The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dakota Wealth Management
Address: 11376 N. JOG RD.
SUITE 101
PALM BEACH GARDENS , FL33418
Form 13F File Number: 028-16362

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Kayla Berg
Title: CCO
Phone: 561-774-8029
Signature, Place, and Date of Signing:
/s/ Kayla Berg Palm Beach Gardens , FL 05-09-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 6
Form 13F Information Table Entry Total: 420
Form 13F Information Table Value Total: 761,959
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-02354 CRAWFORD INVESTMENT COUNSEL INC
028-03687 POLEN CAPITAL MANAGEMENT LLC
028-16362 Dakota Wealth Management
028-04139 EATON VANCE MANAGEMENT
028-07360 First Fiduciary Investment Counsel, Inc.
028-11445 Karpus Management, Inc.

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-02354 CRAWFORD INVESTMENT COUNSEL INC
6 028-03687 POLEN CAPITAL MANAGEMENT LLC
2 028-16362 Dakota Wealth Management
3 028-04139 EATON VANCE MANAGEMENT
4 028-07360 First Fiduciary Investment Counsel, Inc.
5 028-11445 Karpus Management, Inc.


SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 490 4,085 SH OTR 4 0 0 4,085
ABBOTT LABS COM 002824100 1,901 15,859 SH SOLE 1 15,859 0 0
ABBVIE INC COM 00287Y109 2,655 24,531 SH SOLE 1 24,531 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 205 22,755 SH OTR 3 0 0 22,755
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 663 2,400 SH OTR 2,4 950 0 1,450
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 86 310 SH SOLE 1 310 0 0
ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 436 45,275 SH OTR 3 0 0 45,275
ADOBE SYSTEMS INCORPORATED COM 00724F101 3,391 7,134 SH SOLE 1 7,134 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 553 1,164 SH OTR 4 0 0 1,164
AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 G0112R116 22 2,200 SH SOLE 3 0 0 2,200
AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 G0112R116 1,472 149,000 SH OTR 3 0 0 149,000
AIRBNB INC COM CL A 009066101 1,419 7,552 SH SOLE 1 7,552 0 0
ALCON AG ORD SHS H01301128 281 3,994 SH OTR 2 3,994 0 0
ALCON AG ORD SHS H01301128 11 155 SH SOLE 1 155 0 0
ALPHABET INC CAP STK CL A 02079K305 13,375 6,485 SH SOLE 1 6,485 0 0
ALPHABET INC CAP STK CL A 02079K305 245 119 SH OTR 2,4 17 0 102
ALPHABET INC CAP STK CL C 02079K107 614 297 SH OTR 2,4 9 0 288
ALPHABET INC CAP STK CL C 02079K107 1,984 959 SH SOLE 1 959 0 0
AMAZON COM INC COM 023135106 439 142 SH OTR 2,4 13 0 129
AMAZON COM INC COM 023135106 24,319 7,860 SH SOLE 1 7,860 0 0
AMERICAN EXPRESS CO COM 025816109 1,435 10,145 SH SOLE 1 10,145 0 0
AMERICAN TOWER CORP NEW COM 03027X100 443 1,853 SH SOLE 1 1,853 0 0
AMERICAN TOWER CORP NEW COM 03027X100 12 50 SH OTR 2 50 0 0
AMGEN INC COM 031162100 206 829 SH SOLE 1 829 0 0
APPLE INC COM 037833100 29,155 238,680 SH SOLE 1 238,680 0 0
AT&T INC COM 00206R102 874 28,868 SH SOLE 1 28,868 0 0
AUTODESK INC COM 052769106 292 1,052 SH OTR 4 0 0 1,052
AXON ENTERPRISE INC COM 05464C101 608 4,266 SH SOLE 1 4,266 0 0
BANK NEW YORK MELLON CORP COM 064058100 1,154 24,405 SH SOLE 1 24,405 0 0
BECTON DICKINSON & CO COM 075887109 199 820 SH SOLE 1 820 0 0
BECTON DICKINSON & CO COM 075887109 103 425 SH OTR 2 425 0 0
BENESSERE CAPITAL ACQUSTN CO COM CL A 08179B103 503 50,650 SH OTR 3 0 0 50,650
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,094 4,282 SH SOLE 1 4,282 0 0
BIOGEN INC COM 09062X103 641 2,290 SH SOLE 1 2,290 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 177 12,338 SH SOLE 1,3 7,738 0 4,600
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 2,238 155,878 SH OTR 3 0 0 155,878
BLACKROCK ENHANCED EQUITY DI COM 09251A104 149 15,736 SH SOLE 1 15,736 0 0
BLACKROCK ENHANCED GLOBAL DI COM 092501105 727 63,245 SH OTR 3 0 0 63,245
BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 163 26,875 SH OTR 3 0 0 26,875
