UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act File No. 811-22738

 

 

First Trust MLP and Energy Income Fund

 

Exact Name of Registrant as Specified in Declaration of Trust

 

 

10 Westport Road, Suite C101a Wilton, Connecticut 06897

 

Address of Principal Executive Offices (Number, Street, City, State, Zip Code)

 

 

W. Scott Jardine

First Trust Portfolios L.P.

120 East Liberty Drive, Suite 400

Wheaton, Illinois 60187

 

Name and Address (Number, Street, City, State, Zip Code) of Agent for Service

 

 

(630) 765-8000

 

Registrant's Telephone Number, including Area Code

 

 

Date of fiscal year end: October 31

 

 

 

Date of reporting period: July 1, 2020 - June 30, 2021

 

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 

 

  

 

Item 1. Proxy Voting Record

 

NEW JERSEY RESOURCES CORPORATION            
Ticker:  NJR            
Primary CUSIP:  646025106            
Meeting Date:  20-Jan-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director M. William Howard, Jr.  Management  For  Yes  No
Elect Director Donald L. Correll  Management  For  Yes  No
Elect Director James H. DeGraffenreidt, Jr.  Management  For  Yes  No
Elect Director M. Susan Hardwick  Management  For  Yes  No
Elect Director George R. Zoffinger  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
             
             
ATMOS ENERGY CORPORATION            
Ticker:  ATO            
Primary CUSIP:  049560105            
Meeting Date:  03-Feb-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director J. Kevin Akers  Management  For  Yes  No
Elect Director Robert W. Best  Management  For  Yes  No
Elect Director Kim R. Cocklin  Management  For  Yes  No
Elect Director Kelly H. Compton  Management  For  Yes  No
Elect Director Sean Donohue  Management  For  Yes  No
Elect Director Rafael G. Garza  Management  For  Yes  No
Elect Director Richard K. Gordon  Management  For  Yes  No
Elect Director Robert C. Grable  Management  For  Yes  No
Elect Director Nancy K. Quinn  Management  For  Yes  No
Elect Director Richard A. Sampson  Management  For  Yes  No
Elect Director Stephen R. Springer  Management  For  Yes  No
Elect Director Diana J. Walters  Management  For  Yes  No
Elect Director Richard Ware, II  Management  For  Yes  No
Elect Director Frank Yoho  Management  For  Yes  No
Amend Omnibus Stock Plan  Management  For  Yes  No
Ratify Ernst & Young LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
             
             
EDP RENOVAVEIS SA            
Ticker:  EDPR            
Primary CUSIP:  E3847K101            
Meeting Date:  22-Feb-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Ratify Appointment of and Elect Miguel Stilwell de Andrade as Director  Management  For  Yes  No
Ratify Appointment of and Elect Ana Paula Garrido Pina Marques as Director  Management  For  Yes  No
Ratify Appointment of and Elect Joan Avalyn Dempsey as Director  Management  For  Yes  No
Dismiss Antonio Luis Guerra Nunes Mexia as Director  Management  For  Yes  No
Dismiss Joao Manuel Manso Neto as Director  Management  For  Yes  No
Fix Number of Directors at 12  Management  For  Yes  No
Amend Articles Re: General Meetings  Management  For  Yes  No
Authorize Board to Ratify and Execute Approved Resolutions  Management  For  Yes  No
             
             
TC PIPELINES, LP            
Ticker:  TCP            
Primary CUSIP:  87233Q108            
Meeting Date:  26-Feb-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Approve Merger Agreement  Management  Against  Yes  Yes
             
             
EDP RENOVAVEIS SA            
Ticker:  EDPR            
Primary CUSIP:  E3847K101            
Meeting Date:  12-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Approve Consolidated and Standalone Financial Statements  Management  For  Yes  No
Approve Allocation of Income and Dividends  Management  For  Yes  No
Approve Consolidated and Standalone Management Reports, and Corporate Governance Report  Management  For  Yes  No
Approve Non-Financial Information Statement  Management  For  Yes  No
Appraise Management of Company and Approve Vote of Confidence to Board of Directors and Executive Committee  Management  For  Yes  No
Reelect Miguel Stilwell de Andrade as Director  Management  For  Yes  No
Reelect Rui Manuel Rodrigues Lopes Teixeira as Director  Management  For  Yes  No
Reelect Vera de Morais Pinto Pereira Carneiro as Director  Management  For  Yes  No
Reelect Ana Paula Garrido de Pina Marques as Director  Management  For  Yes  No
Reelect Manuel Menendez Menendez as Director  Management  For  Yes  No
Reelect Acacio Liberado Mota Piloto as Director  Management  For  Yes  No
Reelect Allan J. Katz as Director  Management  For  Yes  No
Reelect Joan Avalyn Dempsey as Director  Management  For  Yes  No
Elect Antonio Sarmento Gomes Mota as Director  Management  For  Yes  No
Elect Miguel Nuno Simoes Nunes Ferreira Setas as Director  Management  For  Yes  No
Elect Rosa Maria Garcia Garcia as Director  Management  For  Yes  No
Elect Jose Manuel Felix Morgado as Director  Management  For  Yes  No
Approve Remuneration Policy  Management  For  Yes  No
Renew PricewaterhouseCoopers as Auditor  Management  For  Yes  No
Approve Capital Raising  Management  For  Yes  No
Approve Dividends Charged Against Reserves  Management  For  Yes  No
Authorize Board to Ratify and Execute Approved Resolutions  Management  For  Yes  No
             
