UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM SD
Specialized Disclosure Report

WEST PHARMACEUTICAL SERVICES, INC.
(Exact name of registrant as specified in its charter)
     
Pennsylvania 1-8036 23-1210010
(State or other jurisdiction
of incorporation or organization)
 (Commission File Number) (IRS Employer
Identification No.)
     
530 Herman O. West Drive, Exton, PA   19341-0645
(Address of principal executive offices)   (Zip Code)
 
Bernard J. Birkett, 610-594-2900
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

þ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.





Section 1     Conflict Minerals Disclosure

Item 1.01     Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, this Specialized Disclosure Report on Form SD of West Pharmaceutical Services, Inc. is for the period from January 1, 2019 to December 31, 2019. Unless the context indicates otherwise, “West,” “we,” “us,” and “our” refer to West Pharmaceutical Services, Inc. and its subsidiaries.

We evaluated our product lines and determined that, during 2019, we manufactured, or contracted to manufacture, products for which columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives (tantalum, tin and tungsten) (“3TGs”) are necessary to their functionality or production (“Covered Products”). Accordingly, we conducted a reasonable country of origin inquiry (“RCOI”) reasonably designed to determine in good faith whether any of the 3TGs in the Covered Products originated in the Democratic Republic of the Congo or an adjoining country (the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia or Angola), or were from recycled or scrap sources.

Information about our RCOI and the steps taken to effect due diligence on the source and chain of custody of any 3TGs in the Covered Products is included in our Conflict Minerals Report, which is included as an exhibit to this Form SD. In addition, our Conflict Minerals Report is publicly available through the Investors page of the company’s website, https://investor.westpharma.com. Information on our website does not constitute part of this document.

Forward-Looking Statements

This Specialized Disclosure Report on Form SD, including the Conflict Minerals Report filed as exhibit thereto, contains forward-looking statements that are based upon management’s expectations and beliefs concerning future events impacting West. Certain matters contained herein concerning the future, including, but not limited to, risk mitigation steps, constitute forward-looking statements and are based upon management’s expectations and beliefs. All forward-looking statements are, by their nature, subject to risks, uncertainties, and other factors. There can be no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they were made, and we undertake no obligation to publicly update them. For a description of certain factors that could cause our future results to differ materially from those expressed in any forward-looking statement, see Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2019, entitled “Risk Factors” and Part II Item 1A of our Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2020, entitled “Risk Factors.”

Item 1.02     Exhibit

West has included its Conflict Minerals Report as Exhibit 1.01 to this Form SD.

Section 2     Exhibits

Item 2.01    Exhibits

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD.






SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


WEST PHARMACEUTICAL SERVICES, INC.
 
 
/s/ Bernard J. Birkett
Bernard J. Birkett
Senior Vice President and Chief Financial Officer
May 28, 2020





EXHIBIT INDEX

Exhibit No.Description
1.01Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD.






Document

Exhibit 1.01
West Pharmaceutical Services, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2019

Company Overview

This Conflict Minerals Report (the “Report”) of West Pharmaceutical Services, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) and Form SD promulgated under the Securities Exchange Act of 1934 for the period from January 1, 2019 to December 31, 2019. Unless the context indicates otherwise, “West,” “we,” “us,” and “our” refer to West Pharmaceutical Services, Inc. and its subsidiaries.

West Pharmaceutical Services, Inc. is a manufacturer of technologically advanced, high-quality, integrated containment and delivery systems for injectable drugs and healthcare products. Our products include a variety of primary packaging, containment solutions, reconstitution and transfer systems, and drug delivery systems, as well as contract manufacturing and analytical lab services.

Supply Chain

In 2019, consistent with previous years, we determined that the only product for which West sourced columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives (tantalum, tin and tungsten) (“3TGs”) that are necessary to its functionality or production (“Covered Products”) was our SmartDose® technology platform, which is designed for controlled, subcutaneous delivery of high volume and high viscosity drugs. Our SmartDose technology platform contains electronic circuitry in the form of a printed circuit board assembly (“PCBA”) and a motor. West uses a contract manufacturer to produce the PCBA and an outside supplier for the motor.