BLACKROCK INC COM 09247X101 1,583 2,100 SH SOLE 1 2,100 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 1,530 108,571 SH OTR 3 0 0 108,571
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 34 2,400 SH SOLE 1,3 1,200 0 1,200
BLACKROCK MUNIVEST FD INC COM 09253R105 735 79,080 SH OTR 3 0 0 79,080
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 162 11,000 SH OTR 3 0 0 11,000
BLACKROCK MUNIYIELD N J FD I COM 09254Y109 196 13,500 SH OTR 3 0 0 13,500
BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 892 66,300 SH OTR 3 0 0 66,300
BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 20 1,515 SH SOLE 1 1,515 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 102 7,143 SH SOLE 1,3 5,443 0 1,700
BLACKROCK MUNIYIELD QUALITY COM 09254E103 1,648 115,562 SH OTR 3 0 0 115,562
BLACKSTONE GROUP INC COM 09260D107 307 4,121 SH SOLE 1 4,121 0 0
BLUE WTR ACQUISITION CORP COM CL A 09607T104 337 33,493 SH OTR 3 0 0 33,493
BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 140 14,100 SH OTR 3 0 0 14,100
BOEING CO COM 097023105 9,118 35,796 SH SOLE 1 35,796 0 0
BREEZE HOLDINGS ACQUISITN CO COM 106762107 30 3,000 SH SOLE 3 0 0 3,000
BREEZE HOLDINGS ACQUISITN CO COM 106762107 610 61,325 SH OTR 3 0 0 61,325
BRISTOL-MYERS SQUIBB CO COM 110122108 719 11,387 SH SOLE 1 11,387 0 0
BROADCOM INC COM 11135F101 3,713 8,009 SH SOLE 1 8,009 0 0
CANADIAN NAT RES LTD COM 136385101 3,330 107,869 SH SOLE 1 107,869 0 0
CAPITAL ONE FINL CORP COM 14040H105 8,768 68,913 SH SOLE 1 68,913 0 0
CAPITAL ONE FINL CORP COM 14040H105 350 2,750 SH OTR 2 2,750 0 0
CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 98 10,000 SH OTR 3 0 0 10,000
CBIZ INC COM 124805102 360 11,010 SH SOLE 1 11,010 0 0
CF ACQUISITION CORP VI UNIT 99/99/9999 12521J202 163 16,400 SH OTR 3 0 0 16,400
CHARTER COMMUNICATIONS INC N CL A 16119P108 9,092 14,736 SH SOLE 1 14,736 0 0
CHEVRON CORP NEW COM 166764100 8,556 81,653 SH SOLE 1 81,653 0 0
CISCO SYS INC COM 17275R102 504 9,750 SH OTR 2 9,750 0 0
CISCO SYS INC COM 17275R102 169 3,263 SH SOLE 1 3,263 0 0
COCA COLA CO COM 191216100 222 4,220 SH OTR 2 4,220 0 0
COCA COLA CO COM 191216100 287 5,449 SH SOLE 1 5,449 0 0
COHEN & STEERS QUALITY INCOM COM 19247L106 4 270 SH SOLE 3 0 0 270
COHEN & STEERS QUALITY INCOM COM 19247L106 202 14,480 SH OTR 3 0 0 14,480
COLGATE PALMOLIVE CO COM 194162103 219 2,777 SH SOLE 1 2,777 0 0
COMCAST CORP NEW CL A 20030N101 325 5,998 SH SOLE 1 5,998 0 0
COMCAST CORP NEW CL A 20030N101 575 10,630 SH OTR 2 10,630 0 0
COSTCO WHSL CORP NEW COM 22160K105 2,383 6,762 SH SOLE 1 6,762 0 0
CROWDSTRIKE HLDGS INC CL A 22788C105 206 1,129 SH SOLE 1 1,129 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 934 5,423 SH SOLE 1 5,423 0 0
CSP INC COM 126389105 211 24,250 SH SOLE 1 24,250 0 0
DANAHER CORPORATION COM 235851102 258 1,145 SH SOLE 1 1,145 0 0
DANIMER SCIENTIFIC INC COM CL A 236272100 631 16,725 SH SOLE 1 16,725 0 0
DISNEY WALT CO COM 254687106 10,415 56,442 SH SOLE 1 56,442 0 0
DISNEY WALT CO COM 254687106 441 2,389 SH OTR 2 2,389 0 0
DNP SELECT INCOME FD INC COM 23325P104 17 1,715 SH SOLE 1 1,715 0 0
DNP SELECT INCOME FD INC COM 23325P104 1,103 111,598 SH OTR 3 0 0 111,598
DOW INC COM 260557103 6,533 102,176 SH SOLE 1 102,176 0 0
DTF TAX-FREE INCOME INC COM 23334J107 400 27,907 SH OTR 3 0 0 27,907
DTF TAX-FREE INCOME INC COM 23334J107 24 1,706 SH SOLE 3 0 0 1,706
DUPONT DE NEMOURS INC COM 26614N102 213 2,755 SH SOLE 1 2,755 0 0
DUPONT DE NEMOURS INC COM 26614N102 208 2,690 SH OTR 2 2,690 0 0
DWS MUN INCOME TR COM 233368109 124 10,657 SH SOLE 1,3 8,700 0 1,957
DWS MUN INCOME TR COM 233368109 818 70,240 SH OTR 3 0 0 70,240
E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 29 3,000 SH SOLE 3 0 0 3,000
E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 1,694 173,700 SH OTR 3 0 0 173,700
EAST RES ACQUISITION CO COM CL A 274681105 118 12,050 SH OTR 3 0 0 12,050
