As filed with the Securities and Exchange Commission on August 23, 2018.
File No.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10
GENERAL FORM FOR REGISTRATION OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934
Garrett Motion Inc.
(Exact name of registrant as specified in its charter)
Delaware | 82-4873189 | |
(State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification Number) | |
La Pièce 16, Rolle, Switzerland | 1180 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrants telephone number, including area code:
+41 21 695 30 00
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class to be so Registered |
Name of Each Exchange on | |
Common Stock, par value $0.001 per share | New York Stock Exchange |
Securities to be registered pursuant to Section 12(g) of the Act:
None.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company.
See definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ (Do not check if a smaller reporting company) | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| The registrant was formerly named Garrett Transportation Systems Inc. As of June 14, 2018, the registrant changed its name to Garrett Motion Inc. |
Garrett Motion Inc.
Information Required in Registration Statement
Cross-Reference Sheet between the Information Statement and Items of Form 10
This Registration Statement on Form 10 incorporates by reference information contained in our Information Statement, which is Exhibit 99.1 to this Registration Statement on Form 10.
Item No. |
Name of Item |
Location in Information Statement | ||
1. | Business | See Information Statement Summary, Business, The Spin-Off, Capitalization, Business, Managements Discussion and Analysis of Financial Condition and Results of Operations and Where You Can Find More Information | ||
1A. | Risk Factors | See Risk Factors and Cautionary Statement Concerning Forward-Looking Statements | ||
2. | Financial Information | See Capitalization, Selected Historical Combined Financial Data, Unaudited Pro Forma Combined Financial Statements and Managements Discussion and Analysis of Financial Condition and Results of Operations | ||
3. | Properties | See BusinessProperties | ||
4. | Security Ownership of Certain Beneficial Owners and Management | See Security Ownership of Certain Beneficial Owners and Management | ||
5. | Directors and Executive Officers | See Management | ||
6. | Executive Compensation | See Management and Compensation Discussion and Analysis | ||
7. | Certain Relationships and Related Transactions, and Director Independence | See Risk Factors, Management and Certain Relationships and Related Party Transactions | ||
8. | Legal Proceedings | See BusinessLegal Proceedings | ||
9. | Market Price of and Dividends on the Registrants Common Equity and Related Shareholder Matters | See The Spin-Off, Dividend Policy, Security Ownership of Certain Beneficial Owners and Management and Description of Our Capital Stock | ||
10. | Recent Sales of Unregistered Securities | See Description of Our Capital Stock | ||
11. | Description of Registrants Securities to be Registered | See Description of Our Capital Stock | ||
12. | Indemnification of Directors and Officers | See Description of Our Capital Stock and Certain Relationships and Related Party TransactionsAgreements with HoneywellSeparation and Distribution Agreement | ||
13. | Financial Statements and Supplementary Data | See Selected Historical Combined Financial Data, Unaudited Pro Forma Combined Financial Statements and Index to Combined Financial Statements and the financial statements referenced therein | ||
14. | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | None | ||
15. | Financial Statements and Exhibits | (a) Combined Financial Statements
See Index to Combined Financial Statements, Unaudited Pro Forma Combined Financial Statements and the financial statements referenced therein
(b) Exhibits
See the Exhibit Index of this Registration Statement on Form 10 |
EXHIBIT INDEX
** | Certain schedules and similar attachments have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The registrant hereby undertakes to furnish copies of any of the omitted schedules and similar attachments upon request by the U.S. Securities and Exchange Commission. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused its Registration Statement on Form 10 to be signed on its behalf by the undersigned, thereunto duly authorized.
GARRETT MOTION INC. | ||
By: | /s/ Su Ping Lu | |
Name: Su Ping Lu | ||
Title: President |
DATED: August 23, 2018