As a downstream company, West purchases the materials and components for our SmartDose technology platform from third parties. We do not have direct relationships with smelters or refiners that produce the 3TGs within our supply chain and do not control any mineral reserves. Thus, any 3TGs that are potentially present in any of our products would have originated solely from our purchases from third parties.

Conflict Minerals Program

West is committed to working within our global supply chain to help ensure compliance with the Rule. In 2019, we continued to develop our conflict minerals compliance program and follow the framework established by the Organization for Economic Cooperation and Development (“OECD”) as tailored for downstream companies.

Our compliance program endeavors to identify whether the 3TGs in our Covered Products originated in the Democratic Republic of the Congo or an adjoining country (the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia or Angola) (“Covered Countries”), or whether any of the 3TGs in our Covered Products were from recycled or scrap sources.

In 2019, our Conflict Minerals Steering Committee, consisting of Procurement, Legal, Regulatory and Compliance, oversaw improvements to our process for determining the origination of the 3TGs in our SmartDose technology platform. We increased the resources dedicated to our due diligence efforts, maintained our Business Partner Code of Conduct, which includes West’s position statement related to Conflict Minerals, and continued to include language related to conflict minerals in new supply agreements and questionnaires. West’s Business Partner Code of Conduct is a public document available at https://www.westpharma.com/about-west/corporate-responsibility/compliance-and-ethics. Information on our website does not constitute part of this document. We will continue to work with suppliers at all levels of the supply chain to increase the quality of the data provided to us. Our conflict minerals compliance program is implemented by our procurement and regulatory groups, and senior management is informed periodically of the progress.

Description of West’s Reasonable Country of Origin Inquiry

Once we determined that the only product for which West sourced 3TGs that are necessary to its functionality or production was our SmartDose technology platform, we conducted a reasonable country of origin inquiry (“RCOI”) reasonably designed to determine in good faith whether any of the 3TGs in our SmartDose technology platform originated in the Covered Countries or were from recycled or scrap sources.




In conducting our RCOI on our SmartDose technology platform, we first performed a supply chain survey of the direct suppliers of our SmartDose technology platform components to obtain information on the origin of 3TGs contained in the materials supplied to us. Depending on the sufficiency of the responses received from our suppliers, we also surveyed some of our suppliers’ suppliers. We achieved a 100% response rate as a result of our survey efforts, an increase over the previous year. Lastly, we evaluated the adequacy of the responses and continued to investigate whether any of the 3TGs in our SmartDose technology platform originated in the Covered Countries.

The supply chain survey was implemented and administered by our procurement group. The survey employed the template developed by the Electronic Industry Citizenship Coalition® and the Global e-Sustainability Initiative known as the Responsible Minerals Initiative (“RMI”) Reporting Template (the “Survey”). The Survey requested general disclosures, the identification of any 3TGs contained in the supplier’s products and the origin of those minerals. Although we have received information from 100% of the suppliers we surveyed, not all of the information requested was provided.

Due Diligence Process

Following our RCOI, we conducted a due diligence review of the source and chain of custody of the 3TGs contained in our Covered Products and the facility's Smelters or Refiners (“SORs”) in which they were processed. Our due diligence measures were designed to conform in all material respects with the framework in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”) and the related supplements for 3TGs.

As part of this due diligence, we implemented management systems to identify and reduce risk in our supply chain regarding conflict minerals. Our management systems include enhanced communication with our suppliers, improved tracking mechanisms and increased employee education. These systems are designed to ensure the supply chain survey reached all relevant suppliers and adequate responses were received. We evaluated the responses against criteria designed to identify those suppliers that warranted further investigation, including for example, untimely, inconsistent or incomplete responses, requests for confidentiality, missing or erroneous data, whether the supplier was a U.S. publicly-held company, the size of the supplier’s business and the material supplied to us. As appropriate, we followed up directly with suppliers and, in some cases, the suppliers of our suppliers, whose answers required us to obtain additional information, and updated responses.