EATON CORP PLC SHS G29183103 5,897 42,649 SH SOLE 1 42,649 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 1,820 156,327 SH OTR 3 0 0 156,327
EATON VANCE CALIF MUN BD FD COM 27828A100 81 6,950 SH SOLE 1,3 950 0 6,000
EATON VANCE MUN BD FD COM 27827X101 1,659 124,772 SH OTR 3 0 0 124,772
EATON VANCE MUN BD FD COM 27827X101 1,177 88,473 SH SOLE 1,3 87,694 0 779
EATON VANCE NEW YORK MUN BD COM 27827Y109 570 46,734 SH OTR 3 0 0 46,734
EATON VANCE TAX-MANAGED DIVE COM 27828N102 249 19,510 SH OTR 3 0 0 19,510
EATON VANCE TAX-MANAGED DIVE COM 27828N102 4 350 SH SOLE 3 0 0 350
EATON VANCE TAX-MANAGED GLOB COM 27829F108 12 1,270 SH SOLE 3 0 0 1,270
EATON VANCE TAX-MANAGED GLOB COM 27829F108 1,284 138,039 SH OTR 3 0 0 138,039
EDIFY ACQUISITION CORP CL A 28059Q103 98 10,100 SH OTR 3 0 0 10,100
EDWARDS LIFESCIENCES CORP COM 28176E108 2,108 25,199 SH SOLE 1 25,199 0 0
ESSEX PPTY TR INC COM 297178105 10,874 40,000 SH SOLE 1 40,000 0 0
EXACT SCIENCES CORP COM 30063P105 264 2,000 SH SOLE 1 2,000 0 0
EXXON MOBIL CORP COM 30231G102 436 7,808 SH SOLE 1 7,808 0 0
F N B CORP COM 302520101 191 15,047 SH SOLE 1 15,047 0 0
FACEBOOK INC CL A 30303M102 756 2,567 SH OTR 2,4 55 0 2,512
FACEBOOK INC CL A 30303M102 10,410 35,344 SH SOLE 1 35,344 0 0
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 210 20,910 SH OTR 3 0 0 20,910
FORESIGHT ACQUISITION CORP UNIT 01/29/2026 34552Y205 149 15,000 SH OTR 3 0 0 15,000
FOXWAYNE ENTERPRIS AQSTN COR COM CL A 35166L109 311 31,825 SH OTR 3 0 0 31,825
GABELLI DIVID & INCOME TR COM 36242H104 5 200 SH SOLE 3 0 0 200
GABELLI DIVID & INCOME TR COM 36242H104 683 28,485 SH OTR 3 0 0 28,485
GARTNER INC COM 366651107 230 1,262 SH OTR 4 0 0 1,262
GENERAL ELECTRIC CO COM 369604103 134 10,177 SH SOLE 1 10,177 0 0
GENERAL MTRS CO COM 37045V100 216 3,767 SH SOLE 1 3,767 0 0
GLOBIS ACQUISITION CORP COM 379582109 290 29,257 SH OTR 3 0 0 29,257
GOLDMAN SACHS GROUP INC COM 38141G104 1,365 4,175 SH SOLE 1 4,175 0 0
GREENROSE ACQUISITION CORP COM 395392103 302 30,350 SH OTR 3 0 0 30,350
GUGGENHEIM ENHANCED EQUITY I COM 40167B100 6 850 SH SOLE 3 0 0 850
GUGGENHEIM ENHANCED EQUITY I COM 40167B100 613 85,085 SH OTR 3 0 0 85,085
HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 130 13,100 SH OTR 3 0 0 13,100
HOME DEPOT INC COM 437076102 27 90 SH OTR 2 90 0 0
HOME DEPOT INC COM 437076102 17,609 57,689 SH SOLE 1 57,689 0 0
HONEYWELL INTL INC COM 438516106 1,754 8,080 SH SOLE 1 8,080 0 0
HONEYWELL INTL INC COM 438516106 456 2,100 SH OTR 2 2,100 0 0
ILLINOIS TOOL WKS INC COM 452308109 1,381 6,232 SH SOLE 1 6,232 0 0
ILLUMINA INC COM 452327109 89 233 SH SOLE 1 233 0 0
ILLUMINA INC COM 452327109 190 495 SH OTR 4 0 0 495
INDUSTRIAL TECH ACQU INC COM CL A 456357102 30 3,000 SH SOLE 3 0 0 3,000
INDUSTRIAL TECH ACQU INC COM CL A 456357102 1,131 112,900 SH OTR 3 0 0 112,900
INTERPUBLIC GROUP COS INC COM 460690100 1,348 46,175 SH SOLE 1 46,175 0 0
INTUIT COM 461202103 493 1,288 SH SOLE 1 1,288 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 154 208 SH OTR 4 0 0 208
INTUITIVE SURGICAL INC COM NEW 46120E602 402 544 SH SOLE 1 544 0 0
INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 5,888 266,075 SH SOLE 1 266,075 0 0
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 2,122 82,089 SH SOLE 1 82,089 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 5,017 18,594 SH SOLE 1 18,594 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 635 4,480 SH SOLE 1,3 4,465 0 15
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 349 2,465 SH OTR 3 0 0 2,465
INVESCO QQQ TR UNIT SER 1 46090E103 2,402 7,526 SH SOLE 1 7,526 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 0 1,300 SH Put SOLE 1 0 0 1,300
INVESCO TR INVT GRADE NEW YO COM 46131T101 400 30,509 SH OTR 3 0 0 30,509
INVESCO TR INVT GRADE NEW YO COM 46131T101 39 3,000 SH SOLE 3 0 0 3,000
