103101
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0015195888
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 537462 DUE RECEIPT OF UPDATED
AGEDNA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN AT THE MEETING: SHOULD Non-Voting
MATS LONNQVIST BE ELECTED CHAIRMAN OF THE
ANNUAL GENERAL MEETING
3 SHOULD MATS LONNQVIST BE ELECTED CHAIRMAN Non-Voting
OF THE ANNUAL GENERAL MEETING: SHOULD THE
VOTING LIST BE APPROVED
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO ADJUSTERS TO SIGN Non-Voting
THE MINUTES
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS, THE CONSOLIDATED
AUDITOR'S REPORT AND THE BOARD'S REPORT IN
ACCORDANCE WITH CHAP. SECTION 53 A AND THE
AUDITOR'S OPINION IN ACCORDANCE WITH
CHAPTER 8. SECTION 54 OF THE SWEDISH
COMPANIES ACT
8.1 RESOLUTION ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET AND THE
REMUNERATION REPORT: SHOULD THE AGM DECIDE
TO APPROVE THE INCOME STATEMENT AND BALANCE
SHEET, CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET INCLUDED IN THE
ANNUAL REPORT AND CONSOLIDATED ACCOUNTS FOR
THE FINANCIAL YEAR 2020
8.2 RESOLUTION ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET AND THE
REMUNERATION REPORT: SHOULD THE AGM DECIDE
TO APPROVE THE REMUNERATION REPORT IN
ACCORDANCE WITH CHAPTER 8, SECTION 53 A OF
THE SWEDISH COMPANIES ACT
9.1 RESOLUTION ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET AND DETERMINATION OF THE
RECORD DATE FOR PROFIT DISTRIBUTION: SHOULD
THE AGM DECIDE THAT THE COMPANY'S RESULTS
SHALL BE TREATED IN ACCORDANCE WITH THE
PROPOSAL IN THE ANNUAL REPORT
9.2 RESOLUTION ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET AND DETERMINATION OF THE
RECORD DATE FOR PROFIT DISTRIBUTION: SHOULD
THE AGM DECIDE THAT NO DIVIDEND WILL BE
PAID FOR THE FINANCIAL YEAR 2020 IN
ACCORDANCE WITH THE BOARD'S PROPOSAL
10.1 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: MATS LONNQVIST
(BOARD MEMBER AND CHAIRMAN FROM 2 NOVEMBER
2020)
10.2 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: OWE BERGSTEN
(BOARD MEMBER)
10.3 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: TOMAS FRANZEN
(BOARD MEMBER FROM 28 SEPTEMBER 2020)
10.4 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: OSKAR BURMAN
(BOARD MEMBER FROM 28 SEPTEMBER 2020)
10.5 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: CECILIA OGVALL
(BOARD MEMBER FROM 28 SEPTEMBER 2020)
10.6 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: BRJANN
SIGURGEIRSSON (BOARD MEMBER UNTIL 28
SEPTEMBER 2020)
10.7 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: KLAUS LYNGELED
(BOARD MEMBER UP TO AND INCLUDING 28
SEPTEMBER 2020)
10.8 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: ANDERS MAIQVIST
(BOARD MEMBER UP TO AND INCLUDING 28
SEPTEMBER 2020)
10.9 RESOLUTION ON DISCHARGE FROM LIABILITY Mgmt For For
VIS-A-VIS THE COMPANY FOR THE BOARD MEMBERS
AND THE MANAGING DIRECTOR: BRJANN
SIGURGEIRSSON (CEO)
11.A REPORT ON THE NOMINATION COMMITTEE'S WORK Mgmt For For
AND DECISION ON (A) DETERMINATION OF THE
NUMBER OF BOARD MEMBERS AND (B)