As a downstream purchaser of 3TGs, or components containing 3TGs, our diligence procedures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of such materials. Our diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of 3TGs. We also rely, to a large extent, on information collected and provided by third parties. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud.

Conclusion

Our Covered Products are subject to the reporting obligations of the Rule. After conducting a good faith RCOI and due diligence, we have concluded that our Covered Products, that is our SmartDose technology platform, contain 3TGs that are necessary to their functionality or production, and based on the information provided to us by our suppliers related to a majority of possible smelters in our supply chain either (a) the sources of the 3TGs contained in our SmartDose technology platform are certified conformant by RMI through its Responsible Minerals Assurance Process (“RMAP”) or are actively seeking conformance by RMAP, or (b) the 3TGs contained in our SmartDose technology platform are not sourced from the Covered Countries. The RMAP implements a risk-based audit program to verify that smelter and refiner efforts are demonstrating due diligence capable of producing responsibly sourced products. The audit program confirms that the smelter facility has participated in procedures that illustrate responsible purchasing and company management processes. Despite our efforts, we did not receive adequate responses from a small percentage of smelters to determine the country of origin (or recycled or scrap status) of all of the 3TGs in our supply chain. Accordingly, we are unable to determine the country of origin and the specific SORs with respect to all of the 3TGs in our Covered Products.

West surveyed 40 direct and indirect suppliers of the components of our SmartDose technology platform, of which we received 40 responses. The responses included identification of the smelters from which any 3TGs purchased by that supplier were sourced. In total, our suppliers identified 326 smelters as possible sources for the 3TGs contained in our Covered Products. West conducted due diligence on these smelters to determine whether they are conformant under the RMAP assessment protocols (“RMAP Conformant”) or actively seeking conformance. Smelters are considered actively seeking conformance if they have committed to undergo the RMAP audit. West identified 264 of the 326 as RMAP Conformant and an additional 5 that are actively seeking conformance.




West conducted additional due diligence on the remaining 57 smelters and determined that, although they are not certified by a third party, 55 were referenced on CMRTs as recently as April 2018. This signifies that these smelters had been audited by a third party in the past. The remaining 2 of the 57 have no information available.

Table 1 below presents, by mineral, the total number of SORs identified and the percentage that are RMAP conformant or are actively seeking RMAP conformance. See Appendix 1 for a list of these SORs by name.

Table 1. Smelters or Refiners RMAP Conformant or are actively seeking RMAP conformance
Gold106 of 144 (73.61%)
Tantalum40 of 43 (93.02%)
Tin78 of 90 (86.67%)
Tungsten45 of 49 (91.84%)
Total269 of 326 (82.52%)
Risk Mitigation
Since December 31, 2018, we have taken the following steps to further mitigate the risk that the 3TGs in our Covered Products could benefit armed groups in the Covered Countries:

Our direct materials supplier screening program continued to request information from potential new suppliers and suppliers of new products or components to provide information regarding 3TGs. The Company continued to provide additional background and educational information to suppliers where necessary to enhance their responses to our due diligence procedures. Finally, the Company augmented disclosure clauses regarding 3TGs in new supply contracts and supplier contract renewals.

Our Conflict Minerals Steering Committee continued to: (i) ensure the management systems are adequate; (ii) review the RCOI and due diligence process; (iii) discuss what actions West should take to help mitigate risk; and (iv) report the status of West’s Conflict Minerals program to senior management periodically.

We continued to educate our direct suppliers on the importance of the RCOI process and our Company’s expectations. We further improved our direct supplier surveys and due diligence process and increased our supplier survey response rate to 100%. We maintained tracking mechanisms and increased employee education. These efforts were designed to help ensure the supply chain survey reached all relevant suppliers and adequate responses were received. We evaluated the responses against criteria designed to identify those suppliers that warranted further investigation, including for example, untimely, inconsistent or incomplete responses, requests for confidentiality, missing or erroneous data, whether the supplier was a U.S. publicly-held company, the size of the supplier’s business and the material supplied to us. As appropriate, we followed up directly with suppliers, and in some cases, the suppliers of our suppliers, whose answers required us to obtain additional information.






