ISHARES INC MSCI EMERG MRKT 464286533 838 13,265 SH SOLE 1 13,265 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 309 6,750 SH SOLE 1 6,750 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 835 9,680 SH SOLE 1 9,680 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 1,103 8,491 SH SOLE 1 8,491 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 248 2,198 SH SOLE 1 2,198 0 0
ISHARES TR COHEN STEER REIT 464287564 3,298 57,045 SH SOLE 1 57,045 0 0
ISHARES TR CORE MSCI EAFE 46432F842 273 3,785 SH SOLE 1 3,785 0 0
ISHARES TR CORE S&P SCP ETF 464287804 209 1,930 SH SOLE 1 1,930 0 0
ISHARES TR CORE S&P TTL STK 464287150 2,325 25,382 SH SOLE 1 25,382 0 0
ISHARES TR CORE S&P500 ETF 464287200 1,001 2,516 SH SOLE 1,3 2,486 0 30
ISHARES TR CORE S&P500 ETF 464287200 1,939 4,874 SH OTR 3 0 0 4,874
ISHARES TR CORE US AGGBD ET 464287226 3,765 33,077 SH SOLE 1 33,077 0 0
ISHARES TR CORE US AGGBD ET 464287226 390 3,425 SH OTR 3 0 0 3,425
ISHARES TR EAFE SML CP ETF 464288273 624 8,691 SH SOLE 1 8,691 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 314 6,181 SH SOLE 1 6,181 0 0
ISHARES TR GLOBAL TECH ETF 464287291 609 1,978 SH SOLE 1 1,978 0 0
ISHARES TR IBOXX HI YD ETF 464288513 1,328 15,229 SH SOLE 1 15,229 0 0
ISHARES TR IBOXX INV CP ETF 464287242 3,342 25,699 SH SOLE 1 25,699 0 0
ISHARES TR ISHS 1-5YR INVS 464288646 3,361 61,460 SH SOLE 1 61,460 0 0
ISHARES TR ISHS 5-10YR INVT 464288638 3,534 59,661 SH SOLE 1 59,661 0 0
ISHARES TR MSCI ACWI EX US 464288240 173 3,132 SH SOLE 1 3,132 0 0
ISHARES TR MSCI ACWI EX US 464288240 620 11,245 SH OTR 3 0 0 11,245
ISHARES TR MSCI EAFE ETF 464287465 7,193 94,809 SH SOLE 1 94,809 0 0
ISHARES TR MSCI EAFE MIN VL 46429B689 1,053 14,428 SH SOLE 1 14,428 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 11,252 210,950 SH SOLE 1 210,950 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 149 2,801 SH OTR 3 0 0 2,801
ISHARES TR MSCI USA MIN VOL 46429B697 5,747 83,055 SH SOLE 1 83,055 0 0
ISHARES TR MSCI USA MMENTM 46432F396 1,510 9,389 SH SOLE 1 9,389 0 0
ISHARES TR MSCI USA QLT FCT 46432F339 239 1,965 SH OTR 3 0 0 1,965
ISHARES TR MSCI USA QLT FCT 46432F339 7,317 60,086 SH SOLE 1 60,086 0 0
ISHARES TR NATIONAL MUN ETF 464288414 1,526 13,150 SH SOLE 1 13,150 0 0
ISHARES TR PFD AND INCM SEC 464288687 5,785 150,647 SH SOLE 1 150,647 0 0
ISHARES TR RUS 1000 ETF 464287622 244 1,090 SH OTR 3 0 0 1,090
ISHARES TR RUS 1000 ETF 464287622 5,586 24,957 SH SOLE 1 24,957 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 25,406 104,535 SH SOLE 1 104,535 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 1,335 8,811 SH SOLE 1 8,811 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 4,117 13,688 SH SOLE 1 13,688 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 783 4,913 SH SOLE 1 4,913 0 0
ISHARES TR RUS MD CP GR ETF 464287481 219 2,144 SH SOLE 1 2,144 0 0
ISHARES TR RUS MID CAP ETF 464287499 2,239 30,283 SH SOLE 1 30,283 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 13 60 SH OTR 3 0 0 60
ISHARES TR RUSSELL 2000 ETF 464287655 9,487 42,941 SH SOLE 1 42,941 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 133 600 SH Put SOLE 1 0 0 600
ISHARES TR S&P 100 ETF 464287101 5,956 33,120 SH SOLE 1 33,120 0 0
ISHARES TR SHRT NAT MUN ETF 464288158 631 5,857 SH SOLE 1 5,857 0 0
ISHARES TR SHRT NAT MUN ETF 464288158 952 8,825 SH OTR 3 0 0 8,825
ISHARES TR TIPS BD ETF 464287176 2,641 21,043 SH SOLE 1 21,043 0 0
ISHARES TR U.S. CNSM SV ETF 464287580 763 10,202 SH SOLE 1 10,202 0 0
ISHARES TR US HLTHCR PR ETF 464288828 399 1,586 SH SOLE 1 1,586 0 0
ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 2,120 42,230 SH SOLE 1 42,230 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5,082 100,130 SH SOLE 1 100,130 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 256 27,537 SH OTR 3 0 0 27,537
JAPAN SMALLER CAPITALIZATION COM 47109U104 7 750 SH SOLE 3 0 0 750
JOHNSON & JOHNSON COM 478160104 2,226 13,541 SH SOLE 1 13,541 0 0