DETERMINATION OF THE NUMBER OF AUDITORS AND
DEPUTY AUDITORS: SHOULD THE AGM DECIDE THAT
THE BOARD SHALL CONSIST OF FIVE MEMBERS
ELECTED BY THE AGM WITHOUT DEPUTIES
11.B REPORT ON THE NOMINATION COMMITTEE'S WORK Mgmt For For
AND DECISION ON (A) DETERMINATION OF THE
NUMBER OF BOARD MEMBERS AND (B)
DETERMINATION OF THE NUMBER OF AUDITORS AND
DEPUTY AUDITORS: SHOULD THE AGM DECIDE THAT
THE COMPANY SHALL HAVE AN AUDITOR WITHOUT A
DEPUTY AUDITOR
12.A DETERMINATION OF FEES TO (A) THE MEMBERS OF Mgmt For For
THE BOARD AND (B) THE AUDITOR(S): SHOULD
THE AGM DECIDE ON THE REMUNERATION OF THE
MEMBERS OF THE BOARD IN ACCORDANCE WITH THE
NOMINATION COMMITTEE'S PROPOSAL
12.B DETERMINATION OF FEES TO (A) THE MEMBERS OF Mgmt For For
THE BOARD AND (B) THE AUDITOR(S): SHOULD
THE AGM DECIDE ON THE AUDITOR'S FEE IN
ACCORDANCE WITH THE NOMINATION COMMITTEE'S
PROPOSAL
13.A1 RE-ELECTION OF MATS LONNQVIST AS A BOARD Mgmt For For
MEMBER
13.A2 RE-ELECTION OF OWE BERGSTEN AS A BOARD Mgmt For For
MEMBER
13.A3 RE-ELECTION OF TOMAS FRANZEN AS A BOARD Mgmt For For
MEMBER
13.A4 RE-ELECTION OF OSKAR BURMAN AS A BOARD Mgmt For For
MEMBER
13.A5 RE-ELECTION OF CECILIA OGVALL AS BOARD Mgmt For For
MEMBER
13B.1 IN ACCORDANCE WITH THE NOMINATION Mgmt For For
COMMITTEE'S PROPOSAL, SHALL THE AGM
RE-ELECT MATS LONNQVIST AS CHAIRMAN OF THE
BOARD
13B.2 SHOULD THE AGM, IN ACCORDANCE WITH THE Mgmt For For
NOMINATION COMMITTEE'S PROPOSAL, DECIDE TO
REELECT THE REGISTERED AUDITING COMPANY
GRANT THORNTON SWEDEN AB AS AUDITOR
14 ESTABLISHMENT OF PRINCIPLES FOR THE Mgmt For For
APPOINTMENT OF THE NOMINATION COMMITTEE
TOGETHER WITH INSTRUCTIONS FOR THE
NOMINATION COMMITTEE AND REMUNERATION TO
THE MEMBERS OF THE NOMINATION COMMITTEE
15 RESOLUTION ON THOSE AUTHORIZED BY THE BOARD Mgmt Against Against
OF DIRECTORS TO DECIDE ON AN ISSUE
16 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TOBII AB Agenda Number: 713953316
--------------------------------------------------------------------------------------------------------------------------
Security: W9T29E101
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: SE0002591420
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 560637 DUE TO RECEIPT OF CHANGE
IN TEXT OF RESOLUTION 9.A. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 ELECTION OF A CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE, APPOINTED IN
ACCORDANCE WITH THE PRINCIPLES ESTABLISHED
BY THE ANNUAL GENERAL MEETING ON 8 MAY
2018, CONSISTS OF JAN ANDERSSON (APPOINTED
BY SWEDBANK ROBUR FONDER), HELEN FASTH
GILLSTEDT (APPOINTED BY THE HANDELSBANKEN
FONDER), HENRIK TELLVING (APPOINTED BY THE
COMPANY'S FOUNDERS) AND KENT SANDER
(CHAIRMAN OF THE BOARD OF DIRECTORS). THE
NOMINATION COMMITTEE HAS APPOINTED JAN
ANDERSSON AS THE NOMINATION COMMITTEE'S
CHAIRMAN. THE NOMINATION COMMITTEE PROPOSES
THAT: JESPER SCHONBECK, MEMBER OF THE
SWEDISH BAR ASSOCIATION, FROM ADVOKATFIRMAN
VINGE, OR, IF HE HAS AN IMPEDIMENT TO
ATTEND, THE PERSON PROPOSED BY THE
NOMINATION COMMITTEE, IS ELECTED AS
CHAIRMAN OF THE ANNUAL GENERAL MEETING.