             
AMERICAN ELECTRIC POWER COMPANY, INC.            
Ticker:  AEP            
Primary CUSIP:  025537101            
Meeting Date:  20-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Nicholas K. Akins  Management  For  Yes  No
Elect Director David J. Anderson  Management  For  Yes  No
Elect Director J. Barnie Beasley, Jr.  Management  For  Yes  No
Elect Director Art A. Garcia  Management  For  Yes  No
Elect Director Linda A. Goodspeed  Management  For  Yes  No
Elect Director Thomas E. Hoaglin  Management  For  Yes  No
Elect Director Sandra Beach Lin  Management  For  Yes  No
Elect Director Margaret M. McCarthy  Management  For  Yes  No
Elect Director Stephen S. Rasmussen  Management  For  Yes  No
Elect Director Oliver G. Richard, III  Management  For  Yes  No
Elect Director Daryl Roberts  Management  For  Yes  No
Elect Director Sara Martinez Tucker  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
             
             
NEXTERA ENERGY PARTNERS, LP            
Ticker:  NEP            
Primary CUSIP:  65341B106            
Meeting Date:  20-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Susan D. Austin  Management  For  Yes  No
Elect Director Robert J. Byrne  Management  For  Yes  No
Elect Director Peter H. Kind  Management  For  Yes  No
Elect Director James L. Robo  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
             
             
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED            
Ticker:  PEG            
Primary CUSIP:  744573106            
Meeting Date:  20-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Ralph Izzo  Management  For  Yes  No
Elect Director Shirley Ann Jackson  Management  For  Yes  No
Elect Director Willie A. Deese  Management  For  Yes  No
Elect Director David Lilley  Management  For  Yes  No
Elect Director Barry H. Ostrowsky  Management  For  Yes  No
Elect Director Scott G. Stephenson  Management  For  Yes  No
Elect Director Laura A. Sugg  Management  For  Yes  No
Elect Director John P. Surma  Management  For  Yes  No
Elect Director Susan Tomasky  Management  For  Yes  No
Elect Director Alfred W. Zollar  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Approve Non-Employee Director Restricted Stock Plan  Management  For  Yes  No
Approve Omnibus Stock Plan  Management  For  Yes  No
             
             
MAGELLAN MIDSTREAM PARTNERS, L.P.            
Ticker:  MMP            
Primary CUSIP:  559080106            
Meeting Date:  22-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Robert G. Croyle  Management  For  Yes  No
Elect Director Stacy P. Methvin  Management  For  Yes  No
Elect Director Barry R. Pearl  Management  Withhold  Yes  Yes
Amend Restricted Stock Plan  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Ernst & Young LLP as Auditors  Management  For  Yes  No
             
             
CENTERPOINT ENERGY, INC.            
Ticker:  CNP            
Primary CUSIP:  15189T107            
Meeting Date:  23-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Leslie D. Biddle  Management  For  Yes  No
Elect Director Milton Carroll  Management  For  Yes  No
Elect Director Wendy Montoya Cloonan  Management  For  Yes  No
Elect Director Earl M. Cummings  Management  For  Yes  No
Elect Director David J. Lesar  Management  For  Yes  No
Elect Director Martin H. Nesbitt  Management  For  Yes  No
Elect Director Theodore F. Pound  Management  For  Yes  No
Elect Director Phillip R. Smith  Management  For  Yes  No
Elect Director Barry T. Smitherman  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
             
             
EQUITRANS MIDSTREAM CORPORATION            
Ticker:  ETRN            
Primary CUSIP:  294600101            
Meeting Date:  27-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Vicky A. Bailey  Management  For  Yes  No
Elect Director Sarah M. Barpoulis  Management  For  Yes  No
Elect Director Kenneth M. Burke  Management  For  Yes  No
Elect Director Patricia K. Collawn  Management  For  Yes  No
Elect Director Margaret K. Dorman  Management  For  Yes  No
Elect Director Thomas F. Karam  Management  For  Yes  No
Elect Director D. Mark Leland  Management  For  Yes  No
Elect Director Norman J. Szydlowski  Management  For  Yes  No
Elect Director Robert F. Vagt  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Eliminate Supermajority Vote Requirement to Amend Articles and Bylaws and Remove Directors Outside of the Annual Process  Management  For  Yes  No
Ratify Ernst & Young LLP as Auditors  Management  For  Yes  No
             