JOHNSON & JOHNSON COM 478160104 416 2,530 SH OTR 2 2,530 0 0
JOHNSON CTLS INTL PLC SHS G51502105 57 962 SH SOLE 1 962 0 0
JOHNSON CTLS INTL PLC SHS G51502105 348 5,840 SH OTR 2 5,840 0 0
JPMORGAN CHASE & CO COM 46625H100 16,355 107,434 SH SOLE 1 107,434 0 0
JPMORGAN CHASE & CO COM 46625H100 681 4,474 SH OTR 2 4,474 0 0
KIMBERLY-CLARK CORP COM 494368103 1,175 8,449 SH SOLE 1 8,449 0 0
KINS TECHNOLOGY GROUP INC COM CL A 49714K109 570 58,125 SH OTR 3 0 0 58,125
KKR & CO INC COM 48251W104 502 10,283 SH SOLE 1 10,283 0 0
LEGATO MERGER CORP COM 52473X106 413 42,700 SH OTR 3 0 0 42,700
LILLY ELI & CO COM 532457108 1,370 7,332 SH SOLE 1 7,332 0 0
LINDE PLC SHS G5494J103 210 751 SH SOLE 1 751 0 0
LITTELFUSE INC COM 537008104 288 1,090 SH SOLE 1 1,090 0 0
LOCKHEED MARTIN CORP COM 539830109 329 891 SH OTR 2 891 0 0
LOCKHEED MARTIN CORP COM 539830109 148 402 SH SOLE 1 402 0 0
LOWES COS INC COM 548661107 190 1,000 SH SOLE 1 1,000 0 0
LOWES COS INC COM 548661107 848 4,460 SH OTR 2 4,460 0 0
LULULEMON ATHLETICA INC COM 550021109 489 1,593 SH SOLE 1 1,593 0 0
MARRIOTT INTL INC NEW CL A 571903202 384 2,590 SH SOLE 1 2,590 0 0
MARRIOTT INTL INC NEW CL A 571903202 161 1,090 SH OTR 2 1,090 0 0
MARTIN MARIETTA MATLS INC COM 573284106 9,221 27,459 SH SOLE 1 27,459 0 0
MASTERCARD INCORPORATED CL A 57636Q104 400 1,124 SH OTR 4 0 0 1,124
MASTERCARD INCORPORATED CL A 57636Q104 8,401 23,596 SH SOLE 1 23,596 0 0
MCDONALDS CORP COM 580135101 225 1,006 SH SOLE 1 1,006 0 0
MEDICAL PPTYS TRUST INC COM 58463J304 739 34,708 SH SOLE 1 34,708 0 0
MERCK & CO. INC COM 58933Y105 273 3,543 SH SOLE 1 3,543 0 0
MERCURY GENL CORP NEW COM 589400100 5,505 90,528 SH SOLE 1 90,528 0 0
MFS INTER INCOME TR SH BEN INT 55273C107 271 72,975 SH OTR 3 0 0 72,975
MFS INTER INCOME TR SH BEN INT 55273C107 5 1,425 SH SOLE 1 1,425 0 0
MFS INVT GRADE MUN TR SH BEN INT 59318B108 280 28,522 SH OTR 3 0 0 28,522
MFS INVT GRADE MUN TR SH BEN INT 59318B108 18 1,825 SH SOLE 1 1,825 0 0
MICROSOFT CORP COM 594918104 1,483 6,290 SH OTR 2,4 3,347 0 2,943
MICROSOFT CORP COM 594918104 27,028 114,637 SH SOLE 1 114,637 0 0
MICROSOFT CORP COM 594918104 589 2,500 SH Put SOLE 1 0 0 2,500
MORGAN STANLEY COM NEW 617446448 856 11,025 SH SOLE 1 11,025 0 0
MSCI INC COM 55354G100 110 263 SH OTR 4 0 0 263
MSCI INC COM 55354G100 4,898 11,683 SH SOLE 1 11,683 0 0
NETFLIX INC COM 64110L106 322 617 SH SOLE 1 617 0 0
NETFLIX INC COM 64110L106 251 482 SH OTR 4 0 0 482
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 20 1,618 SH SOLE 1 1,618 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 440 35,752 SH OTR 3 0 0 35,752
NEW GERMANY FD INC COM 644465106 352 17,818 SH OTR 3 0 0 17,818
NEW GERMANY FD INC COM 644465106 12 600 SH SOLE 3 0 0 600
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 281 25,000 SH SOLE 1 25,000 0 0
NEXTERA ENERGY INC COM 65339F101 11,991 158,591 SH SOLE 1 158,591 0 0
NIKE INC CL B 654106103 180 1,357 SH OTR 4 0 0 1,357
NIKE INC CL B 654106103 3,223 24,250 SH SOLE 1 24,250 0 0
NORTHROP GRUMMAN CORP COM 666807102 1,753 5,415 SH SOLE 1 5,415 0 0
NOVARTIS AG SPONSORED ADR 66987V109 51 601 SH SOLE 1 601 0 0
NOVARTIS AG SPONSORED ADR 66987V109 343 4,010 SH OTR 2 4,010 0 0
NUCOR CORP COM 670346105 1,225 15,265 SH SOLE 1 15,265 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,537 103,744 SH OTR 3 0 0 103,744
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,132 76,408 SH SOLE 1,3 75,308 0 1,100
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 344 25,199 SH SOLE 1,3 20,799 0 4,400
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 4,369 320,058 SH OTR 3 0 0 320,058
NUVEEN NEW YORK QLT MUN INC COM 67066X107 623 43,750 SH OTR 3 0 0 43,750
NUVEEN QUALITY MUNCP INCOME COM 67066V101 2,241 147,999 SH OTR 3 0 0 147,999
NUVEEN QUALITY MUNCP INCOME COM 67066V101 1,154 76,230 SH SOLE 1,3 74,616 0 1,614
NVIDIA CORPORATION COM 67066G104 709 1,328 SH SOLE 1 1,328 0 0