2 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES OF THE MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 SUBMISSION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT FOR THE GROUP
7.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING: ALLOCATION OF THE Mgmt For For
COMPANY'S PROFITS OR LOSSES IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET: THE BOARD
OF DIRECTORS AND THE CEO PROPOSE THAT THE
COMPANY'S RESULTS SHALL BE CARRIED FORWARD
AND THUS NO DIVIDEND WILL BE DISTRIBUTED
7.C.1 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
KENT SANDER
7.C.2 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
NILS BERNHARD
7.C.3 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
ASA HEDIN
7.C.4 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
HELI ARANTOLA
7.C.5 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
JAN WAREBY
7.C.6 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
CHARLOTTA FALVIN
7.C.7 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
JORGEN LANTTO
7.C.8 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
MARTEN SKOGO
7.C.9 RESOLUTION REGARDING: APPROVE DISCHARGE OF Mgmt For For
CEO HENRIK ESKILSSON
8.A DETERMINATION OF: THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE, APPOINTED IN ACCORDANCE WITH THE
PRINCIPLES ESTABLISHED BY THE ANNUAL
GENERAL MEETING ON 8 MAY 2018, CONSISTS OF
JAN ANDERSSON (APPOINTED BY SWEDBANK ROBUR
FONDER), HELEN FASTH GILLSTEDT (APPOINTED
BY THE HANDELSBANKEN FONDER), HENRIK
TELLVING (APPOINTED BY THE COMPANY'S
FOUNDERS) AND KENT SANDER (CHAIRMAN OF THE
BOARD OF DIRECTORS). THE NOMINATION
COMMITTEE HAS APPOINTED JAN ANDERSSON AS
THE NOMINATION COMMITTEE'S CHAIRMAN. THE
NOMINATION COMMITTEE PROPOSES THAT: THE
NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS
SHALL BE SEVEN (7), WITH NO DEPUTY MEMBERS
8.B DETERMINATION OF: THE NUMBER OF AUDITORS: Mgmt For For
THE NOMINATION COMMITTEE, APPOINTED IN
ACCORDANCE WITH THE PRINCIPLES ESTABLISHED
BY THE ANNUAL GENERAL MEETING ON 8 MAY
2018, CONSISTS OF JAN ANDERSSON (APPOINTED
BY SWEDBANK ROBUR FONDER), HELEN FASTH
GILLSTEDT (APPOINTED BY THE HANDELSBANKEN
FONDER), HENRIK TELLVING (APPOINTED BY THE
COMPANY'S FOUNDERS) AND KENT SANDER
(CHAIRMAN OF THE BOARD OF DIRECTORS). THE
NOMINATION COMMITTEE HAS APPOINTED JAN
ANDERSSON AS THE NOMINATION COMMITTEE'S
CHAIRMAN. THE NOMINATION COMMITTEE PROPOSES
THAT: THE NUMBER OF AUDITORS SHALL BE ONE
(1) AUTHORIZED ACCOUNTING FIRM
9.A DETERMINATION OF FEES TO: THE BOARD OF Mgmt For For
DIRECTORS: THE NOMINATION COMMITTEE,
APPOINTED IN ACCORDANCE WITH THE PRINCIPLES
ESTABLISHED BY THE ANNUAL GENERAL MEETING
ON 8 MAY 2018, CONSISTS OF JAN ANDERSSON
(APPOINTED BY SWEDBANK ROBUR FONDER), HELEN
FASTH GILLSTEDT (APPOINTED BY THE
HANDELSBANKEN FONDER), HENRIK TELLVING
(APPOINTED BY THE COMPANY'S FOUNDERS) AND
KENT SANDER (CHAIRMAN OF THE BOARD OF
DIRECTORS). THE NOMINATION COMMITTEE HAS
APPOINTED JAN ANDERSSON AS THE NOMINATION
COMMITTEE'S CHAIRMAN. THE NOMINATION
COMMITTEE PROPOSES THAT: THAT THE FEES TO