APPENDIX 1
Smelters or Refiners RMAP conformant or are actively seeking RMAP conformance1
MINERALSMELTER OR REFINER NAMECOUNTRY LOCATION
Gold8853 S.p.A.ITALY
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
GoldAida Chemical Industries Co., Ltd.JAPAN
GoldAl Etihad Gold LLCUNITED ARAB EMIRATES
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GERMANY
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
GoldAngloGold Ashanti Córrego do Sítio MineracăoBRAZIL
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsahi Pretec Corp.JAPAN
GoldAsahi Refining Canada Ltd.CANADA
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
GoldAsaka Riken Co., Ltd.JAPAN
GoldAU Traders and RefinersSOUTH AFRICA
GoldAurubis AGGERMANY
GoldBangalore RefineryINDIA
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
GoldBoliden ABSWEDEN
GoldC. Hafner GmbH + Co. KGGERMANY
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldCendres + Métaux SASWITZERLAND
GoldChimet S.p.A.ITALY
GoldChugai MiningJAPAN
GoldDODUCO Contacts and Refining GmbHGERMANY
GoldDowaJAPAN
GoldDS PRETECH Co., Ltd.KOREA, REPUBLIC OF
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OF
GoldEco-System Recycling Co., Ltd. East PlantJAPAN
GoldEmirates Gold DMCCUNITED ARAB EMIRATES
GoldGeib Refining CorporationUNITED STATES OF AMERICA
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
GoldHeimerle + Meule GmbHGERMANY
GoldHeraeus Metals Hong Kong Ltd.CHINA
GoldHeraeus Precious Metals GmbH & Co. KGGERMANY
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldIshifuku Metal Industry Co., Ltd.JAPAN
GoldIstanbul Gold RefineryTURKEY
GoldItalpreziosiITALY
GoldJapan MintJAPAN




MINERALSMELTER OR REFINER NAMECOUNTRY LOCATION
GoldJiangxi Copper Co., Ltd.CHINA
GoldJSC UralelectromedRUSSIAN FEDERATION
GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
GoldKazzincKAZAKHSTAN
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
GoldKojima Chemicals Co., Ltd.JAPAN
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OF
GoldKyrgyzaltyn JSCKYRGYZSTAN
GoldL'Orfebre S.A.ANDORRA
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OF
GoldLT Metal Ltd.KOREA, REPUBLIC OF
GoldMarsam MetalsBRAZIL
GoldMaterionUNITED STATES OF AMERICA
GoldMatsuda Sangyo Co., Ltd.JAPAN
GoldMetalor Technologies (Hong Kong) Ltd.CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
GoldMetalor Technologies (Suzhou) Ltd.CHINA
GoldMetalor Technologies S.A.SWITZERLAND
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
GoldMitsubishi Materials CorporationJAPAN
GoldMitsui Mining and Smelting Co., Ltd.JAPAN
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
GoldNadir Metal Rafineri San. Ve Tic. A.Ş.TURKEY
GoldNihon Material Co., Ltd.JAPAN
GoldÖgussa Österreichische Gold- und Silber Scheideanstalt GmbHAUSTRIA
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldPAMP S.A.SWITZERLAND
GoldPlanta Recuperadora de Metales SpACHILE
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
GoldPT Aneka Tambang (Persero) TbkINDONESIA
GoldPX Précinox S.A.SWITZERLAND
GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
GoldRemondis Argentia B.V.NETHERLANDS
GoldRoyal Canadian MintCANADA
GoldSAAMPFRANCE