OLYMPIC STEEL INC COM 68162K106 295 10,000 SH SOLE 1 10,000 0 0
ORACLE CORP COM 68389X105 8,242 117,457 SH SOLE 1 117,457 0 0
ORACLE CORP COM 68389X105 124 1,765 SH OTR 2 1,765 0 0
PAYCHEX INC COM 704326107 1,918 19,572 SH SOLE 1 19,572 0 0
PAYPAL HLDGS INC COM 70450Y103 2,774 11,425 SH SOLE 1 11,425 0 0
PAYPAL HLDGS INC COM 70450Y103 299 1,233 SH OTR 4 0 0 1,233
PEPSICO INC COM 713448108 1,140 8,057 SH SOLE 1 8,057 0 0
PEPSICO INC COM 713448108 323 2,280 SH OTR 2 2,280 0 0
PFIZER INC COM 717081103 284 7,851 SH SOLE 1 7,851 0 0
PFIZER INC COM 717081103 385 10,630 SH OTR 2 10,630 0 0
PHILIP MORRIS INTL INC COM 718172109 1,418 15,982 SH SOLE 1 15,982 0 0
PHILIP MORRIS INTL INC COM 718172109 149 1,680 SH OTR 2 1,680 0 0
PHILLIPS 66 COM 718546104 115 1,410 SH OTR 2 1,410 0 0
PHILLIPS 66 COM 718546104 147 1,800 SH SOLE 1 1,800 0 0
PIONEER DIVERSIFIED HIGH INC COM 723653101 201 13,725 SH OTR 3 0 0 13,725
PIONEER NAT RES CO COM 723787107 3,830 24,115 SH SOLE 1 24,115 0 0
PPG INDS INC COM 693506107 307 2,040 SH OTR 2 2,040 0 0
PPG INDS INC COM 693506107 51 336 SH SOLE 1 336 0 0
PROCTER AND GAMBLE CO COM 742718109 3,187 23,531 SH SOLE 1 23,531 0 0
PROCTER AND GAMBLE CO COM 742718109 358 2,640 SH OTR 2 2,640 0 0
PROGRESSIVE CORP COM 743315103 3,621 37,870 SH SOLE 1 37,870 0 0
PROLOGIS INC. COM 74340W103 3,104 29,279 SH SOLE 1 29,279 0 0
PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 1,137 115,645 SH OTR 3 0 0 115,645
PROVIDENT BANCORP INC COM NEW 74383L105 252 17,495 SH SOLE 1 17,495 0 0
PTK ACQUISITION CORP COM 69375F108 436 44,300 SH OTR 3 0 0 44,300
PUBLIC STORAGE COM 74460D109 740 3,000 SH SOLE 1 3,000 0 0
QUALCOMM INC COM 747525103 1,801 13,582 SH SOLE 1 13,582 0 0
QUANTUM FINTECH ACQUISTIN CO *W EXP 01/30/202 74767A113 4 12,850 SH OTR 3 0 0 12,850
QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 248 25,700 SH OTR 3 0 0 25,700
RAYTHEON TECHNOLOGIES CORP COM 75513E101 430 5,565 SH SOLE 1 5,565 0 0
REPUBLIC SVCS INC COM 760759100 416 4,191 SH SOLE 1 4,191 0 0
ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 28 2,800 SH SOLE 1,3 800 0 2,000
ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 1,980 198,950 SH OTR 3 0 0 198,950
ROYCE MICRO-CAP TR INC COM 780915104 367 32,470 SH OTR 3 0 0 32,470
S&P GLOBAL INC COM 78409V104 1,042 2,954 SH SOLE 1 2,954 0 0
SALESFORCE COM INC COM 79466L302 1,169 5,516 SH SOLE 1 5,516 0 0
SALESFORCE COM INC COM 79466L302 403 1,903 SH OTR 4 0 0 1,903
SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 913 93,050 SH OTR 3 0 0 93,050
SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 9 950 SH SOLE 1 950 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 494 7,230 SH SOLE 1 7,230 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 443 3,797 SH SOLE 1 3,797 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4,203 123,448 SH SOLE 1 123,448 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1,413 14,354 SH SOLE 1 14,354 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5,346 40,251 SH SOLE 1 40,251 0 0
SERVICENOW INC COM 81762P102 368 736 SH SOLE 1 736 0 0
SERVICENOW INC COM 81762P102 338 675 SH OTR 4 0 0 675
SHERWIN WILLIAMS CO COM 824348106 3,962 5,369 SH SOLE 1 5,369 0 0
SHOPIFY INC CL A 82509L107 841 760 SH SOLE 1 760 0 0
SHOPIFY INC CL A 82509L107 221 200 SH Put SOLE 1 0 0 200
SOUTHERN CO COM 842587107 270 4,351 SH SOLE 1 4,351 0 0
SOUTHERN CO COM 842587107 37 600 SH OTR 2 600 0 0
SOUTHWEST AIRLS CO COM 844741108 224 3,664 SH SOLE 1 3,664 0 0
SPARTACUS ACQUISITION CORP CL A 84677L109 703 71,395 SH OTR 3 0 0 71,395
SPDR GOLD TR GOLD SHS 78463V107 4,393 27,464 SH SOLE 1 27,464 0 0
SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1,584 33,552 SH SOLE 1 33,552 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 282 6,436 SH SOLE 1 6,436 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4,359 10,999 SH SOLE 1 10,999 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4,241 10,700 SH Put SOLE 1 0 0 10,700