             
EXELON CORPORATION            
Ticker:  EXC            
Primary CUSIP:  30161N101            
Meeting Date:  27-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Anthony Anderson  Management  For  Yes  No
Elect Director Ann Berzin  Management  For  Yes  No
Elect Director Laurie Brlas  Management  For  Yes  No
Elect Director Marjorie Rodgers Cheshire  Management  For  Yes  No
Elect Director Christopher Crane  Management  For  Yes  No
Elect Director Yves de Balmann  Management  For  Yes  No
Elect Director Linda Jojo  Management  For  Yes  No
Elect Director Paul Joskow  Management  For  Yes  No
Elect Director Robert Lawless  Management  For  Yes  No
Elect Director John Richardson  Management  For  Yes  No
Elect Director Mayo Shattuck, III  Management  For  Yes  No
Elect Director John Young  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Report on Child Labor Audit  Share Holder  Against  Yes  No
             
             
THE WILLIAMS COMPANIES, INC.            
Ticker:  WMB            
Primary CUSIP:  969457100            
Meeting Date:  27-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Alan S. Armstrong  Management  For  Yes  No
Elect Director Stephen W. Bergstrom  Management  For  Yes  No
Elect Director Nancy K. Buese  Management  For  Yes  No
Elect Director Stephen I. Chazen  Management  For  Yes  No
Elect Director Charles I. Cogut  Management  For  Yes  No
Elect Director Michael A. Creel  Management  For  Yes  No
Elect Director Stacey H. Dore  Management  For  Yes  No
Elect Director Vicki L. Fuller  Management  For  Yes  No
Elect Director Peter A. Ragauss  Management  For  Yes  No
Elect Director Rose M. Robeson  Management  For  Yes  No
Elect Director Scott D. Sheffield  Management  For  Yes  No
Elect Director Murray D. Smith  Management  For  Yes  No
Elect Director William H. Spence  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Ernst & Young LLP as Auditors  Management  For  Yes  No
             
             
ALTAGAS LTD.            
Ticker:  ALA            
Primary CUSIP:  021361100            
Meeting Date:  30-Apr-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration  Management  For  Yes  No
Elect Director Victoria A. Calvert  Management  For  Yes  No
Elect Director David W. Cornhill  Management  For  Yes  No
Elect Director Randall L. Crawford  Management  For  Yes  No
Elect Director Jon-Al Duplantier  Management  For  Yes  No
Elect Director Robert B. Hodgins  Management  For  Yes  No
Elect Director Cynthia Johnston  Management  For  Yes  No
Elect Director Pentti O. Karkkainen  Management  For  Yes  No
Elect Director Phillip R. Knoll  Management  For  Yes  No
Elect Director Terry D. McCallister  Management  For  Yes  No
Elect Director Linda G. Sullivan  Management  For  Yes  No
Elect Director Nancy G. Tower  Management  For  Yes  No
Advisory Vote on Executive Compensation Approach  Management  For  Yes  No
             
             
DOMINION ENERGY, INC.            
Ticker:  D            
Primary CUSIP:  25746U109            
Meeting Date:  05-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director James A. Bennett  Management  For  Yes  No
Elect Director Robert M. Blue  Management  For  Yes  No
Elect Director Helen E. Dragas  Management  For  Yes  No
Elect Director James O. Ellis, Jr.  Management  For  Yes  No
Elect Director D. Maybank Hagood  Management  For  Yes  No
Elect Director Ronald W. Jibson  Management  For  Yes  No
Elect Director Mark J. Kington  Management  For  Yes  No
Elect Director Joseph M. Rigby  Management  For  Yes  No
Elect Director Pamela J. Royal  Management  For  Yes  No
Elect Director Robert H. Spilman, Jr.  Management  For  Yes  No
Elect Director Susan N. Story  Management  For  Yes  No
Elect Director Michael E. Szymanczyk  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Report on Lobbying Payments and Policy  Share Holder  Against  Yes  No
Require Independent Board Chair  Share Holder  For  Yes  Yes
Amend Proxy Access Right  Share Holder  For  Yes  Yes
             
             
ENBRIDGE INC.            
Ticker:  ENB            
Primary CUSIP:  29250N105            
Meeting Date:  05-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Pamela L. Carter  Management  For  Yes  No
Elect Director Marcel R. Coutu  Management  For  Yes  No
Elect Director Susan M. Cunningham  Management  For  Yes  No
Elect Director Gregory L. Ebel  Management  For  Yes  No
Elect Director J. Herb England  Management  For  Yes  No
Elect Director Gregory J. Goff  Management  For  Yes  No
Elect Director V. Maureen Kempston Darkes  Management  For  Yes  No
Elect Director Teresa S. Madden  Management  For  Yes  No
Elect Director Al Monaco  Management  For  Yes  No
Elect Director Stephen S. Poloz  Management  For  Yes  No
Elect Director Dan C. Tutcher  Management  For  Yes  No
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration  Management  For  Yes  No
Advisory Vote on Executive Compensation Approach  Management  For  Yes  No
             