THE BOARD OF DIRECTORS SHALL AMOUNT TO SEK
2,150,000 TO BE ALLOCATED WITH SEK 650,000
TO THE CHAIRMAN OF THE BOARD OF DIRECTORS
AND SEK 250,000 TO EACH OTHER MEMBER OF THE
BOARD OF DIRECTORS NOT EMPLOYED BY THE
COMPANY. REMUNERATION FOR COMMITTEE WORK
SHALL BE PAID WITH A MAXIMUM TOTAL OF SEK
319,000, WHEREOF SEK 240,000 SHALL BE
ALLOCATED TO THE AUDIT COMMITTEE (WHEREOF
SEK 120,000 TO THE CHAIRMAN OF THE
COMMITTEE AND SEK 60,000 TO EACH OF THE
OTHER TWO MEMBERS) AND SEK 79,000 TO THE
COMPENSATION COMMITTEE (WHEREOF SEK 37,000
TO THE CHAIRMAN OF THE COMMITTEE AND SEK
21,000 TO EACH OF THE OTHER TWO MEMBERS)
9.B DETERMINATION OF FEES TO: THE AUDITORS: THE Mgmt For For
NOMINATION COMMITTEE, APPOINTED IN
ACCORDANCE WITH THE PRINCIPLES ESTABLISHED
BY THE ANNUAL GENERAL MEETING ON 8 MAY
2018, CONSISTS OF JAN ANDERSSON (APPOINTED
BY SWEDBANK ROBUR FONDER), HELEN FASTH
GILLSTEDT (APPOINTED BY THE HANDELSBANKEN
FONDER), HENRIK TELLVING (APPOINTED BY THE
COMPANY'S FOUNDERS) AND KENT SANDER
(CHAIRMAN OF THE BOARD OF DIRECTORS). THE
NOMINATION COMMITTEE HAS APPOINTED JAN
ANDERSSON AS THE NOMINATION COMMITTEE'S
CHAIRMAN. THE NOMINATION COMMITTEE PROPOSES
THAT: AUDITORS' FEE IS PROPOSED TO BE AS
PER APPROVED CURRENT ACCOUNT
10.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KENT SANDER
10.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: NILS BERNHARD
10.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ASA HEDIN
10.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELI ARANTOLA
10.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JAN WAREBY
10.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: CHARLOTTA FALVIN
10.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JORGEN LANTTO
11 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: THE NOMINATION COMMITTEE,
APPOINTED IN ACCORDANCE WITH THE PRINCIPLES
ESTABLISHED BY THE ANNUAL GENERAL MEETING
ON 8 MAY 2018, CONSISTS OF JAN ANDERSSON
(APPOINTED BY SWEDBANK ROBUR FONDER), HELEN
FASTH GILLSTEDT (APPOINTED BY THE
HANDELSBANKEN FONDER), HENRIK TELLVING
(APPOINTED BY THE COMPANY'S FOUNDERS) AND
KENT SANDER (CHAIRMAN OF THE BOARD OF
DIRECTORS). THE NOMINATION COMMITTEE HAS
APPOINTED JAN ANDERSSON AS THE NOMINATION
COMMITTEE'S CHAIRMAN. THE NOMINATION
COMMITTEE PROPOSES THAT: MARTEN SKOGO HAS
DECLINED RE-ELECTION. KENT SANDER IS
PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF
THE BOARD OF DIRECTORS
12 ELECTION OF AUDITORS AND, WHERE APPLICABLE, Mgmt For For
DEPUTY AUDITORS: THE NOMINATION COMMITTEE,
APPOINTED IN ACCORDANCE WITH THE PRINCIPLES
ESTABLISHED BY THE ANNUAL GENERAL MEETING
ON 8 MAY 2018, CONSISTS OF JAN ANDERSSON
(APPOINTED BY SWEDBANK ROBUR FONDER), HELEN
FASTH GILLSTEDT (APPOINTED BY THE
HANDELSBANKEN FONDER), HENRIK TELLVING
(APPOINTED BY THE COMPANY'S FOUNDERS) AND
KENT SANDER (CHAIRMAN OF THE BOARD OF
DIRECTORS). THE NOMINATION COMMITTEE HAS
APPOINTED JAN ANDERSSON AS THE NOMINATION
COMMITTEE'S CHAIRMAN. THE NOMINATION
COMMITTEE PROPOSES THAT: RE-ELECTION OF THE
ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB.