MINERALSMELTER OR REFINER NAMECOUNTRY LOCATION
GoldSafimet S.p.AITALY
GoldSAFINA A.S.*CZECH REPUBLIC
GoldSamduck Precious MetalsKOREA, REPUBLIC OF
GoldSAXONIA Edelmetalle GmbHGERMANY
GoldSEMPSA Joyería Platería S.A.SPAIN
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINA
GoldSumitomo Metal Mining Co., Ltd.JAPAN
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OF
GoldT.C.A S.p.AITALY
GoldTanaka Kikinzoku Kogyo K.K.JAPAN
GoldThe Refinery of Shandong Gold Mining Co., Ltd.CHINA
GoldTokuriki Honten Co., Ltd.JAPAN
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldTorecomKOREA, REPUBLIC OF
GoldUmicore Brasil Ltda.BRAZIL
GoldUmicore Precious Metals ThailandTHAILAND
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
GoldValcambi S.A.SWITZERLAND
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
GoldWIELAND Edelmetalle GmbHGERMANY
GoldYamakin Co., Ltd.JAPAN
GoldYokohama Metal Co., Ltd.JAPAN
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
TantalumAsaka Riken Co., Ltd.JAPAN
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
TantalumCP Metals Inc.*UNITED STATES OF AMERICA
TantalumD Block Metals, LLCUNITED STATES OF AMERICA
TantalumExotech Inc.UNITED STATES OF AMERICA
TantalumF&X Electro-Materials Ltd.CHINA
TantalumFIR Metals & Resource Ltd.CHINA
TantalumGlobal Advanced Metals AizuJAPAN
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICA
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINA
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINA
TantalumH.C. Starck Co., Ltd.THAILAND



MINERALSMELTER OR REFINER NAMECOUNTRY LOCATION
TantalumH.C. Starck Hermsdorf GmbHGERMANY
TantalumH.C. Starck Inc.UNITED STATES OF AMERICA
TantalumH.C. Starck Ltd.JAPAN
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANY
TantalumH.C. Starck Tantalum and Niobium GmbHGERMANY
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
TantalumJiangxi Tuohong New Raw MaterialCHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
TantalumJiujiang Tanbre Co., Ltd.CHINA
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
TantalumKEMET Blue MetalsMEXICO
TantalumKEMET Blue PowderUNITED STATES OF AMERICA
TantalumLSM Brasil S.A.BRAZIL
TantalumMetallurgical Products India Pvt., Ltd.INDIA
TantalumMineraco Taboca S.A.BRAZIL
TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
TantalumNPM Silmet ASESTONIA
TantalumPRG DooelMACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
TantalumQuantumCleanUNITED STATES OF AMERICA
TantalumResind Industria e Comercio Ltda.BRAZIL
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
TantalumTaki Chemical Co., Ltd.JAPAN
TantalumTelex MetalsUNITED STATES OF AMERICA
TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINA
TinAlphaUNITED STATES OF AMERICA
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
TinChina Tin Group Co., Ltd.CHINA
TinCV Ayi JayaINDONESIA
TinCV Dua SekawanINDONESIA
TinCV Gita PesonaINDONESIA
TinCV United SmeltingINDONESIA
TinCV Venus Inti PerkasaINDONESIA
TinDowaJAPAN
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)



MINERALSMELTER OR REFINER NAMECOUNTRY LOCATION
TinFenix MetalsPOLAND
TinGejiu Fengming Metallurgy Chemical PlantCHINA
TinGejiu Kai Meng Industry and Trade LLCCHINA
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
TinHuichang Jinshunda Tin Co., Ltd.CHINA
TinJiangxi New Nanshan Technology Ltd.CHINA
TinMa'anshan Weitai Tin Co., Ltd.CHINA
TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
TinMalaysia Smelting Corporation (MSC)MALAYSIA
TinMelt Metais e Ligas S.A.BRAZIL
TinMetallic Resources, Inc.UNITED STATES OF AMERICA
TinMetallo Belgium N.V.BELGIUM
TinMetallo Spain S.L.U.SPAIN
TinMineração Taboca S.A.BRAZIL
TinMinsurPERU
TinMitsubishi Materials CorporationJAPAN
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
TinOperaciones Metalurgical S.A.BOLIVIA (PLURINATIONAL STATE OF)
TinPrecious Minerals and Smelting Limited*INDIA
TinPT Aries Kencana SejahteraINDONESIA
TinPT Artha Cipta LanggengINDONESIA
TinPT ATD Makmur Mandiri JayaINDONESIA
TinPT Babel Inti PerkasaINDONESIA
TinPT Babel Surya Alam LestariINDONESIA
TinPT Bangka Prima TinINDONESIA
TinPT Bangka SerumpunINDONESIA
TinPT Bangka Tin IndustryINDONESIA
TinPT Belitung Industri SejahteraINDONESIA
TinPT Bukit TimahINDONESIA
TinPT DS Jaya AbadiINDONESIA
TinPT Inti Stania PrimaINDONESIA
TinPT Karimun MiningINDONESIA
TinPT Kijang Jaya MandiriINDONESIA
TinPT Lautan Harmonis SejahteraINDONESIA
TinPT Menara Cipta MuliaINDONESIA
TinPT Mitra Stania PrimaINDONESIA
TinPT Panca Mega PersadaINDONESIA