             
EVERSOURCE ENERGY            
Ticker:  ES            
Primary CUSIP:  30040W108            
Meeting Date:  05-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Cotton M. Cleveland  Management  For  Yes  No
Elect Director James S. DiStasio  Management  For  Yes  No
Elect Director Francis A. Doyle  Management  For  Yes  No
Elect Director Linda Dorcena Forry  Management  For  Yes  No
Elect Director Gregory M. Jones  Management  For  Yes  No
Elect Director James J. Judge  Management  For  Yes  No
Elect Director John Y. Kim  Management  For  Yes  No
Elect Director Kenneth R. Leibler  Management  For  Yes  No
Elect Director David H. Long  Management  For  Yes  No
Elect Director William C. Van Faasen  Management  For  Yes  No
Elect Director Frederica M. Williams  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche as Auditors  Management  For  Yes  No
             
             
DUKE ENERGY CORPORATION            
Ticker:  DUK            
Primary CUSIP:  26441C204            
Meeting Date:  06-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Michael G. Browning  Management  For  Yes  No
Elect Director Annette K. Clayton  Management  For  Yes  No
Elect Director Theodore F. Craver, Jr.  Management  For  Yes  No
Elect Director Robert M. Davis  Management  For  Yes  No
Elect Director Caroline Dorsa  Management  For  Yes  No
Elect Director W. Roy Dunbar  Management  For  Yes  No
Elect Director Nicholas C. Fanandakis  Management  For  Yes  No
Elect Director Lynn J. Good  Management  For  Yes  No
Elect Director John T. Herron  Management  For  Yes  No
Elect Director E. Marie McKee  Management  For  Yes  No
Elect Director Michael J. Pacilio  Management  For  Yes  No
Elect Director Thomas E. Skains  Management  For  Yes  No
Elect Director William E. Webster, Jr.  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Eliminate Supermajority Vote Requirement  Management  For  Yes  No
Require Independent Board Chair  Share Holder  For  Yes  Yes
Report on Political Contributions and Expenditures  Share Holder  For  Yes  Yes
             
             
FORTIS INC.            
Ticker:  FTS            
Primary CUSIP:  349553107            
Meeting Date:  06-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Tracey C. Ball  Management  For  Yes  No
Elect Director Pierre J. Blouin  Management  For  Yes  No
Elect Director Paul J. Bonavia  Management  For  Yes  No
Elect Director Lawrence T. Borgard  Management  For  Yes  No
Elect Director Maura J. Clark  Management  For  Yes  No
Elect Director Margarita K. Dilley  Management  For  Yes  No
Elect Director Julie A. Dobson  Management  For  Yes  No
Elect Director Lisa L. Durocher  Management  For  Yes  No
Elect Director Douglas J. Haughey  Management  For  Yes  No
Elect Director David G. Hutchens  Management  For  Yes  No
Elect Director Gianna M. Manes  Management  For  Yes  No
Elect Director Jo Mark Zurel  Management  For  Yes  No
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration  Management  For  Yes  No
Advisory Vote on Executive Compensation Approach  Management  For  Yes  No
             
             
CMS ENERGY CORPORATION            
Ticker:  CMS            
Primary CUSIP:  125896100            
Meeting Date:  07-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Jon E. Barfield  Management  For  Yes  No
Elect Director Deborah H. Butler  Management  For  Yes  No
Elect Director Kurt L. Darrow  Management  For  Yes  No
Elect Director William D. Harvey  Management  For  Yes  No
Elect Director Garrick J. Rochow  Management  For  Yes  No
Elect Director John G. Russell  Management  For  Yes  No
Elect Director Suzanne F. Shank  Management  For  Yes  No
Elect Director Myrna M. Soto  Management  For  Yes  No
Elect Director John G. Sznewajs  Management  For  Yes  No
Elect Director Ronald J. Tanski  Management  For  Yes  No
Elect Director Laura H. Wright  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Report on Costs and Benefits of Environmental Related Expenditures  Share Holder  Against  Yes  No
             
             
TC ENERGY CORPORATION            
Ticker:  TRP            
Primary CUSIP:  87807B107            
Meeting Date:  07-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Stephan Cretier  Management  For  Yes  No
Elect Director Michael R. Culbert  Management  For  Yes  No
Elect Director Susan C. Jones  Management  For  Yes  No
Elect Director Randy Limbacher  Management  For  Yes  No
Elect Director John E. Lowe  Management  For  Yes  No
Elect Director David MacNaughton  Management  For  Yes  No
Elect Director Francois L. Poirier  Management  For  Yes  No
Elect Director Una Power  Management  For  Yes  No
Elect Director Mary Pat Salomone  Management  For  Yes  No
Elect Director Indira V. Samarasekera  Management  For  Yes  No
Elect Director D. Michael G. Stewart  Management  For  Yes  No
Elect Director Siim A. Vanaselja  Management  For  Yes  No
Elect Director Thierry Vandal  Management  For  Yes  No
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration  Management  For  Yes  No
Advisory Vote on Executive Compensation Approach  Management  For  Yes  No
Amend By-law Number 1  Management  For  Yes  No
             