THE PROPOSAL CORRESPONDS TO THE AUDIT
COMMITTEE'S RECOMMENDATION
13 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR APPROVAL
14 PROPOSAL FOR RESOLUTION REGARDING Mgmt For For
GUIDELINES FOR EXECUTIVE REMUNERATION
15 PROPOSAL REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE TO ISSUE NEW
SHARES
16 PROPOSAL FOR RESOLUTION REGARDING INCENTIVE Mgmt For For
PROGRAM 2021
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 21 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
562425, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT 21 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TOBII AB Agenda Number: 714237218
--------------------------------------------------------------------------------------------------------------------------
Security: W9T29E101
Meeting Type: EGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: SE0002591420
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE WARRANT PLAN LTIP 2021 Mgmt For For
CMMT 03 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 04 JUN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
TURTLE BEACH CORPORATION Agenda Number: 935428412
--------------------------------------------------------------------------------------------------------------------------
Security: 900450206
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: HEAR
ISIN: US9004502061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Juergen Stark Mgmt For For
William E. Keitel Mgmt For For
L. Gregory Ballard Mgmt For For
Yie-Hsin Hung Mgmt For For
Kelly Thompson Mgmt For For
Andrew Wolfe, Ph.D. Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. An advisory vote on the compensation of our Mgmt For For
named executive officers.
4. To approve amendments to the Company's 2013 Mgmt Against Against
Stock-Based Incentive Compensation Plan, as
amended (the "2013 Plan"), to increase the
total number of shares of common stock
authorized for grant thereunder from
4,302,353 shares to 5,277,353 shares.
--------------------------------------------------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT Agenda Number: 712740073
--------------------------------------------------------------------------------------------------------------------------
Security: F9396N106
Meeting Type: MIX
Meeting Date: 02-Jul-2020
Ticker:
ISIN: FR0000054470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 17 JUN 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005272002000-64 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006172002566-73; PLEASE NOTE THAT
THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTION E.35 AND ADDITION
OF URL LINK. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 MARCH 2020
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020
O.4 APPROVAL OF REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS
O.5 APPROVAL OF ALL ELEMENTS OF THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS REFERRED
TO IN ARTICLE L. 225-37-3 OF THE FRENCH
COMMERCIAL CODE FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2020
O.6 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
ENDED 31 MARCH 2020, OR ALLOCATED IN
RESPECT OF SAID FINANCIAL YEAR, TO MR. YVES
GUILLEMOT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.7 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
ENDED 31 MARCH 2020, OR ALLOCATED IN
RESPECT OF SAID FINANCIAL YEAR, TO MR.
CLAUDE GUILLEMOT, DEPUTY CHIEF EXECUTIVE
OFFICER
O.8 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
ENDED 31 MARCH 2020, OR ALLOCATED IN
RESPECT OF SAID FINANCIAL YEAR, TO MR.
MICHEL GUILLEMOT, DEPUTY CHIEF EXECUTIVE
OFFICER
O.9 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
ENDED 31 MARCH 2020, OR ALLOCATED IN
RESPECT OF SAID FINANCIAL YEAR, TO MR.
GERARD GUILLEMOT, DEPUTY CHIEF EXECUTIVE
OFFICER
O.10 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
ENDED 31 MARCH 2020, OR ALLOCATED IN
RESPECT OF SAID FINANCIAL YEAR, TO MR.