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 17,513 36,789 SH SOLE 1 36,789 0 0
SPDR SER TR BLOOMBERG SRT TR 78468R408 4,718 172,641 SH SOLE 1 172,641 0 0
SPDR SER TR NUVEEN BLMBRG SR 78468R739 412 8,316 SH SOLE 1,3 6,516 0 1,800
SPDR SER TR NUVEEN BLMBRG SR 78468R739 2,659 53,650 SH OTR 3 0 0 53,650
SPDR SER TR NUVEEN BRC MUNIC 78468R721 280 5,419 SH SOLE 1 5,419 0 0
SPDR SER TR PORTFOLIO INTRMD 78464A375 642 17,724 SH SOLE 1 17,724 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 1,254 26,906 SH SOLE 1 26,906 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853 330 7,816 SH SOLE 1 7,816 0 0
SPDR SER TR PORTFOLIO SHORT 78464A474 391 12,500 SH SOLE 1 12,500 0 0
SPDR SER TR PRTFLO S&P500 GW 78464A409 448 7,944 SH SOLE 1 7,944 0 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1,408 30,773 SH SOLE 1 30,773 0 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 553 11,463 SH SOLE 1 11,463 0 0
SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 542 10,917 SH SOLE 1 10,917 0 0
STARBUCKS CORP COM 855244109 5,161 47,235 SH SOLE 1 47,235 0 0
STARBUCKS CORP COM 855244109 440 4,028 SH OTR 2,4 1,385 0 2,643
STRYKER CORPORATION COM 863667101 742 3,047 SH SOLE 1 3,047 0 0
SVB FINANCIAL GROUP COM 78486Q101 379 767 SH SOLE 1 767 0 0
SYSCO CORP COM 871829107 1,423 18,077 SH SOLE 1 18,077 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2,857 16,169 SH SOLE 1 16,169 0 0
TARGET CORP COM 87612E106 2,453 12,382 SH SOLE 1 12,382 0 0
TASTEMAKER ACQUISITION CORP COM CL A 876545104 458 47,000 SH OTR 3 0 0 47,000
TE CONNECTIVITY LTD REG SHS H84989104 437 3,385 SH SOLE 1 3,385 0 0
TESLA INC COM 88160R101 1,418 2,123 SH SOLE 1 2,123 0 0
TEXAS INSTRS INC COM 882508104 427 2,259 SH SOLE 1 2,259 0 0
THE TRADE DESK INC COM CL A 88339J105 205 315 SH SOLE 1 315 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 7,297 15,990 SH SOLE 1 15,990 0 0
TJX COS INC NEW COM 872540109 245 3,705 SH OTR 2 3,705 0 0
TJX COS INC NEW COM 872540109 33 504 SH SOLE 1 504 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 515 3,110 SH SOLE 1 3,110 0 0
TRANSDIGM GROUP INC COM 893641100 206 350 SH SOLE 1 350 0 0
TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 643 65,300 SH OTR 3 0 0 65,300
TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 6 600 SH SOLE 3 0 0 600
TWILIO INC CL A 90138F102 365 1,071 SH SOLE 1 1,071 0 0
TWILIO INC CL A 90138F102 68 200 SH Put SOLE 1 0 0 200
TWITTER INC COM 90184L102 2,350 36,937 SH SOLE 1 36,937 0 0
UBER TECHNOLOGIES INC COM 90353T100 1,669 30,610 SH SOLE 1 30,610 0 0
ULTA BEAUTY INC COM 90384S303 5,243 16,959 SH SOLE 1 16,959 0 0
UNITED PARCEL SERVICE INC CL B 911312106 300 1,765 SH SOLE 1 1,765 0 0
UNITED PARCEL SERVICE INC CL B 911312106 454 2,670 SH OTR 2 2,670 0 0
UNITED RENTALS INC COM 911363109 2,905 8,822 SH SOLE 1 8,822 0 0
UNITEDHEALTH GROUP INC COM 91324P102 1,379 3,706 SH SOLE 1 3,706 0 0
UNITEDHEALTH GROUP INC COM 91324P102 282 758 SH OTR 2,4 50 0 708
US BANCORP DEL COM NEW 902973304 108 1,951 SH SOLE 1 1,951 0 0
US BANCORP DEL COM NEW 902973304 350 6,335 SH OTR 2 6,335 0 0
VALERO ENERGY CORP COM 91913Y100 2,308 32,235 SH SOLE 1 32,235 0 0
VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1,276 20,530 SH SOLE 1 20,530 0 0
VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 653 26,111 SH SOLE 1 26,111 0 0
VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1,063 10,830 SH OTR 3 0 0 10,830
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 261 3,176 SH SOLE 1 3,176 0 0
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 314 3,825 SH OTR 3 0 0 3,825
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 692 8,165 SH OTR 3 0 0 8,165
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 13 157 SH SOLE 1 157 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 3,906 15,195 SH SOLE 1,3 15,155 0 40