             
KEYERA CORP.            
Ticker:  KEY            
Primary CUSIP:  493271100            
Meeting Date:  11-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Jim Bertram  Management  For  Yes  No
Elect Director Doug Haughey  Management  For  Yes  No
Elect Director Michael Norris  Management  For  Yes  No
Elect Director Charlene Ripley  Management  For  Yes  No
Elect Director Janet Woodruff  Management  For  Yes  No
Elect Director Blair Goertzen  Management  For  Yes  No
Elect Director Gianna Manes  Management  For  Yes  No
Elect Director Thomas O'Connor  Management  For  Yes  No
Elect Director Dean Setoguchi  Management  For  Yes  No
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration  Management  For  Yes  No
Advisory Vote on Executive Compensation Approach  Management  For  Yes  No
             
             
AMERICAN WATER WORKS COMPANY, INC.            
Ticker:  AWK            
Primary CUSIP:  030420103            
Meeting Date:  12-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Jeffrey N. Edwards  Management  For  Yes  No
Elect Director Martha Clark Goss  Management  For  Yes  No
Elect Director Veronica M. Hagen  Management  For  Yes  No
Elect Director Kimberly J. Harris  Management  For  Yes  No
Elect Director Julia L. Johnson  Management  For  Yes  No
Elect Director Patricia L. Kampling  Management  For  Yes  No
Elect Director Karl F. Kurz  Management  For  Yes  No
Elect Director Walter J. Lynch  Management  For  Yes  No
Elect Director George MacKenzie  Management  For  Yes  No
Elect Director James G. Stavridis  Management  For  Yes  No
Elect Director Lloyd M. Yates  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
             
             
KINDER MORGAN, INC.            
Ticker:  KMI            
Primary CUSIP:  49456B101            
Meeting Date:  12-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Richard D. Kinder  Management  For  Yes  No
Elect Director Steven J. Kean  Management  For  Yes  No
Elect Director Kimberly A. Dang  Management  For  Yes  No
Elect Director Ted A. Gardner  Management  For  Yes  No
Elect Director Anthony W. Hall, Jr.  Management  For  Yes  No
Elect Director Gary L. Hultquist  Management  For  Yes  No
Elect Director Ronald L. Kuehn, Jr.  Management  For  Yes  No
Elect Director Deborah A. Macdonald  Management  For  Yes  No
Elect Director Michael C. Morgan  Management  For  Yes  No
Elect Director Arthur C. Reichstetter  Management  For  Yes  No
Elect Director C. Park Shaper  Management  For  Yes  No
Elect Director William A. Smith  Management  For  Yes  No
Elect Director Joel V. Staff  Management  For  Yes  No
Elect Director Robert F. Vagt  Management  For  Yes  No
Elect Director Perry M. Waughtal  Management  For  Yes  No
Amend Omnibus Stock Plan  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
             
             
CHENIERE ENERGY, INC.            
Ticker:  LNG            
Primary CUSIP:  16411R208            
Meeting Date:  13-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director G. Andrea Botta  Management  For  Yes  No
Elect Director Jack A. Fusco  Management  For  Yes  No
Elect Director Vicky A. Bailey  Management  For  Yes  No
Elect Director Nuno Brandolini  Management  For  Yes  No
Elect Director David B. Kilpatrick  Management  For  Yes  No
Elect Director Sean T. Klimczak  Management  For  Yes  No
Elect Director Andrew Langham  Management  For  Yes  No
Elect Director Donald F. Robillard, Jr.  Management  For  Yes  No
Elect Director Neal A. Shear  Management  For  Yes  No
Elect Director Andrew J. Teno  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify KPMG LLP as Auditors  Management  For  Yes  No
             
             
SEMPRA ENERGY            
Ticker:  SRE            
Primary CUSIP:  816851109            
Meeting Date:  14-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Alan L. Boeckmann  Management  For  Yes  No
Elect Director Andres Conesa  Management  For  Yes  No
Elect Director Maria Contreras-Sweet  Management  For  Yes  No
Elect Director Pablo A. Ferrero  Management  For  Yes  No
Elect Director William D. Jones  Management  For  Yes  No
Elect Director Jeffrey W. Martin  Management  For  Yes  No
Elect Director Bethany J. Mayer  Management  For  Yes  No
Elect Director Michael N. Mears  Management  For  Yes  No
Elect Director Jack T. Taylor  Management  For  Yes  No
Elect Director Cynthia L. Walker  Management  For  Yes  No
Elect Director Cynthia J. Warner  Management  For  Yes  No
Elect Director James C. Yardley  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Amend Proxy Access Right  Share Holder  For  Yes  Yes
Report on Corporate Climate Lobbying Aligned with Paris Agreement  Share Holder  Against  Yes  No
             