CHRISTIAN GUILLEMOT, DEPUTY CHIEF EXECUTIVE
OFFICER
O.11 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DEPUTY CHIEF EXECUTIVE
OFFICERS
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
O.14 RENEWAL OF THE TERM OF OFFICE OF MR. YVES Mgmt Against Against
GUILLEMOT AS DIRECTOR
O.15 RENEWAL OF THE TERM OF OFFICE OF MR. GERARD Mgmt Against Against
GUILLEMOT AS DIRECTOR
O.16 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FLORENCE NAVINER AS DIRECTOR
O.17 APPOINTMENT OF MR. JOHN PARKES AS A Mgmt Against Against
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS, WITH MR. ERIC TREMBLAY AS HIS
DEPUTY
O.18 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE COMPANY'S SHARES
E.19 AUTHORIZATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES HELD BY THE
COMPANY
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY CAPITALIZATION OF RESERVES,
PROFITS, PREMIUMS OR OTHERS WHOSE
CAPITALIZATION WOULD BE ALLOWED
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OF THE COMPANY
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL OR THAT OF
ONE OF ITS SUBSIDIARIES AND/OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OF THE COMPANY
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL OR THAT OF
ONE OF ITS SUBSIDIARIES AND/OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY MEANS OF
A PUBLIC OFFERING, EXCLUDING THE OFFERS
REFERRED TO IN SECTION 1DECREE OF ARTICLE
L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OF THE COMPANY
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL OR THAT OF
ONE OF ITS SUBSIDIARIES AND/OR GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A
PUBLIC OFFERING REFERRED TO IN SECTION
1DECREE OF ARTICLE L. 411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE (FORMERLY
"PRIVATE PLACEMENT"
E.24 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY, WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR
COMPOSITE TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE
BENEFIT OF MEMBERS OF (A) COMPANY OR GROUP
SAVINGS PLAN(S
E.26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR
COMPOSITE TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR EMPLOYEES AND/OR CORPORATE OFFICERS OF
CERTAIN SUBSIDIARIES OF THE COMPANY WITHIN
THE MEANING OF ARTICLE L. 233-16 OF THE
FRENCH COMMERCIAL CODE, WHOSE REGISTERED
OFFICE IS LOCATED OUTSIDE FRANCE, EXCLUDING
COMPANY OR GROUP SAVINGS PLANS
E.27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR
COMPOSITE TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR CATEGORIES OF BENEFICIARIES IN THE
CONTEXT OF AN EMPLOYEE SHAREHOLDING OFFER
E.28 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
GRANT OPTIONS TO SUBSCRIBE FOR AND/OR
PURCHASE COMMON SHARES OF THE COMPANY
REFERRED TO IN ARTICLES L. 225-177 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR
THE BENEFIT OF EMPLOYEES, INCLUDING ALL OR
SOME OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE OF UBISOFT GROUP REFERRED TO IN
SECTION 4.1.2.3 OF THE UNIVERSAL
REGISTRATION DOCUMENT, EXCLUDING THE
COMPANY'S EXECUTIVE CORPORATE OFFICERS
REFERRED TO IN THE TWENTY-NINTH RESOLUTION
E.29 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt Against Against
GRANT OPTIONS TO SUBSCRIBE FOR AND/OR
PURCHASE COMMON SHARES OF THE COMPANY
REFERRED TO IN ARTICLES L. 225-177 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR
THE BENEFIT OF THE COMPANY'S EXECUTIVE
CORPORATE OFFICERS
E.30 OVERALL CEILING ON CAPITAL INCREASES Mgmt For For
E.31 AMENDMENT TO ARTICLE 8 OF THE COMPANY'S Mgmt For For
BY-LAWS IN ORDER TO PROVIDE THAT THE TERM
OF OFFICE OF DIRECTORS REPRESENTING
EMPLOYEES MAY EXCEPTIONALLY BE LESS THAN
FOUR YEARS AND TO HARMONIZE THE COMPANY'S
SHAREHOLDING RULES FOR EACH CATEGORY OF
DIRECTORS AND/OR MAKE ANY OTHER
CLARIFICATION BY REFERENCE TO THE LEGAL AND
REGULATORY PROVISIONS APPLICABLE IN THIS
REGARD
E.32 AMENDMENT TO ARTICLE 12 OF THE COMPANY'S Mgmt For For
BY-LAWS IN ORDER TO SET A STATUTORY AGE
LIMIT FOR THE PERFORMANCE OF THE FUNCTIONS
OF CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF
EXECUTIVE OFFICER IN LINE WITH THE
STATUTORY AGE LIMIT FOR DIRECTORS AND THE
CHAIRMAN OF THE BOARD OF DIRECTORS, AND TO
UPDATE THE DURATION OF SAID FUNCTIONS
FOLLOWING THE AMENDMENT TO ARTICLE L.
225-56 OF THE FRENCH COMMERCIAL CODE BY LAW
NO. 2001-420 OF 15 MAY 2001 ("NRE" LAW
E.33 ALIGNMENT OF THE BY-LAWS WITH THE LEGAL AND Mgmt For For
REGULATORY PROVISIONS IN FORCE
E.34 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO AMEND THE BY-LAWS IN ORDER TO
BRING THEM INTO COMPLIANCE WITH LEGAL AND
REGULATORY PROVISIONS
E.35 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
David Helgason Mgmt For For
John Riccitiello Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
USERJOY TECHNOLOGY CO LTD Agenda Number: 714226974
--------------------------------------------------------------------------------------------------------------------------
Security: Y9299J128
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0003546008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2020 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE 2020 PROFIT DISTRIBUTION.PROPOSED CASH Mgmt For For
DIVIDEND:TWD 4.68057760 PER SHARE.