MINERALSMELTER OR REFINER NAMECOUNTRY LOCATION
TinPT Premium Tin IndonesiaINDONESIA
TinPT Prima Timah UtamaINDONESIA
TinPT Rajawali Rimba PerkasaINDONESIA
TinPT Rajehan AriqINDONESIA
TinPT Refined Bangka TinINDONESIA
TinPT Sariwiguna BinasentosaINDONESIA
TinPT Stanindo Inti PerkasaINDONESIA
TinPT Sukses Inti MakmurINDONESIA
TinPT Sumber Jaya IndahINDONESIA
TinPT Timah (Persero) Tbk KundurINDONESIA
TinPT Timah Tbk MentokINDONESIA
TinPT Tinindo Inter NusaINDONESIA
TinPT Tirus Putra MandiriINDONESIA
TinPT Tommy UtamaINDONESIA
TinResind Indústria e Comércio Ltda.BRAZIL
TinRui Da HungTAIWAN, PROVINCE OF CHINA
TinSoft Metais Ltda.BRAZIL
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAM
TinThaisarcoTHAILAND
TinTin Technology & RefiningUNITED STATES OF AMERICA
TinWhite Solder Metalurgia e Mineração Ltda.BRAZIL
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINA
TinYunnan Tin Company LimitedCHINA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TungstenA.L.M.T. TUNGSTEN Corp.JAPAN
TungstenACL Metais EireliBRAZIL
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAM
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
TungstenFujian Ganmin RareMetal Co., Ltd.CHINA
TungstenFujian Jinxin Tungsten Co., Ltd.CHINA
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINA
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINA
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICA
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINA
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANY
TungstenH.C. Starck Tungsten GmbHGERMANY
TungstenHunan Chenzhou Mining Co., Ltd.CHINA
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINA
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINA



MINERALSMELTER OR REFINER NAMECOUNTRY LOCATION
TungstenHunan Litian Tungsten Industry Co., Ltd.CHINA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TungstenJapan New Metals Co., Ltd.JAPAN
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
TungstenJiangxi Xianglu Tungsten Co., Ltd.*CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TungstenJSC "Kirovgrad Hard Alloys Plant"*RUSSIAN FEDERATION
TungstenKennametal FallonUNITED STATES OF AMERICA
TungstenKennametal HuntsvilleUNITED STATES OF AMERICA
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OF
TungstenLianyou Metals Co., Ltd. TAIWAN, PROVINCE OF CHINA
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
TungstenMasan Tungsten Chemical LLC (MTC)VIET NAM
TungstenMoliren Ltd.RUSSIAN FEDERATION
TungstenNiagara Refining LLCUNITED STATES OF AMERICA
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIET NAM
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenWolfram Bergbau und Hutten AGAUSTRIA
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OF
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
TungstenXiamen Tungsten Co., Ltd.CHINA
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINA
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINA
1 This list includes SORs that are RMAP Conformant or actively seeking RMAP conformance. SORs actively seeking conformance are designated with an asterisk (*).