             
PPL CORPORATION            
Ticker:  PPL            
Primary CUSIP:  69351T106            
Meeting Date:  18-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Arthur P. Beattie  Management  For  Yes  No
Elect Director Steven G. Elliott  Management  For  Yes  No
Elect Director Raja Rajamannar  Management  For  Yes  No
Elect Director Craig A. Rogerson  Management  For  Yes  No
Elect Director Vincent Sorgi  Management  For  Yes  No
Elect Director Natica von Althann  Management  For  Yes  No
Elect Director Keith H. Williamson  Management  For  Yes  No
Elect Director Phoebe A. Wood  Management  For  Yes  No
Elect Director Armando Zagalo de Lima  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
             
             
SUBURBAN PROPANE PARTNERS, L.P.            
Ticker:  SPH            
Primary CUSIP:  864482104            
Meeting Date:  18-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Matthew J. Chanin  Management  For  Yes  No
Elect Director Harold R. Logan, Jr.  Management  For  Yes  No
Elect Director Jane Swift  Management  For  Yes  No
Elect Director Lawrence C. Caldwell  Management  For  Yes  No
Elect Director Terence J. Connors  Management  For  Yes  No
Elect Director William M. Landuyt  Management  For  Yes  No
Elect Director Michael A. Stivala  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Amend Restricted Stock Plan  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
             
             
ENPHASE ENERGY, INC.            
Ticker:  ENPH            
Primary CUSIP:  29355A107            
Meeting Date:  19-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Badrinarayanan Kothandaraman  Management  For  Yes  No
Elect Director Joseph Malchow  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Increase Authorized Common Stock  Management  For  Yes  No
Approve Omnibus Stock Plan  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
             
             
PLAINS ALL AMERICAN PIPELINE, L.P.            
Ticker:  PAA            
Primary CUSIP:  726503105            
Meeting Date:  19-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Greg L. Armstrong  Management  For  Yes  No
Elect Director John T. Raymond  Management  For  Yes  No
Elect Director Bobby S. Shackouls  Management  For  Yes  No
Elect Director Christopher M. Temple  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditor  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Amend Omnibus Stock Plan  Management  For  Yes  No
             
             
XCEL ENERGY INC.            
Ticker:  XEL            
Primary CUSIP:  98389B100            
Meeting Date:  19-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Lynn Casey  Management  For  Yes  No
Elect Director Ben Fowke  Management  For  Yes  No
Elect Director Robert Frenzel  Management  For  Yes  No
Elect Director Netha Johnson  Management  For  Yes  No
Elect Director Patricia Kampling  Management  For  Yes  No
Elect Director George Kehl  Management  For  Yes  No
Elect Director Richard O'Brien  Management  For  Yes  No
Elect Director Charles Pardee  Management  For  Yes  No
Elect Director Christopher Policinski  Management  For  Yes  No
Elect Director James Prokopanko  Management  For  Yes  No
Elect Director David Westerlund  Management  For  Yes  No
Elect Director Kim Williams  Management  For  Yes  No
Elect Director Timothy Wolf  Management  For  Yes  No
Elect Director Daniel Yohannes  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Report on Costs and Benefits of Climate-Related Activities  Share Holder  Against  Yes  No
             
             
ALLIANT ENERGY CORPORATION            
Ticker:  LNT            
Primary CUSIP:  018802108            
Meeting Date:  20-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Roger K. Newport  Management  For  Yes  No
Elect Director Dean C. Oestreich  Management  For  Yes  No
Elect Director Carol P. Sanders  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Report on Costs and Benefits of Environmental Related Expenditures  Share Holder  Against  Yes  No
             
             
DTE ENERGY COMPANY            
Ticker:  DTE            
Primary CUSIP:  233331107            
Meeting Date:  20-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Gerard M. Anderson  Management  For  Yes  No
Elect Director David A. Brandon  Management  For  Yes  No
Elect Director Charles G. McClure, Jr.  Management  For  Yes  No
Elect Director Gail J. McGovern  Management  For  Yes  No
Elect Director Mark A. Murray  Management  For  Yes  No
Elect Director Gerardo Norcia  Management  For  Yes  No
Elect Director Ruth G. Shaw  Management  For  Yes  No
Elect Director Robert C. Skaggs, Jr.  Management  For  Yes  No
Elect Director David A. Thomas  Management  For  Yes  No
Elect Director Gary H. Torgow  Management  For  Yes  No
Elect Director James H. Vandenberghe  Management  For  Yes  No
Elect Director Valerie M. Williams  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Amend Omnibus Stock Plan  Management  For  Yes  No
Report on Political Contributions  Share Holder  For  Yes  Yes
Report on Costs and Benefits of Environmental Related Expenditures  Share Holder  Against  Yes  No
             