3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS AND CAPITAL RESERVES.PROPOSED
STOCK DIVIDEND: 50 FOR 1,000 SHS HELD.
4 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING.
5 THE REVISION TO THE PROCEDURES OF THE Mgmt For For
ELECTION OF THE DIRECTORS.
6 THE REVISION TO THE PROCEDURES OF Mgmt For For
ENDORSEMENT AND GUARANTEE.
--------------------------------------------------------------------------------------------------------------------------
VSTECS HOLDINGS LIMITED Agenda Number: 713932019
--------------------------------------------------------------------------------------------------------------------------
Security: G9400C111
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: KYG9400C1116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600349.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600355.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HK22.0 CENTS Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3.A TO RE-ELECT MR. LI YUE AS DIRECTOR OF THE Mgmt Against Against
COMPANY
3.B TO RE-ELECT MR. XIA BIN AS DIRECTOR OF THE Mgmt Against Against
COMPANY
3.C TO RE-ELECT MR. CHEUNG WING LEE ISAIAH AS Mgmt Against Against
DIRECTOR OF THE COMPANY
3.D TO RE-ELECT MR. WANG XIAOLONG AS DIRECTOR Mgmt For For
OF THE COMPANY
3.E TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT KPMG AS THE AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATED NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE SHARES OF
THE COMPANY NOT EXCEEDING 10% OF THE
AGGREGATED NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE AND
ALLOT THE SHARES REPURCHASED BY THE COMPANY
UNDER THE MANDATE REFERRED TO ITEM 5B ABOVE
--------------------------------------------------------------------------------------------------------------------------
WEBZEN INC Agenda Number: 713614887
--------------------------------------------------------------------------------------------------------------------------
Security: Y9532S109
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7069080000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: GIM TAE YEONG Mgmt For For
4 GRANT OF STOCK OPTION Mgmt For For
5 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
WEMADE CO., LTD. Agenda Number: 713675974
--------------------------------------------------------------------------------------------------------------------------
Security: Y9534D100
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7112040001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2.1 GRANT OF STOCK OPTION Mgmt For For
2.2 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
4 ELECTION OF INSIDE DIRECTOR: BAK GWAN HO Mgmt Against Against
5 ELECTION OF AUDITOR: U JONG SIK Mgmt For For
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
7 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WYSIWYG STUDIOS CO. LTD. Agenda Number: 713680874
--------------------------------------------------------------------------------------------------------------------------
Security: Y9703A101
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7299900001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3 ELECTION OF AUDITOR: BAEK JUN HYEON Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZYNGA INC. Agenda Number: 935376017
--------------------------------------------------------------------------------------------------------------------------
Security: 98986T108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: ZNGA
ISIN: US98986T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting: Mark Pincus
1b. Election of Director to serve until the Mgmt For For
next annual meeting: Frank Gibeau
1c. Election of Director to serve until the Mgmt For For
next annual meeting: Dr. Regina E. Dugan
1d. Election of Director to serve until the Mgmt For For
next annual meeting: William "Bing" Gordon
1e. Election of Director to serve until the Mgmt For For
next annual meeting: Louis J. Lavigne, Jr.
1f. Election of Director to serve until the Mgmt For For
next annual meeting: Carol G. Mills
1g. Election of Director to serve until the Mgmt For For
next annual meeting: Janice M. Roberts
1h. Election of Director to serve until the Mgmt For For
next annual meeting: Ellen F. Siminoff
1i. Election of Director to serve until the Mgmt For For
next annual meeting: Noel B. Watson
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of Zynga's named executive
officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of Zynga for its fiscal
year ending December 31, 2021.
4. Shareholder proposal to amend the Shr For Against
shareholding threshold to call a Special
Meeting.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Managers Trust
By (Signature) /s/ John A. Flanagan
Name John A. Flanagan
Title Principal Financial Officer
Date 8/31/2021