VANGUARD INDEX FDS GROWTH ETF 922908736 1,020 3,970 SH OTR 3 0 0 3,970
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 535 5,822 SH SOLE 1 5,822 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 410 1,125 SH SOLE 1 1,125 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2,226 6,110 SH OTR 3 0 0 6,110
VANGUARD INDEX FDS SMALL CP ETF 922908751 1,356 6,333 SH OTR 3 0 0 6,333
VANGUARD INDEX FDS SMALL CP ETF 922908751 1,808 8,446 SH SOLE 1 8,446 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,549 7,493 SH OTR 3 0 0 7,493
VANGUARD INDEX FDS TOTAL STK MKT 922908769 775 3,751 SH SOLE 1,3 3,471 0 280
VANGUARD INDEX FDS VALUE ETF 922908744 894 6,801 SH SOLE 1 6,801 0 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1,776 29,269 SH SOLE 1,3 28,764 0 505
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2,324 38,299 SH OTR 3 0 0 38,299
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,574 30,241 SH OTR 3 0 0 30,241
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,356 26,046 SH SOLE 1 26,046 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 868 13,785 SH OTR 3 0 0 13,785
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 853 10,443 SH OTR 3 0 0 10,443
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1,021 10,976 SH SOLE 1 10,976 0 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 731 11,890 SH SOLE 1 11,890 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6,997 84,815 SH SOLE 1 84,815 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 442 9,005 SH OTR 3 0 0 9,005
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 410 8,351 SH SOLE 1 8,351 0 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3,671 36,312 SH SOLE 1 36,312 0 0
VANGUARD WORLD FD ESG INTL STK ETF 921910725 6 100 SH SOLE 3 0 0 100
VANGUARD WORLD FD ESG INTL STK ETF 921910725 324 5,280 SH OTR 3 0 0 5,280
VANGUARD WORLD FD ESG US STK ETF 921910733 234 3,170 SH OTR 3 0 0 3,170
VANGUARD WORLD FDS CONSUM STP ETF 92204A207 248 1,393 SH SOLE 1 1,393 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 325 1,419 SH SOLE 1 1,419 0 0
VENTOUX CCM ACQUISITION CORP COM 92280L101 490 50,000 SH OTR 3 0 0 50,000
VERIZON COMMUNICATIONS INC COM 92343V104 2,926 50,320 SH SOLE 1 50,320 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 426 7,330 SH OTR 2 7,330 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 430 2,000 SH SOLE 1 2,000 0 0
VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 14 535 SH SOLE 3 0 0 535
VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 532 20,020 SH OTR 3 0 0 20,020
VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 591 21,095 SH OTR 3 0 0 21,095
VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 5 180 SH SOLE 3 0 0 180
VISA INC COM CL A 92826C839 15,599 73,673 SH SOLE 1 73,673 0 0
VISA INC COM CL A 92826C839 383 1,808 SH OTR 4 0 0 1,808
VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 966 97,525 SH OTR 3 0 0 97,525
VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 30 3,000 SH SOLE 3 0 0 3,000
VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 400 40,700 SH OTR 3 0 0 40,700
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 522 91,620 SH OTR 3 0 0 91,620
WALMART INC COM 931142103 6,540 48,152 SH SOLE 1 48,152 0 0
WESTERN ASSET / CLAYMORE INF COM SH BEN INT 95766Q106 14 1,099 SH SOLE 1 1,099 0 0
WESTERN ASSET / CLAYMORE INF COM SH BEN INT 95766Q106 850 66,430 SH OTR 3 0 0 66,430
WHIRLPOOL CORP COM 963320106 3,825 17,360 SH SOLE 1 17,360 0 0
WISDOMTREE TR US SMALLCAP DIVD 97717W604 887 28,478 SH SOLE 1 28,478 0 0
WYNN RESORTS LTD COM 983134107 3,346 26,692 SH SOLE 1 26,692 0 0
ZOETIS INC CL A 98978V103 7,370 46,798 SH SOLE 1 46,798 0 0
ZOETIS INC CL A 98978V103 345 2,192 SH OTR 4 0 0 2,192
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 275 857 SH SOLE 1 857 0 0