             
EMERA INCORPORATED            
Ticker:  EMA            
Primary CUSIP:  290876101            
Meeting Date:  20-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Scott C. Balfour  Management  For  Yes  No
Elect Director James V. Bertram  Management  For  Yes  No
Elect Director Henry E. Demone  Management  For  Yes  No
Elect Director Kent M. Harvey  Management  For  Yes  No
Elect Director B. Lynn Loewen  Management  For  Yes  No
Elect Director John B. Ramil  Management  For  Yes  No
Elect Director Andrea S. Rosen  Management  For  Yes  No
Elect Director Richard P. Sergel  Management  For  Yes  No
Elect Director M. Jacqueline Sheppard  Management  For  Yes  No
Elect Director Karen H. Sheriff  Management  For  Yes  No
Elect Director Jochen E. Tilk  Management  For  Yes  No
Ratify Ernst & Young LLP as Auditors  Management  For  Yes  No
Authorize Board to Fix Remuneration of Auditors  Management  For  Yes  No
Advisory Vote on Executive Compensation Approach  Management  For  Yes  No
Amend Stock Option Plan  Management  For  Yes  No
             
             
IDACORP, INC.            
Ticker:  IDA            
Primary CUSIP:  451107106            
Meeting Date:  20-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Darrel T. Anderson  Management  For  Yes  No
Elect Director Odette C. Bolano  Management  For  Yes  No
Elect Director Thomas Carlile  Management  For  Yes  No
Elect Director Richard J. Dahl  Management  For  Yes  No
Elect Director Annette G. Elg  Management  For  Yes  No
Elect Director Lisa A. Grow  Management  For  Yes  No
Elect Director Ronald W. Jibson  Management  For  Yes  No
Elect Director Judith A. Johansen  Management  For  Yes  No
Elect Director Dennis L. Johnson  Management  For  Yes  No
Elect Director Richard J. Navarro  Management  For  Yes  No
Elect Director Mark T. Peters  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditor  Management  For  Yes  No
             
             
NEXTERA ENERGY, INC.            
Ticker:  NEE            
Primary CUSIP:  65339F101            
Meeting Date:  20-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Sherry S. Barrat  Management  For  Yes  No
Elect Director James L. Camaren  Management  For  Yes  No
Elect Director Kenneth B. Dunn  Management  For  Yes  No
Elect Director Naren K. Gursahaney  Management  For  Yes  No
Elect Director Kirk S. Hachigian  Management  For  Yes  No
Elect Director Amy B. Lane  Management  For  Yes  No
Elect Director David L. Porges  Management  For  Yes  No
Elect Director James L. Robo  Management  For  Yes  No
Elect Director Rudy E. Schupp  Management  For  Yes  No
Elect Director John L. Skolds  Management  For  Yes  No
Elect Director Lynn M. Utter  Management  For  Yes  No
Elect Director Darryl L. Wilson  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Approve Omnibus Stock Plan  Management  For  Yes  No
Provide Right to Act by Written Consent  Share Holder  For  Yes  Yes
             
             
HYDRO ONE LIMITED            
Ticker:  H            
Primary CUSIP:  448811208            
Meeting Date:  26-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Cherie Brant  Management  For  Yes  No
Elect Director Blair Cowper-Smith  Management  For  Yes  No
Elect Director David Hay  Management  For  Yes  No
Elect Director Timothy Hodgson  Management  For  Yes  No
Elect Director Jessica McDonald  Management  For  Yes  No
Elect Director Stacey Mowbray  Management  For  Yes  No
Elect Director Mark Poweska  Management  For  Yes  No
Elect Director Russel Robertson  Management  For  Yes  No
Elect Director William Sheffield  Management  For  Yes  No
Elect Director Melissa Sonberg  Management  For  Yes  No
Elect Director Susan Wolburgh Jenah  Management  For  Yes  No
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration  Management  For  Yes  No
Advisory Vote on Executive Compensation Approach  Management  For  Yes  No
             
             
ONEOK, INC.            
Ticker:  OKE            
Primary CUSIP:  682680103            
Meeting Date:  26-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Brian L. Derksen  Management  For  Yes  No
Elect Director Julie H. Edwards  Management  For  Yes  No
Elect Director John W. Gibson  Management  For  Yes  No
Elect Director Mark W. Helderman  Management  For  Yes  No
Elect Director Randall J. Larson  Management  For  Yes  No
Elect Director Steven J. Malcolm  Management  For  Yes  No
Elect Director Jim W. Mogg  Management  For  Yes  No
Elect Director Pattye L. Moore  Management  For  Yes  No
Elect Director Eduardo A. Rodriguez  Management  For  Yes  No
Elect Director Gerald B. Smith  Management  For  Yes  No
Elect Director Terry K. Spencer  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
             
