MA-I/A
    
      
        0000768965
        XXXXXXXX
      
      
        Kenneth Madsen
        480-951-0079
      
      kmadsen@ffec.com
    
  
  
    Y
    Y
    
      Michael
      j
      Allison
    
    2305589
    N
    1
    
      
        
          
            0000768965
          
          FIRST FINANCIAL EQUITY CORPORATION
          10-29-2014
          N
        
        
          
            
              08-14-2015
              0000768965
            
          
        
        
          
            LOCATED
            10-29-2014
            
              
                5005 LBJ Freeway, Suite 1410
                Dallas
                TX
                85244
              
            
          
        
      
    
    
      
        Mike
        J
        Allison
      
    
    
    
      
        10-2014
        First Financial Equity Corporation
        
          Dallas
          
            TX
          
          75244
        
        Y
        Y
        Registered Representative / IAR
      
      
        
          05-2011
          10-2014
          Red Rock Consulting
          
            Athens
            
              TX
            
            75727
          
          N
          N
          Owner
        
        
          03-2011
          05-2011
          Southwest Securities Inc.
          
            Dallas
            
              TX
            
            75270
          
          N
          N
          Recruiter
        
        
          09-2009
          03-2011
          Red Rock Consulting
          
            Athens
            
              TX
            
            75727
          
          N
          N
          President
        
        
          03-2009
          06-2009
          SWS Financial Group
          
            Dallas
            
              TX
            
            75205
          
          N
          N
          Tester
        
        
          06-2006
          03-2009
          CCG Value Partners
          
            Tomball
            
              TX
            
            77377
          
          N
          N
          Vice President
        
        
          05-2003
          06-2006
          Capital One
          
            Austin
            
              TX
            
            78737
          
          N
          N
          Senior Account Executive
        
      
    
    Y
    
      
        10-2014
        Stonegate Investments
        
          5005 LBJ Freeway, Suite 1410
          Dallas
          TX
          75244
        
        N
        Y
        DBA only
        Self
        160
        This is a DBA only, with all business being conducted under First Financial Equity Corporation
      
      
        10-2014
        Trainer
        
          5005 LBJ Freeway, Suite 1410
          Dallas
          TX
          75244
        
        N
        N
        Training
        Self
        30
        TRAINING FOR MUNICIPALITIES ON REGULATION(S) REGARDING INVESTMENTS
      
    
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        07-23-2021
        Kenneth Madsen
        Chief Compliance Officer