             
THE SOUTHERN COMPANY            
Ticker:  SO            
Primary CUSIP:  842587107            
Meeting Date:  26-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Janaki Akella  Management  For  Yes  No
Elect Director Juanita Powell Baranco  Management  For  Yes  No
Elect Director Henry A. Clark, III  Management  For  Yes  No
Elect Director Anthony F. Earley, Jr.  Management  For  Yes  No
Elect Director Thomas A. Fanning  Management  For  Yes  No
Elect Director David J. Grain  Management  For  Yes  No
Elect Director Colette D. Honorable  Management  For  Yes  No
Elect Director Donald M. James  Management  For  Yes  No
Elect Director John D. Johns  Management  For  Yes  No
Elect Director Dale E. Klein  Management  For  Yes  No
Elect Director Ernest J. Moniz  Management  For  Yes  No
Elect Director William G. Smith, Jr.  Management  For  Yes  No
Elect Director E. Jenner Wood, III  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Approve Omnibus Stock Plan  Management  For  Yes  No
Ratify Deloitte & Touche LLP as Auditors  Management  For  Yes  No
Reduce Supermajority Vote Requirement  Management  For  Yes  No
             
             
ONE GAS, INC.            
Ticker:  OGS            
Primary CUSIP:  68235P108            
Meeting Date:  27-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Robert B. Evans  Management  For  Yes  No
Elect Director John W. Gibson  Management  For  Yes  No
Elect Director Tracy E. Hart  Management  For  Yes  No
Elect Director Michael G. Hutchinson  Management  For  Yes  No
Elect Director Pattye L. Moore  Management  For  Yes  No
Elect Director Pierce H. Norton, II  Management  For  Yes  No
Elect Director Eduardo A. Rodriguez  Management  For  Yes  No
Elect Director Douglas H. Yaeger  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP as Auditors  Management  For  Yes  No
Amend Qualified Employee Stock Purchase Plan  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Advisory Vote on Say on Pay Frequency  Management  One Year  Yes  No
             
             
QUANTA SERVICES, INC.            
Ticker:  PWR            
Primary CUSIP:  74762E102            
Meeting Date:  27-May-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Elect Director Earl C. (Duke) Austin, Jr.  Management  For  Yes  No
Elect Director Doyle N. Beneby  Management  For  Yes  No
Elect Director Vincent D. Foster  Management  For  Yes  No
Elect Director Bernard Fried  Management  For  Yes  No
Elect Director Worthing F. Jackman  Management  For  Yes  No
Elect Director David M. McClanahan  Management  For  Yes  No
Elect Director Margaret B. Shannon  Management  For  Yes  No
Elect Director Pat Wood, III  Management  For  Yes  No
Elect Director Martha B. Wyrsch  Management  For  Yes  No
Advisory Vote to Ratify Named Executive Officers' Compensation  Management  For  Yes  No
Ratify PricewaterhouseCoopers LLP  as Auditors  Management  For  Yes  No
             
             
IBERDROLA SA            
Ticker:  IBE            
Primary CUSIP:  E6165F166            
Meeting Date:  17-Jun-21            
             
Proposal Text  Proponent  Vote Instruction  Voted  Vote Against Management
Approve Consolidated and Standalone Financial Statements  Management  For  Yes  No
Approve Consolidated and Standalone Management Reports  Management  For  Yes  No
Approve Non-Financial Information Statement  Management  For  Yes  No
Approve Discharge of Board  Management  For  Yes  No
Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements  Management  For  Yes  No
Amend Article 10 to Reflect Changes in Capital  Management  For  Yes  No
Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders  Management  For  Yes  No
Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format  Management  For  Yes  No
Amend Article 32 Re: Climate Action Plan  Management  For  Yes  No
Amend Articles Re: Meetings of Board of Directors and its Committees  Management  For  Yes  No
Amend Articles Re: Annual Financial and Non-Financial Information  Management  For  Yes  No
Amend Articles Re: Technical Improvements  Management  For  Yes  No
Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements  Management  For  Yes  No
Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders  Management  For  Yes  No
Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format  Management  For  Yes  No
Approve Remuneration Policy  Management  For  Yes  No
Approve Allocation of Income and Dividends  Management  For  Yes  No
Approve Scrip Dividends  Management  For  Yes  No
Approve Scrip Dividends  Management  For  Yes  No
Reelect Juan Manuel Gonzalez Serna as Director  Management  For  Yes  No
Reelect Francisco Martinez Corcoles as Director  Management  For  Yes  No
Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director  Management  For  Yes  No
Fix Number of Directors at 14  Management  For  Yes  No
Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion  Management  For  Yes  No
Authorize Board to Ratify and Execute Approved Resolutions  Management  For  Yes  No
Advisory Vote on Remuneration Report  Management  For  Yes  No
Advisory Vote on Company's Climate Action Plan  Management  For  Yes  No
             
             

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

FIRST TRUST MLP AND ENERGY FUND

  
         
By (Signature and Title)* /s/ James M. Dykas    
  James M. Dykas, President and Chief Executive Officer    
         
Date August 2, 2021      

 

* Print the name and title of each signing officer under his or her signature.